Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 12-01-2013 , and ending 11-30-2014
Name of foundation
L & N ANDREAS FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 3584 ANDREAS OFFICE   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MANKATO, MN560023584
A Employer identification number

36-3382956
B Telephone number (see instructions)

(507) 345-1233
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$40,074,449J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 738
2 Check bullet
3 Interest on savings and temporary cash investments 924 924  
4 Dividends and interest from securities...... 712,685 712,685  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,441,178
b Gross sales price for all assets on line 6a 7,586,612
7 Capital gain net income (from Part IV, line 2)... 1,441,178
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 2,155,525 2,154,787  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 42,457 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 31,952 31,952   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 74,409 31,952   0
25 Contributions, gifts, grants paid........ 1,698,450 1,698,450
26 Total expenses and disbursements. Add lines 24 and 25 1,772,859 31,952   1,698,450
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 382,666
b Net investment income (if negative, enter -0-) 2,122,835
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 24,049 76,734 76,734
2 Savings and temporary cash investments.......... 6,329,375 8,346,852 8,346,852
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 24,058,485 Click to see attachment22,422,839 30,154,773
c Investments—corporate bonds (attach schedule)........ 1,526,492 Click to see attachment1,451,945 1,496,090
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 31,938,401 32,298,370 40,074,449
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment18,742 Click to see attachment-3,955
23 Total liabilities (add lines 17 through 22).......... 18,742 -3,955
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 31,919,659 32,302,325
30 Total net assets or fund balances (see page 17 of the
instructions).................... 31,919,659 32,302,325
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 31,938,401 32,298,370
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 31,919,659
2 Enter amount from Part I, line 27a..................... 2 382,666
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 32,302,325
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 32,302,325
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a ALPINE GLOBAL DYNAMIC DIVD FD (AGD)   2013-05-15 2014-02-05
b AMEC PLC SPONSORED ADR (AMFW)   2013-01-01 2014-11-28
c AMERICAN EAGLE BANK CHICAGO FD (US02554DAV91)   2010-11-30 2014-09-25
d APPLE INCORPORATED (AAPL)   2012-11-07 2014-08-06
e APPLE INCORPORATED (AAPL)   2012-11-07 2014-08-15
APPLE INCORPORATED (AAPL)   2012-10-08 2014-08-06
APPLE INCORPORATED (AAPL)   2012-05-09 2014-08-06
APPLE INCORPORATED (AAPL)   2012-04-30 2014-08-06
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2013-12-18
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2013-12-18
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-03-28
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-03-28
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-03-28
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-03-28
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-03-28
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-04-09
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-04-16
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-04-16
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-06-20
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-07-07
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-07-10
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-09-09
ARCHER DANIELS MIDLAND COMPANY (ADM)   2009-04-04 2014-09-18
BANK OF AMERICA CORPORATION MT (US06048WBL37)   2010-08-24 2014-03-31
BANK OF AMERICA CORPORATION MT (US06048WBM10)   2013-12-12 2014-03-31
BIOMED REALTY TRUST (BMR)   2013-12-30 2014-05-16
BIOMED REALTY TRUST (BMR)   2013-09-03 2014-05-16
BIOMED REALTY TRUST (BMR)   2012-07-20 2014-05-16
BLACKROCK ENHANCED EQT DIV TR (BDJ)   2011-06-13 2014-06-03
BLACKROCK ENHANCED EQT DIV TR (BDJ)   2011-06-03 2014-06-03
BLACKROCK ENHANCED EQT DIV TR (BDJ)   2010-05-25 2014-06-03
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-11-22 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-11-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-10-11 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-10-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-09-03 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-08-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-07-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-06-03 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-05-15 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-05-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-04-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-03-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-02-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2013-01-02 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-12-24 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-12-03 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-11-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-10-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-09-04 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-08-08 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-08-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-07-02 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-06-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-05-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-05-01 2014-04-15
BLACKROCK FLOATING RATE INCOME (BFRAX)   2012-04-24 2014-04-15
BLACKROCK GLOBAL ALLOCATION (MDLOX)   2011-01-24 2014-10-27
BLACKROCK GLOBAL ALLOCATION (MDLOX)   2011-01-13 2014-10-27
BLACKROCK GLOBAL ALLOCATION (MDLOX)   2011-01-12 2014-10-27
BLACKROCK GLOBAL ALLOCATION (MDLOX)   2010-12-21 2014-10-27
BLACKROCK GLOBAL ALLOCATION (MDLOX)   2010-12-13 2014-08-19
BLACKROCK GLOBAL ALLOCATION (MDLOX)   2010-12-13 2014-10-27
BLACKROCK GLOBAL ALLOCATION (MDLOX)   2010-09-23 2014-08-19
BLACKROCK REAL ASSET EQUITY TR (BCFOLDD)   2014-11-03 2014-11-04
BLACKROCK REAL ASSET EQUITY TR (BCFOLDD)   2014-11-03 2014-11-06
BLACKROCK REAL ASSET EQUITY TR (BCFOLDD)   2014-10-31 2014-11-04
BLACKROCK REAL ASSET EQUITY TR (BCFOLDD)   2014-10-14 2014-11-04
BLACKROCK REAL ASSET EQUITY TR (BCFOLDD)   2014-09-30 2014-11-04
BLACKROCK REAL ASSET EQUITY TR (BCFOLDD)   2014-06-30 2014-11-04
BLACKROCK REAL ASSET EQUITY TR (BCFOLDD)   2014-03-31 2014-11-04
BLACKROCK REAL ASSET EQUITY TR (BCFOLDD)   2014-02-03 2014-11-04
BLACKROCK REAL ASSET EQUITY TR (BCFOLDD)   2014-01-22 2014-11-04
CALL: ARCHER DANIELS MIDLAND C (0394833SF4)   2013-12-09 2014-06-23
CALL: DIGITAL RLTY TR INC (25386828A4)   2013-08-30 2014-01-21
CALL: LINN ENERGY LLC (53602021A4)   2013-06-19 2013-12-04
CALL: LINN ENERGY LLC (53602021A4)   2013-02-21 2013-12-04
CALL: LINN ENERGY LLC (53602021A4)   2012-12-31 2013-12-04
CALL: LINN ENERGY LLC (5360204YG4)   2013-12-04 2014-04-10
CALL: PROCTER & GAMBLE COMPANY (7427184TA4)   2013-08-20 2014-01-21
CALL: WINDSTREAM HLDGS INC (97381W1XA4)   2013-01-07 2014-01-21
CAMERON INTERNATIONAL (CAM)   2013-10-25 2014-09-11
CME GROUP INCORPORATED (CME)   2012-12-17 2013-12-23
CME GROUP INCORPORATED (CME)   2012-12-14 2013-12-23
COLUMBIA SELIGM PREM TECH GRW (STK)   2014-11-25 2014-11-26
COLUMBIA SELIGM PREM TECH GRW (STK)   2014-11-25 2014-11-28
COLUMBIA SELIGM PREM TECH GRW (STK)   2014-08-26 2014-11-26
COLUMBIA SELIGM PREM TECH GRW (STK)   2014-05-27 2014-09-18
COLUMBIA SELIGM PREM TECH GRW (STK)   2014-05-27 2014-11-26
COLUMBIA SELIGM PREM TECH GRW (STK)   2014-02-26 2014-09-18
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-11-26 2014-09-18
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-06-24 2014-08-15
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-06-24 2014-09-17
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-06-24 2014-09-18
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-04-05 2014-08-08
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-04-05 2014-08-14
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-04-05 2014-08-15
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-04-04 2014-08-08
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-04-03 2014-06-13
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-04-03 2014-08-08
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-02-26 2014-05-09
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-02-26 2014-06-13
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-02-20 2014-04-23
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-02-20 2014-05-07
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-02-20 2014-05-09
COLUMBIA SELIGM PREM TECH GRW (STK)   2013-01-18 2014-04-23
COLUMBIA SELIGM PREM TECH GRW (STK)   2012-11-15 2014-03-21
COLUMBIA SELIGM PREM TECH GRW (STK)   2012-11-15 2014-03-26
COLUMBIA SELIGM PREM TECH GRW (STK)   2012-11-15 2014-03-31
COLUMBIA SELIGM PREM TECH GRW (STK)   2012-11-15 2014-04-17
COLUMBIA SELIGM PREM TECH GRW (STK)   2012-11-15 2014-04-17
COLUMBIA SELIGM PREM TECH GRW (STK)   2012-11-15 2014-04-22
