Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 10-01-2013 , and ending 09-30-2014
Name of foundation
TW CAROLYN KING RAGAN
 

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHARLOTTE, NC28262
A Employer identification number

58-6138950
B Telephone number (see instructions)

(800) 352-3705
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,971,826J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 147,018 144,398  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 233,341
b Gross sales price for all assets on line 6a 3,033,281
7 Capital gain net income (from Part IV, line 2)... 233,341
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 737 -4,015  
12 Total. Add lines 1 through 11........ 381,096 373,724  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 60,838 45,629   15,210
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,000 0 0 1,000
c Other professional fees (attach schedule).... Click to see attachment 5,797 5,797   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 12,313 2,073   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 11,234 1,480   10,981
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 91,182 54,979 0 27,191
25 Contributions, gifts, grants paid........ 217,511 217,511
26 Total expenses and disbursements. Add lines 24 and 25 308,693 54,979 0 244,702
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 72,403
b Net investment income (if negative, enter -0-) 318,745
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 70 159 159
2 Savings and temporary cash investments.......... 180,532 118,386 118,386
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 361,456 Click to see attachment237,521 229,274
b Investments—corporate stock (attach schedule)........ 2,320,672 Click to see attachment2,807,971 3,087,009
c Investments—corporate bonds (attach schedule)........ 1,088,009 Click to see attachment1,150,663 1,135,535
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 664,468 Click to see attachment373,221 401,463
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,615,207 4,687,921 4,971,826
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 4,615,207 4,687,921
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 4,615,207 4,687,921
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 4,615,207 4,687,921
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,615,207
2 Enter amount from Part I, line 27a..................... 2 72,403
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 3,158
4 Add lines 1, 2, and 3.......................... 4 4,690,768
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 2,847
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 4,687,921
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 26. ADT CORP/THE   2013-02-12 2014-02-13
b 35. ADT CORP/THE   2013-07-15 2014-02-13
c 42. ADT CORP/THE   2012-11-19 2014-02-19
d 15. ADT CORP/THE   2014-01-08 2014-02-19
e 94. AFLAC INC COM   2014-02-11 2014-06-09
10. AFLAC INC 5.500% PFD   2013-01-02 2014-09-23
277. AT&T INC   2012-10-11 2014-01-02
2000. AT&T INC 2.950% 5/15/16   2012-12-20 2014-01-02
140. ABBVIE INC   2013-02-20 2014-01-02
76. ABBVIE INC   2013-02-20 2014-01-06
50. ABBVIE INC   2013-02-20 2014-07-09
4. AEGON N V   2013-01-02 2013-11-04
29. AEGON N V   2014-09-05 2014-09-23
10. AEGON N V   2013-01-02 2014-02-05
3. AEGON NV   2013-01-02 2013-11-04
2.00161 AEGON NV   2013-01-02 2014-03-19
6.99839 AEGON NV   2013-01-02 2014-03-19
9. AEGON NV   2014-09-05 2014-09-23
2. AEGON NV 8.000% PFD   2013-01-02 2013-11-04
13. AEGON NV 8.000% PFD   2014-09-05 2014-09-23
49. ADVENT SOFTWARE INC COM   2010-04-30 2014-08-29
4. AFFLIATED MANAGERS GRP INC COM   2014-01-07 2014-09-23
1. AFFILIATED MANAGERS GROUP 5.250% PFD   2013-01-02 2013-11-04
3. AFFILIATED MANAGERS GROUP 5.250% PFD   2014-09-05 2014-09-23
1. AFFILIATED MANAGERS GROU 6.375% PFD   2013-01-02 2013-11-04
3. AFFILIATED MANAGERS GROU 6.375% PFD   2013-01-02 2014-09-23
18. ALBEMARLE CORP COM   2013-09-19 2014-06-26
36. ALBEMARLE CORP COM   2010-04-30 2014-08-29
16. ALBEMARLE CORP COM   2013-09-18 2014-08-29
55. ALEXANDER & BALDWIN INC   2013-07-30 2014-08-29
1. ALEXANDRIA REAL ESTATE E 6.450% PFD   2013-01-02 2013-11-04
4. ALEXANDRIA REAL ESTATE E 6.450% PFD   2013-01-02 2014-09-23
6. ALLEGHANY CORP DEL COM   2010-04-30 2013-12-10
4. ALLEGHANY CORP DEL COM   2012-09-04 2014-07-28
7. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010   2012-10-15 2013-12-12
10. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010   2012-10-15 2013-12-24
125. ALLERGAN INC COM W/RIGHTS ATTACHED EXP 2/18/2010   2012-10-15 2014-01-07
11. ALLIANT TECHSYSTEMS INC COM W/RTS ATTACHED EXP 09/28/2000   2013-07-30 2014-08-29
1. ALLSTATE CORP PFD   2013-01-16 2014-09-23
4. ALLSTATE CORP 5.625% PFD   2013-06-19 2014-09-23
1. ALLSTATE CORP 6.750% PFD   2013-09-24 2013-11-04
8. ALLSTATE CORP 6.750% PFD   2014-09-05 2014-09-23
4. ALLSTATE CORP 6.250% PFD   2014-09-05 2014-09-23
12. ALLSTATE CORP 6.625% PFD   2014-09-05 2014-09-23
24. ALTISOURCE RESIDENTIAL CORP   2013-10-04 2013-12-06
76. ALTISOURCE RESIDENTIAL CORP   2013-10-04 2014-01-02
207. ALTRIA GROUP INC   2012-10-11 2014-01-02
49. ALTRIA GROUP INC   2013-05-07 2014-01-02
54. AMAZON COM INC COM   2012-06-06 2014-01-07
23. AMAZON COM INC COM   2013-05-22 2014-01-07
10. AMERICAN CAMPUS CMNTYS INC   2012-08-02 2013-10-04
54. AMERICAN CAMPUS CMNTYS INC   2012-08-02 2013-12-20
50. AMERICAN ELEC PWR CO INC COM   2012-10-11 2014-01-02
51. AMERICAN EAGLE OUTFITTERS INC NEW COM   2011-08-30 2014-08-29
10000. AMER EXPRESS CREDIT 5.125% 8/25/14   2012-04-25 2013-11-22
2000. AMERICAN EXPRESS CRE 2.800% 9/19/16   2012-09-11 2014-01-02
4. AMERICAN FINANCIAL GROUP 6.375% PFD   2013-01-02 2014-09-23
3. AMERICAN FINANCIAL GROUP 5.750% PFD   2013-01-02 2014-09-23
4. AMERICAN FINANCIAL GROUP 6.250% PFD   2014-09-17 2014-09-24
166. AMERICAN HOMES 4 RENT   2013-08-16 2014-01-02
98. AMERICAN RESIDENTIAL PROPERT   2013-06-11 2014-01-02
6. AMERICAN TOWER CORP   2012-05-18 2013-11-11
142. AMERICAN TOWER CORP   2012-05-18 2014-01-02
9. AMERICAN TOWER CORP   2013-04-18 2014-01-07
270. AMERICAN TOWER CORP   2012-10-15 2014-01-07
2. AMERIPRISE FINANCIAL INC 7.750% PFD   2013-01-02 2013-11-04
9. AMERIPRISE FINANCIAL INC 7.750% PFD   2013-01-02 2014-04-03
7. AMERIPRISE FINANCIAL INC 7.750% PFD   2014-02-21 2014-06-16
17. AMERIPRISE FINANCIAL INC 7.750% PFD   2013-01-02 2014-06-16
10000. AMGEN INC 4.850% 11/18/14   2012-04-25 2014-03-26
9. ANHEUSER-BUSCH INBEV SPN ADR   2014-01-07 2014-09-23
8. APACHE CORP COM RTS EXP 01/31/2006   2014-01-07 2014-09-23
3000. APACHE CORP 3.250% 4/15/22   2012-05-02 2014-01-02
11. APPLE COMPUTER INC COM   2014-01-07 2014-06-25
18. APPLE COMPUTER INC COM   2014-01-07 2014-09-23
3000. APPLE INC 2.400% 5/03/23   2013-06-06 2014-01-02
10. ARM HLDGS PLC SPONSORED ADR   2012-10-15 2013-10-21
13. ARM HLDGS PLC SPONSORED ADR   2013-08-01 2013-10-21
316. ARM HLDGS PLC SPONSORED ADR   2012-10-15 2014-01-07
6315.789 ASHMORE EMERG MKTS CR DB-INS   2013-12-31 2014-09-09
55. ASTRAZENECA PLC SPONSORED ADR   2012-10-11 2013-12-04
70. ASTRAZENECA PLC SPONSORED ADR   2013-09-06 2014-01-02
145. ASTRAZENECA PLC SPONSORED ADR   2012-10-11 2014-01-02
30. ASTRAZENECA PLC SPONSORED ADR   2013-09-06 2014-02-28
15. ASTRAZENECA PLC SPONSORED ADR   2012-10-11 2014-03-24
114. ASTRAZENECA PLC SPONSORED ADR   2012-10-11 2014-04-28
40. ASTRAZENECA PLC SPONSORED ADR   2013-09-06 2014-05-05
107. ATHENAHEALTH INC   2013-12-12 2014-01-07
54. ATWOOD OCEANICS INC COM   2010-04-30 2014-08-29
52. AVALONBAY CMNTYS INC COM   2012-12-22 2014-01-02
12. AVALONBAY CMNTYS INC COM   2013-05-02 2014-01-02
1. BB&T CORPORATION 5.850% PFD   2013-01-02 2013-11-04
6. BB&T CORPORATION 5.850% PFD   2013-01-02 2014-09-23
1. BB&T CORPORATION 5.625 PFD   2013-01-02 2013-11-04
26. BB&T CORPORATION 5.625 PFD   2013-01-02 2014-09-23
4. BB&T CORPORATION 5.200% PFD   2013-07-16 2014-09-23
1. BB&T CORPORATION 5.200% PFD   2013-05-06 2013-11-04
13. BB&T CORPORATION 5.200% PFD   2013-05-06 2014-09-23
85. BAE SYS PLC SPONSORED ADR   2013-09-06 2014-01-02
140. BAE SYS PLC SPONSORED ADR   2013-09-06 2014-02-28
55. BASF AG COM   2013-09-06 2014-01-02
58. BCE INC   2012-10-11 2014-01-02
50. BHP BILLITON PLC - ADR   2013-09-06 2014-01-02
80. BHP BILLITON PLC - ADR   2013-09-06 2014-09-04
176. BP PLC SPONSORED ADR   2013-02-20 2014-01-02
240. BANCO BILBAO VIZCAYA ARGENTARIA S A SPONSORED ADR   2013-01-17 2014-01-02
8. BANK OF AMERICA CORP 6.625% PFD   2014-09-05 2014-09-23
1. BANK OF AMERICA CORP PFD 6.375   2013-01-02 2013-11-04
6. BANK OF AMERICA CORP PFD 6.375   2013-01-02 2014-09-23
1. BANK OF AMERICA CORP   2013-01-02 2013-11-04
8. BANK OF AMERICA CORP   2013-01-02 2014-09-23
1. BANK AMER CORP   2013-01-02 2013-11-04
12. BANK AMER CORP   2013-01-02 2014-09-23
55. BANK MONTREAL QUE COM   2013-09-06 2014-01-02
1. BANK OF NEW YORK MELLON 5.200% PFD   2013-01-02 2013-11-04
25. BANK OF NEW YORK MELLON 5.200% PFD   2013-01-02 2014-09-23
60. BANK OF NOVA SCOTIA   2013-09-06 2014-01-02
2. C R BARD INC COM W/RTS EXP 10/23/2005   2012-09-04 2013-10-28
2. BARCLAYS BK PLC ADR   2013-01-02 2013-11-04
14. BARCLAYS BK PLC ADR   2014-09-05 2014-09-23
6. BARCLAYS BANK PLC ADR   2013-01-02 2013-10-28
7. BARCLAYS BANK PLC ADR   2013-01-02 2013-11-19
5. BARCLAYS BANK PLC ADR   2013-01-02 2013-12-11
9. BARCLAYS BANK PLC ADR   2013-01-02 2014-01-14
1. BARCLAYS BANK PLC 7.750% PFD   2013-01-02 2013-11-04
5. BARCLAYS BANK PLC 7.750% PFD   2014-02-21 2014-06-18
4. BARCLAYS BANK PLC 7.750% PFD   2013-01-02 2014-06-18
17. BARCLAYS BANK PLC 7.750% PFD   2013-01-02 2014-07-17
3. BARCLAYS BANK PLC ADR   2013-01-02 2013-11-04
9. BARCLAYS BANK PLC ADR   2014-02-21 2014-04-30
6. BARCLAYS BANK PLC ADR   2013-01-02 2014-09-04
4. BARCLAYS BANK PLC ADR   2014-02-21 2014-09-04
15. BARCLAYS BANK PLC ADR   2014-09-05 2014-09-23
13. BAXTER INTL INC COM W/RIGHTS ATTACHED EXP 3/23/2009   2014-01-07 2014-09-23
18. BEAM INC   2012-09-04 2014-02-19
6. BEAM INC   2014-01-08 2014-02-19
23. BEAM INC   2012-10-11 2014-03-10
8. BERKLEY (WR) CORPORATION 5.625% PFD   2013-05-02 2014-09-23
12. BERKSHIRE HATHAWAY INC.   2014-01-07 2014-09-23
193. BIOMARIN PHARMACEUTICAL INC COM   2013-07-18 2014-01-07
2. BLACKROCK INC   2014-06-09 2014-09-23
9. BOEING CO COM   2014-01-07 2014-09-23
11. BOSTON PPTYS INC COM   2011-10-05 2013-11-11
59. BOSTON PPTYS INC COM   2011-10-05 2014-01-02
47. BRISTOL-MYERS SQUIBB CO COM   2012-10-11 2014-01-02
100. BRISTOL-MYERS SQUIBB CO COM   2013-09-06 2014-01-02
35. BRISTOL-MYERS SQUIBB CO COM   2013-09-06 2014-05-05
45. BRISTOL-MYERS SQUIBB CO COM   2013-09-06 2014-09-04
50. BRITISH AMERICAN TOB-SP ADR COM   2013-09-06 2014-01-02
91. BRIXMOR PROPERTY GROUP INC   2013-11-11 2014-01-02
14. BROOKFIELD ASSET MANAGE-CL A   2013-02-26 2014-01-02
55. BROOKFIELD ASSET MANAGE-CL A   2011-10-05 2014-01-02
95. CBL & ASSOC PPTYS INC COM W/RIGHTS ATTACHED EXP 4/29/2009   2013-09-11 2014-01-02
4. CBRE GROUP INC   2014-01-08 2014-06-17
4. CBRE GROUP INC   2013-06-11 2014-06-17
1. CIT GROUP INC.   2012-09-04 2014-01-24
3. CIT GROUP INC.   2014-01-08 2014-01-24
12. CIT GROUP INC.   2012-09-04 2014-03-10
16. CIT GROUP INC.   2012-09-04 2014-04-14
4. CIT GROUP INC.   2012-09-04 2014-04-28
6. CIT GROUP INC.   2012-09-04 2014-06-02
10. CIT GROUP INC.   2012-09-04 2014-09-23
14. CME GROUP INC   2014-01-07 2014-09-23
9. CVS CORP COM   2014-01-07 2014-08-06
3000. CVS CAREMARK CORP 4.125% 5/15/21   2013-10-23 2014-01-02
30. CABELAS INC   2010-04-30 2013-12-10
59. CABELAS INC   2010-04-30 2014-08-29
10. CALPINE CORP/NEW   2012-09-04 2014-04-14
4. CALPINE CORP/NEW   2014-01-08 2014-04-14
57. CAMDEN PROPERTY TRUST   2011-10-05 2014-01-02
81. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005   2014-02-11 2014-03-25
2. CAPITAL ONE FINANCIAL CO 6.000% PFD   2013-06-04 2013-11-04
27. CAPITAL ONE FINANCIAL CO 6.000% PFD   2013-06-04 2014-09-23
6. CAPITAL ONE FINANCIAL CO 6.250% PFD   2014-06-17 2014-09-23
12. CELANESE CORP   2014-01-07 2014-09-23
95. CELGENE CORP COM   2013-10-02 2014-01-07
320. CERNER CORP COM   2012-10-15 2014-01-07
90. CERNER CORP COM   2013-10-03 2014-01-07
50. CHEVRONTEXACO CORP COM   2013-09-06 2014-01-02
18. CHEVRONTEXACO CORP COM   2012-10-11 2014-01-02
6. CHEVRONTEXACO CORP COM   2014-01-07 2014-09-23
49. CISCO SYS INC COM W/RIGHTS ATTACHED EXPIRING 6/10/2008   2014-02-11 2014-09-23
13. CITIGROUP INC 6.875% PFD   2014-09-05 2014-09-23
7. CITIGROUP INC 7.125% PFD   2014-09-05 2014-09-23
1. CITIGROUP INC 5.800% PFD   2013-05-10 2013-11-04
16. CITIGROUP INC 5.800% PFD   2013-05-10 2014-09-23
13. CITIGROUP INC 5.800% PFD   2013-04-22 2014-09-29
12. CITIGROUP INC.   2014-03-25 2014-09-23
3000. CITIGROUP INC 3.375% 3/01/23   2013-06-27 2014-01-02
2. CITIGROUP CAP IXPFD 6.00   2013-01-02 2013-11-04
9. CITIGROUP CAP IXPFD 6.00   2014-02-21 2014-04-28
40. CITIGROUP CAP IXPFD 6.00   2013-01-02 2014-04-28
1. CITIGROUP CAPITAL XI6.00% PFD   2013-01-02 2013-11-04
23. CITIGROUP CAPITAL XI6.00% PFD   2013-01-02 2014-04-28
6. CITIGROUP CAPITAL XI6.00% PFD   2014-02-21 2014-04-28
1. CITIGROUP CAPITAL XIII 7.88% PFD   2013-01-02 2013-11-04
5. CITIGROUP CAPITAL XIII 7.88% PFD   2013-01-02 2014-01-14
12. CITIGROUP CAPITAL XIII 7.88% PFD   2013-01-02 2014-09-23
1. CITIGROUP CAPITAL XVII PFD 6.35   2013-01-02 2013-11-04
3. CITIGROUP CAPITAL XVII PFD 6.35   2014-02-21 2014-04-28
11. CITIGROUP CAPITAL XVII PFD 6.35   2013-01-02 2014-04-28
4. CITY NATIONAL CORP 5.500% PFD   2013-08-07 2014-09-23
97. COACH INC COM W/RTS ATTACHED EXP 5/2/2011   2014-02-11 2014-06-25
54. COCA-COLA CO COM   2012-10-11 2014-01-02
21. COLUMBIA SPORTSWAER CO COM   2012-06-07 2014-08-29
12. COMCAST CORP NEW CL A   2014-02-11 2014-09-10
12. COMCAST CORP NEW CL A   2014-01-07 2014-09-23
1. COMCAST CORP 5.000% PFD   2013-01-02 2013-11-04
6. COMCAST CORP 5.000% PFD   2013-01-02 2014-09-23
3000. COMCAST CORP 6.400% 3/01/40   2012-04-25 2014-01-02
114. CONOCOPHILLIPS COM   2012-10-11 2014-01-02
30. CONOCOPHILLIPS COM   2013-06-04 2014-01-02
50. CONOCOPHILLIPS COM   2012-10-11 2014-08-18
12000. CONOCOPHILLIPS 4.600% 1/15/15   2012-04-25 2014-03-26
53. CONVERSANT INC   2010-06-04 2014-08-29
1. COPART INC COM   2013-04-01 2014-09-23
10. COPART INC COM   2014-03-10 2014-09-23
106. CORPORATE OFFICE PROPERTIES TR I COM   2012-11-01 2014-01-02
84. CORRECTIONS CORP OF AMERICA COM   2013-05-21 2014-08-29
2. COSTCO WHOLESALE CORP COM   2013-04-10 2014-01-07
101. COSTCO WHOLESALE CORP COM   2012-10-15 2014-01-07
1. COUNTRYWIDE CAP IV   2013-01-02 2013-11-04
5. COUNTRYWIDE CAP IV   2014-02-21 2014-05-27
10. COUNTRYWIDE CAP IV   2013-01-02 2014-05-27
7. COUNTRYWIDE CAP IV   2013-01-02 2014-08-26
6. COUNTRYWIDE CAP IV   2013-01-02 2014-09-05
97. COUSINS PPTYS INC COM   2013-08-16 2013-10-04
170. COUSINS PPTYS INC COM   2013-08-16 2014-01-02
34. CROWN CASTLE INTL CORP COM   2014-02-19 2014-03-10
8. CROWN CASTLE INTL CORP COM   2014-01-24 2014-03-28
8. CUMMINS INC COM   2014-01-07 2014-09-23
231. DDR CORP   2013-09-11 2014-01-02
3. DTE ENERGY COMPANY 6.500% PFD   2013-01-02 2014-09-23
2. DTE ENERGY COMPANY 5.250% PFD   2013-01-02 2014-09-23
95. DANA HOLDING CORP   2014-06-26 2014-08-29
11. DECKERS OUTDOOR CORP   2013-09-19 2014-06-26
28. DECKERS OUTDOOR CORP   2013-09-19 2014-08-29
5. DB CONT CAPITAL TRUST V   2013-01-02 2013-10-25
7. DB CONT CAPITAL TRUST V   2013-01-02 2013-12-10
8. DB CAPITAL FUNDING VIII   2013-01-02 2013-11-04
3. DB CAPITAL FUNDING VIII   2014-09-05 2014-09-23
5. DB CONT CAP TRST II   2013-01-02 2013-11-04
8. DB CONT CAP TRST II   2013-01-02 2014-03-06
13. DB CONT CAP TRST II   2013-01-02 2014-03-31
28. DB CONT CAP TRST II   2014-09-05 2014-09-23
305. DEUTSCHE BOERSE AG ADR   2013-09-06 2014-01-02
2. DB CIBT CAO TRUST III   2013-01-02 2013-11-04
6. DB CIBT CAO TRUST III   2013-01-02 2013-12-18
5. DB CIBT CAO TRUST III   2013-01-02 2014-01-14
2. DB CIBT CAO TRUST III   2013-01-02 2014-02-05
3. DB CIBT CAO TRUST III   2013-01-02 2014-02-05
7. DB CIBT CAO TRUST III   2013-01-02 2014-02-11
9. DB CIBT CAO TRUST III   2013-01-18 2014-03-03
15. DIAGEO PLC SPONSORED ADR NEW   2013-09-06 2014-01-02
6. DIAGEO PLC SPONSORED ADR NEW   2014-01-07 2014-09-23
4062.839 DIAMOND HILL LONG-SHORT FD CL I #11   2012-12-26 2013-12-31
2. DIGITAL RLTY TR INC   2012-07-06 2013-10-04
19. DIGITAL RLTY TR INC   2013-02-26 2013-10-04
30. DIGITAL RLTY TR INC   2012-11-01 2013-11-11
28. DIGITAL RLTY TR INC   2011-10-05 2014-01-02
11. DIGITAL RLTY TR INC   2013-08-16 2014-01-02
5. DIGITAL REALTY TRUST INC 7.000% PFD   2013-01-02 2014-09-23
4. DIGITAL REALTY TRUST INC 6.625% PFD   2013-01-02 2014-09-23
4. DIGITAL REALTY TRUST INC 7.375 PFD   2014-09-05 2014-09-23
1. DIGITAL REALTY TRUST INC 5.875% PFD   2013-04-04 2013-11-04
4. DIGITAL REALTY TRUST INC 5.875% PFD   2013-04-04 2014-09-23
19. DISNEY (WALT) COMPANY HOLDING COMPANY COM   2014-02-11 2014-09-10
15. DISNEY (WALT) COMPANY HOLDING COMPANY COM   2014-01-07 2014-09-23
2877.698 DODGE & COX INCOME FD COM   2014-02-20 2014-09-23
45. DOMINION RES INC VA NEW COM   2013-09-06 2014-01-02
