Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
HAROLD P DUGDALE CHARITABLE TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

43-6071666
B Telephone number (see instructions)

(314) 418-2643
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,403,736J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule)..............  
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 53,467 52,354 1,113
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 147,629
b Gross sales price for all assets on line 6a 1,598,921
7 Capital gain net income (from Part IV, line 2)... 147,629
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,175   1,175
12 Total. Add lines 1 through 11........ 202,271 199,983 2,288
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 35,255 35,255   3,526
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,250 1,250 0 0
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 3,580 1,092   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 141 141    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 40,226 37,738 0 3,526
25 Contributions, gifts, grants paid........ 214,297 214,297
26 Total expenses and disbursements. Add lines 24 and 25 254,523 37,738 0 217,823
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -52,252
b Net investment income (if negative, enter -0-) 162,245
c Adjusted net income (if negative, enter -0-)... 2,288
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 2,156 -43,213 -43,213
2 Savings and temporary cash investments.......... 42,170 128,696 128,696
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,497,815 Click to see attachment1,319,139 1,531,104
c Investments—corporate bonds (attach schedule)........ 729,326 Click to see attachment813,125 787,149
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,271,467 2,217,747 2,403,736
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 2,271,467 2,217,747
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)...... 2,271,467 2,217,747
31 Total liabilities and net assets/fund balances (see instructions).. 2,271,467 2,217,747
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,271,467
2 Enter amount from Part I, line 27a..................... 2 -52,252
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 2,201
4 Add lines 1, 2, and 3.......................... 4 2,221,416
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 3,669
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,217,747
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a .6667 ALLEGION PLC   2013-02-07 2014-01-10
b 135. COCA COLA COMPANY   2013-02-07 2014-01-17
c 110. DICKS SPORTING GOODS INC   2013-04-11 2014-01-17
d 190. EMC CORPORATION   2011-12-15 2014-01-17
e 3115. ISHARES MSCI EMERGING MARKETS ETF   2013-08-02 2014-01-17
2200. ISHARES MSCI EMERGING MARKETS ETF   2012-07-16 2014-01-17
195. ISHARES DOW JONES US REAL ESTATE ETF   2011-08-04 2014-01-17
75. NATIONAL OILWELL VARCO INC   2013-04-11 2014-01-17
516.297 PIMCO TOTAL RETURN FUND INST   2009-11-09 2014-01-17
1780.629 PIMCO TOTAL RETURN FUND INST   2012-03-05 2014-01-17
3193.178 T ROWE PRICE INTL BOND FUND   2011-08-09 2014-01-17