COLUMBIA SELIGM PREM TECH GRW (STK)   2012-11-15 2014-04-23
CONSOLIDATED COMM HLDGS (CNSL)   2014-01-01 2014-10-30
CREDIT SUISSE AG 2Y EMERGING M (US22546TKS95)   2012-01-20 2014-01-27
DIGITAL RLTY TR INCORPORATED (DLR)   2013-07-31 2014-03-04
DIGITAL RLTY TR INCORPORATED (DLR)   2013-07-31 2014-04-09
DIGITAL RLTY TR INCORPORATED (DLR)   2013-05-29 2014-03-04
DIGITAL RLTY TR INCORPORATED (DLR)   2013-02-15 2014-02-25
DIGITAL RLTY TR INCORPORATED (DLR)   2013-02-15 2014-03-04
DIGITAL RLTY TR INCORPORATED (DLR)   2012-10-25 2014-02-24
DIGITAL RLTY TR INCORPORATED (DLR)   2012-10-25 2014-02-25
DIGITAL RLTY TR INCORPORATED (DLR)   2012-10-23 2014-02-24
DIGITAL RLTY TR INCORPORATED (DLR)   2012-10-22 2014-02-24
DIGITAL RLTY TR INCORPORATED (DLR)   2012-10-22 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2014-02-28 2014-03-20
EATON VANCE TX MGD DIV EQ INCM (ETY)   2014-02-28 2014-03-21
EATON VANCE TX MGD DIV EQ INCM (ETY)   2014-01-31 2014-03-20
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-12-31 2014-03-20
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-11-29 2014-03-20
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-10-31 2014-03-20
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-09-30 2014-03-20
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-08-30 2014-03-20
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-07-31 2014-03-20
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-06-28 2014-03-20
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-06-28 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-05-31 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-04-30 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-03-28 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-03-01 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2013-01-31 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2012-11-30 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2012-08-31 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2012-05-31 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2012-05-18 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2012-02-29 2014-01-15
EATON VANCE TX MGD DIV EQ INCM (ETY)   2011-11-30 2014-01-15
FACEBOOK INCORPORATED CLASS A (FB)   2013-07-03 2014-01-10
FACEBOOK INCORPORATED CLASS A (FB)   2013-07-03 2014-01-17
FACEBOOK INCORPORATED CLASS A (FB)   2013-07-03 2014-01-30
FIRSTBANK PR SANTURCE, PR FDIC (337624K2)   2010-11-30 2013-12-03
FRANKLIN BIOTECHNOLOGY (FBDIX)   2011-05-31 2014-02-25
GABELLI GLB SML & MD CP VAL TR (GGZ)   2014-06-24 2014-07-07
GENERAL COMMUNICATION (GNCMA)   2012-07-24 2014-11-11
GENERAL COMMUNICATION (GNCMA)   2012-05-17 2014-11-10
GENERAL COMMUNICATION (GNCMA)   2012-05-17 2014-11-11
GENERAL COMMUNICATION (GNCMA)   2012-05-17 2013-12-23
GENERAL COMMUNICATION (GNCMA)   2012-05-17 2014-01-03
GENERAL ELECTRIC CAPITAL CORPO (US36962GK864)   2010-11-30 2014-09-15
GENERAL ELECTRIC CAPITAL CORPO (US36966RZ829)   2010-08-02 2014-07-15
GENERAL ELECTRIC CAPITAL CORPO (US36966TEU25)   2013-04-26 2014-08-25
INTEL CORPORATION (INTC)   2014-01-01 2014-01-17
INTEL CORPORATION (INTC)   2014-01-01 2014-06-13
INTEL CORPORATION (INTC)   2014-01-01 2014-07-16
INTERNATIONAL BUSINESS (IBM)   2013-10-17 2014-01-22
INTERNATIONAL BUSINESS (IBM)   2013-10-17 2014-01-22
INVESCO BALANCED RISK (ABRZX)   2012-10-01 2014-02-03
ISHARES TR MSCI EMG MKT ETF (EEM)   2013-05-07 2014-01-22
ISHARES TR MSCI EMG MKT ETF (EEM)   2013-02-19 2014-01-22
ISHARES TR MSCI EMG MKT ETF (EEM)   2013-02-14 2014-01-22
ISHARES TR MSCI EMG MKT ETF (EEM)   2011-02-10 2014-01-22
ISHARES TR MSCI EMG MKT ETF (EEM)   2011-02-10 2014-01-22
ISHARES TR MSCI EMG MKT ETF (EEM)   2011-02-04 2014-01-22
ISHARES TR RUS MD CP GR ETF (IWP)   2013-01-01 2013-12-20
ISHARES TR S&P MC 400GR ETF (IJK)   2011-08-04 2014-04-09
ISHARES TR S&P MC 400GR ETF (IJK)   2011-08-04 2014-07-01
JPMORGAN CHASE & CO. NTS ISIN (US07385TAJ51)   2010-08-06 2014-11-17
LINN ENERGY LLC (LINE)   2013-06-18 2014-04-10
LINN ENERGY LLC (LINE)   2013-06-14 2014-04-10
LINN ENERGY LLC (LINE)   2012-12-31 2014-02-26
LINN ENERGY LLC (LINE)   2012-12-31 2014-04-10
MARKET VECTORS ETF TRUST (BBH)   2014-04-04 2014-08-27
MERCK & COMPANY INCORPORATED (MRK)   2014-01-01 2014-05-05
MERCK & COMPANY INCORPORATED (MRK)   2014-01-01 2014-07-14
MERCK & COMPANY INCORPORATED (MRK)   2014-01-01 2014-08-27
MERCK & COMPANY INCORPORATED (MRK)   2014-01-01 2014-08-27
MICRON TECHNOLOGY INCORPORATED (MU)   2014-01-01 2014-05-28
MICRON TECHNOLOGY INCORPORATED (MU)   2014-01-01 2013-12-09
MICROSOFT CORPORATION (MSFT)   2010-12-13 2014-08-18
MICROSOFT CORPORATION (MSFT)   2010-12-13 2014-10-17
PIMCO GLOBAL MULTI ASSET FUND (PGMAX)   2010-09-08 2014-07-14
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2014-04-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2014-03-03 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2014-02-03 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2014-01-02 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-12-12 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-12-02 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-11-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-10-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-09-03 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-08-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-07-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-06-03 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-05-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-04-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-03-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-02-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2013-01-02 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-12-28 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-12-03 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-11-02 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-10-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-09-04 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-08-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-07-02 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-06-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-05-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-04-02 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-03-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-02-01 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-01-04 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2012-01-03 2014-04-25
PIMCO HIGH YIELD FUND CLASS A (PHDAX)   2011-12-16 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2014-04-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2014-03-03 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2014-02-03 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2014-01-02 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-12-12 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-12-12 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-12-02 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-11-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-10-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-09-03 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-08-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-07-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-06-03 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-05-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-04-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-03-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-02-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2013-01-02 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-12-28 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-12-13 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-12-13 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-12-03 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-11-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-10-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-09-04 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-08-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-07-02 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-06-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-05-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-04-02 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-03-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-02-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2012-01-03 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2011-12-08 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2011-12-08 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2011-12-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2011-11-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2011-10-03 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2011-09-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2011-08-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2011-07-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2011-06-01 2014-04-25
PIMCO INVESTMENT GRADE (PBDAX)   2011-04-27 2014-04-25
QUALCOMM INCORPORATED (QCOM)   2014-11-06 2014-11-07
QUALCOMM INCORPORATED (QCOM)   2014-10-16 2014-11-07
QUALCOMM INCORPORATED (QCOM)   2013-08-15 2014-07-18
QUALCOMM INCORPORATED (QCOM)   2013-08-15 2014-11-07
