| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| DANIEL A HALPERN ACCOUNTING | 3,600 | 3,600 |
| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| 9 ABBVIE INC | 2012-10 | Purchased | 2014-09 | 515 | 324 | Cost | 191 | |||
| 63.292 INVESCO CONVERTIBLE SECURITIES CL Y | 2013-11 | Purchased | 2014-09 | 1,616 | 1,532 | Cost | 84 | |||
| 10 ABBOTT LABORATORIES | 2012-10 | Purchased | 2014-09 | 509 | 399 | Cost | 110 | |||
| 32 ACCESS NATIONAL CORP | 2013-11 | Purchased | 2014-09 | 526 | 452 | Cost | 74 | |||
| 2 AIR METHODS CORP | 2013-11 | Purchased | 2014-09 | 114 | 87 | Cost | 27 | |||
| 6 APPLE INC | 2013-11 | Purchased | 2014-09 | 600 | 446 | Cost | 154 | |||
| 21.436 BARON SELECT FUNDS REAL ESTATE FUND | 2013-12 | Purchased | 2014-09 | 532 | 457 | Cost | 75 | |||
| 9 B & G FOODS INC | 2013-11 | Purchased | 2014-09 | 262 | 295 | Cost | -33 | |||
| 193.614 BLACKROCK FDS II HIGH YIELD | 2014-07 | Purchased | 2014-09 | 1,617 | 1,625 | Cost | -8 | |||
| 3 DEERE & CO | 2013-11 | Purchased | 2014-09 | 246 | 246 | Cost | ||||
| 6 EXXON MOBIL CORP | 2005-09 | Donated | 2014-09 | 581 | 376 | FMV | 205 | |||
| 69.417 FRANKLIN INVS SECS TR | 2013-11 | Purchased | 2014-09 | 603 | 606 | Cost | -3 | |||
| 51.019 GOLDMAN SACHS TR STRATEGIC | 2014-02 | Purchased | 2014-09 | 542 | 540 | Cost | 2 | |||
| 69.397 HARRIS ASSOC INVT TR OAKMARK | 2013-11 | Purchased | 2014-09 | 1,792 | 1,839 | Cost | -47 | |||
| 232.924 HARTFORD MUTUAL FUNDS | 2013-11 | Purchased | 2014-09 | 2,089 | 2,103 | Cost | -14 | |||
| 72.993 LAZARD FDS INC EMERGING MKTS | 2013-11 | Purchased | 2014-09 | 853 | 837 | Cost | 16 | |||
| 9 MAIN STREET CAPITAL CORP | 2012-10 | Purchased | 2014-09 | 292 | 271 | Cost | 21 | |||
| 313.076 PIONEER STRATEGIC INCOME FD | 2013-11 | Purchased | 2014-09 | 3,463 | 3,450 | Cost | 13 | |||
| 29.62 IVY SCIENCE AND TECHNOLOGY FD | 2013-11 | Purchased | 2014-09 | 1,745 | 1,552 | Cost | 193 | |||
| 23 ORCHIDS PAPER PRODUCTS CO | 2013-11 | Purchased | 2014-09 | 608 | 689 | Cost | -81 | |||
| 2 PPG INDUSTRIES INC | 2013-11 | Purchased | 2014-09 | 401 | 366 | Cost | 35 | |||
| 60.18 PIONEER SER TR X | 2013-11 | Purchased | 2014-09 | 605 | 606 | Cost | -1 | |||
| 2 POLARIS IND INC | 2013-11 | Purchased | 2014-09 | 295 | 261 | Cost | 34 | |||
| 6 QUALCOMM INC | 2013-11 | Purchased | 2014-09 | 455 | 415 | Cost | 40 | |||
| 22 SPDR S&P 500 TRUST ETF | 2013-11 | Purchased | 2014-09 | 4,392 | 3,890 | Cost | 502 | |||
| 173.795 TEMPLETON INCOME TR | 2013-11 | Purchased | 2014-09 | 2,322 | 2,273 | Cost | 49 | |||
| 45.478 THORNBURG INVT TR | 2013-11 | Purchased | 2014-09 | 1,006 | 954 | Cost | 52 | |||
| 12 TRIANGLE CAPITAL CORP | 2012-10 | Purchased | 2014-09 | 323 | 321 | Cost | 2 | |||
| 9 SEADRILL LTD | 2013-11 | Purchased | 2014-09 | 294 | 419 | Cost | -125 | |||
| 5 UNION PACIFIC CORP | 2013-11 | Purchased | 2014-09 | 537 | 385 | Cost | 152 | |||
| 7 VERIZON COMMUNICATIONS | 2005-09 | Donated | 2014-09 | 343 | 205 | FMV | 138 | |||