7. DOMINION RES INC VA NEW COM   2012-10-11 2014-01-02
67. DOMINION RES INC VA NEW COM   2013-02-20 2014-01-02
2. DOMINION RESOURCES INC 8.375% PFD   2013-01-02 2013-11-04
22. DOMINION RESOURCES INC 8.375% PFD   2013-01-02 2014-05-06
6. DOMINION RESOURCES INC 8.375% PFD   2014-02-21 2014-05-06
116. DOUGLAS EMMETT INC   2013-01-18 2014-01-02
7042.254 DRIEHAUS ACTIVE INCOME FUND   2012-12-26 2014-01-14
78. DRIL-QUIP INC COM   2013-12-23 2014-01-07
2000. E.I. DU PONT DE NEMO 4.750% 3/15/15   2012-12-20 2013-11-22
110. DUKE ENERGY HOLDING CORP. COM   2012-10-11 2014-01-02
45. DUKE ENERGY HOLDING CORP. COM   2013-09-06 2014-01-02
28. DUKE ENERGY HOLDING CORP. COM   2013-09-06 2014-07-29
2. DUKE ENERGY CORP 5.125% PFD   2013-01-16 2013-11-04
6. DUKE ENERGY CORP 5.125% PFD   2013-01-16 2014-09-23
78. DUPONT FABROS TECHNOLOGY INC   2011-10-05 2013-11-11
34. E M C CORP MASS COM   2014-06-25 2014-09-23
80. ENI S P A ADR   2013-02-01 2014-01-02
20. ENI S P A ADR   2013-01-03 2014-09-04
12. ENI S P A ADR   2013-09-06 2014-09-04
8. EASTGROUP PROPERTIES INC COM   2011-10-05 2013-12-20
6. EASTGROUP PROPERTIES INC COM   2013-01-18 2013-12-20
46. EASTGROUP PROPERTIES INC COM   2011-10-05 2014-01-02
2200.22 EATON VANCE FLOATING RATE FD-I #924   2013-12-31 2014-09-09
24. EATON VANCE CORP COM NON VTG   2010-04-30 2014-03-12
132. EATON VANCE CORP COM NON VTG   2011-08-30 2014-06-26
53. EATON VANCE CORP COM NON VTG   2011-08-30 2014-08-29
7. ECHOSTAR CORPORATION   2012-09-04 2013-10-28
1. ECOLAB INC COM   2012-09-04 2014-04-28
1. ECOLAB INC COM   2014-01-08 2014-04-28
3000. ECOLAB INC 3.000% 12/08/16   2013-11-22 2014-01-02
24. ENERGIZER HLDGS INC COM   2010-04-30 2013-12-10
1. ENTERGY ARKANSAS INC 4.750% PFD   2013-05-29 2013-11-04
2. ENTERGY ARKANSAS INC 4.750% PFD   2013-05-29 2014-09-23
3. ENTERGY ARKANSAS INC 4.900% PFD   2013-02-27 2013-11-04
2. ENTERGY ARKANSAS INC 4.900% PFD   2013-02-27 2014-09-23
5. ENTERGY ARKANSAS INC 5.75% PFD   2013-01-02 2014-09-23
4. ENTERGY MISSISSIPPI INC 6.000% PFD   2013-01-02 2014-09-23
7. ENTERGY LOUISIANA LLC 6.00% PFD   2013-01-02 2014-09-23
2. ENTERGY LOUISIANA LLC 5.875% PFD   2013-01-02 2014-09-23
1. ENTERGY TEXAS INC 7.875% PFD   2014-02-21 2014-03-20
7. ENTERGY TEXAS INC 7.875% PFD   2013-01-02 2014-03-20
3000. ENTERPRISE PRODUCTS 5.700% 2/15/42   2012-04-25 2014-01-02
61. EQUINIX INC   2012-11-20 2014-01-07
27. EQUINIX INC   2013-10-10 2014-01-07
146. EQUITY RESIDENTIAL PPTYS TR SH BEN INT   2012-12-03 2014-01-02
2. EXPEDITORS INTL WASH INC COM   2014-01-08 2014-05-15
14. EXPEDITORS INTL WASH INC COM   2012-06-12 2014-05-15
4. EXPEDITORS INTL WASH INC COM   2012-06-12 2014-09-23
44. FASTENAL CO COM   2012-10-15 2013-11-22
9. FASTENAL CO COM   2013-04-10 2013-11-22
255. FASTENAL CO COM   2012-11-20 2014-01-07
14655.44 FHLMC POOL #G08528 3.000% 4/01/43   2013-05-09 2013-10-11
57.77 FHLMC POOL #G08528 3.000% 4/01/43   2013-05-09 2013-10-15
50.07 FHLMC POOL #Q20860 3.500% 8/01/43   2013-08-15 2013-10-15
54.45 FHLMC POOL #Q20860 3.500% 8/01/43   2013-08-15 2013-11-15
40.06 FHLMC POOL #Q20860 3.500% 8/01/43   2013-08-15 2013-12-15
20710.17 FHLMC POOL #Q20860 3.500% 8/01/43   2013-12-30 2014-01-02
41.1 FHLMC POOL #Q20860 3.500% 8/01/43   2013-08-15 2014-01-15
88.77 FHLMC POOL #Q22496 4.000% 10/01/43   2013-10-11 2013-11-15
18. FHLMC POOL #Q22496 4.000% 10/01/43   2013-10-11 2013-12-15
11719.72 FHLMC POOL #Q22496 4.000% 10/01/43   2013-10-11 2014-01-02
173.51 FHLMC POOL #Q22496 4.000% 10/01/43   2013-10-11 2014-01-15
26000. FED FARM CREDIT BK 3.000% 9/22/14   2012-04-25 2013-11-22
6000. FED HOME LN MTG CORP 4.375% 7/17/15   2013-04-04 2013-12-30
11000. FED NATL MTG ASSN 5.000% 2/13/17   2012-04-20 2014-01-02
2000. FNMA BD 6.625% 11/15/30   2012-04-20 2014-01-02
4. FEDERAL RLTY INVT TR SH BEN INT NEW W/RIGHTS ATTACHED EXP   2011-10-05 2013-10-04
35. FEDERAL RLTY INVT TR SH BEN INT NEW W/RIGHTS ATTACHED EXP   2011-10-05 2014-01-02
9000. FED HOME LN MTG CORP 3.750% 3/27/19   2012-09-13 2014-01-02
99.31 FNMA POOL #AL3915 4.000% 7/01/43   2013-07-19 2013-10-25
116.06 FNMA POOL #AL3915 4.000% 7/01/43   2013-07-19 2013-11-25
94.47 FNMA POOL #AL3915 4.000% 7/01/43   2013-07-19 2013-12-25
10129.01 FNMA POOL #AL3915 4.000% 7/01/43   2013-07-19 2014-01-02
129.9 FNMA POOL #AL3915 4.000% 7/01/43   2013-07-19 2014-01-25
15000. FED NATL MTG ASSN 2.375% 7/28/15   2012-04-25 2014-09-17
120.37 FNMA POOL #890551 4.500% 7/01/43   2013-10-11 2013-11-25
75.78 FNMA POOL #890551 4.500% 7/01/43   2013-10-11 2013-12-25
7692.38 FNMA POOL #890551 4.500% 7/01/43   2013-10-11 2014-01-02
111.47 FNMA POOL #890551 4.500% 7/01/43   2013-10-11 2014-01-25
2219.94 FNMA POOL #AE0215 4.000% 12/01/39   2012-04-19 2013-10-17
28.01 FNMA POOL #AE0215 4.000% 12/01/39   2012-04-19 2013-10-25
13001.02 FID ADV EMER MKTS INC- CL I #607   2012-12-26 2013-12-31
6. FIDELITY NATL INFORMATION SVCS INC   2014-04-28 2014-06-02
.664 FNFV GROUP   2014-01-08 2014-07-24
11.002 FNFV GROUP   2014-01-08 2014-07-29
19.998 FNFV GROUP   2013-07-15 2014-07-29
103. FIRST INDL RLTY TR INC COM   2013-09-19 2014-08-29
1. FIRST NIAGARA FINL GROUP 8.625% PFD   2013-01-02 2013-11-04
7. FIRST NIAGARA FINL GROUP 8.625% PFD   2013-01-02 2014-09-23
179. FOREST CITY ENTERPRISES INC CL A   2013-06-28 2014-01-02
11. FOREST CITY ENTERPRISES INC CL A   2014-01-08 2014-01-24
6. FRANCO NEV CORP NPV   2012-09-04 2013-10-28
14. FRANCO NEV CORP NPV   2012-09-04 2013-11-25
2.00022 FRANCO NEV CORP NPV   2012-09-04 2013-12-12
4.99978 FRANCO NEV CORP NPV   2012-09-04 2013-12-12
8. FRANCO NEV CORP NPV   2012-09-04 2013-12-31
12. FRANCO NEV CORP NPV   2012-10-01 2014-03-10
18. FRANCO NEV CORP NPV   2012-09-04 2014-03-28
1. GENERAL ELEC CAP CORP 4.700% PFD   2013-05-10 2013-11-04
15. GENERAL ELEC CAP CORP 4.700% PFD   2013-05-10 2014-09-23
3. GENERAL ELEC CAP CORP 4.875% PFD   2013-01-28 2013-11-04
15. GENERAL ELEC CAP CORP 4.875% PFD   2013-01-28 2014-09-23
3. GENERAL ELEC CAP CORP 4.875% PFD   2013-01-02 2013-11-04
18. GENERAL ELEC CAP CORP 4.875% PFD   2013-01-02 2014-09-23
2000. GENERAL ELEC CAP COR 5.875% 1/14/38   2012-04-25 2014-01-02
21. GENERAL GROWTH PROPERTIE-W/I   2012-09-04 2013-10-28
142.04085 GENERAL GROWTH PROPERTIE-W/I   2012-11-01 2014-01-02
77. GENERAL GROWTH PROPERTIE-W/I   2013-01-18 2014-01-02
3.95915 GENERAL GROWTH PROPERTIE-W/I   2012-09-17 2014-01-02
28. GENERAL GROWTH PROPERTIE-W/I   2012-09-04 2014-02-13
19. GENERAL GROWTH PROPERTIE-W/I   2012-09-04 2014-04-14
16. GENERAL GROWTH PROPERTIE-W/I   2012-09-04 2014-04-28
10. GENTEX CORP COM   2013-10-01 2013-10-28
4. GENTEX CORP COM   2012-09-04 2013-10-28
23. GENTEX CORP COM   2012-09-04 2014-03-10
6. GENTEX CORP COM   2014-01-08 2014-03-10
30. GENTEX CORP COM   2012-09-04 2014-03-28
12. GENTEX CORP COM   2012-09-04 2014-04-28
25. GENTEX CORP COM   2012-09-04 2014-05-15
8. GENTEX CORP COM   2012-09-04 2014-06-02
30. GENTEX CORP COM   2012-09-04 2014-06-17
7. GILEAD SCIENCES INC COM   2014-02-11 2014-08-06
25. GILEAD SCIENCES INC COM   2014-01-07 2014-09-10
8. GILEAD SCIENCES INC COM   2014-01-07 2014-09-23
70. GLAXO SMITHKLINE SPONSORED PLC ADR   2013-09-06 2014-01-02
136. GLAXO SMITHKLINE SPONSORED PLC ADR   2012-10-11 2014-01-02
4. GOLDMAN SACHS GRP INC COM   2014-01-07 2014-09-23
13000. GOLDMAN SACHS GROUP 5.125% 1/15/15   2012-04-25 2014-09-17
2000. GOLDMAN SACHS GROUP 6.150% 4/01/18   2012-04-20 2014-01-02
1. GOLDMAN SACHS GROUP INC   2014-02-21 2014-03-31
9. GOLDMAN SACHS GROUP INC   2013-01-02 2014-03-31
4. GOLDMAN SACHS GROUP INC 6.500% PFD   2013-01-02 2013-11-04
24. GOLDMAN SACHS GROUP INC 6.500% PFD   2014-09-05 2014-09-23
2. GOLDMAN SACHS GROUP INC   2014-02-21 2014-03-31
5. GOLDMAN SACHS GROUP INC   2013-01-02 2014-03-31
2. GOLDMAN SACHS GROUP INC 5.950% PFD   2013-01-02 2013-11-04
13. GOLDMAN SACHS GROUP INC 5.950% PFD   2013-01-02 2014-04-17
8. GOLDMAN SACHS GROUP INC 5.950% PFD   2013-01-02 2014-04-30
5. GOLDMAN SACHS GROUP INC 5.950% PFD   2013-01-02 2014-05-27
6. GOLDMAN SACHS GROUP INC 5.950% PFD   2014-02-21 2014-05-27
12. GOLDMAN SACHS GROUP INC 5.500% PFD   2013-06-19 2014-09-23
4. GOLDMAN SACHS GROUP INC 5.500% PFD   2014-09-05 2014-09-23
4. GOLDMAN SACHS INC 6.125% PFD   2013-01-02 2013-11-04
22. GOLDMAN SACHS INC 6.125% PFD   2013-01-02 2014-09-23
8. GOLDMAN SACHS GROUP INC 6.375% PFD   2014-06-03 2014-09-23
7. GOLDMAN SACHS GROUP INC 6.375% PFD   2014-09-05 2014-09-23
4. GOOGLE INC CL A   2013-10-02 2014-01-07
15. GOOGLE INC CL A   2012-10-15 2014-01-07
8. GOOGLE INC CL A   2011-08-03 2014-04-25
2. GOOGLE INC-CL C   2014-04-25 2014-09-23
2. W W GRAINGER INC COM W/RIGHTS ATTACHED EXP 5/15/2009   2012-09-04 2013-10-28
21. HCP INC   2011-10-05 2013-10-04
29. HCP INC   2011-10-05 2013-12-20
109. HCP INC   2011-10-05 2014-01-02
27.00048 HCP INC   2012-10-11 2014-01-02
33.99952 HCP INC   2012-10-11 2014-01-02
95. HSBC HLDGS PLC SPONSORED ADR NEW   2013-09-06 2014-01-02
20. HSBC HLDGS PLC SPONSORED ADR NEW   2014-01-07 2014-09-23
2. HSBC HOLDINGS PLC ADR   2013-01-02 2013-11-04
9. HSBC HOLDINGS PLC ADR   2013-01-02 2014-04-03
7. HSBC HOLDINGS PLC ADR   2014-02-21 2014-04-03
7. HSBC HOLDINGS PLC ADR   2014-09-05 2014-09-23
3. HSBC HOLDINGS PLC 8.00% PFD   2013-01-02 2013-11-04
10. HSBC HOLDINGS PLC 8.00% PFD   2013-01-02 2014-03-31
42. HSBC HOLDINGS PLC 8.00% PFD   2013-01-02 2014-09-23
2000. HSBC HOLDINGS PLC 5.100% 4/05/21   2012-04-25 2014-01-02
40. HARRIS CORP DEL COM   2013-09-06 2014-01-02
1. HARTFORD FINL SVCS GRP 7.875% PFD   2013-01-02 2013-11-04
7. HARTFORD FINL SVCS GRP 7.875% PFD   2014-09-05 2014-09-23
118. HATTERAS FINANCIAL CORP   2010-04-30 2013-12-06
7. HEALTH CARE REIT INC COM   2013-09-11 2013-10-04
8. HEALTH CARE REIT INC COM   2012-08-28 2013-10-04
58. HEALTH CARE REIT INC COM   2012-07-06 2014-01-02
30. HEALTH CARE REIT INC COM   2013-02-20 2014-01-02
41. HEALTH CARE REIT INC COM   2012-10-11 2014-01-02
1. HEALTH CARE REIT INC   2013-01-02 2013-11-04
6. HEALTH CARE REIT INC   2013-01-02 2014-09-23
79. HIGHWOODS PPTYS INC COM   2013-12-20 2014-01-02
80. HILTON WORLDWIDE HOLDINGS IN   2013-12-20 2014-01-02
1. HOSPITALITY PROP TRUST 7.125% PFD   2013-01-02 2013-11-04
9. HOSPITALITY PROP TRUST 7.125% PFD   2013-01-02 2014-09-23
237. HOST MARRIOTT CORP NEW COM   2011-10-05 2014-01-02
78. HOST MARRIOTT CORP NEW COM   2013-03-18 2014-01-02
2. ING GROUP N V   2013-01-02 2013-11-04
3. ING GROUP N V   2013-01-02 2014-06-19
11. ING GROUP N V   2014-02-21 2014-06-19
15. ING GROUP N V   2014-09-05 2014-09-23
1. ING GROEP NV 7.20% SERIES   2013-01-02 2013-11-04
7. ING GROEP NV 7.20% SERIES   2013-01-02 2014-01-15
3. ING GROEP NV 7.20% SERIES   2013-01-02 2014-06-16
7. ING GROEP NV 7.20% SERIES   2014-02-21 2014-06-16
9. ING GROEP NV 7.20% SERIES   2014-09-05 2014-09-23
1. ING GROEP NV   2013-01-02 2013-11-04
4. ING GROEP NV   2014-09-05 2014-09-23
1. ING GROEP N V   2013-01-02 2013-11-04
8. ING GROEP N V   2014-09-05 2014-09-23
3. ING GROEP NV   2013-01-02 2013-11-04
8. ING GROEP NV   2014-09-05 2014-09-23
10. ING GROEP NV   2014-05-27 2014-09-23
1. MLN INTEGRYS ENERGY GROUP 6   2013-08-14 2013-11-04
22. MLN INTEGRYS ENERGY GROUP 6   2014-09-05 2014-09-23
3. INTL BUSINESS MACHINES CORP COM   2014-01-07 2014-09-23
2. INTUIT COM W/RTS EXP 5/1/2008   2014-01-08 2014-06-26
2. INTUIT COM W/RTS EXP 5/1/2008   2012-10-25 2014-06-26
85. ITOCHU CORP-UNSPONSORED ADR   2013-09-06 2014-01-02
23. JP MORGAN CHASE & CO COM   2014-01-07 2014-09-23
2000. JPMORGAN CHASE & CO 4.400% 7/22/20   2012-04-20 2014-01-02
1. JPMORGAN CHASE & CO 5.450% PFD   2013-04-08 2013-11-04
19. JPMORGAN CHASE & CO 5.450% PFD   2013-04-08 2014-09-23
77. JOHNSON & JOHNSON COM   2012-10-11 2014-01-02
50. JOHNSON & JOHNSON COM   2013-09-06 2014-01-02
19. JOHNSON CTLS INC COM W/RTS ATTACHED EXP 11/30/2004   2014-01-07 2014-09-23
11. JPMORGAN CHASE & CO 6.300% PFD   2014-07-02 2014-09-23
1. JPM CHASE CAPITAL XXIX 6.70% PFD   2013-01-02 2013-11-04
7. JPM CHASE CAPITAL XXIX 6.70% PFD   2013-01-02 2013-11-21
6. JPM CHASE CAPITAL XXIX 6.70% PFD   2013-01-02 2013-12-10
2. JPMORGAN CHASE & CO 5.500% PFD   2013-01-02 2013-11-04
30. JPMORGAN CHASE & CO 5.500% PFD   2013-01-02 2014-09-23
13. JPMORGAN CHASE & CO 6.700% PFD   2014-09-05 2014-09-23
31. KAMAN CORP CL A   2011-08-11 2014-08-29
10000. KELLOGG CO 4.450% 5/30/16   2012-06-27 2014-09-17
120. KEPPEL LTD ADR   2013-09-06 2014-01-02
185. KEPPEL LTD ADR   2013-09-06 2014-02-28
53. KIMBERLY-CLARK CORP COM   2012-10-11 2014-01-02
20. KIMBERLY-CLARK CORP COM   2013-09-06 2014-01-02
1. KIMCO REALTY CORP 5.625% PFD   2013-01-02 2013-11-04
4. KIMCO REALTY CORP 5.625% PFD   2013-01-02 2014-09-23
1. KIMCO REALTY CORP 5.500% PFD   2013-01-02 2013-11-04
3. KIMCO REALTY CORP 5.500% PFD   2013-01-02 2014-09-23
1. KIMCO REALTY CORP 6.000% PFD   2013-01-02 2013-11-04
10. KIMCO REALTY CORP 6.000% PFD   2013-01-02 2014-09-23
1. KIMCO REALTY CORP 6.9% PFD   2013-01-02 2013-11-04
7. KIMCO REALTY CORP 6.9% PFD   2013-01-02 2014-09-23
85. KONINKLIJKE PHILIPS ELECTRS SPONSORED ADR NEW 2000   2013-12-04 2014-01-02
3000. KRAFT FOODS INC 5.375% 2/10/20   2012-04-25 2014-01-02
94. KRAFT FOODS GROUP INC   2012-10-11 2014-01-02
75. KRAFT FOODS GROUP INC   2013-05-07 2014-01-02
3. LPL FINANCIAL HOLDINGS INC   2014-01-08 2014-01-24
3. LPL FINANCIAL HOLDINGS INC   2012-09-04 2014-01-24
6. LPL FINANCIAL HOLDINGS INC   2012-09-04 2014-03-10
7. LPL FINANCIAL HOLDINGS INC   2012-09-04 2014-04-14
13. LPL FINANCIAL HOLDINGS INC   2012-09-04 2014-06-02
3. LABORATORY CORP AMER HLDGS COM NEW   2012-09-04 2013-10-01
2. LABORATORY CORP AMER HLDGS COM NEW   2012-09-04 2013-12-12
2. LABORATORY CORP AMER HLDGS COM NEW   2014-01-08 2014-01-24
1. LABORATORY CORP AMER HLDGS COM NEW   2012-09-04 2014-01-24
5. LABORATORY CORP AMER HLDGS COM NEW   2012-09-04 2014-03-28
5. LAMAR ADVERTISING CO CL A   2012-12-19 2014-04-14
2. LAMAR ADVERTISING CO CL A   2014-01-08 2014-04-14
4. LAMAR ADVERTISING CO CL A   2012-09-04 2014-04-28
21. LAMAR ADVERTISING CO CL A   2012-09-04 2014-05-15
20. LAMAR ADVERTISING CO CL A   2012-09-04 2014-06-02
30. LAMAR ADVERTISING CO CL A   2012-09-04 2014-06-17
45. LAS VEGAS SANDS CORP   2013-09-06 2014-01-02
10. LAS VEGAS SANDS CORP   2014-09-10 2014-09-23
105. LASALLE HOTEL PPTYS COM SH BEN INT   2013-11-11 2014-01-02
8130.649 LAZARD EMERGING MKTS PTFL #638   2012-12-26 2013-12-31
2901.184 WESTERN ASSET SMASH SER C FD #937   2012-04-24 2014-01-02
1288. WESTERN ASSET SMASH SER C FD #937   2013-05-14 2014-01-02
7364. WESTERN ASSET SMASH SER M FD #936   2012-04-24 2014-01-02
7. LEUCADIA NATL CORP COM   2014-01-08 2014-01-24
7. LIBERTY INTERACTIVE CORP-A   2014-01-08 2014-09-23
3. LIBERTY MEDIA CORP   2012-09-04 2013-10-28
41. LILLY ELI & CO COM W/RTS EXP 7/28/2008   2012-10-11 2014-01-02
80. LILLY ELI & CO COM W/RTS EXP 7/28/2008   2013-09-06 2014-01-02
30. LILLY ELI & CO COM W/RTS EXP 7/28/2008   2013-09-06 2014-05-05
25. LILLY ELI & CO COM W/RTS EXP 7/28/2008   2013-09-06 2014-09-04
10. LINKEDIN CORP   2013-01-22 2013-10-02
61. LINKEDIN CORP   2012-11-20 2014-01-07
3. LINKEDIN CORP   2013-01-22 2014-01-07
6. LLOYDS BANKING GROUP PLC 7.75% PFD   2013-01-02 2013-11-04
37. LLOYDS BANKING GROUP PLC 7.75% PFD   2013-01-02 2014-09-23
5. LOCKHEED MARTIN CORP COM   2013-09-06 2013-12-04
35. LOCKHEED MARTIN CORP COM   2013-09-06 2014-01-02
8. LOCKHEED MARTIN CORP COM   2013-09-06 2014-09-04
8. LOEWS CORP COM   2012-09-04 2013-10-28
6. LORILLARD INC   2012-10-11 2014-01-02
101. LORILLARD INC   2013-06-04 2014-01-02
96. LORILLARD INC   2012-10-11 2014-07-15
150. MBIA INC COM   2010-09-16 2014-08-29
92. MRC GLOBAL INC   2013-12-10 2014-08-29
36. MACERICH CO COM W/RIGHTS ATTACHED EXPIRING 11/10/2008   2011-10-05 2013-11-11
46. MARSH & MCLENNAN COS INC COM   2012-09-04 2013-10-01
37. MARTIN MARIETTA MATLS INC COM W/RTS EXP 10/21/2006   2010-09-16 2014-07-09
56. MATSON INC.   2012-12-27 2014-08-29
54. MCDONALDS CORP COM   2012-12-06 2014-01-02
25. MCDONALDS CORP COM   2013-09-06 2014-01-02
6. MCKESSON HBOC INC COM   2014-02-11 2014-09-23
35. MEAD JOHNSON NUTRITION CO   2013-11-20 2014-01-07
102. MEAD JOHNSON NUTRITION CO   2012-10-15 2014-01-07
196. MERCK & CO INC NEW   2012-10-11 2014-01-02
30. MERCK & CO INC NEW   2012-10-11 2014-03-24
2000. MERRILL LYNCH & CO 6.875% 4/25/18   2012-04-25 2014-01-02
2. MERRILL LYNCH CAP TRST I   2013-01-02 2013-11-04
13. MERRILL LYNCH CAP TRST I   2014-09-05 2014-09-23
1. MERRILL LYNCH CAP TR II   2013-01-02 2013-11-04
9. MERRILL LYNCH CAP TR II   2014-09-05 2014-09-23
105. MICHELIN (CGDE) ADR   2013-09-06 2014-01-02
249. MICREL INC COM   2011-08-30 2014-08-28
8. MICROS SYS INC COM   2014-01-08 2014-07-10
3. MICROS SYS INC COM   2013-04-15 2014-07-10
22. MICROS SYS INC COM   2013-04-15 2014-07-28
15. MICROS SYS INC COM   2013-06-11 2014-09-08
100. MICROSOFT CORP COM   2013-09-06 2014-01-02
22. MICROSOFT CORP COM   2014-08-06 2014-09-23
5. MICROCHIP TECHNOLOGY INC COM W/RTS ATTACHED EXP 02/13/2005   2014-01-08 2014-06-02
1. MICROCHIP TECHNOLOGY INC COM W/RTS ATTACHED EXP 02/13/2005   2012-09-04 2014-06-02
6. MICROCHIP TECHNOLOGY INC COM W/RTS ATTACHED EXP 02/13/2005   2012-09-04 2014-06-26