QUALCOMM INCORPORATED (QCOM)   2013-07-15 2014-07-18
QUALCOMM INCORPORATED (QCOM)   2013-07-01 2014-02-24
QUALCOMM INCORPORATED (QCOM)   2013-07-01 2014-03-18
QUALCOMM INCORPORATED (QCOM)   2013-07-01 2014-05-30
QUALCOMM INCORPORATED (QCOM)   2013-07-01 2014-07-18
ROCKY MNT BANK FDIC # 24334 CE (US77468AAS96)   2010-11-30 2014-02-05
ROYCE MICRO-CAP TR (RMT)   2010-05-20 2013-12-30
ROYCE MICRO-CAP TR (RMT)   2010-05-20 2014-03-28
ROYCE MICRO-CAP TR (RMT)   2010-05-20 2014-06-27
ROYCE MICRO-CAP TR (RMT)   2010-05-20 2014-09-30
SPROTT PHYSICAL PLAT PALLAD TS (SPPP)   2013-04-12 2014-06-10
STELLUS CAP INVT CORPORATION (SCM)   2014-05-09 2014-06-16
STELLUS CAP INVT CORPORATION (SCM)   2013-04-15 2013-12-31
STELLUS CAP INVT CORPORATION (SCM)   2013-01-15 2013-12-31
THORNBURG LIMITED TERM INCOME (THIFX)   2009-12-04 2014-01-22
VERIZON COMMUNICATIONS (VZ)   2014-02-24 2014-02-28
VODAFONE GROUP PLC NEW (VOD)   2010-12-06 2014-02-24
WINDSTREAM HLDGS INCORPORATED (WIN)   2012-06-01 2014-03-04
WINDSTREAM HLDGS INCORPORATED (WIN)   2012-06-01 2014-04-01
WINDSTREAM HLDGS INCORPORATED (WIN)   2012-05-24 2014-03-04
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 6   7 -1
b 16   16 0
c 99,000   99,000 0
d 14,109   12,028 2,081
e 18,807   16,037 2,770
32,921   32,248 673
32,921   28,158 4,763
32,921   29,852 3,069
3,690   2,863 827
106,617   71,575 35,042
65,397   42,945 22,452
25,112   16,491 8,621
83,882   55,084 28,798
4,360   2,863 1,497
39,238   25,767 13,471
109,348   71,575 37,773
107,658   68,712 38,946
26,914   17,178 9,736
226,183   143,150 83,033
46,196   28,630 17,566
70,942   42,945 27,997
252,104   143,150 108,954
310,427   171,780 138,647
100,000   100,000 0
100,000   100,000 0
21,118   18,406 2,712
21,118   18,143 2,975
21,118   18,468 2,650
9,332   8,403 929
23,510   20,586 2,924
8,801   6,377 2,424
11,039   11,052 -13
1,853   1,855 -2
240,635   240,000 635
1,555   1,547 8
1,626   1,617 9
1,809   1,806 3
1,730   1,714 16
1,359   1,360 -1
170,770   171,787 -1,017
997   1,002 -5
932   934 -2
892   888 4
1,084   1,081 3
1,055   1,046 9
569   564 5
1,013   1,003 10
1,000   990 10
1,117   1,105 12
1,062   1,045 17
101,923   100,000 1,923
751   736 15
728   710 18
643   623 20
11   11 0
101,824   100,000 1,824
102,022   100,000 2,022
193,025   178,228 14,797
54,151   50,000 4,151
108,302   100,000 8,302
5,952   5,347 605
27,268   24,013 3,255
138,564   125,987 12,577
122,732   102,323 20,409
722   743 -21
4   4 0
364   374 -10
6,796   6,744 52
338   371 -33
910   1,092 -182
948   1,071 -123
16,531   17,673 -1,142
31,102   35,046 -3,944
12,594     12,594
5,545     5,545
1,201   120 1,081
2,635   161 2,474
219   20 199
1,294   256 1,038
1,801     1,801
1,320     1,320
35,505   26,975 8,530
24,864   15,440 9,424
24,864   15,218 9,646
73   72 1
15   14 1
3,366   3,197 169
4,645   4,235 410
7   6 1
10,319   8,830 1,489
10,584   8,556 2,028
26,499   19,633 6,866
32,731   23,995 8,736
3,001   2,200 801
283   215 68
10,602   8,065 2,537
24,466   18,603 5,863
3,675   2,852 823
26,123   20,524 5,599
5,177   4,012 1,165
16,617   13,909 2,708
8,731   6,975 1,756
14,584   12,441 2,143
1,658   1,396 262
150   126 24
16,368   14,001 2,367
26,047   19,195 6,852
7,889   5,817 2,072
5,520   4,072 1,448
40,345   29,083 11,262
16,138   11,432 4,706
1,631   1,143 488
22,931   16,017 6,914
15   4 11
50,000   50,005 -5
13,699   13,704 -5
26,855   27,408 -553
27,398   30,665 -3,267
22,962   25,701 -2,739
5,480   6,425 -945
10,789   12,222 -1,433
17,222   18,333 -1,111
13,486   15,821 -2,335
13,486   16,176 -2,690
25,944   32,353 -6,409
11   11 0
8   8 0
20   19 1
376   369 7
381   366 15
377   364 13
388   361 27
392   358 34
643   606 37
3   3 0
828   765 63
793   762 31
1,489   1,383 106
1,495   1,372 123
1,793   1,611 182
1,764   1,597 167
5,517   4,668 849
5,405   4,433 972
5,549   4,188 1,361
11,078   8,345 2,733
5,314   4,297 1,017
5,338   3,702 1,636
13,729   7,408 6,321
32,042   17,284 14,758
30,830   12,346 18,484
245,000   245,000 0
40,000   19,513 20,487
2   3 -1
5,560   4,023 1,537
1,451   810 641
13,987   7,767 6,220
13,306   8,576 4,730
17,094   10,291 6,803
100,000   100,000 0
100,000   100,000 0
75,000   75,000 0
39,738   23,486 16,252
22,306   11,743 10,563
24,961   11,743 13,218
90,941   86,926 4,015
127,318   121,170 6,148
30,000   33,475 -3,475
8,044   8,789 -745
20,110   22,085 -1,975
20,110   22,085 -1,975
80,438   89,660 -9,222
100,548   112,005 -11,457
120,657   139,382 -18,725
99,232   38,295 60,937
150,391   99,321 51,070
79,339   49,661 29,678
100,000   100,000 0
28,650   29,645 -995
14,325   15,575 -1,250
6,571   7,009 -438
5,730   7,009 -1,279
12,184   10,021 2,163
40,796   16,578 24,218
32,599   13,286 19,313
3,254   1,279 1,975
26,879   15,717 11,162
28,293   4,445 23,848
34,343   6,668 27,675
51,480   32,752 18,728
12,866   8,188 4,678
200,000   205,631 -5,631
651   652 -1
694   697 -3
737   729 8
700   692 8
      0
704   697 7
696   689 7
654   637 17
786   762 24
688   675 13
647   627 20
728   727 1
681   689 -8
683   682 1
687   684 3
677   674 3
681   676 5
531   527 4
742   732 10
640   629 11
571   559 12
735   715 20
636   615 21
696   664 32
701   658 43
661   635 26
721   689 32
676   649 27
669   634 35
52   48 4
369   341 28
136,243   124,889 11,354
317   315 2
304   303 1
350   345 5
317   308 9
2,625   2,568 57
707   691 16
268   271 -3
288   293 -5
265   266 -1
299   297 2
285   286 -1
298   299 -1
353   369 -16
324   349 -25
343   363 -20
339   359 -20
334   351 -17
343   362 -19
558   590 -32
1,162   1,233 -71
1,049   1,113 -64
365   395 -30
339   364 -25
296   317 -21
364   386 -22
333   352 -19
365   377 -12
357   366 -9
325   332 -7
362   365 -3
337   341 -4
340   343 -3
394   387 7
684   669 15
2,210   2,162 48
355   354 1
344   349 -5
404   402 2
401   405 -4
389   399 -10
399   404 -5
387   398 -11
98,411   100,000 -1,589
42,296   40,914 1,382
35,247   34,916 331
7,868   6,641 1,227
14,099   13,283 816
39,338   30,700 8,638
37,889   30,660 7,229
46,368   36,792 9,576
23,632   18,396 5,236
7,868   6,132 1,736
99,000   99,000 0
11   7 4
3   2 1
5   3 2
10   7 3
7,134   6,555 579
14,484   13,106 1,378
15,090   14,475 615
30,179   28,905 1,274
100,000   96,852 3,148
45   46 -1
19   22 -3
6,103   6,240 -137
15,621   14,560 1,061
16,274   17,259 -985
253,110     253,110
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -1
b       0
c       0
d       2,081
e       2,770
      673
      4,763
      3,069
      827
      35,042
      22,452
      8,621
      28,798
      1,497
      13,471
      37,773
      38,946
      9,736
      83,033
      17,566
      27,997
      108,954
      138,647
      0
      0
      2,712
      2,975
      2,650
      929
      2,924
      2,424
      -13
      -2
      635
      8
      9
      3
      16
      -1
      -1,017
      -5
      -2
      4
      3
      9
      5
      10
      10
      12
      17
      1,923
      15
      18
      20
      0
      1,824
      2,022
      14,797
      4,151
      8,302
      605
      3,255
      12,577
      20,409
      -21
      0
      -10
      52
      -33
      -182
      -123
      -1,142
      -3,944
      12,594
      5,545
      1,081
      2,474
      199
      1,038
      1,801
      1,320
      8,530
      9,424
      9,646
      1
      1
      169
      410
      1
      1,489
      2,028
      6,866
      8,736
      801
      68
      2,537
      5,863
      823
      5,599
      1,165
      2,708
      1,756
      2,143
      262
      24
      2,367
      6,852
      2,072
      1,448
      11,262
      4,706
      488
      6,914
      11
      -5
      -5
      -553
      -3,267
      -2,739
      -945
      -1,433
      -1,111
      -2,335
      -2,690
      -6,409
      0
      0
      1
      7
      15
      13
      27
      34
      37
      0
      63
      31
      106
      123
      182
      167
      849
      972
      1,361
      2,733
      1,017
      1,636
      6,321
      14,758
      18,484
      0
      20,487
      -1
      1,537
      641
      6,220
      4,730
      6,803
      0
      0
      0
      16,252
      10,563
      13,218
      4,015
      6,148
      -3,475
      -745
      -1,975
      -1,975
      -9,222
      -11,457
      -18,725
      60,937
      51,070
      29,678
      0
      -995
      -1,250
      -438
      -1,279
      2,163
      24,218
      19,313
      1,975
      11,162
      23,848
      27,675
      18,728
      4,678
      -5,631
      -1
      -3
      8
      8
      0
      7
      7
      17
      24
      13
      20
      1
      -8
      1
      3
      3
      5
      4
      10
      11
      12
      20
      21
      32
      43
      26
      32
      27
      35
      4
      28
      11,354
      2
      1
      5
      9
      57
      16
      -3
      -5
      -1
      2
      -1
      -1
      -16
      -25
      -20
      -20
      -17
      -19
      -32
      -71
      -64
      -30
      -25
      -21
      -22
      -19
      -12
      -9
      -7
      -3
      -4
      -3
      7
      15
      48
      1
      -5
      2
      -4
      -10
      -5
      -11
      -1,589
      1,382
      331
      1,227
      816
      8,638
      7,229
      9,576
      5,236
      1,736
      0
      4
      1
      2
      3
      579
      1,378
      615
      1,274
      3,148
      -1
      -3
      -137
      1,061
      -985
      253,110
