Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 07-01-2013 , 2013, and ending 06-30-2014
BCheck if applicable:
CName of organization
University of Notre Dame du Lac
 
Doing Business As
University of Notre Dame
 
Number and street (or P.O. box if mail is not delivered to street address)
Controllers Office 724 Grace Hall
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Notre Dame, IN46556
D Employer identification number

35-0868188
E Telephone number

G Gross receipts $ 3,831,048,338
F Name and address of principal officer:
Rev John Jenkins CSC
Controllers Office 724 Grace Hall
Notre Dame,IN46556
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
http://nd.edu
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet5067
K Form of organization:
 
L Year of formation: 1844
M State of legal domicile: IN
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: See Schedule O
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 47
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 35
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 18,006
6 Total number of volunteers (estimate if necessary) ............. 6 1,874
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 28,587,148
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 323,314,461 512,128,943
9 Program service revenue (Part VIII, line 2g) ......... 756,847,017 792,553,312
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 486,649,038 652,460,924
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 17,340,460 17,153,268
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 1,584,150,976 1,974,296,447
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 257,370,341 266,671,858
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 578,754,401 613,037,206
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet34,601,213    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 381,963,661 402,914,982
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 1,218,088,403 1,282,624,046
19 Revenue less expenses. Subtract line 18 from line 12....... 366,062,573 691,672,401
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 10,329,365,602 11,919,446,599
21 Total liabilities (Part X, line 26)............. 2,033,230,452 2,058,140,599
22 Net assets or fund balances. Subtract line 21 from line 20..... 8,296,135,150 9,861,306,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: See Schedule O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 618,614,104 including grants of $ 236,969,088 ) (Revenue $ 538,736,068 )
Instruction - Provided academic instruction and services to approximately 12,000 undergraduate and graduate students pursuing courses of study within five undergraduate colleges, a graduate business school, a law school, and graduate school. Conferred approximately 3,500 baccalaureate, master's, doctoral and professional degrees.
4b (Code:   ) (Expenses $ 217,458,664 including grants of $ 5,354,161 ) (Revenue $ 238,151,922 )
Auxiliary enterprises - Provided services to the University community, its guests and other patrons including food services, student and visitor lodging, laundry services, and multiple recreational facilities. The University intercollegiate athletics program enabled student-athletes to compete in twenty-six sports programs at the NCAA Division I level.
4c (Code:   ) (Expenses $ 107,324,592 including grants of $ 17,388,559 ) (Revenue $ 5,024,570 )
Research - University researchers administered more than 800 awards for studies based within the disciplines of engineering, science and humanities.
(Code:   ) (Expenses $ 120,989,351 including grants of $ 6,960,050 ) (Revenue $ 19,663,385 )
Public service - The University's Institute for Educational Initiatives strives to improve the K-12 education of all young people, particularly the disadvantaged through a variety of programs. The largest such program is the ACE program, a two-year service program offering college graduates the opportunity to serve as full-time teachers in under-resourced schools across the United States and several foreign countries. Additionally, the University provides volunteers and financial support for other organizations, both directly and through its Donor Advised Fund Program.Academic support - The University operates library facilities containing approximately 2,000,000 volumes, serving the University and local community. The University publishes numerous academic periodicals and volumes and operates a museum of art housing over 21,000 works.
4d Other program services (Describe in Schedule O.)
(Expenses $ 120,989,351 including grants of $ 6,960,050 ) (Revenue $ 19,663,385 )
4e Total program service expensesMediumBullet1,064,386,711
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
Yes
 
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................ Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II.................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
17,557
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
18,006
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletFR , EI , IT , UK , BR , MP , IS , MX , CI
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
3
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
No
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
47
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
35
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
IN , CA , OK
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletAndrew Paluf Controller's Office724 Grace HallNotre DameIN46556 (574) 631-3288
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) John F Affleck-Graves PhD........................................................................
Executive VP & Trustee
 40.00
.......................1.00 		X   X       602,456 0 158,750
(2) Rev John I Jenkins CSC PhD........................................................................
President & Trustee
 40.00
.......................1.00 		X   X       724,669 0 231,724
(3) Thomas G Burish PhD........................................................................
Provost & Trustee
 40.00
.......................   		X   X       445,183 0 314,503
(4) Rev Timothy R Scully CSCPhD........................................................................
Trustee
 40.00
.......................   		X           170,177 0 15,385
(5) Anne E Thompson........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(6) Carol Hank Hoffmann........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(7) Cathleen P Black........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(8) Celeste Volz Ford........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(9) Drew W DeWalt........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(10) Enrique Hernandez Jr........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(11) Erin O'Connor French........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(12) Hon Ann Claire Williams........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(13) Hon Diana Lewis........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(14) J Christopher Reyes........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(15) James E Rohr........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(16) James F Flaherty III........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(17) James J Dunne III........................................................................
Trustee
 2.00
.......................   		X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) John J Brennan........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(19) John W Jordan II........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(20) Jose Enrique Fernandez........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(21) Joseph I O'Neill III........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(22) Kati S Macaluso........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(23) Most Rev Daniel Jenky CSC DD........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(24) Nancy M Haegel........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(25) Philip J Purcell III........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(26) Phillip B Rooney........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(27) Phyllis W Stone........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(28) Rev James B King CSC........................................................................
Trustee
 2.00
.......................   		X           94,094 0 8,702
(29) Rev Jose E Ahumada F CSC........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(30) Rev Thomas J O'Hara CSC........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(31) Richard A Nussbaum II........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(32) Richard C Notebaert........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(33) Robert M Conway........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(34) Roderick K West........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(35) Sara Martinez Tucker........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(36) Scott S Cowen........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(37) Shayla Keough Rumely........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(38) Stephanie A Gallo........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(39) Stephen J Brogan........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(40) Timothy F Sutherland........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(41) W Douglas Ford........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(42) William J Shaw........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(43) William M Goodyear........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(44) James P Zavertnik........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(45) Thomas G Maheras........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(46) Cindy K Parseghian........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(47) Karen McCartan DeSantis........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(48) Scott C Malpass MBA........................................................................
VP & Chief Invest. Officer
 40.00
.......................   		    X       3,393,418 0 1,388,990
(49) Marianne Corr JD........................................................................
VP & General Counsel
 40.00
.......................   		    X       478,476 0 36,090
(50) John B Swarbrick Jr........................................................................
Athletic Director
 40.00
.......................   		      X     1,094,022 0 259,408
(51) Michael P Brey........................................................................
Head Coach, Basketball
 40.00
.......................   		        X   940,099 0 52,165
(52) Muffet McGraw........................................................................
Head Coach, Basketball
 40.00
.......................   		        X   1,214,850 0 46,461
(53) Brian Kelly........................................................................
Head Coach, Football
 40.00
.......................   		        X   1,134,917 0 52,355
(54) Michael D Donovan MBA JD........................................................................
Managing Dir., Priv. Cap. Inv.
 40.00
.......................   		        X   1,495,535 0 588,942
(55) Mark C Krcmaric........................................................................
Managing Director, COO
 40.00
.......................   		        X   1,141,395 0 41,598
(56) Charles J Weis........................................................................
Former Head Football Coach
 0.00
.......................   		          X 2,054,744 0 0
(57) Donald B Pope-Davis PhD........................................................................
VP & Associate Provost
 40.00
.......................   		          X 126,503 0 50,030
(58) Christine M Maziar PhD........................................................................
VP & Senior Assoc. Provost
 40.00
.......................   		          X 352,334 0 34,662
(59) James J Lyphout MBA........................................................................
VP for Business Operations
 0.00
.......................   		          X 110,457 0 21,558
(60) John A Sejdinaj MBA CCM........................................................................
VP for Finance
 40.00
.......................   		          X 392,263 0 50,633
(61) Robert J Bernhard PhD........................................................................
VP for Research
 40.00
.......................   		          X 353,348 0 73,000
(62) Rev Thomas P Doyle CSC........................................................................
VP for Student Affairs
 40.00
.......................   		          X 125,324 0 15,385
(63) Louis M Nanni MA........................................................................
VP for Univ. Relations
 40.00
.......................   		          X 540,054 0 52,355
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 16,984,318 0 3,492,696
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet951
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
Yes
 
