Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 05-01-2013 , and ending 04-30-2014
Name of foundation
ROY J CARVER CHARITABLE TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)202 IOWA AVENUE   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MUSCATINE, IA527613733
A Employer identification number

42-1186589
B Telephone number (see instructions)

(563) 263-4010
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$309,244,888J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 798 798  
4 Dividends and interest from securities...... 5,127,946 6,217,191  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 10,983,465
b Gross sales price for all assets on line 6a 65,988,202
7 Capital gain net income (from Part IV, line 2)... 12,887,355
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 18,423 66,999  
12 Total. Add lines 1 through 11........ 16,130,632 19,172,343  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 461,935 27,840   434,095
14 Other employee salaries and wages...... 301,382 3,728   297,654
15 Pension plans, employee benefits....... 155,779 1,672   154,107
16a Legal fees (attach schedule)......... Click to see attachment 4,139 828   3,311
b Accounting fees (attach schedule)....... Click to see attachment 28,550 5,710   22,840
c Other professional fees (attach schedule).... Click to see attachment 989,931 976,632   3,840
17 Interest...............   7,151    
18 Taxes (attach schedule) (see instructions) Click to see attachment 101,853 96,467   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 70,423 14,085  
20 Occupancy..............        
21 Travel, conferences, and meetings....... 4,127 216   3,911
22 Printing and publications.......... 1,098 0   1,098
23 Other expenses (attach schedule)....... Click to see attachment 104,731 1,003,230   86,246
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 2,223,948 2,137,559   1,007,102
25 Contributions, gifts, grants paid........ 14,759,593 14,759,593
26 Total expenses and disbursements. Add lines 24 and 25 16,983,541 2,137,559   15,766,695
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -852,909
b Net investment income (if negative, enter -0-) 17,034,784
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 4,000 4,000 4,000
2 Savings and temporary cash investments.......... 3,482,582 3,565,185 3,565,185
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 11,302,473 Click to see attachment11,307,477 11,232,462
b Investments—corporate stock (attach schedule)........ 48,005,858 Click to see attachment47,946,617 81,945,423
c Investments—corporate bonds (attach schedule)........ 13,888,711 Click to see attachment16,401,555 17,039,915
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............. 17,147,449 18,900,120 18,996,029
13 Investments—other (attach schedule)........... 140,553,343 Click to see attachment135,473,769 174,357,537
14 Land, buildings, and equipment: basis bullet2,924,125
Less: accumulated depreciation (attach schedule) bullet1,242,867 1,748,476 Click to see attachment1,681,258 1,681,258
15 Other assets (describe bullet) Click to see attachment377,304 Click to see attachment423,079 Click to see attachment423,079
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 236,510,196 235,703,060 309,244,888
Liabilities 17 Accounts payable and accrued expenses.......... 70,323 75,929
18 Grants payable................... 18,550,549 10,298,515
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment1,031,300 Click to see attachment1,518,800
23 Total liabilities (add lines 17 through 22).......... 19,652,172 11,893,244
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 216,858,024 223,809,816
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 216,858,024 223,809,816
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 236,510,196 235,703,060
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 216,858,024
2 Enter amount from Part I, line 27a..................... 2 -852,909
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 7,804,701
4 Add lines 1, 2, and 3.......................... 4 223,809,816
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 223,809,816
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES - NORTHERN TRUST - GALLIARD      
b PUBLICLY TRADED SECURITIES - NORTHERN TRUST - INV COMM      
c PUBLICLY TRADED SECURITIES - NORTHERN TRUST - LSV      
d PUBLICLY TRADED SECURITIES - NORTHERN TRUST - SMITH GRAHAM      
e PUBLICLY TRADED SECURITIES - NORTHERN TRUST - IWF      
PUBLICLY TRADED SECURITIES - NORTHERN TRUST - IWR      
PUBLICLY TRADED SECURITIES - NORTHERN TRUST - SCZ      
PUBLICLY TRADED SECURITIES - NORTHERN TRUST - VANGUARD REIT      
PUBLICLY TRADED SECURITIES - NORTHERN TRUST - ACADIAN      
PUBLICLY TRADED SECURITIES - NORTHERN TRUST - ADAMS STREET      
PUBLICLY TRADED SECURITIES - NORTHERN TRUST - REEF      
ADAMS STREET PARTNERSHIP FUND - 2003 NON-US FUND LP P    
ADAMS STREET PARTNERSHIP FUND - 2003 US FUND LP P    
ADAMS STREET PARTNERSHIP FUND - 2005 NON-US FUND LP P    
ADAMS STREET PARTNERSHIP FUND - 2005 US FUND LP P    
ADAMS STREET 2009 DIRECT FUND LP P    
ADAMS STREET PARTNERSHIP FUND - 2009 NON-US DEVELOPED MARKETS FUND LP P    
ADAMS STREET PARTNERSHIP FUND - 2009 NON-US EMERGING MARKETS FUND LP P    
ADAMS STREET PARTNERSHIP FUND - 2009 US FUND LP P    
ADAMS STREET 2013 GLOBAL FUND LP P    
ACADIAN INTERNATIONAL ALL-CAP FUND P    
THE EMERGING WORLD INVESTORS LP P    
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 20,316,401   20,349,824 -33,423
b 1,593     1,593
c 5,824,968   4,216,977 1,607,991
d 15,250,807   9,439,662 5,811,145
e 1,460,082   1,045,894 414,188
2,630,028   1,670,488 959,540
2,150,051   1,664,072 485,979
400,029   371,097 28,932
113,960   113,960 0
3,684,563   3,684,563 0
14,043,190   13,993,984 49,206
      162,824
      635,527
      197,008
      432,139
      16,360
      24,047
      2,721
      59,621
      65
      1,159,134
      760,228
112,530     112,530
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -33,423
b       1,593
c       1,607,991
d       5,811,145
e       414,188
      959,540
      485,979
      28,932
      0
      0
      49,206
      162,824
      635,527
      197,008
      432,139
      16,360
      24,047
      2,721
      59,621
      65
      1,159,134
      760,228
      112,530
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 12,887,355
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 14,151,236 265,053,367 0.053390
2011 13,824,452 260,252,541 0.053119
2010 13,445,141 253,993,695 0.052935
2009 12,224,254 230,935,737 0.052934
