TY 2013 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2013

Open to Public Inspection

For calendar year 2013, or tax year beginning 12-01-2013 , and ending 11-30-2014

Name of foundation
THE EKM DAVIDSON FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)5002 SECOND AVE Room/suite

City or town, state or province, country, and ZIP or foreign postal code
BROOKLYN, NY11232

A Employer identification number

11-6005674

B Telephone number (see instructions)

(718) 439-6300

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$704,830J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	4,712		4,712
4	Dividends and interest from securities......	18,547		18,547
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		27,692
b	Gross sales price for all assets on line 6a 198,942
7	Capital gain net income (from Part IV, line 2)...			27,692
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	50,951		50,951
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....		13,914	9,789	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)		1,841	326	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		279	0	0
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	16,034		10,115	0
25	Contributions, gifts, grants paid........	50,500			50,500
26	Total expenses and disbursements. Add lines 24 and 25	66,534		10,115	50,500
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-15,583
b	Net investment income (if negative, enter -0-)			40,836
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2013)

Form 990-PF (2013)

Page 2

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............		3,075
	2	Savings and temporary cash investments..........		20,487	14,362	14,362
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....		10,907
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)		0	96,065	97,828
	b	Investments—corporate stock (attach schedule)........		565,137	368,759	482,970
	c	Investments—corporate bonds (attach schedule)........		0	105,643	109,670
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		599,606	584,829	704,830
		17	Accounts payable and accrued expenses..........
18		Grants payable...................
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )		111	917
23		Total liabilities (add lines 17 through 22)..........		111	917
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........		0	0
	28	Paid-in or capital surplus, or land, bldg., and equipment fund		0	0
	29	Retained earnings, accumulated income, endowment, or other funds		599,495	583,912
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		599,495	583,912
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		599,606	584,829

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	599,495
2	Enter amount from Part I, line 27a.....................	2	-15,583
3	Other increases not included in line 2 (itemize)	3	0
4	Add lines 1, 2, and 3..........................	4	583,912
5	Decreases not included in line 2 (itemize)	5	0
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	583,912