305. VERIZON COMMUNICATIONS   2013-04-11 2014-01-17
33. WYNN RESORTS LTD   2011-12-15 2014-01-17
31. ALLEGION PLC   2013-02-07 2014-01-17
804.339 PIMCO TOTAL RETURN FUND INST   2012-03-05 2014-01-21
50000. MORGAN STANLEY 2.875% 1/24/14   2012-02-21 2014-01-24
689.146 INV BALANCE RISK COMM STR Y   2013-03-11 2014-02-13
50. ALEXION PHARMACEUTICALS INC   2013-04-11 2014-02-13
140.00093 IPATH DOW JONES UBS COMMODITY   2010-01-26 2014-02-13
64.99907 IPATH DOW JONES UBS COMMODITY   2010-01-26 2014-02-13
25. IPATH DOW JONES UBS COMMODITY   2013-03-11 2014-02-13
105. DIRECTV   2011-08-04 2014-02-13
315. FIFTH THIRD BANCORP   2013-04-11 2014-02-13
45. KANSAS CITY SOUTHERN   2014-01-17 2014-02-13
487.594 NEUBERGER BERMAN GENESIS INSTL FD   2010-10-07 2014-02-13
309.469 NEUBERGER BERMAN GENESIS INSTL FD   2012-03-05 2014-02-13
431.946 NEUBERGER BERMAN GENESIS INSTL FD   2013-02-07 2014-02-13
591.50252 NUVEEN INFLATION PRO SEC CL I   2011-08-09 2014-02-13
108.68748 NUVEEN INFLATION PRO SEC CL I   2011-08-09 2014-02-13
40. P P G INDS INC   2011-08-04 2014-02-13
521.92 T ROWE PRICE INTL BOND FUND   2011-08-09 2014-02-13
1605. SPDR DOW JONES INTERNATIONAL ETF   2013-02-07 2014-02-13
1165.86 SCOUT INTERNATIONAL FUND   2009-11-10 2014-02-13
96. UNITED TECHNOLOGIES CORP   2011-08-29 2014-02-13
145. WALGREEN CO   2011-08-19 2014-02-13
1306.503 INV BALANCE RISK COMM STR Y   2013-03-11 2014-03-06
80. AMERICAN EXPRESS CO   2013-04-11 2014-03-06
70. AMPHENOL CORP CL A   2013-04-11 2014-03-06
14. APPLE INC   2011-08-04 2014-03-06
130. IPATH DOW JONES UBS COMMODITY   2009-12-30 2014-03-06
50. BOSTON PPTYS INC   2014-01-17 2014-03-06
505. CALPINE CORP   2014-01-17 2014-03-06
130. DISNEY WALT CO   2009-02-19 2014-03-06
280. GENERAL ELECTRIC CO   2011-08-09 2014-03-06
25. GRAINGER W W INC   2013-04-11 2014-03-06
205. INTEL CORP   2013-04-11 2014-03-06
45. PIONEER NAT RES CO   2013-02-07 2014-03-06
30. PRECISION CASTPARTS CORP   2013-04-11 2014-03-06
90. PRUDENTIAL FINANCIAL INC   2013-04-11 2014-03-06
29. RALPH LAUREN CORP   2011-08-04 2014-03-06
878.444 T ROWE PRICE INTL BOND FUND   2011-08-09 2014-03-06
1798.317 SCOUT INTERNATIONAL FUND   2013-10-29 2014-03-06
5493.34 SCOUT INTERNATIONAL FUND   2013-02-07 2014-03-06
100. UNITED HEALTH GROUP INC   2011-08-09 2014-03-06
175. WELLS FARGO CO   2010-12-02 2014-03-06
55. PERRIGO CO LTD   2013-12-19 2014-03-06
25. AMERIPRISE FINL INC   2014-01-17 2014-04-14
15. BRITISH AMERN TOB PLC ADR   2014-03-06 2014-04-14
25000. GEN ELEC CAP CRP MTN 4.375% 9/16/20   2011-02-25 2014-04-14
205. INDUSTRIAS BACHOCO SAB DE CV A D R   2014-03-06 2014-04-14
200. PFIZER INC   2011-08-09 2014-04-14
125. SPDR DOW JONES INTERNATIONAL ETF   2011-08-09 2014-04-14
10. COVIDIEN PLC   2013-02-07 2014-04-14
12. ACE LTD   2011-08-09 2014-04-14
55. ANADARKO PETROLEUM CORP   2011-08-04 2014-04-24
1260.5 CAUSEWAY EMERGING MARKETS INSTL   2014-01-23 2014-04-24
130. GENERAL MILLS INC   2011-08-29 2014-04-24
180. INFOSYS TECHNOLOGIES SP A D R   2014-03-06 2014-04-24
80. ISHARES DOW JONES US REAL ESTATE ETF   2011-08-04 2014-04-24
60. P N C FINANCIAL SERVICES GROUP INC   2013-04-11 2014-04-24
