Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
SMITH CHARLESST MARK'S ET AL
 

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 1802   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PROVIDENCE, RI029011802
A Employer identification number

06-6024584
B Telephone number (see instructions)

(888) 866-3275
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$8,052,796J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule)..............  
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 173,446 174,364  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,523,991
b Gross sales price for all assets on line 6a 4,182,934
7 Capital gain net income (from Part IV, line 2)... 1,523,991
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......   119  
12 Total. Add lines 1 through 11........ 1,697,437 1,698,474  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 65,323 39,194   26,129
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 37 0 0 37
b Accounting fees (attach schedule)....... Click to see attachment 1,250 0 0 1,250
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 9,214 5,658   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......   2,885    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 75,824 47,737 0 27,416
25 Contributions, gifts, grants paid........ 380,127 380,127
26 Total expenses and disbursements. Add lines 24 and 25 455,951 47,737 0 407,543
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,241,486
b Net investment income (if negative, enter -0-) 1,650,737
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 283,113 232,485 232,485
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 385,969 Click to see attachment310,793 363,309
b Investments—corporate stock (attach schedule)........ 4,731,052 Click to see attachment6,623,210 6,598,527
c Investments—corporate bonds (attach schedule)........ 584,440 Click to see attachment505,877 584,397
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 709,498 Click to see attachment339,601 274,078
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,694,072 8,011,966 8,052,796
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 6,694,072 8,011,966
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)...... 6,694,072 8,011,966
31 Total liabilities and net assets/fund balances (see instructions).. 6,694,072 8,011,966
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 6,694,072
2 Enter amount from Part I, line 27a..................... 2 1,241,486
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 91,146
4 Add lines 1, 2, and 3.......................... 4 8,026,704
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 14,738
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 8,011,966
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 700. ABBOTT LABORATORIES   2013-03-05 2014-03-12
b 75. AMAZON COM INC   2012-09-25 2014-03-12
c 250. ANADARKO PETROLEUM CORP   2012-05-04 2014-03-12
d 90. APPLE INC COM   2008-12-01 2014-03-12
e 225. BERKSHIRE HATHAWAY INC DEL NEW CL B COM   2012-05-04 2014-03-12
5000. BRANDYWINE OPER PARTNERSHIP LP CO GTD NT   2009-10-29 2014-09-15
15000. BRANDYWINE OPER PARTNERSHIP LP CO GTD NT   2009-09-22 2014-09-15
5000. BRANDYWINE OPER PARTNERSHIP LP CO GTD NT   2009-10-08 2014-09-15
15000. CNA FINL CORP SR UNSECD NT   2010-02-09 2014-12-15
50. CHEVRONTEXACO CORP COM   2012-09-25 2014-03-12
35. CHEVRONTEXACO CORP COM   2009-08-03 2014-03-12
200. CHEVRONTEXACO CORP COM   2009-02-27 2014-03-12
225. CITIGROUP INC NEW COM   2013-03-05 2014-03-12
80. CITIGROUP INC NEW COM   2011-06-23 2014-03-12
200. CITIGROUP INC NEW COM   2012-11-13 2014-03-12
300. CITIGROUP INC NEW COM   2012-05-04 2014-03-12
619.61 COLUMBIA ACORN FUND CLASS Z SHARES   2002-05-06 2014-03-12
551.268 COLUMBIA ACORN FUND CLASS Z SHARES   2002-05-29 2014-03-12
621.891 COLUMBIA ACORN FUND CLASS Z SHARES   2002-12-02 2014-03-12
