Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 09-01-2013 , and ending 08-31-2014
Name of foundation
CALDER FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)207 WEST 25TH STREET NO 12   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10001
A Employer identification number

13-3466986
B Telephone number (see instructions)

(212) 334-2424
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$400,411,985J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 5,945,000
2 Check bullet
3 Interest on savings and temporary cash investments 13,872 13,872  
4 Dividends and interest from securities...... 144 144  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -6,560
b Gross sales price for all assets on line 6a 2
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 267,989 232,236 33,911
12 Total. Add lines 1 through 11........ 6,220,445 246,252 33,911
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 36,617 7,996 1,158 27,462
14 Other employee salaries and wages...... 685,401 31,385 4,547 649,469
15 Pension plans, employee benefits....... 131,671 5,724 829 125,118
16a Legal fees (attach schedule)......... Click to see attachment 77,224 0 0 77,224
b Accounting fees (attach schedule)....... Click to see attachment 58,567 51,156 7,411 0
c Other professional fees (attach schedule).... Click to see attachment 30,321 0 0 30,321
17 Interest............... 1,711 0 0 0
18 Taxes (attach schedule) (see instructions) Click to see attachment 62,593 4,175 605 57,813
19 Depreciation (attach schedule) and depletion... Click to see attachment 170,617 0 0
20 Occupancy.............. 78,000 17,032 2,468 58,500
21 Travel, conferences, and meetings....... 12,685 2,770 401 9,514
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 432,874 76,319 11,288 319,600
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,778,281 196,557 28,707 1,355,021
25 Contributions, gifts, grants paid........ 25,000 25,000
26 Total expenses and disbursements. Add lines 24 and 25 1,803,281 196,557 28,707 1,380,021
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 4,417,164
b Net investment income (if negative, enter -0-) 49,695
c Adjusted net income (if negative, enter -0-)... 5,204
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 114,621 1,334,635 1,334,635
2 Savings and temporary cash investments.......... 8,062,415 7,197,587 7,197,587
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........      
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 35,832 Click to see attachment30,101 30,101
14 Land, buildings, and equipment: basis bullet6,875,990
Less: accumulated depreciation (attach schedule) bullet1,696,619 5,356,346 Click to see attachment5,179,371 14,837,860
15 Other assets (describe bullet) Click to see attachment224,600,920 Click to see attachment228,867,375 Click to see attachment377,011,802
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 238,170,134 242,609,069 400,411,985
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable................... 25,000  
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment0 Click to see attachment44,888
23 Total liabilities (add lines 17 through 22).......... 25,000 44,888
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 238,145,134 242,564,181
30 Total net assets or fund balances (see page 17 of the
instructions).................... 238,145,134 242,564,181
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 238,170,134 242,609,069
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 238,145,134
2 Enter amount from Part I, line 27a..................... 2 4,417,164
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 3,835
4 Add lines 1, 2, and 3.......................... 4 242,566,133
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 1,952
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 242,564,181
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a CURRENCY EXCHANGE LOSS P    
b SMALL POTATOS UR , 16,760 SHS P   2014-08-31
c SPUD USA HLDG, 16,760 SHS P   2014-08-31
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a     592 -592
b 1   4,478 -4,477
c 1   1,492 -1,491
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -592
b       -4,477
c       -1,491
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -6,560
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,892,794 8,586,040 0.220450
2011 2,943,816 11,017,732 0.267189
2010 1,135,428 21,274,178 0.053371
2009 2,225,694 19,711,984 0.112911
2008 720,074 15,285,857 0.047107
2 Total of line 1, column (d) ...................... 2 0.701028
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.140206
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 7,988,571
5 Multiply line 4 by line 3....................... 5 1,120,046
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 497
7 Add lines 5 and 6......................... 7 1,120,543
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,380,021
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 497
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 497
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 497
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 2,471
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,471
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,974
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet1,974 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.CALDER.ORG
    14
    The books are in care ofbulletCALDER FOUNDATION Telephone no.bullet (212) 334-2424
    Located atbullet207 WEST 25TH STREET FL 12NEW YORKNY ZIP+4bullet10001
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16Yes  
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bulletFR
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ALEXANDER SC ROWER CHAIRMAN / PRESIDENT
    40.00     		36,617 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    SANDRA DAVIDSON SECRETARY / TRUSTEE
    0.25     		0 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    JOHN V PERNA TREASURER / TRUSTEE
    0.25     		0 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    SHAWN DAVIDSON VICE PRESIDENT / TRUSTEE
    0.25     		0 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    SEAN SWEENEY VICE PRESIDENT / TRUSTEE
    0.25     		0 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    ANDREA DAVIDSON VICE PRESIDENT / TRUSTEE
    0.25     		0 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    HOLTON ROWER VICE PRESIDENT / TRUSTEE
    0.25     		0 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    PETER LIPMAN VICE PRESIDENT / TRUSTEE
    0.25     		0 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    GRYPHON ROWER-UPJOHN VICE PRESIDENT / TRUSTEE
    0.25     		0 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    ALEXIS MAROTTA DIRECTOR OF ARCHIVES
    40.00     		90,250 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    LILY C LYONS DIRECTOR OF EXTERNAL
    40.00     		86,134 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    SUSAN DAM DIRECTOR OF RESEARCH
    40.00     		68,654 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    KEVIN BARRY REGISTRAR
    40.00     		53,986 0 0
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    PATTERSON BELKNAP WEBB & TYLER LLP LEGAL SERVICES 75,689
    1133 AVENUE OF AMERICAS
    NEW YORK,NY10036
    LH FRISHKOFF & COMPANY LLP ACCOUNTING SERVICES 58,567
    529 5TH AVENUE 9TH FL
    NEW YORK,NY10017
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 CATALOGUING ALL THE WORKS PRODUCED BY THE ARTIST ALEXANDER CALDER AND MAKING HIS WORKS AVAILABLE FOR PUBLIC INSPECTION IN ORDER TO FACILITATE ART EDUCATION AND RESEARCH 1,586,325
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
     
