Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
The Margaret Dunn Smith Family Foundation Inc
 

Number and street (or P.O. box number if mail is not delivered to street address)155A Alain White Road   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Morris, CT06763
A Employer identification number

20-2642871
B Telephone number (see instructions)

(203) 625-9836
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,142,377J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule)..............  
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments 7,143 7,143  
4 Dividends and interest from securities...... 32,770 32,770  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 147,011
b Gross sales price for all assets on line 6a 629,282
7 Capital gain net income (from Part IV, line 2)... 147,011
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 186,924 186,924  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 2,700 0   0
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 531 531   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 12,261 12,261   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 15,492 12,792   0
25 Contributions, gifts, grants paid........ 92,950 92,950
26 Total expenses and disbursements. Add lines 24 and 25 108,442 12,792   92,950
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 78,482
b Net investment income (if negative, enter -0-) 174,132
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 13,248 12,970 12,970
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 14,991 Click to see attachment0 0
b Investments—corporate stock (attach schedule)........ 699,254 Click to see attachment830,548 904,852
c Investments—corporate bonds (attach schedule)........ 134,651 Click to see attachment89,716 94,793
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 81,002 Click to see attachment88,394 129,762
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 943,146 1,021,628 1,142,377
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted................... 943,146 1,021,628
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)...... 943,146 1,021,628
31 Total liabilities and net assets/fund balances (see instructions).. 943,146 1,021,628
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 943,146
2 Enter amount from Part I, line 27a..................... 2 78,482
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 1,021,628
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,021,628
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Kinder Morgan - Cash in Lieu P   2014-12-04
b Prdntl Jen Sml Company Z P 2012-02-21 2014-01-30
c Prudential Jennison P 2012-02-21 2014-01-30
d Prdntl Jen Sml Company Z P 2013-12-19 2014-01-30
e Neuberger Lc Ds Gr Inst P 2004-02-09 2014-06-27
Neuberger Lc Ds Gr Inst P 2008-10-09 2014-06-27
Neuberger Lc Ds Gr Inst P 2009-08-13 2014-06-27
Neuberger Lc Ds Gr Inst P 2009-12-16 2014-06-27
Neuberger Lc Ds Gr Inst P 2009-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2004-09-10 2014-06-27
Neuberger Lc Ds Gr Inst P 2010-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2010-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2011-06-14 2014-06-27
Neuberger Lc Ds Gr Inst P 2011-06-14 2014-06-27
Neuberger Lc Ds Gr Inst P 2011-12-19 2014-06-27
Neuberger Lc Ds Gr Inst P 2011-12-19 2014-06-27
Neuberger Lc Ds Gr Inst P 2011-12-19 2014-06-27
Neuberger Lc Ds Gr Inst P 2012-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2012-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2012-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2013-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2013-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2013-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2013-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2013-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2013-12-17 2014-06-27