20. MONSTER BEVERAGE CORP   2014-02-11 2014-09-10
8. MONSTER BEVERAGE CORP   2014-01-07 2014-09-23
1. MORGAN STANLEY CAP TR III PFD 6.25   2013-01-02 2013-11-04
8. MORGAN STANLEY CAP TR III PFD 6.25   2013-01-02 2014-08-25
5. MORGAN STANLEY CAP TR III PFD 6.25   2014-09-05 2014-09-23
1. MORGAN STANLEY CAP TRUST VI   2013-01-02 2013-11-04
16. MORGAN STANLEY CAP TRUST VI   2013-01-02 2014-07-17
4. MORGAN STANLEY CAP TRUST VI   2014-02-21 2014-07-17
1. MORGAN STANLEY CAP TR IV   2013-01-02 2013-11-04
6. MORGAN STANLEY CAP TR IV   2014-09-05 2014-09-23
1. MORGAN STANLEY CAP TR V   2013-01-02 2013-11-04
7. MORGAN STANLEY CAP TR V   2014-09-05 2014-09-23
1. MORGAN STANLEY   2013-01-02 2013-11-04
8. MORGAN STANLEY   2014-09-05 2014-09-23
1. MORGAN STANLEY CAP TR VII   2013-01-02 2013-11-04
3. MORGAN STANLEY CAP TR VII   2014-02-21 2014-04-30
13. MORGAN STANLEY CAP TR VII   2013-01-02 2014-04-30
2. MORGAN STANLEY CAP TRUST   2014-02-21 2014-08-11
10. MORGAN STANLEY CAP TRUST   2013-01-02 2014-08-11
5.93023 MORGAN STANLEY 6.625% PFD   2014-09-05 2014-09-23
11.06977 MORGAN STANLEY 6.625% PFD   2014-09-05 2014-09-23
9. MORGAN STANLEY 6.875% PFD   2014-07-17 2014-09-23
5. MOTOROLA SOLUTIONS, INC.   2014-04-28 2014-06-17
315. NTT DOCOMO INC SPONSORED ADR   2013-09-06 2013-12-04
133. NATIONAL GRID PLC ADR   2012-10-11 2014-01-02
45. NATIONAL GRID PLC ADR   2013-09-06 2014-01-02
26. NATIONAL GRID PLC ADR   2013-09-06 2014-07-29
33. NATIONAL OILWELL INC COM   2011-04-09 2014-01-07
3. NATIONAL OILWELL INC COM   2011-04-09 2014-09-23
8. NATIONAL OILWELL INC COM   2014-06-06 2014-09-23
2. NATL RETAIL PROPERTIES 6.625% PFD   2013-01-02 2013-11-04
10. NATL RETAIL PROPERTIES 6.625% PFD   2013-01-02 2014-09-23
8. NATL RETAIL PROPERTIES 5.700% PFD   2013-05-23 2014-09-23
12. NAVIENT CORP   2014-01-08 2014-07-28
24. NAVIENT CORP   2012-11-27 2014-07-28
44. NAVIENT CORP   2012-11-27 2014-08-08
75. NESTLE S A SPONSORED ADR REPSTG REG SH   2013-12-04 2014-01-02
11. NESTLE S A SPONSORED ADR REPSTG REG SH   2014-02-11 2014-09-23
13. NEWMARKET CORP   2010-04-30 2014-08-29
3. NEXTERA ENERGY CAPITAL 5.700% PFD   2013-01-02 2014-09-23
3. NEXTERA ENERGY CAPITAL 5.625% PFD   2013-01-02 2014-09-23
1. NEXTERA ENERGY CAPITAL 5.125% PFD   2013-01-02 2013-11-04
7. NEXTERA ENERGY CAPITAL 5.125% PFD   2013-01-02 2014-09-23
1. NEXTERA ENERGY CAPITAL 5.000% PFD   2013-01-16 2013-11-04
3. NEXTERA ENERGY CAPITAL 5.000% PFD   2013-01-16 2014-09-23
95. NISSAN MTR LTD SPONSORED ADR   2012-11-20 2014-01-02
31. NISSAN MTR LTD SPONSORED ADR   2012-11-20 2014-07-29
60. NISSAN MTR LTD SPONSORED ADR   2014-02-28 2014-07-30
118. NISSAN MTR LTD SPONSORED ADR   2012-11-20 2014-07-30
2000. NOBLE ENERGY INC 4.150% 12/15/21   2012-04-25 2014-01-02
50. NOVARTIS AG SPONSORED ADR   2013-06-05 2014-01-02
18. NOW INC/SH   2012-10-15 2014-06-06
.5 NOW INC/SH   2014-02-11 2014-06-17
.25 NOW INC/SH   2012-10-15 2014-06-17
70. NU SKIN ENTERPRISES INC CL A   2011-05-05 2013-12-10
125. OMV AG-BEARER SHRS ADR   2013-09-06 2013-12-04
3. O'REILLY AUTOMOTIVE INC   2012-09-04 2013-10-28
1. O'REILLY AUTOMOTIVE INC   2012-09-04 2014-07-28
4. O'REILLY AUTOMOTIVE INC   2014-01-08 2014-07-28
8. OCEANEERING INTL INC COMMON   2012-10-15 2013-10-07
147. OCEANEERING INTL INC COMMON   2012-10-15 2014-01-07
36. OLD DOMINION FREIGHT LINES INC   2010-04-30 2014-07-09
73. OLD DOMINION FREIGHT LINES INC   2010-04-30 2014-08-29
89. OLIN CORP NEW COM W/RTS ATTACHED EXP 02/27/2006   2013-12-10 2014-08-29
23. OMEGA HLTHCARE INVS INC COM   2013-10-04 2013-12-20
59. OMEGA HLTHCARE INVS INC COM   2013-10-04 2014-01-02
21. ORACLE CORP COM   2014-01-07 2014-09-23
66. ORBITAL SCIENCES CORP COM W/RIGHTS ATTAC   2014-07-09 2014-08-29
5931.322 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL   2007-07-18 2013-12-31
1037.344 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL   2007-07-18 2014-09-09
2. PNC FINANCIAL SERVICES 6.125% PFD   2013-01-02 2013-11-04
39. PNC FINANCIAL SERVICES 6.125% PFD   2013-01-02 2014-09-23
95. PPL CORP COM   2013-09-06 2014-01-02
59. PPL CORP COM   2013-02-20 2014-01-02
114. PPL CORP COM   2012-10-11 2014-01-02
2. PPL CAPITAL FUNDING INC 5.900% PFD   2013-03-15 2014-09-23
3. PS BUSINESS PARKS INC 5.750% PFD   2013-01-02 2014-09-23
1. PS BUSINESS PARKS INC 6.000% PFD   2013-01-02 2013-11-04
10. PS BUSINESS PARKS INC 6.000% PFD   2013-01-02 2014-09-23
6. PS BUSINESS PARKS INC 6.450% PFD   2013-01-02 2014-09-23
29. PEPSICO INC COM   2012-04-18 2014-01-02
195. PFIZER INC COM W/RTS ATTACHED EXP 10/15/2007   2013-09-06 2014-01-02
60. PHILIP MORRIS INTERNATIONAL IN   2013-09-06 2014-01-02
14.99935 PHILIP MORRIS INTERNATIONAL IN   2012-10-11 2014-01-02
11.00065 PHILIP MORRIS INTERNATIONAL IN   2012-10-11 2014-01-02
22. PHILIP MORRIS INTERNATIONAL IN   2013-05-07 2014-01-02
60. POST PPTYS INC COM   2013-06-11 2014-01-02
119. PRAXAIR INC COM   2012-10-15 2014-01-07
2. PRAXAIR INC COM   2013-04-10 2014-01-07
76. PRECISION CASTPARTS CORP COM W/RIGHTS ATTACHED EXPIRING   2012-10-15 2014-01-07
6. PRECISION CASTPARTS CORP COM W/RIGHTS ATTACHED EXPIRING   2013-05-16 2014-01-07
16. THE PRICELINE GROUP INC.   2012-10-15 2014-01-07
33. PRICESMART INC COM   2010-04-30 2014-08-29
5. PROCTER & GAMBLE CO COM   2013-09-06 2013-12-04
32. PROCTER & GAMBLE CO COM   2012-10-11 2014-01-02
50. PROCTER & GAMBLE CO COM   2013-09-06 2014-01-02
80. PROCTER & GAMBLE CO COM   2013-09-06 2014-02-28
128. PROLOGIS INC   2011-10-05 2014-01-02
67. PROLOGIS INC   2013-02-26 2014-01-02
1. PROTECTIVE LIFE CORP 6.250% PFD   2013-01-02 2013-11-04
8. PROTECTIVE LIFE CORP 6.250% PFD   2013-01-02 2014-09-23
1. PRUDENTIAL FINANCIAL INC 5.750% PFD   2013-01-02 2013-11-04
7. PRUDENTIAL FINANCIAL INC 5.750% PFD   2013-01-02 2014-09-23
1. PRUDENTIAL FINANCIAL INC 5.700% PFD   2013-03-08 2013-11-04
9. PRUDENTIAL FINANCIAL INC 5.700% PFD   2013-03-08 2014-09-23
20. PRUDENTIAL PLC ADR   2013-09-06 2014-01-02
90. PRUDENTIAL PLC ADR   2010-04-30 2014-01-02
80. PUBLIC SVC ENTERPRISE GRP INC COM   2013-09-06 2014-01-02
35. PUBLIC SVC ENTERPRISE GRP INC COM   2013-09-06 2014-05-05
11. PUBLIC STORAGE INC COM   2011-10-05 2013-12-20
45. PUBLIC STORAGE INC COM   2011-10-05 2014-01-02
1. PUBLIC STORAGE 6.350 PFD   2013-01-02 2013-11-04
9. PUBLIC STORAGE 6.350 PFD   2013-01-02 2014-09-23
1. PUBLIC STORAGE 6.500% PFD   2013-01-02 2013-11-04
7. PUBLIC STORAGE 6.500% PFD   2013-01-02 2014-09-23
4. PUBLIC STORAGE 6.875% PFD   2013-01-02 2013-11-27
1. PUBLIC STORAGE 5.200% PFD   2013-03-06 2013-11-04
2. PUBLIC STORAGE 5.200% PFD   2013-03-06 2014-09-23
2. PUBLIC STORAGE 5.900% PFD   2013-01-02 2013-11-04
10. PUBLIC STORAGE 5.900% PFD   2013-01-02 2014-09-23
1. PUBLIC STORAGE 5.750% PFD   2013-01-02 2013-11-04
11. PUBLIC STORAGE 5.750% PFD   2013-01-02 2014-09-23
3. PUBLIC STORAGE 5.625% PFD   2013-01-02 2014-09-23
4. PUBLIC STORAGE 5.375% PFD   2013-01-02 2014-09-23
7. PUBLIC STORAGE 6.000 PFD   2014-09-05 2014-09-23
4. PUBLIC STORAGE 6.375% PFD   2014-09-05 2014-09-23
102. QTS REALTY TRUST INC-CL A   2013-11-11 2014-01-02
70. QUALCOMM INC COM W/RTS ATTACHED   2012-10-15 2013-11-20
11. QUALCOMM INC COM W/RTS ATTACHED   2013-04-10 2013-11-20
301. QUALCOMM INC COM W/RTS ATTACHED   2012-10-15 2014-01-07
1. QWEST CORP 7.375% PFD   2013-01-02 2013-11-04
10. QWEST CORP 7.375% PFD   2013-01-02 2014-09-23
1. QWEST CORP 7.500% PFD   2013-01-02 2013-11-04
11. QWEST CORP 7.500% PFD   2013-01-02 2014-09-23
2. QWEST CORP 7.000% PFD   2013-01-02 2013-11-04
7. QWEST CORP 7.000% PFD   2013-01-02 2014-09-23
4. QWEST CORP 7.000% PFD   2013-01-02 2014-09-23
1. RAYMOND JAMES FINANCIAL 6.900% PFD   2013-01-02 2013-11-04
4. RAYMOND JAMES FINANCIAL 6.900% PFD   2013-01-02 2014-09-23
23. RAYONIER INC COM   2011-10-05 2013-11-11
41. RAYONIER INC COM   2011-10-05 2014-01-02
64. REALTY INCOME CORP COM   2013-07-05 2014-01-02
2. REALTY INCOME CORP   2014-09-05 2014-09-23
14. REALTY INCOME CORP 6.625% PFD   2013-01-02 2014-09-23
280. RECKITT BENCKIS/S ADR   2013-12-04 2014-01-02
38. REGENCY CENTERS CORP REIT   2013-12-20 2014-01-02
1. REGENCY CENTERS CORP 6.625% PFD   2013-01-02 2013-11-04
7. REGENCY CENTERS CORP 6.625% PFD   2013-01-02 2014-09-23
3. REGENCY CENTERS CORP 6.000% PFD   2013-01-02 2014-09-23
11. REGIONS FINANCIAL CORP 6.375% PFD   2014-09-05 2014-09-23
165. REYNOLDS AMERICAN INC   2012-10-11 2014-01-02
3000. RIO TINTO FIN USA PL 1.625% 8/21/17   2013-06-04 2014-01-02
33. RITCHIE BROS AUCTIONEERS INC COM   2012-06-07 2014-08-29
2. ROBERT HALF INTL INC COM   2013-06-11 2014-06-26
2. ROBERT HALF INTL INC COM   2014-01-08 2014-06-26
5. ROCHE HLDG LTD SPONSORED ADR   2013-09-06 2013-12-04
70. ROCHE HLDG LTD SPONSORED ADR   2013-09-06 2014-01-02
724.953 ROWE T PRICE BLUE CHIP GROWTH FD INC   2014-01-08 2014-08-29
1. ROYAL BK SCOTLND GRP PLC ADR   2013-01-02 2013-11-04
3. ROYAL BK SCOTLND GRP PLC ADR   2013-01-02 2014-03-03
6. ROYAL BK SCOTLND GRP PLC ADR   2013-01-02 2014-03-03
6. ROYAL BK SCOTLND GRP PLC ADR   2014-09-05 2014-09-23
1. ROYAL BK SCOTLAND GROUP PLC ADR   2013-01-02 2013-11-04
8. ROYAL BK SCOTLAND GROUP PLC ADR   2013-01-02 2014-03-10
2. ROYAL BK SCOTLAND GROUP PLC ADR   2014-02-21 2014-03-10
3. ROYAL BK OF SCOT GRP PLC ADR   2014-09-05 2014-09-23
4. ROYAL BK SCOTLAND GROUP PLC ADR   2013-01-02 2013-11-04
32. ROYAL BK SCOTLAND GROUP PLC ADR   2014-09-05 2014-09-23
1. ROYAL BANK OF SCOTTLAND ADR   2013-01-02 2013-11-04
10. ROYAL BANK OF SCOTTLAND ADR   2014-09-05 2014-09-23
117. ROYAL DUTCH SHELL PLC ADR   2012-10-11 2014-01-02
70. ROYAL DUTCH SHELL PLC SPONSORED   2013-09-06 2014-01-02
5. SL GREEN RLTY CORP COM W/RIGHTS ATTACHED EXP 3/5/2010   2011-10-05 2013-10-04
36. SL GREEN RLTY CORP COM W/RIGHTS ATTACHED EXP 3/5/2010   2011-10-05 2014-01-02
75. SALESFORCE COM INC   2013-05-29 2014-01-07
416. SALESFORCE COM INC   2012-10-15 2014-01-07
40. SANOFI-AVENTIS SPONSORED ADR   2013-09-06 2014-01-02
2. SCANA CORPORATION 7.70% PFD   2013-01-02 2014-09-23
113. SCHLUMBERGER LTD COM   2012-10-15 2014-01-07
35. SCHLUMBERGER LTD COM   2013-11-19 2014-01-07
9. SCHLUMBERGER LTD COM   2012-10-15 2014-09-23
2. SCHLUMBERGER LTD COM   2014-02-11 2014-09-23
12. SCHWAB CHARLES CORP NEW COM   2011-08-19 2013-10-28
424. SCHWAB CHARLES CORP NEW COM   2012-10-15 2014-01-07
8. SCHWAB CHARLES CORP NEW COM   2014-01-08 2014-03-10
9. SCHWAB CHARLES CORP NEW COM   2011-08-19 2014-03-10
9. SCHWAB CHARLES CORP NEW COM   2011-09-23 2014-04-28
1. CHARLES SCHWAB CORP 6.000% PFD   2013-01-02 2013-11-04
10. CHARLES SCHWAB CORP 6.000% PFD   2013-01-02 2014-09-23
133. SENIOR HSG PPTYS TR SH BEN INT   2013-06-04 2014-01-02
1. SENIOR HOUSING PROP TRUS 5.625% PFD   2013-01-02 2013-11-04
8. SENIOR HOUSING PROP TRUS 5.625% PFD   2013-01-02 2014-09-23
200. SERVICE CORP INTL COM   2013-07-30 2014-08-29
25. SIEMENS A G SPONSORED ADR   2013-12-04 2014-01-02
71. SILVER WHEATON CORP   2013-05-02 2014-01-07
281. SILVER WHEATON CORP   2012-10-15 2014-01-07
3. SIMON PPTY GRP INC NEW COM   2013-09-11 2013-11-11
27. SIMON PPTY GRP INC NEW COM   2013-12-20 2014-01-02
92. SIMON PPTY GRP INC NEW COM   2011-10-05 2014-01-02
65. SINGAPORE TELECOMMUNICATIONS LTD ADR   2013-09-06 2013-12-04
95. SINGAPORE TELECOMMUNICATIONS LTD ADR   2013-09-06 2014-01-02
169. SOUTHERN CO COM   2012-10-11 2014-01-02
30. SOVRAN SELF STORAGE INC   2011-10-05 2013-12-20
197. SPLUNK INC   2013-07-15 2014-01-07
1. STANLEY BLACK & DECKER I 5.750% PFD   2013-01-02 2013-11-04
11. STANLEY BLACK & DECKER I 5.750% PFD   2013-01-02 2014-09-23
52. STARBUCKS CORP COM   2013-08-01 2013-10-25
6. STARBUCKS CORP COM   2013-03-01 2014-01-07
267. STARBUCKS CORP COM   2012-11-20 2014-01-07
1. STATE STREET CORP 5.250% PFD   2013-01-02 2013-11-04
13. STATE STREET CORP 5.250% PFD   2013-06-19 2014-09-23
9. STATE STREET CORP 5.900 PFD   2014-05-16 2014-09-23
19. STURM RUGER & CO INC COM   2013-09-19 2014-08-29
355. SUMITOMO TRUST AND BANKING ADR   2013-09-06 2014-01-02
3. SUNTRUST BANKS INC 5.875% PFD   2013-07-19 2014-09-23
5. TCF FINANCIAL CO 7.500% PFD   2013-01-02 2014-09-23
16. TJX COS INC NEW COM   2014-01-07 2014-09-23
151. TRI POINTE HOMES INC   2013-02-04 2014-01-02
19. TARGET CORP COM   2014-01-07 2014-09-23
37. TAUBMAN CTRS INC COM   2011-10-05 2014-01-02
7. TAUBMAN CTRS INC COM   2013-07-19 2014-01-02
76. TAYLOR MORRISON HOME CORP   2013-05-02 2014-01-02
25. TEJON RANCH CO COM   2010-04-30 2014-03-12
39. TEJON RANCH CO COM   2010-04-30 2014-08-29
1. TELEPHONE & DATA SYSTEM 7.000% PFD   2013-01-02 2013-11-04
3. TELEPHONE & DATA SYSTEM 7.000% PFD   2013-01-02 2014-09-23
4. TELEPHONE & DATA SYSTEM 7.000% PFD   2013-01-02 2014-09-29
1. TELEPHONE & DATA SYSTEM 6.875% PFD   2013-01-02 2013-11-04
35. TELENOR ASA ADR   2011-08-25 2014-01-02
245. TELIASONERA AB-UNSPON ADR   2013-09-06 2014-01-02
395. TELIASONERA AB-UNSPON ADR   2013-09-06 2014-07-29
80. TELSTRA LTD SPON ADR FINAL   2013-09-06 2013-12-04
105. TELSTRA LTD SPON ADR FINAL   2013-09-06 2014-01-02
1375.095 TEMPLETON GLOBAL BOND FD-ADV #616   2010-04-26 2013-12-31
40. TEMPUR SEALY INTERNATIONAL   2013-09-19 2014-08-29
76. TENET HEALTHCARE CORPORATION   2013-07-30 2014-08-29
101. TERRENO REALTY CORP   2013-07-19 2014-01-02
6. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006   2014-02-11 2014-09-23
15. 3M CO COM   2014-01-07 2014-02-11
38. 3M CO COM   2014-01-07 2014-08-06
163. TIFFANY & CO NEW COM W/RIGHTS ATTACHED EXP 9/17/2008   2013-08-01 2014-01-07
3000. TIME WARNER CABLE IN 5.000% 2/01/20   2012-04-25 2013-10-23
2. TORCHMARK CORP 5.875% PFD   2013-01-02 2014-09-23
161. TOTAL FINA ELF S A SPONSORED ADR   2012-10-25 2014-01-02
70. TOTAL FINA ELF S A SPONSORED ADR   2013-09-06 2014-01-02
13. TOTAL FINA ELF S A SPONSORED ADR   2014-01-07 2014-09-23
25. TREDEGAR CORPORATION COM W/RIGHTS ATTACHED EXP 6/30/2009   2010-04-30 2014-08-29
2. UBS PFD FDG TR IV   2013-01-02 2013-11-04
17. UBS PFD FDG TR IV   2014-09-05 2014-09-23
3. US BANCORP   2013-01-02 2014-09-23
24. US BANCORP DEL COM NEW W/RIGHTS ATTACHED EXP 2/27/2011   2014-01-07 2014-09-23
1. US BANCORP 5.150% PFD   2013-05-10 2013-11-04
6. US BANCORP 5.150% PFD   2013-05-10 2014-09-23
1. US BANCORP 6.000% PFD   2013-01-02 2013-11-04
5. US BANCORP 6.000% PFD   2013-01-02 2014-09-23
1. US BANCORP 6.500% PFD   2013-01-02 2013-11-04
13. US BANCORP 6.500% PFD   2013-01-02 2014-09-23
52. UNILEVER PLC SPONSORED ADR NEW   2012-10-12 2014-01-02
100. UNILEVER N V NEW YORK SHS NEW   2013-09-06 2014-01-02
7. UNION PAC CORP COM   2014-02-11 2014-09-10
7. UNION PAC CORP COM   2014-01-07 2014-09-23
8. UNITED PARCEL SERVICE CL B COM   2014-01-07 2014-09-23
1. US CELLULAR CORP 6.950% PFD   2013-01-02 2013-11-04
7000. US TREASURY BOND 4.500% 5/15/38   2012-04-20 2014-01-02
5000. US TREASURY BOND 4.750% 2/15/41   2012-04-20 2014-01-02
1066.32 US TREAS INFL INDEX 2.125% 2/15/41   2012-12-07 2014-01-02
9000. US TREASURY NOTE 3.125% 5/15/19   2012-04-20 2014-01-02
1000. US TREASURY NOTE 2.625% 7/31/14   2012-04-20 2013-10-11
7000. US TREASURY NOTE 2.625% 7/31/14   2012-08-10 2014-01-02
9000. US TREASURY NOTE 2.625% 7/31/14   2013-10-30 2014-01-02
6000. US TREASURY NOTE 3.250% 7/31/16   2012-04-20 2013-10-11
22000. US TREASURY NOTE 2.125% 5/31/15   2012-04-25 2014-03-26
3000. US TREASURY NOTE 1.000% 8/31/19   2012-09-14 2013-10-03
3000. US TREASURY NOTE 2.500% 8/15/23   2013-10-03 2013-10-30
8. UNITEDHEALTH GRP INC COM   2014-01-07 2014-09-10
9. UNITEDHEALTH GRP INC COM   2014-01-07 2014-09-23
108. URSTADT BIDDLE PPTYS INC-CL A REIT   2011-10-05 2014-01-02
16.99945 VENTAS INC-COM   2013-09-16 2014-01-02
18.00055 VENTAS INC-COM   2013-09-16 2014-01-02
32. VENTAS INC-COM   2013-12-20 2014-01-02
93. VENTAS INC-COM   2011-10-05 2014-01-02
1. VENTAS REALTY LP/CAP CRP 5.450% PFD   2013-04-10 2013-11-04
5. VENTAS REALTY LP/CAP CRP 5.450% PFD   2013-04-10 2014-09-23
6. VERISIGN INC COM   2012-09-04 2014-06-26
3. VERISIGN INC COM   2014-01-08 2014-06-26
8. VERISIGN INC COM   2012-09-04 2014-07-10
7. VERISIGN INC COM   2012-09-04 2014-07-28
80. VERIZON COMMUNICATIONS COM   2013-09-06 2014-01-02
182. VERIZON COMMUNICATIONS COM   2012-10-12 2014-01-02
59. VERIZON COMMUNICATIONS COM   2012-10-12 2014-02-26
.1232 VERIZON COMMUNICATIONS COM   2014-02-25 2014-03-04
4.99307 VERIZON COMMUNICATIONS PFD   2014-09-05 2014-09-23
10.00693 VERIZON COMMUNICATIONS PFD   2014-09-05 2014-09-23
39. VERISK ANALYTICS INC   2013-04-10 2014-01-07
194. VERISK ANALYTICS INC   2012-11-06 2014-01-07
11. VISA INC-CLASS A SHRS   2013-04-10 2014-01-07
95. VISA INC-CLASS A SHRS   2012-10-15 2014-01-07
28. VMWARE INC   2013-05-06 2014-01-07
113. VMWARE INC   2012-10-15 2014-01-07
84. VODAFONE GROUP PLC SPONSORED ADR   2012-10-12 2013-12-04
247. VODAFONE GROUP PLC SPONSORED ADR   2012-10-12 2014-01-02
.5454 VODAFONE GROUP PLC-SP ADR   2012-10-12 2014-02-28
55. VORNADO RLTY TR COM   2013-12-20 2014-01-02
45. VORNADO RLTY TR COM   2012-07-06 2014-01-02
4. VORNADO REALTY TRUST 5.400% PFD   2013-01-18 2014-09-23
5. VORNADO REALTY TRUST 5.700% PFD   2013-01-02 2014-09-23
1. VORNADO REALTY TRUST 6.875% PFD   2013-01-02 2013-11-04
4. VORNADO REALTY TRUST 6.875% PFD   2013-01-02 2014-09-23