Form 990-PF (2013)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	1000 CREDIT SUISSE SUB NOTES CPN 5.40%	P	2011-11-21	2014-05-14
b	1000 DOW CHEMICAL CO CPN 3.000%	P	2013-04-19	2014-02-03
c	1000 DOW CHEMICAL CO CPN 3.000%	P	2013-04-19	2014-11-24
d	1000 EBAY INC SR CPN 4.00 %	P	2013-03-06	2014-10-02
e	1000 ENTERPRISE PRODUCTS OPER NOTES 6.5%	P	2014-08-11	2014-10-07
	1000 US BANCORP SUBORDINATED CPN 2.95%	P	2013-08-07	2013-12-05
	2000 US TREASURY INFLATION INDEX NOTES CPN 1.625%	P	2010-07-30	2014-05-15
	2000 US TREASURY NOTES CPN 2.5%	P	2014-08-21	2014-09-30
	1000 US TREASURY NOTES CPN 2.5%	P	2014-08-21	2014-11-12
	1000 US TREASURY WI NOTES CPN 2.125%	P	2011-11-02	2013-12-05
	3000 US TREASURY WI NOTES CPN 2.125%	P	2011-11-02	2014-01-14
	4000 US TREASURY WI NOTES CPN 2.125%	P	2011-11-02	2014-04-10
	4000 US TREASURY WI NOTES CPN 2.125%	P	2011-11-02	2014-08-21
	1000 US TREASURY WI NOTES CPN 2.125%	P	2011-12-29	2014-08-21
	1000 US TREASURY WI NOTES CPN 2.125%	P	2012-06-28	2014-08-21
	1000 US TREASURY WI NOTES CPN 2.125%	P	2013-09-30	2014-08-21
	1000 US TREASURY WI NOTES CPN 2.125%	P	2014-06-25	2014-08-21
	3000 US TREASURY NOTES CPN 0.75% DUE 06/15/14	P	2013-06-25	2014-01-07
	1000 US TREASURY NOTES CPN 0.75% DUE 06/15/15	P	2013-06-25	2014-06-16
	1000 US TREASURY NOTES CPN 0.75% DUE 06/15/15	P	2013-06-28	2014-06-16
	1000 US TREASURY NOTES CPN 0.75% DUE 06/15/16	P	2013-07-31	2014-06-16
	1000 US TREASURY NOTES CPN 0.75% DUE 06/15/17	P	2014-01-30	2016-06-16
	2000 US TREASURY INFLATION INDEX NOTES CPN 0.5%	P	2010-08-24	2014-01-15
	1000 US TREASURY NOTES CPN 1.75%	P	2013-11-26	2014-01-14
	5 ABBOTT LABORATORIES	P	2010-07-23	2014-01-06
	7 ABBVIE INC	P	2013-06-25	2013-12-04
	2 ABBVIE INC	P	2013-06-25	2014-01-06
	2 ACE LIMITED	P	2013-07-17	2013-12-04
	3 AIR PRODUCTS & CHEMICALS INC	P	2010-10-26	2013-12-04
	4 ALTRIA GROUP INC.	P	2010-07-23	2013-12-04
	2 ALTRIA GROUP INC.	P	2010-07-23	2014-01-06
	8 AMERICAN EXPRESS COMPANY	P	2010-07-23	2013-12-04
	1 AMERICAN EXPRESS COMPANY	P	2010-07-23	2014-01-06
	2 APPLE INC.	P	2010-07-23	2013-12-04
	1 ASML HOLDINGS NV NY REGISTRY SHS	P	2013-11-14	2013-12-04
	5 AUTOMATIC DATA PROCESSING	P	2010-07-23	2013-12-04
	1 AUTOMATIC DATA PROCESSING	P	2010-07-23	2014-01-06
	1 BLACKROCK INC.	P	2011-09-01	2013-12-04
	2 CANADIAN PACIFIC RAILWAY	P	2013-02-21	2013-12-04
	1 CATERPILLAR INC.	P	2010-07-23	2013-12-04
	1 CATERPILLAR INC.	P	2010-07-23	2014-01-06
	1 CATERPILLAR INC.	P	2011-05-25	2014-01-06
	0.667 CDK GLOBAL HOLDINGS LLC	P	2014-07-23	2014-10-01
	2 CHEVRON CORPORATION	P	2010-07-23	2014-01-06
	8 COCA-COLA COMPANY	P	2010-07-23	2013-12-04
	2 COCA-COLA COMPANY	P	2010-07-23	2014-01-06
	4 COMCAST CORP NEW CL	P	2013-02-19	2013-12-04
	2 COMCAST CORP NEW CL	P	2013-02-19	2014-01-06
	7 CONOCOPHILLIPS	P	2010-07-23	2013-12-04
	1 DIAGEO PLC	P	2012-11-09	2013-12-04
	8 DISNEY WALT COMPANY	P	2010-07-23	2013-12-04
	1 DISNEY WALT COMPANY	P	2010-07-23	2014-01-06
	1 EOG RESOURCES INC	P	2013-07-17	2013-12-04
	3 EXXON MOBIL CORP	P	2010-07-23	2013-12-04
	5 EXXON MOBIL CORP	P	2010-07-23	2014-01-06
	6 FRANKLIN RESOURSES INC.	P	2010-07-23	2013-12-04
	2 FRANKLIN RESOURSES INC.	P	2010-07-23	2014-01-06
	6 FREEPORT-MCMORAN COPPER & GOLD INC CLASS B	P	2011-02-02	2013-12-04
	3 FREEPORT-MCMORAN COPPER & GOLD INC CLASS B	P	2011-02-28	2014-01-06
	4 FREEPORT-MCMORAN COPPER & GOLD INC CLASS B	P	2011-02-28	2014-10-21
	10 FREEPORT-MCMORAN COPPER & GOLD INC CLASS B	P	2011-05-26	2014-10-21
	23 FREEPORT-MCMORAN COPPER & GOLD INC CLASS B	P	2012-08-23	2014-10-21
	7 FREEPORT-MCMORAN COPPER & GOLD INC CLASS B	P	2013-01-30	2014-10-21
	17 GENERAL ELECTRIC COMPANY	P	2010-07-23	2013-12-04
	3 GENERAL ELECTRIC COMPANY	P	2010-07-23	2014-01-06
	28 GENERAL ELECTRIC COMPANY	P	2010-07-23	2014-02-07
	1 HSBC HOLDINGS PLC-SPON	P	2012-06-06	2014-01-06
	12 HSBC HOLDINGS PLC-SPON	P	2012-06-06	2014-04-12
	16 HSBC HOLDINGS PLC-SPON	P	2012-06-06	2014-06-16
	13 HSBC HOLDINGS PLC-SPON	P	2012-06-06	2014-09-09
	4 HSBC HOLDINGS PLC-SPON	P	2013-12-04	2014-09-09
	3 INTEL CORP	P	2010-07-23	2013-12-04
	5 INTEL CORP	P	2010-07-23	2014-01-06
	2 INTERNATIONAL BUSINESS MACHINE CORP	P	2010-07-23	2014-01-06
	1 INTUITIVESURGICAL INC.	P	2010-07-23	2014-01-06
	2 INTUITIVESURGICAL INC.	P	2011-03-08	2014-01-30
	1 INTUITIVESURGICAL INC.	P	2013-08-07	2014-01-30
	1 INTUITIVESURGICAL INC.	P	2013-12-04	2013-01-30
	6 JOHNSON & JOHNSON	P	2010-07-23	2013-12-04
	13 JP MORGAN CHASE & CO	P	2010-07-23	2013-12-04
	3 JP MORGAN CHASE & CO	P	2010-07-23	2014-01-06
	1 KRAFT FOODS INC CL A	P	2010-10-22	2013-12-04
	4 LAUDER ESTEE COS INC	P	2010-07-23	2013-12-04
	1 LAUDER ESTEE COS INC	P	2010-07-23	2014-01-06
	9 MCDONALDS CORP.	P	2010-07-23	2014-09-09
	2 MERCK & CO INC	P	2010-07-23	2013-12-04
	6 MONDELEZ INTL INC	P	2012-10-05	2013-12-04
	5 NESTLE S A REG ADR	P	2010-07-23	2013-12-04
	2 NESTLE S A REG ADR	P	2010-07-23	2014-01-06
	4 NEWS CORP INC CL A	P	2010-07-23	2013-12-04
	2 NOVARTIS AG ADR	P	2013-05-30	2013-12-04
	1 NOVO NORDISK A S ADR	P	2010-07-23	2014-01-06
	3 OCCIDENTAL PETE CORP	P	2010-07-23	2013-12-04
	1 OCCIDENTAL PETE CORP	P	2010-07-23	2014-01-06
	6 ORACLE CORPORATION	P	2012-05-16	2013-12-04
	4 ORACLE CORPORATION	P	2012-05-16	2014-01-06
	1 PHILIP 66	P	2012-05-31	2013-12-04
	1 PHILIP 67	P	2012-05-31	2014-01-06
	2 PRAXAIR INC.	P	2010-07-23	2013-12-04
	1 PRAXAIR INC.	P	2010-07-23	2014-01-06
	3 PROCTER & GAMBLE CO.	P	2010-07-23	2013-12-04
	3 QUALCOMM INC.	P	2010-07-23	2013-12-04
	7 ROCHE HOLDINGS LTD ADR	P	2010-07-23	2013-12-04
	2 ROCHE HOLDINGS LTD ADR	P	2010-07-23	2014-01-06
	4 ROYAL DUTCH SHELL PLC ADR	P	2010-07-23	2014-01-06
	30 ROYAL DUTCH SHELL PLC ADR	P	2010-07-23	2014-04-03
	1 SABMILLER PLC ADR	P	2012-03-19	2013-12-04
	1 STATE STR CORP	P	2013-11-14	2014-01-06
	22 TARGET CORPORATION	P	2010-07-23	2014-06-16
	15 TEXAS INSTRUMENTS INC.	P	2010-07-23	2013-12-04
	2 TIME WARNER CABLE	P	2011-09-01	2013-12-04
	10 TOTAL S.A. SPONS ADR	P	2010-07-23	2013-12-04
	1 TOTAL S.A. SPONS ADR	P	2010-07-23	2014-01-06
	4 TWENTY FIRST CENTY	P	2013-07-01	2014-01-06
	6 UNITED TECHNOLOGIES CORP	P	2010-07-23	2013-12-04
	1 UNITED TECHNOLOGIES CORP	P	2010-07-23	2014-01-06
	2 WAL-MART STORES INC.	P	2010-07-23	2013-12-04
	6 WALGREEN COMPANY	P	2010-07-23	2013-12-04
	3 WELLS FARGO COMPANY	P	2013-07-17	2014-01-06
	3 XILINX INC	P	2012-05-15	2013-12-04
	8 AMERICAN WATER WORKS CO. INC	P	2010-07-22	2013-12-04
	5 AMERICAN WATER WORKS CO. INC	P	2010-07-22	2014-01-13
	7 AT & T INC.	P	2010-07-22	2013-12-04
	3 AT & T INC.	P	2010-07-22	2014-01-13
	3 BANK MONTREAL QUEBEC	P	2010-07-22	2013-12-04
	2 BANK MONTREAL QUEBEC	P	2010-07-22	2014-01-13
	2 BAXTER INTERNATIONAL INC	P	2012-07-27	2013-12-04
	2 BAXTER INTERNATIONAL INC	P	2012-07-27	2014-01-13
	2 BCE INC.	P	2010-07-22	2013-12-04
	2 BCE INC.	P	2010-07-22	2014-01-13
	7 CA INC	P	2012-05-23	2013-12-04
	51 CA INC	P	2012-05-23	2014-01-13
	57 CA INC	P	2012-05-24	2014-01-17
	9 CISCO SYSTEMS INC	P	2013-05-16	2013-12-04
	7 CISCO SYSTEMS INC	P	2013-05-16	2014-01-13
	3 CME GROUP INC	P	2012-02-08	2013-12-04
	2 CME GROUP INC	P	2012-02-08	2014-01-13
	33 DARDEN RESTAURANTS	P	2014-02-24	2014-11-25
	7 DIGITAL REALTY TRUST INC.	P	2010-07-22	2013-12-04
	1 DIGITAL REALTY TRUST INC.	P		2014-01-13
	4 ENSCO PLC CLASS A	P	2013-05-16	2013-12-04
	17 GENERAL ELECTRIC COMPANY	P	2011-11-29	2013-12-04
	40 GENERAL ELECTRIC COMPANY	P	2011-11-29	2014-01-23
	6 GLAXOSMITHKLINE PLC_ADR	P	2010-08-17	2013-12-04
