TY 2013 Form 990

Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
	1	Cash–non-interest-bearing .............	44,190	1	268,560
2	Savings and temporary cash investments .........		2
3	Pledges and grants receivable, net ...........		3
4	Accounts receivable, net .............		4
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
			5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
			6
7	Notes and loans receivable, net .............		7
8	Inventories for sale or use ..............		8
9	Prepaid expenses and deferred charges ..........	12,191	9	13,114
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	104,980
b	Less: accumulated depreciation .....	10b	92,366	14,007	10c	12,614
11	Investments—publicly traded securities ..........	8,291,271	11	8,669,098
12	Investments—other securities. See Part IV, line 11 .....		12
13	Investments—program-related. See Part IV, line 11 .....		13
14	Intangible assets ...............		14
15	Other assets. See Part IV, line 11 ...........	200,138	15	199,667
16	Total assets. Add lines 1 through 15 (must equal line 34)......	8,561,797	16	9,163,053
	17	Accounts payable and accrued expenses .........		17
18	Grants payable .................		18
19	Deferred revenue ................		19
20	Tax-exempt bond liabilities .............		20
21	Escrow or custodial account liability. Complete Part IV of Schedule D..		21
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........		22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ....		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................	10,592,835	25	9,523,408
26	Total liabilities. Add lines 17 through 25.........	10,592,835	26	9,523,408
		Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............		27
28	Temporarily restricted net assets ...........	-2,031,038	28	-360,355
29	Permanently restricted net assets ...........		29
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........		30
31	Paid-in or capital surplus, or land, building or equipment fund .....		31
32	Retained earnings, endowment, accumulated income, or other funds		32
33	Total net assets or fund balances ...........	-2,031,038	33	-360,355
34	Total liabilities and net assets/fund balances ........	8,561,797	34	9,163,053

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet

Attach to Form 990. SchDMd Bullet

See separate instructions. SchDMd Bullet

Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

PLUMBERS PIPE FITTERS & MECHANICAL
EQUIPMENT SERVICE LOCAL UNION 392 S

Employer identification number

31-0727369

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate contributions to (during year) ...
3	Aggregate grants from (during year) .....
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements .......................	2a
b	Total acreage restricted by conservation easements ..................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register ....................	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenues included in Form 990, Part VIII, line 1 ........................ SchDMd Bullet

(ii)

Assets included in Form 990, Part X .............................. SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenues included in Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2013

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No

If "Yes," explain the arrangement in Part XIII and complete the following table:


c	Beginning balance .................................	1c
d	Additions during the year ..............................	1d
e	Distributions during the year .............................	1e
f	Ending balance ...................................	1f

Did the organization include an amount on Form 990, Part X, line 21? .....................

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........

Part V

Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.

		(a)Current year	(b)Prior year	b (c)Two years back	(d)Three years back	(e)Four years back
1a	Beginning of year balance ....
b	Contributions ........
c	Net investment earnings, gains, and losses
d	Grants or scholarships .....
e	Other expenditures for facilities and programs ........
f	Administrative expenses ....
g	End of year balance ......

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

Permanent endowment SchDMd Bullet

Temporarily restricted endowment SchDMd Bullet

The percentages in lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) unrelated organizations ........................

3a(i)

(ii) related organizations ........................

3a(ii)

If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(b)Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value
1a	Land .................
b	Buildings ................
c	Leasehold improvements ............
d	Equipment ................	104,980	92,366	12,614
e	Other .................
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......				12,614

Schedule D (Form 990) 2013

Page 3

Part VII

InvestmentsOther Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)		(b)Book value	(c) Method of valuation: Cost or end-of-year market value
(1)Financial derivatives
(2)Closely-held equity interests
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment		(b) Book value	(c) Method of valuation: Cost or end-of-year market value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability		(b) Book value
Federal income taxes
ACCRUED LIABILITY FOR FUTURE PAYMENT		9,470,876
ACCRUED UNEMPLOYMENT AND SICK PAY		27,722
ACCRUED OFFICE AND ADMINISTRATIVE		20,134
ACCRUED TAXES		4,676





Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)		9,523,408
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................