2008 13,051,805 245,358,364 0.053195
2 Total of line 1, column (d) ...................... 2 0.265573
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.053115
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 293,529,608
5 Multiply line 4 by line 3....................... 5 15,590,825
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 170,348
7 Add lines 5 and 6......................... 7 15,761,173
8 Enter qualifying distributions from Part XII, line 4.............. 8 15,769,259
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 170,348
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 170,348
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 170,348
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 129,300
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 45,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 174,300
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,952
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet3,952 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletCARVERTRUST.ORG
    14
    The books are in care ofbulletDR TROY ROSS Telephone no.bullet (563) 263-4010
    Located atbullet202 IOWA AVENUEMUSCATINEIA ZIP+4bullet527613733
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JOHN A CARVER TRUSTEE
    2.00     		18,000 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    ROY J CARVER JR TRUSTEE/CHAIRMAN
    4.00     		23,000 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    WILLARD L BOYD TRUSTEE
    1.00     		16,200 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    J LARRY GRIFFITH TRUSTEE/VICE CHAIRMAN
    4.00     		22,000 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    TROY K ROSS EXECUTIVE ADMINISTRATOR
    40.00     		322,735 51,074 3,080
    202 IOWA AVENUE
    MUSCATINE,IA52761
    D SCOTT INGSTAD TRUSTEE
    2.00     		20,000 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    DAVID M UTLEY TRUSTEE/SECRETARY
    2.00     		20,000 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    MARTIN G CARVER TRUSTEE
    2.00     		20,000 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    LYNNE M SASMAZER PROGRAM DIRECTOR
    40.00     		141,394 25,595 642
    202 IOWA AVENUE
    MUSCATINE,IA52761
    LINDA K DEAN EXECUTIVE ASSISTANT
    40.00     		74,689 17,998 227
    202 IOWA AVENUE
    MUSCATINE,IA52761
    LINDA BETH MUMEY SECRETARY
    40.00     		50,936 15,469 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    SMITH GRAHAM & CO ASSET MANAGEMENT 371,352
    600 TRAVIS STREET
    HOUSTON,TX77002
    LSV ASSET MANAGEMENT ASSET MANAGEMENT 191,354
    155 NORTH WACKER DRIVE SUITE 4600
    CHICAGO,IL60606
    NORTHERN TRUST ASSET MANAGEMENT 136,068
    50 SOUTH LASALLE STREET
    CHICAGO,IL60606
    GALLIARD CAPITAL MANAGEMENT ASSET MANAGEMENT 121,397
    800 LASALLE AVENUE SUITE 1100
    MINNEAPOLIS,MN55402
    ACADIAN ASSET MANAGEMENT ASSET MANAGEMENT 113,960
    1 POST OFFICE SQUARE
    BOSTON,MA02109
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    14,676,480
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    170,348
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    170,348
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    14,506,132
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    18,123
    5
    Add lines 3 and 4............................
    5
    14,524,255
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    14,524,255
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 14,524,255
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 838,676
    b From 2009....... 537,815
    c From 2010....... 910,509
    d From 2011....... 1,091,397
    e From 2012....... 1,073,674
    fTotal of lines 3a through e......... 4,452,071
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 15,769,259
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 14,524,255
    e Remaining amount distributed out of corpus 1,245,004
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 5,697,075
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		838,676
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		4,858,399
    10 Analysis of line 9:
    a Excess from 2009.... 537,815
    b Excess from 2010.... 910,509
    c Excess from 2011.... 1,091,397
    d Excess from 2012.... 1,073,674
    e Excess from 2013.... 1,245,004
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ROY J CARVER CHARITABLE TRUST
    202 IOWA AVENUE
    MUSCATINE,IA527613733
    (563) 236-4010
    bThe form in which applications should be submitted and information and materials they should include:
    SUBMIT A WRITTEN OR ELECTRONIC LETTER OF INQUIRY BEFORE SUBMISSION OF A FORMAL REQUEST. INCLUDE THE FOLLOWING INFORMATION: 1. A BRIEF BACKGROUND ON YOUR ORGANIZATION, INCLUDING A HISTORY OF ITS EXISTENCE, THE SIZE OF STAFF AND BOARD AND THE TYPE OF SERVICE PROVIDED. 2. A SUCCINCT DESCRIPTION OF THE PROJECT, WHAT IT IS DESIGNED TO ACHIEVE, AND HOW THIS WILL BE ACCOMPLISHED. 3. A PROPOSED BUDGET FOR THE TOTAL COST OF THE PROJECT AND THE AMOUNT YOU INTEND TO REQUEST FROM THE TRUST. 4. A STATEMENT DESCRIBING WHY PARTICIPATION OF THE CARVER TRUST IS VITAL TO THE SUCCESS OF THE PROJECT. INDICATE PAST HISTORY WITH THE TRUST.
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    RECIPIENT MUST QUALIFY AS AN EXEMPT CHARITABLE, EDUCATIONAL, OR SCIENTIFIC ORGANIZATION UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ARROWHEAD RANCH
    12200 104TH STREET
    COAL VALLEY,IL61240     		NONE EXEMPT ORG RENOVATIONS TO THE BASEBALL FIELD 25,000
    ASBURY PUBLIC LIBRARY
    5900 SARATOGA ROAD
    ASBURY,IA52002     		NONE EXEMPT ORG NEW LIBRARY CONSTRUCTION 60,000
    BRIAR CLIFF UNIVERSITY
    3303 REBECCA STREET
    SIOUX CITY,IA51104     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 11,400
    BUENA VISTA UNIVERSITY
    610 WEST 4TH STREET
    STORM LAKE,IA50588     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    CENTER POINT PUBLIC LIBRARY
    720 MAIN STREET
    CENTER POINT,IA52213     		NONE EXEMPT ORG LIBRARY ADDITION CONSTRUCTION 60,000
    CENTRAL COLLEGE
    812 UNIVERSITY
    PELLA,IA50219     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 11,400
    CLARKE UNIVERSITY
    1550 CLARKE DRIVE
    DUBUQUE,IA52001     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    COE COLLEGE
    1220 1ST AVENUE NE
    CEDAR RAPIDS,IA52402     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    COLLINS PUBLIC LIBRARY
    212 MAIN STREET
    COLLINS,IA50055     		NONE EXEMPT ORG LIBRARY ADDITION RENOVATION 10,092