150. SOUTHWESTERN ENERGY CO   2013-02-07 2014-04-24
150. UNUM GROUP   2014-01-17 2014-04-24
.1957 CBS OUTDOOR AMERICAS INC   2014-01-17 2014-07-29
260. ASTRAZENECA P L C SPSD A D R   2014-03-06 2014-08-06
28. CBS OUTDOOR AMERICAS INC   2014-01-17 2014-08-06
45. CUMMINS INC   2011-12-15 2014-08-06
1125. ISHARES DOW JONES US REAL ESTATE ETF   2013-08-02 2014-08-06
210. MELCO CROWN ENTERTAINMENT LMTD A D R   2014-03-06 2014-08-06
70. OCEANEERING INTERNATIONAL INC   2014-01-17 2014-08-06
3007.367 ROBECO BOSTON PARTNERS L S RSRCH   2013-04-11 2014-08-06
397.997 ROBECO BOSTON PARTNERS L S RSRCH   2013-08-02 2014-08-06
240. ROYAL DUTCH SHELL PLC A D R   2014-03-06 2014-08-06
150. SHIRE PLC A D R   2014-03-06 2014-08-06
1360. SUMITOMO MITSUI FINL GROUP A D R   2014-03-06 2014-08-06
65. ACCENTURE PLC CL A   2011-12-15 2014-08-06
125. ARM HLDGS PLC A D R   2013-04-11 2014-08-28
72. CBS CORP CLASS B NON VOTING   2014-01-17 2014-08-28
1479.196 CAUSEWAY EMERGING MARKETS INSTL   2014-01-23 2014-08-28
105. CITIGROUP INC   2011-08-04 2014-08-28
45. CITIGROUP INC   2011-08-29 2014-08-28
75. HALLIBURTON CO   2012-03-05 2014-08-28
75. LULULEMON ATHLETICA INC   2011-12-15 2014-08-28
160. NICE SYS LTD SPONSORED A D R   2014-03-06 2014-08-28
435. NIPPON TELEGRAPH TELE A D R   2014-03-06 2014-08-28
95. INGERSOLL RAND PLC   2013-02-07 2014-08-28
50000. GOLDMAN SACHS GROUP 5.500% 11/15/14   2008-04-11 2014-11-15
1700. IPATH DOW JONES UBS COMMODITY   2013-08-02 2014-12-17
.6 CALIFORNIA RESOURCES CORP   2011-08-29 2014-12-23
340. TRINITY BIOTECH PLC SPON A D R   2014-03-06 2014-12-29
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 29   21 8
b 5,355   5,243 112
c 5,981   5,339 642
d 4,948   4,286 662
e 124,193   132,381 -8,188
87,712   95,808 -8,096
12,649   11,019 1,630
5,783   5,268 515
5,555   5,646 -91
19,160   19,811 -651
30,271   33,571 -3,300
14,750   14,403 347
6,906   3,970 2,936
1,472   990 482
8,647   8,885 -238
50,000   50,000  
6,202   6,898 -696
8,709   5,013 3,696
5,291   5,659 -368
2,456   2,627 -171
945   1,012 -67
7,601   4,831 2,770
6,688   5,294 1,394
4,481   5,261 -780
28,983   19,743 9,240
18,395   15,000 3,395
25,675   22,466 3,209
6,489   6,850 -361
1,192   1,259 -67
7,382   3,215 4,167
5,021   5,478 -457
64,473   60,884 3,589
42,356   33,705 8,651
10,737   7,345 3,392
9,368   5,078 4,290
12,007   13,078 -1,071
7,465   5,261 2,204
6,290   5,221 1,069
7,409   5,401 2,008
5,217   5,098 119
5,606   5,263 343
9,817   10,275 -458
10,791   2,301 8,490
7,325   4,330 2,995
6,429   5,752 677
5,020   4,449 571
8,885   5,572 3,313
7,830   5,636 2,194
7,809   5,217 2,592
4,681   3,646 1,035
8,530   9,205 -675
66,448   65,377 1,071
202,979   171,990 30,989
7,775   4,366 3,409
8,273   4,668 3,605
8,995   8,371 624
2,569   2,842 -273
1,731   1,673 58
27,455   24,622 2,833
8,992   8,901 91
5,968   3,468 2,500
5,223   4,385 838
701   572 129
1,191   736 455
5,499   4,171 1,328
15,013   14,105 908
6,817   4,766 2,051
9,408   11,277 -1,869
5,528   4,521 1,007
5,073   4,052 1,021
7,267   5,209 2,058
5,038   5,195 -157
6   6  
18,325   17,386 939
930   786 144
6,287   3,977 2,310
80,447   69,835 10,612
6,283   9,431 -3,148