	2 GLAXOSMITHKLINE PLC_ADR	P	2010-08-17	2014-01-13
	3 GOLAR LNG LTD	P	2013-08-27	2013-12-04
	2 GOLAR LNG LTD	P	2013-08-27	2014-01-13
	5 HCP INC.	P	2010-07-22	2013-12-04
	10 HOSPITALITY PROPERTIES REIT TRUST	P	2011-06-21	2013-12-04
	4 HOSPITALITY PROPERTIES REIT TRUST	P	2011-06-21	2014-01-13
	22 INTEL CORP.	P	2010-07-22	2013-12-04
	9 INTEL CORP.	P	2010-07-22	2014-01-13
	99 INTEL CORP.	P	2010-07-22	2014-10-03
	6 INTERNATIONAL PAPER CO	P	2011-06-07	2013-12-04
	3 INTERNATIONAL PAPER CO	P	2011-06-07	2014-01-13
	75 INTERNATIONAL PAPER CO	P	2011-06-07	2014-07-18
	10 INTERNATIONAL PAPER CO	P	2011-09-20	2014-07-18
	2 INTERNATIONAL PAPER CO	P	2013-09-18	2014-07-18
	4 JOHNSON & JOHNSON	P	2010-07-22	2013-12-04
	2 JOHNSON & JOHNSON	P	2010-07-22	2014-01-13
	132 KINDLER MORGAN MGMT LLC	P	2010-07-22	2013-12-04
	16 KINDLER MORGAN MGMT LLC	P	2010-07-22	2014-01-02
	5 KINDER MORGAN INC DEL	P	2013-12-27	2014-01-13
	8 LINN CO LLC	P	2012-12-19	2013-12-04
	45 MATTEL INCORPORATED	P	2014-03-18	2014-10-17
	6 MAXIM INTERGRATED PRODS INC.	P	2010-11-04	2013-12-04
	3 MAXIM INTERGRATED PRODS INC.	P	2010-11-04	2014-01-13
	9 MERCK & CO INC.	P	2010-07-22	2013-12-04
	30 MERCK & CO INC.	P	2010-07-22	2014-01-23
	24 MERCK & CO INC.	P	2010-07-22	2014-04-08
	5 MICROCHIP TECHNOLOGY INC.	P	2010-07-22	2013-12-04
	3 MICROCHIP TECHNOLOGY INC.	P	2010-07-22	2014-01-13
	1 NATIONAL GRID PLC SPON ADR	P	2010-07-22	2013-12-04
	1 NATIONAL GRID PLC SPON ADR	P	2010-07-22	2014-01-13
	25 NATIONAL GRID PLC SPON ADR	P	2010-07-22	2014-03-19
	11 NISOURCE INC.	P	2010-07-22	2013-12-04
	3 NISOURCE INC.	P	2010-07-22	2014-01-13
	53 NISOURCE INC.	P	2010-07-22	2014-04-08
	16 NISOURCE INC.	P	2010-07-22	2014-11-13
	3 OMEGA HEALTHCARE REIT INVESTORS INC	P	2012-10-18	2013-12-04
	30 OMEGA HEALTHCARE REIT INVESTORS INC	P	2012-10-18	2014-08-26
	26 OMEGA HEALTHCARE REIT INVESTORS INC	P	2012-11-16	2014-08-26
	0.48551 ONE GAS INC	P	2014-02-03	2014-02-03
	33.014 ONE GAS INC	P	2014-02-03	2014-10-27
	0.01449 ONE GAS INC	P	2014-02-03	2014-02-03
	0.971 ONE GAS INC	P	2014-02-03	2014-10-27
	11 ONEOK INC.	P	2010-07-22	2013-12-04
	1 ONEOK INC.	P	2010-07-22	2014-01-13
	4 ONEOK INC.	P	2010-07-22	2014-02-03
	4 ONEOK INC.	P	2010-07-22	2014-02-03
	26 ONEOK INC.	P	2010-07-22	2014-04-08
	6 PFIZER INCORPORATED	P	2010-07-22	2013-12-04
	4 PFIZER INCORPORATED	P	2010-07-22	2014-01-13
	3 PROVIDENT ENERGY LTD	P	2011-05-04	2013-12-04
	11 PEOPLE'S UNITED FINANCL	P	2013-05-21	2013-12-04
	4 PEOPLE'S UNITED FINANCL	P	2013-05-21	2014-01-13
	9 POTASH CORP OF SASKATCHEWAN INC	P	2013-11-05	2013-12-04
	2 POTASH CORP OF SASKATCHEWAN INC	P	2013-11-05	2014-01-13
	45 POTASH CORP OF SASKATCHEWAN INC	P	2013-11-05	2014-08-14
	57 POTASH CORP OF SASKATCHEWAN INC	P	2013-11-05	2014-10-07
	52 POTASH CORP OF SASKATCHEWAN INC	P	2014-01-23	2014-10-15
	7 SEADRILL LTD	P	2010-11-04	2013-12-04
	2 SEADRILL LTD	P	2010-11-04	2014-01-13
	40 SEADRILL LTD	P	2010-11-04	2014-08-14
	45 SEADRILL LTD	P	2010-11-04	2014-10-17
	33 SEADRILL LTD	P	2011-01-12	2014-10-17
	3 SENIOR HOUSING PROP TR REINT	P	2012-06-30	2013-12-04
	7 SPECTRA ENERGY CORP.	P	2010-07-22	2013-12-04
	5 SPECTRA ENERGY CORP.	P	2010-07-22	2014-01-13
	247 STAPLES INC	P	2013-02-25	2013-12-04
	4 TOTAL S.A ADR	P	2012-06-20	2013-12-04
	1 TOTAL S.A ADR	P	2012-06-20	2014-01-13
	24 TOTAL S.A ADR	P	2012-06-20	2014-06-19
	35 TOTAL S.A ADR	P	2012-06-21	2014-06-19
	12 VODAFONE GROUP PLC	P	2010-12-14	2013-12-04
	26 VODAFONE GROUP PLC	P	2010-12-14	2014-01-23
	13 WILLIAMS COMPANIES INC	P	2011-03-10	2013-12-04
	3 WILLIAMS COMPANIES INC	P	2011-03-10	2014-01-13
	5 AEGON N V 6.375% PFD CUM PERPETUAL	P	2010-07-23	2014-01-06
	3 AEGON N V FLOATING RAT CUM PERPETUAL	P	2010-07-23	2014-01-06
	6 AEGON N V FLOATING RAT CUM PERPETUAL	P	2010-07-23	2014-02-26
	6 AEGON N V PERP CUM 7.25% PFD	P	2011-06-16	2014-04-10
	2 AEGON 8% PFD	P	2012-03-20	2014-01-06
	1 AFLAC INC 5.5 %	P	2012-09-21	2014-03-27
	1 ALLSTATE 5.1 % PFD	P	2013-01-25	2014-03-27
	1 ALLSTATE CORP 6.75%	P	2013-10-04	2014-03-27
	1 AMERICAN FINL 6.375% PFD	P	2012-06-11	2014-03-27
	2 AMERIPRISE FINANCIAL INC.	P	2010-07-23	2014-01-06
	5 AMERIPRISE FINANCIAL INC.	P	2010-07-23	2014-04-23
	6 AMERIPRISE FINANCIAL INC.	P	2010-07-23	2014-05-05
	17 AMERIPRISE FINANCIAL INC.	P	2010-07-23	2014-06-16
	1 ARCH CAP GRP 6.75% PFD	P	2012-03-27	2014-03-27
	1 ASPEN HLDGS LTD 7.25% PFD	P	2012-07-01	2014-03-27
	5 ASPEN HLDGS LTD 7.25% PFD	P	2012-07-01	2014-06-25
	10 ASPEN HLDGS LTD 7.25% PFD	P	2012-05-09	2014-06-26
	1 AXIS CAP HLDG 6.875% PFD	P	2012-03-13	2014-03-27
	5 AXIS CAP HLDG 6.875% PFD	P	2012-03-13	2014-06-23
	1 AXIS CAPITAL 5.5% PFD	P	2013-05-29	2014-03-27
	1 BANK AMERICA CORP 6.204% SERIES D PFD	P	2010-09-30	2014-03-27
	4 BANK NEW YORK 5.2% PFD MELLON	P	2012-10-03	2014-01-06
	1 BANK NEW YORK 5.2% PFD MELLON	P	2012-10-03	2014-03-27
	2 BANK OF AMERICA CORP PFD SUPER-REGIONAL BANKS	P	2011-02-22	2014-01-06
	1 BANK OF AMERICA CORP PFD 6.375% SER 3	P	2010-07-23	2014-03-27
	2 BARCLAY BANK PLC 6.625% NON CUM PERPETUAL PFD	P	2010-07-23	2014-03-27
	3 BARCLAY BANK PLC 7.10% NON CUM PERPETUAL PFD	P	2010-07-23	2014-01-06
	9 BARCLAY BANK PLC 7.10% NON CUM PERPETUAL PFD	P	2010-07-23	2014-05-01
	38 BARCLAY BANK PLC 7.10% NON CUM PERPETUAL PFD	P	2010-07-23	2014-06-26
	10 BARCLAY BANK PLC 7.10% NON CUM PERPETUAL PFD	P	2011-09-16	2014-06-27
	1 BARCLAY BANK PLC 7.75% NON CUM PERPETUAL PFD	P	2010-07-23	2014-03-27
	2 BARCLAY BANK PLC 7.75% NON CUM PERPETUAL PFD	P		2014-04-02
	12 BARCLAY BANK PLC 7.75% NON CUM PERPETUAL PFD	P	2011-09-09	2014-04-02
	12 BARCLAY BANK PLC 8.125% NON CUM PERPETUAL PFD	P	2010-07-23	2014-02-20
	3 BB&T CORP SER G 5.2% PFD	P	2013-05-03	2014-03-27
	3 BB&T CORP 5.625% PFD	P	2012-08-09	2014-01-06
	1 BB&T CORP 5.85 % PFD	P	2012-04-27	2014-03-27
	1 BB&T CORP 5.85 % PFD	P	2012-05-01	2014-03-27
	1 BB&T CORP 5.2% DEP PFD	P	2013-07-22	2014-03-27
	2 CAPITAL ONE FINL 6% PFD	P	2012-09-17	2014-01-06
	2 CAPITAL ONE FINL 6% PFD	P	2012-09-18	2014-01-06
	1 CAPITAL ONE FINL 6% PFD	P	2012-09-18	2014-03-27
	2 CHARLES SCHWAB 6% PFD 1/40TH-B	P	2012-05-30	2014-03-27
	2 CITIGROUP CAP IX 6%	P	2011-06-10	2014-01-06
	3 CITIGROUP CAP IX 6%	P	2011-06-10	2014-04-28
	11 CITIGROUP CAP IX 6%	P	2011-08-08	2014-04-28
	9 CITIGROUP CAP IX 6%	P	2011-08-23	2014-04-28
	11 CITIGROUP CAP IX 6%	P	2013-01-11	2014-04-28
	3 CITIGROUP CAP TR XIII 7.875% FIXED TO FLT	P	2010-10-12	2013-12-12
	1 CITIGROUP CAP TR XIII 7.875% FIXED TO FLT	P	2010-10-12	2014-01-06
	1 CITIGROUP CAP TR XIII 7.875% FIXED TO FLT	P	2011-04-29	2014-01-06
	7 CITIGROUP CAP TR XIII 7.875% FIXED TO FLT	P	2011-04-29	2014-06-10
	3 CITIGROUP CAP TR XIII 7.875% FIXED TO FLT	P	2011-08-19	2014-06-26
	5 CITIGROUP CAP TR XIII 7.875% FIXED TO FLT	P	2011-08-22	2014-06-26
	2 CITIGROUP CAP TR XIII 7.875% FIXED TO FLT	P	2012-03-14	2014-06-26
	9 CITIGROUP CAP TR XIII 7.875% FIXED TO FLT	P	2012-03-14	2014-09-24
	2 CITIGROUP CAP TR XIII 7.875% FIXED TO FLT	P	2012-03-21	2013-09-24
	1 CITIGROUP CAP XVII 6.35%	P	2010-07-23	2014-03-27
	5 CITIGROUP CAP XVII 6.35%	P	2010-07-23	2014-04-28
	9 CITIGROUP CAP XVII 6.35%	P	2011-08-22	2014-04-28
	1 CITIGROUP 7.125% PFD FIX-FLOAT	P	2013-10-02	2014-03-27
	3 CITIGROUP INC 5.8% PFD	P	2013-04-25	2014-01-06
	9 CITIGROUP INC 5.8% PFD	P	2013-04-25	2014-06-26
	12 CITIGROUP INC 5.8% PFD	P	2013-04-25	2014-09-24
	2 CITIGROUP CAPITAL XI 6%	P	2011-07-27	2014-03-27
	3 CITIGROUP CAPITAL XI 6%	P	2011-07-27	2014-04-28