    CORNELL COLLEGE
    600 1ST STREET SW
    MOUNT VERNON,IA52314     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 19,000
    DORDT COLLEGE
    498 4TH AVENUE NE
    SIOUX CENTER,IA51250     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    DRAKE UNIVERSITY
    2507 UNIVERSITY AVENUE
    DES MOINES,IA50311     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 19,000
    DRAKE UNIVERSITY
    2507 UNIVERSITY AVENUE
    DES MOINES,IA50311     		NONE UNIV/ COLLEGE RENOVATE INSTRUCTIONAL FACILITIES FOR PHYSICS 200,000
    EASTER SEALS IOWA
    401 NE 66TH AVENUE
    DES MOINES,IA50313     		NONE EXEMPT ORG REPLACE CABINS AT CAMP SUNNYSIDE 75,000
    EASTERN IOWA COMMUNITY COLLEGE DISTRICT
    306 WEST RIVER DRIVE
    DAVENPORT,IA52801     		NONE UNIV/ COLLEGE EDUCATION & OUTREACH PROGRAM IN ENERGY SCIENCE 78,151
    EDNA ZYBELL MEMORIAL LIBRARY
    309 6TH AVENUE
    CLARENCE,IA52216     		NONE EXEMPT ORG CONSTRUCT NEW FACILITY 60,000
    FAMILIES HELPING FAMILIES IN IA
    3516 CENTER POINT ROAD NE
    CEDAR RAPIDS,IA52402     		NONE EXEMPT ORG ACQUIRE YOUTH PROGRAMMING FACILITY 25,000
    FAMILY RESOURCES INC
    2800 EASTERN AVENUE
    DAVENPORT,IA52803     		NONE EXEMPT ORG COMMUNITY BASED SERVICES FOR FAMILIES IN CRISIS 172,699
    FRANCES LAUER YOUTH SERVICES INC
    50 SOUTH EISENHOWER AVENUE
    MASON CITY,IA50401     		NONE EXEMPT ORG IMPROVE CAMPUS SECURITY 25,000
    GIRL SCOUTS OF EASTERN IA & WESTERN IL
    2011 2ND AVENUE
    ROCK ISLAND,IL61201     		NONE EXEMPT ORG NEW ANTI-BULLYING PROGRAMMING 5,000
    GRACELAND UNIVERSITY
    UNIVERSITY PLACE
    LAMONI,IA50140     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    GRAND VIEW UNIVERSITY
    1200 GRANDVIEW AVENUE
    DES MOINES,IA50316     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 11,400
    GRINNELL COLLEGE
    1115 8TH AVENUE
    GRINNELL,IA50112     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE UNIV/ COLLEGE BBMB - MAJOR INITIATIVE IN THE FIELD OF BIOMOLECULAR STRUCTURE 2,645,000
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE UNIV/ COLLEGE CARVER STATEWIDE SCHOLARSHIP PROGRAM 213,000
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE UNIV/ COLLEGE CHEM & BIO ENGINEERING - EXAMINE CELLULAR MIGRATION PATTERNS 102,818
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE UNIV/ COLLEGE CHEM & BIO ENGINEERING - CANCER CHEMO DELIVERY THAT STIMULATES IMMUNE RESPONSE 114,291
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE UNIV/ COLLEGE GENETICS - DEVELOP A ZEBRAFISH MODEL TO STUDY BRAIN TUMOR FORMATION 125,005
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE UNIV/ COLLEGE GENETICS - BIOCHEMICAL SIGNALING PATHWAY USING MARINE WORM 129,676
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE UNIV/ COLLEGE ENGINEERING - RESEARCH INTO TRANSCRANIAL MAGNETIC STIMULATION 197,640
    IOWA WESLEYAN COLLEGE
    601 NORTH MAIN STREET
    MT PLEASANT,IA52641     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    LIVING HISTORY FARMS
    11121 HICKMAN ROAD
    URBANDALE,IA50322     		NONE EXEMPT ORG IMPROVEMENTS TO HISTORICAL FARM SITES 25,000
    LORAS COLLEGE
    1450 ALTA VISTA STREET
    DUBUQUE,IA52001     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    LUTHER COLLEGE
    700 COLLEGE DRIVE
    DECORAH,IA52101     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    LUTHER COLLEGE
    700 COLLEGE DRIVE
    DECORAH,IA52101     		NONE UNIV/ COLLEGE SIMULATION EQUIPMENT FOR NURSING INSTRUCTION 170,000
    MOLINE COMMUNITY DEVELOPMENT CORP
    619 16TH STREET
    MOLINE,IL61265     		NONE EXEMPT ORG RIVERSIDE PARK PLAYGROUND 25,000
    MORNINGSIDE COLLEGE
    1501 MORNINGSIDE AVENUE
    SIOUX CITY,IA51106     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    MORNINGSIDE COLLEGE
    1501 MORNINGSIDE AVENUE
    SIOUX CITY,IA51106     		NONE UNIV/ COLLEGE SIMULATION EQUIPMENT FOR THE NURSING PROGRAM 150,000
    MOUNT MERCY UNIVERSITY
    1330 ELMHURST DRIVE NE
    CEDAR RAPIDS,IA52402     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    MUSCATINE CENTER FOR SOCIAL ACTION
    312 IOWA AVENUE
    MUSCATINE,IA52761     		NONE EXEMPT ORG EDUCATIONAL ASSISTANCE PROGRAM 10,000
    MUSCATINE CENTER FOR SOCIAL ACTION
    312 IOWA AVENUE
    MUSCATINE,IA52761     		NONE EXEMPT ORG DOMESTIC VIOLENCE SHELTER TRANSITION FUND 20,000
    MUSCATINE COMMUNITY SCHOOL DISTRICT
    2900 MULBERRY AVENUE
    MUSCATINE,IA52761     		NONE EXEMPT ORG SUMMER WORK PROGRAM - SPECIAL EDUCATION 4,044
    MUSCATINE COMMUNITY SCHOOL DISTRICT
    2900 MULBERRY AVENUE
    MUSCATINE,IA52761     		NONE EXEMPT ORG EXCELLENCE IN EDUCATION 2014 90,275
    MUSCATINE COUNTY SHERIFF'S OFFICE
    3600 PARK AVENUE WEST
    MUSCATINE,IA52761     		NONE EXEMPT ORG DRUG TASK FORCE PROTECTIVE EQUIPMENT 13,000
    NORTHWESTERN COLLEGE
    101 7TH STREET SW
    ORANGE CITY,IA51041     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    ORCHARD PLACE
    2116 GRAND AVENUE
    DES MOINES,IA50312     		NONE EXEMPT ORG IMPROVEMENTS TO THE CAMPUS SCHOOL 160,000
    PERRY PUBLIC LIBRARY
    1101 WILLIS AVENUE
    PERRY,IA50220     		NONE EXEMPT ORG UPDATE THE LIBRARY INTERIOR 21,296
    PROJECT RENEWAL
    906 WEST 5TH STREET
    DAVENPORT,IA52801     		NONE EXEMPT ORG SR CONCETTA PARK PLAY AREA RENOVATION 16,955
    PUTNAM MUSEUM
    1717 WEST 12TH STREET
    DAVENPORT,IA52804     		NONE EXEMPT ORG SCIENCE AND TECHNOLOGY - THEMED EXHIBITS 200,000
    RICK'S HOUSE OF HOPE
    5022 NORTHWEST BLVD
    DAVENPORT,IA52806     		NONE EXEMPT ORG ASSIST WITH RELOCATION INTO EXPANDED HEADQUARTERS 25,000
    RIVER BEND FOOD RESERVOIR
    309 12TH STREET
    MOLINE,IL61265     		NONE EXEMPT ORG NEW HEADQUARTERS AND WAREHOUSE BUILDING 100,000
    SCRANTON PUBLIC LIBRARY
    1102 MAIN STREET
    SCRANTON,IA51462     		NONE EXEMPT ORG NEW LIBRARY CONSTRUCTION 60,000
    SIMPSON COLLEGE
    701 NORTH C STREET
    INDIANOLA,IA50125     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    SIMPSON COLLEGE
    701 NORTH C STREET
    INDIANOLA,IA50125     		NONE UNIV/ COLLEGE EYE TRACKING EQUIPMENT FOR NEUROSCIENCE LABORATORY 50,000
    ST AMBROSE UNIVERSITY
    518 WEST LOCUST STREET
    DAVENPORT,IA52803     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    TRINITY MUSCATINE FOUNDATION
    1518 MULBERRY AVENUE
    MUSCATINE,IA52761     		NONE EXEMPT ORG CAPITAL IMPROVEMENTS TO THE HOSPITAL 300,000
    UNIVERSITY OF DUBUQUE
    2000 UNIVERSITY AVENUE
    DUBUQUE,IA52001     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 7,600