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$  
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
    1991-09-18
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
    5,204 0 0 27,025 32,229
    b 85% of line 2a ......... 4,423 0 0 22,971 27,395
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		1,380,021 1,892,794 2,943,945 1,135,428 7,352,188
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		0 0 0 0 0
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		1,380,021 1,892,794 2,943,945 1,135,428 7,352,188
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ...... 239,936,146 238,170,134 239,066,333 76,896,614 794,069,227
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		 239,936,146 238,170,134 239,066,333 76,896,614 794,069,227
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		        0
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		        0
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		        0
    (3) Largest amount of support
    from an exempt organization    		         0
    (4) Gross investment income         0
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    SANDRA DAVIDSON
    HOLTON ROWER
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    DARREN BADER
    C/O CALDER FOUNDATION 207 WEST 25TH
    STREET FL 12
    NEW YORK,NY10001     		NONE NC TO HONOR A LIVING ARTIST WHO HAS COMPLETED EXEMPLARY AND INNOVATIVE EARLY WORK AND WHO HAS DEMONSTRATED THE POTENTIAL TO MAKE A MAJOR CONTRIBUTION TO THE FIELD. 25,000
    Total .................................bullet 3a 25,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aROYALTY FEES     15 234,078  
    bEXHIBITION INCOME         33,911
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 13,872  
    4 Dividends and interest from securities....     14 144  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 -6,560  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 241,534 33,911
    13Total. Add line 12, columns (b), (d), and (e)..................
    13275,445
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1B ART WORKS WERE DISPLAYED TO THE PUBLIC FOR ART EDUCATION AND RESEARCH
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    CALDER FOUNDATION
     
    Employer identification number

    13-3466986
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    CALDER FOUNDATION
          		Employer identification number

    13-3466986
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    PACE GALLERY
     

       
    32 E 57TH STREET
     
    NEW YORK, NY10022

    		$2,000,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    ANDREA DAVIDSON  
    C/O LH FRISHKOFF CO LLP 529 FIFTH A
     
    NEW YORK, NY10017

    		$298,750


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    SHAWN DAVIDSON  
    C/O LH FRISHKOFF CO LLP 529 FIFTH A
     
    NEW YORK, NY10017

    		$298,750


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    HOLTON ROWER  
    C/O LH FRISHKOFF CO LLP 529 FIFTH A
     
    NEW YORK, NY10017

    		$298,750


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    ALEXANDER ROWER  
    C/O LH FRISHKOFF CO LLP 529 FIFTH A
     
    NEW YORK, NY10017

    		$298,750


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    CHARLES M YASSKY  
    424 MADISON AVENUE
     
    NEW YORK, NY10017

    		$2,750,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    CALDER FOUNDATION
          		Employer identification number