	5 CITIGROUP CAPITAL XI 6%	P	2012-03-08	2014-04-28
	6 CITIGROUP CAPITAL XI 6%	P	2012-03-09	2014-04-28
	1 CITIGROUP CAPITAL XI 6%	P	2012-11-26	2014-04-28
	11 CITIGROUP CAPITAL XI 6%	P	2013-01-11	2014-04-28
	1 COUNTRYWIDE CAP 6.75% IV TR PFD	P	2010-07-23	2014-03-27
	12 COUNTRYWIDE CAP 6.75% IV TR PFD	P	2010-07-23	2014-04-02
	12 COUNTRYWIDE CAP 6.75% IV TR PFD	P	2010-07-30	2014-04-02
	5 DB CONT CAP TR 6.55% CUMULATIVE PERP PFD	P	2010-07-23	2014-01-06
	7 DB CONT CAP TR 6.55% CUMULATIVE PERP PFD	P	2010-07-23	2014-02-21
	15 DB CONT CAP TR 6.55% CUMULATIVE PERP PFD	P	2010-07-23	2014-03-25
	3 DEUTSCHE BANK 7.60% CONTINGENT CAP III	P	2010-07-23	2013-12-10
	9 DEUTSCHE BANK 7.60% CONTINGENT CAP III	P	2010-08-25	2013-12-10
	9 DEUTSCHE BANK 7.60% CONTINGENT CAP III	P	2011-07-06	2013-12-18
	3 DEUTSCHE BANK 7.60% CONTINGENT CAP III	P	2012-12-13	2013-12-26
	7 DEUTSCHE BANK 7.60% CONTINGENT CAP III	P	2012-12-14	2014-02-07
	6 DEUTSCHE BANK 7.60% CONTINGENT CAP III	P	2012-12-10	2014-02-18
	3 DEUTSCHE BANK 7.60% CONTINGENT CAP III	P	2012-12-11	2014-02-18
	7 DEUTSCHE BANK 8.05% CONT CAP TR V	P	2010-07-23	2013-12-16
	1 DIGITAL REALTY 5.875% PFD SERIES G	P	2013-05-16	2014-03-27
	1 DIGITAL REALTY 6.625% PFD	P	2012-04-04	2014-03-27
	1 DOMINION RES INC 8.375% SER A	P	2010-07-23	2014-03-27
	24 DOMINION RES INC 8.375% SER A	P	2010-07-23	2014-05-27
	1 DTE ENERGY 6.5% PFD JR SUB NOTE	P	2011-11-29	2014-03-27
	1 DUKE ENERGY 5.125% PFD JR SUB	P	2013-01-16	2014-03-27
	1 ENTERGY ARKANSAS 5.75% FIRST MTG BONDS	P	2010-10-07	2014-03-27
	1 ENTERGY ARKANSAS 5.75% FIRST MTG BONDS	P	2010-10-07	2014-06-27
	3 ENTERGY ARKANSAS 5.75% FIRST MTG BONDS	P	2010-10-12	2014-06-27
	1 ENTERGY MISS 6.00% PFD FIRST MTG BONDS	P	2011-04-13	2014-03-27
	7 ENTERGY TEXAS 7.875%	P	2010-07-23	2014-06-16
	1 FIRST NIAGARA 8.625% PFD FINCL	P	2012-12-13	2014-03-27
	2 GE CAP CORP 4.875% PFD	P	2012-10-05	2014-03-27
	1 GE CAP CORP 4.875% PFD	P	2013-02-01	2014-03-27
	2 GE CAP CORP 4.7% PFD	P	2013-05-21	2014-03-27
	4 GOLDMAN SACHS 6.125% PFD SR NOTE	P	2010-11-22	2014-01-06
	4 GOLDMAN SACHS 6.5% PFD SR NOTE	P	2011-11-09	2014-01-06
	1 GOLDMAN SACHS GRP 4% INC PRD	P	2010-07-23	2014-03-27
	5 GOLDMAN SACHS GRP 4% INC PRD	P	2010-07-23	2014-06-26
	4 GOLDMAN SACHS 5.95% PFD	P	2012-10-23	2014-03-10
	8 GOLDMAN SACHS 5.95% PFD	P	2012-11-13	2014-03-10
	3 GOLDMAN SACHS 5.95% PFD	P	2012-11-13	2014-04-09
	6 GOLDMAN SACHS 5.95% PFD	P	2012-11-14	2014-04-09
	19 GS FLT RT NON CUM PFD PERPETUAL	P	2010-07-23	2014-03-10
	1 HARTFORD FINL 7.875% PFD	P	2012-04-11	2014-03-27
	4 HARTFORD FINL 7.875% PFD	P	2012-04-11	2014-06-27
	5 HEALTH CARE REIT 6.5% PFD	P	2012-03-01	2014-06-27
	2 HOSPITALITY 7.125% PFD	P	2012-01-13	2014-03-27
	4 HOSPITALITY 7.125% PFD	P	2012-01-13	2014-06-27
	5 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2010-07-28	2014-01-06
	2 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2010-08-02	2014-01-06
	7 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2010-08-02	2014-03-25
	12 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2010-08-12	2014-03-25
	8 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2010-09-10	2014-03-25
	8 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2011-05-09	2014-03-25
	9 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2011-05-25	2014-03-25
	8 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2011-06-08	2014-03-25
	1 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2011-06-16	2014-03-27
	9 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2011-06-16	2014-04-02
	11 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2011-07-07	2014-04-04
	8 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2011-07-12	2014-04-04
	6 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2011-08-19	2014-04-04
	4 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2011-08-19	2014-05-02
	6 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2011-10-07	2014-05-12
	4 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2012-10-19	2014-05-12
	7 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2012-10-19	2014-06-27
	2 HSBC HOLDINGS 8% PFD NON CUM SUR CAP SEC	P	2013-04-26	2014-06-27
	10 HSBC HOLDINGS PLC 6.2% SERIES A	P	2010-07-23	2014-03-24
	3 HSBC HOLDINGS PLC 6.2% SERIES A	P	2010-07-23	2014-04-01
	5 HSBC HOLDINGS PLC 6.2% SERIES A	P	2011-07-27	2014-04-01
	4 HSBC HOLDINGS PLC 6.2% SERIES A	P	2011-07-28	2014-04-01
	12 HSBC HOLDINGS PLC 6.2% SERIES A	P	2011-08-23	2014-04-02
	1 ING GROUP 7.05% PERP CUM PFD	P	2011-03-15	2014-03-27
	16 ING GROUP 7.05% PERP CUM PFD	P	2011-03-15	2014-04-04
	10 ING GROUP 7.05% PERP CUM PFD	P	2011-04-06	2014-04-17
	6 ING GROUP 7.05% PERP CUM PFD	P	2012-02-10	2014-04-17
	2 ING GROUP N V 6.125%CUM PERPETUAL DENT SECS	P	2011-04-06	2014-03-27
	2 ING GROUP NV 7.20% PERPETUAL DEBT SECS CUM	P	2010-07-23	2014-01-06
	23 ING GROUP NV 7.20% PERPETUAL DEBT SECS CUM	P	2010-07-23	2014-04-08
	13 ING GROUP NV 7.20% PERPETUAL DEBT SECS CUM	P	2011-05-06	2014-04-22
	2 ING GROUP NV 6.375% CUM HYBRID CAP SEC	P	2011-06-10	2014-03-27
	1 ING GROUP 6.2% CUM	P	2012-04-20	2014-03-27
	2 INTEGRYS ENERGY 6% PFD	P	2013-08-20	2014-03-27
	22 INTEGRYS ENERGY 6% PFD	P	2013-08-20	2014-06-23
	6 JPM TRUST PFD XXIX 6.70%	P	2010-09-21	2013-12-12
	1 JP MORGAN 6.7%	P	2014-02-07	2014-03-27
	5 JP MORGAN CHASE 5.5% PFD	P	2012-10-17	2013-01-06
	7 JP MORGAN CHASE 5.5% PFD	P	2012-10-17	2014-03-13
	1 KIMCO REALTY CORP 6.90% PFD PERPETUAL/CUMULATIVE	P	2010-08-31	2014-03-27
	1 KIMCO REALTY 5.625%	P	2013-03-06	2014-03-27
	1 KIMCO REALTY 5.5% PFD	P	2012-07-07	2014-03-27
	3 KIMCO REALTY 5.5% PFD	P	2012-07-07	2014-06-27
	1 KIMCO REALTY 5.5% PFD	P	2012-08-21	2014-06-27
	1 KIMCO REALTY 6% PFD	P	2012-03-09	2014-03-27
	2 LLOYDS BKG GRP PLC 7.75% PREFERRED -SR NOTE	P	2011-07-05	2014-01-06
	3 LLOYDS BKG GRP PLC 7.75% PREFERRED -SR NOTE	P	2011-07-12	2014-01-06
	9 LLOYDS BKG GRP PLC 7.75% PREFERRED -SR NOTE	P	2011-07-12	2014-04-04
	8 LLOYDS BKG GRP PLC 7.75% PREFERRED -SR NOTE	P	2011-08-18	2014-04-04
	2 LLOYDS BKG GRP PLC 7.75% PREFERRED -SR NOTE	P	2011-08-18	2014-05-12
	3 LLOYDS BKG GRP PLC 7.75% PREFERRED -SR NOTE	P	2011-09-19	2014-05-12
	4 LLOYDS BKG GRP PLC 7.75% PREFERRED -SR NOTE	P	2011-09-20	2014-07-10
	1 LLOYDS BKG GRP PLC 7.75% PREFERRED -SR NOTE	P	2011-10-03	2014-07-10
	2 MERRILL LYNCH 6.45% CAP TR	P	2010-07-23	2014-03-27
	10 MERRILL LYNCH 6.45% CAP TR	P	2010-07-23	2014-11-25
	2 MERRILL LYNCH 6.45% PFD CAP TR II	P	2010-07-23	2014-03-27
	1 MORGAN STANLEY 5.75% CAP TR V	P	2010-07-23	2014-03-27
	1 MORGAN STANLEY 6.45% PFD CAP TRUST	P	2011-07-08	2014-03-27
	6 MORGAN STANLEY 6.45% PFD CAP TRUST	P	2011-07-08	2014-04-22
	3 MORGAN STANLEY 6.45% PFD CAP TRUST	P	2012-12-10	2014-05-07
	6 MORGAN STANLEY 6.45% PFD CAP TRUST	P	2012-12-11	2014-05-07
	1 MORGAN STANLEY 6.45% PFD CAP TRUST	P	2012-12-13	2014-05-07
	2 MORGAN STANLEY 6.25 % TR PFD CAP III	P	2010-07-23	2014-03-27
	9 MORGAN STANLEY 6.25 % TR PFD CAP III	P	2010-07-23	2014-05-15
	9 MORGAN STANLEY 6.25 % TR PFD CAP III	P	2010-07-23	2014-06-25
	1 MORGAN STANLEY 6.25% TR PFD CAP IV	P	2010-07-23	2014-03-27
	17 MORGAN STANLEY 6.25% TR PFD CAP IV	P	2010-07-23	2014-06-25
	1 MORGAN STANLEY 7.125%	P	2013-10-04	2014-03-27
	8 MORGAN STANLEY 6.60% PFD CAP VII	P	2011-05-24	2014-04-02
	8 MORGAN STANLEY 6.60% PFD CAP VII	P	2011-10-14	2014-04-02
	1 MORGAN STANLEY 6.60% TR PFD CAP VI	P	2010-07-23	2014-03-27