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,441,178
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 2,002,050 34,380,503 0.058232
2011 2,180,450 29,545,830 0.073799
2010 2,112,570 33,043,369 0.063933
2009 2,365,290 29,024,751 0.081492
2008 18,826,755 5,081,202 3.705177
2 Total of line 1, column (d) ...................... 2 3.982633
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.796527
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 37,664,700
5 Multiply line 4 by line 3....................... 5 30,000,950
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 21,228
7 Add lines 5 and 6......................... 7 30,022,178
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,698,450
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 42,457
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 42,457
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 42,457
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 52,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 52,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 9,543
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet9,543 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDEAN WUEBKER ANDREAS OFFICE Telephone no.bullet (507) 345-1233
    Located atbullet40 GOOD COUNSEL DRIVE SUITE 10MANKATOMN ZIP+4bullet56001
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
    Yes
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ANDREAS LEE PRESIDENT & SECRETARY
    0.00     		0 0 0
    2155 EMERALD ROAD
    BOULDER,CO80304
    DAVID ANDREAS V.P. & TREAS
    0.00     		0 0 0
    125 VILLABELLA DRIVE
    ISLAMORADA,FL33036
    CAYMAN CAMPBELL TRUSTEE
    0.00     		0 0 0
    707 KALMIA AVE
    BOULDER,CO80304
    JASON LEE TRUSTEE
    0.00     		0 0 0
    3801 EUREKA DRIVE
    STUDIO CITY,CA91604
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,883,235
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    42,457
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    42,457
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,840,778
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,840,778
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,840,778
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 1,840,778
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 18,576,661
    b From 2009....... 953,301
    c From 2010....... 510,638
    d From 2011....... 845,377
    e From 2012....... 344,893
    fTotal of lines 3a through e......... 21,230,870
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,698,450
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 1,698,450
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 142,328 142,328
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 21,088,542
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		659,472
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		17,774,861
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		2,654,209
    10 Analysis of line 9:
    a Excess from 2009.... 953,301
    b Excess from 2010.... 510,638
    c Excess from 2011.... 845,377
    d Excess from 2012.... 344,893
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ANDREAS LEE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AH OF MONROE COUNTY INC
    1434 KENNEDY DRIVE
    KEY WEST,FL33040     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1,000
    AM CIVIL LIBERTIES UNION OF MN FNDT
    2300 MYRLE AVENUE SUITE 180
    ST PAUL,MN55115     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20,000
    ANTAEUS COMPANY
    5114 LANKERSHIM BLVD
    N HOLLYWOOD,MN91601     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    BIG BROTHERS BIG SISTERS
    545 DUNNELL DRIVE
    OWATONNA,MN55060     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 13,000
    BLUE SKY BRIDGE
    PO BOX 19122
    BOULDER,CO80308     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    BRECK SCHOOL
    123 OTTAWA AVENUE N
    MINNEAPOLIS,MN55422     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    BRIDGE HOUSE
    PO BOX 626
    BOULDER,CO80306     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    CAL-WOOD EDUCATION CENTER
    1130 RIDGEWOOD DRIVE
    LILLIAN,AL36549     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    CARING HOUSE
    2625 PICKETT ROAD
    DURHAM,NC27705     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2,000
    CENTENNIAL MIDDLE SCHOOL PTO
    2205 NORWOOD AVENUE
    BOULDER,CO80304     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2,000
    CHAPEL HILL CARRBORO MEALSWHEELS
    PO BOX 2102
    CHAPEL HILL,NC27514     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    CHILDREN'S HEARTLINK
    5075 ARCADIA AVE
    MINNEAPOLIS,MN55436     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20,000
    CHILDREN'S THEATRE COMPANY
    2400 3RD AVENUE S
    MINNEAPOLIS,MN55404     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1,000
    CLASSICAL THEATRE OF HARLEN
    820 8TH AVENUE 313
    NEW YORK,NY10018     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    COLORADO SEMINARYUNIV OF DENVER
    2199 S UNIVERSITY BLVD
    DENVER,CO80210     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 15,000
    CONO CHRISTIAN SCHOOL
    3269 QUASQUETON AVE
    WALKER,IA52352     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    DAIRY CENTER FOR THE ARTS
    2590 WALNUT STREET
    BOULDER,CO80302     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    DURHAM AT-RISK YOUTH COLLABORATIVE
    107 N DRIVER STREET
    DURHAM,NC27703     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1,500
    ECHO FOOD SHELF
    PO BOX 3212
    MANKATO,MN56002     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    ECUMEN FOUNDATION
    3530 LEXINGTON AVE N
    SHOREVIEW,MN55126     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20,000
    EDUCARE FOUNDATION
    PO BOX 241
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7,500
    FEEDING OUR COMMUNITY
    PO BOX 5275
    MANKATO,MN56002     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    FLORIDA KEYS CHILDRENS SHELTER
    73 HIGH POINT ROAD
    TAVERNIER,FL33070     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2,000
    FRACTURED ATLAS PRODUCTIONS INC
    248 WEST 35TH STREET
    NEW YORK,NY10001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7,000
    FRIENDS SCHOOL INC
    5465 PENNSYLVANIA AVENUE
    BOULDER,CO80303     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 15,000
    GEFFEN PLAYHOUSE
    10886 LE CONTE AVE
    LOS ANGELES,CA90024     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 65,000
    GENESIS HOME
    PO BOX 25426
    DURHAM,NC27702     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2,000
    GILLETTE CHILDREN'S HOSPITAL FNDT
    200 UNIVERSITY AVE E
    ST PAUL,MN55101     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    GREATER MANKATO UNITED WAY
    101 N 2ND STREET 100
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25,000
    GREATER MPLS CRISIS NURSERY
    5400 GLENWOOD AVENUE
    GOLDEN VALLEY,MN55422     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3,000
    GREATER TWIN CITIES UNITED WAY
    404 S EIGHTH STREET
    MINNEAPOLIS,MN55404     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 24,000
    GROVES ACADEMY
    3200 HWY 100 SOUTH
    ST LOUIS PARK,MN55416     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 212,500
    GUTHRIE THEATRE
    818 SOUTH 2ND STREET
    MINNEAPOLIS,MN55415     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    HABITAT FOR HUMANITY
    PO BOX 222
    MANKATO,MN56002     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    HAVERFORD COLLEGE
    370 LANCASTER AVE
    HAVERFORD,PA19041     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7,000
    HOSPITALITY HOUSE YOUTH DIRECTIONS
    2330 LOGAN AVENUE N
    MINNEAPOLIS,MN55411     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2,000
    HOUSE OF HOPE INC
    BOX 291
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    HUNGER SOLUTIONS MINNESOTA
    555 PARK STREET SUITE 420
    ST PAUL,MN55103     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3,500
    ILLUSION THEATER
    528 HENNEPIN AVE STE 704
    MINNEAPOLIS,MN55403     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    ISLAMORADA FOUNDATION INC
    PO BOX 1315
    ISLAMORADA,FL33036     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    JUNIOR ACHIEVEMENT UPPER MIDWEST
    1800 WHITE3 BEAR AVENUE NORTH
    MAPLEWOOD,MN55109     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7,500
    JUNIOR LEAGUE MINNEAPOLIS
    410 OAK GROVE STREET
    MINNEAPOLIS,MN55403     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1,000
    KIDS AGAINST HUNGER
    500 PATTERSON AVENUE
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    LAKE FOREST ACADEMY
    1500 W KENNEDY ROAD
    LAKE FOREST,IL60045     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20,000
    LAWS OF LIFE - MANKATO
    110 CRESTWOOD DRIVE
    MANKATO,MN56003     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2,400
    LEISURE EDUCATION FOR EXCEPTIONAL PEOPLE
    929 NORTH 4TH STREET
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1,000
    LOS ANGELES WOMAN'S SHAKESPEARE CO
    1158 26TH STREET 399
    SANTA MONICA,CA90403     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    LOWER DEPTH THEATRE ENSEMBLE