Schedule D (Form 990) 2013

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	2,594,987
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains on investments ..........	2a
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................			2e
3	Subtract line 2e from line 1.....................			3	2,594,987
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a	21,060
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b.......................			4c	21,060
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	2,616,047

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	924,304
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities ..........	2a
b	Prior year adjustments ..............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d	-1,045,791
e	Add lines 2a through 2d......................			2e	-1,045,791
3	Subtract line 2e from line 1.....................			3	1,970,095
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a	21,060
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.......................			4c	21,060
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	1,991,155

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
SCHEDULE D, PAGE 3, PART X	THE PLUMBERS, PIPE FITTERS AND MECHANCIAL EQUIPMENT SERVICE LOCAL UNION NO 392 SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN IS QUALIFIED PURSUANT TO SECTION 501(C)(9) OF THE INTERAL REVENUE CODES AND IS EXEMPT FROM INCOME TAXES. THE PLAN OBTAINED ITS LATEST DETERMINATION LETTER ON OCTOBER 26, 2006, IN WHICH THE INTERNAL REVENUE SERVICE STATED THAT THE PLAN, AS THEN DESIGNED, WAS IN COMPLIANCE WITH APPLICABLE REQUIREMENTS OF THE IRC. THE PLAN HAS BEEN AMENDED SINCE RECEIVING THE DETERMINATION LETTER. PLAN MANAGEMENT AND THE PLAN'S TAX COUNSEL BELEIVE THAT THE PLAN IS CURRENTLY DESIGNED AND BEING OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC. THEREFORE, NO PROVISION FOR INCOME TAXES HAS BEEN INCLUDED IN THE PLAN'S FINANCIAL STATEMENTS. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANZIATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN, AND HAS CONCLUDED AS OF MAY 31, 2014, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A TAX LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTION; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE PLAN ADMINISTRATOR BELEIVES THE PLAN IS NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO MAY 31, 2011.
SCHEDULE D, PAGE 4, PART XII, LINE 2D	DECREASE IN BENEFIT OBLIGATIONS AT PRESENT VALUE OF ESTIMA -1,045,791

Return Reference

Explanation

SCHEDULE D, PAGE 3, PART X

THE PLUMBERS, PIPE FITTERS AND MECHANCIAL EQUIPMENT SERVICE LOCAL UNION NO 392 SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN IS QUALIFIED PURSUANT TO SECTION 501(C)(9) OF THE INTERAL REVENUE CODES AND IS EXEMPT FROM INCOME TAXES. THE PLAN OBTAINED ITS LATEST DETERMINATION LETTER ON OCTOBER 26, 2006, IN WHICH THE INTERNAL REVENUE SERVICE STATED THAT THE PLAN, AS THEN DESIGNED, WAS IN COMPLIANCE WITH APPLICABLE REQUIREMENTS OF THE IRC. THE PLAN HAS BEEN AMENDED SINCE RECEIVING THE DETERMINATION LETTER. PLAN MANAGEMENT AND THE PLAN'S TAX COUNSEL BELEIVE THAT THE PLAN IS CURRENTLY DESIGNED AND BEING OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC. THEREFORE, NO PROVISION FOR INCOME TAXES HAS BEEN INCLUDED IN THE PLAN'S FINANCIAL STATEMENTS. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANZIATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN, AND HAS CONCLUDED AS OF MAY 31, 2014, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A TAX LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTION; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE PLAN ADMINISTRATOR BELEIVES THE PLAN IS NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO MAY 31, 2011.