	7 MORGAN STANLEY 6.60% TR PFD CAP VI	P	2010-07-23	2014-04-22
	10 MORGAN STANLEY 6.60% TR PFD CAP VI	P	2011-08-23	2014-04-29
	1 MORGAN STANLEY PFD SER A PERP	P	2010-07-23	2014-03-27
	6 MORGAN STANLEY PFD SER A PERP	P	2010-07-23	2014-09-26
	1 NATIONAL RETAIL 6.625% PFD	P	2012-02-15	2014-03-27
	1 NEXTERA ENERGY 5.7% PFD JR	P	2012-03-21	2014-03-27
	1 NEXTERA ENERGY 5.625% PFD	P	2012-06-13	2014-03-27
	1 NEXTERA ENERGY 5% PFD	P	2013-01-25	2014-03-27
	1 NEXTERA ENERGY 5.125% PFD	P	2012-11-16	2014-03-27
	16 PARTNER RE 6.50% SER D PERPETUAL PFD	P	2010-07-23	2014-01-06
	16 PARTNER RE 6.50% SER D PERPETUAL PFD	P	2010-07-23	2014-06-27
	4 PARTNER RE 6.50% SER D PERPETUAL PFD	P	2010-07-23	2014-07-29
	1 PARTNERRE LTD 5.875% PFD	P	2013-02-19	2014-03-27
	1 PARTNERRE LTD 7.25% PFD	P	2011-06-10	2014-03-27
	6 PNC FINANCIAL 6.125% PFD	P	2012-06-25	2014-01-06
	1 PPL CAPITAL FDG 5.9 PFD	P	2013-03-19	2014-03-27
	1 PROTECTIVE LIFE CP 6.25% PFD	P	2012-05-16	2014-03-27
	5 PROTECTIVE LIFE CP 6.25% PFD	P	2012-05-16	2014-06-27
	1 PRUDENTIAL FIN 5.7% PFD JR	P	2013-05-08	2014-03-27
	1 PRUDENTIAL FINL 5.75% PFD	P	2013-03-07	2014-03-27
	5 PRUDENTIAL PLC 6.5%	P	2013-10-25	2014-03-10
	2 PRUDENTIAL PLC 6.5%	P	2013-10-28	2014-03-10
	1 PRUDENTIAL PLC 6.5%	P	2013-10-29	2014-03-10
	1 PS BUS PARKS 5.75% PFD	P	2012-09-06	2014-03-27
	1 PS BUS PARKS 5.7% PFD	P	2013-03-19	2014-03-27
	2 PS BUSINESS PARKS 6% PERPETUAL	P	2012-05-03	2014-03-27
	1 PS BUSINESS PK 6.45% PFD	P	2012-01-10	2014-03-27
	1 PUBLIC STORAGE 5.75% PFD	P	2012-03-06	2014-03-27
	1 PUBLIC STORAGE 5.9% PFD	P	2012-01-05	2014-03-27
	1 PUBLIC STORAGE 5.2% PFD	P	2013-03-19	2014-03-27
	1 PUBLIC STORAGE 5.2% PFD	P	2013-01-25	2014-03-27
	5 PUBLIC STORAGE 6.875% PFD	P	2010-07-23	2014-05-28
	1 PUBLIC STORAGE 6.5% PFD	P	2011-04-06	2014-03-27
	5 PUBLIC STORAGE 6.5% PFD	P	2011-04-06	2014-06-27
	1 PUBLIC STORAGE 6.35% PFD	P	2011-07-20	2014-03-27
	2 QWEST CORP 7.375% PFD SENIOR UNSECURED	P	2011-06-08	2014-03-27
	1 QWEST CORP 7.5% PFD PREFERRED-SR UNSECURED MTY	P	2011-09-15	2014-03-27
	7 QWEST CORP 7.5% PFD PREFERRED-SR UNSECURED MTY	P		2014-06-20
	1 QWEST CORP 7% PFD SENIOR	P	2012-03-22	2014-03-27
	1 QWEST CORP 7% PFD SENIOR	P	2012-06-15	2014-03-27
	1 RAYMOND JAMES FINCL PFD 6.9 %	P	2012-03-02	2014-03-27
	8 REALTY INCOME 6.75% PFD	P	2014-01-30	2014-05-15
	2 REALTY INCOME 6.625% PFD	P	2012-01-31	2014-03-27
	1 REGENCY CENTERS CORP PFD 6.625%	P	2012-02-18	2014-03-27
	5 REGENCY CENTERS CORP PFD 6.625%	P	2012-02-18	2014-06-20
	1 RENAISSANCE RE 6.08% HLD	P	2011-01-04	2014-03-27
	1 RENAISSANCE RE 6.08% HLD	P	2011-01-04	2014-06-27
	3 RENAISSANCE RE 6.08% HLD	P	2013-07-10	2014-06-27
	2 RENAISSANCE RE 5.375% PFD	P	2013-06-05	2014-03-27
	5 RENAISSANCE RE 5.375% PFD	P	2013-06-05	2014-06-20
	1 ROYAL BK SCOTLAND 6.35% SER	P	2012-07-19	2014-03-27
	10 ROYAL BK SCOTLAND 6.35% SER	P	2012-07-19	2014-04-09
	9 ROYAL BNK OF SCTLND 6.75%	P	2012-11-26	2014-03-25
	1 ROYAL BK SCOTLAND 6.6% NON CUM	P	2012-07-18	2014-03-27
	7 ROYAL BK SCOTLAND 6.6% NON CUM	P	2012-07-19	2014-04-08
	10 ROYAL BK SCOTLAND 6.4%	P	2012-07-16	2014-02-19
	6 ROYAL BK SCOTLAND 5.75 SER NON CUM PFD	P	2011-09-13	2014-01-06
	6 ROYAL BK SCOTLAND 5.75 SER NON CUM PFD	P	2011-09-13	2014-04-08
	2 ROYAL BK SCOTLAND 5.75 SER NON CUM PFD	P	2011-09-23	2014-04-08
	4 SCANA CORP 7.7% PFD MATURITY 01/30/2065	P	2010-07-23	2014-06-20
	2 SENIOR HOUSING 5.625% PFD	P	2012-07-18	2014-03-27
	2 STATE STREET CRP 5.25% PFD	P	2013-06-06	2014-03-27
	1 TCF FINANCIAL CRP 7.5 % PFD	P	2012-07-11	2014-03-27
	1 TELEPHONE DATA 6.875% PFD SYS SR	P	2010-11-18	2014-03-27
	1 TELEPHONE DATA 7% PFD SR	P	2011-03-22	2014-03-27
	4 TELEPHONE DATA 7% PFD SR	P	2011-03-22	2014-09-25
	4 TELEPHONE DATA 7% PFD SR	P	2011-03-22	2014-10-16
	5 TELEPHONE DATA 7% PFD SR	P	2011-03-22	2014-11-21
	3 UBS PREF FUNDING TR IV PERPETUAL	P	2010-07-23	2014-03-27
	9 US BANCORP FLT PFD PERPETUAL SERIES B	P	2010-07-23	2014-05-15
	11 US NANCORP DEL 5.15% PFD SERIES H	P	2013-05-07	2014-04-17
	8 US NANCORP DEL 5.15% PFD SERIES H	P	2013-05-07	2014-05-02
	1 US BANCORP 6% PFD SERIES G	P	2012-04-18	2014-03-27
	3 US CELLULAR 6.95% PFD SR UNSECURED	P	2011-05-18	2014-09-04
	2 US CELLULAR 6.95% PFD SR UNSECURED	P	2011-06-08	2014-09-04
	4 US CELLULAR 6.95% PFD SR UNSECURED	P	2011-06-08	2014-10-16
	1 VENTAS REALTY LP 5.45 % PFD	P	2013-03-19	2014-03-27
	1 VORNADO REALTY 5.4% PFD	P	2013-02-01	2014-03-27
	3 VORNADO RLTY LP 7.875% (PINES)	P	2010-07-23	2014-01-06
	14 VORNADO RLTY LP 7.875% (PINES)	P	2010-07-23	2014-06-20
	42 VORNADO RLTY LP 7.875% (PINES)	P	2010-07-23	2014-10-01
	1 VORNADO RLTY LP 6.875% PFD SER J PERPETUAL CUMULATIVE	P	2011-08-15	2014-03-27
	4 VORNADO RLTY LP 6.875% PFD SER J PERPETUAL CUMULATIVE	P		2014-06-27
	5 WEINGARTEN REALTY 8.1% MATURITY	P	2010-07-23	2014-06-10
	7 WEINGARTEN RLTY 6.50% CUM PERPETUAL PFD SER F	P	2010-07-23	2014-08-06
	10 WELLS FARGO & CO 5.2% PFD	P	2013-07-03	2014-03-10
	11 WELLS FARGO & CO 5.2% PFD	P	2013-07-15	2014-03-13
	9 WELLS FARGO & CO 5.25% PFD	P	2013-06-13	2014-03-10
	3 WELLS FARGO 5.85% PFD	P	2013-07-23	2014-01-06
	1 WELLS FARGO 5.85% PFD	P	2013-07-24	2014-01-06
	9 WELLS FARGO & CO 5.125% PFD	P	2013-07-15	2014-03-10
	2 WR BERKLEY CORP 5.625% PFD	P	2013-05-16	2014-03-27
	29 AARONS INC	P	2013-08-12	2014-03-20
	79 AARONS INC	P	2013-08-12	2014-04-03
	80 AMERICAN AXLE & MFG HLDGS INC	P	2013-08-12	2014-09-08
	14 AMTRUST FINANCIAL SERVICES INC	P	2013-08-12	2014-05-23
	2 AMTRUST FINANCIAL SERVICES INC	P	2013-08-12	2014-07-14
	2 ATWOOD OCEANICS INC	P	2013-08-12	2014-07-14
	21 B/E AEROSPACE INC	P	2013-08-12	2014-03-05
	19 BANK OF THE OZARKS INC	P	2013-08-12	2014-11-11
	2 CIVEO CORP	P	2014-06-30	2014-07-14
	30 CIVEO CORP	P	2014-06-30	2014-10-22
	2 COLFAX CORP	P	2013-08-12	2013-12-20
	32 COLFAX CORP	P	2013-08-12	2014-03-06
	1 COLFAX CORP	P	2013-08-12	2014-07-14
	1 CREDIT ACCEPTANCE CORP MICHIGAN	P	2013-08-12	2014-07-14
	1 ENERSYS INC	P	2013-08-12	2014-07-14
	27 FIRST CASH FINANCIAL SERVICES INC	P	2013-08-12	2014-07-17
	9 FIRST FINANCIAL HOLDINGS INC	P	2013-10-28	2014-06-16
	19 FIRST FINANCIAL HOLDINGS INC	P	2013-10-29	2014-06-17
	25 GAMING AND LEISURE	P	2013-08-12	2014-03-10
	7 GAMING AND LEISURE	P	2014-02-20	2014-03-10
	1 HEICO CORP NEW	P	2013-08-12	2014-07-14
	17 HIBBETT SPORTS INC	P	2013-08-12	2014-09-11
	5 HIBBETT SPORTS INC	P	2013-09-18	2014-09-11
	11 HIBBETT SPORTS INC	P	2013-10-28	2014-09-11
	9 HIBBETT SPORTS INC	P	2013-10-29	2014-09-11
	11 HIBBETT SPORTS INC	P	2014-03-06	2014-09-11
	1 HSN INC	P	2013-08-12	2014-07-14
	1 MADISON SQUARE GARDEN CO CLASS A	P	2013-08-12	2014-07-14
	3 MANHATTAN ASSOCIATES INC	P	2013-08-12	2014-07-14
	1 OIL STATES INTL INC	P	2013-08-12	2014-07-14
	1 OSI SYS INC	P	2013-08-12	2014-07-14
	1 OUTERWALL INTL CORP	P	2013-08-12	2013-12-20
	25 OUTERWALL INTL CORP	P	2013-08-12	2014-07-10
	1 PAREXEL INTL CORP	P	2013-08-12	2014-07-14
	25 PENN NATL GAMING INC	P	2013-08-12	2014-07-10
	81 PENN NATL GAMING INC	P	2013-12-24	2014-07-10
	4 PORTFOLIO RECOVERY ASSOCIATE	P	2013-08-12	2014-07-14
	20 REGAL BELOIT CORP	P	2013-08-12	2014-03-12
	1 TREEHOUSE FOODS INC	P	2013-08-12	2014-07-14
	28 TRIUMPH GROUP INC	P	2013-08-12	2014-03-11
	1 TYLER TECHNOLOGIES INC	P	2013-08-12	2014-07-14
	2 VIEWPOINT FINL GROUP INC	P	2013-08-12	2014-07-14
	19 VIRTUS INVESTMENT PARTNERS INC	P	2013-08-12	2014-09-18
	2 VIRTUS INVESTMENT PARTNERS INC	P	2013-09-18	2014-09-18
	4 WOLVERINE WORLD WIDE INC	P	2013-08-12	2014-07-14