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
Skanska USA Building IncSuite 200 5250 Lovers LanePortageMI49002 Construction 37,674,530
Ziolkowski Construction Inc4050 Ralph Jones DrSouth BendIN46628 Construction 8,413,848
R&R Excavating Inc2010 Went AvenueMishawakaIN46545 Construction 7,633,068
Take Care Employer SolutionsPO Box 402142AtlantaGA30384 Medical 5,522,557
JJ White Incorporated1904 N Kenmore StSouth BendIN46628 Construction 5,516,611
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet122
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 1,960,007
d Related organizations...1d  
e Government grants (contributions)1e 84,105,551
f All other contributions, gifts, grants, and
similar amounts not included above1f 		426,063,385
g Noncash contributions included in lines
1a-1f:$ 		91,291,316
h Total. Add lines 1a-1f.......MediumBullet 512,128,943
Program Service RevenueAmt Business Code
2a Student tuition & fees 611310 521,395,703 521,395,703    
b Auxiliary enterprises 611710 236,125,107 230,076,547 6,048,560  
c Educational programs 900099 18,399,077 18,304,056 95,021  
d Research contracts (go 611310 4,921,097 4,778,961 142,136  
e Student services 611710 3,771,668 3,771,668    
f All other program service revenue . 7,940,660 7,940,660    
g Total. Add lines 2a–2f........MediumBullet 792,553,312
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 153,298,842   21,787,618 131,511,224
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet 6,965,940     6,965,940
(i) Real (ii) Personal
6a Gross rents 11,120,344  
b Less: rental expenses 9,525,120  
c Rental income or (loss) 1,595,224  
d Net rental income or (loss).......MediumBullet 1,595,224     1,595,224
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 2,345,649,000  
b Less: cost or other basis and sales expenses 1,846,486,918  
c Gain or (loss) 499,162,082  
d Net gain or (loss)..........MediumBullet 499,162,082     499,162,082
8a Gross income from fundraising events (not including
$ 1,960,007
of contributions reported on line 1c). See Part IV, line 18 ..
a 250,073
b Less: direct expenses ...b 739,130
c Net income or (loss) from fundraising events..MediumBullet -489,057   -489,057
9a Gross income from gaming activities.
See Part IV, line 19 ...
a 59,251
b Less: direct expenses ...b 723
c Net income or (loss) from gaming activities...MediumBullet 58,528     58,528
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a Alumni Association 900099 3,121,392 2,607,579 513,813  
b            
c            
d All other revenue .... 5,901,241 5,901,241    
e Total. Add lines 11a–11d ...... MediumBullet 9,022,633
12 Total revenue. See Instructions......MediumBullet 1,974,296,447 794,776,415 28,587,148 638,803,941
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 18,723,409 18,723,409
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 243,533,070 243,533,070
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 4,415,379 4,415,379
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 9,154,904 1,658,339 7,079,653 416,912
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 460,634,328 384,441,225 56,853,745 19,339,358
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 37,863,380 27,981,139 8,399,243 1,482,998
9 Other employee benefits ....... 78,666,379 55,189,110 20,609,906 2,867,363
10 Payroll taxes ........... 26,718,215 21,773,219 3,726,740 1,218,256
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 2,357,538 113,025 2,244,171 342
c Accounting ........... 3,273,879 97,607 3,176,272  
d Lobbying ........... 333,159   333,159  
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 17,023,400   17,023,400  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 21,849,107 14,756,314 6,252,439 840,354
12 Advertising and promotion .... 3,535,484 3,400,359 110,512 24,613
13 Office expenses ....... 58,839,770 48,286,999 8,525,688 2,027,083
14 Information technology ...... 16,121,222 8,483,657 7,168,485 469,080
15 Royalties .. 617,834 511,620 106,214  
16 Occupancy ........... 63,107,109 56,003,142 6,121,734 982,233
17 Travel ............ 45,556,608 38,999,042 4,388,970 2,168,596
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 2,124   2,124  
19 Conferences, conventions, and meetings .... 5,648,362 3,823,149 1,592,667 232,546
20 Interest ........... 20,630,735 17,412,758 2,669,291 548,686
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 59,173,886 53,604,761 5,328,654 240,471
23 Insurance .............. 927,302 924,336 2,966  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a Food and entertainment 34,917,175 29,977,491 3,545,942 1,393,742
b Investment Office expen 17,400,514   17,400,514  
c Library books/serials 12,107,068 12,107,068    
d Study-abroad prgm expen 5,681,619 5,681,619    
e All other expenses 13,811,087 12,488,874 973,633 348,580
25 Total functional expenses. Add lines 1 through 24e 1,282,624,046 1,064,386,711 183,636,122 34,601,213
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing .............   1  
2 Savings and temporary cash investments ......... 148,564,091 2 94,259,328
3 Pledges and grants receivable, net ........... 197,702,577 3 307,174,842
4 Accounts receivable, net ............. 28,094,360 4 29,038,588
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net ............. 46,007,158 7 45,925,267
8 Inventories for sale or use .............. 10,412,053 8 10,027,293
9 Prepaid expenses and deferred charges .......... 27,423,159 9 27,789,112
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 2,007,066,463
b Less: accumulated depreciation ..... 10b 624,336,310 1,350,191,881 10c 1,382,730,153
11 Investments—publicly traded securities .......... 1,044,368,089 11 1,415,665,370
12 Investments—other securities. See Part IV, line 11 ..... 7,464,965,715 12 8,597,286,224
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 11,636,519 15 9,550,422
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 10,329,365,602 16 11,919,446,599
Liabilities 17 Accounts payable and accrued expenses ......... 100,855,572 17 97,140,306
18 Grants payable .................   18  
19 Deferred revenue ................ 62,248,384 19 60,820,095
20 Tax-exempt bond liabilities ............. 358,973,431 20 356,252,031
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 52,946,509 23 52,280,152
24 Unsecured notes and loans payable to unrelated third parties .... 410,000,000 24 260,000,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 1,048,206,556 25 1,231,648,015
26 Total liabilities. Add lines 17 through 25......... 2,033,230,452 26 2,058,140,599
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 3,710,534,611 27 4,365,744,677
28 Temporarily restricted net assets ........... 3,070,158,894 28 3,822,007,763
29 Permanently restricted net assets ........... 1,515,441,645 29 1,673,553,560
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 8,296,135,150 33 9,861,306,000
34 Total liabilities and net assets/fund balances ........ 10,329,365,602 34 11,919,446,599
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
1,974,296,447
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
1,282,624,046
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
691,672,401
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
8,296,135,150
5
Net unrealized gains (losses) on investments ...............
5
868,732,166
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
4,766,283
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
9,861,306,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 255,777,059 312,978,519 252,639,060 323,314,461 512,128,943 1,656,838,042
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 255,777,059 312,978,519 252,639,060 323,314,461 512,128,943 1,656,838,042
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4. 1,656,838,042
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 255,777,059 312,978,519 252,639,060 323,314,461 512,128,943 1,656,838,042
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 63,813,579 119,388,371 110,477,284 123,503,535 171,385,126 588,567,895
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.).. 3,971,820 4,113,600 5,754,367 5,426,820 6,210,565 25,477,172
11 Total support (Add lines 7 through 10). 2,270,883,109
12
12
3,556,190,725
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
72.960 %
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
University of Notre Dame du Lac
  		Employer identification number

35-0868188
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
University of Notre Dame du Lac
  		Employer identification number

35-0868188
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
University of Notre Dame du Lac
  		Employer identification number

35-0868188
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).Click to see attachment
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 411,080  
c Total lobbying expenditures (add lines 1a and 1b) ................... 411,080  
d Other exempt purpose expenditures ........................ 1,274,284,790  
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 1,274,695,870  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000  
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................ 0  
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................ 0  
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount     1,000,000 1,000,000 2,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		3,000,000
c Total lobbying expenditures     356,017 411,080 767,097
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Part II-A, Line 2 The University of Notre Dame filed Form 5768 (election under section 501(h)) for the fiscal year ending June 30, 2013 and all subsequent tax years and this election was not revoked at any time subsequently.
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 32 0
2 Aggregate contributions to (during year) ... 18,364,761 0
3 Aggregate grants from (during year) ..... 2,330,157 0
4 Aggregate value at end of year ........ 38,344,926 0
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 0
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 0
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $ 0
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 0
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c 201
d Additions during the year .............................. 1d 32,484
e Distributions during the year ............................. 1e 30,925
f Ending balance ................................... 1f 1,760
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 6,959,050,707 6,444,598,397 6,383,343,071 5,340,685,012 4,920,742,718
b Contributions ........ 211,220,228 109,051,302 162,550,384 167,659,430 135,156,367
c Net investment earnings, gains, and losses 1,317,009,930 725,521,322 177,082,485 1,115,963,818 525,883,589
d Grants or scholarships ..... 95,629,513 90,722,736 85,386,397 80,194,525 75,825,598
e Other expenditures for facilities
and programs ........ 		202,554,930 229,397,578 192,991,146 160,770,664 165,272,064
f Administrative expenses ....          
g End of year balance ...... 8,189,096,422 6,959,050,707 6,444,598,397 6,383,343,071 5,340,685,012
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet38.300 %
b
Permanent endowment SchDMd Bullet20.100 %
c
Temporarily restricted endowment SchDMd Bullet41.600 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land ................. 9,300,000 24,337,213 33,637,213
b Buildings ................ 55,539,041 1,469,138,286 419,112,857 1,105,564,470
c Leasehold improvements ............   13,690,051 3,130,119 10,559,932
d Equipment ................ 362,972 270,280,351 139,487,791 131,155,532
e Other ................. 2,525,065 161,893,484 62,605,543 101,813,006
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 1,382,730,153
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives 2,178,359 F
(2)Closely-held equity interests 72,275,246 F
(3)Other
(A) Other short term investments 		100,585,812 F