1572.327 COLUMBIA ACORN FUND CLASS Z SHARES   2003-01-09 2014-03-12
1589.32 COLUMBIA ACORN FUND CLASS Z SHARES   2002-12-16 2014-03-12
1618.123 COLUMBIA ACORN FUND CLASS Z SHARES   2002-11-20 2014-03-12
1620.22 COLUMBIA ACORN FUND CLASS Z SHARES   2002-12-18 2014-03-12
1753.156 COLUMBIA ACORN FUND CLASS Z SHARES   2002-10-16 2014-03-12
12401.903 COLUMBIA DIVIDEND INCOME FUND CLASS Z SHARES   2002-08-19 2014-03-12
10917.031 COLUMBIA DIVIDEND INCOME FUND CLASS Z SHARES   2003-01-09 2014-03-12
11074.197 COLUMBIA DIVIDEND INCOME FUND CLASS Z SHARES   2002-12-02 2014-03-12
11415.525 COLUMBIA DIVIDEND INCOME FUND CLASS Z SHARES   2002-12-23 2014-03-12
11441.648 COLUMBIA DIVIDEND INCOME FUND CLASS Z SHARES   2002-12-18 2014-03-12
2893.519 COLUMBIA DIVIDEND INCOME FUND CLASS Z SHARES   2002-12-30 2014-03-12
5847.953 COLUMBIA DIVIDEND INCOME FUND CLASS Z SHARES   2003-04-23 2014-03-12
3012.048 COLUMBIA DIVIDEND INCOME FUND CLASS Z SHARES   2002-10-16 2014-03-12
7809.009 COLUMBIA LARGE CAP GROWTH FUND CLASS Z SHARES   2002-05-06 2014-03-12
1381.215 COLUMBIA LARGE CAP GROWTH FUND CLASS Z SHARES   2002-07-05 2014-03-12
225. COMCAST CORP NEW CL A COM   2010-08-20 2014-03-12
250. COMCAST CORP NEW CL A COM   2010-08-24 2014-03-12
300. DOW CHEMICAL COMPANY   2012-05-04 2014-03-12
100. DOW CHEMICAL COMPANY   2012-07-19 2014-03-12
325. EBAY INC   2011-10-04 2014-03-12
200. FEDEX CORP   2013-03-05 2014-03-12
25. GENERAL ELEC CO   2012-09-25 2014-03-12
275. GENERAL ELEC CO   2011-03-11 2014-03-12
250. GENERAL ELEC CO   2011-04-25 2014-03-12
450. GENERAL ELEC CO   2011-08-03 2014-03-12
300. GENERAL ELEC CO   2011-10-28 2014-03-12
150. GOLDMAN SACHS GROUP INC   2012-11-13 2014-03-12
15. GOOGLE INC CL A   2009-11-03 2014-03-12
10. GOOGLE INC CL A   2011-08-25 2014-03-12
15. GOOGLE INC CL A   2008-02-05 2014-03-12
25. GOOGLE INC CL A   2008-10-23 2014-03-12
400. HONEYWELL INTERNATIONAL INC   2012-11-13 2014-03-12
150. ISHARES CORE S&P MID CAP ETF   2013-10-07 2014-06-09
75. ISHARES RUSSELL 2000 ETF   2013-10-07 2014-06-09
275. J P MORGAN CHASE & CO COM   2010-10-22 2014-03-12
50. J P MORGAN CHASE & CO COM   2012-08-09 2014-03-12
250. J P MORGAN CHASE & CO COM   2012-07-19 2014-03-12
25. JOHNSON & JOHNSON   2012-09-25 2014-03-12
100. JOHNSON & JOHNSON   2012-07-19 2014-03-12
50. JOHNSON & JOHNSON   2011-05-18 2014-03-12
425. JOHNSON & JOHNSON   2011-05-06 2014-03-12
75. JOHNSON & JOHNSON   2012-05-04 2014-03-12
500. KRAFT FOODS GROUP INC COM   2012-11-13 2014-03-12
375. MCDONALDS CORP   2013-03-05 2014-03-12
575. MICROSOFT CORPORATION   2012-07-19 2014-03-12
50. PEPSICO INCORPORATED   2012-07-19 2014-03-12
400. PEPSICO INCORPORATED   2012-05-04 2014-03-12
25. PHILIP MORRIS INTL INC COM   2012-09-25 2014-03-12
335. PHILIP MORRIS INTL INC COM   2009-02-27 2014-03-12
2300. POWERSHARES DB COMMODITY INDEX TRACKING FUND UNIT BEN INT   2013-04-30 2014-06-09
100. PROCTER & GAMBLE CO COM   2013-03-05 2014-03-12
475. PROCTER & GAMBLE CO COM   2012-09-25 2014-03-12
25000. PROCTER & GAMBLE CO NT   2009-02-24 2014-08-15
10000. PRUDENTIAL FINL INC MTN SER B   2004-03-29 2014-04-01
175. QUALCOMM INC   2013-03-05 2014-03-12
175. QUALCOMM INC   2011-02-10 2014-03-12
175. QUALCOMM INC   2011-03-17 2014-03-12
125. SCHLUMBERGER LTD COM   2012-09-25 2014-03-12
225. SCHLUMBERGER LTD COM   2012-11-13 2014-03-12
75000. UNITED STATES TREAS NT DTD 06/30/09 2.625% DUE 06/30/14   2009-07-17 2014-06-30
425. VANGUARD FTSE DEVELOPED MARKETS ETF   2013-12-17 2014-06-09
4625. VANGUARD FTSE EMERGING MKTS ETF   2013-04-30 2014-03-12
2300. VANGUARD FTSE EMERGING MKTS ETF   2013-10-07 2014-03-12
3375. VANGUARD REIT ETF   2013-10-07 2014-03-12
3850. VANGUARD REIT ETF   2013-12-17 2014-03-12
1455. VANGUARD REIT ETF   2009-08-03 2014-03-12
50. VERIZON COMMUNICATIONS   2012-07-19 2014-03-12
25. VERIZON COMMUNICATIONS   2011-09-28 2014-03-12
100. VERIZON COMMUNICATIONS   2011-11-04 2014-03-12
625. VERIZON COMMUNICATIONS   2011-06-14 2014-03-12