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	1,122	953	169
b	952	999	-47
c	978	999	-21
d	875	930	-55
e	1,172	1,184	-12
	931	951	-20
	2,457	2,348	109
	2,005	2,015	-10
	1,013	1,008	5
	981	1,008	-27
	2,923	3,023	-100
	3,955	4,030	-75
	4,010	4,030	-20
	1,002	1,021	-19
	1,003	1,058	-55
	1,003	992	11
	1,003	997	6
	3,009	3,017	-8
	1,000	1,005	-5
	1,000	1,005	-5
	1,000	1,005	-5
	1,000	1,002	-2
	2,202	2,196	6
	1,223	1,233	-10
	196	117	79
	346	178	168
	101	51	50
	201	187	14
	320	257	63
	148	88	60
	74	44	30
	673	358	315
	90	45	45
	1,124	519	605
	91	89	2
	394	209	185
	80	42	38
	293	163	130
	303	235	68
	83	69	14
	89	69	20
	89	103	-14
	20	12	8
	247	147	100
	321	219	102
	81	55	26
	193	166	27
	102	83	19
	499	290	209
	125	115	10
	558	272	286
	76	34	42
	166	145	21
	283	179	104
	496	298	198
	325	191	134
	114	63	51
	207	213	-6
	111	157	-46
	126	210	-84
	315	506	-191
	724	845	-121
	220	249	-29
	448	268	180
	82	47	35
	704	441	263
	54	41	13
	613	492	121
	831	657	174
	691	533	158
	213	216	-3
	71	65	6
	128	108	20
	372	257	115
	371	332	39
	839	660	179
	420	389	31
	420	363	57
	560	345	215
	740	518	222
	177	119	58
	52	33	19
	291	125	166
	74	31	43
	824	629	195
	98	70	28
	204	124	80
	356	255	101
	146	102	44
	70	24	46
	155	146	9
	186	18	168
	282	245	37
	94	82	12
	209	162	47
	150	108	42
	69	25	44
	77	25	52
	245	170	75
	129	85	44
	248	185	63
	219	117	102
	471	224	247
	140	64	76
	282	226	56
	2,194	1,696	498
	50	42	8
	75	71	4
	1,270	1,138	132
	635	380	255
	263	131	132
	585	493	92
	59	49	10
	140	47	93
	649	426	223
	113	71	42
	160	103	57
	344	180	164
	136	131	5
	133	99	34
	331	171	160
	210	107	103
	241	180	61
	101	77	24
	196	176	20
	132	117	15
	133	120	13
	141	120	21
	87	61	26
	85	61	24
	229	175	54
	1,743	1,276	467
	1,949	1,435	514
	190	216	-26
	159	168	-9
	240	171	69
	151	114	37
	1,826	1,685	141
	315	429	-114
	51	61	-10
	240	248	-8
	450	254	196
	1,040	597	443
	313	230	83
	105	77	28
	106	117	-11
	73	78	-5
	182	165	17
	269	241	28
	107	97	10
	521	478	43
	233	196	37
	3,365	2,151	1,214
	275	180	95
	146	90	56
	3,718	2,249	1,469
	497	275	222
	99	95	4
	374	228	146
	190	114	76
	9,941	6,478	3,463
	1,202	785	417
	180	179	1
	250	297	-47
	1,295	1,719	-424
	169	138	31
	84	69	15
	443	318	125
	1,554	1,061	493
	1,322	849	473
	212	135	77
	137	81	56
	61	38	23
	64	38	26
	1,715	954	761
	348	179	169
	100	49	51
	1,853	862	991
	660	260	400
	95	71	24
	1,127	709	418
	977	572	405
	16	6	10
	1,214	384	830
			0
	36	17	19
	661	252	409
	64	23	41
	490	92	398
	389	92	297
	1,526	596	930
	187	89	98
	123	59	64
	96	65	31
	164	157	7
	62	57	5
	287	291	-4
	68	65	3
	1,556	1,455	101
	1,872	1,842	30
	1,679	1,732	-53
	289	230	59
	80	66	14
	1,450	1,316	134
	1,045	1,481	-436
	766	1,139	-373
	67	66	1
	233	149	84
	176	106	70
	3,809	3,327	482
	235	179	56
	59	45	14
	1,748	1,073	675
	2,549	1,520	1,029
	440	325	115
	1,008	703	305
	477	383	94
	119	88	31
	119	96	23
	61	55	6
	126	110	16
	153	148	5
	56	52	4
	23	25	-2
	25	26	-1
	25	25	0
	26	25	1
	51	55	-4
	127	137	-10
	153	164	-11
	425	465	-40
	25	25	0
	26	25	1
	131	125	6
	262	250	12
	25	25	0
	132	125	7
	21	25	-4
	25	22	3
	84	99	-15
	22	25	-3
	51	47	4
	25	21	4
	51	45	6
	76	71	5
	231	213	18
	980	901	79
	256	218	38
	26	25	1
	52	50	2
	310	285	25
	310	306	4
	62	75	-13
	63	75	-12
	23	25	-2
	23	25	-2
	21	23	-2
	45	50	-5
	45	50	-5
	23	25	-2
	50	49	1
	50	47	3
	75	70	5
	275	222	53
	225	195	30
	275	278	-3
	82	78	4
	27	26	1
	27	28	-1
	192	194	-2
	82	77	5
	138	128	10
	55	55	0
	242	247	-5
	54	54	0
	25	21	4
	125	106	19
	225	203	22
	26	25	1
	65	76	-11
	217	228	-11
	283	303	-20
	50	47	3
	75	70	5
	125	120	5
	150	145	5
	25	25	0
	275	276	-1
	25	23	2
	303	270	33
	303	281	22
	125	111	14
	175	156	19
	388	334	54
	78	75	3
	234	226	8
	233	233	0
	78	68	10
	184	157	27
	157	162	-5
	79	81	-2
	191	181	10
	20	25	-5
	23	25	-2
	25	29	-4
	613	686	-73
	26	25	1
	23	25	-2
	25	25	0
	25	25	0
	76	75	1
	25	25	0
	175	202	-27
	28	25	3
	47	50	-3
	23	25	-2
	44	50	-6
	99	95	4
	102	98	4
	20	20	0
	102	101	1
	91	100	-9
	182	198	-16
	70	74	-4
	140	149	-9
	357	382	-25
	30	26	4
	119	103	16
	128	126	2
	51	50	1
	102	99	3
	134	130	4
	54	52	2
	188	182	6
	322	314	8
	215	217	-2
	215	222	-7
	242	251	-9
	215	217	-2
	27	27	0
	242	244	-2
	296	301	-5
	216	219	-3
	162	156	6
	108	104	4
	162	152	10
	109	113	-4
	189	198	-9
	54	57	-3
	252	221	31
	76	66	10
	126	121	5
	101	97	4
	301	279	22
	26	23	3
	408	366	42
	254	236	18
	152	135	17
	50	43	7
	51	41	10
	589	473	116
	332	318	14
	50	44	6
	25	21	4
	50	48	2
	588	524	64
	155	154	1
	25	26	-1
	107	126	-19
	150	177	-27
	26	25	1
	22	26	-4
	21	25	-4
	70	75	-5
	23	24	-1
	23	25	-2
	53	52	1
	80	78	2
	241	233	8
	214	199	15
	54	50	4
	81	75	6
	106	100	6
	27	25	2
	50	43	7
	255	10	245
	50	43	7
	24	22	2
	25	24	1
	150	146	4
	76	75	1
	151	150	1
	25	25	0
	50	47	3
	226	212	14
	227	212	15
	25	23	2
	427	387	40
	26	25	1
	201	199	2
	201	179	22
	25	24	1
	176	167	9
	252	235	17
	20	20	0
	119	120	-1
	24	25	-1
	24	25	-1
	23	25	-2
	21	25	-4
	21	25	-4
	386	367	19
	401	367	34
	102	92	10
	22	25	-3
	27	25	2
	152	156	-4
	23	25	-2
	24	25	-1
	128	124	4
	23	26	-3
	23	25	-2
	126	125	1
	50	50	0
	25	25	0
	21	25	-4
	21	25	-4
	45	50	-5
	24	25	-1
	23	25	-2
	24	25	-1
	21	25	-4
	21	25	-4
	132	125	7
	26	25	1
	130	124	6
	25	25	0
	52	50	2
	26	25	1
	185	174	11
	25	25	0
	25	25	0
	26	25	1
	202	204	-2
	50	50	0
	24	25	-1
	126	125	1
	24	23	1
	25	23	2
	75	75	0
	41	47	-6
	112	118	-6
	23	20	3
	226	199	27
	211	207	4
	23	20	3
	163	142	21
	226	190	36
	120	97	23
	129	97	32
	43	31	12
	104	114	-10
	43	49	-6
	45	49	-4
	26	26	0
	25	25	0
	26	25	1
	99	99	0
	99	99	0
	128	124	4
	55	46	9
	199	193	6
	242	277	-35
	181	202	-21
	28	25	3
	76	75	1
	51	50	1
	101	100	1
	23	25	-2
	21	25	-4
	78	78	0
	357	362	-5
	1,050	1,086	-36
	26	25	1
	104	101	3
	102	111	-9
	176	157	19
	214	235	-21
	236	255	-19
	196	211	-15
	72	75	-3
	24	25	-1
	192	208	-16
	43	51	-8
	889	819	70
	2,453	2,231	222
	1,461	1,617	-156
	639	546	93
	83	78	5
	100	116	-16
	1,807	1,542	265
	693	908	-215
	54	40	14
	375	597	-222
	122	106	16
	2,284	1,690	594
	73	53	20
	121	114	7
	69	54	15
	1,494	1,458	36
	532	503	29
	1,134	1,095	39
	947		947
	265	268	-3
	51	48	3
	725	1,025	-300
	213	272	-59
	469	635	-166
	384	524	-140
	469	654	-185
	56	60	-4
	61	61	0
	99	68	31
	63		63
	65	74	-9
	67	62	5
	1,364	1,552	-188
	54	51	3
	296	1,312	-1,016
	959	1,183	-224
	229	213	16
	1,457	1,348	109
	78	74	4
	1,781	2,160	-379
	89	76	13
	52	42	10
	3,475	3,459	16
	352	319	33
	106	114	-8