SCHEDULE D, PAGE 4, PART XII, LINE 2D

DECREASE IN BENEFIT OBLIGATIONS AT PRESENT VALUE OF ESTIMA -1,045,791

Schedule D (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

PLUMBERS PIPE FITTERS & MECHANICAL
EQUIPMENT SERVICE LOCAL UNION 392 S

Employer identification number

31-0727369

Return Reference	Explanation
FORM 990 - ORGANIZATION'S MISSION	TO PROVIDE UNEMPLOYMENT AND SICK BENEFITS FOR ELIGIBLE PARTICIPANTS IN THE PLAN ESTABLISHED UNDER A COLLECTIVE BARGAINING AGREEMENT BETWEEN THE PLUMBERS, PIPE FITTERS AND MECHANCIAL EQUIPMENT SERVICE LOCAL UNION NO 392 AND THE MECHANICAL CONTRACTORS.
FORM 990, PAGE 6, PART VI, LINE 7A	THE PLAN HAS MEMBERS THAT MAY ELECT ONE OR MORE MEMBERS OF THE GOVERNING BOARD
FORM 990, PAGE 6, PART VI, LINE 11B	PRIOR TO ELECTRONICALLY SUBMITTING THE RETURN, A REVEIW OF FORM 990 WAS CONDUCTED ON DECEMBER 11, 2014 BY JOHN LAYNE, CPA (PREPARER OF RETURN) WITH THE TRUSTEES AND PLAN ADMINISTRATOR.
FORM 990, PAGE 6, PART VI, LINE 15A	THE ADMINISTRATOR AND UNION TRUSTEES ARE PAID THROUGH THE HEALTH AND WELFARE FUND (E.I. NO 31-0561070), AND THE HEALTH AND WELFARE FUND IS REIMBURSED BY THE SUPPLEMENTAL UNEMPLOYMENT FUND.
FORM 990, PAGE 6, PART VI, LINE 15B	OFFICE STAFF IS PAID THROUGH THE HEALTH AND WELFARE FUND (E.I. NO 31- 0561070) AND THE HEALTH AND WELFARE FUND IS REIMBURSED BY THE SUPPLEMENTAL UNEMPLOYMENT BENEFIT FUND.
FORM 990, PAGE 6, PART VI, LINE 19	THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE.
FORM 990, PART XI, LINE 9	DECREASE IN BENEFIT OBLIGATIONS AT PRESENT VALUE OF ESTIMA 1,045,791

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990. MediumBullet

See separate instructions.
MediumBullet

Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

PLUMBERS PIPE FITTERS & MECHANICAL
EQUIPMENT SERVICE LOCAL UNION 392 S

Employer identification number

31-0727369

Part I

Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity

Part II

Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1) PLUMBERS PIPE FITTERS AND MES LOCAL UNION NO 392 HEALTH AND WELFA 1228 CENTRAL PARKWAY CINCINNATI,OH45202 31-0561070	SHARE OF E	OH	501C9		N/A		No