Neuberger Lc Ds Gr Inst P 2013-12-17 2014-06-27
First Eag Global Cl I P 2012-02-21 2014-06-27
First Eag Global Cl I P 2012-12-14 2014-06-27
First Eag Global Cl I P 2012-12-14 2014-06-27
First Eag Global Cl I P 2012-12-14 2014-06-27
First Eag Global Cl I P 2012-12-14 2014-06-27
First Eag Global Cl I P 2013-12-18 2014-06-27
First Eag Global Cl I P 2013-12-18 2014-06-27
First Eag Global Cl I P 2013-12-18 2014-06-27
First Eag Global Cl I P 2013-12-18 2014-06-27
First Eag Global Cl I P 2013-12-18 2014-06-27
First Eag Global Cl I P 2013-12-18 2014-06-27
Prdntl Jen Sml Company Z P 2012-02-21 2014-06-27
Prdntl Jen Sml Company Z P 2012-02-21 2014-06-27
Prdntl Jen Sml Company Z P 2012-11-21 2014-06-27
Prdntl Jen Sml Company Z P 2013-12-19 2014-06-27
Prdntl Jen Sml Company Z P 2013-12-19 2014-06-27
Prdntl Jen Sml Company Z P 2013-12-19 2014-06-27
Prdntl Jen Sml Company Z P 2013-12-19 2014-06-27
Prdntl Jen Sml Company Z P 2013-12-19 2014-06-27
Prdntl Jen Sml Company Z P 2013-12-19 2014-06-27
Mainstay Lg Cp Grth Cl I P 2004-02-09 2014-06-27
Mainstay Lg Cp Grth Cl I P 2008-10-09 2014-06-27
Mainstay Lg Cp Grth Cl I P 2009-08-13 2014-06-27
Mainstay Lg Cp Grth Cl I P 2011-06-14 2014-06-27
Mainstay Lg Cp Grth Cl I P 2012-07-11 2014-06-27
Mainstay Lg Cp Grth Cl I P 2012-12-13 2014-06-27
Mainstay Lg Cp Grth Cl I P 2012-12-28 2014-06-27
Mainstay Lg Cp Grth Cl I P 2012-04-13 2014-06-27
Mainstay Lg Cp Grth Cl I P 2012-04-13 2014-06-27
Oppenhmr Dev Mrkts Cl Y P 2011-02-15 2014-06-27
Oppenhmr Dev Mrkts Cl Y P 2012-12-11 2014-06-27
Oppenhmr Dev Mrkts Cl Y P 2012-02-21 2014-06-27
Oppenhmr Dev Mrkts Cl Y P 2012-02-21 2014-06-27
Oppenhmr Dev Mrkts Cl Y P 2012-10-12 2014-06-27
Oppenhmr Dev Mrkts Cl Y P 2012-09-13 2014-06-27
Oppenhmr Dev Mrkts Cl Y P 2012-09-13 2014-06-27
Oppenhmr Dev Mrkts Cl Y P 2012-09-13 2014-06-27
Oppenhmr Dev Mrkts Cl Y P 2012-09-13 2014-06-27
Oppenhmr Dev Mrkts Cl Y P 2012-09-13 2014-06-27
Davis Ny Venture Fd Cl Y P 2004-02-09 2014-06-27
Davis Ny Venture Fd Cl Y P 2012-02-09 2014-06-27
Davis Ny Venture Fd Cl Y P 2004-09-10 2014-06-27
Davis Ny Venture Fd Cl Y P 2012-02-10 2014-06-27
Davis Ny Venture Fd Cl Y P 2011-06-14 2014-06-27
Davis Ny Venture Fd Cl Y P 2011-06-14 2014-06-27
Davis Ny Venture Fd Cl Y P 2011-12-22 2014-06-27
Davis Ny Venture Fd Cl Y P 2012-12-19 2014-06-27
Davis Ny Venture Fd Cl Y P 2012-12-19 2014-06-27
Davis Ny Venture Fd Cl Y P 2012-12-19 2014-06-27
Davis Ny Venture Fd Cl Y P 2007-02-13 2014-06-27
Davis Ny Venture Fd Cl Y P 2007-02-13 2014-06-27
Davis Ny Venture Fd Cl Y P 2007-02-13 2014-06-27
Davis Ny Venture Fd Cl Y P 2007-02-13 2014-06-27
Davis Ny Venture Fd Cl Y P 2007-02-13 2014-06-27
Davis Ny Venture Fd Cl Y P 2013-12-20 2014-06-27
Davis Ny Venture Fd Cl Y P 2013-12-20 2014-06-27
Davis Ny Venture Fd Cl Y P 2013-12-20 2014-06-27
Davis Ny Venture Fd Cl Y P 2013-12-20 2014-06-27
Davis Ny Venture Fd Cl Y P 2013-12-20 2014-06-27
Davis Ny Venture Fd Cl Y P 2013-12-20 2014-06-27
Uam Fpa Crescent Port P 2012-02-21 2014-06-27
Uam Fpa Crescent Port P 2012-02-27 2014-06-27
Uam Fpa Crescent Port P 2012-02-27 2014-06-27
Uam Fpa Crescent Port P 2012-02-27 2014-06-27
Uam Fpa Crescent Port P 2001-03-13 2014-06-27
Uam Fpa Crescent Port P 2001-03-13 2014-06-27
Uam Fpa Crescent Port P 2001-03-13 2014-06-27
Uam Fpa Crescent Port P 2007-02-13 2014-06-27
Uam Fpa Crescent Port P 2013-12-19 2014-06-27
Uam Fpa Crescent Port P 2013-12-19 2014-06-27
Uam Fpa Crescent Port P 2013-12-19 2014-06-27