(B) Public equities: U.S. 		460,802,050 F

(C) Public equities: Non U.S. 		1,228,921,483 F

(D) Public equities: Long- short strategies 		1,139,693,111 F

(E) Fixed income securities 		375,432,317 F

(F) Marketable alternatives 		1,179,157,686 F

(G) Private equity 		2,700,907,581 F

(H) Real estate and other real assets 		1,252,888,393 F

(I) Defined benefit pension plan assets 		84,444,186 F
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 8,597,286,224
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
Short-term borrowing 143,038,000
Refundable advances 22,787,091
Liabilities associated with investments 745,785,419
Obligations under split-interest agreements 121,979,475
Conditional asset retirement obligations 24,813,003
Pension and other postretirement benefit obligations 107,679,833
Government advances for student loans 29,670,261
Debt-related derivative instruments 11,921,576
Student organization funds and other deposits 7,755,406
Self-insurance reserves 8,090,197
Other liabilities 8,127,754
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,231,648,015
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 2,572,889,569
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 868,732,166
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -232,497,655
e Add lines 2a through 2d ..................... 2e 636,234,511
3 Subtract line 2e from line 1..................... 3 1,936,655,058
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 38,381,242
b Other (Describe in Part XIII.) ........... 4b -739,853
c Add lines 4a and 4b....................... 4c 37,641,389
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 1,974,296,447
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 1,007,718,718
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 739,853
e Add lines 2a through 2d...................... 2e 739,853
3 Subtract line 2e from line 1..................... 3 1,006,978,865
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 38,381,242
b Other (Describe in Part XIII.) ............ 4b 237,263,939
c Add lines 4a and 4b....................... 4c 275,645,181
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 1,282,624,046
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Part III, Line 1a: The University does not capitalize the cost of library books, nor the cost or fair value of its art collection. The latter is held for exhibition and educational purposes only and not for financial gain.
Part III, Line 4: The Snite Museum of Art maintains a collection of over 27,000 original works of art which are utilized for exhibition, teaching, research and educational outreach programs.
Part IV, Line 1b: Interest on Lawyer Trust Accounts (IOLTA) - The University of Notre Dame's Legal Aid Clinic opened a custodial bank account on 11/8/01. The purpose of the account is to hold client's funds in trust. The interest earned on the funds are remitted to the IN Bar Foundation and used to pay for filing fees, fees for medical records, and recording and various court fees for clients with limited financial means.
Part V, Line 4: Endowment distributions are used to fund a variety of operational needs, including scholarships and fellowships, faculty chairs, academic programs, libraries, other endowment programs and general operations.
Part XI, Line 2d - Other Adjustments: Tuition scholarships and fellowships -233,080,079. Room & board discounts -4,183,860. Net gain/(loss) on debt-related derivative instruments -6,560,040. Net pension and postretirement benefits-related changes -9,866,785. Change in value of split-interest agreements 19,560,450. Other non-operating changes in net assets 1,632,659.
Part XI, Line 4b - Other Adjustments: Direct expenses of fundraising events -739,130. Direct expenses from gaming activities -723.
Part XII, Line 2d - Other Adjustments: Direct expenses from fundraising events 739,130. Direct expenses from gaming activities 723.
Part XII, Line 4b - Other Adjustments: Tuition scholarships and fellowships 233,080,079. Room & board discounts 4,183,860.
Part X The University recognizes asset retirement obligations when incurred. A discounting technique is used to calculate the present value of the capitalized asset retirement costs and the related obligation. Asset retirement costs are depreciated over the estimated remaining useful life of the related asset and the asset retirement obligation is accreted annually to the current present value. Upon settlement of an obligation, any difference between the retirement obligation and the cost to settle is recognized as a gain or loss in the consolidated statement of changes in unrestricted net assets. The University's conditional asset retirement obligations relate primarily to asbestos remediation and will be settled upon undertaking associated renovation projects.
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2013
Schedule E (Form 990 or 990EZ) 2013
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Return Reference Explanation
Schedule E, Part I, Line 3 The University nondiscrimination policy is disclosed in the Admission Policies and Procedures Handbook given to each student. The University draws students nationally and internationally and enrolls meaningful numbers of minority students.
Schedule E, Part I, Line 6 The University receives financial assistance from various governmental agencies within the Federal Government and local jurisdictions. The governmental grants and contracts support certain research projects and student financial aid.
Schedule E (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Central America and the Caribbean     Investments   3,502,316,587
East Asia and the Pacific     Investments   52,565,065
Europe (Including Iceland & Greenland)     Investments   742,824,613
Middle East and North Africa     Investments   4,565,242
North America     Investments   55,563,785
South America     Investments   2,555,373
South Asia     Investments   80,704,020
Sub-Saharan Africa     Investments   187,507,188
East Asia and the Pacific 1 4 Program Services International Study Program 2,370,976
Europe (Including Iceland & Greenland) 4 72 Program Services International Study Program 18,330,156
Middle East and North Africa   2 Program Services International Study Program 993,385
North America   1 Program Services International Study Program 265,155
Russia and Neighboring States     Program Services International Study Program 2,025
South America 1 4 Program Services International Study Program 822,798
South Asia     Program Services International Study Program 18,454
Sub-Saharan Africa     Program Services International Study Program 72,918
Central America and the Caribbean     Investment Operations   1,191,641
East Asia and the Pacific     Investment Operations   139,890
Europe (Including Iceland & Greenland)     Investment Operations   817,048
Middle East and North Africa     Investment Operations   15,056
North America     Investment Operations   2,374
South America     Investment Operations   16,737
South Asia     Investment Operations   9,341
Sub-Saharan Africa     Investment Operations   3,071,841
Central America and the Caribbean     Program Services Auxillary Enterprises 57,037
Central America and the Caribbean     Program Services Instruction 120,040
Central America and the Caribbean     Program Services Management & General 7,435
Central America and the Caribbean 2 5 Program Services Other 183,954
Central America and the Caribbean     Program Services Research 2,604,288
East Asia and the Pacific     Program Services Auxillary Enterprises 16,500
East Asia and the Pacific     Program Services Instruction 429,536
East Asia and the Pacific     Program Services Management & General 76,741
East Asia and the Pacific     Program Services Other 264,923
East Asia and the Pacific     Program Services Research 205,203
Europe (Including Iceland & Greenland)     Program Services Auxillary Enterprises 180,637
Europe (Including Iceland & Greenland)   16 Program Services Instruction 2,337,307
Europe (Including Iceland & Greenland)   1 Program Services Management & General 517,036
Europe (Including Iceland & Greenland)     Program Services Other 990,798
Europe (Including Iceland & Greenland)   3 Program Services Research 1,846,523
Middle East and North Africa     Program Services Instruction 81,419
Middle East and North Africa     Program Services Management & General 8,112
Middle East and North Africa     Program Services Other 321,121
Middle East and North Africa     Program Services Research 43,178
North America     Program Services Auxillary Enterprises 50,434
North America     Program Services Instruction 230,709
North America     Program Services Management & General 20,475
North America     Program Services Other 101,867
North America     Program Services Research 142,445
Russia and Neighboring States     Program Services Instruction 19,619
Russia and Neighboring States     Program Services Other 3,876
Russia and Neighboring States     Program Services Research 14,634
South America     Program Services Auxillary Enterprises 2,600
South America   1 Program Services Instruction 274,316
South America     Program Services Management & General 10,374
South America   1 Program Services Other 235,012
South America     Program Services Research 76,640
South Asia     Program Services Instruction 75,288
South Asia     Program Services Management & General 11,062
South Asia     Program Services Other 27,001
South Asia     Program Services Research 231,026
Sub-Saharan Africa     Program Services Auxilliary Enterprises 84,399
Sub-Saharan Africa   1 Program Services Instruction 302,285
Sub-Saharan Africa     Program Services Management & General 41,579
Sub-Saharan Africa     Program Services Other 106,379
Sub-Saharan Africa 1 21 Program Services Research 629,436
Central America and the Caribbean     Fundraising   4,980
East Asia and the Pacific     Fundraising   20,389
Europe (Including Iceland & Greenland)     Fundraising   50,124
North America     Fundraising   6,642
South America     Fundraising   8,769
South Asia     Fundraising   8,051
3a Sub-total ..... 0 0 4,628,601,873
b Total from continuation sheets to Part I ... 9 132 41,221,994
c Totals (add lines 3a and 3b) 9 132 4,669,823,867
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Sub-Saharan Africa See Footnote 2, Part V 54,399 Check/Wire      
Central America and the Caribbean See Footnote 2, Part V 393,849 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 7,500 Check/Wire      
Central America and the Caribbean See Footnote 2, Part V 1,674,974 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 49,017 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 340,762 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 48,856 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 117,443 Check/Wire      
Central America and the Caribbean See Footnote 2, Part V 80,500 Check/Wire      
Central America and the Caribbean See Footnote 2, Part V 441,837 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 227,950 Check/Wire      
South Asia See Footnote 2, Part V 111,800 Check/Wire      
South Asia See Footnote 2, Part V 12,900 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 104,788 Check/Wire      
South Asia See Footnote 2, Part V 67,861 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 19,500 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 186,474 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 69,795 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 97,900 Check/Wire      
Middle East and North Africa See Footnote 2, Part V 300,000 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 74,093 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 59,638 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 70,654 Check/Wire      
North America See Footnote 2, Part V 60,830 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 27,706 Check/Wire      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
2
3
Enter total number of other organizations or entities .......................MediumBullet
23
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Housing and Other Assistance East Asia and the Pacific - 2 4,141 Check/Wire/Direct Deposit      
Housing and Other Assistance Europe (Including Iceland & Greenland) 5 14,027 Check/Wire/Direct Deposit      
Housing and Other Assistance Middle East and North Africa 2 4,552 Check/Wire/Direct Deposit      
Prizes and Awards East Asia and the Pacific 1 50,000 Check/Wire/Direct Deposit      
Prizes and Awards Europe (Including Iceland & Greenland) - 6 241,363 Check/Wire/Direct Deposit      
Prizes and Awards South America - Argentina, Bolivia, Brazil, Chile, Columbia, Ecuador, 2 4,000 Check/Wire/Direct Deposit      
Research/Travel Grant East Asia and the Pacific - 2 14,967 Check/Wire/Direct Deposit      
Research/Travel Grant Europe (Including Iceland & Greenland) - 27 35,743 Check/Wire/Direct Deposit      
Research/Travel Grant North America 3 6,709 Check/Wire/Direct Deposit      
Research/Travel Grant South America 2 2,155 Check/Wire/Direct Deposit      
Research/Travel Grant South Asia 1 700 Check/Wire/Direct Deposit      
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Part I, Line 2: All grants made for research activities are initiated by a formal sub-contract executed by both parties. The terms and conditions of each grant contain all the guidelines for invoicing, billing, record retention, audits, etc. Research and Sponsored Programs Accounting ("RSPA") and the Office of Research work in tandem to ensure the guidelines are adhered to. Almost all sub-contracts for research activities are paid on a cost-reimbursement basis. All invoices paid for costs are approved by the Principal Investigator based on completion of work, deliverables met, etc. In addition, RSPA monitors the payments against the total budget to ensure payment is not made above the stipulated ceiling. The University has developed a policy containing guidelines surrounding sub-contracts, some of which were addressed above. This policy can be found at: http://controller.nd.edu/assets/91679/subrecipient_monitoring.pdf The University provides funding to students and other related individuals for research and other activities to support the furtherance of their education. Funds provided are monitored through applications, budgets and a requirement to document the use of funds either prior to the distribution of funds or upon completion of the activity.
Part II, Line 1, Column (D) Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