| 71 DEERE & CO | 2013-11 | Purchased | 2014-10 | 5,911 | 5,821 | Cost | 90 | |||
| 2 ABBVIE INC | 2012-10 | Purchased | 2014-10 | 122 | 72 | Cost | 50 | |||
| 19.317 INVESCO CONV SECURITIES | 2013-11 | Purchased | 2014-10 | 474 | 468 | Cost | 6 | |||
| 3 ABBOTT LABORATORIES | 2012-10 | Purchased | 2014-10 | 127 | 100 | Cost | 27 | |||
| 9 ACCESS NATIONAL CORP | 2013-11 | Purchased | 2014-10 | 149 | 127 | Cost | 22 | |||
| 1 APPLE INC | 2013-11 | Purchased | 2014-10 | 105 | 74 | Cost | 31 | |||
| 6.54 BARON SELECT FUNDS REAL RSTATE FD | 2013-12 | Purchased | 2014-10 | 160 | 140 | Cost | 20 | |||
| 2 B & G FOODS INC | 2013-11 | Purchased | 2014-10 | 56 | 56 | Cost | ||||
| 59.098 BLACLROCK FDS II HIGH YIELD | 2014-07 | Purchased | 2014-10 | 484 | 484 | Cost | ||||
| 1 EXXON MOBIL CORP | 2005-09 | Purchased | 2014-10 | 94 | 63 | Cost | 31 | |||
| 21.187 FRANKLIN INVS SECS TR | 2013-11 | Purchased | 2014-10 | 184 | 184 | Cost | ||||
| 15.692 GOLDMAN SACHS TR STRATEGIC | 2014-02 | Purchased | 2014-10 | 164 | 164 | Cost | ||||
| 21.176 HARRIS ASSOC INVT TR OAKMARK | 2013-11 | Purchased | 2014-10 | 509 | 509 | Cost | ||||
| 71.113 HARTFORD MUTUAL FUNDS | 2013-11 | Purchased | 2014-10 | 630 | 630 | Cost | ||||
| 22.277 LAZARD FDS INC | 2013-11 | Purchased | 2014-10 | 241 | 241 | Cost | ||||
| 3 MAIN STREET CAPITAL | 2012-10 | Purchased | 2014-10 | 92 | 91 | Cost | 1 | |||
| 95.585 PIONEER STRATEGIC INCOME FD | 2013-11 | Purchased | 2014-10 | 1,052 | 1,052 | Cost | ||||
| 9.034 IVY SCIENCE & TECHNOLOGY FD | 2013-11 | Purchased | 2014-10 | 510 | 473 | 37 | ||||
| 7 ORCHIDS PAPER PRODUCTS | 2013-11 | Purchased | 2014-10 | 183 | 183 | Cost | ||||
| 18.367 PIONEER SER TR X | 2013-11 | Purchased | 2014-10 | 185 | 185 | Cost | ||||
| 2 QUALCOMM INC | 2013-11 | Purchased | 2014-10 | 152 | 138 | Cost | 14 | |||
| 6 SPDR S&P 500 TR ETF | 2013-11 | Purchased | 2014-10 | 1,177 | 1,061 | Cost | 116 | |||
| 50.046 TEMPLETON INCOME TR GLOBAL | 2013-11 | Purchased | 2014-10 | 697 | 694 | Cost | 3 | |||
| 13.937 THORNBURG INVT TR | 2013-11 | Purchased | 2014-10 | 294 | 293 | Cost | 1 | |||
| 3 TRIANGLE CAPITAL CORP | 2012-10 | Purchased | 2014-10 | 76 | 76 | Cost | ||||
| 1 UNION PACIFIC CORP | 2013-11 | Purchased | 2014-10 | 114 | 77 | Cost | 37 | |||
| 2 VERIZON COMMUNICATIONS | 2005-09 | Donated | 2014-10 | 99 | 59 | FMV | 40 | |||
| 16 ALASKA AIR GROUP INC | 2014-10 | Purchased | 2014-10 | 849 | 702 | Cost | 147 | |||
| 12 MARTIN MARIETTA MATERIALS INC | 2014-10 | Purchased | 2014-12 | 1,369 | 1,359 | Cost | 10 | |||
| 31 UNION PACIFIC CORP | 2013-11 | Purchased | 2015-02 | 3,782 | 2,388 | Cost | 1,394 | |||
| 1 AIR METHODS CORP | 2014-10 | Purchased | 2015-02 | 54 | 55 | Cost | -1 | |||
| 54 AIR METHODS CORP | 2013-11 | Purchased | 2015-02 | 2,898 | 2,352 | Cost | 546 | |||
| 21.072 GOLDMAN SACHS TR STRATEGIC | Purchased | 2015-03 | 215 | 221 | Cost | -6 | ||||
| 927.256 GOLDMAN SACHS TR STRATEGIC | 2014-02 | Purchased | 2015-03 | 9,467 | 9,810 | Cost | -343 | |||
| 15.692 GOLDMAN SACHS TR STRATEGIC | 2014-02 | Purchased | 2015-03 | 160 | 160 | Cost | ||||