1. VORNADO REALTY LP 7.875% PFD   2013-01-02 2013-11-04
6. VORNADO REALTY LP 7.875% PFD   2013-01-02 2013-12-30
11. VORNADO REALTY LP 7.875% PFD   2013-01-02 2014-04-08
3000. WAL-MART STORES INC 2.550% 4/11/23   2013-06-18 2014-01-02
5. WEINGARTEN REALTY INVEST 8.10% PFD   2013-01-02 2014-03-31
1. WEINGARTEN REALTY INVEST 8.10% PFD   2014-02-21 2014-03-31
5. WEINGARTEN RLTY INVS   2014-09-05 2014-09-23
88. WEYERHAEUSER CO COM   2013-06-11 2014-01-02
139. WEYERHAEUSER CO COM   2012-12-14 2014-01-02
97. WHOLE FOODS MKT INC COM   2013-12-11 2014-01-07
11. WILLIAMS COS INC COM W/RTS ATTACHED   2012-09-04 2013-12-12
11. WILLIAMS COS INC COM W/RTS ATTACHED   2012-09-04 2013-12-31
94. WILLIAMS COS INC COM W/RTS ATTACHED   2013-12-04 2014-01-02
5. WILLIAMS COS INC COM W/RTS ATTACHED   2014-01-08 2014-06-26
2. WILLIAMS COS INC COM W/RTS ATTACHED   2014-01-08 2014-07-28
5. WILLIAMS COS INC COM W/RTS ATTACHED   2012-09-04 2014-07-28
17. WILLIAMS COS INC COM W/RTS ATTACHED   2012-09-04 2014-08-25
5. WILLIAMS COS INC COM W/RTS ATTACHED   2012-09-04 2014-09-23
31. WORLD FUEL SVCS CORP   2012-04-10 2014-08-29
125. ZURICH INSURANCE GROUP-ADR   2013-09-06 2014-01-02
5. AON PLC   2012-09-04 2013-10-28
4. AON PLC   2014-01-08 2014-03-10
7. ARCH CAP GROUP LTD COM   2012-09-04 2014-03-10
1. ARCH CAPITAL GROUP LTD 6.750% PFD   2013-01-02 2013-11-04
12. ARCH CAPITAL GROUP LTD 6.750% PFD   2013-01-02 2014-09-23
1. ASPEN INSURANCE HLDG LTD 7.250% PFD   2013-01-02 2013-11-04
8. AXIS CAPITAL HLDGS LTD 5.500% PFD   2013-05-15 2014-09-23
2. AXIS CAPITAL HLDGS LTD 6.875% PFD   2013-01-02 2013-11-04
13. AXIS CAPITAL HLDGS LTD 6.875% PFD   2013-01-02 2014-09-23
70. EATON CORP PLC   2013-09-06 2014-01-02
22. EATON CORP PLC   2013-09-06 2014-09-04
11. EATON CORP PLC   2014-01-07 2014-09-23
3. LIBERTY GLOBAL PLC-A   2014-01-08 2014-01-24
54. MONTPELIER RE HOLDINGS LTD   2010-04-30 2014-08-29
1. PARTNERRE LTD 5.875% PFD   2013-02-12 2013-11-04
8. PARTNERRE LTD 5.875% PFD   2013-02-12 2014-09-23
3. PARTNERRE LTD   2013-01-02 2013-11-04
4. PARTNERRE LTD   2013-01-02 2013-12-18
6. PARTNERRE LTD   2013-01-02 2014-01-17
12. PARTNERRE LTD   2013-01-02 2014-09-23
4. PARTNERRE LTD 7.250% PFD   2013-01-02 2013-12-18
4. PARTNERRE LTD 7.250% PFD   2013-01-02 2014-09-23
7. RENAISSANCERE HOLDING L 5.375% PFD   2013-05-21 2014-09-23
1. RENAISSANCERE HOLDINGS LTD.   2013-01-02 2014-09-23
3. WHITE MTNS INS GROUP INC COM   2010-04-30 2014-08-29
1655.307 GAI CORBIN MULTI STRATEGY FUND   2013-01-29 2014-06-30
195. ACE LIMITED   2012-10-15 2014-01-07
22. ACE LIMITED   2013-04-10 2014-01-07
132.1841 RICI LINKED PAM TOTAL INDEX SER (RF)   2010-10-22 2013-12-31
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 813   1,134 -321
b 1,095   1,544 -449
c 1,330   1,614 -284
d 475   608 -133
e 5,909   6,111 -202
242   255 -13
9,731   10,072 -341
2,085   2,123 -38
7,234   5,412 1,822
3,857   2,938 919
2,751   1,933 818
97   102 -5
734   738 -4
243   250 -7
62   71 -9
43   47 -4
150   164 -14
213   217 -4
54   56 -2
370   369 1
1,572   1,115 457
812   862 -50
25   25  
78   77 1
23   26 -3
76   79 -3
1,277   1,145 132
2,287   1,660 627
1,016   1,010 6
2,247   1,276 971
23   26 -3
102   105 -3
2,376   1,767 609
1,690   1,353 337
679   653 26
1,086   934 152
14,015   11,669 2,346
1,383   1,011 372
25   25  
97   100 -3
25   25  
212   212  
102   102  
310   311 -1
736   568 168
2,231   1,798 433
7,887   6,785 1,102
1,867   1,792 75
21,421   8,652 12,769
9,124   5,960 3,164
330   472 -142
1,735   2,548 -813
2,341   2,214 127
718   552 166
10,351   10,864 -513
2,089   2,128 -39
102   105 -3
72   76 -4
98   99 -1
2,702   2,671 31
1,662   1,891 -229
465   389 76
11,266   8,611 2,655
730   712 18
21,891   20,355 1,536
52   55 -3
229   248 -19
175   181 -6
425   468 -43
10,279   10,948 -669
1,023   939 84
760   703 57
2,949   3,109 -160
992   849 143
1,843   1,390 453
2,702   2,865 -163
512   279 233
666   529 137
16,483   8,801 7,682
60,000   60,316 -316
3,130   2,523 607
4,091   3,432 659
8,466   6,653 1,813
2,053   1,471 582
962   688 274
8,603   5,230 3,373
3,182   1,961 1,221
14,301   10,231 4,070
2,668   1,960 708
6,196   6,029 167
1,430   1,550 -120
23   26 -3
144   157 -13
21   26 -5
599   669 -70
86   92 -6
20   25 -5
280   324 -44
2,421   2,377 44
3,862   3,916 -54
5,729   4,841 888
2,497   2,550 -53
3,036   3,004 32
4,987   4,806 181
8,478   7,791 687
2,856   2,501 355
199   199  
24   25 -1
149   150 -1
25   26 -1
205   210 -5
24   25 -1
298   300 -2
3,638   3,558 80
21   25 -4
573   630 -57
3,724   3,463 261
270   196 74
49   50 -1
353   355 -2
153   153  
180   179 1
127   128 -1
229   230 -1
25   25  
129   129  
103   101 2
439   431 8
76   75 1
231   231  
154   151 3
103   103  
381   384 -3
931   910 21
1,497   1,050 447
499   384 115
1,914   1,334 580
185   202 -17
1,667   1,395 272
13,197   12,346 851
649   627 22
1,144   1,266 -122
1,113   919 194
5,958   4,929 1,029
2,484   1,550 934
5,227   4,212 1,015
1,727   1,474 253
2,272   1,895 377
5,258   5,161 97
1,840   1,809 31
543   519 24
2,135   1,445 690
1,719   1,807 -88
122   105 17
122   92 30
48   38 10
145   156 -11
578   452 126
743   602 141
184   151 33
267   226 41
464   376 88
1,138   1,090 48
692   626 66
3,112   3,205 -93
1,915   552 1,363
3,592   1,086 2,506
207   177 30
83   79 4
3,293   3,034 259
6,102   6,253 -151
44   50 -6
629   676 -47
143   147 -4
734   657 77
15,633   11,625 4,008
17,649   11,220 6,429
4,964   4,477 487
6,199   6,087 112
2,238   2,039 199
738   750 -12
1,209   1,102 107
342   349 -7
187   193 -6
21   26 -5
379   407 -28
308   331 -23
634   604 30
2,863   2,875 -12
50   50  
225   227 -2
1,000   1,000  
25   25  
575   573 2
150   152 -2
27   28 -1
137   140 -3
323   335 -12
25   25  
75   76 -1
275   276 -1
88   92 -4
3,303   5,452 -2,149
2,206   2,063 143
1,601   1,034 567
683   643 40
660   631 29
22   26 -4
149   154 -5
3,475   3,734 -259
8,035   6,471 1,564
2,114   1,844 270
3,956   2,838 1,118
12,395   13,230 -835
1,454   604 850
33   34 -1
330   367 -37
2,534   2,673 -139
2,993   2,458 535
231   213 18
11,690   9,796 1,894
25   25  
128   127 1
255   249 6
179   174 5
153   149 4
1,020   959 61
1,724   1,681 43
2,539   2,510 29
596   562 34
1,079   1,120 -41
3,534   3,841 -307
77   82 -5
47   51 -4
2,201   2,278 -77
926   681 245
2,588   1,734 854
135   137 -2
191   192 -1
193   201 -8
76   76  
125   129 -4
203   207 -4
339   336 3
729   733 -4
2,464   2,175 289
53   54 -1
156   162 -6
132   135 -3
53   54 -1
79   81 -2
185   189 -4
238   243 -5
1,955   1,861 94
698   777 -79
91,495   75,000 16,495
105   154 -49
994   1,229 -235
1,391   1,640 -249
1,412   1,508 -96
555   579 -24
127   135 -8
99   105 -6
102   103 -1
19   25 -6
87   99 -12
1,702   1,454 248
1,323   1,144 179
40,000   39,458 542
2,860   2,604 256
449   372 77
4,298   3,749 549
52   54 -2
560   593 -33
153   156 -3
2,707   2,733 -26
76,056   75,000 1,056
8,282   8,575 -293
2,107   2,178 -71
7,571   7,094 477
3,064   2,960 104
2,078   1,842 236
42   50 -8
141   151 -10
1,797   1,535 262
1,015   894 121
3,783   3,972 -189
1,011   990 21
607   549 58
460   280 180
345   330 15
2,652   1,610 1,042
20,000   20,220 -220
911   852 59
4,949   4,115 834
2,073   1,268 805
331   193 138
104   63 41
104   104  
3,147   3,164 -17
2,666   1,460 1,206
19   25 -6
44   49 -5
60   76 -16
46   50 -4
126   134 -8
102   108 -6
177   187 -10
51   53 -2
25   26 -1
178   203 -25
3,164   3,329 -165
10,846   11,581 -735
4,801   5,533 -732
7,621   7,421 200
90   86 4
631   565 66
164   156 8
2,087   1,997 90
427   444 -17
11,710   11,540 170
14,215   15,194 -979
58   60 -2
50   50  
54   54  
40   40  
20,529   20,636 -107
41   41  
89   93 -4
18   19 -1
12,038   12,265 -227
174   182 -8
26,606   27,641 -1,035
6,375   6,553 -178
12,384   13,028 -644
2,614   2,905 -291
411   321 90
3,544   2,806 738
9,824   10,457 -633
99   104 -5
116   121 -5
94   99 -5
10,433   10,563 -130
130   135 -5
15,284   15,851 -567
120   129 -9
76   81 -5
8,159   8,244 -85
111   119 -8
2,329   2,350 -21
28   30 -2
173,564   194,885 -21,321
325   314 11
11   11  
178   154 24
323   261 62
1,875   1,730 145
29   29  
198   200 -2
3,392   3,075 317
200   205 -5
275   313 -38
552   729 -177
78   104 -26
196   260 -64
323   417 -94
600   629 -29
842   938 -96
20   25 -5
344   376 -32
62   75 -13
357   376 -19
63   76 -13
435   457 -22
2,296   2,232 64
445   434 11
2,837   2,814 23
1,538   1,497 41
79   80 -1
608   578 30
422   392 30
362   330 32
301   260 41
120   69 51
726   396 330
189   198 -9
921   517 404
345   207 138
712   431 281
230   138 92
865   517 348
650   538 112
2,700   1,823 877
846   583 263
3,692   3,628 64
7,163   6,225 938
741   712 29
13,188   13,765 -577
2,299   2,169 130
19   19  
173   187 -14
101   108 -7
644   646 -2
40   39 1
99   104 -5
45   50 -5
305   326 -21
185   201 -16
118   126 -8
141   139 2
287   297 -10
96   97 -1
99   105 -6
567   575 -8
204   207 -3
178   181 -3
4,550   3,378 1,172
17,062   9,628 7,434
4,187   2,209 1,978
1,163   1,032 131
538   416 122
820   709 111
1,041   979 62
3,957   3,681 276
981   1,220 -239
1,236   1,536 -300
5,191   5,270 -79
1,064   1,112 -48
49   50 -1
227   226 1
176   176  
177   177  
82   83 -1
269   277 -8
1,120   1,163 -43
2,230   2,188 42
2,728   2,299 429
29   29  
209   207 2
1,941   3,166 -1,225
431   430 1
493   490 3
3,106   2,573 533
1,605   1,935 -330
2,193   2,465 -272
23   27 -4
154   161 -7
2,859   2,792 67
1,751   1,787 -36
25   27 -2
230   241 -11
4,562   2,477 2,085
1,501   1,352 149
50   50  
77   75 2
282   282  
381   382 -1
25   25  
177   176 1
77   76 1
180   180  
230   230  
23   24 -1
102   102  
23   24 -1
203   203  
70   73 -3
202   203 -1
253   256 -3
24   25 -1
562   567 -5
575   570 5
161   153 8
161   119 42
2,093   1,969 124
1,405   1,343 62
2,152   2,098 54
21   25 -4
429   474 -45
7,035   5,234 1,801
4,556   4,384 172
859   960 -101
272   275 -3
26   26  
179   180 -1
155   154 1
43   51 -8
682   758 -76
332   333 -1
1,256   971 285
10,585   11,128 -543
2,102   1,976 126
3,031   3,047 -16
5,524   4,560 964
2,073   1,871 202
20   25 -5
95   100 -5
20   25 -5
70   75 -5
22   26 -4
250   259 -9
25   27 -2
186   189 -3
3,107   2,949 158
3,405   3,495 -90
5,046   4,390 656
4,026   4,153 -127
161   147 14
161   86 75
319   172 147
328   201 127
614   373 241
296   263 33
176   175 1
181   184 -3
91   88 3
490   438 52
249   191 58
99   103 -4
200   131 69
1,041   689 352
985   656 329
1,510   985 525
3,571   2,678 893
609   629 -20
3,232   3,276 -44
151,799   187,096 -35,297
27,532   27,155 377
12,223   12,416 -193
75,260   75,776 -516
193   196 -3
196   204 -8
453   276 177
2,087   2,077 10
4,058   4,214 -156
1,750   1,580 170
1,606   1,317 289
2,524   1,189 1,335
12,747   6,317 6,430
627   357 270
162   165 -3
968   1,018 -50
684   621 63
5,120   4,346 774
1,392   993 399
388   325 63
304   228 76
5,121   4,328 793
5,797   3,648 2,149
1,560   1,597 -37
2,275   2,925 -650
2,049   1,429 620
2,007   1,559 448
4,674   3,372 1,302
1,507   1,018 489
5,203   4,759 444
2,412   2,413 -1
1,170   987 183
2,943   2,825 118
8,577   7,216 1,361
9,727   8,922 805
1,623   1,366 257
2,370   2,224 146
50   50  
327   332 -5
25   25  
227   230 -3
2,170   2,064 106
3,040   2,583 457
542   406 136
203   132 71
1,488   968 520
1,020   649 371
3,728   3,128 600
1,026   945 81
236   225 11
47   34 13
289   203 86
1,829   1,371 458
729   545 184
24   25 -1
201   200 1
126   126  
25   25  
405   404 1
101   101  
24   25 -1
151   152 -1
23   25 -2
176   176  
20   20  
162   163 -1
25   25  
76   75 1
328   326 2
51   50 1
253   250 3
150   150  
280   280  
240   240  
333   324 9
5,043   5,103 -60
8,588   7,363 1,225
2,884   2,611 273
1,936   1,508 428
2,630   2,641 -11
236   216 20
629   617 12
46   53 -7
256   266 -10
187   199 -12
215   202 13
431   258 173
744   474 270
5,427   4,962 465
816   810 6
5,266   1,437 3,829
71   79 -8
69   79 -10
20   25 -5
148   177 -29
19   25 -6
63   74 -11
1,579   1,766 -187
619   576 43
1,198   1,082 116
2,357   2,194 163
2,044   2,088 -44
3,935   3,695 240
597   577 20
16   15 1
8   8  
9,055   2,499 6,556
5,959   5,954 5
375   250 125
152   83 69
607   533 74
656   410 246
11,176   7,531 3,645
2,254   588 1,666
4,869   1,192 3,677
2,431   2,447 -16
689   703 -14
1,749   1,803 -54
817   794 23
1,758   1,889 -131
57,000   59,427 -2,427
10,000   10,114 -114
50   56 -6
1,060   1,087 -27
2,820   2,874 -54
1,765   1,801 -36
3,411   3,364 47
48   50 -2
68   75 -7
21   26 -5
237   258 -21
150   158 -8
2,391   1,906 485
5,942   5,552 390
5,152   5,077 75
1,295   1,366 -71
950   1,002 -52
1,900   2,058 -158
2,719   2,813 -94
15,494   12,459 3,035
260   224 36
20,321   10,458 9,863
1,604   1,223 381
18,568   9,543 9,025
2,960   822 2,138
417   388 29
2,587   2,178 409
4,024   3,876 148
6,286   6,201 85
4,706   2,905 1,801
2,464   2,566 -102
23   26 -3
205   210 -5
22   25 -3
170   177 -7
22   25 -3
217   224 -7
886   706 180
3,985   1,568 2,417
2,506   2,594 -88
1,374   1,135 239
1,663   1,180 483
6,731   4,826 1,905
24   27 -3
229   241 -12
25   27 -2
183   190 -7
102   109 -7
20   25 -5
44   50 -6
44   53 -9
246   263 -17
22   26 -4
267   287 -20
71   78 -7
91   103 -12
173   176 -3
102   104 -2
2,496   2,044 452
5,010   4,555 455
787   738 49
21,949   17,521 4,428
25   27 -2
258   269 -11
25   27 -2
285   296 -11
49   53 -4
178   185 -7
102   106 -4
25   27 -2
104   110 -6
1,022   841 181
1,726   1,498 228
2,369   2,693 -324
50   53 -3
364   373 -9
4,382   3,900 482
1,751   1,766 -15
23   27 -4
180   188 -8
73   76 -3
278   278  
8,149   6,975 1,174
2,992   2,994 -2
785   655 130
95   67 28
95   82 13
337   314 23
4,789   4,394 395
50,000   46,875 3,125
22   23 -1
69   70 -1
138   140 -2
148   149 -1
23   23  
187   186 1
47   47  
73   74 -1
80   90 -10
748   756 -8
22   23 -1
244   247 -3
8,715   8,279 436
4,944   4,546 398
444   282 162
3,329   2,029 1,300
4,117   3,297 820
22,835   15,935 6,900
2,066   1,959 107
52   55 -3
9,877   8,293 1,584
3,059   3,148 -89
919   641 278
204   180 24
278   135 143
10,795   5,520 5,275
217   207 10
244   101 143
236   101 135
24   26 -2
251   263 -12
2,938   3,465 -527
20   25 -5
187   198 -11
4,426   2,132 2,294
3,385   3,197 188
1,497   1,760 -263
5,926   10,911 -4,985
458   446 12
4,126   4,063 63
14,058   9,935 4,123
1,905   1,786 119
2,730   2,611 119
6,929   7,733 -804
1,942   1,138 804
14,670   8,318 6,352
23   26 -3
270   287 -17
4,143   3,070 1,073
464   329 135
20,647   9,831 10,816
22   25 -3
297   327 -30
229   236 -7
963   1,163 -200
3,643   3,312 331
68   71 -3
132   132  
939   1,013 -74
2,938   2,806 132
1,199   1,195 4
2,374   1,842 532
449   557 -108
1,696   2,026 -330
866   733 133
1,093   1,144 -51
25   27 -2
74   80 -6
100   107 -7
24   26 -2
2,435   1,723 712
3,944   3,567 377
6,019   5,752 267
1,809   1,768 41
2,444   2,321 123
18,000   18,729 -729
2,340   1,782 558
4,684   2,155 2,529
1,772   1,949 -177
727   681 46
1,969   2,065 -96
5,303   5,232 71
14,975   12,010 2,965
3,080   3,341 -261
49   51 -2
9,631   8,019 1,612
4,173   3,904 269
813   779 34
520   439 81
30   30  
337   340 -3
65   75 -10
1,024   984 40
21   25 -4
138   152 -14
27   28 -1
136   139 -3
27   29 -2
373   374 -1
2,092   1,936 156
3,935   3,764 171
752   593 159
756   582 174
779   818 -39
24   28 -4
7,796   8,864 -1,068
5,780   6,595 -815
1,213   1,614 -401
9,603   10,055 -452
1,020   1,052 -32
7,101   7,333 -232
9,130   9,262 -132
6,442   6,638 -196
22,503   23,134 -631
2,884   2,958 -74
3,007   2,974 33
698   615 83
778   691 87
1,977   1,675 302
969   1,085 -116
1,026   1,148 -122
1,825   1,852 -27
5,305   4,422 883
23   25 -2
118   127 -9
304   287 17
152   183 -31
397   382 15
379   334 45
3,916   3,720 196
8,934   8,228 706
2,733   2,663 70
6   6  
129   131 -2
258   263 -5
2,480   2,204 276
12,338   9,157 3,181
2,437   1,763 674
21,049   13,262 7,787
2,641   2,013 628
10,659   9,909 750
3,077   2,374 703
9,606   6,980 2,626
23   28 -5
4,890   4,709 181
4,001   3,311 690
91   99 -8
118   128 -10
25   27 -2
103   108 -5
26   27 -1
155   162 -7
284   297 -13
2,750   2,887 -137
104   115 -11
21   21  
126   126  
2,772   2,593 179
4,378   2,349 2,029
5,370   5,455 -85
375   356 19
424   356 68
3,603   3,417 186
289   195 94
116   78 38
290   162 128
994   550 444
279   162 117
1,375   1,295 80
3,544   3,150 394
390   258 132
345   328 17
397   279 118
25   27 -2
315   324 -9
25   26 -1
178   200 -22
49   53 -4
341   347 -6
5,299   4,641 658
1,544   1,459 85
716   831 -115
250   268 -18
1,698   902 796
21   25 -4
192   200 -8
72   76 -4
89   101 -12
146   152 -6
302   304 -2
101   109 -8
107   109 -2
153   175 -22
25   25  
1,902   1,038 864
183,711   175,000 8,711
19,590   15,111 4,479
2,210   1,918 292
124,653   129,468 -4,815
      8,459
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -321
b       -449
c       -284
d       -133
e       -202
      -13
      -341
      -38
      1,822
      919
      818
      -5
      -4
      -7
      -9
      -4
      -14
      -4
      -2
      1
      457
      -50
       