4,782   5,225 -443
44,599   38,885 5,714
5,902   5,389 513
19,542   17,479 2,063
35,400   24,573 10,827
10,738   12,539 -1,801
5,049   3,671 1,378
5,962   5,202 760
4,323   4,385 -62
19,392   16,552 2,840
5,405   3,776 1,629
2,317   1,394 923
5,090   2,089 3,001
3,022   3,301 -279
6,192   6,577 -385
14,688   12,512 2,176
5,755   3,933 1,822
50,000   50,964 -964
52,803   69,296 -16,493
3   4 -1
5,734   9,403 -3,669
      16,816
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       8
b       112
c       642
d       662
e       -8,188
      -8,096
      1,630
      515
      -91
      -651
      -3,300
      347
      2,936
      482
      -238
       
      -696
      3,696
      -368
      -171
      -67
      2,770
      1,394
      -780
      9,240
      3,395
      3,209
      -361
      -67
      4,167
      -457
      3,589
      8,651
      3,392
      4,290
      -1,071
      2,204
      1,069
      2,008
      119
      343
      -458
      8,490
      2,995
      677
      571
      3,313
      2,194
      2,592
      1,035
      -675
      1,071
      30,989
      3,409
      3,605
      624
      -273
      58
      2,833
      91
      2,500
      838
      129
      455
      1,328
      908
      2,051
      -1,869
      1,007
      1,021
      2,058
      -157
       
      939
      144
      2,310
      10,612
      -3,148
      -443
      5,714
      513
      2,063
      10,827
      -1,801
      1,378
      760
      -62
      2,840
      1,629
      923
      3,001
      -279
      -385
      2,176
      1,822
      -964
      -16,493
      -1
      -3,669
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 147,629
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 171,587 2,450,223 0.070029
2012 157,738 2,364,104 0.066722
2011 144,830 2,431,949 0.059553
2010 109,249 2,389,850 0.045714
2009 111,896 2,252,341 0.04968
2 Total of line 1, column (d) ...................... 2 0.291698
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.05834
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 2,445,519
5 Multiply line 4 by line 3....................... 5 142,672
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,622
7 Add lines 5 and 6......................... 7 144,294
8 Enter qualifying distributions from Part XII, line 4.............. 8 217,823
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,622
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,622
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,622
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 4,888
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,888
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,266
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet812 RefundedBullet 11 2,454
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (314) 418-2643
    Located atbulletPO BOX 387ST LOUISMO ZIP+4bullet63166
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    US BANK NA TRUSTEE
    0     		35,255    
    PO BOX 387
    ST LOUIS,MO63166
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,415,086
    b
    Average of monthly cash balances.......................