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			169
b			-47
c			-21
d			-55
e			-12
			-20
			109
			-10
			5
			-27
			-100
			-75
			-20
			-19
			-55
			11
			6
			-8
			-5
			-5
			-5
			-2
			6
			-10
			79
			168
			50
			14
			63
			60
			30
			315
			45
			605
			2
			185
			38
			130
			68
			14
			20
			-14
			8
			100
			102
			26
			27
			19
			209
			10
			286
			42
			21
			104
			198
			134
			51
			-6
			-46
			-84
			-191
			-121
			-29
			180
			35
			263
			13
			121
			174
			158
			-3
			6
			20
			115
			39
			179
			31
			57
			215
			222
			58
			19
			166
			43
			195
			28
			80
			101
			44
			46
			9
			168
			37
			12
			47
			42
			44
			52
			75
			44
			63
			102
			247
			76
			56
			498
			8
			4
			132
			255
			132
			92
			10
			93
			223
			42
			57
			164
			5
			34
			160
			103
			61
			24
			20
			15
			13
			21
			26
			24
			54
			467
			514
			-26
			-9
			69
			37
			141
			-114
			-10
			-8
			196
			443
			83
			28
			-11
			-5
			17
			28
			10
			43
			37
			1,214
			95
			56
			1,469
			222
			4
			146
			76
			3,463
			417
			1
			-47
			-424
			31
			15
			125
			493
			473
			77
			56
			23
			26
			761
			169
			51
			991
			400
			24
			418
			405
			10
			830
			0
			19
			409
			41
			398
			297
			930
			98
			64
			31
			7
			5
			-4
			3
			101
			30
			-53
			59
			14
			134
			-436
			-373
			1
			84
			70
			482
			56
			14
			675
			1,029
			115
			305
			94
			31
			23
			6
			16
			5
			4
			-2
			-1
			0
			1
			-4
			-10
			-11
			-40
			0
			1
			6
			12
			0
			7
			-4
			3
			-15
			-3
			4
			4
			6
			5
			18
			79
			38
			1
			2
			25
			4
			-13
			-12
			-2
			-2
			-2
			-5
			-5
			-2
			1
			3
			5
			53
			30
			-3
			4
			1
			-1
			-2
			5
			10
			0
			-5
			0
			4
			19
			22
			1
			-11
			-11
			-20
			3
			5
			5
			5
			0
			-1
			2
			33
			22
			14
			19
			54
			3
			8
			0
			10
			27
			-5
			-2
			10
			-5
			-2
			-4
			-73
			1
			-2
			0
			0
			1
			0
			-27
			3
			-3
			-2
			-6
			4
			4
			0
			1
			-9
			-16
			-4
			-9
			-25
			4
			16
			2
			1
			3
			4
			2
			6
			8
			-2
			-7
			-9
			-2
			0
			-2
			-5
			-3
			6
			4
			10
			-4
			-9
			-3
			31
			10
			5
			4
			22
			3
			42
			18
			17
			7
			10
			116
			14
			6
			4
			2
			64
			1
			-1
			-19
			-27
			1
			-4
			-4
			-5
			-1
			-2
			1
			2
			8
			15
			4
			6
			6
			2
			7
			245
			7
			2
			1
			4
			1
			1
			0
			3
			14
			15
			2
			40
			1
			2
			22
			1
			9
			17
			0
			-1
			-1
			-1
			-2
			-4
			-4
			19
			34
			10
			-3
			2
			-4
			-2
			-1
			4
			-3
			-2
			1
			0
			0
			-4
			-4
			-5
			-1
			-2
			-1
			-4
			-4
			7
			1
			6
			0
			2
			1
			11
			0
			0
			1
			-2
			0
			-1
			1
			1
			2
			0
			-6
			-6
			3
			27
			4
			3
			21
			36
			23
			32
			12
			-10
			-6
			-4
			0
			0
			1
			0
			0
			4
			9
			6
			-35
			-21
			3
			1
			1
			1
			-2
			-4
			0
			-5
			-36
			1
			3
			-9
			19
			-21
			-19
			-15
			-3
			-1
			-16
			-8
			70
			222
			-156
			93
			5
			-16
			265
			-215
			14
			-222
			16
			594
			20
			7
			15
			36
			29
			39
			947
			-3
			3
			-300
			-59
			-166
			-140
			-185
			-4
			0
			31
			63
			-9
			5
			-188
			3
			-1,016
			-224
			16
			109
			4
			-379
			13
			10
			16
			33
			-8