      1
      -3
      -3
      132
      627
      6
      971
      -3
      -3
      609
      337
      26
      152
      2,346
      372
       
      -3
       
       
       
      -1
      168
      433
      1,102
      75
      12,769
      3,164
      -142
      -813
      127
      166
      -513
      -39
      -3
      -4
      -1
      31
      -229
      76
      2,655
      18
      1,536
      -3
      -19
      -6
      -43
      -669
      84
      57
      -160
      143
      453
      -163
      233
      137
      7,682
      -316
      607
      659
      1,813
      582
      274
      3,373
      1,221
      4,070
      708
      167
      -120
      -3
      -13
      -5
      -70
      -6
      -5
      -44
      44
      -54
      888
      -53
      32
      181
      687
      355
       
      -1
      -1
      -1
      -5
      -1
      -2
      80
      -4
      -57
      261
      74
      -1
      -2
       
      1
      -1
      -1
       
       
      2
      8
      1
       
      3
       
      -3
      21
      447
      115
      580
      -17
      272
      851
      22
      -122
      194
      1,029
      934
      1,015
      253
      377
      97
      31
      24
      690
      -88
      17
      30
      10
      -11
      126
      141
      33
      41
      88
      48
      66
      -93
      1,363
      2,506
      30
      4
      259
      -151
      -6
      -47
      -4
      77
      4,008
      6,429
      487
      112
      199
      -12
      107
      -7
      -6
      -5
      -28
      -23
      30
      -12
       
      -2
       
       
      2
      -2
      -1
      -3
      -12
       
      -1
      -1
      -4
      -2,149
      143
      567
      40
      29
      -4
      -5
      -259
      1,564
      270
      1,118
      -835
      850
      -1
      -37
      -139
      535
      18
      1,894
       