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2013

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	Yes	No
(1) ACOUSTITHERM 3121 MEEKER STREET CINCINNATI,OH45225 30-0006801	CONTRACTOR		N/A		5,635			No
(2) AC&R SPECIALISTS PO BOX 837 SIOUX CITY,IA51102 42-1064284			N/A		66			No
(3) ADVANCED FACILITIES 4690 S INTERSTATE DR CINCINNATI,OH45246 31-1475939	CONTRACTOR		N/A		5,421			No
(4) ALPHA MECHANICAL SERVICE 7200 DISTRIBUTION DR LOUISVILLE,KY40258 51-0456396	CONTRACTOR		N/A		919			No
(5) ARTIC HEATING A& AC INC 1032 REDBIRD RD LOVELAND,OH45140 31-1002682	CONTRACTOR		N/A		20,276			No
(6) AUTOMATION MECHANICAL SERVICE 2422 CENTRAL PARKWAY CINCINNATI,OH45214 31-1579607	CONTRACTOR		N/A		9,212			No
(7) BACHMANS INC 4058 CLOUGH WOODS DR BATAVIA,OH45103 31-0580562	CONTRACTOR		N/A		12,584			No
(8) BLUE CHIP PLUMBING 3816 FOXTAIL LANE CINCINNATI,OH45248 31-1431590	CONTRACTOR		N/A		3,639			No
(9) C&D MECHANICAL 7600 PRODUCTION DR CINCINNATI,OH45237 31-1099535	CONTRACTOR		N/A		23,126			No
(10) CARRIER CORPORATION CARRIER PARKWAY BUILDING TR5 SYRACUSE,NY13221 06-0991716	CONTRACTOR		N/A		5,716			No
(11) CARRIGAN & GRIMM 1361 TENNESSEE AVE CINCINNATI,OH45229 62-1011775	CONTRACTOR		N/A		10,339			No
(12) CEDAR FAIRKINGS ISLAND 1 CEDAR POINT DRIVE SANDUSKY,OH44870 06-1346301	CONTRACTOR		N/A		15,284			No
(13) COLEMAN-SPOHN 1775 EAST 45TH STREET CLEVELAND,OH44103 34-1781243	CONTRACTOR		N/A		127			No
(14) COORDINATED BIM SOLUTION 8443 WOODRED DR WEST CHESTER,OH45069 27-3610096	CONTRACTOR		N/A		1,587			No
(15) CR MEYER & SONS 895 W 20TH AVENUE OSHKOSH,WI54902	CONTRACTOR		N/A		496			No
(16) DAIKIN APPLIED AMERICAS 13600 INDUSTRIAL PARK BLVD PLYMOUTH,MN55441 41-0404230			N/A		6,545			No
(17) DEBRA -KUEMPEL 3976 SOUTHERN AVENUE CINCINNATI,OH45227 13-1615931	CONTRACTOR		N/A		460,381			No
(18) DRIEKAST PIPING CORPORATION 12290 SEBRING DRIVE CINCINNATI,OH45240 31-1202047	CONTRACTOR		N/A		45,786			No
(19) EARLY CONSTRUCTION PO BOX 7966 HUNTINGTON,WV25779 55-0620961	CONTRACTOR		N/A		2,509			No
(20) ENERFAB INC 4955 SPRING GROVE AVENUE CINCINNATI,OH45232 31-0217488	CONTRACTOR		N/A					No
(21) FINNEY COMPANY 1132 FINNEY DR LEXINGTON,KY40511 61-0136610	CONTRACTOR		N/A		90			No
(22) FREBCO IND PIPING 6891 GERMANTOWN PIKE MIAMISBURG,OH45342 45-3109765	CONTRACTOR		N/A		2,260			No
(23) FRYE MECHANICAL 820 E MONUMENT DAYTON,OH45402 03-0374205	CONTRACTOR		N/A		552			No
(24) GARRETT MECHANICAL 11159 LAKEVIEW DRIVE UNION,KY41091 20-2103694	CONTRACTOR		N/A		10,488			No
(25) GM MECHANICAL PO BOX 190 COVINGTON,KY41017 31-0992408	CONTRACTOR		N/A		218			No
(26) GRAYCOR 2 MID AMERICA PLAZA SUITE 400 OAKBROOK TERRACE,IL60181 36-0892220	CONTRACTOR		N/A		21,805			No
(27) H&R MECHANICAL 106 DEMAND COURT GEORGETOWN,KY40324 61-1225707	CONTRACTOR		N/A		699			No
(28) HART PLUMBING 981 MIDWAY DR ALEXANDRIA,KY41001 61-1210621	CONTRACTOR		N/A		12,629			No
(29) HENN PLUMBING 8793 WUEST RD CINCINNATI,OH45240 06-1644296	CONTRACTOR		N/A		3,475			No