    13-3466986
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    2
    		 1/4 INTEREST IN 55 WORKS OF ART BY THE ALEXANDER CALDER $298,750 2013-12-16
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    3
    		 1/4 INTEREST IN 55 WORKS OF ART BY THE ALEXANDER CALDER $298,750 2013-12-16
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    4
    		 1/4 INTEREST IN 55 WORKS OF ART BY THE ALEXANDER CALDER $298,750 2013-12-16
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    5
    		 1/4 INTEREST IN 55 WORKS OF ART BY THE ALEXANDER CALDER $298,750 2013-12-16
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    6
    		 ALEXANDER CALDER, STANDING MOBILE - ROOSTER $2,750,000 2013-12-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    CALDER FOUNDATION
          		Employer identification number

    13-3466986
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    L.H. FRISHKOFF & COMPANY LLP 58,567 51,156 7,411 0

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 AmortizationSchedule
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Description of Amortized Expenses Date Acquired, Completed, or Expended Amount Amortized Deduction for Prior Years Amortization Method Current Year Amortization Net Investment Income Adjusted Net Income Total Amount of Amortization
    COMPUTER SOFTWARE 2007-07-31 2,414 2,414 3.000000000000   0 0 2,414
    COMPUTER SOFTWARE 2008-04-15 20,999 10,499 3.000000000000   0 0 10,499
    COMPUTER SOFTWARE 2012-06-01 77,000 32,084 36.000000000000 25,667 0 25,667 57,751

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    TY 2013 DepreciationSchedule
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    FURNITURE & FIXTURES 1993-06-30 3,078 3,078 150DB 7.000000000000 0 0 0  
    FURNITURE & FIXTURES 1999-08-05 200 200 SL 7.000000000000 0 0 0  
    FURNITURE & FIXTURES 1993-09-01 3,890 3,890 150DB 7.000000000000 0 0 0  
    FURNITURE & FIXTURES 1996-02-01 923 923 SL 5.000000000000 0 0 0  
    OFFICE EQUIPMENT 1999-01-20 4,950 4,950 SL 7.000000000000 0 0 0  
    LEASEHOLD IMPROVEMENT 1999-01-22 2,000 746 SL 39.000000000000 51 0 51  
    LEASEHOLD IMPROVEMENT 1999-02-08 250 87 SL 39.000000000000 6 0 6  
    OFFICE EQUIPMENT 1999-02-25 198 198 SL 7.000000000000 0 0 0  
    FURNITURE & FIXTURES 1999-02-25 606 606 SL 7.000000000000 0 0 0  
    FURNITURE & FIXTURES 1999-03-15 610 610 SL 7.000000000000 0 0 0  
    OFFICE EQUIPMENT 1999-06-22 2,451 2,451 SL 7.000000000000 0 0 0  
    ART EQUIPMENT 1999-06-24 830 830 SL 7.000000000000 0 0 0  
    OFFICE EQUIPMENT 1999-08-05 390 390 SL 7.000000000000 0 0 0  
    COMPUTER EQUIPMENT 2000-09-01 12,567 11,906 200DB 5.000000000000 0 0 0  
    OFFICE EQUIPMENT 2001-06-01 4,094 4,094 200DB 7.000000000000 0 0 0  
    WEBSITE DEVELOPMENT 2003-08-31 11,375 11,375 SL 3.000000000000 0 0 0  
    EQUIPMENT 2006-06-09 4,600 4,600 200DB 7.000000000000 0 0 0  
    BUILDING 2005-10-31 4,674,087 943,803 SL 39.000000000000 119,848 0 119,848  
    BUILDING IMPROVEMENT 2006-07-31 1,062,881 194,292 SL 39.000000000000 27,253 0 27,253  
    OFFICE EQUIPMENT 2006-12-31 38,879 37,144 200DB 7.000000000000 1,735 0 1,735  
    FIXTURES 2006-12-31 107,928 102,787 SL 7.000000000000 5,141 0 5,141  
    COMPUTER EQUIPMENT 2006-12-31 24,027 24,027 200DB 5.000000000000 0 0 0  
    OFFICE FURNITURES 2007-09-05 5,019 4,302 SL 7.000000000000 717 0 717  
    EQUIPMENT 2007-11-09 1,945 1,685 200DB 7.000000000000 173 0 260  
    OFFICE FURNITURES 2007-11-27 1,630 1,340 SL 7.000000000000 233 0 233  
    OFFICE FURNITURES 2008-01-17 2,229 1,776 SL 7.000000000000 318 0 318  
    OFFICE FURNITURES 2008-07-24 150 107 SL 7.000000000000 21 0 21  
    OFFICE FURNITURES 2008-10-08 125 48 200DB 7.000000000000 6 0 18  
    OFFICE FURNITURE 2008-10-24 822 320 200DB 7.000000000000 36 0 117  
    COMPUTER EQUIPMENT 2009-03-02 699 329 200DB 5.000000000000 20 0 70  
    SHELVES 2009-09-01 500 172 200DB 7.000000000000 22 0 71  
    OFFICE FURNITURE 2009-09-14 484 166 200DB 7.000000000000 22 0 69  
    OFFICE EQUIPMENT 2010-01-14 5,091 1,750 200DB 7.000000000000 227 0 727  
    OFFICE EQUIPMENT 2010-03-10 10,125 3,481 200DB 7.000000000000 452 0 1,446  
    FURNITURE & FIXTURE 2010-06-25 4,500 1,541 200DB 7.000000000000 203 0 643  
    OFFICE FURNITURE 2011-04-06 17,231   200DB 7.000000000000 0 0 2,462  
    OFFICE EQUIPMENT 2011-05-19 5,035   200DB 7.000000000000 0 0 719  
    OFFICE FURNITURE 2011-07-12 17,231   200DB 7.000000000000 0 0 2,462  
    OFFICE FURNITURE 2012-03-02 3,486 1,352 200DB 7.000000000000 610 0 498  
    OFFICE FURNITURE 2012-03-16 6,234 2,418 200DB 7.000000000000 1,090 0 891  
    OFFICE FURNITURE 2012-04-10 3,635 1,409 200DB 7.000000000000 636 0 519  
    LAND - 339 PAINTER HILLD ROAD, CT 2011-03-10 676,162   L   0 0 0  
    COMPUTER EQUIPMENT 2013-06-18 1,893 189 200DB 5.000000000000 303 0 379  
    OFFICE FURNITURE 2012-10-23 3,285 235 200DB 7.000000000000 402 0 469  
    OFFICE FURNITURE 2012-11-09 24,935 1,781 200DB 7.000000000000 3,053 0 3,562  
    OFFICE FURNITURE 2013-04-26 3,009 215 200DB 7.000000000000 368 0 430  
    COMPUTER EQUIPMENT 2013-12-16 9,521   200DB 5.000000000000 5,713 0 1,269  
    COMPUTER EQUIPMENT 2014-01-15 2,483   200DB 5.000000000000 497 0 331  
    COMPUTER EQUIPMENT 2014-04-15 1,299   200DB 5.000000000000 260 0 108  
    COMPUTER EQUIPMENT 2014-08-15 6,005   200DB 5.000000000000 1,201 0 100  