Uam Fpa Crescent Port P 2013-12-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2011-04-11 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2011-11-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2011-11-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2011-12-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2011-12-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-01-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-01-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-02-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-02-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-03-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-03-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-04-18 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-04-18 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-05-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-06-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-07-18 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-07-18 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-08-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-08-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-09-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-10-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-10-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-11-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-11-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-12-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-12-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-12-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-12-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2012-12-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-01-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-01-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-02-20 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-03-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-04-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-04-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-05-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-06-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-07-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-08-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-09-18 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-10-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-11-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-12-18 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2013-12-18 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2014-01-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2014-02-20 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2014-02-20 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2014-03-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2014-04-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2014-04-17 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2014-05-19 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2014-06-18 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2014-06-18 2014-06-27
Tmpltn Glbl Bd Fd Adv Cl P 2014-06-18 2014-06-27
Fdrtd Ultrasht Bd Fd Ins P 2013-02-21 2014-06-30
Fdrtd Ultrasht Bd Fd Ins P 2013-02-21 2014-06-30
Fdrtd Ultrasht Bd Fd Ins P 2013-02-21 2014-06-30
Fdrtd Ultrasht Bd Fd Ins P 2003-06-14 2014-06-30
Fdrtd Ultrasht Bd Fd Ins P 2014-06-30 2014-06-30
Prmtrc Emergn Mrkts Fd I P 2012-02-21 2014-06-30
Parametric Emerging P 2012-02-21 2014-06-30
Prmtrc Emergn Mrkts Fd I P 2013-12-27 2014-06-30
Jp Morgan Strategic P 2002-01-10 2014-06-30
Jp Morgan Strategic P 2002-01-10 2014-06-30
Jp Morgan Strategic P 2006-02-14 2014-06-30
Ishares Core S&P Mid-Cap P 2006-12-13 2014-08-26
Spdr S&P 500 Etf Trust P 2006-12-13 2014-08-26
Loom Sayles Growth Y P 2014-06-30 2014-08-26
Loom Sayles Growth Y P 2014-06-30 2014-08-26
Loomis Sayles Growth P 2014-06-30 2014-08-26
Mfs Value Fd Cl I P 2012-09-20 2014-08-26
Mfs Value Fd Cl I P 2012-09-20 2014-08-26
Mfs Value Fd Cl I P 2014-06-30 2014-08-26