(30) HOLLAND AND HOLLAND 5033 WINTON ROAD CINCINNATI,OH45232 31-1137412	CONTRACTOR		N/A		8,247			No
(31) HONEYWELL INC 1280 KEMPER MEADOW DR CINCINNATI,OH45240 22-2640650	CONTRACTOR		N/A		2,213			No
(32) HUDSON PIPING 836 WALNUT STREET DAYTON,KY41074 61-1286456	CONTRACTOR		N/A		14,160			No
(33) ICS 401 NW 1ST STEET EVANSVILLE,IN47708 35-1103660	CONTRACTOR		N/A		12,402			No
(34) IHP INDUSTRIAL 1701 S 8TH STREET STJOSEPH,MO64502 44-0585473	CONTRACTOR		N/A		54,744			No
(35) INTEGRATED ELECTRICAL SOLUTION 6789 STATE RD HAMILTON,OH45013 32-0280643	CONTRACTOR		N/A		1,170			No
(36) INVESTMENT TRUSTEES LOCAL 392 1228 CENTRAL PARKWAY CINCINNATI,OH45202 23-7166422	UNION TRUS		N/A		31			No
(37) J&H MECHANICAL 669 BAUER RD SOMERSVILLE,OH45064 31-1402329	CONTRACTOR		N/A		2,590			No
(38) LOCAL 392 EDUCATION 1300 CENTURY CIRCLE NORTH SPRINGDALE,OH45246 31-0619811	SCHOOL		N/A		2,699			No
(39) JOHN E CARRIGAN PLUMBING 48 W MCMICKEN AVE CINCINNATI,OH45202 31-0948560	CONTRACTOR		N/A		19,429			No
(40) JOHNSON CONTROLS 507 E MICHIGAN STREET MILWAUKEE,WI53201 39-0380010	CONTRACTOR		N/A		18,553			No
(41) JOSEPH HONHORST COMPANY 1050 DALTON AVE CINCINNATI,OH45203 31-1122663	CONTRACTOR		N/A		9,598			No
(42) KCR MECHANICAL SERVICES 4952 WINTON RD SUITE C FAIRFIELD,OH45014 31-1434251	CONTRACTOR		N/A		1,618			No
(43) KELLY & CARPENTER INC 507 MAPLE AVE HAMILTON,OH45011 31-0679587	CONTRACTOR		N/A		2,934			No
(44) KIRK WILLIAMS 2734 HOME RD GROVE CITY,OH43123 31-1390878	CONTRACTOR		N/A		1,278			No
(45) LOCAL 392 H&W FUND 1228 CENTRAL PARKWAY CINCINNATI,OH45202 31-0561070	TRUSTEES		N/A		92			No
(46) LOCAL 392 PENSION FUND 1228 CENTRAL PARKWAY CINCINNATI,OH45202 31-0655223	TRUSTEES		N/A		-37			No
(47) LOCAL 392 SUB FUND 1228 CENTRAL PARKWAY CINCINNATI,OH45202 31-0727369	TRUSTEES		N/A		71			No
(48) M&M MECHANICAL 145 CHESAPEAKE AVE FT THOMAS,KY41075 31-1298607	CONTRACTOR		N/A		1,913			No
(49) MCGRAWKOKOSING 101 CLARK BLVD MIDDLETOWN,OH45044 31-1355207	CONTRACTOR		N/A		29,542			No
(50) MCQUAY AC FACTORY SERVICE 739 NORTH WILSON RD COLUMBUS,OH43204 41-0404230	CONTRACTOR		N/A		2,139			No
(51) MECHANICAL INDUSTRIAL 11863 SOLZAM RD CINCINNATI,OH45249 31-1072314	CONTRACTOR		N/A		17,657			No
(52) MINOTTE CONTRACTOR MINNOTTE SQUARE PITTSBURGH,PA15220 25-1098899	CONTRACTOR		N/A		110			No
(53) NELSON STARK 7685 FIELDS ERTEL RD CINCINNATI,OH45241 31-1381696	CONTRACTOR		N/A		147,597			No
(54) PECK-HANNAFORD & BRIGGS CO 4673 CHESTER AVE CINCINNATI,OH45232 31-0655823	CONTRACTOR		N/A		124,419			No
(55) PECK-HANNAFORD & BRIGGS SERVICE 4673 SPRING GROVE AVE CINCINNATI,OH45232 31-0974318	CONTRACTOR		N/A		72,707			No
(56) PEVCO SYSTEMS 1401 TANGIER DR MIDDLE RIVER,MD21220 52-1122056	CONTRACTOR		N/A					No
(57) PIPING OF OHIO 4884 ELK CREEK RD MIDDLETOWN,OH45042 31-0725690	CONTRACTOR		N/A		3,973			No
(58) PLAS PLUMBING 8805 LANCASTER AVE CINCINNATI,OH45242 31-0682382	CONTRACTOR		N/A		10,367			No