| 3.928 FRANKLIN INVS SECS TR | 2014-10 | Purchased | 2015-03 | 34 | 34 | Cost | ||||
| 1276.406 FRANKLIN INVS SECS TR | 2013-11 | Purchased | 2015-03 | 11,041 | 11,143 | Cost | -102 | |||
| 21.187 FRANKLIN INVS SECS TR | 2013-11 | Purchased | 2015-03 | 183 | 185 | Cost | -2 | |||
| 517.220 LAZARD INC EMERGING MKTS | 2013-11 | Purchased | 2015-04 | 5,384 | 5,927 | Cost | -543 | |||
| 43 SPDR S&P 500 TRUST | 2013-11 | Purchased | 2015-04 | 9,022 | 7,604 | Cost | 1,418 | |||
| 70 SPDR S&P 500 TRUST | 2013-11 | Purchased | 2015-05 | 14,641 | 12,379 | Cost | 2,262 | |||
| 3 SEADRILL LTD | 2014-10 | Purchased | 2015-08 | 22 | 70 | Cost | -48 | |||
| 172 SEADRILL LTD | 2014-12 | Purchased | 2015-08 | 1,238 | 2,371 | Cost | -1,133 | |||
| 183 SEADRILL LTD | 2013-11 | Purchased | 2015-08 | 1,317 | 8,514 | Cost | -7,197 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 229 ABBOTT LABORATORIES | 7,645 | 10,371 |
| 244 ABBVIE INC | 10,205 | 15,228 |
| 601 ACCESS NATIONAL CORP | 8,502 | 12,279 |
| 114 APPLE INC | 8,522 | 12,855 |
| 170 B&G FOODS INC CLASS A | 5,539 | 5,166 |
| 158 EXXON MOBIL CORP | 10,339 | 11,888 |
| 17 INTERNATIONAL BUSINESS MACHINE CORP | 3,043 | 2,514 |
| 187 MAIN STREET CAPITAL CORP | 5,645 | 5,253 |
| 76 MERCK & CO INC | 4,123 | 4,093 |
| 482 ORCHIDS PAPER PRODUCTS CO | 13,721 | 12,064 |
| 112 P P G INDUSTRIES INC | 10,256 | 10,673 |
| 44 POLARIS INDS INC | 5,734 | 5,714 |
| 149 QUALCOMM INC | 10,299 | 8,430 |
| 16 SPDR S&P MIDCAP 400 ET | 4,054 | 4,128 |
| 306 SPDR S&P 500 TRUST ET | 54,214 | 60,487 |
| 244 TRIANGLE CAPITAL CORP | 6,676 | 4,880 |
| 81 UNION PACIFIC CORP | 6,297 | 6,945 |
| 141 VERIZON COMMUNICATIONS | 4,157 | 6,487 |
| 1186.627 INVESCO CONVERTIBLE SECURITIES CL Y | 28,931 | 27,946 |
| 482.210 BARON SELECT FUNDS EMERGING MARKETS FD | 5,936 | 5,131 |
| 401.810 BARON SELECT FUNDS REAL ESTATE FUND | 8,593 | 10,001 |
| 3630.434 BLACKROCK FDS II HIGH YIELD BOND | 30,452 | 27,882 |
| 1332.024 EATON VANCE MF FDS TR LOW DURATION GOVT INC | 11,309 | 11,242 |
| 1941.926 HARRIS ASSOC INVT TR OAKMARK INTL FD CL I | 50,566 | 44,276 |
| 4368.529 HARTFORD MUTUAL FUNDS FLOATING RATE FD CL I | 39,442 | 37,307 |
| 851.270 LAZARD FDS INC EMERGING MKTS EQUITY | 9,752 | 7,389 |
| 5871.852 PIONEER STRATEGIC INCOME FD | 64,773 | 61,478 |
| 555.018 IVY SCIENCE AND TECHNOLOGY FD CL I | 29,124 | 30,831 |
| 1128.348 PIONEER SER TR X MULTI-ASSET ULTRASHORT INC FD CL Y | 11,362 | 11,261 |
| 446.834 DREYFUS INVT FDS STANDISH GLOBAL FIXED INC FD CL 1 | 9,862 | 9,562 |
| 3258.636 TEMPLETON INCOME TR GLOBAL BD FD ADVISOR | 42,624 | 37,866 |
| 856.181 THORNBURG INVT TR INVT INCOME BUILDER FD CLI | 17,932 | 17,278 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| JOHNSON, POPE, BOKER, ETAL LEGAL | 5,797 | 5,797 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FIRST CLEARING, LLC ADVISORY FEES | 5,852 | 5,852 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES PAID | 155 | 155 | ||
| FEDERAL EXCISE TAX | 5,062 |