    UNIVERSITY OF ILLINOIS FOUNDATION
    1305 WEST GREEN STREET
    URBANA,IL61801     		NONE UNIV/ COLLEGE GENERAL FUNDS 55,000
    UNIVERSITY OF ILLINOIS
    1305 WEST GREEN STREET
    URBANA,IL61801     		NONE UNIV/ COLLEGE ENGINERRING - LIVE ANIMAL IMAGING FACILITY 298,638
    UNIVERSITY OF ILLINOIS
    1305 WEST GREEN STREET
    URBANA,IL61801     		NONE UNIV/ COLLEGE BIOCHEMISTRY - STUDY LIVER FUNCTION, REPAIR AND REGENERATION 138,698
    UNIVERSITY OF ILLINOIS
    1305 WEST GREEN STREET
    URBANA,IL61801     		NONE UNIV/ COLLEGE FACTORS IN TISSUE REGENERATION USING FRUIT FLY MODEL 147,352
    UNIVERSITY OF ILLINOIS
    1305 WEST GREEN STREET
    URBANA,IL61801     		NONE UNIV/ COLLEGE GENOMIC BIOLOGY - ESTABLISH CENTER FOR SYNTHETIC BIOLOGY 500,000
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE EDUCATION - TECHNOLOGY BASED INTERVENTION FOR SPECIAL EDUCATION 81,952
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE DENTISTRY - RESEARCH LAB EQUIPMENT (MICROCT SYSTEM) 294,600
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE EDUCATION - MULTICULTURAL LITERACY INITIATIVE - MUSCATINE AREA SCHOOLS 62,222
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE BIOLOGY - ABERRANT INTESTINAL STEM CELL DIVISION IN COLON CANCER 124,983
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE CARVER STATEWIDE SCHOLARSHIP PROGRAM 213,000
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE ENGINEERING - RESEARCH THE MECHANOBIOLOGY OF SKIN CELLS 132,495
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE VP OF RESEARCH - PURCHASE AN ADVANCED LIGHT MICROSCOPE 450,000
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE LIBRARIES - MAIN LIBRARY EXHIBIT AND EDUCATION SPACE 500,000
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE PUBLIC HEALTH - HEALTH & FITNESS AMONG MUSCATINE YOUTH 250,000
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE ENGINEERING - IIHR - ORGANISM BASED BIOSENSING NETWORK 127,291
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE VP FOR RESEARCH - MEDICAL TECHNOLOGY DEVELOPMENT AND RESEARCH INITIATIVE 286,893
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE MEDICINE - BASIS FOR CERTAIN DISORDERS IF CHROMOSOME MUTATIONS ABSENT 149,277
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE MEDICINE - MAJOR ENDOWMENT, FACILITIES AND PROGRAMMATIC SUPPORT 2,950,000
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE MEDICINE - STEROID HORMONE RESISTANCE AS LEUKEMIA TREATMENT 117,686
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE MEDICINE - PROTEIN STRUCTURE AND FUNCTION WITHIN THE CELL MEMBRANE 111,486
    UNIVERSITY OF NORTHERN IOWA FOUNDATION
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE UNIV/ COLLEGE CREATE CENTER FOR EDUCATIONAL RESEARCH & DEVELOPMENT 1,000,000
    UNIVERSITY OF NORTHERN IOWA
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE UNIV/ COLLEGE UPDATE BIOLOGY LABORATORY AND FIELD EQUIPMENT 149,478
    UNIVERSITY OF NORTHERN IOWA
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE UNIV/ COLLEGE CARVER STATEWIDE SCHOLARSHIP PROGRAM 210,400
    UNIVERSITY OF NORTHERN IOWA
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE UNIV/ COLLEGE EQUIPMENT FOR USE IN CHEMISTRY AND BIOCHEMISTRY 150,000
    UPPER IOWA UNIVERSITY
    605 WASHINGTON STREET
    FAYETTE,IA52142     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 11,400
    WARTBURG COLLEGE
    100 WARTBURG BLVD
    WAVERLY,IA50677     		NONE UNIV/ COLLEGE PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    WARTBURG COLLEGE
    100 WARTBURG BLVD
    WAVERLY,IA50677     		NONE UNIV/ COLLEGE INSTRUMENTATION FOR SCIENTIFIC INSTRUCTION AND RESEARCH 150,000
    WVIK AUGUSTANA PUBLIC RADIO
    639 38TH STREET
    ROCK ISLAND,IL61201     		NONE EXEMPT ORG SUPPORT THE CAPITAL CAMPAIGN (CHALLENGE) 25,000
    Total .................................bullet 3a 14,759,593
    bApproved for future payment
    IOWA STATE UNIVERSITY FOUNDATION
    2415 UNION DRIVE
    AMES,IA50011     		NONE UNIV/ COLLEGE CARVER STATEWIDE SCHOLARSHIP PROGRAM 106,500
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE UNIV/ COLLEGE USE GENE BASED TECHNOLOGY FOR DEVELOPMENT OF A LABORATORY MODEL IN ZEBRAFISH TO STUDY THE FORMATION OF HIGH GRADE BRAIN TUMORS 249,995
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE UNIV/ COLLEGE DEVELOP A NEW SYSTEM FOR THE DELIVERY OF EXISTING CANCER CHEMOTHERAPEUTIC AGENTS THAT HAS AN ADDED BENEFIT OF ENHANCING THE PATIENT'S NATURAL IMMUNE RESPONSE 120,514
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE UNIV/ COLLEGE SUPPORT A MAJOR INITIATIVE IN THE FIELD OF BIOMOLECULAR STRUCTURE 605,000
    UNIVERSITY OF ILLINOIS
    1305 WEST GREEN STREET
    URBANA,IL61801     		NONE UNIV/ COLLEGE STUDY THE MOLECULAR BASIS OF LIVER FUNCTION, REPAIR AND REGENERATION 144,014
    UNIVERSITY OF IOWA FOUNDATION
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE CARVER STATEWIDE SCHOLARSHIP PROGRAM 106,500
    UNIVERSITY OF IOWA FOUNDATION
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE SUPPORT FOR ENDOWMENT AND CAPITAL PROJECTS AT THE UNIVERSITY OF IOWA COLLEGE OF MEDICINE 8,426,697
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE SUPPORT A LITERACY ADVANCEMENT INITIATIVE IN MUSCATINE AREA SCHOOLS 71,701
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE STUDY A MOLECULAR SIGNALING PATHWAY IMPLICATED IN ABERRANT INTESTINAL STEM CELL DEVELOPMENT IN COLON CANCER FORMATION 124,747
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE STUDY ON THE AGE DEPENDENT BIOLOGY OF HUMAN SKIN CELLS IN RESPONSE TO VARIOUS MIRO ENVIRONMENTAL FORCES 137,167
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE EXTEND RESEARCH INTO AN ORGANISM BASED BIOSENSING NETWORK 49,822
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE UNIV/ COLLEGE BIOMEDICAL TECHNOLOGY DEVELOPMENT AND RESEARCH INITIATIVE 278,647
    UNIVERSITY OF NORTHERN IOWA FOUNDATION
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE UNIV/ COLLEGE CARVER STATEWIDE SCHOLARSHIP PROGRAM 106,500
    Total .................................bullet 3b 10,527,804
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 798  
    4 Dividends and interest from securities....     14 5,127,946  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     01 18,423  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 10,983,465  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 16,130,632 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    1316,130,632
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING & AUDITING FEES 28,550 5,710   22,840