    1b
    67,674
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,482,760
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,482,760
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    37,241
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,445,519
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    122,276
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    122,276
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    1,622
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,622
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    120,654
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    120,654
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    120,654
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    217,823
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    217,823
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    1,622
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    216,201
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 120,654
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 0
    b Total for prior years:2012, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 581
    b From 2010....... 0
    c From 2011....... 28,974
    d From 2012....... 40,789
    e From 2013....... 53,874
    fTotal of lines 3a through e......... 124,218
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 217,823
    a Applied to 2013, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 120,654
    e Remaining amount distributed out of corpus 97,169
    5 Excess distributions carryover applied to 2014. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 221,387
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		581
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		220,806
    10 Analysis of line 9:
    a Excess from 2010.... 0
    b Excess from 2011.... 28,974
    c Excess from 2012.... 40,789
    d Excess from 2013.... 53,874
    e Excess from 2014.... 97,169
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BLUEGRASS BATTLES HUNGER
    PO BOX 54
    ST JOSEPH,MO64502     		NONE PUBLIC EXEMPT PURPOSE 1,000
    CRISIS PREGNANCY CENTER INC
    311 EAST 3RD ST
    MARYVILLE,MO64468     		NONE PUBLIC EXEMPT PURPOSE 2,000
    DRUG FREE SUPER STAR
    ST JOSEPH SCHOOL DISTRICT CINDY CROUSE
    1000 N 9TH ST
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 2,000
    FRATERNAL ORDER OF EAGLES LODGE
    318 NORTH MAIN STREET
    MARYVILLE,MO64468     		NONE PUBLIC EXEMPT PURPOSE 5,000
    FRIENDS OF THE PARK
    JOE HOUTS
    630 N 8TH STREET
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 3,000
    HEARTLAND FOUNDATION
    EMPOWERU
    518 S 6TH STREET
    ST JOSEPH,MO645019820     		NONE PUBLIC EXEMPT PURPOSE 19,607
    KING CITY COMMUNITY BETTERMENT FDN
    PO BOX 189
    KING CITY,MO64463     		NONE PUBLIC EXEMPT PURPOSE 12,500
    NODAWAY COUNTRY FAIR BOARD
    PO BOX 605
    MARYVILLE,MO64468     		NONE PUBLIC EXEMPT PURPOSE 500
    NODAWAY COUNTY ECONOMIC DEVELOPMENT
    423 NORTH MARKET
    MARYVILLE,MO64468     		NONE PUBLIC EXEMPT PURPOSE 10,000
    PONY EXPRESS
    914 PENN STREET
    SAINT JOSEPH,MO64503     		NONE PUBLIC EXEMPT PURPOSE 1,750