Art & Soul Gala
(event type) 		(b) Event #2

NPC Research Event-Road to Discover
(event type) 		(c) Other events

4
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 1,642,125 224,902 343,053 2,210,080
2 Less: Contributions . . 1,552,175 209,802 198,030 1,960,007
3 Gross income (line 1
minus line 2) . . . 		89,950 15,100 145,023 250,073
VerticalDirectExpenses 4 Cash prizes . . . 0 0 0  
5 Noncash prizes . . 6,005 0 3,648 9,653
6 Rent/facility costs . . 122,633 0 220,076 342,709
7 Food and beverages . 75,210 2,793 43,991 121,994
8 Entertainment . . . 38,650 0 1,200 39,850
9 Other direct expenses . 151,021 25,144 48,759 224,924
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 739,130
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow -489,057
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .     59,251 59,251
VerticalDirectExpenses 2 Cash prizes . . . .     0  
3 Non-cash prizes . . .     288 288
4 Rent/facility costs . . .     0  
5 Other direct expenses . .     435 435
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow 723
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow 58,528
9
Enter the state(s) in which the organization operates gaming activities: IN
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
100.000 %
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Deborah Gabaree Office of General Counsel
Address right arrow
203 Main Building
Notre Dame,IN46556
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
NA
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number
35-0868188
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) Alzheimer's Disease Research Foundation
34 Washington Street
Wellesley Hills,MA02481 		52-2396428 501(c)(3) 250,000       See Footnote 2, Part IV
(2) American Cancer Society Inc
250 Williams Street NW
Atlanta,GA30303 		13-1788491 501(c)(3) 11,375       See Footnote 2, Part IV
(3) Ara Parseghian Medical Research Foundation
5050 North Via De La Granja
Tucson,AZ857187407 		86-0775966 501(c)(3) 200,000       See Footnote 2, Part IV
(4) Basis Policy Research LLC
Ste 103-296 9650 Strickland Rd
Raleigh,NC276151902 		27-0475968   77,687       See Footnote 2, Part IV
(5) Battelle
Post Office Box 84391
Seattle,WA981245691 		31-4379427 501(c)(3) 142,473       See Footnote 2, Part IV
(6) Beatitudes Campus of Care
1610 W Glendale Ave
Phoenix,AZ85021 		86-0192846 501(c)(3) 49,000       See Footnote 2, Part IV
(7) Blessed Basil Moreau Endowment Trust
PO Box 774
Notre Dame,IN46556 		45-2549946 501(c)(3) 300,000       See Footnote 2, Part IV
(8) The Trustees of Boston University
25 Buick Street 2nd Floor
Boston,MA02215 		04-2103547 501(c)(3) 111,467       See Footnote 2, Part IV
(9) Boys & Girls Club of St Joseph County Inc
315 W Jefferson Blvd
South Bend,IN46601 		35-1329625 501(c)(3) 7,680       See Footnote 2, Part IV
(10) Brigham & Women's Hospital
Post Office Box 3887
Boston,MA022410001 		04-2312909 501(c)(3) 127,425       See Footnote 2, Part IV
(11) Brothers of Holy Cross
13645 Riverside Drive
Sherman Oaks,CA91423 		95-4045107 501(c)(3) 37,000       See Footnote 2, Part IV
(12) California Institute of Technology
1200 East California Boulevard
Pasadena,CA911250001 		95-1643307 501(c)(3) 60,631       See Footnote 2, Part IV
(13) Carnegie Mellon University
Post Office Box 371032
Pittsburgh,PA152507032 		25-0969449 501(c)(3) 224,789       See Footnote 2, Part IV
(14) Catholic Church Extension Society of USA
150 S Wacker Dr
Chicago,IL60606 		36-6000520 501(c)(3) 40,000       See Footnote 2, Part IV
(15) Catholic University of America
620 Michigan Avenue Northeast
Washington,DC200640001 		53-0196583 501(c)(3) 41,382       See Footnote 2, Part IV
(16) Center for the Homeless
813 S Michigan Street
South Bend,IN46601 		35-1768544 501(c)(3) 85,500 278,740   FMV Rental Waiver See Footnote 2, Part IV
(17) Central Michigan University
Accounting WA 304
Mount Pleasant,MI48859 		38-6004447 State of MI 112,004       See Footnote 2, Part IV
(18) Chicago United Inc
300 East Randolph
Chicago,IL60601 		36-2770509 501(c)(3) 15,000       See Footnote 2, Part IV
(19) City of Mishawaka
600 East Third Street
Mishawaka,IN46544 		35-6001115 City-Mishawaka 10,522       See Footnote 2, Part IV
(20) City of South Bend
227 W Jefferson Blvd Suite 1400
South Bend,IN46601 		35-6001201 City-South Bend 57,871       See Footnote 2, Part IV
(21) Cold Spring Harbor Laboratory Association Inc
PO Box 100
Cold Spring Harbor,NY11724 		11-2013303 501(c)(3) 45,000       See Footnote 2, Part IV
(22) Colorado School of Mines
Post Office Box 911911
Denver,CO802911911 		84-6000551 State of CO 45,620       See Footnote 2, Part IV
(23) Congregation of Holy Cross
Post Office Box 460
Notre Dame,IN46556 		32-0344245 501(c)(3) 182,452       See Footnote 2, Part IV
(24) Cornell University
Post Office Box 22
Ithaca,NY148510022 		15-0532082 501(c)(3) 73,255       See Footnote 2, Part IV
(25) Creative Thermal Solutions
2209 Willow Road
Urbana,IL618027338 		20-0946943   24,568       See Footnote 2, Part IV
(26) Early Childhood Development Center
10 Child Care Center
Notre Dame,IN46556 		35-1188922 501(c)(3) 200,000       See Footnote 2, Part IV
(27) enFocus Inc
506 West South Street
South Bend,IN466012785 		45-5638209   420,000       See Footnote 2, Part IV
(28) Eye to Eye Foundation
106 Acklen Park Dr Apt 1
Nashville,TN37203 		27-3238386 501(c)(3) 10,000       See Footnote 2, Part IV
(29) Fermi National Accelerator Lab
Post Office Box 500
Batavia,IL605105011 		57-1239010 501(c)(3) 183,649       See Footnote 2, Part IV
(30) Fischoff National Chamber Music Association
303 Brownson Hall
Notre Dame,IN46556 		35-1650154 501(c)(3) 37,966       See Footnote 2, Part IV
(31) Florida State University
874 Traditions Way
Tallahassee,FL323060001 		59-1961248 State of FL 166,659       See Footnote 2, Part IV
(32) Food for the Poor Inc
6401 Lyons Road
Coconut Creek,FL33073 		59-2174510 501(c)(3) 26,500       See Footnote 2, Part IV
(33) Foundation of St Joseph Regional Medical Center
837 Cedar Street Suite 350
South Bend,IN46617 		35-1654543 501(c)(3) 16,290       See Footnote 2, Part IV
(34) Freedom to Learn Illinois
Post Office Box 227
Chicago,IL60690 		27-2479414 501(c)(3) 200,000       See Footnote 2, Part IV
(35) Frigon Family Foundation
PO Box 18
Maysville,MO64469 		48-1175423 501(c)(3) 70,000       See Footnote 2, Part IV
(36) George Washington University
45155 Research Place
Ashburn,VA201472692 		53-0196584 501(c)(3) 124,835       See Footnote 2, Part IV
(37) Georgia Institute of Technology
225 North Avenue Northwest
Atlanta,GA303320002 		58-6002023 State of GA 30,000       See Footnote 2, Part IV
(38) Georgia Tech Research Corporation
Post Office Box 100117
Atlanta,GA303840117 		58-0603146 State of GA 265,947       See Footnote 2, Part IV
(39) GFK Custom Research LLC
Post Office Box 347353
Pittsburgh,PA152514353 		36-2948619   103,500       See Footnote 2, Part IV
(40) Global Citizen Year Inc
1625 Clay St
Oakland,CA94612 		26-3161342 501(c)(3) 35,000       See Footnote 2, Part IV
(41) Grand Valley State University
234 Lake Michigan Hall
Allendale,MI494019401 		38-1684280 State of MI 25,283       See Footnote 2, Part IV
(42) Grassroot Soccer Inc
PO Box 712