Mfs Research Intl I P 2004-02-09 2014-08-26
Mfs Research Intl I P 2014-06-30 2014-08-26
Kinetics Paradigm Instl P 2012-02-21 2014-08-26
Kinetics Paradigm Instl P 2014-06-30 2014-08-26
Prmtrc Emergn Mrkts Fd I P 2012-02-21 2014-08-26
Prmtrc Emergn Mrkts Fd I P 2012-02-21 2014-08-26
Nm Genl Elec Cap Corp Be P 2006-01-25 2014-08-15
Us Treasury Bill P 2013-10-15 2014-06-26
Vodafone Grop Plc Sp Adr P 2008-11-18 2014-02-06
Vodafone Grop Plc Sp Adr P 2008-11-19 2014-02-06
Vodafonegropplcspadr P 2008-11-25 2014-02-06
El Paso Pipeline Partner P 2011-07-25 2014-03-20
Genuine Parts Co P 2008-11-26 2014-05-09
Sunoco Logistics Prts Lp P 2008-05-21 2014-06-09
Starwood Waypoint P 2014-02-06 2014-07-28
Apollo Global Mgmt Llc P 2013-08-16 2014-08-27
Bce Inc P 2011-10-07 2014-08-27
Cme Group Inc P 2014-05-12 2014-08-27
Dupont Fabros Technology P 2013-09-09 2014-08-27
Ensco Plc Shs Cl A P 2014-06-10 2014-08-27
Epr Pptys P 2008-05-21 2014-08-27
Golar Lng Limited P 2012-07-12 2014-08-27
Kkr & Co L P Del P 2014-06-10 2014-08-27
Kinder Morgan Inc. Del P 2013-10-22 2014-08-27
Lockheed Martin Corp P 2012-01-27 2014-08-27
Lexington Realtv Trust P 2013-08-21 2014-08-27
Och-Ziff Captl Mangmt Gr P 2014-07-02 2014-08-27
Omega Healthcare Invs P 2013-06-17 2014-08-27
Philip Morris Intl Inc P 2010-11-04 2014-08-27
Pfizer Inc P 2010-09-02 2014-08-27
Reynolds American Inc P 2013-11-20 2014-08-27
Starwood Ppty Tr Inc P 2010-11-11 2014-08-27
Seadrill Lto P 2011-10-07 2014-08-27
Sse Plc Sponsored Adr P 2008-10-20 2014-08-27
Transocean Lto P 2014-02-06 2014-08-27
Transocean Lto-Return of Capital P 2014-06-18 2014-06-18
Ventas Inc P 2008-05-21 2014-08-27
Atlas Pipeline Prtnrs Lp P 2013-10-22 2014-08-27
Blackstone Group Lp P 2014-03-21 2014-08-27
Buckeye Partners L P P 2008-05-21 2014-08-27
Kinder Morgan Energy P 2008-05-21 2014-08-27
Enterprise Prdts Prtn Lp P 2008-05-21 2014-08-27
Plains All Amern Pipl Lp P 2008-05-21 2014-08-27
Alliance Resrc Ptnrs Lp P 2008-05-21 2014-08-27
Magellan Midstream P 2008-05-21 2014-08-27
Williams Partners L P P 2008-05-21 2014-08-27
Targa Resources Partners P 2010-09-13 2014-08-27
Westpac Banking Adr P 2008-05-21 2014-08-27
Williams Companies Del P 2013-11-14 2014-08-27
Sse Plc Sponsored Adr P 2008-10-20 2014-10-30
Sse Plc Sponsored Adr P 2011-10-10 2014-10-30
Transocean Lto P 2014-02-06 2014-11-12
Transocean Lto P 2014-02-07 2014-11-12
Transocean Lto P 2014-02-10 2014-11-12
Westpac Banking Adr P 2008-05-21 2014-10-29
Westpac Banking Adr P 2008-07-14 2014-10-29
Noble Corp Plc Shs P 2014-11-12 2014-12-02
Noble Corp Plc Shs P 2014-11-12 2014-12-03
Noble Corp Plc Shs P 2014-11-12 2014-12-03
Noble Corp Plc Shs P 2014-11-12 2014-12-03
Noble Corp Plc Shs P 2014-11-12 2014-12-04
Noble Corp Plc Shs P 2014-11-12 2014-12-04
Noble Corp Plc Shs P 2014-11-12 2014-12-09
Seadrill Lto P 2011-10-07 2014-11-26
Kinder Morgan Energy P 2008-05-21 2014-12-02
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 29     29
b 39,973   33,038 6,935
c 5   2 3
d 22   22 0
e 12,574   8,086 4,488
3,293   2,424 869
8   6 2
180   147 33
8   7 1
4,608   3,982 626
8   7 1
131   121 10
8   6 2
17,500   16,493 1,007
131   108 23
8   6 2
3,170   2,623 547
507   443 64
8   6 2
2,092   1,830 262
8   7 1
458   432 26
8   8 0
5,343   5,049 294
8   8 0
      0
1,822   1,722 100
33,313   28,550 4,763
57   48 9
400   337 63
914   770 144
171   144 27
514   470 44
57   50 7
914   835 79
57   52 5
32   29 3
171   157 14
28,062   21,485 6,577
25   19 6
516   380 136
30   23 7
395   362 33
30   28 2
6,135   5,622 513
30   28 2
425   390 35
43,759   18,926 24,833
1,951   1,003 948
11   5 6
23,520   16,499 7,021
1,940   1,310 630
172   127 45
43   31 12
8   6 2
3,548   3,313 235
16,528   14,094 2,434
358   266 92
40   32 8
22,805   18,953 3,852
278   237 41
40   33 7
159   148 11
40   37 3
11   11 0
159   148 11