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    BUILDING 1995-07-27 1,331,453 607,404 SL 39.000000000000 33,382 0    
    CELING TILE 1998-08-01 2,381 2,328 150DB 15.000000000000 53 0    
    BUILDING ADDITIONS 2003-04-22 210,035 52,946 SL 40.000000000000 5,251 0    
    LIGHT DIFFUSING SUNSCREENS FOR WINDOWS 2004-06-30 1,091 973 SL 10.000000000000 109 0    
    MECHANICAL PARTS FOR HVAC 2005-02-01 952 785 SL 10.000000000000 95 0    
    OFFICE CARPETING 2005-11-01 15,023 11,267 SL 10.000000000000 1,502 0    
    CIRCUIT BOARD 2006-11-01 676 110 SL 40.000000000000 17 0    
    BOILER (H3-0182) 2011-08-15 8,956 1,567 SL 10.000000000000 896 0    
    CYLINDERS - NORTIC HUMIDIFIER 2012-03-15 754 88 SL 10.000000000000 75 0    
    BEARING ASSEMBLY FOR HEAT PUMP 2012-04-15 501 54 SL 10.000000000000 50 0    
    COPIER, FAX MACHINE - IMAGISTICS INTL 2005-10-01 12,150 9,214 SL 10.000000000000 1,215 0    
    DRAPES & INSTALLATION 2006-09-01 723 482 SL 10.000000000000 72 0    
    LAPTOP - LATITUDE D820 2006-11-01 2,110 1,372 SL 10.000000000000 211 0    
    ARTIFICIAL CHRISTMAS TREE 2006-11-01 1,846 1,200 SL 10.000000000000 185 0    
    FABRIC WALL DIVIDERS & WOOD CAPS 2006-11-01 1,378 896 SL 10.000000000000 138 0    
    DRAPERIES 2007-03-01 5,563 3,430 SL 10.000000000000 556 0    
    DISHWASHER 2007-03-01 525 324 SL 10.000000000000 53 0    
    LIFE PACK 500 W/VOICE 2007-03-01 2,350 1,449 SL 10.000000000000 235 0    
    COMPUTER - DELL OPTIPLEX 755 2008-06-01 808 397 SL 10.000000000000 81 0    
    DRAPERIES 2008-11-01 5,845 2,630 SL 10.000000000000 584 0    
    COMPUTER - DELL OPTI 755 SSF 2008-09-01 2,073 967 SL 10.000000000000 207 0    
    WALLPAPER REPLACEMENT 2008-09-01 5,179 2,417 SL 10.000000000000 518 0    
    BACKUP & MGMT PC 2009-02-01 943 401 SL 10.000000000000 94 0    
    NETWORK FILE SERVER - DELL POWEREDGE 2900 III 2009-03-01 4,995 2,081 SL 10.000000000000 499 0    
    WINDOW UNIT 2009-03-01 746 311 SL 10.000000000000 75 0    
    MUIRFIELD HI BACK LUMBAR SUPPORT PNEUMATIC CHAIRS 2009-12-21 1,413 483 SL 10.000000000000 141 0    
    4 DELL COMPUTERS 2010-05-15 2,799 840 SL 10.000000000000 280 0    
    DAMPER ACTUATOR MOTOR 2011-02-15 884 199 SL 10.000000000000 88 0    
    LAPTOP - LATITUDE E6420 2011-07-15 1,276 468 SL 10.000000000000 255 0    
    CONTROL BOARD 2011-08-15 585 102 SL 10.000000000000 59 0    
    3 HP P2035N PRINTERS 2012-03-01 967 226 SL 10.000000000000 193 0    
    LAND IMPROVEMENTS 1995-07-27 10,475 4,779 SL 39.000000000000 269 0    
    LAND IMPROVEMENTS 1995-07-27 26,873 12,259 SL 39.000000000000 689 0    
    SITE IMPROVEMENTS 2003-04-22 240,860 121,433 SL 20.000000000000 12,043 0    
    VALVE AND GASKET FOR WATER FOUNTAIN 2006-08-01 796 537 SL 10.000000000000 80 0    
    BACK GATE POST 2007-02-01 1,562 977 SL 10.000000000000 156 0    
    PUMP REPAIRS 2007-09-01 1,575 1,275 SL 7.000000000000 225 0    
    ROOFING REPAIRS 2007-09-01 670 97 SL 39.000000000000 17 0    
    TREES 2007-12-01 601 465 SL 7.000000000000 86 0    
    HOT WATER PUMP 2007-12-01 2,300 1,780 SL 7.000000000000 329 0    
    2 STANCOR SUBMERSIBLE PUMPS 2009-08-15 5,085 477 SL 40.000000000000 127 0    
    TRANSFORMERS, HEATERS, BREAKER, MISC FOR PUMPS 2009-09-15 925 85 SL 40.000000000000 23 0    
    BOILER REPAIR 2009-09-29 665 61 SL 40.000000000000 17 0    
    BOILER REPAIR 2010-02-24 712 58 SL 40.000000000000 18 0    
    REPAIR BACKFLOW PREVENTION SYSTEM 2010-06-15 577 42 SL 40.000000000000 14 0    
    FRONT STEPS, LANDING, AND WALKWAY 2010-06-15 14,849 4,331 SL 10.000000000000 1,485 0    
    THOROSEAL COATING ON EXTERIOR WEST WALL, CAULK AT TOP OF BUILDING 2010-07-15 15,889 4,502 SL 10.000000000000 1,589 0    
    FRONT STEPS, LANDING AND WALKWAY 2010-08-15 3,863 1,062 SL 10.000000000000 386 0    
    FRONT STEPS, LANDING AND WALKWAY 2010-08-15 607 167 SL 10.000000000000 61 0    
    EXTERIOR WEST WALL PAINTING 2010-08-15 3,450 949 SL 10.000000000000 345 0    
    FRONT STEPS, LANDING AND WALKWAY 2010-09-15 875 233 SL 10.000000000000 87 0    
    GALVANIZED HANDRAILS ON FRONT STEPS 2010-09-15 575 153 SL 10.000000000000 58 0    
    REPAIR RAY PAK HEATING BOILER AND WATER HEATER 2010-09-15 985 66 SL 40.000000000000 25 0    
    PARKING LOT REPAIR 2010-11-15 2,270 568 SL 10.000000000000 227 0    
    REPAIR B & G PUMP 2011-01-15 673 157 SL 10.000000000000 67 0    
    ROOF REPLACEMENT 2012-10-13 47,874 1,396 SL 20.000000000000 2,394 0    
    AIR HANDLER 2013-01-15 5,218 248 SL 7.000000000000 745 0    
    ALUMINUM COVER FOR FOUNDATION 2012-12-13 1,266 75 SL 7.000000000000 181 0    
    STAINLESS STEE TROOF FOR FOUNDATION 2012-08-24 8,328 892 SL 7.000000000000 1,190 0    
    FAN ASSEMBLY 2013-05-01 3,205   SL 10.000000000000 321 0    