    SAVANNAH R-III SCHOOL DISTRICT FDN
    PO BOX 302
    SAVANNAH,MO64485     		NONE PUBLIC EXEMPT PURPOSE 3,000
    THE NEW NODAWAY HUMANE SOCIETY
    829 S DEPOT
    MARYVILLE,MO64468     		NONE PUBLIC EXEMPT PURPOSE 18,500
    THE NOYES HOME FOR CHILDREN
    801 N NOYES BLVD
    SAINT JOSEPH,MO64506     		NONE PUBLIC EXEMPT PURPOSE 795
    THE UNIVERSITY OF MISSOURI
    CAFNR OFFICE OF ADVANCEMENT
    2-4 AGRICULTURAL BUILDING
    COLUMBIA,MO65211     		NONE PUBLIC EXEMPT PURPOSE 5,000
    WING PRINTING COMPANY
    413 SOUTH FOURTH ST
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 745
    NORTHWEST MISSOURI ENTERPRISE
    FACILITATION
    4858 450 STREET
    KING CITY,MO64463     		NONE PUBLIC EXEMPT PURPOSE 4,500
    COTILLION FOR ACHEIVEMENT
    PO BOX 8323
    ST JOSEPH,MO64508     		NONE PUBLIC EXEMPT PURPOSE 1,400
    CHRIST EPISCOPAL CHURCH
    207 N 7TH ST
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 9,000
    AMERICAN CANCER SOCIETY
    13125 COUNTY ROAD 348
    ST JOSEPH,MO64505     		NONE PUBLIC EXEMPT PURPOSE 1,000
    AMERICAN HEART ASSOCIATION
    PO BOX 4002902
    DES MOINES,IA503402902     		NONE PUBLIC EXEMPT PURPOSE 8,000
    YMCA
    315 S 6TH
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 20,000
    COMMUNITY FOUNDATION OF NWMO
    2732 FELIX ST
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 5,000
    AGRI BUSINESS EXPO CENTER
    4810 S LAKEWOOD DRIVE
    SAINT JOSEPH,MO64508     		NONE PUBLIC EXEMPT PURPOSE 25,000
    RINGOLD COUNTY AGRI EXTENSION DIST
    ATTN DAWN
    101 NORTH POLK STREET
    MOUNT AYR,IA508541734     		NONE PUBLIC EXEMPT PURPOSE 1,000
    HIGH LAKES OUTDOOR ALLIANCE
    1577 CREAMERY ROAD
    AFTON,IA508012430     		NONE PUBLIC EXEMPT PURPOSE 500
    PONY EXPRESS MUSEUM
    914 PENN
    ST JOSEPH,MO64503     		NONE PUBLIC EXEMPT PURPOSE 5,000
    YWCA
    304 N 8TH ST
    SAINT JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 2,000
    HILLCREST TRANSITIONAL HOUSING
    BUCHANAN COUNTY
    PO BOX 901924
    KANSAS CITY,MO64190     		NONE PUBLIC EXEMPT PURPOSE 5,000
    GIRL SCOUTS NE KS & MW MO
    8383 BLUE PARKWAY
    KANSAS CITY,MO64133     		NONE PUBLIC EXEMPT PURPOSE 7,500
    AMERICAN RED CROSS
    401 N 12TH ST
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 9,500
    AGRICULTURE FUTURE OF AMERICA
    4721 S 169 HIGHWAY
    ST JOSEPH,MO64507     		NONE PUBLIC EXEMPT PURPOSE 3,000
    PONY EXPRESS COUNCIIL - BOY SCOUTS
    PO BOX 54
    ST JOSEPH,MO64502     		NONE PUBLIC EXEMPT PURPOSE 7,000
    BIG BROTHER BIG SISTER - ST JOSEPH
    BOX 1022
    ST JOSPEH,MO64502     		NONE PUBLIC EXEMPT PURPOSE 9,500
    ST JOSEPH YOUTH ALLIANCE
    5223 MITCHELL AVENUE
    ST JOSEPH,MO64507     		NONE PUBLIC EXEMPT PURPOSE 5,000
    Total .................................bullet 3a 214,297
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 53,467  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 147,629  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a2013 990PF REFUND     01 1,175  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   202,271  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13202,271