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	27,692
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	11,000	673,090	0.016343
2011	35,900	656,196	0.054709
2010	28,450	635,997	0.044733
2009	606,489	957,185	0.633617
2008	126,351	1,297,775	0.097360

2	Total of line 1, column (d) ......................	2	0.846762
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.169352
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	690,880
5	Multiply line 4 by line 3.......................	5	117,002
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	408
7	Add lines 5 and 6.........................	7	117,410
8	Enter qualifying distributions from Part XII, line 4..............	8	50,500
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2013)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	817
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2............................	3	817
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	817
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	0
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	13
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	830
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

PETER DAVIDSON Telephone no. bullet

(718) 439-6300

Located at bullet

5002 SECOND AVENUEBROOKLYNNY ZIP+4 bullet

11232

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the

foreign country bullet

Form 990-PF (2013)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2013)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
PETER DAVIDSON	PRESIDENT 0.00	0	0	0
5002 SECOND AVE BROOKLYN,NY11232	PRESIDENT 0.00	0	0	0
EILEEN DAVIDSON	SECRETARY/TREAS 0.00	0	0	0
5002 SECOND AVE BROOKLYN,NY11232	SECRETARY/TREAS 0.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2013)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 5..................

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

34,544

Tax on investment income for 2013 from Part VI, line 5......

817

Income tax for 2013. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

817

Distributable amount before adjustments. Subtract line 2c from line 1............

33,727

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

33,727

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

33,727

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2013)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2012	(c) 2012	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7					33,727
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2013:
a From 2008.......	61,790
b From 2009.......	558,938
c From 2010.......
d From 2011.......	3,576
e From 2012.......
fTotal of lines 3a through e.........		624,304
4Qualifying distributions for 2013 from Part
XII, line 4: $ 50,500
a Applied to 2012, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions)......			0
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2013 distributable amount.....					33,727
e Remaining amount distributed out of corpus		16,773
5 Excess distributions carryover applied to 2013.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		641,077
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............		0
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...		61,790
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......		579,287
10 Analysis of line 9:
a Excess from 2009....	558,938
b Excess from 2010....
c Excess from 2011....	3,576
d Excess from 2012....
e Excess from 2013....	16,773

Form 990-PF (2013)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2013)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
THE FIRST TEE 3545 JEROME AVE BRONX,NY10467	NONE	501C3	CHARITABLE AND EDUCATIONAL	10,000
NYC TENANTS & NEIGHBORS 236 WEST 27TH STREET NEW YORK,NY10001	NONE	501C3	CHARITABLE AND EDUCATIONAL	12,500
PLANNED PARENTHOOD OF NASSAU COUNTY 540 FULTON AVENUE HEMPSTEAD,NY11550	NONE	501C3	CHARITABLE AND EDUCATIONAL	2,500
WESTHAB INC 8 BASHFORD STREET YONKERS,NY10701	NONE	501C3	CHARITABLE AND EDUCATIONAL	2,500
MAMARONECK SCHOOLS FOUNDATION 1000 WEST BOSTON POST ROAD MAMARONECK,NY10543	NONE	501C3	CHARITABLE AND EDUCATIONAL	5,000
OUTREACH 400 CROOKED HILL ROAD BRENTWOOD,NY11717	NONE	501C3	CHARITABLE AND EDUCATIONAL	1,000
SAMMER DAY CAMP 15 NEIL COURT OCEANSIDE,NY11572	NONE	501C3	CHARITABLE AND EDUCATIONAL	1,000
PEF ISRAEL ENDOWMENTS FUNDS INC 317 MADISON AVENUE SUITE 607 NEW YORK,NY10017	NONE	501C3	CHARITABLE AND EDUCATIONAL	1,000
AMERICA-ISRAEL CULTURAL FOUNDATION 20 EAST 46TH STREET1 NEW YORK,NY10017	NONE	501C3	CHARITABLE AND EDUCATIONAL	2,500
THE LEGAL AID SOCIETYTHE LEGAL AID SOCIETY 199 WATER STREET NEW YORK,NY10038	NONE	501C3	CHARITABLE AND EDUCATIONAL	1,000
COALITION FOR THE HOMELESS 129 FULTON STREET NEW YORK,NY10038	NONE	501C3	CHARITABLE AND EDUCATIONAL	500
MAKE THE ROAD NY 301 GROVE STREET BROOKLYN,NY11237	NONE	501C3	CHARITABLE AND EDUCATIONAL	500
NEW YORK COMMUNITY BANCORP INC (NYB) 2-4 NEVINS ST 2ND FLOOR BROOKLYN,NY11217	NONE	501C3	CHARITABLE AND EDUCATIONAL	500
CHILDRENS CARDIOMYOPATHY FOUND PO BOX 547 TENAFLY,NJ07670	NONE	501C3	CHARITABLE AND EDUCATIONAL	5,000
MULTIPLE MYELOMA RESEARCH FOUND 383 MAIN AVE NORWALK,CT06851	NONE	501C3	CHARITABLE AND EDUCATIONAL	5,000
Total ................................. 3a				50,500

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2013)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............			14	4,712
4 Dividends and interest from securities....			14	18,547
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory .............			18	27,692
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		50,951	0

13Total. Add line 12, columns (b), (d), and (e)..................

1350,951

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2013)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2013)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
MUTUAL FUNDS	22,026	21,963
PREFERRED/FIXED RATE CAP SECURITIES	83,617	87,707

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
BANK SERVICE CHARGES	128	0		0
NY LAW JOURNAL FEE	140	0		0
FEDERAL TAX PENALTY	11	0		0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ADVISORY FEES	8,414	8,414		0
PROFESSIONAL FEES	5,500	1,375		0

Category	Amount	Net Investment Income
FEDERAL TAX	1,315	0
TAXES - INTERNATIONAL	326	326
NY FILING FEE	200	0