22,009   11,102 10,907
615   431 184
6,809   5,169 1,640
923   696 227
44   23 21
17,528   13,981 3,547
615   456 159
44   34 10
747   605 142
1,889   1,529 360
44   36 8
220   190 30
3,690   3,184 506
44   38 6
176   152 24
44   39 5
132   123 9
2,328   2,165 163
44   41 3
6   6 0
44   41 3
31,860   25,972 5,888
139   114 25
104   86 18
35   28 7
35   28 7
35   29 6
1,247   1,029 218
139   124 15
35   32 3
1,177   1,099 78
35   32 3
6   6 0
6,748   6,657 91
13   13 0
53   51 2
306   282 24
93   86 7
13   12 1
53   50 3
13   13 0
53   52 1
13   13 0
53   53 0
13   13 0
53   52 1
67   63 4
67   63 4
13   13 0
53   51 2
13   13 0
53   53 0
40   40 0
13   13 0
40   40 0
13   13 0
40   40 0
13   13 0
40   40 0
13   13 0
200   198 2
253   251 2
53   54 -1
13   13 0
53   54 -1
27   27 0
13   13 0
27   27 0
27   27 0
27   26 1
27   26 1
27   26 1
27   26 1
27   26 1
27   26 1
13   13 0
53   52 1
27   26 1
13   13 0
27   26 1
27   26 1
13   13 0
13   13 0
13   13 0
13   13 0
5   5 0
13   13 0
9   9 0
9   9 0
11,438   11,488 -50
2     2
2   2 0
7,465   6,828 637
1   1 0
14   13 1
6,950   6,792 158
7   7 0
3   3 0
5,737   4,624 1,113
12,025   9,713 2,312
1   1 0
11,997   11,737 260
1   1 0
11,992   8,934 3,058
7   5 2
1   1 0
8,986   4,917 4,069
14   14 0
5,968   3,711 2,257
32   23 9
2,994   2,655 339
6   5 1
45,000   44,912 88
15,000   15,000 0
2,081   1,088 993
475   237 238
3,650   1,902 1,748
2,226   2,012 214
2,965   1,385 1,580
26,312   2,211 24,101
1,850   2,076 -226
606   724 -118
449   373 76
1,144   1,057 87
562   473 89
1,003   1,044 -41
848   784 64
647   379 268
924   948 -24
991   896 95
1,763   822 941
379   412 -33
436   472 -36
943   805 138
852   606 246
886   491 395
288   257 31
831   741 90
729   579 150
752   634 118
581   623 -42
124   124 0
652   470 182
723   569 154
492   507 -15
1,165   288 877
948     948
2,210   148 2,062
1,788   339 1,449
1,459   584 875
2,496   403 2,093
1,048   85 963
1,473   52 1,421
984   678 306
1,468   876 592
2,996   2,538 458
3,371   2,873 498
577   873 -296
3,048   4,603 -1,555
494   750 -256
6,669   4,975 1,694
1,516   930 586
930   1,165 -235
2,501   3,127 -626
121   151 -30
811   1,197 -386
117   178 -61
1,173   1,781 -608
1,184   1,908 -724
3,191   5,641 -2,450
1,336     1,336
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       29
b       6,935
c       3
d       0
e       4,488
      869
      2
      33
      1
      626
      1
      10
      2
      1,007
      23
      2
      547
      64
      2
      262
      1
      26
      0
      294
      0
      0
      100
      4,763
      9
      63
      144
      27
      44
      7
      79
      5
      3
      14
      6,577
      6
      136
      7
      33
      2
      513
      2
      35
      24,833
      948
      6
      7,021
      630
      45
      12
      2
      235
      2,434
      92
      8
      3,852
      41
      7
      11
      3
      0
      11
      10,907
      184
      1,640
      227
      21
      3,547
      159
      10
      142
      360
      8
      30
      506
      6
      24
      5
      9
      163
      3
      0
      3
      5,888
      25
      18
      7
      7
      6
      218
      15
      3
      78
      3
      0
      91
      0
      2
      24
      7
      1
      3
      0
      1
      0
      0
      0
      1
      4
      4
      0
      2
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      2
      2
      -1
      0
      -1
      0
      0
      0
      0
      1
      1
      1
      1
      1
      1
      0
      1
      1
      0
      1
      1
      0
      0
      0
      0
      0
      0
      0
      0
      -50
      2
      0
      637
      0
      1
      158
      0
      0
      1,113
      2,312
      0
      260
      0
      3,058
      2