    137 N LARCHMONT BLVD 101
    LOS ANGELES,CA90004     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 30,000
    LUTHERAN SOCIAL SVE OF MN
    2485 COMO AVE
    ST PAUL,MN55108     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    MACKINTOSH ACADEMY
    7018 S PRINCE STREET
    LITTLETON,CO80120     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 35,000
    MACPHAIL CENTER FOR MUSIC
    501 S 2ND STREET
    MINNEAPOLIS,MN55401     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    MANKATO AREA FNDT-BUILDING
    1560 ADAMS STREET 2
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 50,000
    MANKATO AREA FNDT-CCP
    220 E MAIN STREET SUITE 5
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    MANKATO AREA FNDT-M HEINTZ FUND
    220 E MAIN STREET SUITE 5
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20,000
    MANKATO AREA FNDT-SCULPTURE WALK
    220 E MAIN ST - SUITE 5
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20,000
    MANKATO AREA FNDT-VISION VESTOR
    220 E MAIN STREET NO 5
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7,500
    MANKATO CENTRAL HIGH SCHOOL
    110 FULTON STREET
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    MANKATO SYMPHONY ORCHESTRA
    PO BOX 645
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    MARINERS HOSPITAL INC
    91500 OVERSEAS HWY
    TAVERNIER,FL33070     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    MAYO CLINIC HEATLH SYSTEMMANKATO
    1025 MARSH STREET
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    MEDICAL FOUNDATION OF NC
    CAMPUS BOX 7295
    CHAPEL HILL,NC27599     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25,000
    MERELY PLAYERS THEATRE
    PO BOX 3637
    MANKATO,MN56002     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2,000
    MICROGRANTS
    1035 EAST FRANKLIN AVE
    MINNEAPOLIS,MN55404     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 30,000
    MINNESOTA YOUTH SYMPHONIES
    790 CLEVELAND AVE S STE 203
    ST PAUL,MN55116     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    MN FILM & TELEVISION BOARD
    401 NORTH 3RD ST STE 440
    MINNEAPOLIS,MN55409     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1,000
    MN IND SCHOOL FORUM INC
    445 MN STREET SUITE 505
    ST PAUL,MN55101     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1,500
    MONTESSORI DAY SCHOOL PARENT GROUP
    1165 WEAVER DAIRY ROAD
    CHAPEL HILL,NC37514     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    MPLS COLLEGE OF ART & DESIGN
    2501 STEVENS AVE SOUTH
    MINNEAPOLIS,MN55404     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 16,250
    MSU FNDT - 38 SCHOLARS
    126 ALUMNI FNDT CENTER
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3,000
    MSU FNDT - ANTHROPOLOGY
    126 ALUMNI FOUNDATION CENTER
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 45,000
    MSU FNDT - CAMPUS KITCHENS
    126 ALUMNI FNDT CENTER
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    MSU FNDT - COLLEGE OF BUSINESS
    126 ALUMNI FNDT CENTER
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3,000
    MSU FNDT - COLLEGE SOCIALBEHAVORIAL
    126 ALUMNI FOUNDATION CENTER
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3,000
    MSU FNDT - KMSU
    126 ALUMNI FNDT CENTER
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3,000
    MSU FNDT - PRESIDENTIAL SCHOLARSHIP
    126 ALUMNI FNDT CENTER
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    MSU FNDT - UNIV ACHIEVEMENT FUND
    126 ALUMNI FNDT CENTER
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3,000
    MSU FNDT-ANDREAS AM INDIAN SCHOLARSHIP
    126 ALUMNI FNDT CENTER
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 35,000
    NCVO
    PO BOX 1140
      GRAND CAYMAN  
    CJ     		N/A FOREIGN CHARITY SEE STATEMENT 9 150,000
    NEWMAN CENTER
    1331 WARREN
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    PAGE EDUCATION FOUNDATION
    PO BOX 581254
    MINNEAPOLIS,MN55458     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 8,000
    PARLANDO SCHOOL FOR THE ARTS
    2590 WALNUT STREET
    BOULDER,CO80302     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    PARTNERS FOR AFFORDABLE HOUSEING
    121 AHLSTROM ROAD APT 2
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 35,000
    PLANNED PARENTHOOD MNNDSD
    220 ROBERT ST S STE 207
    ST PAUL,MN55107     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3,000
    READY FOR KINDERGARTEN
    110 FULTON STREET
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20,000
    RONALD MCDONALD HOUSE CHAPEL HILL
    101 OLD MASON FARM ROAD
    CHAPEL HILL,NC27517     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    SAFEHOUSE PROGRESSIVE ALLIANCE
    835 NORTH STREET
    BOULDER,CO80304     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    SCHOLARSHIP AMERICA INC
    ONE SCHOLARSHIP WAY
    ST PETER,MN56082     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3,600
    SCHOOL FOR FIELD STUDIES INC
    10 FEDERAL STREET SUITE 24
    SALEM,MN01970     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    SCIENCE MUSEUM OF MINNESOTA
    120 WEST KELLOGG BLVD
    ST PAUL,MN55102     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1,000
    SECOND HARVEST HEARTLAND
    1140 GERVAIS AVENUE
    ST PAUL,MN55109     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1,000
    SECU FAMILY HOUSE AT UNC
    PO BOX 16606
    CHAPEL HILL,NC27516     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 15,000
    SHARING AND CARING HANDS
    525 N 7TH STREET
    MINNEAPOLIS,MN55405     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    SHATTUCK-ST MARY'S SCHOOL
    1000 SHUMWAY AVENUE
    FARIBAULT,MN55021     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    SOUTH CENTRAL COLLEGE
    1920 LEE BOULEVARD
    NORTH MANKATO,MN56003     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7,500
    SOUTHERN MN INITIATIVE FNDT
    525 FLORENCE AVENUE
    OWATONNA,MN55060     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 50,000
    SPECIAL OLYMPICS MINNESOTA INC
    100 WASHINGTON AVE S STE 550
    MINNEAPOLIS,MN55401     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2,000
    ST DAVID'S RELIEF
    4355 I-30 SUITE 101
    MESQUITE,TX75150     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 50,000
    TAKE STOCK IN CHILDREN INC
    8600 NW 36 STREET SUITE 500
    MIAMI,FL33166     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2,000
    TEE IT UP FOR THE TROOPS
    2422 E 117TH STREET 102
    BURNSVILLE,MN55337     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1,200
    THE NATURE CONSERVANCY
    4245 N FAIRFAX DRIVE STE 100
    ARLINGTON,VA22203     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 30,000
    THELONIUS MONK INSTITUTE OF JAZZ
    5225 WISCONSIN AVE NW STE 605
    WASHINGTON,DC20015     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    THERE WITH CARE
    4949 NORTH BROADWAY SUITE 124
    BOULDER,CO80304     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25,000
    THORNE ECOLOGICAL INSTITUTE
    1466 NORTH 63RD STREET
    BOULDER,CO80303     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 15,000
    TWIN CITIES PUBLIC TELEVISION
    172 4TH STREET E
    ST PAUL,MN55101     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3,000
    UNITED WAY INC
    1150 S OLIVE STREET SUITE T500
    LOS ANGELES,CA90015     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    URBAN VENTURES FOUNDATION
    3041 FOURTH AVENUE SOUTH
    MINNEAPOLIS,MN55408     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 40,000
    USO INC
    2111 WILSON BLVD SUITE 1200
    ARLINGTON,VA22201     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5,000
    VICTORY JUNCTION GANG CAMP
    4500 ADAMS WAY
    RANDLEMAN,NC27317     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    VINE FAITH IN ACTION
    1618 THIRD AVENUE
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    VOICEFLORIDA KEYS CHILDREN INC
    97652 OVERSEAS HWY APT T12
    KEY LARGO,FL33037     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1,000
    VOLUNTEERS FOR YOUTH
    205 LLOYD STREET SUITE 103
    CARRBORO,NC27510     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2,000
    VOLUNTEERS OF AMERICA - MN
    7625 METRO BLVD
    MINNEAPOLIS,MN55439     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    WESLEY HOUSE FAMILY SERVICE
    1304 TRUMAN AVENUE
    KEY WEST,FL33040     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2,000
    YMCA - MANKATO
    1401 S RIVERFRONT DRIVE
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    YOUTH FRONTIER
    6009 EXCELSIOR BLVD
    MINNEAPOLIS,MN55416     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10,000
    YWCA - MANKATO
    209 S 2ND STREET SUITE 314
    MANKATO,MN56001     		N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20,000
    Total .................................bullet 3a 1,698,450
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 924  
    4 Dividends and interest from securities....     14 712,685  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 1,441,178  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 2,154,787 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    132,154,787
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    L & N ANDREAS FOUNDATION
     