125. VISA INC CL A COM   2010-09-24 2014-03-12
175. WELLS FARGO COMPANY   2011-10-28 2014-03-12
850. WELLS FARGO COMPANY   2011-08-11 2014-03-12
200. WELLS FARGO COMPANY   2011-08-22 2014-03-12
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 27,741   24,270 3,471
b 27,484   19,352 8,132
c 20,705   17,309 3,396
d 48,107   8,066 40,041
e 28,088   18,242 9,846
5,221   5,016 205
15,663   15,016 647
5,221   4,988 233
15,000   15,275 -275
5,789   5,901 -112
4,053   2,461 1,592
23,157   12,414 10,743
10,781   9,813 968
3,833   3,114 719
9,583   7,355 2,228
14,375   9,517 4,858
23,527   11,444 12,083
20,932   10,000 10,932
23,613   10,000 13,613
59,701   25,000 34,701
60,346   25,000 35,346
61,440   25,000 36,440
61,520   25,000 36,520
66,567   25,000 41,567
228,567   115,710 112,857
201,201   100,000 101,201
204,097   100,000 104,097
210,388   100,000 110,388
210,870   100,000 110,870
53,328   25,000 28,328
107,778   50,000 57,778
55,512   25,000 30,512
274,877   155,243 119,634
48,619   25,000 23,619
11,458   3,989 7,469
12,732   4,323 8,409
14,662   9,735 4,927
4,887   3,120 1,767
18,678   9,283 9,395
27,456   21,618 5,838
642   566 76
7,064   5,572 1,492
6,422   5,023 1,399
11,560   7,815 3,745
7,707   5,194 2,513
25,218   17,740 7,478
17,880   8,141 9,739
11,920   5,222 6,698
17,880   7,335 10,545
29,800   8,717 21,083
37,278   24,764 12,514
21,219   18,694 2,525
8,741   7,993 748
15,856   10,330 5,526
2,883   1,849 1,034
14,415   8,770 5,645
2,329   1,740 589
9,314   6,928 2,386
4,657   3,312 1,345
39,586   27,799 11,787
6,986   4,866 2,120
27,706   21,980 5,726
36,955   35,964 991
21,913   17,642 4,271
4,105   3,523 582
32,839   26,430 6,409
1,976   2,294 -318
26,479   11,397 15,082
60,004   59,151 853
7,900   7,726 174
37,524   33,229 4,295
25,000   26,740 -1,740
10,000   9,969 31
13,400   11,871 1,529
13,400   9,943 3,457
13,400   9,184 4,216
11,363   9,189 2,174
20,453   15,751 4,702
75,000   75,430 -430
18,268   16,994 1,274
176,131   202,978 -26,847
87,590   94,770 -7,180
238,146   222,912 15,234
271,662   247,559 24,103
102,667   47,246 55,421
2,312   2,248 64
1,156   933 223
4,624   3,716 908
28,897   22,320 6,577
28,259   8,959 19,300
8,386   4,751 3,635
40,734   20,567 20,167
9,584   4,633 4,951
      67,411
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       3,471
b       8,132
c       3,396
d       40,041
e       9,846
      205
      647
      233
      -275
      -112
      1,592
      10,743
      968
      719
      2,228
      4,858
      12,083
      10,932
      13,613
      34,701
      35,346
      36,440
      36,520
      41,567
      112,857
      101,201
      104,097
      110,388
      110,870
      28,328
      57,778
      30,512
      119,634
      23,619
      7,469
      8,409
      4,927
      1,767
      9,395
      5,838
      76
      1,492
      1,399
      3,745
      2,513
      7,478
      9,739
      6,698
      10,545
      21,083
      12,514
      2,525
      748
      5,526
      1,034
      5,645
      589
      2,386
      1,345
      11,787
      2,120
      5,726
      991
      4,271
      582
      6,409
      -318
      15,082
      853
      174
      4,295
      -1,740
      31
      1,529
      3,457
      4,216
      2,174
      4,702
      -430
      1,274
      -26,847
      -7,180
      15,234
      24,103
      55,421
      64
      223
      908
      6,577
      19,300
      3,635
      20,167
      4,951
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,523,991
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 373,870 7,777,217 0.048072
2012 342,680 7,348,152 0.046635
2011 332,532 7,199,004 0.046191
2010 355,969 6,852,151 0.05195
2009 267,009 6,238,133 0.042803
2 Total of line 1, column (d) ...................... 2 0.235651
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.04713
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 8,044,056
5 Multiply line 4 by line 3....................... 5 379,116