      0
      4,069
      0
      2,257
      9
      339
      1
      88
      0
      993
      238
      1,748
      214
      1,580
      24,101
      -226
      -118
      76
      87
      89
      -41
      64
      268
      -24
      95
      941
      -33
      -36
      138
      246
      395
      31
      90
      150
      118
      -42
      0
      182
      154
      -15
      877
      948
      2,062
      1,449
      875
      2,093
      963
      1,421
      306
      592
      458
      498
      -296
      -1,555
      -256
      1,694
      586
      -235
      -626
      -30
      -386
      -61
      -608
      -724
      -2,450
      1,336
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 147,011
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 129,770 1,154,200 0.112433
2012 148,924 1,155,787 0.128851
2011 153,720 1,274,674 0.120596
2010 139,751 1,278,600 0.109300
2009 85,403 47,146 1.811458
2 Total of line 1, column (d) ...................... 2 2.282638
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.456528
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 1,170,490
5 Multiply line 4 by line 3....................... 5 534,361
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,741
7 Add lines 5 and 6......................... 7 536,102
8 Enter qualifying distributions from Part XII, line 4.............. 8 92,950
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 3,483
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 3,483
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,483
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 1,520
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,520
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 1
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,964
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRandy Harrison CPA Telephone no.bullet (203) 789-1040
    Located atbulletOne Audubon Street 3rd FloorNew HavenCT ZIP+4bullet06511
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Margaret Dunn Smith President
    0.00     		0 0 0
    3 MacPherson Dr
    Greenwich,CT06830
    Christina S DiSabato Treasurer
    0.00     		0 0 0
    66 Parkwood Rd
    Fairfield,CT06824
    Winthrop H Smith III Secretary
    0.00     		0 0 0
    246 Galloping Wind Trail
    Warren,VT05674
    Cameron W Smith Asst Treasurer
    0.00     		0 0 0
    3 MacPherson Dr
    Greenwich,CT06830
    Heather S Smith Asst Secretary
    0.00     		0 0 0
    3 MacPherson Dr
    Greenwich,CT06830
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,117,759
    b
    Average of monthly cash balances.......................
    1b
    70,556
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,188,315
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,188,315
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    17,825
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,170,490
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    58,525
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    58,525
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    3,483
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,483
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    55,042
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    55,042
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    55,042
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    92,950
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    92,950
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    92,950
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 55,042
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 84,010
    b From 2010....... 77,640
    c From 2011....... 92,125
    d From 2012....... 93,631
    e From 2013....... 73,564