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2014 AccountingFeesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,250 1,250    

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Name of Bond End of Year Book Value End of Year Fair Market Value
    BARC 4YR 10TY BR MTN MEDIUM 50,000 48,675
    MORGAN STANLEY 2.875% 1/24/14    
    GOLDMAN SACHS 5.50% 11/15/14    
    MORGAN STANLEY 3.450% 11/2/15 49,513 50,976
    GENL ELEC 4.375% 9/16/20 24,438 27,381
    STATOIL ASA 1.800% 11/23/16 51,738 50,713
    INV BALANCE RISK COMM STR Y 52,571 41,590
    LOOMIS SAYLES STRATEGIC ALPHA 90,029 88,501
    NUVEEN INFLATION PRO SEC CL I 81,134 77,118
    OPPENHEIMER SR FLOAT RATE Y 221,185 213,324
    PIMCO TOTAL RETURN FD INST #35    
    T ROWE PRICE INTL BOND FD #76 68,855 62,141
    BOEING CO 2.35% 10/30/21 49,662 49,670
    NUVEEN REAL ESTATE SEC I 74,000 77,060

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Name of Stock End of Year Book Value End of Year Fair Market Value
    GENERAL ELEC CO 8,403 12,888
    CITIGROUP INC 4,357 7,305
    WELLS FARGO & CO 3,008 6,249
    MICROSOFT CORP 5,151 6,503
    JP MORGAN CHASE & CO 9,908 14,831
    CHEVRON CORP 9,774 11,891
    DISNEY WALT CO 1,150 6,122
    SCOUT INTERNATIONAL FUND    
    HALLIBURTON CO 3,514 3,933
    MCKESSON CORP 3,872 10,379
    IPATH DOW JONES UBS COMMODITY    
    ISHARES MSCI EMERGING MKTS ETF    
    NEUBERGER BERMAN GENESIS 60,992 64,739
    AMAZON COM INC 3,561 5,586
    ANADARKO PETROLEUM CORP 4,854 5,280
    APPLE INC 5,901 8,499
    BANK OF AMERICA CORP 5,001 7,514
    CAPITAL ONE FINANCIAL CORP 5,174 9,658
    CA INC 5,072 6,242
    CUMMINS INC    
    DIRECTV 4,049 7,630
    DOLLAR TREE INC 5,186 6,686
    E M C CORPORATION    
    ECOLAB INC 2,793 5,958
    EXXON MOBIL CORP 6,796 8,321
    GENERAL MILLS INC 3,630 5,333
    GOOGLE INC 5,742 11,628
    LAUDER ESTEE COS INC 4,334 6,782
    LINCOLN NATL CORP IND 3,286 10,092
    LULULEMON ATHLETICA INC    
    MASTERCARD INC 2,613 6,893
    OCCIDENTAL PETROLEUM CORP 5,498 5,562
    P G E CORP 7,181 9,583
    P P G INDS INC 2,411 6,935
    PFIZER INC 7,762 15,575
    PHILIP MORRIS INTL 7,642 8,960
    PRICELINE COM INC 3,498 7,981
    QUALCOMM INC 4,409 6,244
    RALPH LAUREN CORP    
    STARBUCKS CORP 2,685 5,744
    UNITED HEALTH GROUP INC 4,811 11,120
    UNITED TECHNOLOGIES CORP 8,477 10,810
    VISA INC 2,901 8,915
    WALGREEN CO    
    WYNN RESORTS LTD 2,138 3,273
    ACCENTURE PLC    
    ACE LTD 9,194 17,232
    CENTURYLINK INC 7,091 7,322
    ISHARES DJ US REAL ESTATE ETF    
    AGILENT TECHNOOLOGIES INC 3,701 4,503
    AMERICAN EXPRESS CO    
    ALEXION PHARMACEUTICALS INC    
    AMERIPRISE FINAL INF 7,569 13,225
    AMPHENOL CORP CL A    
    C M S ENERGY CORP 6,155 7,645
    CALPINE CORP    
    CERNER CORPORATION 5,256 7,113
    COCA COLA COMPANY    
    COSTCO WHSL CORP 5,305 7,088
    DICK'S SPORTING GOODS INC    
    DOW CHEM CO 7,838 11,174
    EMERSON ELECTRIC CO 5,152 5,556
    FIFTH THIRD BANCORP 5,030 5,196
    GILEAD SCIENCES INC 5,233 8,012
    GRAINGER W W INC    
    HASBRO INC 5,171 7,424
    HOME DEPOT INC 5,167 6,823
    HUNT J B TRANS SVCS INC 5,214 5,898
    INTEL CORP 5,271 7,621
    MACY INC 5,176 6,904
    MERCK AND CO INC 10,356 13,346