(59) PREMIER MECHANICAL SERVICES 819 MAPLE AVE HAMILTON,OH45011 26-0009125	CONTRACTOR		N/A		8,501			No
(60) PROCESS CONSTRUCTION 2128 STATE AVE CINCINNATI,OH45214 31-1125706	CONTRACTOR		N/A		147,073			No
(61) PROGRESSIVE PLUMBING 531 HANOVER ST HAMILTON,OH45012 31-1133091	CONTRACTOR		N/A		14,219			No
(62) PROGRESSIVE MECHANICAL 10800 GALAXY FERNDALE,MI48220 31-1138091	CONTRACTOR		N/A		644			No
(63) QUEEN CITY MECHANICAL 1950 WAYCROSS RD CINCINNATI,OH45240 31-1367100	CONTRACTOR		N/A		50,781			No
(64) R KELLY INC 7645 PRODUCTION DR CINCINNATI,OH45237 31-1201737	CONTRACTOR		N/A		33,963			No
(65) RIECK GROUP 5245 WADWORTH RD DAYTON,OH45414 05-0602227	CONTRACTOR		N/A		24			No
(66) REILLY PLUMBING 5617 MUDDY CREEK RD CINCINNATI,OH45238 31-1296083	CONTRACTOR		N/A		873			No
(67) SAUER GROUP 30 51 STREET PITTSBURGH,PA15201 26-2081388	CONTRACTOR		N/A					No
(68) SCHARDEIN MECHANICAL 1810 OUTER LOOP LOUISVILLE,KY40259 61-1064532	CONTRACTOR		N/A		14,032			No
(69) SCHMIDT PLUMBING 1599 GRANDVIEW ALEXANDRIA,KY41001 61-1035638	CONTRACTOR		N/A		22,304			No
(70) SCHNEIDER PLUMBING 7867 FOXTROT NORTH BEND,OH45052 31-1253400	CONTRACTOR		N/A		353			No
(71) SIEMENS BUILDING TECH 1310 KEMPER MEADOW DR SUITE 500 CINCINNATI,OH45240 13-2762488	CONTRACTOR		N/A		13,002			No
(72) SLONE PLUMBING 2559 SPRINGMILL PLACED BURLINGTON,KY41005 20-3977545	CONTRACTOR		N/A		2,717			No
(73) STERLING BOILER PO BOX 8004 EVANSVILLE,IN47716 35-1537007	CONTRACTOR		N/A		7,018			No
(74) STONE & WEBSTER 100 TECHNOLOGY CENTER DR STOUGHTON,MA02072 72-1515465	CONTRACTOR		N/A		6,172			No
(75) SUSTAINERGY 4211 WILLIAMSON PLACE CINCINNATI,OH45223 46-3493558			N/A		8			No
(76) SWISSLOG TRANSLOGIC CORP 10825 E 47TH AVE DENVER,CO80239 13-0337378	CONTRACTOR		N/A		257			No
(77) TG YOUNG CONTRACTING 2111 SOUTH WYNN RD OKEANA,OH45053 31-1397474	CONTRACTOR		N/A		53,382			No
(78) TJ DYER COMPANY 5240 LESTER RD CINCINNATI,OH45213 31-0521259	CONTRACTOR		N/A		181,418			No
(79) TJ DYER SERVICE 5240 LESTER RD CINCINNATI,OH45213 31-0521259	CONTRACTOR		N/A		15,587			No
(80) THE GEILER COMPANY 6561 GLENWAY AVE CINCINNATI,OH45211 31-0570189	CONTRACTOR		N/A		75,543			No
(81) TRITON SERVICES 8162 DUKE BLVD MASON,OH45040 75-3093886	CONTRACTOR		N/A		49,935			No
(82) TWEETGAROT MECHANICAL 2545 LARSEN RD GREEN BAY,WI54307 39-1194275	CONTRACTOR		N/A					No
(83) UA LOCAL 392 1228 CENTRAL PARKWAY CINCINNATI,OH45202 31-0474230	UNION TRUS		N/A		15,280			No
(84) UNITED CONSTRUCTION PO BOX 4859 PARKERSBURG,WV26104 55-0676159	CONTRACTOR		N/A		2,629			No
(85) UNIVERSAL PIPING 1 PRESIDENTIAL DR ROSELLE,IL60772 20-3869032	CONTRACTOR		N/A		24			No
(86) VELOCITY PLUMBING 105 CONSTITUTION BLVD PARKERSBURG,WV26104 16-1697774	CONTRACTOR		N/A		17,680			No
(87) VOLKER & ASSOCIATES 10175 HARRISON HARRISON,OH45030 01-0616971	CONTRACTOR		N/A		-28			No
(88) WALSH INDUSTRIES PO BOX 11400 LEXINGTON,KY40575 26-2720019	CONTRACTOR		N/A		235			No
(89) WSOULE 7125 SOUTH SPRINKLE PORTAGE,MI49002 38-1811731	CONTRACTOR		N/A		6,436			No