    fTotal of lines 3a through e......... 420,970
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 92,950
    a Applied to 2013, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 55,042
    e Remaining amount distributed out of corpus 37,908
    5 Excess distributions carryover applied to 2014. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 458,878
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		84,010
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		374,868
    10 Analysis of line 9:
    a Excess from 2010.... 77,640
    b Excess from 2011.... 92,125
    c Excess from 2012.... 93,631
    d Excess from 2013.... 73,564
    e Excess from 2014.... 37,908
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Chase Collegiate School
    565 Chase Parkway
    Waterbury,CT06708     		  501(c)(3) To promote the organization's exempt purpose 40,100
    High Fives Foundation
    PO Box 3212
    Truckee,CA96160     		  501(c)(3) To promote the organization's exempt purpose 250
    Morris Land Trust
    19 Boonton Avenue
    Boonton,NJ07005     		  501(c)(3) To promote the organization's exempt purpose 250
    The Warren Fund
    293 School Road
    Warren,VT05674     		  501(c)(3) To promote the organization's exempt purpose 250
    Wakeman
    2414 Fairfield Avenue
    Bridgeport,CT06605     		  501(c)(3) To promote the organization's exempt purpose 250
    Waterbury Regional Chamber
    82 Bank St 2
    Waterbury,CT06702     		  501(c)(3) To promote the organization's exempt purpose 500
    Wheaton College
    501 College Ave
    Wheaton,IL60187     		  501(c)(3) To promote the organization's exempt purpose 47,500
    CT NOFA
    126 Derby Avenue
    Derby,CT06418     		  501(c)(3) To promote the organization's exempt purpose 600
    Litchfield Aid of CJR
    PO Box 214
    Litchfield,CT06759     		  501(c)(3) To promote the organization's exempt purpose 1,250
    B Cured
    PO Box 1071
    Greenwich,CT06836     		  501(c)(3) To promote the organization's exempt purpose 2,000
    Total .................................bullet 3a 92,950
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 7,143  
    4 Dividends and interest from securities....     14 32,770  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 147,011  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 186,924 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13186,924
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2014 AccountingFeesSchedule
    Name:
    The Margaret Dunn Smith Family Foundation Inc
    EIN: 20-2642871
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Accounting Fees 2,700 0   0

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    The Margaret Dunn Smith Family Foundation Inc
    EIN: 20-2642871
    Name of Bond End of Year Book Value End of Year Fair Market Value
    Bank of America Notes 44,697 48,338
    NM Merrill Lynch & Co 45,019 46,455
    NM Genl Elec Cap Corp BE Senior Notes 0 0

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    The Margaret Dunn Smith Family Foundation Inc
    EIN: 20-2642871
    Name of Stock End of Year Book Value End of Year Fair Market Value
    Ishares Core S&P Mid-Cap 375 Sh 49,065 54,300
    Spider S&P 500 ETF Trust 544 Sh 98,397 112,011
    Templeton Global Total Return Fund 2811 Sh 38,120 35,280
    Third Avenue Focused Credit Fund 2051 Sh 24,347 19,860
    Loomis Sayles Growth Fund 10767 Sh 106,971 113,064
    Neuberger Berman - 6350 Sh 0 0
    First Eagle Global Class 640 Sh 0 0
    Prudential Jennison Small Co 2595 Sh 0 0
    Federated Ultra Short 2551 Sh 23,452 23,293
    MFS Value Fd 3186 Sh 94,247 111,888
    MFS Research International - 4289 Sh 61,695 72,025
    Mainstay Large Cap - 6991 Sh 0 0
    Lord Abbett Inflation - 2588 Sh 37,223 33,495
    Blackrock Global Long Short Credit Fund 2218 Sh 24,267 23,007