      1
      6
      5
      4
      61
      43
      29
      34
      -41
      -307
      -5
      -4
      -77
      245
      854
      -2
      -1
      -8
       
      -4
      -4
      3
      -4
      289
      -1
      -6
      -3
      -1
      -2
      -4
      -5
      94
      -79
      16,495
      -49
      -235
      -249
      -96
      -24
      -8
      -6
      -1
      -6
      -12
      248
      179
      542
      256
      77
      549
      -2
      -33
      -3
      -26
      1,056
      -293
      -71
      477
      104
      236
      -8
      -10
      262
      121
      -189
      21
      58
      180
      15
      1,042
      -220
      59
      834
      805
      138
      41
       
      -17
      1,206
      -6
      -5
      -16
      -4
      -8
      -6
      -10
      -2
      -1
      -25
      -165
      -735
      -732
      200
      4
      66
      8
      90
      -17
      170
      -979
      -2
       
       
       
      -107
       
      -4
      -1
      -227
      -8
      -1,035
      -178
      -644
      -291
      90
      738
      -633
      -5
      -5
      -5
      -130
      -5
      -567
      -9
      -5
      -85
      -8
      -21
      -2
      -21,321
      11
       
      24
      62
      145
       
      -2
      317
      -5
      -38
      -177
      -26
      -64
      -94
      -29
      -96
      -5
      -32
      -13
      -19
      -13
      -22
      64
      11
      23
      41
      -1
      30
      30
      32
      41
      51
      330
      -9
      404
      138
      281
      92
      348
      112
      877
      263
      64
      938
      29
      -577
      130
       
      -14
      -7
      -2
      1
      -5
      -5
      -21
      -16
      -8
      2
      -10
      -1
      -6
      -8
      -3
      -3
      1,172
      7,434
      1,978
      131
      122
      111
      62
      276
      -239
      -300
      -79
      -48
      -1
      1
       
       
      -1
      -8
      -43
      42
      429
       
      2
      -1,225
      1
      3
      533
      -330
      -272
      -4
      -7
      67
      -36
      -2
      -11
      2,085
      149
       
      2
       
      -1
       
      1
      1
       
       
      -1
       
      -1
       
      -3
      -1
      -3
      -1
      -5
      5
      8
      42
      124
      62
      54
      -4
      -45
      1,801
      172
      -101
      -3
       
      -1
      1
      -8
      -76
      -1
      285
      -543
      126
      -16
      964
      202
      -5
      -5
      -5
      -5
      -4
      -9
      -2
      -3
      158
      -90
      656
      -127
      14
      75
      147
      127
      241
      33
      1
      -3
      3
      52
      58
      -4
      69
      352
      329
      525
      893
      -20
      -44
      -35,297
      377
      -193
      -516
      -3
      -8
      177
      10
      -156
      170
      289
      1,335
      6,430
      270
      -3
      -50
      63
      774
      399
      63
      76
      793
      2,149
      -37
      -650
      620
      448
      1,302
      489
      444
      -1
      183
      118
      1,361
      805
      257
      146
       
      -5
       
      -3
      106
      457
      136
      71
      520
      371
      600
      81
      11
      13
      86
      458
      184
      -1
      1
       
       
      1
       
      -1
      -1
      -2
       
       
      -1
       
      1
      2
      1
      3
       
       
       
      9
      -60
      1,225
      273
      428
      -11
      20
      12
      -7
      -10
      -12
      13
      173
      270
      465
      6
      3,829
      -8
      -10
      -5
      -29
      -6
      -11
      -187
      43
      116
      163
      -44
      240
      20
      1
       
      6,556
      5
      125
      69
      74
      246
      3,645
      1,666
      3,677
      -16
      -14
      -54
      23
      -131
      -2,427
      -114
      -6
      -27
      -54
      -36
      47
      -2
      -7
      -5
      -21
      -8
      485
      390
      75
      -71
      -52
      -158
      -94
      3,035
      36
      9,863
      381
      9,025
      2,138
      29
      409
      148
      85
      1,801
      -102
      -3
      -5
      -3
      -7
      -3
      -7
      180
      2,417
      -88
      239
      483
      1,905
      -3
      -12
      -2
      -7
      -7
      -5
      -6
      -9
      -17
      -4
      -20
      -7
      -12
      -3
      -2
      452
      455
      49
      4,428
      -2
      -11
      -2
      -11
      -4
      -7
      -4
      -2
      -6
      181
      228
      -324
      -3
      -9
      482
      -15
      -4
      -8
      -3
       
      1,174
      -2
      130
      28
      13
      23
      395
      3,125
      -1
      -1
      -2
      -1
       
      1
       
      -1
      -10
      -8
      -1
      -3
      436
      398
      162
      1,300
      820
      6,900
      107
      -3
      1,584
      -89
      278
      24
      143
      5,275
      10
      143
      135
      -2
      -12
      -527
      -5
      -11
      2,294
      188
      -263
      -4,985
      12
      63
      4,123
      119
      119
      -804
      804
      6,352
      -3
      -17
      1,073
      135
      10,816
      -3
      -30
      -7
      -200
      331
      -3
       
      -74
      132
      4
      532
      -108
      -330
      133
      -51
      -2
      -6
      -7
      -2
      712
      377
      267
      41
      123
      -729
      558
      2,529
      -177
      46
      -96
      71
      2,965
      -261
      -2
      1,612
      269
      34
      81
       
      -3
      -10
      40
      -4
      -14
      -1
      -3
      -2
      -1
      156
      171
      159
      174
      -39
      -4
      -1,068
      -815
      -401
      -452
      -32
      -232
      -132
      -196
      -631
      -74
      33
      83
      87
      302
      -116
      -122
      -27
      883
      -2
      -9
      17
      -31
      15
      45
      196
      706
      70
       
      -2
      -5
      276
      3,181
      674
      7,787
      628
      750
      703
      2,626
      -5
      181
      690
      -8
      -10
      -2
      -5
      -1
      -7
      -13
      -137
      -11
       
       
      179
      2,029
      -85
      19
      68
      186
      94
      38
      128
      444
      117
      80
      394
      132
      17
      118
      -2
      -9
      -1
      -22
      -4
      -6
      658
      85
      -115
      -18
      796
      -4
      -8
      -4
      -12
      -6
      -2
      -8
      -2
      -22
       
      864
      8,711
      4,479
      292
      -4,815
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 233,341
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 232,981 4,834,204 0.048194
2011 242,860 4,713,163 0.051528
2010 155,901 4,810,556 0.032408
2009 188,333 3,027,092 0.062216
2008 260,754 3,791,873 0.068767
2 Total of line 1, column (d) ...................... 2 0.263113
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.052623
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 5,008,394
5 Multiply line 4 by line 3....................... 5 263,557
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 3,187
7 Add lines 5 and 6......................... 7 266,744
8 Enter qualifying distributions from Part XII, line 4.............. 8 244,702
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 6,375
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 6,375
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 6,375
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 5,988
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,988
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 387
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletGA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (800) 352-3705
    Located atbullet1 WEST 4TH STREETWINSTON SALEMNC ZIP+4bullet271013818
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WELLS FARGO BANK NA TRUSTEE
    40     		60,838    
    1525 W WT HARRIS BLVD D1114 044
    CHARLOTTE,NC28288
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    250,420
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    6,375
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    6,375
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    244,045
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    244,045
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    244,045
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 244,045
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 217,510
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 0
    b From 2009....... 0
    c From 2010....... 0
    d From 2011....... 0
    e From 2012....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 244,702
    a Applied to 2012, but not more than line 2a 217,510
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 27,192
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		216,853
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009.... 0
    b Excess from 2010.... 0
    c Excess from 2011.... 0
    d Excess from 2012.... 0
    e Excess from 2013.... 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Wells Fargo Bank N A
    3280 Peachtree Rd Ste 300
    Atlanta,GA30305
    (404) 238-0444
    bThe form in which applications should be submitted and information and materials they should include:
    Letter; include financial statement, officers, purpose of grant, and other relevant information
    cAny submission deadlines:
    None
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    40% income may be distributed to any GA or Southern Baptist related institution in state of GA, 60% to pre-selected institutions.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SECOND PONCE DE LEON BAPTIST
    CHURCH
    2715 PEACHTREE ROAD NE
    ATLANTA,GA30305     		NONE PC SUPPORT 54,378
    SILOAM BAPTIST CHURCH
    505 WASHINGTON STREET
    MARION,AL36756     		NONE PC SUPPORT 21,751
    PITTSBURGH KINGDOM DOORS
    BAPTIST CHURCH INC
    PO BOX 7384
    ATLANTA,GA30357     		NONE PC SUPPORT 10,000
    TRUETT MCCONNELL COLLEGE
    100 ALUMNI DRIVE
    CLEVELAND,GA30528     		NONE PC SUPPORT 37,004
    BAPTIST CONVENTION OF THE
    STATE OF GA
    6405 SUGARLOAF PARKWAY
    DULUTH,GA30097     		NONE PC SUPPORT 20,000
    BAPTIST VILLAGE INC
    2650 CARSWELL AVENUE
    WAYCROSS,GA31503     		NONE PC SUPPORT 20,000
    SOUTHERN BAPTIST
    THEOLOGICAL SEMINARY
    2825 LEXINGTON ROAD
    LOUISVILLE,KY40280     		NONE PC SUPPORT 54,378
    Total .................................bullet 3a 217,511
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 147,018  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 233,341  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aMUT FDS OTHER INC     01 737  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   381,096  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13381,096
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,000     1,000

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Name of Bond End of Year Book Value End of Year Fair Market Value
    00206RAW2 AT&T INC 12,747 12,393
    0258M0CZ0 AMER EXPRESS CREDIT    
    0258M0DC0 AMERICAN EXPRESS CRE    
    031162AJ9 AMGEN INC    
    037411AZ8 APACHE CORP    
    060505AU8 BANK OF AMERICA CORP    
    19416QDZ0 COLGATE-PALMOLIVE CO    
    20030NAE1 COMCAST CORP    
    20030NBB6 COMCAST CORP    
    20825CAT1 CONOCOPHILLIPS    
    244199BC8 DEERE & COMPANY    
    25459HAY1 DIRECTV HLDG/FIN INC 10,589 10,349
    260543CA9 DOW CHEMICAL CO/THE    
    264399EQ5 DUKE ENERGY CORP    
    29379VAV5 ENTERPRISE PRODUCTS    
    36962G3P7 GENERAL ELEC CAP COR    
    36962GU69 GENERAL ELEC CAP COR 16,733 15,811
    38141GEA8 GOLDMAN SACHS GROUP    
    38141GFM1 GOLDMAN SACHS GROUP    
    404280AK5 HSBC HOLDINGS PLC    
    437076AR3 HOME DEPOT INC    
    459200GX3 IBM CORP 15,524 15,310
    46625HHR4 JPMORGAN CHASE & CO 12,584 12,252
    46625HHS2 JPMORGAN CHASE & CO    
    487836BB3 KELLOGG CO    
    50075NBA1 KRAFT FOODS INC    
    59018YN64 MERRILL LYNCH & CO    
    59156RAN8 METLIFE INC 13,261 12,374
    594918AB0 MICROSOFT CORP    
    61747YCF0 MORGAN STANLEY    
    655044AF2 NOBLE ENERGY INC    
    713448BT4 PEPSICO INC 12,618 12,354
    88732JAW8 TIME WARNER CABLE IN    
    913017BU2 UNITED TECHNOLOGIES 12,255 12,177
    037833AK6 APPLE INC    
    05565QCE6 BP CAPITAL MARKETS 14,490 14,731
    06366QW86 BANK OF MONTREAL 12,384 12,356
    172967GL9 CITIGROUP INC    
    262028855 DRIEHAUS ACTIVE INCO 135,000 133,124
    263534BX6 E.I. DU PONT DE NEMO    
    277911491 EATON VANCE FLOATING 179,780 177,264
    278865AK6 ECOLAB INC 10,405 10,379
    315920702 FID ADV EMER MKTS IN 90,000 88,285
    428236BW2 HEWLETT-PACKARD CO 10,060 10,271
    52470G742 WESTERN ASSET SMASH    
    52470G759 WESTERN ASSET SMASH    
    693390841 PIMCO HIGH YIELD FD- 140,133 137,275
    693476BM4 PNC FUNDING CORP 12,457 12,382
    76720AAE6 RIO TINTO FIN USA PL    
    880208400 TEMPLETON GLOBAL BON 103,556 100,515
    88732JAH1 TIME WARNER CABLE IN 11,593 11,084
    931142DH3 WAL-MART STORES INC    
    931422AJ8 WALGREEN CO 10,127 10,036
    044820504 ASHMORE EMERG MKTS C 94,684 92,305
    256210105 DODGE & COX INCOME F 170,542 173,561
    38141GFG4 GOLDMAN SACHS GROUP 11,226 11,195
    68389XAQ8 ORACLE CORP 15,238 15,198
    87612EBB1 TARGET CORP 12,035 12,018
    92343VBP8 VERIZON COMMUNICATIO 10,642 10,536