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABB FIN USA 96,865 100,877
    ALLSTATE 0 0
    AMAL LTD 167,580 177,142
    AMERICAN EXPRESS CR 97,303 102,995
    ANHEUSER BUSCH 107,314 106,659
    APACHE 79,729 81,544
    APPLR 169,582 170,764
    ARCHER DANIELS 115,847 112,300
    AT&T 39,869 41,269
    AVALONBAY CMNTYS 92,590 97,723
    BAKER HUGHES 109,655 112,578
    BANK OF AMERICA 249,062 251,260
    BHP BILLITON FIN USA 49,129 47,645
    BHP FINANCE 72,004 84,092
    BJ SERVICES 99,543 114,384
    BK NY 172,152 171,924
    BNP PARIBAS 99,233 111,225
    BOEING 102,066 105,025
    BP CAP MKTS 208,313 216,695
    BSTN PPTYS 149,668 153,076
    BURLINGTON NORTHERN SANTA FE 266,400 262,405
    CANADIAN NATIONAL RAILWAY 120,102 126,894
    CAROLINA POWER & LIGHT 99,828 101,269
    CATERPILLAR FINANCIAL 109,910 113,228
    CHEVRON 149,627 151,334
    CISCO SYSTEMS 39,972 40,026
    CITIGROUP 254,155 280,295
    CN LIGHT & POWER 61,395 64,089
    COLUMBIA UNIV TR NY 135,058 141,943
    COMPASS BK BIRMINGHAM AL 99,938 110,062
    CT LIGHT & POWER 49,857 54,819
    CVS CAREMARK 42,085 41,878
    DEVON ENERGY 158,584 162,201
    DIAGEO CAP 54,694 62,960
    DIAGEO INVT 99,395 98,538
    DISNEY WALT CO 98,829 98,768
    DUKE ENERGY 99,831 100,147
    DUKE RLTY 152,803 149,114
    ECOLAB 149,153 157,811
    ENSCO 124,141 135,042
    ERP OPERATING LP 149,428 163,944
    FEDEX 89,845 92,862
    FISERV 49,970 52,087
    FL POWER & LIGHT 63,079 64,289
    GENERAL ELECTRIC CAP 139,660 175,900
    GENERAL ELECTRIC CO 99,195 113,105
    GENERAL MILLS 185,682 176,835
    GENZYME 167,440 168,228
    GEORGIA PACIFIC 118,428 129,688
    GOLDMAN SACHS 176,398 199,772
    GULF POWER 119,802 137,881
    HALLIBURTON 99,494 102,519
    HARTFORD FINANCIAL SERVICES GROUP 99,878 116,127
    HELIOS LEASING I 221,384 211,196
    HOWARD HUGHES 49,897 50,764
    HSBC HOLDINGS 182,543 205,556
    ILLINOIS TOOL WORKS 125,000 134,282
    INTERNATIONAL BUSINESS MACHINES 249,140 241,144
    JOHNS HOPKINS UNIVERSITY 26,981 30,667
    JOHNSON & JOHNSON 81,726 85,392
    JPMORGAN CHASE & CO 264,353 284,992
    KELLOGG 74,242 66,989
    KIMBERLY CLARK 121,442 121,283
    KRAFT FOODS GROUP 105,597 101,637
    KROGER 53,394 52,185
    KANSAS CITY POWER & LIGHT 0 0
    KY UTILITIES 104,593 102,769
    LIBERTY PROPERTY 99,385 114,960
    LOCKHEED MARTIN 49,640 53,968
    LOWES COS 49,792 51,650
    MA INST TECH 129,073 138,308
    MARATHON OIL 124,165 143,141
    MCCORMICK & CO 0 0
    MCDONALDS 125,774 127,601
    MET LIFE GLOBAL 74,962 77,070
    MICROSOFT 159,213 166,150
    MORGAN STANLEY 183,789 199,074
    NORFOLK SOUTHERN 208,082 192,581
    NORTHERN STATES POWER 120,382 114,623
    NORTHWESTERN UNIV 100,000 98,422
    NOVARTIS CAP 158,859 161,521
    PEPPERDINE UNIVERSITY 49,867 57,658
    PEPSICO 124,241 126,409
    PETROLEOS 524,252 539,972
    PNC BANK 193,215 206,167
    PRAXAIR 149,391 142,626
    PRESIDENT & CO 208,212 243,218
    PROCTER & GAMBLE 156,414 152,815
    PUB SVC ELEC GAS CO 85,478 85,027
    PVTPL ABB TREAS CTR USA 108,247 115,930
    PVTPL BAE SYS HOLDINGS 74,849 75,229
    PVTPL CARGILL 160,760 170,535
    PVTPL HANCOCK JOHN GLOBAL FDG II MTN 147,102 155,387
    PVTPL OHANA MILITARY CMNTYS 88,445 95,238
    PVTPL PACIFIC BEACON 64,491 67,441
    PVTPL PEARSON DLR FIN TWO 113,284 114,074
    PVTPL ROCHE HOLDINGS 60,414 62,429
    PVTPL TESCO 203,738 206,549
    RABOBANK NEDERLAND 49,611 52,309
    REALTY INCOME 149,741 177,093
    REGIONS FINANCIAL 74,162 78,925
    RIO TINTO FIN USA 127,856 135,597
    ROPER INDS 171,482 175,978
    SAFEWAY 79,799 82,003
    SAN DIEGO GAS 130,098 128,458
    SANTA ROSA LEASING 110,583 106,723
    SCHWAB CHARLES 149,579 170,865
    SHELL INTL 171,736 174,877
    SIEMENS 0 0
    SIMON PROPERTY GROUP 209,151 223,292
    SOUTHERN CAL EDISON 229,705 233,826
    SYSCO 226,960 225,847
    TAGUA LEASING 226,268 215,951
    TARGET 162,500 155,065
    TECK RES 99,533 92,263
    THOMSON 0 0
    TIME WARNER 49,928 50,360
    TRAVELERS COMPANIES 99,909 114,382
    TRUSTEES OF DARTMOUNT COLLEGE 138,723 164,426
    TYCO ELECTRONICS 191,560 201,240
    UBS PREFERRED FUNDING TR V 160,023 159,195
    UDR 89,190 96,284
    UNION PACIFIC 158,808 161,958
    UNION PACIFIC RESOURCE GROUP 199,526 190,245
    UNIV NOTRE DAME 110,536 109,310
    UNITED TECHNOLOGIES 196,841 199,971
    VERIZON COMMUNICATIONS 149,514 165,350
    VORNADO REALTY 129,583 136,902
    WACHOVIA BANK 51,053 57,436
    WAL-MART STORES 170,607 172,507
    WEATHERFORD INTERNATIONAL 59,913 63,281
    WESTAR ENERGY 99,914 97,956
    WI ELECTRIC POWER CO 19,795 20,174