    MOSAIC CO 5,155 3,880
    MOTOROLA SOLUTIONS INC 6,050 6,373
    NATIONAL OILWELL VARCO INC    
    NIKE INC 5,206 8,173
    P N C FINANCIAL SVCS GRP INC 7,703 10,948
    PIONEER NAT RES CO 9,099 8,931
    PRAXAIR INC 5,378 5,830
    PRECISION CASTPARTS CORP    
    PROCTER & GAMBLE CO 11,274 12,753
    PRUDENTIAL FINANCIAL INC    
    REPUBLIC SVCS INC 5,041 6,038
    SOUTHWESTERN ENEGY CO    
    STAPLES OMC 5,092 6,614
    STATE STR CORP 10,215 13,738
    UNUM GROUP 4,890 5,232
    VERIZON COMMUNICATIONS    
    WHOLE FOODS MKT INC 5,266 6,050
    WILLIAM COS INC 6,953 8,314
    3M CO 5,098 8,216
    ALLEGION PLC    
    ARM HLDGS PLC A D R    
    CARNIVAL CORP 5,037 5,893
    COVIDIEN PLC 4,289 7,671
    EATON CORP PLC 5,217 5,777
    INGERSOIL RAND PLC    
    PERRIGO CO LTD    
    ROBECO BOSTON PRTNRS L S RSRCH 120,381 132,876
    SPDR DJ WILSHIRE INTERNATIONAL    
    BIOGEN IDEC INC 5,890 6,789
    BOEING CO 5,604 5,199
    BRISTOL MYERS SQUIBB CO 5,016 5,313
    CALIFORNIA RESOURCES CORP 194 149
    CISCO SYSTEMS INC 5,007 6,119
    DELTA AIR LINES INC 5,010 7,870
    EXELON CORPORATION 5,238 7,045
    FACEBOOK INC A 5,165 7,022
    FMC TECHNOLOGIES 6,782 5,152
    KEYSIGH TECHNOLOGIES INC 1,412 1,857
    TRACTOR SUPPLY CO 5,299 5,517
    VANGUARD STRATEGIC EQUITY 130,000 135,606
    WALGREENS BOOTS ALLIANCE INC 5,373 11,811
    ASTRAZENECA PLC SPSD ADR 4,681 4,927
    AVIANCA HOLDINGS ADR 10,026 7,097
    BHP BILITON LIMITED ADR 5,130 3,549
    BP PLC SPONS ADR 5,056 4,003
    BRITISH AMERN TOB PLC 24,762 23,720
    CANON INC SPONS ADR 26,020 25,011
    CITY TELECOM HK LTD ADR 4,905 6,370
    DELHAIZE GROUP SPONS ADR 14,207 14,134
    FLY LEASING LTD ADR 21,110 17,621
    FRESENIUS MED CARE 5,066 5,571
    GLAXO SMITHKLINE PLC ADR 8,600 7,693
    INDUSTRIAS BACHOCO SAB 26,849 29,679
    INTERCONTIENTAL HOTELS ADR 5,150 5,407
    LG DISPLAY CO LTD 8,307 10,908
    MIZUHO FNL GRP ADR 9,112 7,378
    NATIONAL GRID PLC SP ADR 27,498 27,204
    NICE SYS LTD SPONSORED ADR 6,988 8,611
    NIPPON TELEGRAPH TELE ADR 14,813 13,189
    NOVARTIS AG ADR 25,445 27,335
    NTT DOCOMO INC ADR 25,367 22,411
    ORIX CORP SPONS ADR 7,525 6,253
    PETRO CHINA COMPANY LTD ADR 6,474 5,548
    SILICONWARE PRECISION IND CO 5,138 5,663
    SMITH & NEPHEW PLC ADR 21,791 25,240
    SUMITOMO MITSUI FINL GROUP ADR 11,986 9,464
    TEVA PHARMACEUTICAL INDS LTD 22,988 26,167
    TOTAL SA SPON ADR 10,475 8,192
    WALCOAL HOLDINGS CORP ADR 7,399 7,119
    WESTPAC BANKING CORP SP ADR 5,204 4,439
    WNS HOLDINGS LTD ADR 7,275 7,644
    CAUSEWAY EMERGING MARKETS INST 179,045 185,075

    TY 2014 OtherDecreasesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Description Amount
       


    TY 2014 OtherExpensesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES 141 141   0


    TY 2014 OtherIncomeSchedule2
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    2013 990PF REFUND 1,175 0 1,175


    TY 2014 OtherIncreasesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Description Amount
       
       
       


    TY 2014 TaxesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 2,488 0   0
    FOREIGN TAXES PAID 1,092 1,092   0