    Employer identification number

    36-3382956
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    L & N ANDREAS FOUNDATION
          		Employer identification number

    36-3382956
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    DAVID ANDREAS
     

       
    ANDREAS OFFICE
     
    MANKATO, MN560023584

    		$738


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    L & N ANDREAS FOUNDATION
          		Employer identification number

    36-3382956
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 ARCHER DANIELS MIDLAND COMMON STOCK - 13200 SHARES $659,472 2014-09-03
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    L & N ANDREAS FOUNDATION
          		Employer identification number

    36-3382956
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


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    TY 2013 ExpenditureResponsibilityStmt
    Name:
    L & N ANDREAS FOUNDATION
    EIN: 36-3382956
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    NCVO (NATIONAL COUNCIL OF VOLUNTARY ORGANIZATIONS)
          		PO BOX 1140 GT
      CAYMAN ISLANDS  
    CJ     		2014-05-20 150,000 TO ASSIST NCVO WITH THE NADINE ANDREAS RESIDENTIAL FOSTER HOME AND PRESCHOOL GENERAL FUND AND SPECIAL PROJECTS. 150,000 TO THE KNOWLEDGE OF THE GRANTOR NO PART HAS BEEN DIVERTED FROM ITS PURPOSE. FINAL REPORT NOVEMBER 11, 2014 2014-11-11 L & N ANDREAS FOUNDATION REVIEWED THE GRANT REPORT ON NOVEMBER 11, 2014 BUT DID NOT UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS AS THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)).