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 16,507
7 Add lines 5 and 6......................... 7 395,623
8 Enter qualifying distributions from Part XII, line 4.............. 8 407,543
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 16,507
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 16,507
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 16,507
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 7,164
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 7,164
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 9,343
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletUS TRUST FIDUCIARY TAX SERVICES Telephone no.bullet (888) 866-3275
    Located atbulletP O BOX 1802PROVIDENCERI ZIP+4bullet029011802
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    BANK OF AMERICA TRUSTEE
    1     		0    
    100 FEDERAL STREET
    BOSTON,MA02110
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    8,000,921
    b
    Average of monthly cash balances.......................
    1b
    165,633
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    8,166,554
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    8,166,554
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    122,498
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    8,044,056
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    402,203
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    402,203
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    16,507
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    16,507
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    385,696
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    385,696
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    385,696
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    407,543
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    407,543
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    16,507
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    391,036
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 385,696
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 93,987
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 0
    b From 2010....... 0
    c From 2011....... 0
    d From 2012....... 0
    e From 2013....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 407,543
    a Applied to 2013, but not more than line 2a 93,987
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 313,556
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2014. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		72,140
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2010.... 0
    b Excess from 2011.... 0
    c Excess from 2012.... 0
    d Excess from 2013.... 0
    e Excess from 2014.... 0
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    THE CHURCH HOME OF HARTFORD INC
    200 SEABURY DR
    BLOOMFIELD,CT060022650     		N/A PC UNRESTRICTED GENERAL 38,013
    HOSPITAL OF CENTRAL CONNECTICUT
    100 GRAND ST
    NEW BRITAIN    
    AF     		N/A PC UNRESTRICTED GENERAL 114,038
    TRUSTEES OF TRINITY COLLEGE
    300 SUMMIT ST
    HARTFORD,CT061063100     		N/A PC UNRESTRICTED GENERAL 114,038
    NEW BRITAIN MUSM OF AMERICAN ART
    56 LEXINGTON ST
    NEW BRITAIN,CT060521417     		N/A PC UNRESTRICTED GENERAL 38,013
    ST MARK'S PARISH SMITH FUND
    147 W MAIN ST
    NEW BRITAIN,CT060521316     		N/A PC UNRESTRICTED GENERAL 76,025
    Total .................................bullet 3a 380,127
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 173,446  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 1,523,991  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,697,437  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,697,437
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2014 AccountingFeesSchedule
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE - BOA 1,250     1,250