Norwich,VT05055 		43-1957920 501(c)(3) 500,000       See Footnote 2, Part IV
(43) Hannah's House Inc
320 W 4th St
Mishawaka,IN46544 		35-1871289 501(c)(3) 10,000       See Footnote 2, Part IV
(44) Harvard University
1350 Massachusetts Avenue
Cambridge,MA021383800 		04-2103580 501(c)(3) 145,745       See Footnote 2, Part IV
(45) History of Science Society Inc
440 Geddes Hall Univ Notre Dame
Notre Dame,IN46556 		52-6050324 501(c)(3) 37,105       See Footnote 2, Part IV
(46) Holy Cross Foreign Mission Society Inc
Moreau Seminary Douglas Road
Notre Dame,IN46556 		52-6044122 501(c)(3) 10,000       See Footnote 2, Part IV
(47) Holy Trinity Catholic Church
1600 Corporate Drive
Ladera Ranch,CA92694 		20-2747543 501(c)(3) 80,000       See Footnote 2, Part IV
(48) IBM
500 1st Avenue
Pittsburgh,PA152193128 		13-0871985   193,196       See Footnote 2, Part IV
(49) Indiana University
Post Office Box 66057
Indianapolis,IN462660001 		35-6001673 State of IN 178,421       See Footnote 2, Part IV
(50) Ionic Research Technologies LLC
Unit 114 1400 East Angela Blvd
South Bend,IN466171367 		45-2355635   37,690       See Footnote 2, Part IV
(51) IQE RF LLC
265 Davidson Ave Ste 141
Somerset,NJ088734120 		20-5236093   17,970       See Footnote 2, Part IV
(52) Johns Hopkins University
12529 Collections Center Drive
Chicago,IL606930001 		52-0595110 501(c)(3) 118,887       See Footnote 2, Part IV
(53) Kelly Cares Foundation
1251 N Eddy Street Suite 200
South Bend,IN46617 		26-3591070 501(c)(3) 6,404       See Footnote 2, Part IV
(54) Latin American Studies Association Inc
416 Bellefield Hall
Pittsburgh,PA15260 		52-0882881 501(c)(3) 11,772       See Footnote 2, Part IV
(55) Lehigh University
526 Brodhead Avenue
Bethlehem,PA180153008 		24-0795445 501(c)(3) 105,946       See Footnote 2, Part IV
(56) Logan Community Resources Inc
1235 North Eddy Street
South Bend,IN46617 		35-0965639 501(c)(3) 30,000       See Footnote 2, Part IV
(57) Loyola University Chicago
820 North Michigan Avenue
Chicago,IL606112147 		36-1408475 501(c)(3) 46,732       See Footnote 2, Part IV
(58) Mayo Clinic
200 First St SW
Rochester,MN55905 		41-6011702 501(c)(3) 10,000       See Footnote 2, Part IV
(59) Michiana Public Broadcasting Corporation
300 W Jefferson Blvd
South Bend,IN46601 		35-1155594 501(c)(3) 10,000       See Footnote 2, Part IV
(60) Michigan State University
426 Auditorium Rm 2
East Lansing,MI488242612 		38-6005984 State of MI 1,285,728       See Footnote 2, Part IV
(61) Mid-Atlantic Technology Research & Innovation Center
Post Office Box 8396
South Charleston,WV253030396 		20-0208597 501(c)(3) 87,900       See Footnote 2, Part IV
(62) Misericordia Home
6300 North Ridge Ave
Chicago,IL60660 		36-2170153 501(c)(3) 10,000       See Footnote 2, Part IV
(63) Montana State University
Post Office Box 172470
Bozeman,MT597172470 		81-6010045 State of MT 22,572       See Footnote 2, Part IV
(64) MZA Associates Corporation
Ste 150 2021 Girard Blvd SE
Albuquerque,NM871063140 		85-0400557   106,177       See Footnote 2, Part IV
(65) New York Blood Center
1200 Prospect Avenue
Westbury,NY115902723 		13-1949477 501(c)(3) 95,000       See Footnote 2, Part IV
(66) NOAA Great Lakes Environmental Research Laboratory
Post Office Box 979008
St Louis,MO631970001 		06-1834875 Federal 157,054       See Footnote 2, Part IV
(67) Northeast Neighborhood Revitalization Organization
803 Lincolnway East
South Bend,IN46616 		35-2118149 501(c)(3) 150,000       See Footnote 2, Part IV
(68) Northeastern University
360 Huntington Avenue
Boston,MA021155000 		04-1679980 501(c)(3) 84,131       See Footnote 2, Part IV
(69) Northern Illinois University
301 Lowden Hall
DeKalb,IL601153080 		10-0064401 State of IL 45,000       See Footnote 2, Part IV
(70) Northern Indiana Historical Society Foundation
808 W Washington St
South Bend,IN46601 		31-0906405 501(c)(3) 9,528       See Footnote 2, Part IV
(71) Northern Jet Management
Post Office Box 888380
Grand Rapids,MI495888380 		38-3261631   198,778       See Footnote 2, Part IV
(72) Northwestern University
633 Clark Street Rm G-547
Evanston,IL602080001 		36-2167817 501(c)(3) 15,779       See Footnote 2, Part IV
(73) Oaklawn Psychiatric Center Inc
Post Office Box 809
Goshen,IN465270809 		35-1070041 501(c)(3) 13,866       See Footnote 2, Part IV
(74) Pennsylvania State University
227 West Beaver Avenue
State College,PA168014842 		24-6000376 State of PA 738,918       See Footnote 2, Part IV
(75) ProPublica Inc
Floor 23 1 Exchange Plaza
New York,NY100063734 		14-2007220 501(c)(3) 10,000       See Footnote 2, Part IV
(76) Purdue University
23510 Network Place
Chicago,IL606731235 		35-6002041 State of IN 1,081,038       See Footnote 2, Part IV
(77) Regents of the Univ of California at Berkeley
2195 Hearst Avenue
Berkeley,CA947200001 		94-6002123 State of CA 631,777       See Footnote 2, Part IV
(78) Regents of the Univ of California at Davis
Post Office Box 989062
West Sacramento,CA957989062 		94-6036494 State of CA 729,876       See Footnote 2, Part IV
(79) Regents of the Univ of California at Irvine
Biological Sciences III Ste 1400
Irvine,CA926971050 		95-2226406 State of CA 14,963       See Footnote 2, Part IV
(80) Regents of the Univ of California at San Diego
9500 Gilman Drive
La Jolla,CA920930009 		95-6006144 State of CA 396,054       See Footnote 2, Part IV
(81) Regents of the Univ of California at Santa Barbara
SAASB Building Room 1212
Santa Barbara,CA931060001 		95-6006145 State of CA 521,236       See Footnote 2, Part IV
(82) Regents of University of Michigan
Post Office Box 223131
Pittsburgh,PA152512131 		38-6006309 State of MI 483,997       See Footnote 2, Part IV
(83) Rensselaer Polytechnic Inst
110 8th Street
Troy,NY121803522 		14-1340095 501(c)(3) 266,339       See Footnote 2, Part IV
(84) Resources for the Future Inc
1616 P Street Northwest
Washington,DC200361400 		53-0220900 501(c)(3) 18,801       See Footnote 2, Part IV
(85) Roman Catholic Diocese of Dallas
14032 Dennis Lane
Farmers Branch,TX75234 		75-0800637 501(c)(3) 50,000       See Footnote 2, Part IV
(86) Ronald McDonald House Charities of Michiana Inc
615 N Michigan St 3rd Floor
South Bend,IN46601 		35-1831691 501(c)(3) 7,500       See Footnote 2, Part IV
(87) Saint Michael's College
1 Winooski Park
Colchester,VT054391000 		03-0179403 501(c)(3) 14,755       See Footnote 2, Part IV
(88) Sisters of Holy Cross Inc
407 Bertrand Hall
Notre Dame,IN46556 		35-0868159 501(c)(3) 10,000       See Footnote 2, Part IV
(89) Social Science Research Council
One Pierrepont Plaza 15th Floor
Brooklyn,NY11201 		13-1325070 501(c)(3) 106,402       See Footnote 2, Part IV
(90) South Africa Partners Inc
89 South Street
Boston,MA02111 		04-3396641 501(c)(3) 10,000       See Footnote 2, Part IV
(91) South Bend Medical Foundation Inc
530 N Lafayette Blvd
South Bend,IN466011098 		35-0868178 501(c)(3) 62,500       See Footnote 2, Part IV
(92) South Bend Symphony Orchestra Association Inc
127 N Michigan St
South Bend,IN46601 		35-6042189 501(c)(3) 42,398       See Footnote 2, Part IV
(93) South Carolina Research Foundation
Post Office Box 751475
Charlotte,NC282751475 		57-0967350 State of SC 152,382       See Footnote 2, Part IV
(94) South Dakota Science & Technology Authority
630 East Summit Street