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Name of Stock End of Year Book Value End of Year Fair Market Value
    02553E106 AMERICAN EAGLE OUTFI 1,527 2,047
    126804301 CABELAS INC 2,137 7,186
    139594105 CAPELLA EDUCATION    
    418056107 HASBRO INC    
    817565104 SERVICE CORP INTL 3,725 8,477
    864159108 STURM RUGER & CO INC 1,689 3,603
    29266R108 ENERGIZER HOLDINGS I    
    67018T105 NU SKIN ENTERPRISES    
    741511109 PRICESMART INC 1,844 6,337
    050095108 ATWOOD OCEANICS INC 4,129 5,374
    49455U100 KINDER MORGAN MGMT L    
    017175100 ALLEGHANY CORP DEL N    
    278265103 EATON VANCE CORP COM 2,082 3,396
    55262C100 MBIA INC 3,413 3,250
    879080109 TEJON RANCH CO 2,203 2,215
    690732102 OWENS & MINOR INC    
    88033G100 TENET HEALTHCARE COR    
    014482103 ALEXANDER & BALDWIN    
    22025Y407 CORRECTIONS CORP OF 3,868 6,357
    483548103 KAMAN CORPCOMMON 1,848 2,319
    498904200 KNOLL INC    
    679580100 OLD DOMINION FREIGHT 2,677 11,585
    894650100 TREDEGAR CORPORATION 2,791 2,927
    007974108 ADVENT SOFTWARE INC 2,480 3,440
    594793101 MICREL INC COM    
    92046N102 VALUECLICK INC    
    012653101 ALBEMARLE CORP COM 4,608 5,890
    573284106 MARTIN MARIETTA MATL 2,832 4,126
    651587107 NEWMARKET CORP 2,702 9,526
    086516101 BEST BUY INC    
    17306X102 CITI TRENDS INC    
    36467W109 GAMESTOP CORP    
    401617105 GUESS INC    
    855030102 STAPLES INC    
    054303102 AVON PRODS INC    
    501044101 KROGER CO    
    60871R209 MOLSON COORS BREWING    
    786514208 SAFEWAY INC NEW    
    12802T101 CAL DIV INTERNATIONA    
    13342B105 CAMERON INTL CORP    
    261608103 DRESSER-RAND GRP    
    651290108 NEWFIELD EXPL CO    
    723787107 PIONEER NAT RES CO    
    845467109 SOUTHWESTERN ENERGY    
    91913Y100 VALERO ENERGY CORP    
    524901105 LEGG MASON INC    
    571748102 MARSH & MCLENNAN COS    
    665859104 NORTHERN TRUST CORP    
    712704105 PEOPLES UNITED FINAN    
    693366205 PICO HOLDINGS INC    
    743315103 PROGRESSIVE CORP OHI 2,353 2,958
    808513105 SCHWAB CHARLES CORP 1,767 4,232
    00817Y108 AETNA INC-NEW    
    101137107 BOSTON SCIENTIFIC CO    
    436440101 HOLOGIC INC    
    74834L100 QUEST DIAGNOSTICS IN    
    018804104 ALLIANT TECHSYSTEMS 3,585 4,978
    205944101 CON-WAY INC    
    302130109 EXPEDITORS INTL WASH 787 852
    450911102 ITT CORPORATION    
    760759100 REPUBLIC SERVICE INC    
    774341101 ROCKWELL COLLINS 1,759 1,884
    880779103 TEREX CORP NEW    
    032095101 AMPHENO CORP    
    12673P105 CA INC    
    25659T107 DOLBY LABORATORIES    
    346375108 FORMFACTOR INC    
    535678106 LINEAR TECHNOLOGY CO    
    871503108 SYMATEC CORP    
    879664100 TELLABS OPERATIONS    
    959802109 WESTERN UNION    
    826552101 SIGMA ALDRICH CORP    
    810186106 THE SCOTTS MIRACLE    
    620076307 MOTOROLA SOLUTIONS, 3,905 5,126
    281020107 EDISON INTL COM    
    902681105 UGI CORP NEW    
    976657106 WISCONSIN ENERGY COR    
    023135106 AMAZON COM INC COM    
    099724106 BORG WARNER INC.    
    189754104 COACH INC    
    500255104 KOHLS CORP    
    517834107 LAS VEGAS SANDS CORP 10,614 10,762
    580135101 MCDONALDS CORP 11,816 11,851
    64110L106 NETFLIX.COM    
    855244109 STARBUCKS CORP COM    
    85590A401 STARWOOD HOTELS & RE    
    887317303 TIME WARNER INC    
    918204108 V F CORP    
    988498101 YUM BRANDS INC    
    191216100 COCA COLA CO 3,576 3,839
    518439104 ESTEE LAUDER COM    
    494368103 KIMBERLY CLARK CORP 7,232 8,713
    501044101 KROGER CO    
    582839106 MEAD JOHNSON NUTRITI 3,371 4,137
    713448108 PEPSICO INC 1,635 2,327
    742718109 PROCTER & GAMBLE CO 5,971 6,532
    902494103 TYSON FOODS INC    
    931142103 WAL MART STORES    
    057224107 BAKER HUGHES INC    
    26875P101 EOG RESOURCES, INC 2,210 3,961
    637071101 NATIONAL OILWELL INC 5,123 5,479
    75281A109 RANGE RES CORP    
    12572Q105 CME GROUP INC 6,223 6,396
    200340107 COMERICA INC    
    018490102 ALLERGAN INC    
    302182100 EXPRESS SCRIPTS INC    
    375558103 GILEAD SCIENCES INC 3,792 5,535
    452327109 ILLUMINA INC    
    478160104 JOHNSON & JOHNSON 14,617 18,973
    91324P102 UNITEDHEALTH GROUP I 7,817 8,798
    941848103 WATERS CORP    
    097023105 BOEING CO 8,698 8,280
    235851102 DANAHER CORP    
    740189105 PRECISION CASTPARTS    
    755111507 RAYTHEON CO    
    760759100 REPUBLIC SERVICES IN    
    858912108 STERICYCLE INC    
    913017109 UNITED TECHNOLOGIES    
    88579Y101 3M CO    
    037833100 APPLE INC 11,269 14,710
    177376100 CITRIX SYS INC COM    
    268648102 E M C CORP MASS 4,856 5,559
    38259P508 GOOGLE INC    
    458140100 INTEL CORP    
    48203R104 JUNIPER NETWORKS    
    594918104 MICROSOFT CORP 10,430 14,186
    68389X105 ORACLE CORPORATION 4,880 4,938
    747525103 QUALCOMM INC    
    92342Y109 VERIFONE SYSTEMS INC    
    01741R102 ALLEGHENY TECHNOLOGI    
    35671D857 FREEPORT-MCMORAN CO    
    61166W101 MONSANTO CO NEW    
    74005P104 PRAXAIR INC COM    
    826552101 SIGMA ALDRICH CORP    
    025537101 AMERICAN ELECTRIC PO 1,904 2,245
    20030N200 COMCAST CORP-SPECIAL    
    372460105 GENUINE PARTS CO    
    459902102 INTERNATIONAL GAME T    
    500255104 KOHLS CORP    
    855030102 STAPLES INC    
    887317303 TIME WARNER INC    
    872540109 TJX COS INC NEW 12,022 13,313
    194162103 COLGATE PALMOLIVE CO    
    13342B105 CAMERON INTL CORP    
    20825C104 CONOCOPHILLIPS 4,484 6,045
    25179M103 DEVON ENERGY CORPORA    
    30231G102 EXXON MOBIL CORPORAT 4,278 3,856
    637071101 NATIONAL OILWELL VAR    
    674599105 OCCIDENTAL PETE CORP    
    025816109 AMERICAN EXPRESS CO    
    03076C106 AMERIPRISE FINL INC    
    09247X101 BLACKROCK INC 4,076 4,268
    125581801 CIT GROUP INC. 979 1,195
    354613101 FRANKLIN RESOURCES    
    59156R108 METLIFE INC    
    629491101 NYSE EURONEXT INC    
    744320102 PRUDENTIAL FINL INC    
    87236Y108 TD AMERITRADE HLDG C    
    89417E109 TRAVELERS COMPANIES,    
    002824100 ABBOTT LABS    
    00817Y108 AETNA INC    
    23918K108 DAVITA INC    
    50540R409 LABORATORY CRP OF AM 3,939 4,579
    883556102 THERMO FISHER SCIENT 4,811 5,233
    91324P102 UNITEDHEALTH GROUP    
    097023105 BOEING CO    
    235851102 DANAHER CORP    
    244199105 DEERE & CO    
    774341101 ROCKWELL COLLINS    
    94106L109 WASTE MANAGEMENT    
    037833100 APPLE INC    
    038222105 APPLIED MATERIALS IN    
    219350105 CORNING INC    
    24702R101 DELL INC    
    285512109 ELECTRONIC ARTS INC    
    31620M106 FIDELITY NATL INFORM 2,706 4,842
    552715104 MEMC ELECTR    
    594918104 MICROSOFT CORP    
    68389X105 ORACLE CORP    
    882508104 TEXAS INSTRUMENTS IN    
    92826C839 VISA INC-CLASS A SHR    
    984332106 YAHOO INC    
    263534109 DU PONT E I DE NEMOU    
    460146103 INTERNATIONAL PAPER    
    74005P104 PRAXAIR INC    
    156700106 CENTURYLINK, INC    
    67019E107 NSTAR    
    976657106 WISCONSIN ENERGY    
    000375204 ABB LTD - ADR    
    00846U101 AGILENT TECHNOLOGIES    
    009363102 AIRGAS INC COM 3,138 4,094
    014491104 ALEXANDER & BALDWIN 2,093 4,065
    024013104 AMERICAN ASSETS TRUS    
    024835100 AMERICAN CAMPUS CMNT    
    026874784 AMERICAN INTERNATION    
    03027X100 AMERICAN TOWER CORP    
    03485P201 ANGLO AMERN PLC ADR    
    03524A108 ANHEUSER-BUSCH INBEV 5,830 6,208
    053332102 AUTOZONE INC 3,766 5,097
    053484101 AVALONBAY CMNTYS INC    
    05382A104 AVIVA PLC - ADR    
    055434203 BG GROUP PLC - ADR    
    05564E106 BRE PPTYS INC CL A 1    
    05845R306 BALFOUR BEATTY PLC-S    
    066011206 BANK YOKOHAMA LTD JA    
    067383109 BARD C R INC 2,904 4,139
    06738E204 BARCLAYS PLC - ADR    
    073730103 BEAM INC    
    075887109 BECTON DICKINSON & C 2,360 3,528
    09062X103 BIOGEN IDEC INC    
    101121101 BOSTON PROPERTIES IN    
    110122108 BRISTOL MYERS SQUIBB 4,544 5,988
    111013108 BRITISH SKY BROADCAS    
    112585104 BROOKFIELD ASSET MAN 10,723 13,488
    112900105 BROOKFIELD OFFICE PR    
    115236101 BROWN & BROWN INC 3,528 4,308
    121220107 BURGER KING WORLDWID 2,171 4,746
    12504L109 CBRE GROUP INC 1,811 3,063
    12776P200 CAIRN ENERGY PLC-UNS    
    131347304 CALPINE CORP/NEW 1,311 1,606
    133131102 CAMDEN PPTY TR SH BE    
    14040H105 CAPITAL ONE FINANCIA    
    143130102 CARMAX INC 2,831 3,670
    156782104 CERNER CORP COM    
    169403201 CHINA OVERSEAS LAN-U    
    16941M109 DPS CHINA MOBILE LIM    
    171798101 CIMAREX ENERGY CO 1,575 3,416
    189054109 CLOROX CO    
    191085208 COCA-COLA AMATIL LIM    
    192446102 COGNIZANT TECH SOLUT    
    198516106 COLUMBIA SPORTSWEAR 2,502 3,650
    217204106 COPART INC COM 2,972 3,225
    22282E102 COVANTA HLDG CORP    
    222862104 COVENTRY HEALTH CARE    
    228227104 CROWN CASTLE INTL CO 5,074 6,281
    23304Y100 DBS GROUP HOLDINGS L    
    23636T100 DANONE ADR    
    237194105 DARDEN RESTAURANTS I    
    249030107 DENTSPLY INTL INC CO 2,191 2,736
    25157Y202 DEUTSCHE POST AG ADR    
    253868103 DIGITAL RLTY TR INC    
    25470F104 DISCOVERY COMMUNICAT    
    25470F302 DISCOVERY COMMUNICAT 5,137 6,561
    256677105 DOLLAR GENERAL CORP 3,327 3,972
    257738203 DONGFENG MOTOR GRP-H    
    26613Q106 DUPONT FABROS TECHNO    
    273202101 EAST JAPAN RAILWAY C    
    277276101 EASTGROUP PPTYS INC    
    278768106 ECHOSTAR CORPORATION 1,511 2,584
    278865100 ECOLAB INC 887 1,608
    292448206 EMPRESAS ICA S.A. -S    
    29476L107 EQUITY RESIDENTIAL P    
    297178105 ESSEX PPTY TR COM    
    30219G108 EXPRESS SCRIPTS HOLD    
    30303M102 FACEBOOK INC    
    303075105 FACTSET RESH SYS INC 1,310 1,701
    307000109 FAMILY DLR STORES IN    
    311900104 FASTENAL CO 2,601 2,559
    313747206 FEDERAL RLTY INVT TR    
    31428X106 FEDEX CORPORATION    
    32054K103 FIRST INDL RLTY TR I 2,707 5,056
    345550107 FOREST CITY ENTERPRI 2,280 2,934
    351858105 FRANCO NEV CORP NPV    
    358029106 FRESENIUS MEDICAL CA    
    35804M105 FRESENIUS SE & CO-SP    
    368287207 0A0 GAZPROM LEVEL 1    
    370023103 GENERAL GROWTH PROPE 783 895
    371901109 GENTEX CORP    
    379302102 GLIMCHER RLTY TR COM    
    384802104 GRAINGER W W INC 2,123 2,517
    40414L109 HCP INC 4,728 4,368
    404280406 HSBC - ADR 13,934 13,890
    41902R103 HATTERAS FINANCIAL C    
    42217K106 HEALTH CARE REIT INC 3,722 3,929
    423012202 HEINEKEN N.V. - ADR    
    42550U109 HENKEL AG AND CO. KG    
    42551K100 HENGDELI HOLDINGS-UN    
    438128308 HONDA MOTOR CO., LTD    
    44107P104 HOST HOTELS & RESORT    
    44980Q518 ING INTERNATIONAL RE    
    453142101 IMPERIAL TOBACCO GRO    
    456837103 ING GROEP N.V. - ADR    
    459200101 INTERNATIONAL BUSINE 3,803 3,797
    46115H107 INTESA SANPAOLO-SPON    
    461202103 INTUIT COM 3,085 4,645
    462846106 IRON MOUNTAIN INC    
    46625H365 JP MORGAN ALERIAN ML    
    481165108 JOY GLOBAL INC    
    48241A105 KB FINANCIAL GROUP I    
    485785109 KASIKORNBANK PCL-UNS    
    492051305 KEPPEL LTD ADR    
    49427F108 KILROY REALTY CORP C    
    49456B101 KINDER MORGAN INC/DE 6,850 7,093
    496902404 KINROSS GOLD CORP    
    500467402 KONINKLIJKE AHOLD NV    
    50075N104 KRAFT FOODS INC    
    50077C106 KRATON PERFORMANCE P    
    50212V100 LPL FINANCIAL HOLDIN 944 1,566
    512815101 LAMAR ADVERTISING CO    
    52106N889 LAZARD EMERGING MKTS    
    526250105 LENOVO GROUP LTD SP    
    527288104 LEUCADIA NATL CORP C 3,416 3,957
    530322106 LIBERTY MEDIA CORP -    
    530555101 LIBERTY GLOBAL INC-A    
    53071M104 LIBERTY INTERACTIVE 4,231 6,360
    53071M880 LIBERTY VENTURES - S 1,195 2,088
    53578A108 LINKEDIN CORP    
    540424108 LOEWS CORP 6,015 6,124
    55261F104 M & T BANK CORPORATI 2,633 3,699
    554382101 MACERICH CO COM    
    565100104 MAPRFE SA-UNSP ADR    
    56585A102 MARATHON PETROLEUM C    
    570535104 MARKEL HOLDINGS 6,446 8,906
    57686G105 MATSON INC. 2,031 2,979
    595017104 MICROCHIP TECHNOLOGY 3,173 4,440
    605203108 MISSION WEST PPTYS I    
    608190104 MOHAWK INDS INC COM 1,875 3,505
    615369105 MOODYS CORP 4,213 9,261
    636180101 NATIONAL FUEL GAS CO 899 1,260
    636274300 NATIONAL GRID PLC AD 9,141 11,716
    649274305 NEW WORLD DEV LTD AD    
    664397106 NORTHEAST UTILS    
    67103H107 O'REILLY AUTOMOTIVE 5,662 10,224
    681936100 OMEGA HEALTHCARE INV    
    686330101 ORIX CORPORATION - A    
    69360J107 PS BUSINESS PARKS IN    
    717081103 PFIZER INC 8,683 9,019
    718172109 PHILIP MORRIS INTERN 17,246 16,930
    74340W103 PROLOGIS INC    
    74435K204 PRUDENTIAL PLC - ADR 3,031 7,745
    74460D109 PUBLIC STORAGE INC C    
    754907103 RAYONIER INC COM    
    76026T205 REPSOL S.A. ADR    
    761152107 RESMED INC    
    767204100 RIO TINTO PLC - ADR 3,302 3,049
    767744105 RITCHIE BROS AUCTION 1,667 1,881
    771195104 ROCHE HOLDINGS LTD - 5,500 8,286
    78440X101 SL GREEN REALTY CORP    
    78467K107 SSE PLC-SPN ADR    
    786584102 SAFRAN SA-UNSPON ADR    
    80004C101 SANDISK CORP COM    
    803054204 SAP AG - ADR    
    806857108 SCHLUMBERGER LTD 5,008 7,423
    80687P106 SCHNEIDER ELECTRIC S    
    824348106 SHERWIN WILLIAMS CO    
    82481R106 SHIRE PLC ADR    
    827084864 SILICONWARE PRECISIO    
    828806109 SIMON PROPERTY GROUP    
    832696405 JM SMUCKER CO    
    84610H108 SOVRAN SELF STORAGE    
    86272T106 STRATEGIC HOTELS & R    
    865613103 SUMITOMO CORP-SPON A    
    870195104 SWEDBANK AB ADR    
    87160A100 SYNGENTA AG - ADR    
    874039100 TAIWAN SEMICONDUCTOR    
    875465106 TANGER FACTORY OUTLE    
    876664103 TAUBMAN CTRS INC COM    
    87944W105 TELENOR ASA - ADR 2,618 3,817
    88076W103 TERADATA CORP    
    881624209 TEVA PHARMACEUTICAL    
    892331307 TOYOTA MOTOR CORPORA 6,302 6,112
    899415202 TULLOW OIL PLC ADR    
    902653104 UDR INC    
    904311107 UNDER ARMOUR INC    
    904784709 UNILEVER N.V. - ADR 5,551 6,666
    907818108 UNION PACIFIC CORP 7,156 9,324
    917286205 URSTADT BIDDLE PPTYS    
    91911K102 VALEANT PHARMACEUTIC 4,035 7,741
    92276F100 VENTAS INC COM 4,062 3,903
    92343E102 VERISIGN INC COM 4,107 4,740
    92343V104 VERIZON COMMUNICATIO 14,296 15,347
    92532F100 VERTEX PHARMACEUTICA    
    92852T201 VIVENDI SA-UNSPON AD    
    929042109 VORNADO REALTY TRUST    
    92933H101 WPP GRP PLC AMER DEP    
    962166104 WEYERHAEUSER CO    
    969457100 WILLIAMS COS INC 8,415 13,339
    981475106 WORLD FUEL SERVICES 2,214 2,116
    983134107 WYNN RESORTS LTD 1,134 2,245
    98462Y100 YAMANA GOLD INC    
    984846105 YANZHOU COAL MINING    
    G0408V102 AON PLC 3,307 5,611
    G0450A105 ARCH CAPITAL GROUP L 1,197 1,642
    G2554F113 COVIDIEN PLC    
    G47791101 INGERSOLL-RAND PLC    
    G62185106 MONTPELIER RE HOLDIN 1,937 3,606
    G6359F103 NABORS INDUSTRIES LT    
    G7945E105 SEADRILL LIMITED    
    G9618E107 WHITE MTNS INS GROUP 5,059 7,561
    G96666105 WILLIS GROUP HOLDING 2,588 2,484
    H89128104 TYCO INTERNATIONAL L 2,414 3,788
    N07059186 ASML HOLDING NV0NY R    
    N7902X106 SENSATA TECHNOLOGIES 1,944 2,850
    Y64354205 OCEAN RIG UDW INC -    
    00101J106 ADT CORP/THE    
    001055300 AFLAC INC 5.500% PFD 826 850
    00206R102 AT & T INC 9,132 8,951
    00287Y109 ABBVIE INC    
    003021714 ABERDEEN EMERG MARKE 110,000 108,279
    007924301 AEGON N V 2,716 2,722
    007924400 AEGON N V    
    007924509 AEGON NV 825 828
    007924608 AEGON NV 8.000% PFD 1,433 1,455
    008252868 AFFILIATED MANAGERS 204 204
    008252876 AFFILIATED MANAGERS 282 280
    015271703 ALEXANDRIA REAL ESTA 334 331
    020002309 ALLSTATE CORP PFD 152 147
    020002408 ALLSTATE CORP 5.625% 369 364
    020002606 ALLSTATE CORP 6.750% 748 755
    02209S103 ALTRIA GROUP INC 7,507 10,520
    025932401 AMERICAN FINANCIAL G 338 334
    025932500 AMERICAN FINANCIAL G 202 194
    02665T306 AMERICAN HOMES 4 REN    
    02927E303 AMERICAN RESIDENTIAL    
    03076C205 AMERIPRISE FINANCIAL    
    042068106 ARM HOLDINGS PLC - A    
    044209104 ASHLAND INC NEW 3,023 3,539
    046353108 ASTRAZENECA PLC ADR 2,451 3,572
    04685W103 ATHENAHEALTH INC    
    054937206 BB&T CORPORATION 5.8 672 653
    054937404 BB&T CORPORATION 5.6 2,402 2,291
    054937602 BB&T CORPORATION 5.2 384 368
    054937800 BB&T CORPORATION 5.2 1,176 1,084
    05523R107 BAE SYSTEMS PLC - AD    
    055262505 BASF AKTIENGESELLSCH 7,921 8,241
    05534B760 BCE INC 3,239 3,121
    05545E209 BHP BILLITON PLC ADR    
    055622104 BP PLC - ADR 6,503 6,944
    05946K101 BANCO BILBAO VIZCAYA 3,876 4,512
    060505617 BANK OF AMERICA CORP 622 622
    060505740 BANK OF AMERICA CORP 864 848
    060505831 BANK AMER CORP 1,173 1,169
    063671101 BANK MONTREAL QUE CO 5,822 6,626
    064058209 BANK OF NEW YORK MEL 2,377 2,259
    064149107 BANK N S HALIFAX 5,482 5,876
    06739F390 BARCLAYS BK PLC ADR 1,381 1,394
    06739H362 BARCLAYS BANK PLC AD    
    06739H511 BARCLAYS BANK PLC 7.    
    06739H776 BARCLAYS BANK PLC AD 1,541 1,570
    084423409 BERKLEY (WR) CORPORA 804 793
    09061G101 BIOMARIN PHARMACEUTI    
    110448107 BRITISH AMERICAN TOB 7,741 8,481
    124830100 CBL & ASSOC PPTYS IN    
    14040H402 CAPITAL ONE FINANCIA 2,689 2,573
    151020104 CELGENE CORP COM    
    166764100 CHEVRON CORP 16,326 15,989
    172967358 CITIGROUP INC 7.125% 792 802
    172967366 CITIGROUP INC 5.800% 1,553 1,523
    173066200 CITIGROUP CAP IXPFD    
    17307Q205 CITIGROUP CAPITAL XI    
    173080201 CITIGROUP CAPITAL XI 1,276 1,238
    17311H209 CITIGROUP CAPITAL XV    
    17800X202 CITY NATIONAL CORP 5 275 266
    20030N606 COMCAST CORP 5.000% 547 553
    22002T108 CORPORATE OFFICE PRO    
    22160K105 COSTCO WHOLESALE COR    
    22238E206 COUNTRYWIDE CAP IV    
    222795106 COUSINS PPTYS INC    
    23317H102 DDR CORP    
    233331602 DTE ENERGY COMPANY 6 325 309
    233331701 DTE ENERGY COMPANY 5 221 209
    243537107 DECKERS OUTDOOR CORP 4,215 6,705
    25150L108 DB CONT CAPITAL TRUS    
    25153U204 DB CAPITAL FUNDING V 302 305
    25153X208 DB CONT CAP TRST II 2,811 2,824
    251542106 DEUTSCHE BOERSE AG A 3,422 3,209
    25154A108 DB CIBT CAO TRUST II    
    25243Q205 DIAGEO PLC - ADR 8,859 8,078
    25264S833 DIAMOND HILL LONG-SH    
    253868707 DIGITAL REALTY TRUST 459 463
    253868806 DIGITAL REALTY TRUST 333 328
    253868889 DIGITAL REALTY TRUST 360 334
    25746U109 DOMINION RES INC VA 7,896 9,811
    25746U604 DOMINION RESOURCES I    
    25960P109 DOUGLAS EMMETT INC    
    262037104 DRIL-QUIP INC COM    
    26441C204 DUKE ENERGY HOLDING 9,473 10,916
    26441C303 DUKE ENERGY CORP 5.1 583 577
    26874R108 ENI SPA - ADR 4,484 4,631
    29364D753 ENTERGY ARKANSAS INC 216 198
    29364D761 ENTERGY ARKANSAS INC 220 206
    29364D779 ENTERGY ARKANSAS INC 372 354
    29364N835 ENTERGY MISSISSIPPI 397 383
    29364W306 ENTERGY LOUISIANA LL 673 653
    29364W405 ENTERGY LOUISIANA LL 184 179
    29365T203 ENTERGY TEXAS INC 7.    
    29444U502 EQUINIX INC    
    31620R105 FIDELITY NATIONAL FI    
    33582V207 FIRST NIAGARA FINL G 770 764
    369622394 GENERAL ELEC CAP COR 1,473 1,407
    369622410 GENERAL ELEC CAP COR 1,439 1,418
    369622428 GENERAL ELEC CAP COR 1,631 1,613
    37733W105 GLAXOSMITHKLINE PLC 13,763 12,734
    38143Y665 GOLDMAN SACHS GROUP    
    38144G184 GOLDMAN SACHS GROUP 2,412 2,424
    38144G804 GOLDMAN SACHS GROUP    
    38145G209 GOLDMAN SACHS GROUP    
    38145G308 GOLDMAN SACHS GROUP 1,523 1,496
    38145X111 GOLDMAN SACHS INC 6. 2,312 2,311
    404280604 HSBC HOLDINGS PLC AD 577 579
    404280802 HSBC HOLDINGS PLC 8. 4,548 4,422
    413875105 HARRIS CORP DEL 3,448 3,984
    416518504 HARTFORD FINL SVCS G 757 769
    42217K700 HEALTH CARE REIT INC 706 700
    42809H107 HESS CORP 3,210 4,150
    431284108 HIGHWOODS PPTYS INC    
    44106M607 HOSPITALITY PROP TRU 979 948
    456837202 ING GROUP N V 1,334 1,349
    456837301 ING GROEP NV 7.20% S 808 823
    456837400 ING GROEP NV 470 477
    456837509 ING GROEP N V 729 752
    456837608 ING GROEP NV 1,712 1,744
    45822P204 MLN INTEGRYS ENERGY 2,114 2,179
    465717106 ITOCHU CORP-UNSPONSO 3,244 3,415
    46637G124 JPMORGAN CHASE & CO 1,743 1,657
    48125E207 JPM CHASE CAPITAL XX    
    48126E750 JPMORGAN CHASE & CO 2,851 2,725
    48238T109 KAR AUCTION SERVICES 2,988 3,722
    49446R745 KIMCO REALTY CORP 5. 335 329
    49446R778 KIMCO REALTY CORP 5. 358 347
    49446R794 KIMCO REALTY CORP 6. 1,014 998
    49446R828 KIMCO REALTY CORP 6. 770 764
    50076Q106 KRAFT FOODS GROUP IN 6,902 8,460
    531229102 LIBERTY MEDIA CORP 2,062 2,972
    532457108 ELI LILLY & CO COM 5,460 6,809
    539439802 LLOYDS BANKING GROUP 3,863 3,704
    539830109 LOCKHEED MARTIN CORP 6,457 9,505
    544147101 LORILLARD INC    
    55354G100 MSCI INC 1,461 1,693
    58933Y105 MERCK & CO INC NEW 13,217 15,472
    590199204 MERRILL LYNCH CAP TR 1,333 1,342
    59024T203 MERRILL LYNCH CAP TR 879 884
    59410T106 MICHELIN (CGDE) ADR 3,342 3,191
    594901100 MICROS SYS INC    
    617460209 MORGAN STANLEY CAP T 551 557
    617461207 MORGAN STANLEY CAP T    
    617462205 MORGAN STANLEY CAP T 628 629
    617466206 MORGAN STANLEY CAP T 619 625
    61747S504 MORGAN STANLEY 611 617
    61750K208 MORGAN STANLEY CAP T    
    61753R200 MORGAN STANLEY CAP T    
    62942M201 NTT DOCOMO, INC. - A    
    637417601 NATL RETAIL PROPERTI 888 880
    637417809 NATL RETAIL PROPERTI 722 716
    641069406 NESTLE S.A. REGISTER 14,576 15,536
    65339K605 NEXTERA ENERGY CAPIT 333 314
    65339K704 NEXTERA ENERGY CAPIT 356 332
    65339K803 NEXTERA ENERGY CAPIT 697 635
    65339K886 NEXTERA ENERGY CAPIT 284 258
    654744408 NISSAN MOTOR CO., LT    
    66987V109 NOVARTIS AG - ADR 5,054 6,683
    670875509 OMV AG-BEARER SHRS A    
    675232102 OCEANEERING INTL INC    
    693475857 PNC FINANCIAL SERVIC 4,090 4,097
    69351T106 PPL CORPORATION 8,960 9,852
    69352P202 PPL CAPITAL FUNDING 221 219
    69360J669 PS BUSINESS PARKS IN 198 182
    69360J685 PS BUSINESS PARKS IN 1,030 986
    69360J719 PS BUSINESS PARKS IN 674 659
    737464107 POST PPTYS INC COM    
    741503403 PRICELINE COM INC    
    743674608 PROTECTIVE LIFE CORP 783 797
    744320607 PRUDENTIAL FINANCIAL 747 740
    744320706 PRUDENTIAL FINANCIAL 958 950
    744573106 PUBLIC SVC ENTERPRIS 2,918 3,352
    74460D125 PUBLIC STORAGE 6.350 1,006 976
    74460D141 PUBLIC STORAGE 6.500 677 656
    74460D182 PUBLIC STORAGE 6.875    
    74460W107 PUBLIC STORAGE 5.200 217 203
    74460W206 PUBLIC STORAGE 5.900 947 918
    74460W404 PUBLIC STORAGE 5.750 1,172 1,128
    74460W602 PUBLIC STORAGE 5.625 353 337
    74460W800 PUBLIC STORAGE 5.375 351 321
    74913G204 QWEST CORP 7.375% PF 1,088 1,067
    74913G303 QWEST CORP 7.500% PF 1,182 1,146
    74913G402 QWEST CORP 7.000% PF 707 679
    74913G501 QWEST CORP 7.000% PF 341 327
    754730208 RAYMOND JAMES FINANC 435 418
    756109104 REALTY INCOME CORP C 2,482 2,407
    756109807 REALTY INCOME CORP 6 1,407 1,412
    756255204 RECKITT BENCKIS/S AD 6,114 7,739
    758849707 REGENCY CENTERS CORP 688 668
    758849806 REGENCY CENTERS CORP 198 195
    761713106 REYNOLDS AMERICAN IN 6,145 8,673
    770323103 ROBERT HALF INTL INC 1,207 1,764
    780097739 ROYAL BK SCOTLND GRP 565 595
    780097754 ROYAL BK SCOTLAND GR    
    780097770 ROYAL BK OF SCOT GRP 348 367
    780097788 ROYAL BK SCOTLAND GR 2,720 2,804
    780097796 ROYAL BANK OF SCOTTL 883 931
    780259107 ROYAL DUTCH SHELL PL 7,476 8,387
    780259206 ROYAL DUTCH SHELL PL 7,469 8,755
    78442P106 SLM CORP 520 685
    79466L302 SALESFORCE COM INC    
    80105N105 SANOFI-ADR 5,157 5,699
    80589M201 SCANA CORPORATION 7. 161 155
    808513204 CHARLES SCHWAB CORP 1,022 1,005
    81721M109 SENIOR HOUSING PROP 2,971 2,489
    81721M208 SENIOR HOUSING PROP 694 682
    828336107 SILVER WHEATON CORP    
    82929R304 SINGAPORE TELECOMMUN 4,260 4,631
    842587107 SOUTHERN CO 6,910 6,591
    848637104 SPLUNK INC    
    854502705 STANLEY BLACK & DECK 1,122 1,111
    857477509 STATE STREET CORP 5. 1,228 1,172
    86562M209 SUMITOMO TRUST AND B 5,318 4,674
    867914889 SUNTRUST BANKS INC 5 330 323
    872277207 TCF FINANCIAL CO 7.5 552 553
    87265H109 TRI POINTE HOMES INC    
    87724P106 TAYLOR MORRISON HOME    
    879433837 TELEPHONE & DATA SYS 449 425
    879433845 TELEPHONE & DATA SYS 311 296
    87960M205 TELIASONERA AB-UNSPO    
    87969N204 TELSTRA CORP-ADR 3,757 3,954
    88023U101 TEMPUR SEALY INTERNA 5,150 6,516
    88033G407 TENET HEALTHCARE COR 3,190 8,909
    88146M101 TERRENO REALTY CORP    
    886547108 TIFFANY & CO NEW    
    891027302 TORCHMARK CORP 5.875 227 219
    89151E109 TOTAL S.A. - ADR 17,930 21,333
    90263W201 UBS PFD FDG TR IV 1,049 1,300
    902641646 E-TRACS ALERIAN MLP 116,319 146,030
    902973155 US BANCORP 285 265
    902973791 US BANCORP 5.150% PF 575 541
    902973817 US BANCORP 6.000% PF 498 486
    902973833 US BANCORP 6.500% PF 1,348 1,377
    904767704 UNILEVER PLC - ADR 3,808 3,897
    911684405 US CELLULAR CORP 6.9 270 253
    92276M204 VENTAS REALTY LP/CAP 519 506
    92345Y106 VERISK ANALYTICS INC 2,767 2,801
    928563402 VMWARE INC    
    92857W209 VODAFONE GROUP PLC N    
    929042844 VORNADO REALTY TRUST 362 346
    929042851 VORNADO REALTY TRUST 478 454
    929042869 VORNADO REALTY TRUST 482 476
    929043602 VORNADO REALTY LP 7. 1,233 1,162
    948741848 WEINGARTEN REALTY IN    
    948741889 WEINGARTEN RLTY INVS 420 429
    989825104 ZURICH INSURANCE GRO 4,914 5,813
    G0450A204 ARCH CAPITAL GROUP L 1,209 1,235
    G05384147 ASPEN INSURANCE HLDG 471 469
    G05384154 ASPEN INSURANCE HLDG 479 474
    G0692U117 AXIS CAPITAL HLDGS L 649 644
    G0692U307 AXIS CAPITAL HLDGS L 1,268 1,244
    G29183103 EATON CORP PLC 11,186 10,076
    G5480U104 LIBERTY GLOBAL PLC-A 2,463 3,531
    G68603128 PARTNERRE LTD 5.875% 738 768
    G68603409 PARTNERRE LTD 1,105 1,112
    G68603508 PARTNERRE LTD 7.250% 377 376
    G7498P119 RENAISSANCERE HOLDIN 744 678
    G7498P309 RENAISSANCERE HOLDIN 149 151
    H0023R105 ACE LIMITED    
    00770G847 JOHCM INTERNATIONAL 270,000 281,307
    008252108 AFFILIATED MANAGERS 6,436 6,011
    009158106 AIR PRODS & CHEMS IN 6,341 7,030
    020002853 ALLSTATE CORP 6.250% 376 379
    020002879 ALLSTATE CORP 6.625% 1,150 1,152
    025932609 AMERICAN FINANCIAL G 397 394
    037411105 APACHE CORP 4,993 5,351
    060505344 BANK OF AMERICA CORP 872 873
    071813109 BAXTER INTL INC 5,458 5,598
    084670702 BERKSHIRE HATHAWAY I 8,361 9,946
    088606108 BHP BILLITON LIMITED 6,436 5,594
    126650100 CVS HEALTH CORPORATI 6,747 7,720
    14040H600 CAPITAL ONE FINANCIA 797 791
    150870103 CELANESE CORP 3,882 4,155
    17275R102 CISCO SYSTEMS INC 11,638 13,189
    172967341 CITIGROUP INC 6.875% 1,348 1,370
    172967424 CITIGROUP INC. 7,023 7,255
    194014106 COLFAX CORPORATION 3,360 2,792
    20030N101 COMCAST CORP CLASS A 7,840 8,013
    21249J105 CONVERSANT INC 1,264 3,802
    231021106 CUMMINS INC. 8,321 7,919
    235825205 DANA HOLDING CORP 5,299 4,237
    253868871 DIGITAL REALTY TRUST 374 391
    254687106 WALT DISNEY CO 7,397 8,636
    31620R303 FNF GROUP 2,328 2,996
    38141G104 GOLDMAN SACHS GROUP 4,439 4,589
    38148B108 GOLDMAN SACHS GROUP 1,455 1,444
    38259P706 GOOGLE INC-CL C 5,300 8,083
    46625H100 JPMORGAN CHASE & CO 7,760 8,012
    478366107 JOHNSON CONTROLS INC 5,951 5,192
    481246700 JPMORGAN CHASE & CO 1,001 998
    48127A161 JPMORGAN CHASE & CO 1,259 1,278
    4812A2389 JPMORGAN U.S. L/C CO 130,000 141,421
    500472303 PHILIPS ELECTRONICS 6,002 5,644
    502441306 LVMH MOET HENNESSY U 4,907 4,340
    531229300 LIBERTY MEDIA CORP 4,165 6,109
    531465102 LIBERTY TRIPADVISOR 674 1,424
    55345K103 MRC GLOBAL INC 5,628 4,128
    58155Q103 MCKESSON CORP 6,014 7,203
    589509108 MERGER FD SH BEN INT 60,000 59,346
    611740101 MONSTER BEVERAGE COR 2,999 4,033
    61762V200 MLN MORGAN STANLEY 1,042 1,049
    61762V507 MORGAN STANLEY 6.625 1,607 1,600
    61763E207 MORGAN STANLEY 6.875 934 915
    680665205 OLIN CORP 1 COM & 1 6,488 5,959
    683974604 OPPENHEIMER DEVELOPI 180,000 181,678
    685564106 ORBITAL SCIENCES COR 3,520 3,419
    74460W826 PUBLIC STORAGE 6.000 598 598
    74460W842 PUBLIC STORAGE 6.375 452 463
    74925K581 ROBECO BP LNG/SHRT R 160,000 165,750
    756109708 REALTY INCOME CORP 226 225
    7591EP506 REGIONS FINANCIAL CO 1,026 1,037
    77954Q106 T ROWE PRICE BLUE CH 203,125 212,762
    78388J106 SBA COMMUNICATIONS C 3,035 3,549
    826197501 SIEMENS AG - SPONSOR 6,898 6,430
    857477608 STATE STREET CORP 5. 932 923
    87612E106 TARGET CORP 7,776 7,898
    893641100 TRANSDIGM GROUP INC 2,731 2,949
    902973304 US BANCORP DEL NEW 5,821 5,940
    911312106 UNITED PARCEL SERVIC 4,793 4,620
    922908553 VANGUARD REIT VIPER 180,195 198,665
    92343V302 VERIZON COMMUNICATIO 1,450 1,487
    92857W308 VODAFONE GROUP PLC-S 6,178 3,947
    92914A810 VOYA INTL RL EST FD 197,877 172,596
    98310W108 WYNDHAM WORLDWIDE CO 2,352 2,600
    G5480U120 LIBERTY GLOBAL PLC-S 2,112 3,117
    N53745100 LYONDELLBASELL INDU- 3,733 3,694