    TY 2013 InvestmentsOtherSchedule2
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    POSTAGE STAMP COLLECTION AT COST 22,400 22,400
    OTHER INVESTMENTS AT COST 7,701 7,701

    TY 2013 LandEtcSchedule2
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    FURNITURE & FIXTURES 3,078 3,078 0  
    FURNITURE & FIXTURES 200 200 0  
    FURNITURE & FIXTURES 3,890 3,890 0  
    FURNITURE & FIXTURES 923 923 0  
    OFFICE EQUIPMENT 4,950 4,950 0  
    LEASEHOLD IMPROVEMENT 2,000 797 1,203  
    LEASEHOLD IMPROVEMENT 250 93 157  
    OFFICE EQUIPMENT 198 198 0  
    FURNITURE & FIXTURES 606 606 0  
    FURNITURE & FIXTURES 610 610 0  
    OFFICE EQUIPMENT 2,451 2,451 0  
    ART EQUIPMENT 830 830 0  
    OFFICE EQUIPMENT 390 390 0  
    COMPUTER EQUIPMENT 12,567 11,906 661  
    OFFICE EQUIPMENT 4,094 4,094 0  
    WEBSITE DEVELOPMENT 11,375 11,375 0  
    EQUIPMENT 4,600 4,600 0  
    BUILDING 4,674,087 1,063,651 3,610,436  
    BUILDING IMPROVEMENT 1,062,881 221,545 841,336  
    OFFICE EQUIPMENT 38,879 38,879 0  
    FIXTURES 107,928 107,928 0  
    COMPUTER EQUIPMENT 24,027 24,027 0  
    COMPUTER SOFTWARE 2,414 2,414 0  
    OFFICE FURNITURES 5,019 5,019 0  
    EQUIPMENT 1,945 1,858 87  
    OFFICE FURNITURES 1,630 1,573 57  
    OFFICE FURNITURES 2,229 2,094 135  
    COMPUTER SOFTWARE 20,999 20,999 0  
    OFFICE FURNITURES 150 128 22  
    OFFICE FURNITURES 125 117 8  
    OFFICE FURNITURE 822 767 55  
    COMPUTER EQUIPMENT 699 699 0  
    SHELVES 500 444 56  
    OFFICE FURNITURE 484 430 54  
    OFFICE EQUIPMENT 5,091 4,523 568  
    OFFICE EQUIPMENT 10,125 8,996 1,129  
    FURNITURE & FIXTURE 4,500 3,994 506  
    OFFICE FURNITURE 17,231 17,231 0  
    OFFICE EQUIPMENT 5,035 5,035 0  
    OFFICE FURNITURE 17,231 17,231 0  
    COMPUTER SOFTWARE 77,000 57,751 19,249  
    OFFICE FURNITURE 3,486 1,962 1,524  
    OFFICE FURNITURE 6,234 3,508 2,726  
    OFFICE FURNITURE 3,635 2,045 1,590  
    LAND - 339 PAINTER HILLD ROAD, CT 676,162 0 676,162  
    COMPUTER EQUIPMENT 1,893 1,439 454  
    OFFICE FURNITURE 3,285 2,280 1,005  
    OFFICE FURNITURE 24,935 17,302 7,633  
    OFFICE FURNITURE 3,009 2,088 921  
    COMPUTER EQUIPMENT 9,521 5,713 3,808  
    COMPUTER EQUIPMENT 2,483 497 1,986  
    COMPUTER EQUIPMENT 1,299 260 1,039  
    COMPUTER EQUIPMENT 6,005 1,201 4,804  