Lead,SD577541700 		84-1637203 State of SD 66,926       See Footnote 2, Part IV
(95) Southern Methodist University
Post Office Box 750259
Dallas,TX752750001 		75-0800689 501(c)(3) 82,162       See Footnote 2, Part IV
(96) Special Camps for Special Kids
2824 Swiss Ave
Dallas,TX75204 		75-2205242 501(c)(3) 10,000       See Footnote 2, Part IV
(97) St Ann Catholic Church
310 North Olive Ave
West Palm Beach,FL33401 		59-6001732 501(c)(3) 35,000       See Footnote 2, Part IV
(98) St Margaret's House
117 N Lafayette Blvd
South Bend,IN46601 		35-1913328 501(c)(3) 10,000       See Footnote 2, Part IV
(99) St Mary's College
110 LeMans Hall
Notre Dame,IN46556 		35-0868158 501(c)(3) 125,000       See Footnote 2, Part IV
(100) St Matthias Apostle School
9475 Annapolis Rd
Lanham,MD20706 		52-0780162 501(c)(3) 6,500       See Footnote 2, Part IV
(101) St Joseph County
227 W Jefferson Blvd 7th Floor
South Bend,IN46601 		35-6000194 County-St. Joe 35,775       See Footnote 2, Part IV
(102) St Louis Art Museum Foundation
1 Fine Arts Drive
Saint Louis,MO63110 		43-1374479 501(c)(3) 25,000       See Footnote 2, Part IV
(103) St Peter Claver Regional Catholic School
2560 Tilson Rd
Decatur,GA30032 		58-1918801 501(c)(3) 9,000       See Footnote 2, Part IV
(104) Stanford University
Post Office Box 44253
San Francisco,CA941440001 		94-1156365 501(c)(3) 275,418       See Footnote 2, Part IV
(105) The Fdn for the Center for Hospice and Palliative Care Inc
111 Sunnybrook Court
South Bend,IN46637 		31-0952866 501(c)(3) 9,500       See Footnote 2, Part IV
(106) The Nature Conservancy
101 East Grand River Avenue
Lansing,MI489064374 		53-0242652 501(c)(3) 162,984       See Footnote 2, Part IV
(107) The Ohio State University
1960 Kenny Road
Columbus,OH432101016 		31-6025986 State of OH 755,217       See Footnote 2, Part IV
(108) TriQuint Semiconductor Texas LLC
Post Office Box 198479
Atlanta,GA303848479 		75-2740940   9,034       See Footnote 2, Part IV
(109) Trustees of Purdue University
PO Box 4466
Lafayette,IN47903 		35-2019459 501(c)(3) 10,000       See Footnote 2, Part IV
(110) United Way of Greater St Louis
910 N 11th Street
Saint Louis,MO63101 		43-0714167 501(c)(3) 100,000       See Footnote 2, Part IV
(111) United Way of St Joseph County Inc
3517 E Jefferson Blvd
South Bend,IN46615 		35-1063368 501(c)(3) 25,000       See Footnote 2, Part IV
(112) US Forest Service
Post Office Box 301550
Los Angeles,CA900301550 		72-0564834 Federal 11,759       See Footnote 2, Part IV
(113) UGA Research Foundation Inc
279 Williams Street
Athens,GA306051746 		58-1353149 State of GA 102,493       See Footnote 2, Part IV
(114) University of Alabama
Box 870135
Tuscaloosa,AL354870135 		63-6001138 State of AL 13,428       See Footnote 2, Part IV
(115) University of Chicago
6054 South Drexel Avenue
Chicago,IL606372612 		36-2177139 501(c)(3) 314,623       See Footnote 2, Part IV
(116) University of Houston
Post Office Box 988
Houston,TX770010988 		74-6001399 State of TX 123,785       See Footnote 2, Part IV
(117) University of Illinois
Post Office Box 4610
Springfield,IL627084610 		37-6000511 State of IL 220,646       See Footnote 2, Part IV
(118) Univ of Kentucky Research Foundation
Post Office Box 931113
Cleveland,OH441930001 		61-6033693 State of KY 38,598       See Footnote 2, Part IV
(119) University of Maryland
4101 Chesapeake Building
College Park,MD207420001 		52-6002033 State of MD 36,162       See Footnote 2, Part IV
(120) University of Memphis
Post Office Box 1000
Memphis,TN381480001 		62-0648618 State of TN 80,726       See Footnote 2, Part IV
(121) University of Minnesota
Post Office Box 1450
Minneapolis,MN554855957 		41-6007513 State of MN 114,036       See Footnote 2, Part IV
(122) University of Missouri-Columbia
Post Office Box 807012
Kansas City,MO641807012 		43-6003859 State of MO 22,269       See Footnote 2, Part IV
(123) University of New Mexico
1 University of New Mexico
Albuquerque,NM871310001 		85-6000642 State of NM 204,705       See Footnote 2, Part IV
(124) University of North Carolina-Chapel Hill
Post Office Box 402420
Atlanta,GA303842420 		56-6001393 State of NC 28,978       See Footnote 2, Part IV
(125) University of North Carolina-Wilmington
601 South College Road
Wilmington,NC284033201 		56-1258660 State of NC 11,423       See Footnote 2, Part IV
(126) University of Northern Iowa
Office of Business Operations
Cedar Falls,IA506140001 		42-6004333 State of IA 82,119       See Footnote 2, Part IV
(127) University of Oregon
Post Office Box 3237
Eugene,OR974030237 		48-1278531 State of OR 32,127       See Footnote 2, Part IV
(128) University of Tennessee
210 Student Services Building
Knoxville,TN379960001 		62-6001636 State of TN 17,858       See Footnote 2, Part IV
(129) University of Texas at Austin
Post Office Box 7159
Austin,TX787137159 		74-6000203 State of TX 242,687       See Footnote 2, Part IV
(130) University of Texas at Tyler
3900 University Blvd
Tyler,TX757016699 		75-1396988 State of TX 16,766       See Footnote 2, Part IV
(131) University of Texas at Dallas
800 West Campbell Road
Richardson,TX750803021 		75-1305566 State of TX 711,705       See Footnote 2, Part IV
(132) University of Toledo
Post Office Box 72327
Cleveland,OH441920002 		34-6401483 State of OH 65,707       See Footnote 2, Part IV
(133) University of Utah
201 Presidents Circle
Salt Lake City,UT841129020 		87-6000525 State of UT 456,983       See Footnote 2, Part IV
(134) University of Virginia
Post Office Box 400195
Charlottesville,VA229044195 		54-6001796 State of VA 122,257       See Footnote 2, Part IV
(135) University of Washington
12455 Collections Drive
Chicago,IL606930001 		91-6001537 State of WA 124,690       See Footnote 2, Part IV
(136) University of Wyoming
Post Office Box 3355
Laramie,WY820712001 		83-6000331 State of WY 62,384       See Footnote 2, Part IV
(137) Utah State University
2400 Old Main Hill
Logan,UT843222400 		87-6000528 State of UT 20,473       See Footnote 2, Part IV
(138) V Foundation for Cancer Research
106 Towerview Court
Cary,NC27513 		13-3705951 501(c)(3) 10,000       See Footnote 2, Part IV
(139) Virginia Tech
227 Burrus Hall
Blacksburg,VA240610001 		54-6001805 State of VA 57,076       See Footnote 2, Part IV
(140) Wellfield Botanic Gardens Inc
1011 N Main St
Elkhart,IN46514 		20-1642142 501(c)(3) 25,000       See Footnote 2, Part IV
(141) Western Michigan University
1903 West Michigan Avenue
Kalamazoo,MI490085200 		38-6007327 State of MI 5,700       See Footnote 2, Part IV
(142) Women's Care Center Inc
360 N Notre Dame Avenue
South Bend,IN46617 		35-1609945 501(c)(3) 60,000       See Footnote 2, Part IV
(143) Wright State University
3640 Colonel Glenn Highway
Dayton,OH454350002 		31-0732831 State of OH 148,093       See Footnote 2, Part IV
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
133
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
10
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) Tuition Scholarships, Fellowships, and Room and Board Discounts 7675 237,263,939      
(2) Athletics Grant-in-Aid 368 1,200,964      
(3) Housing and Other Assistance 425 534,233      
(4) Prizes and Awards 691 852,233      
(5) Research and Travel Grants 3521 3,681,701      




Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
Part I, Line 2: All grants made for research activities are initiated by a formal sub-contract executed by both parties. The terms and conditions of each grant contain all the guidelines for invoicing, billing, record retention, audits, etc. Research and Sponsored Programs Accounting ("RSPA") and the Office of Research work in tandem to ensure the guidelines are adhered to. Almost all sub-contracts for research activities are paid on a cost-reimbursement basis. All invoices paid for costs are approved by the Principal Investigator based on completion of work, deliverables met, etc. In addition, RSPA monitors the payments against the total budget to ensure payment is not made above the stipulated ceiling. The University has developed a policy containing guidelines surrounding sub-contracts, some of which were addressed above. This policy can be found at: http://controller.nd.edu/assets/91679/subrecipient_monitoring.pdf Charitable Organizations that receive contributions from the University are carefully selected and require documentation to support the University's interest in the organization to ensure consistency with the core values of the University. Charitable contributions also require the approval of the Executive Vice President, except for charitable contributions made through the DAF Program. The University provides funding to students and other related individuals for research and other activities to support the furtherance of their education. Funds provided are monitored through applications, budgets and a requirement to document the use of funds either prior to the distribution of funds or upon completion of the activity.
Part II, Line 1, Column (h): Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
Yes
 
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)John F Affleck-Graves PhDExecutive VP & Trustee (i)
(ii)		 567,895
0 		0
0 		34,561
0 		138,500
0 		20,250
0 		761,206
0 		0
0
(2)Rev John I Jenkins CSC PhDPresident & Trustee (i)
(ii)		 658,694
0 		0
0 		65,975
0 		0
0 		231,724
0 		956,393
0 		0
0
(3)Thomas G Burish PhDProvost & Trustee (i)
(ii)		 425,505
0 		0
0 		19,678
0 		294,488
0 		20,015
0 		759,686
0 		0
0
(4)Rev Timothy R Scully CSCPhDTrustee (i)
(ii)		 154,610
0 		0
0 		15,567
0 		0
0 		15,385
0 		185,562
0 		0
0
(5)Scott C Malpass MBAVP & Chief Invest. Officer (i)
(ii)		 922,261
0 		2,403,575
0 		67,582
0 		1,380,000
0 		8,990
0 		4,782,408
0 		842,089
0
(6)Marianne Corr JDVP & General Counsel (i)
(ii)		 456,864
0 		0
0 		21,612
0 		25,500
0 		10,590
0 		514,566
0 		0
0
(7)John B Swarbrick JrAthletic Director (i)
(ii)		 808,240
0 		200,669
0 		85,113
0 		175,500
0 		83,908
0 		1,353,430
0 		0
0
(8)Michael P BreyHead Coach, Basketball (i)
(ii)		 767,908
0 		96,500
0 		75,691
0 		25,500
0 		26,665
0 		992,264
0 		0
0
(9)Muffet McGrawHead Coach, Basketball (i)
(ii)		 828,295
0 		296,000
0 		90,555
0 		25,500
0 		20,961
0 		1,261,311
0 		0
0
(10)Brian KellyHead Coach, Football (i)
(ii)		 995,244
0 		7,200
0 		132,473
0 		25,500
0 		26,855
0 		1,187,272
0 		0
0
(11)Michael D Donovan MBA JDManaging Dir., Priv. Cap. Inv. (i)
(ii)		 506,595
0 		963,671
0 		25,269
0 		580,013
0 		8,929
0 		2,084,477
0 		325,441
0
(12)Mark C KrcmaricManaging Director, COO (i)
(ii)		 307,066
0 		828,648
0 		5,681
0 		25,500
0 		16,098
0 		1,182,993
0 		0
0
(13)Charles J WeisFormer Head Football Coach (i)
(ii)		 0
0 		0
0 		2,054,744
0 		0
0 		0
0 		2,054,744
0 		0
0
(14)Donald B Pope-Davis PhDVP & Associate Provost (i)
(ii)		 126,398
0 		0
0 		105
0 		13,005
0 		37,025
0 		176,533
0 		0
0
(15)Christine M Maziar PhDVP & Senior Assoc. Provost (i)
(ii)		 333,844
0 		0
0 		18,490
0 		25,500
0 		9,162
0 		386,996
0 		0
0
(16)James J Lyphout MBAVP for Business Operations (i)
(ii)		 0
0 		0
0 		110,457
0 		11,250
0 		10,308
0 		132,015
0 		0
0
(17)John A Sejdinaj MBA CCMVP for Finance (i)
(ii)		 373,700
0 		0
0 		18,563
0 		25,500
0 		25,133
0 		442,896
0 		0
0
(18)Robert J Bernhard PhDVP for Research (i)
(ii)		 328,965
0 		0
0 		24,383
0 		25,500
0 		47,500
0 		426,348
0 		0
0
(19)Rev Thomas P Doyle CSCVP for Student Affairs (i)
(ii)		 113,994
0 		0
0 		11,330
0 		0
0 		15,385
0 		140,709
0 		0
0
(20)Louis M Nanni MAVP for Univ. Relations (i)
(ii)		 462,744
0 		53,400
0 		23,910
0 		25,500
0 		26,855
0 		592,409
0 		0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Part I, Line 1a First Class or Charter travel Type of benefit (First class travel): Air travel other than coach class (typically business class) is allowed for travel to Alaska, Hawaii and destinations outside North America, or for necessary medical reasons (accompanied by appropriate supporting documentation), if the situation warrants it and with approval from a Dean or President's Leadership Council Member. Type of benefit (Charter travel): Travel on the University plane or other plane leased by the University requires approval by the President's Office. Recipients of the benefit and tax treatment: First class air travel and charter travel was provided to 16 persons included in Form 990, Part VII, Section A in 2013 and was reported as taxable compensation in those instances where there was not a business purpose for the travel. Travel for companions Type of benefit: Spouses of University employees are occasionally asked to travel on University business. Spousal travel reimbursement by the University requires approval by a Dean or President's Leadership Council Member, or their authorized representative, and if the business purpose of the spousal travel is not properly documented, it is treated as taxable compensation to the employee. Recipients of the benefit and tax treatment: Travel for companions was provided to 10 persons included in Form 990, Part VII, Section A in 2013 and if the business purpose of the spousal travel was not properly documented, it was treated as taxable compensation to the employee. Tax indemnification and gross-up payments Type of benefit: Tax indemnification and gross-up payments may occasionally be provided to University employees. Recipients of the benefit and tax treatment: A gross-up payment was provided to 3 persons included in Form 990, Part VII, Section A in 2013 and was reported as taxable compensation in those instances. Housing allowance or residence for personal use: Type of Benefit/Recipients of the benefit and tax treatment: Housing was provided to 3 persons included on Form 990, Part VII, Section A, in 2013. All 3 persons are members of the CSC Religious Order and live in University dormitories or campus apartments while providing guidance to students for the convenience of the University. As a result, the housing benefit to these 3 individuals was not included in gross income of the recipients under Section 119 of the Internal Revenue Code. Social club dues Type of benefit: Social club dues are occasionally paid on behalf of employees of the University, and these dues are added to the individual's income to reflect personal use (as reported on an annual basis). Recipients of the benefit and tax treatment: Social club dues were provided to 7 persons included in Form 990, Part VII, Section A in 2013 and were reported as taxable compensation in all of those instances.
Part I, Lines 4a-b a(i)-Termination payment of $2,054,744 was made during the reporting period to Charles J. Weis under a separation agreement that includes additional annual payments through December, 2015. a(ii)-Separation payment of $110,422 was made during the reporting period to James Lyphout under a separation agreement. 4b-John Affleck-Graves, Executive Vice President, Thomas Burish, Provost, John W. Swarbrick, Athletic Director, Scott Malpass, Vice President and Chief Investment Officer, Michael Donovan, Managing Director for Private Capital Investments, and Mark Krcmaric, Investment Office Managing Director and Chief Operating Officer participated in nonqualified deferred compensation arrangements under Internal Revenue Code Section 457(f) during calendar 2013. Affleck-Graves received an accrued benefit of $113,000 in 2013. Burish received an accrued benefit of $268,988 under his nonqualified deferred compensation plan in 2013. Swarbrick received an accrued benefit of $150,000 during that calendar year. Malpass received an accrued benefit of $1,354,500 in 2013. Donovan received an accrued benefit of $554,513 in 2013. Krcmaric received a benefit of $502,036 in 2013. The benefit to Krcmaric was fully vested and taxable (although the benefit was not payable) as a result of reaching the retirement age and years of service requirements of the Plan. The accrued benefit and related earnings vest to Affleck-Graves, Burish, and Swarbrick at the end of the term of each plan (5 or 6 years) and over a 5 year period to Malpass and Donovan.
Part I, Line 5 a(i)-Scott Malpass, Vice President and Chief Investment Officer, received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Malpass received $2,403,575 in calendar 2013 related to this program. 5a(ii)-Michael D. Donovan, Managing Director for Private Capital Investments, received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Donovan received $963,671 in calendar 2013 related to this program. 5a(iii)-Mark Krcmaric, Investment Office Managing Director and Chief Operating Officer, received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Krcmaric received $326,612 in calendar 2013 related to this program, and in addition was taxed on an unpaid amount of $502,036 as a result of being considered fully vested in the Plan due to meeting the age and years of service requirements. 5(a)(iv)-Louis M. Nanni, VP for University Relations, received incentive compensation which was in part related to exceeding fund-raising goals. Nanni received $53,400 in calendar 2013 related to this program.
Schedule J, Part II- Compensation of the Congregation of Holy Cross, United States Province, Inc. a. There are amounts listed on Form 990, Part VII, in Columns D-F, as well as the amounts listed on Schedule J, Part II, Columns B-F for members of the Holy Cross religious order (Fr. Thomas Doyle, Fr. John Jenkins, Fr. James King, and Fr. Timothy Scully). The amounts listed are paid directly to their religious order, Congregation of Holy Cross, United States Province, Inc., rather than to these individuals. b. Fr. Timothy Scully is a member of the Congregation of Holy Cross, United States Province, Inc. religious order and received no compensation for his participation as a Trustee of the University. However, Fr. Scully is also a faculty member of the University. As a result of this faculty position (and not his position as a Trustee), he received the compensation indicated above, which was paid directly to his religious order. c. $209,222 of the amount included on Schedule J, Part II, Column D for Fr. Jenkins represents qualified tuition benefit offered to members of the Congregation of Holy Cross, United States Province, Inc.
Form 990, Part VII, Line 5-Compensation from an Unrelated Organization: a) The current head football coach is permitted to receive compensation from external sources with prior written approval from the University. The University is not a party to any agreements between the coach and any third party for the payment of compensation to the coach, and the coach does not provide services to the University as a result of any such agreements. Therefore, any external income that the coach may receive is not reported for purposes of the University's response to the question raised on Form 990, Part VII, Line 5. b) Other reportable compensation: Name Unrelated Compensation Compensation Organization Type Amount Michael P. Brey Play by Play Sports Cash $720,000 Muffet McGraw Play by Play Sports Cash $300,000
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number
35-0868188
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A St Joseph County Indiana
  		35-6000194 79061ABD8 12-16-2003 65,000,000 See Part VI   X   X   X
B St Joseph County Indiana
  		35-6000194 79061ABA4 12-08-2005 185,000,000 See Part VI   X   X   X
C St Joseph County Indiana
  		35-6000194 79061ABE6 12-14-2007 75,000,000 See Part VI   X   X   X
D St Joseph County Indiana
  		35-6000194 79061ABK2 09-30-2009 153,953,342 See Part VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 19,890,000 110,000,000    
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 65,326,176 188,456,420 75,546,119 153,953,386
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 510,157 2,389,124 261,689  
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . . 333,733 370,716 246,545 953,386
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 29,389,306 70,348,646 24,337,420  
11 Other spent proceeds . . . . . . . . . . . . . . 35,092,980 115,347,934 50,700,465 153,000,000
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2007 2010 2012
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X     X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X     X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X     X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X      
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X     X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X      
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.030 % 0.050 % 0.030 %  
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.030 % 0.040 % 0.020 %  
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.060 % 0.090 % 0.050 %  
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . .   X   X   X   X
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X   X     X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X   X   X     X
b Name of provider . . . . . . . . . See Part VI
  		Goldman Sachs
  		See Part VI
  		 