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    US Government Securities - End of Year Book Value:

    237,521
    US Government Securities - End of Year Fair Market Value:

    229,274
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 InvestmentsOtherSchedule2
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    693390841 PIMCO HIGH YIELD FD-      
    693390791 PIMCO LOW DURATION      
    693390700 PIMCO TOTAL RETURN      
    922031737 VANGUARD INFLATION      
    72201F516 PIMCO EMERGING LOCAL      
    880208400 TEMPLETON GLOBAL BON      
    ASGI AGILITY INCOME      
    52106N889 LAZARD EMERGING MKT      
    THE ENDOWMENT TEI FUND      
    44980Q518 ING INTERNATIONAL RE      
    46625H365 JP MORGAN ALERIAN      
    RICI LINKED PAM TOTAL INDEX      
    G62185106 MONTPELIER RE HOLDIN      
    G9618E107 WHITE MOUNTAINS INS      
    32054K103 FIRST INDL RLTY TR      
    41902R103 HATTERSAS FINANCIAL      
    902653104 UDR INC      
    465562106 ITAU UNIBANCO BANCO      
    000375204 ABB LTD      
    03485P201 ANGLO AMERN PLC      
    03524A108 ANHEUSER-BUSCH      
    066011206 BANK YOKOHAMA LTD      
    06738E204 BARCLAYS PLC-ADR      
    055434203 BG GROUP PLC-ADR      
    108441205 BRIDGESTONE CORP      
    111013108 BRITISH SKY BROADCAS      
    138006309 CANON INC      
    191085208 COCA-COLA      
    20441A102 COMPANHIA DE SANEAME      
    225401108 CREDIT SUISSE GROUP      
    23304Y100 DBS GROUP HOLDINGS      
    25157Y202 DEUTSCHE POST      
    273202101 EAST JAPAN RAILWAY      
    294821608 ERICSSON LM TELEPHON      
    34959F106 FORTUM OYJ      
    358029106 FRESENIUS MEDICAL      
    362607301 GAFISA SA      
    37733W105 GLAXOSMITHKLINE PLC      
    42550U109 HENKEL AG AND CO      
    433578507 HITACHI LIMITED ADR      
    438128308 HONDA MOTOR CO      
    404280406 HSBC-ADR      
    453142101 IMPERIAL TOBACCO GRO      
    456837103 ING GROEP NV      
    48241A105 KB FINANCIAL GROUP      
    492051305 KEPPEL LTD      
    500458401 KOMATSU LIMITED      
    500467402 KONINKLIJKE AHOLD      
    606783207 MITSUBISHI ESTATE CO      
    636274300 NATIONAL GRID PLC      
    641069406 NESTLE SA REGISTERED      
    654624105 NIPPON TELEGRAPH      
    66987V109 NOVARTIS AG-ADR      
    686330101 ORIX CORPORATION ADR      
    705015105 PEARSON PLC-ADR      
    74435K204 PRUDENTIAL PLC-ADR      
    69367Y107 PT BUMI RESOURCES TB      
    758205207 REED ELSEIVIER PLC      
    786584102 SAFRAN SA      
    803054204 SAP AG-ADR      
    G7945E105 SEADRILL LIMITED      
    827084864 SILICONWARE PRECSION      
    83175M205 SMITH & NEPHEW PLC-A      
    83238P203 SMITH GROUP PLC      
    83546A104 SONIC HEALTHCARE      
    865613103 SUMITOMO CORP      
    870195104 SWEDBANK-AB      
    87160A100 SYNGENTA AG-ADR      
    87927Y102 TELECOM ITALIA      
    87944W105 TELENOR ASA-ADR      
    881575302 TESCO PLC-ADR      
    881624209 TEVA PHARMACEUTICAL      
    484602305 THE KANSAI ELECTRIC      
    899415202 TULLOW OIL PLC      
    904784709 UNILEVER NV -ADR      
    927320101 VINCI SA      
    92857W209 VODAFONE GROUP      
    98418K105 XSTRATA PLC      
    98462Y100 YAMANA GOLD INC      
    984851204 YARA INTL ASA      
    984245100 YPF SOCIEDAD ANONIMA      
    12626K203 CRH PLC-ADR      
    H27178104 FOSTER WHEELER AG      
    H2906T109 GARMIN LTD      
    760975102 RESEARCH IN MOTION      
    83172R08 SMART TECHNOLOGIES IN      
    88624209 TEVA PHARMACEUTICAL      
    H89128104 TYCO INTERNATIONAL      
    H27013103 WEATHERFOR INTERNATI      
    055434203 BG GROUP PLC-ADR      
    136385101 CANADIAN NAT RES      
    G2554F113 COVIDIEN PLC      
    806857108 SCHLUMBERGER LTD      
    G81477104 SINA CORPORATION      
    H89128104 TYCO INTERNATIONAL      
    G47791101 INGERSOLL-RAND PLC      
    92276F100 VENTAS INC COM      
    29299D444 THE ENDOWMENT TEI FU      
    52470G742 WESTERN ASSET SMASH      
    52470G759 WESTERN ASSET SMASH      
    GTC997004 ASGI CORBIN MULTI ST      
    GTY995004 ASGI AGILITY INCOME AT COST 250,000 267,787
    RCI991006 RICI LINKED PAM TOTA      
    879080133 TEJON RANCH CO AT COST   43
    SKY990RF9 SKYBRIDGE MULTI-ADVI AT COST 114,035 124,447
    GTC999HB8 ASGI CORBIN FUND 5% AT COST 9,186 9,186

    TY 2013 OtherDecreasesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Description Amount
    MUTUAL FUNDS POSTING DATE AFTER TYE 2,387
    DISALLOWED WASH SALES 159
    CAPITAL LOSS POSTING CURRENT YEAR EFFECTIVE PRIOR YEAR 74
    PURCH ACCR INT POSTING CURRECT YR EFFECTIVE NEXT YR 222
    ROUNDING 5


    TY 2013 OtherExpensesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GRANT ADMIN FEES 10,981 0   10,981
    ADR FEES 253 253   0
    PARTNERSHIP K-1 OTHER DEDUCTIO   1,227   0


    TY 2013 OtherIncomeSchedule2
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    MUTUAL FUNDS - OTHER INCOME 737 737  
    PARTNERSHIP K-1 INTEREST INCOME   96  
    PARTNERSHIP K-1 SHORT TERM GAIN   1,405  
    PARTNERSHIP K-1 SEC 1256 CONTRACTS   -6,177  
    PARTNERHSIP K-1 OTHER INCOME   -76  


    TY 2013 OtherIncreasesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Description Amount
    MUTUAL FUNDS TAX EFFECTIVE DATE BEFORE TYE 2,591
    MUTUAL FUND ADJUSTMENTS 242
    CAPITAL LOSS POSTING NEXT YR EFFECTIVE CURRENT YEAR 24
    CAPITAL GAIN POSTING CURRENT YEAR EFFECTIVE PRIOR YEAR 230
    PURCH ACCR INT POSTING PRIOR YR EFFECTIVE CURRENT YR 71


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MGMT FEES-SUBJECT T 5,797 5,797    


    TY 2013 TaxesSchedule
    Name:
    TW CAROLYN KING RAGAN
    EIN: 58-6138950
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,001 1,001   0
    FEDERAL TAX PAYMENT - PRIOR YE 4,252 0   0
    FEDERAL ESTIMATES - PRINCIPAL 5,988 0   0
    FOREIGN TAXES ON QUALIFIED FOR 934 934   0
    FOREIGN TAXES ON NONQUALIFIED 138 138   0