    TY 2013 LegalFeesSchedule
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PATTERSON BELKNAP WEBB & TYLER LLP 75,689 0 0 75,689
    LADAS & PARRY LLP 1,535 0 0 1,535


    TY 2013 OtherAssetsSchedule
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    WORKS OF ART 224,472,438 228,762,107 376,906,534
    PROMOTIONAL BOOKS/MATERIALS 79,268 79,268 79,268
    ARCHIVAL DOCUMENTS 49,214 0 0
    DEPOSITS FOR FIXED ASSET PURCHASE 0 26,000 26,000


    TY 2013 OtherDecreasesSchedule
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Description Amount
    50 % MEALS & ENTERTAINMENT ALLOCATED TO NET INVESTMENT INCOME 1,923
    PENALTIES RECORDED ON BOOKS, NOT TAX 29


    TY 2013 OtherExpensesSchedule
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ART HANDLING & STORAGE 17,048 3,723 539 12,786
    ART RESTORATION & CONSERVATION 60,175 13,139 1,904 45,132
    ARCHIVAL DOCUMENT EXPENSES 49,214 0 0 49,214
    BANK CHARGES 594 129 19 446
    CLEANING EXPENSE 9,351 2,042 296 7,013
    COMPUTER EXPENSE 59,145 12,915 1,871 44,359
    CONTINUING EDUCATION 6,207 1,356 196 4,655
    ENTERTAINMENT 15,690 1,923 557 13,210
    EQUIPMENT RENTAL 93 0 0 93
    INSURANCE 88,530 19,331 2,801 66,398
    LICENSES & FEES 1,585 346 50 1,189
    OFFICE EXPENSES 37,904 8,277 1,199 28,428
    PHOTOGRAPHY 5,587 1,220 177 4,190
    POSTAGE & DELIVERY 2,331 509 74 1,748
    REPAIRS & MAINTENANCE 17,963 3,923 568 13,472
    SECURITY 2,388 521 76 1,791
    TELEPHONE 5,562 1,214 176 4,172
    UTILITIES 24,828 5,422 785 18,621
    PROMOTION 1,696 0 0 1,696
    DUES AND SUBSCRIPTIONS 319 80 0 239
    ADMINISTRATIVE EXPENSES 997 249 0 748
    AMORTIZATION 25,667 0   0


    TY 2013 OtherIncomeSchedule2
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ICESTONE LLC   -1,842  
    ROYALTY FEES 234,078 234,078 0
    EXHIBITION INCOME 33,911   33,911


    TY 2013 OtherIncreasesSchedule
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Description Amount
    ICESTONE LLC INCOME RECORDED ON BOOKS, NOT TAX 3,481
    UNREALIZED GAIN FROM MARKETABLE SECURITIES RECORDED ON BOOKS, NOT TAX 354


    TY 2013 OtherLiabilitiesSchedule
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Description Beginning of Year - Book Value End of Year - Book Value
    CREDIT CARD PAYABLE 0 44,888


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    RESEARCH 25,745 0 0 25,745
    INTERNSHIP 4,576 0 0 4,576


    TY 2013 TaxesSchedule
    Name:
    CALDER FOUNDATION
    EIN: 13-3466986
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROPERTY TAX 4,106 896 130 3,080
    PAYROLL TAXES 58,487 3,279 475 54,733