    TY 2013 GeneralExplanationAttachment
    Name:
    L & N ANDREAS FOUNDATION
    EIN: 36-3382956
    Identifier Return Reference Explanation
    GRANTS AND CONTRIBUTIONS FOUNDATION STATUS FORM 990 PF PART XV ITEM 3 990 PF PART XV ITEM 3 GRANTS AND CONTRIBUTIONS FOUNDATION STATUSALL RECIPIENTS OF GRANTS ARE PUBLIC CHARITIES, ORGANIZATIONS AS DESCRIBED IN SECTION 509 (A) (1), (2) OR (3). NONE ARE TYPE III ORGANIZATIONS. ALL DISTRIBUTIONS ARE QUALIFIED.
    ELECTION UNDER REGULATIONS SECTION 53.4942 (A)-3(C)(2)(IV) FORM 990 PF PART XIII UNDISTRIBUTED INCOME LINE 7 ELECTION UNDER REGULATIONS SECTION 53.4942 (A)-3(C)(2)(IV)THE L & N ANDREAS FOUNDATION HEREBY ELECTS TO TREAT AS A CURRENT DISTRIBUTION OUT OF CORPUS $659,472. THE DISTRIBUTION WAS TREATED UNDER PARAGRAPH (D)(1)(III) OF SECTION 53.4942 (A)-3(C)(2)(IV) AS A DISTRIBUTION OUT OF CORPUS IN THE TAX YEARS ENDING DECEMBER 31, 2008.

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    L & N ANDREAS FOUNDATION
    EIN: 36-3382956
    Name of Bond End of Year Book Value End of Year Fair Market Value
    BANK OF AMERICA CORPORATION MTN STEPPED CPN ISIN US06048WLR96 5.1250% DUE 04 101,255 99,255
    CREDIT SUSSE AG 2Y U.S. EQUITY DIGITAL BARRIER NOTE ISIN US22546TS693 DUE 01 50,005 54,730
    GENERAL ELECTRIC CAPITAL CORPORATION MTN ISIN US36962G2G80 5.4000% DUE 02/15 109,371 109,498
    JP MORGAN CHASE & CO 7Y I ETF EFFICIENTE INDEX ANNUAL INCOME NOTE NTS VARIAB 100,005 104,160
    JPMORGAN CHASE & CO. 7Y I ETF EFFICIENTE INDEX NOTE OID ISIN US48125X4M51 DU 100,005 136,570
    JPMORGAN CHASE & CO. MTN STEPPED CPN ISIN US48124AWH66 4.0000% DUE 07/29/202 80,486 78,850
    JPMORGAN CHASE & CO. NTS ISIN US46625HGY09 6.0000% DUE 01/15/2018 113,806 112,894
    MORGAN STANLEY MTN STEPPED CPN ISIN US61745EN563 5.0000% DUE 10/15/2030 CALL 156,993 153,687
    ROYAL BANK OF CANADA MTN STEPPED CPN ISIN US78008T4S05 3.0000% DUE 04/30/202 198,310 203,274
    UBS AG STAMFORD BRANCH MTN ISIN US90261XEM02 5.8750% DUE 12/20/2017 111,745 112,484
    WELLS FARGO & CO. 5Y CONTINGENT COUPON CONTINGENT PROTECTION NOTE MTN OID PA 30,005 30,817
    HARRIS NA CHICAGO, IL FDIC # 16571 CERTIFICATE OF DEPOSIT SEMI-ANNUAL MULTI 74,811 74,512
    HSBC BANK USA NA FDIC # 57890 CERTIFICATE OF DEPOSIT SEMI-ANNUAL MULTI STEP 125,248 124,313
    WELLS FARGO BK NA SIOUX FALLS, SD FDIC # 3511 CERTIFICATE OF DEPOSIT QTRLY M 99,900 101,046