Schedule R (Form 990) 2013

Page 3

Part V

Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .

b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .

k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .

l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .

m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .

o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) PLUMBERS PIPE FITTERS AND MES LOCAL UNION NO 392 HEALTH AND WELFARE FUND	P	82,331	ACCRUAL

Schedule R (Form 990) 2013

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V?UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V?UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2013

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R (see instructions).

Return Reference	Explanation

Schedule R (Form 990) 2013

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: TO PROVIDE UNEMPLOYMENT AND SICK BENEFITS FOR ELIGIBLE PARTICIPANTS IN THE PLAN ESTABLISHED UNDER A COLLECTIVE BARGAINING AGREEMENT BETWEEN THE PLUMBERS, PIPE FITTERS AND MECHANCIAL EQUIPMENT SERVICE LOCAL UNION NO 392 AND THE MECHANICAL CONTRACTORS.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	6
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	6
5	Total number of individuals employed in calendar year 2013 (Part V, line 2a) ......	5	487
6	Total number of volunteers (estimate if necessary) .............	6
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	0
b	Net unrelated business taxable income from Form 990-T, line 34 .........	7b

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........		0
9	Program service revenue (Part VIII, line 2g) .........	2,049,774	1,984,815
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	301,960	292,907
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	437,447	338,325
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)...................	2,789,181	2,616,047
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...		0
14	Benefits paid to or for members (Part IX, column (A), line 4).....	1,410,189	1,691,855
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	77,503	69,763
16a	Professional fundraising fees (Part IX, column (A), line 11e).....		0
b	Total fundraising expenses (Part IX, column (D), line 25) 0
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	240,336	229,537
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	1,728,028	1,991,155
19	Revenue less expenses. Subtract line 18 from line 12.......	1,061,153	624,892
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	8,561,797	9,163,053
21	Total liabilities (Part X, line 26).............	10,592,835	9,523,408
22	Net assets or fund balances. Subtract line 21 from line 20.....	-2,031,038	-360,355

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )
	THE PLAN ACCOMPLISHED ITS PURPOSE OF PROVIDING SUPPLEMENTAL AND SICK BENEFITS TO ELIGIBLE PARTICIPANTS THAT ARE MEMBERS OF THE PLUMBERS, PIPE FITTERS AND MECHANICAL EQUIPMENT SERVICE LOCAL UNION NO 392.

4b	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4c	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(D) Reportable compensation from the organization (W- 2/1099-MISC)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and Title
(1) DAVID BRINKMAN........................................................................ TRUSTEE	1.00 .......................	X	0	1,136	0
(2) DENNIS O'HEARN........................................................................ TRUSTEE	1.00 .......................	X	0	366	0
(3) LARRY KLOEPFER........................................................................ TRUSTEE	1.00 .......................	X	0	258	0
(4) MIKE TOEBBE........................................................................ TRUSTEE	1.00 .......................	X	0	0	0
(5) GARY PENN........................................................................ TRUSTEE	1.00 .......................	X	0	0	0
(6) TODD ELLIOTT........................................................................ TRUSTEE	1.00 .......................	X	0	0	0

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)............	1,760

(A) Name and business address	(B) Description of services	(C) Compensation





2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization

				(A) Total revenue	(B) Related or exempt function revenue	(C) Unrelated business revenue	(D) Revenue excluded from tax under sections 512-514
1a	Federated campaigns..1a
b	Membership dues....1b
c	Fundraising events....1c
d	Related organizations...1d
e	Government grants (contributions)1e

f	All other contributions, gifts, grants, and similar amounts not included above1f