    TY 2014 CompensationExplanation
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Person Name Explanation
    BANK OF AMERICA SEE ATTACHED FOOTNOTE

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2014 GainLossSaleOtherAssetsSch
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    2300. POWERS 2013-04   2014-06   60,004 59,151     853  

    TY 2014 GeneralExplanationAttachment
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Identifier Return Reference Explanation
    FEDERAL FOOTNOTE PART VIII LIST OF OFFICERS AND DIRECTORS THE COMPENSATION SHOWN ON THE RETURN THAT IS PAID TO BANK OF AMERICA, N.A. AS CORPORATE TRUSTEE IS NOT CALCULATED BASED UPON AN HOURLY RATE FOR THE TIME SPENT BY THE TRUSTEE, RATHER, BANK OF AMERICA'S COMPENSATION IS CALCULATED USING A MARKET VALUE FEE SCHEDULE. THE TRUST OFFICER'S TIME SPENT PERFORMING ADMINISTRATIVE RESPONSIBILITIES FOR THIS FOUNDATION AVERAGES ONE HOUR PER WEEK. IN ADDITION, TIME IS SPENT BY OTHER STAFF MEMBERS FOR RECORDKEEPING, INVESTMENT MANAGEMENT, INCOME COLLECTION, RENDERING STATEMENTS AND ACCOUNTINGS, REGULATORY REPORTING, REGULATORY COMPLIANCE, AND TAX SERVICES.

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Name of Bond End of Year Book Value End of Year Fair Market Value
    049560AJ4 ATMOS ENERGY CORP SR 20,065 24,858
    105340AK9 BRANDYWINE OPER PART    
    126117AL4 CNA FINL CORP SR UNS    
    126650BH2 CVS CAREMARK CORP SR 26,559 27,591
    17275RAC6 CISCO SYS INC NT 14,843 15,825
    172967ES6 CITIGROUP INC SR NT 15,021 16,975
    209111EB5 CONSOLIDATED EDISON 24,854 31,562
    209111EU3 CONSOLIDATED EDISON 10,262 13,926
    36962G4J0 GENERAL ELEC CAP COR 14,979 17,169
    377372AD9 GLAXOSMITHKLINE CAP 25,387 28,163
    38143YAC7 GOLDMAN SACHS GROUP 5,291 6,044
    421915EG0 HEALTH CARE PPTY INV 9,388 10,824
    42809HAB3 HESS CORP SR UNSECD 20,476 23,796
    50075NBA1 KRAFT FOODS INC SR U 20,000 22,656
    534187AX7 LINCOLN NATL CORP IN 25,992 31,238
    635405AM5 NATIONAL CITY CORP S 15,700 23,495
    674599BT1 OCCIDENTAL PETE CORP 14,265 14,187
    693476BH5 PNC FDG CORP SR NT 10,031 10,029
    717081DA8 PFIZER INC SR UNSECD 21,988 20,181
    742718DA4 PROCTER & GAMBLE CO    
    74432QAD7 PRUDENTIAL FINL INC    
    74432QBG9 PRUDENTIAL FINL INC 10,051 12,022
    775371AV9 ROHM & HAAS CO SR UN 1,905 2,212
    87612EAK2 TARGET CORP DTD 10/3 16,849 19,668
    88732JAW8 TIME WARNER CABLE IN 24,553 27,550
    893521AB0 TRANSATLANTIC HLDGS 19,562 28,803
    907818DB1 UNION PAC CORP NT 25,602 30,276
    92343VAM6 VERIZON COMMUNICATIO 10,029 11,308
    931142BF9 WAL MART STORES INC 25,175 29,454
    20825VAB8 CONOCOPHILLIPS CDA F 10,241 12,488
    25156PAC7 DEUTSCHE TELEKOM INT 6,712 7,386
    25243YAM1 DIAGEO CAP PLC GTD N 15,434 16,704
    35177PAL1 FRANCE TELECOM SA NT 19,441 22,881
    961214BH5 WESTPAC BKG CORP SR 25,222 25,126