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    L & N ANDREAS FOUNDATION
    EIN: 36-3382956
    Name of Stock End of Year Book Value End of Year Fair Market Value
    EQUINOX MUTUALHEDGE FUTURES STRATEGY FUND CLASS A M/F 1,016,989 1,103,669
    ALPINE GLOBAL DYNAMIC DIVD FD COM NEW 37,383 38,675
    BLACKROCK CR ALLCTN INCORPORATED TR 144,394 155,533
    BLACKROCK ENHANCED EQT DIV TR 446,307 522,312
    BLACKROCK GLOBAL OPP EQTY TR 485,408 502,919
    COLUMBIA SELIGM PREM TECH GRW 3,276 3,428
    EATON VANCE RISK MNGD DIV EQTY 57,253 75,725
    EATON VANCE TAX ADVT DIV INCM 330,800 371,419
    GABELLI DIVD & INCOME TR 238,031 253,749
    GABELLI GLB SML & MD CP VAL TR 11,555 10,223
    GUGGENHEIM EQ WEIGHT ENHANC EQ COM SH BEN INT 108,070 122,376
    LAZARD GLB TTL RET&INCM FD INCORPORATED 91,321 94,043
    MORGAN STANLEY EMER MKTS FD 32,325 30,680
    PCM FUND INCORPORATED 109,437 169,130
    ROYCE MICRO-CAP TR INCORPORATED 69,561 102,003
    SPROTT PHYSICAL PLAT PALLAD TS UNIT 17,797 17,560
    TEMPLETON EMERGING MKTS FD INCORPORATED 116,254 104,400
    ALVARION LIMITED SHS NEW 36,954 12
    AMEC PLC SPONSORED ADR 16,683 14,412
    APPLE INCORPORATED 143,090 241,428
    ARCHER DANIELS MIDLAND COMPANY 2,881,599 6,038,919
    AT&T INCORPORATED 89,590 91,988
    BANK AMER CORPORATION 28,758 63,048
    BAXTER INTERNATIONAL INCORPORATED 80,552 109,500
    CAMERON INTERNATIONAL CORPORATION 80,926 76,920
    CANTERBURY PARK HOLDING CORPORATION 10,800 17,100
    CASTLIGHT HEALTH INCORPORATED CLASS B 132,198 136,730
    CELGENE CORPORATION 74,026 110,848
    CENOVUS ENERGY INCORPORATED 120,925 100,063
    CISCO SYSTEMS INCORPORATED 87,655 138,200
    CITIGROUP INCORPORATED COM NEW 67,506 83,654
    CONSOLIDATED COMM HLDGS INCORPORATED 15,843 60,850
    DELTA AIR LINES INCORPORATED DEL COM NEW 77,588 116,675
    GENERAL COMMUNICATION INCORPORATED CLASS A 42,924 55,283
    GENERAL ELECTRIC COMPANY 145,758 278,145
    INTEL CORPORATION 63,605 135,963
    JPMORGAN CHASE & COMPANY 100,233 117,312
    LINNCO LLC COMSHS LTD INT 44,559 27,897
    MERCK & COMPANY INCORPORATED NEW 17,620 30,200
    MICRON TECHNOLOGY INCORPORATED 48,809 316,360
    MICROSOFT CORPORATION 126,854 227,098
    NORFOLK SOUTHERN CORPORATION 60,095 111,640
    NVIDIA CORPORATION 92,186 136,305
    PEPSICO INCORPORATED 395,351 750,550
    PROCTER & GAMBLE COMPANY 118,331 203,468
    SUNCOR ENERGY INCORPORATED NEW 71,307 77,494
    UNITED TECHNOLOGIES CORPORATION 72,885 154,112
    VERIZON COMMUNICATIONS INCORPORATED 58,018 60,506
    VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 231,254 244,702
    WINDSTREAM HLDGS INCORPORATED 42,344 55,605
    ETFS PLATINUM TRUST 137,164 110,647
    GUGGENHEIM S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETF 40,483 43,800
    ISHARES TR CORE S&P MCP ETF 291,813 815,855
    ISHARES TR CORE S&P500 ETF 686,686 1,105,474
    ISHARES TR RUS MD CP GR ETF 169,450 497,454
    ISHARES TR S&P 500 GRWT ETF 241,899 305,640
    ISHARES TR S&P MC 400GR ETF 293,670 496,124
    POWERSHARES ETF TRUST II S&P SMALLCAP CONSUMER DISCRETIONARY PORT 45,303 50,718
    PROSHARES ULTRASHORT 20 YEAR TREASURY 92,863 31,125
    SECTOR SPDR TR SBI CONS DISCR 66,441 71,810
    SPDR GOLD TR GOLD SHS 127,285 95,294
    SPDR SERIES TRUST S&P DIVID ETF 142,876 242,670
    WISDOMTREE EMERGING MARKETS EQUITY INCOME FUND 95,042 82,296
    WISDOMTREE TRUST INTL SMALLCAP DIVID FD 184,726 217,246
    BLACKROCK FLOATING RATE INCOME PORTFOLIO CLASS A M/F 105,185 103,870
    BLACKROCK GLOBAL ALLOCATION FUND CLASS A M/F 798,876 878,851
    BLACKROCK LATIN AMERICA FUND CLASS A M/F 155,078 135,423
    BLACKROCK LOW DURATION BOND PORT CLASS A M/F 150,466 149,852
    COLUMBIA ACORN FUND CLASS A M/F 206,054 369,380
    COLUMBIA SELIGMAN COMM & INFORMATION FUND CLASS A M/F 47,848 99,641
    EATON VANCE GLOBAL MACRO ABSOLUTE RETURN FD CLASS A M/F 805,083 752,734
    EATON VANCE MULTI STRATEGY ABSOLUTE RETURN FD CLS A M/F 232,332 223,871
    EATON VANCE WORLDWIDE HEALTH SCIENCES FD CLASS A M/F 141,406 199,661
    FRANKLIN ADJUSTABLE U.S. GOVT SECURITIES FUND CLASS A M/F 308,241 302,031
    FRANKLIN BIOTECHNOLOGY DISCOVERY FD CLASS A M/F 152,119 283,389
    FRANKLIN FLOATING RATE DAILY ACCESS FUND CLASS A M/F 824,174 810,751
    FRANKLIN GOLD & PRECIOUS METALS FUND CLASS A M/F 20,000 11,519
    FRANKLIN MUTUAL GLOBAL DISCOVERY FUND CLASS A M/F 372,404 495,650
    INVESCO BALANCED RISK ALLOCATION FUND CLASS A M/F 1,191,172 1,176,096
    INVESCO CHARTER FUND CLASS A M/F 30,000 34,079
    MFS GLOBAL EQUITY FUND CLASS A M/F 1,157,523 1,594,551
    OPPENHEIMER DEVELOPING MARKETS FUND CLASS A M/F 566,918 862,948
    OPPENHEIMER GOLD & SPECIAL MINERALS FUND CLASS A M/F 221,115 108,917
    PIMCO ALL ASSET ALL AUTHORITY FUND CLASS A M/F 847,401 790,793
    PIMCO GLOBAL MULTI ASSET FUND CLASS A M/F 598,824 579,668
    PIMCO INCOME FUND CLASS A M/F 796,252 806,956
    TEMPLETON EMERGING MARKETS SMALL CAP FUND CLASS A M/F 25,169 26,142
    TEMPLETON GLOBAL SMALLER COMPANIES FUND CLASS A M/F 234,781 271,473
    THORNBURG DEVELOPING WORLD FUND CLASS A M/F 138,749 146,027
    THORNBURG LIMITED TERM INCOME FUND CLASS A M/F 485,498 503,223
    ADVISOR'S ASSET MGMT AMERICAN RENAISSANCE PORTFOLIO - AN ISI INC PORT 2013-1 100,858 108,328
    FIRST TRUST RICHARD BERNSTEIN TS AM INDST REN 2013-4 TERM 10/07/2015 REINV S 100,625 101,965

    TY 2013 OtherExpensesSchedule
    Name:
    L & N ANDREAS FOUNDATION
    EIN: 36-3382956
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 31,927 31,927   0
    MISCELLANEOUS 25 25   0


    TY 2013 OtherLiabilitiesSchedule
    Name:
    L & N ANDREAS FOUNDATION
    EIN: 36-3382956
    Description Beginning of Year - Book Value End of Year - Book Value
    EXCISE TAX PAYABLE -3,132 -9,543
    CALL: ARCHER DANIELS MIDLAND DEC 35 EXP 12/21/13 REPRESENTS 100 ADM 190 0
    CALL: CME GROUP INCORPORATED JAN 78 EXP 01/18/14 REPRESENTS 100 CME 2,935 0
    CALL: DIGITAL RLTY TR INC JAN 55 EXP 01/18/14 REPRESENTS 100 DLR 5,545 0
    CALL: FACEBOOK INC CLASS A JAN 42 EXP 01/18/14 REPRESENTS 100 FB 3,783 0
    CALL: INTEL CORPORATION JAN 25 EXP 01/18/14 REPRESENTS 100 INTC 2,245 0
    CALL: LINN ENERGY LLC JUL 33 EXP 07/19/14 REPRESENTS 100 LINE 4,055 0
    CALL: PROCTER & GAMBLE COMPANY JAN 82.50 EXP 01/18/14 REPRESENTS 100 PG 1,801 0
    CALL: WINDSTREAM HLDGS INC JAN 10 EXP 01/18/14 REPRESENTS 100 WIN 1,320 0
    CALL BAXTER INTERNATIONAL 0 1,774
    CALL CAMERON INTERNATIONAL 0 3,814


    TY 2013 SubstantialContributorsSch
    Name:
    L & N ANDREAS FOUNDATION
    EIN: 36-3382956
    Name Address
    DAVID ANDREAS 123 VILLABELLA DRIVE
    ISLAMORADA,FL33036
    LOWELL ANDREAS ESTATE
          		ANDREAS OFFICE PO BOX 3584
    MANKATO,MN56002
    ANDREAS LEE 2155 EMERALD ROAD
    BOULDER,CO80304


    TY 2013 TaxesSchedule
    Name:
    L & N ANDREAS FOUNDATION
    EIN: 36-3382956
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX 42,457 0   0