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVIE 88,332 187,488
    ACTUANT 283,443 535,394
    ADVANCED ENERGY INDS 464,664 734,293
    AETNA 142,467 378,685
    AFLAC 130,450 169,344
    AGCO 190,175 206,090
    ALLSTATE 179,437 307,530
    AMDOCS 144,598 204,732
    AMERICAN ELECTRIC POWER 94,715 166,811
    AMERIPRISE FINANCIAL 129,990 401,868
    AMERISAFE 322,308 800,540
    AMGEN 142,563 335,250
    AMSURG 230,162 498,931
    ARCHER-DANIELS-MIDLAND 130,436 236,142
    ASHLAND 0 0
    ASSURANT 120,283 222,453
    ASTEC INDS 0 0
    ASTORIA FINANCIAL 231,777 365,711
    AT&T 573,530 610,470
    AUTOLIV 66,441 234,554
    AVISTA 334,479 535,940
    BANK OF AMERICA 217,787 345,192
    BAXTER INTERNATIONAL 476,340 502,251
    BELDEN 213,731 994,221
    BENCHMARK ELECTRONICS 638,911 753,025
    BIG LOTS 141,520 181,700
    BIO-REFERENCE LABS 756,300 741,172
    BLACKHAWK NETWORK HOLDINGS 13,312 12,482
    BROCADE COMMUNICATIONS SYSTEMS 171,320 263,473
    CABELAS 123,601 698,090
    CAPITAL ONE FINANCIAL 280,008 369,500
    CAPITALSOURCE 0 0
    CAPSTEAD MORTGAGE 607,070 646,668
    CATERPILLAR 270,384 337,280
    CHEVRON 246,201 966,504
    CHUBB 95,350 174,952
    CIGNA 56,385 168,084
    CIRRUS LOGIC 782,730 792,096
    CISCO SYSTEMS 403,449 536,152
    CITIGROUP 295,621 273,087
    COLUMBIA BKG SYS 519,140 754,280
    CONOCOPHILLIPS 214,431 661,359
    CONSTANT CONTACT 574,324 926,564
    CONVERGYS 31,498 165,858
    CORNING 206,239 261,375
    CSG SYSTEMS INTERNATIONAL 380,342 503,713
    CVR ENERGY 0 0
    CVS CAREMARK 176,756 421,776
    CYTEC 251,613 808,981
    DEERE & CO 382,128 438,698
    DIRECTV 284,987 442,320
    DISCOVER FINANCIAL SERVICES 215,149 480,740
    DOMTAR 186,047 205,392
    DYCOM INDUSTRIES 484,233 788,140
    EASTMAN CHEMICAL 44,729 174,340
    ELECTRONICS FOR IMAGING 407,406 1,022,031
    EMCOR GROUP 0 0
    ENDO PHARMACEUTICALS HOLDINGS 0 0
    ENERGIZER HOLDINGS 278,701 346,239
    ENERSYS 366,865 1,202,248
    ENGILITY HOLDINGS 10,178 24,002
    ENTERGY 289,750 319,000
    ENTROPIC COMMUNICATIONS 0 0
    EVEREST RE GROUP 130,682 205,439
    EXELIS 97,100 127,926
    EXELON 253,860 308,264
    EXXON MOBIL 463,071 1,034,341
    FEI 0 0
    5TH 3RD BANCORP 179,453 241,137
    FIRST SOLAR 160,706 583,114
    FORD MOTOR 390,708 382,755
    GANNETT 95,540 165,737
    GATX 221,117 817,750
    GENESCO 207,339 868,327
    GOLDMAN SACHS GROUP 245,792 303,658
    GREATBATCH 299,694 711,163
    GROUP ONE AUTOMOTIVE 347,718 978,083
    HARRIS 127,614 301,432
    HARTFORD FINANCIAL SERVICES 142,976 182,937
    HCC INSURANCE HOLDINGS 262,078 753,416
    HELMERICH & PAYNE 0 0
    HENRY JACK & ASSOC 0 0
    HESS 178,957 383,388
    HEWLETT PACKARD 155,428 294,234
    HUMANA 93,094 252,425
    HUNTINGTON BANCSHARES 100,232 171,292
    HUNTSMAN 201,447 313,125
    IBERIABANK 458,948 632,774
    INGREDION 133,048 225,440
    INTEL 359,374 424,371
    IXIA 695,167 715,640
    JACK HENRY & ASSOC 293,370 727,009
    JANUS CAPITAL GROUP 491,489 635,006
    J2 GLOBAL 371,740 677,320
    JPMORGAN CHASE & CO 355,164 912,474
    KEYCORP 394,071 226,424
    KINDRED HEALTHCARE 572,526 1,108,416
    KOHLS 225,660 246,555
    KROGER 188,868 377,528
    K12 606,860 649,306
    L-3 COMMUNICATIONS HOLDING 204,892 323,036
    LA Z BOY 597,983 684,982
    LEAR 168,787 307,322
    LEIDOS HOLDINGS 116,323 99,617
    LIFEPOINT HOSPITALS 377,130 764,762
    LINCOLN NATIONAL 336,153 320,166
    LITHIA MOTORS 350,790 1,131,284
    LOCKHEED MARTIN 71,575 180,554
    MAGELLAN HEALTH SERVICES 761,268 746,897
    MARATHON OIL 90,585 466,335
    MARATHON PETE 51,636 548,405
    MCDERMOTT INTERNATIONAL 0 0
    MEDTRONIC 101,584 170,578
    MENS WEARHOUSE 0 0
    MENTOR GRAPHICS 413,865 586,845
    MERCK & CO 72,239 310,368
    METLIFE 101,239 193,695
    MICROSEMI 0 0
    MORGAN STANLEY 96,646 129,906
    MURPHY OIL 141,808 158,575
    MURPHY USA 22,874 26,563
    MYRIAD GENETICS 47,658 71,757
    NABORS INDUSTRIES 0 0
    NETGEAR 625,887 597,873
    NETSCOUT 275,302 505,311
    NEWPARK RES 453,781 635,592
    NOBLE 209,016 166,374
    NORTHROP GRUMMAN 216,026 546,795
    OIL STS INTERNATIONAL 207,160 764,686
    OLIN 131,149 162,980
    OMNIVISION TECHNOLOGIES 714,380 961,462
    ORACLE 336,194 416,976
    OUTERWALL 604,731 728,175
    PACWEST BANCORP 277,345 653,660
    PAREXEL INTERNATIONAL 0 0
    PARTNERRE HOLDING 129,004 168,640
    PFIZER 657,975 1,060,392
    PHARMERICA 624,178 1,413,608
    PHILLIPS 66 63,758 349,524
    PLANTRONICS 0 0
    PNC FINANCIAL SERVICES GROUP 215,223 437,008
    PNM RESOURCES 218,953 501,285
    PROASSURANCE 229,110 400,604
    PROSPECT CAP 355,535 355,217
    PRUDENTIAL FINANCIAL 173,295 298,516
    PUB SERVICE ENTERPRISE GROUP 318,408 413,797
    QLOGIC 697,424 745,057
    RADIOSHACK 0 0
    RAYTHEON 160,921 295,988
    RED ROBIN GOURMET BURGERS 356,123 765,455
    REGIONS FINANCIAL 446,335 220,038
    RELIANCE STEEL & ALUMINUM 0 0
    RLI 156,957 530,499
    ROCK-TENN 107,236 181,659
    ROVI 630,999 855,044
    SAFEWAY 67,368 112,398
    SAIC 0 0
    SANMINA 201,949 159,975
    SCIENCE APPLICATIONS INTERNATIONAL 52,549 59,592
    SEAGATE TECHNOLOGY 103,959 331,254
    SELECT MED HOLDINGS 526,474 896,651
    SELECTIVE INSURANCE GROUP 368,952 488,071
    SMITHFIELD FOODS 0 0
    STANCORP FINANCIAL GROUP 63,453 171,080
    STATE STREET 286,045 406,728
    STEEL DYNAMICS 76,858 85,869
    SUN TRUST BANKS 0 0
    SUPER VALU 353,679 122,325
    SUSSER HOLDINGS 302,588 1,063,201
    SYKES ENTERPRISES 532,475 506,090
    SYNAPTICS 690,880 1,068,669
    TAL INTERNATIONAL GROUP 84,216 113,886
    TARGET 115,175 142,025
    TE CONNECTIVITY 67,896 277,206
    TELEDYNE TECHNOLOGIES 341,769 798,596
    TETRA TECHNOLOGIES 315,429 704,135
    THE JONES GROUP 0 0
    TIMKEN 0 0
    TRAVELERS COMPANIES 167,838 344,204
    TRIUMPH GROUP 225,164 685,042
    TRW AUTOMOTIVE HOLDINGS 160,514 241,050
    TYSON FOODS 130,189 310,578
    ULTRA CLEAN HOLDINGS 649,103 533,522
    UNITED BANKSHARES 380,661 576,518
    UNITED THERAPEUTICS 99,324 200,020
    VALERO ENERGY 111,277 428,775
    VALUECLICK 0 0
    VISHAY INTERTECHNOLOGY 173,769 173,484
    VISHAY PRECISION GROUP 0 0
    WALGREEN 0 0
    WASH FED 441,353 629,273
    WEBSTER FINANCIAL 457,727 630,227
    WELLPOINT 335,448 463,128
    WELLS FARGO & CO 325,989 1,022,584
    WESTERN DIGITAL 167,644 449,463
    WEX 233,211 752,405
    WHIRLPOOL 216,466 475,478
    WORTHINGTON INDS 419,435 792,304
    XEROX 183,374 292,578
    ZIMMER HOLDINGS 203,300 309,760