g	Noncash contributions included in lines 1a-1f:$
h	Total. Add lines 1a-1f.......
			Business Code
2a	COLLECTIVE BARGAINING			1,984,815	1,984,815
b
c
d
e
f	All other program service revenue .
g	Total. Add lines 2a–2f........			1,984,815
3	Investment income (including dividends, interest, and other similar amounts).......			188,296	188,296
4	Income from investment of tax-exempt bond proceeds..
5	Royalties...........
		(i) Real	(ii) Personal
6a	Gross rents
b	Less: rental expenses
c	Rental income or (loss)
d	Net rental income or (loss).......
		(i) Securities	(ii) Other
7a	Gross amount from sales of assets other than inventory	2,156,488
b	Less: cost or other basis and sales expenses	2,051,877
c	Gain or (loss)	104,611
d	Net gain or (loss)..........			104,611	104,611
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ..
	a
b	Less: direct expenses ...b
c	Net income or (loss) from fundraising events..
9a	Gross income from gaming activities. See Part IV, line 19 ...
	a
b	Less: direct expenses ...b
c	Net income or (loss) from gaming activities...
10a	Gross sales of inventory, less returns and allowances .
	a
b	Less: cost of goods sold ..b
c	Net income or (loss) from sales of inventory..
Miscellaneous Revenue			Business Code
11a	UNREALIZED APPRECIATION			338,317	338,317
b	OTHER INCOME			8	8
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......			338,325
12	Total revenue. See Instructions......			2,616,047	2,616,047

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.		(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses
1	Grants and other assistance to governments and organizations in the United States. See Part IV, line 21
2	Grants and other assistance to individuals in the United States. See Part IV, line 22
3	Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16
4	Benefits paid to or for members	1,691,855	1,691,855
5	Compensation of current officers, directors, trustees, and key employees ....	1,760	1,760
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....
7	Other salaries and wages
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....
9	Other employee benefits .......
10	Payroll taxes ...........	68,003	68,003
11	Fees for services (non-employees):
a	Management ......
b	Legal .........	34,323	34,323
c	Accounting ...........	20,421	20,421
d	Lobbying ...........
e	Professional fundraising services. See Part IV, line 17
f	Investment management fees ......
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........
12	Advertising and promotion ....
13	Office expenses .......
14	Information technology ......
15	Royalties ..
16	Occupancy ...........
17	Travel ............
18	Payments of travel or entertainment expenses for any federal, state, or local public officials ......
19	Conferences, conventions, and meetings ....
20	Interest ...........
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization .....	1,917	1,917
23	Insurance ..............
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	OFFICE AND ADMINISTRATIVE	81,376	81,376
b	MISCELLANEOUS	60,193	60,193
c	INVESTMENT FEES	21,060	21,060
d	PRINTING AND SUPPLIES	8,747	8,747
e	All other expenses	1,500	1,500
25	Total functional expenses. Add lines 1 through 24e	1,991,155	1,991,155	0	0
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).


				(A) Beginning of year		(B) End of year
1	Cash–non-interest-bearing .............			44,190	1	268,560
2	Savings and temporary cash investments .........				2
3	Pledges and grants receivable, net ...........				3
4	Accounts receivable, net .............				4
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
					6
7	Notes and loans receivable, net .............				7
8	Inventories for sale or use ..............				8
9	Prepaid expenses and deferred charges ..........			12,191	9	13,114
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	104,980
b	Less: accumulated depreciation .....	10b	92,366	14,007	10c	12,614
11	Investments—publicly traded securities ..........			8,291,271	11	8,669,098
12	Investments—other securities. See Part IV, line 11 .....				12
13	Investments—program-related. See Part IV, line 11 .....				13
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........			200,138	15	199,667
16	Total assets. Add lines 1 through 15 (must equal line 34)......			8,561,797	16	9,163,053
17	Accounts payable and accrued expenses .........				17
18	Grants payable .................				18
19	Deferred revenue ................				19
20	Tax-exempt bond liabilities .............				20
21	Escrow or custodial account liability. Complete Part IV of Schedule D..				21
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........				22
23	Secured mortgages and notes payable to unrelated third parties ..				23
24	Unsecured notes and loans payable to unrelated third parties ....				24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................			10,592,835	25	9,523,408
26	Total liabilities. Add lines 17 through 25.........			10,592,835	26	9,523,408
	Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............				27
28	Temporarily restricted net assets ...........			-2,031,038	28	-360,355
29	Permanently restricted net assets ...........				29
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........				30
31	Paid-in or capital surplus, or land, building or equipment fund .....				31
32	Retained earnings, endowment, accumulated income, or other funds				32
33	Total net assets or fund balances ...........			-2,031,038	33	-360,355
34	Total liabilities and net assets/fund balances ........			8,561,797	34	9,163,053