    Oppenheimer Developing Markets 1017 Sh 0 0
    JP Morgan Strategic Income Opp Fund - 3058 Sh 36,146 35,847
    Davis New York Venture - 1320 Sh 0 0
    Templeton Global Bond Fund 665 Sh 0 0
    Kinetics Paradigm Fund 1482 Sh 37,806 50,509
    Prmtrc Emerging Markets 1706 Sh 24,888 23,906
    Fidelity Advisor Real Estate Income Fund 2049 Sh 24,523 23,851
    Mainstay Unconstrained Bond Fund 3882 Sh 36,740 35,289
    UAM FPA Crescent Port 1006 Sh 0 0
    BCE Inc 85 Sh 2,800 3,439
    CME Group Inc 120 Sh 8,386 10,637
    Dupont Fabros Technology 170 Sh 3,544 4,986
    Ensco PLC 165 Sh 8,615 4,942
    Entertainment Properties Trust REIT 70 Sh 3,038 4,034
    Entertainment Properties Trust REIT 80 Sh 4,183 4,610
    Genuine Parts Co 35 Sh 0 0
    Golar Lng Limited 115 Sh 4,357 4,194
    Kinder Morgan 150 Sh 5,449 6,346
    Kinder Morgan 60 Sh 2,149 2,539
    Kinder Morgan 311 Sh 12,917 13,158
    Lexington Realty Trust REIT 275 Sh 3,235 3,019
    Lexington Realty Trust REIT 370 Sh 4,133 4,063
    Lockheed Martin 60 Sh 4,934 11,554
    Macquarie Infrasturcture Co LLC 65 Sh 4,382 4,621
    Omega Healthcare Invs 240 Sh 7,727 9,377
    Pfizer Inc 300 Sh 4,911 9,345
    Philip Morris Intl 45 Sh 2,727 3,665
    Philip Morris Intl 45 Sh 2,716 3,665
    Reynolds American Inc 50 Sh 2,575 3,213
    Seadrill Ltd 215 Sh 0 0
    SSE PLC ADR 135 Sh 0 0
    SSE PLC ADR 150 Sh 0 0
    Starwood Ppty Tr Inc 110 Sh 2,328 2,556
    Starwood Ppty Tr Inc 215 Sh 4,430 4,997
    Ventas 10 Sh 413 717
    Ventas 110 Sh 5,166 7,887
    Vodafone Group PLC 100 Sh 0 0
    Vodafone Group PLC 13 Sh 0 0
    Vodafone Group PLC 57 Sh 0 0
    Westpac Banking 250 Sh 0 0
    Westpac Banking 50 Sh 0 0
    Williams Companies DEL 125 Sh 4,378 5,618
    Williams Companies DEL 90 Sh 3,168 4,045

    TY 2014 InvestmentsGovtObligationsSch
    Name:
    The Margaret Dunn Smith Family Foundation Inc
    EIN: 20-2642871
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2014 InvestmentsOtherSchedule2
    Name:
    The Margaret Dunn Smith Family Foundation Inc
    EIN: 20-2642871
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    Alliance Resource Partners LP 140 Sh FMV 6,023 10,763
    Apollo Global Mgmt 250 FMV 7,239 5,895
    Atlas Pipeline Partners LP 200 FMV 7,657 5,452
    Blackstone Group LP 130 Sh FMV 4,401 4,398
    Buckeye Partners LP 120 Sh FMV 5,990 9,079
    Buckeye Partners LP 25 Sh FMV 1,003 1,892
    El Paso Pipeline Partner 75 FMV 0 0
    Enterprise Prdts Partners LP 355 Sh FMV 5,625 12,823
    Enterprise Prdts Partners LP 56 Sh FMV 618 2,023
    Enterprise Prdts Partners LP 104 Sh FMV 1,150 3,756
    Emerge Energy Services 95 Sh FMV 8,464 5,130
    KKR & Co LP 355 Sh FMV 8,552 8,239
    Kinder Morgan Energy Partners LP 110 Sh FMV 0 0
    Kinder Morgan Energy Partners LP 40 Sh FMV 0 0
    Magellan Midstream Partners LP 210 Sh FMV 4,345 17,359
    Magellan Midstream Partners LP 34 Sh FMV 776 2,810
    Magellan Midstream Partners LP 32 Sh FMV 733 2,645
    OCH-Ziff Capital Management 210 Sh FMV 2,867 2,453
    OCH-Ziff Capital Management 115 Sh FMV 1,567 1,343
    Plains All American LP 250 Sh FMV 5,968 12,830
    Sunoco Logistics LP 390 Sh FMV 0 0
    Targa Resources Partners 180 Sh FMV 4,348 7,661
    Tesoro Logistics LP 80 Sh FMV 4,321 4,708
    Williams Partners LP 170 Sh FMV 6,139 7,608
    Williams Partners LP 20 Sh FMV 608 895

    TY 2014 OtherExpensesSchedule
    Name:
    The Margaret Dunn Smith Family Foundation Inc
    EIN: 20-2642871
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Fees 7,717 7,717   0
    Investment Fees 4,544 4,544   0


    TY 2014 TaxesSchedule
    Name:
    The Margaret Dunn Smith Family Foundation Inc
    EIN: 20-2642871
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Foreign Taxes 27 27   0
    Excise Taxes 504 504   0