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    US Government Securities - End of Year Book Value:

    5,357,802
    US Government Securities - End of Year Fair Market Value:

    5,252,852
    State & Local Government Securities - End of Year Book Value:


    5,949,675
    State & Local Government Securities - End of Year Fair Market Value:


    5,979,610


    TY 2013 InvestmentsOtherSchedule2
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CF ACADIAN INTERNATIONAL ALL CAP FUND AT COST 12,369,358 18,065,161
    ADAMS STREET PSHP FD - 2003 NON-US FUND AT COST 1,536,395 1,489,380
    ADAMS STREET PSHP FD - 2003 US FUND AT COST 5,178,696 4,988,174
    ADAMS STREET PSHP FD - 2005 NON-US FUND AT COST 1,982,934 2,160,107
    ADAMS STREET PSHP FD - 2005 US FUND AT COST 4,570,584 4,823,155
    ADAMS STREET PSHP FD - 2009 DIRECT FUND AT COST 292,563 434,677
    ADAMS STREET PSHP FD - 2009 NON-US DEVELOPED MARKETS FUND AT COST 472,686 518,995
    ADAMS STREET PSHP FD - 2009 NON-US EMERGING MARKETS FUND AT COST 219,200 210,931
    ADAMS STREET PSHP FD - 2009 US FUND AT COST 926,107 1,149,834
    ADAMS STREET PSHP FD - 2013 GLOBAL FUND AT COST 832,000 829,781
    BOLDINI LTD US GOVT GTD EXPT SHIP FING OBLIG AT COST 250,000 243,105
    CENTERPOINT ENERGY TRANSITION AT COST 0 0
    FEDERAL HOME LOAN MORTGAGE CORP AT COST 0 0
    FHLMC PREASSIGN AT COST 0 0
    FNMA AT COST 0 0
    HASHEMITE KINGDOM JORDAN GOVT GTD NT AT COST 200,000 201,594
    ISHARES TR MSCI EAFE SMALL CAP INDEX FUND AT COST 23,335,441 32,665,959
    ISHARES TR RUSSELL 1000 GROWTH INDEX FUND AT COST 11,406,384 16,795,530
    ISHARES TR RUSSELL MIDCAP INDEX FUND AT COST 19,814,892 32,959,751
    MSN 41079 & 41084 LDT SECD NT AT COST 173,519 167,054
    PVTPL CG LN CORP TR I SER 2006-1A AT COST 0 0
    RREEF AMERICA REIT II AT COST 0 0
    SAN CLEMENTE LEASING LLC SECD NT AT COST 113,580 117,956
    SLC STUDENT LN TR 2010-1 AT COST 0 0
    SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2005-20F AT COST 56,135 62,816
    SOCIETE DE FINANCEMENT DE L ECONOMIE AT COST 148,431 150,000
    TAGUA LEASING LLC GTD SECD NT AT COST 199,524 192,097
    THE EMERGING WORLD INVESTORS LP AT COST 36,000,000 39,281,023
    U S DEPT HSG & URBAN DEV GOVT GTD PARTN SEC 108 HUD 2006-A AT COST 800,000 877,352
    VANGUARD REIT AT COST 14,460,340 15,840,661
    VESSEL MGMT SVCS INC BD AT COST 135,000 132,444

    TY 2013 LandEtcSchedule2
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    BUILDINGS 1,752,369 836,175 916,194 916,194
    FURNITURE & FIXTURES 230,275 195,988 34,287 34,287
    IMPROVEMENTS 374,443 210,704 163,739 163,739
    LAND 567,038 0 567,038 567,038


    TY 2013 LegalFeesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 4,139 828   3,311


    TY 2013 OtherAssetsSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INVESTMENT INCOME 377,304 423,079 423,079


    TY 2013 OtherExpensesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DUES & MEMBERSHIPS 579 0   579
    POSTAGE 1,779 356   1,423
    SUPPLIES 16,960 3,392   13,568
    COMPUTER EXPENSE 9,339 1,868   7,471
    TELEPHONE 6,005 1,201   4,804
    UTILITIES 21,398 4,280   17,118
    INSURANCE 17,701 3,540   14,161
    REPAIRS & MAINTENANCE 19,239 3,848   15,391
    PROGRAM ADMINISTRATION 4,510 0   4,510
    MISCELLANEOUS EXPENSE 7,221 0   7,221
    PORTFOLIO DEDUCTIONS (FROM K-1'S) 0 984,745   0


    TY 2013 OtherIncomeSchedule2
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ADAMS STREET 2009 DIRECT FUND LP   -1,174  
    ADAMS STREET 2009 DIRECT FUND LP (UBI)   1,183  
    ADAMS STREET PARTNERSHIP FUND - 2003 NON-US FUND LP   814  
    ADAMS STREET PARTNERSHIP FUND - 2003 NON-US FUND LP (UBI)   -76  
    ADAMS STREET PARTNERSHIP FUND - 2003 US FUND LP   -9,198  
    ADAMS STREET PARTNERSHIP FUND - 2003 US FUND LP (UBI)   15,464  
    ADAMS STREET PARTNERSHIP FUND - 2005 NON-US FUND LP   2,334  
    ADAMS STREET PARTNERSHIP FUND - 2005 NON-US FUND LP (UBI)   -677  
    ADAMS STREET PARTNERSHIP FUND - 2005 US FUND LP   5,428  
    ADAMS STREET PARTNERSHIP FUND - 2005 US FUND LP (UBI)   432  
    ADAMS STREET PARTNERSHIP FUND - 2009 NON-US DEVELOPED MARKETS FUND LP   -101  
    ADAMS STREET PARTNERSHIP FUND - 2009 NON-US DEVELOPED MARKETS FUND LP (UBI)   625  
    ADAMS STREET PARTNERSHIP FUND - 2009 NON-US EMERGING MARKETS FUND LP   1,015  
    ADAMS STREET PARTNERSHIP FUND - 2009 NON-US EMERGING MARKETS FUND LP (UBI)   53  
    ADAMS STREET PARTNERSHIP FUND - 2009 US FUND LP   -3,899  
    ADAMS STREET PARTNERSHIP FUND - 2009 US FUND LP (UBI)   4,967  
    ACADIAN INTERNATIONAL ALL-CAP FUND   48,701  
    RECOVERED PRIOR YEAR GRANTS 18,423 0 18,423
    ADAMS STREET 2013 GLOBAL FUND LP   -2,975  
    ADAMS STREET 2013 GLOBAL FUND LP (UBI)   4,083  


    TY 2013 OtherIncreasesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Description Amount
    ACCRUAL TO CASH CONVERSION 7,804,701


    TY 2013 OtherLiabilitiesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAX 1,007,300 1,477,800
    EXCISE TAX PAYABLE 24,000 41,000


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 934,131 934,131   0
    INVESTMENT CONSULTING FEES 51,000 51,000   0
    PROFESSIONAL CONSULTING FEES 4,800 960   3,840
    LESS: INVESTMENT FEES RELATING TO TAX-EXEMPT INCOME 0 -9,459   0


    TY 2013 TaxesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN: 42-1186589
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 101,853 0   0
    FOREIGN TAX PAID (FROM K-1'S) 0 96,467   0