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Name of Stock End of Year Book Value End of Year Fair Market Value
    SEE ATTACHED    
    464287507 ISHARES CORE S&P MID 218,091 253,400
    464287655 ISHARES RUSSELL 2000 141,172 170,459
    921943858 VANGUARD FTSE DEVELO 299,330 287,888
    922042858 VANGUARD FTSE EMERGI    
    922908553 VANGUARD REIT ETF    
    032511107 ANADARKO PETE CORP C    
    166764100 CHEVRON CORP COM    
    806857108 SCHLUMBERGER LTD COM    
    260543103 DOW CHEM CO COM    
    31428X106 FEDEX CORP COM    
    369604103 GENERAL ELEC CO COM    
    438516106 HONEYWELL INTL INC C    
    023135106 AMAZON COM INC COM    
    20030N101 COMCAST CORP NEW CL    
    580135101 MCDONALDS CORP COM    
    50076Q106 KRAFT FOODS GROUP IN    
    713448108 PEPSICO INC COM    
    718172109 PHILIP MORRIS INTL I    
    742718109 PROCTER & GAMBLE CO    
    002824100 ABBOTT LABS COM    
    478160104 JOHNSON & JOHNSON CO    
    084670702 BERKSHIRE HATHAWAY I    
    172967424 CITIGROUP INC NEW CO    
    38141G104 GOLDMAN SACHS GROUP    
    46625H100 J P MORGAN CHASE & C    
    949746101 WELLS FARGO & CO NEW    
    037833100 APPLE INC COM    
    278642103 EBAY INC COM    
    38259P508 GOOGLE INC CL A COM    
    594918104 MICROSOFT CORP COM    
    747525103 QUALCOMM INC COM    
    92826C839 VISA INC CL A COM    
    92343V104 VERIZON COMMUNICATIO    
    197199409 COLUMBIA ACORN FUND    
    19765N245 COLUMBIA DIVIDEND IN    
    19765P661 COLUMBIA LARGE CAP G    
    207543877 SMALL CAP GROWTH LEA 148,124 166,863
    29099J109 EMERGING MARKETS STO 567,629 562,436
    302993993 MID CAP VALUE CTF 353,099 354,783
    303995997 SMALL CAP VALUE CTF 157,220 165,996
    323991307 MID CAP GROWTH CTF 331,387 340,878
    99Z466197 INTERNATIONAL FOCUSE 867,213 872,797
    73935S105 POWERSHARES DB COMMO 331,129 232,470
    466001864 IVY ASSET STRATEGY F 452,308 356,255
    38145C646 GOLDMAN SACHS STRATE 699,021 676,005
    45399C107 DIVIDEND INCOME COMM 832,512 875,802
    99Z466163 HIGH QUALITY CORE CO 432,485 452,421
    99Z501647 STRATEGIC GROWTH COM 792,490 830,074

    TY 2014 InvestmentsGovtObligationsSch
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    US Government Securities - End of Year Book Value:

    310,793
    US Government Securities - End of Year Fair Market Value:

    363,309
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2014 InvestmentsOtherSchedule2
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SEE ATTACHED STATEMENT      
    8EQQ69994 GROSVENOR REGISTERED AT COST 339,601 274,078
    73935S105 POWERSHARES DB COMMO      

    TY 2014 LegalFeesSchedule
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - CHARITABLE 37     37


    TY 2014 OtherDecreasesSchedule
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Description Amount
       
       
       


    TY 2014 OtherExpensesSchedule
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PARTNERSHIP EXPENSES   2,885   0


    TY 2014 OtherIncomeSchedule2
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PARTNERSHIP INCOME   119  


    TY 2014 OtherIncreasesSchedule
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Description Amount
       
       
       


    TY 2014 TaxesSchedule
    Name:
    SMITH CHARLESST MARK'S ET AL
    EIN: 06-6024584
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 5,196 5,196   0
    EXCISE TAX - PRIOR YEAR 366 0   0
    EXCISE TAX ESTIMATES 3,190 0   0
    FOREIGN TAXES ON QUALIFIED FOR 361 361   0
    FOREIGN TAXES ON NONQUALIFIED 101 101   0