 
c Term of hedge . . . . . . . . . . 25.000000000000 25.000000000000    
d Was the hedge superintegrated? . . . .   X   X   X   X
e Was the hedge terminated? . . . . . .   X   X   X   X
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X X     X   X
b Name of provider . . . . . . . . . NA
  		See Part VI
  		NA
  		NA
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .   X X     X   X
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Part I Bond Issues (f) Description of purpose (A) $65,000,000 St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2003 originally issued on December 16, 2003. Bond proceeds were utilized to refund the Indiana Educational Facilities Authority Educational Facilities Revenue Bonds, Series 1992 dated November 5, 1992 and to refund the Indiana Educational Facilities Authority Educational Facilities Revenue Bonds, Series 1994 dated November 30, 1994. Proceeds were also applied to finance and reimburse a portion of the costs of various campus improvements. Those improvements include (i) construction of a performing arts center and science learning center, (ii) general repairs and improvements to the Alumni and Dillon Residence Halls, (iii) renovation and improvements to utility infrastructure, and (iv) general construction and renovation projects. (B) $185,000,000 St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2005 originally issued on December 8, 2005, with CUSIP number 79061ABA4 (reflected in Part I (c) and (d)). $75,000,000 of the Series 2005 Bonds were then converted from a weekly rate period to a term rate period commencing November 6, 2008, with a new CUSIP number 79061ABF3 and ending February 29, 2012. $75,000,000 of the Series 2005 Bonds were then converted from a term rate period to a weekly rate period commencing on March 1, 2012. $110,000,000 of the Series 2005 Bonds were refunded by the St. Joseph County Series 2009 Bonds (see Part I (D)). Bond proceeds were used to refund the Indiana Health and Educational Facility Financing Authority Educational Facilities Revenue Bonds, Series 1995 dated August 9, 1995, to refund the St. Joseph County, Indiana Educational Facilities Revenue Bonds, Series 1996 dated September 12, 1996, and to refund a portion of the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2002 dated March 5, 2002. Proceeds were also utilized to finance and reimburse a portion of the costs of various campus improvements. Those improvements include (i) the construction of new roads along the south and east boundaries of the University's campus and the realignment of Angela Boulevard, Edison Road and Ivy Road in connection therewith, and the closing of Juniper Road, (ii) renovation and improvements to the Student Health Center, (iii) repair and regilding of the dome on top of the Administration Building, (iv) renovation and improvements to laboratory facilities within the Galvin Life Science Building, and (v) general construction and renovation projects. (C) $75,000,000 St. Joseph County, Indiana Educational Facilities Refunding Revenue Bonds, Series 2007 originally issued on December 14, 2007. Bond proceeds were utilized to refund the St. Joseph County, Indiana Educational Facilities Revenue Bonds, Series 1997 dated November 20, 1997, and to refund the Indiana Educational Facilities Authority Educational Facilities Refunding Revenue Bonds, Series 1997 dated November 19, 1997. Proceeds were also applied to finance and reimburse a portion of the costs of various campus improvements. These improvements include (i) the construction of an addition to the Mason Support Services Center, (ii) the renovation and improvements to a laboratory facility within Nieuwland Science, and (iii) general construction and renovation projects. (D) Total issue price of $153,953,341.65, comprised of an original issue premium of $7,388,341.65 and principal amount of $146,565,000 St. Joseph County, Indiana Educational Facilities Refunding Revenue Bonds, Series 2009 issued on September 30, 2009. Bond proceeds were used to refund the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 1998 dated October 1, 1998 and ($110,000,000 of) the St. Joseph County, Indiana Variable Rate Educational Facilities Revenue Bonds, Series 2005 dated December 8, 2005 (see Part I (B)).
Part II Proceeds Line 1 Amount of Bonds Retired Line 1 (B) Reflects the amount of the Series 2005 Bonds refunded by the Series 2009 Bonds Line 3 Total proceeds of issue Line 3 (A), (B), (C), (D) - Amount reported on Line 3 includes investment earnings and as a result, does not agree to issue price listed on Part I. Line 3 (B) The original par amount of the Series 2005 Bonds was $185,000,000. The amount reported includes the $185,000,000 par plus investment earnings. $110,000,000 was later refunded as part of the Series 2009 bonds. $75,000,000 remain outstanding as the Series 2005 Bonds. Line 3 (D) The Series 2009 Bonds refunded the Series 1998 Bonds ($43,000,000) and a portion of the Series 2005 Bonds ($110,000,000 of $185,000,000). This amount reported includes the original issue price of $153,953,341.65 (including the original issue premium of $7,388,341.65, a portion of which is amortized each year) plus investment earnings of $44.66. Line 5 Capitalized interest from proceeds Line 5 (A) Includes capitalized interest and swap payments Line 10 Capital expenditures from proceeds Line 10 (D) The Series 2009 Bonds was a refunding issue that did not fund capital expenditures Line 11 Other spent proceeds Line 11 (A), (B), (C), (D) Includes refunded bonds Line 11 (B) Also includes capitalized line of credit fees that were not taken into account in determining the yield on the issue (per the Schedule K instructions) Line 13 Year of substantial completion Line 13 (D) Bonds only refunded previous issues and did not finance capital expenditures. Therefore, response was left blank. Line 16 Has the final allocation of proceeds been made? Line 16 (A), (B), (C) The University's intent upon issuance of the bonds was that equity contributions would first be allocated to any potential private business use in the financed facilities. Line 16 (D) Bonds only refunded previous issues and did not finance capital expenditures. Therefore, response was indicated as "NO".
Part III Private Business Use Line 2 (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was indicated as "NO". Line 3a (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was indicated as "NO". Line 3c (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was indicated as "NO". Line 3b & 3d (A), (B), (C) Internal General Counsel routinely reviews agreements. External counsel occasionally engaged to review agreements. Line 3b & 3d (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was left blank. Line 4 (A), (B), (C) The University reported the private business use percentages in Part III of Schedule K after reviewing the private business activity on campus. The University's intent upon issuance of the bonds was that equity contributions would first be allocated to any potential private business use in the financed facilities. The University financed a number of infrastructure/renovation projects that met the criteria as Qualified Improvement Exceptions. Line 4 (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was left blank. Line 5 (A), (B), (C) The University reported the private business use percentages in Part III of Schedule K after reviewing the private business activity on campus. The University's intent upon issuance of the bonds was that equity contributions would first be allocated to any potential private business use in the financed facilities. The University financed a number of infrastructure/renovation projects that met the criteria as Qualified Improvement Exceptions. Line 5 (D) The Series 2009 Bonds refunded the Series 1998 and a portion of the Series 2005 Bonds. Schedule K does not require consideration of the projects financed by the Series 1998 Bonds. The Series 2005 Bond projects are considered and reflected in Column B of this Schedule. Therefore, response was left blank.
Part IV Arbitrage Line 2 a, b, c (A) The University met the spend-down requirement for the Series 2003 Bonds and qualified for an exception to rebate. Line 2 a, b, c (B) The University met the spend-down requirement for the Series 2005 Bonds and qualified for an exception to rebate. Line 2 a, b, c (C) The University met the spend-down requirement for the Series 2007 Bonds and qualified for an exception to rebate. Line 2 a, b, c (D) The Series 2009 Bonds refunded the University's Series 1998 Bonds and a portion of the Series 2005 Bonds. The Series 1998 Bonds met the spend-down requirement, thereby qualifying for an exception to rebate. The Series 2005 Bonds are reflected in Column B and also qualified for an exception to rebate based on meeting the spend-down requirement. Line 4b (A) Name of provider: Goldman Sachs Line 4c (A) Term of hedge: 19.0 years Line 4b (A) Name of provider: HSBC Line 4c (A) Term of hedge: 29.2 years Line 4b (C) Name of provider: Goldman Sachs Line 4c (C) Term of hedge: 19.0 years Line 4b (C) Name of provider: HSBC Line 4c (C) Term of hedge: 29.2 years Line 5b (B) Name of provider: AIG Matched Funding Corp Line 5c (B) Term of GIC: 0.2 years Line 5b (B) Name of provider: AIG Matched Funding Corp Line 5c (B) Term of GIC: 2.0 years
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1) See Part V
  		See Part V 317,236 See Part V See Part V
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2013
Schedule L (Form 990 or 990-EZ) 2013
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Pamela Burish See Part V 42,857 See Part V   No
(2) American Electric Power Co Inc
  		See Part V 3,816,647 See Part V   No
(3) Reinhart FoodService LLC
  		See Part V 102,235 See Part V   No
(4) General Electric
  		See Part V 466,066 See Part V   No
(5) Xerox Corporation
  		See Part V 1,862,526 See Part V   No
(6) AON
  		See Part V 888,449 See Part V   No
(7) Daniel Nussbaum See Part V 83,157 See Part V   No
(8) Sprint
  		See Part V 328,665 See Part V   No
(9) Joseph Lyphout See Part V 75,802 See Part V   No
(10) See Pt V for Addit Detail
  		See Part V 871,243 See Part V   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Part III, Detail of Grants or Assistance Benefiting Interested Persons (a) Name of interested person: N/A(b) Relationship between interested person and the organization: Employees(c) Amount of assistance: $317,236(d) Type of assistance: Qualified tuition reduction(e) Purpose of assistance: Financial aid
Part IV, Detail of Business Transactions Involving Interested Persons 1. (a) Pamela Burish(b) Relationship between interested person and the organization: Spouse of Officer/Trustee Thomas Burish(d) Description of transaction: Compensation from University to Mrs. Burish as an Adjunct Instructor and Fellow for the Institute for Educational Initiatives 2. (a) American Electric Power Co., Inc.(b) Relationship between interested person and the organization: University Trustees Sara Martinez Tucker and Richard C. Notebaert are members of the Board of Directors for American Electric Power Co., Inc., which provides power for the University campus.(d) Description of transaction: American Electric Power Co., Inc.'s charges are determined by rates negotiated between American Electric Power Co., Inc. and the State of Indiana, at arm's length. These charges and the relationship between American Electric Power Co., Inc. and the University are in compliance with the University's overall conflict of interest policy.3. (a) Reinhart FoodService, LLC(b) Relationship between interested person and the organization: University Trustee J. Christopher Reyes is an owner and co-chairman of Reyes Holdings, LLC. Reinhart FoodService, LLC is a wholly-owned subsidiary of Reyes Holdings, LLC.(c) Represents less than 1 percent of total University food expenditures paid(d) Description of transaction: Reinhart FoodService, LLC provides food distribution services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.4. (a) General Electric (GE)(b) Relationship between interested person and the organization: University Trustees John J. Brennan and James E. Rohr are members of the Board of Directors for GE.(d) Description of transaction: GE provides supplies and services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.5. (a) Xerox Corporation(b) Relationship between interested person and the organization: University Trustee Sara Martinez Tucker is a member of the Board of Directors for Xerox Corporation.(d) Description of transaction: Xerox provides office equipment to the University and has an athletics sponsorship arrangement with the University as well. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.6. (a) AON(b) Relationship between interested person and the organization: University Trustee Richard Notebaert is a member of the Board of Directors for AON.(d) Description of transaction: AON provides consulting and risk services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.7. (a) Daniel Nussbaum(b) Relationship between interested person and the organization: Son of University Trustee Richard Nussbaum(d) Description of transaction: Compensation from University to Mr. Daniel Nussbaum as a Regional Development Associate Director.8. (a) Sprint(b) Relationship between interested person and the organization: University Trustee Sara Martinez Tucker is a member of the Board of Directors for Sprint.(d) Description of transaction: Sprint provides wireless services to the University and has an athletics sponsorship arrangement with the University as well. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy. 9. (a) Joseph Lyphout(b) Relationship between interested person and the organization: Son of Former University Officer James Lyphout(d) Description of transaction: Compensation from University to Mr. Joseph Lyphout as a Budget/Planning Assistant Director. 10. (a) Jones Day(b) Relationship between interested person and the organization: University Trustee Stephen Brogan is a partner at Jones Day.(c) Amount of transaction: $215,156(d) Description of transaction: Jones Day provides legal services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.(e) Sharing of organization's revenues: No 11. (a) David Pope-Davis(b) Relationship between interested person and the organization: Son of Former University Officer Donald Pope-Davis(c) Amount of transaction: $24,185(d) Description of transaction: Compensation from University to Mr. David Pope-Davis as an Assistant Director for the Associate Provost for Internationalization.(e) Sharing of organization's revenues: No 12. (a) PNC Financial Services Group(b) Relationship between interested person and the organization: University Trustee James Rohr is the retired Chairman of PNC Financial Services Group and member of the Board of Directors. (c) Amount of transaction: $111,274(d) Description of transaction: PNC provides banking, investments, brokerage, fiduciary, and lending products and services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.(e) Sharing of organization's revenues: No 13. (a) PNC Financial Services Group(b) Relationship between interested person and the organization: University Trustee James Rohr is the retired Chairman of PNC Financial Services Group and member of the Board of Directors.(c) Amount of transaction: $332,480 (d) Description of transaction: PNC rebate to the University as a result of the epayables payment process. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.(e) Sharing of organization's revenues: No 14. (a) Data Realty, LLC(b) Relationship between interested person and the organization: University Officer/Trustee John Affleck-Graves is a Director of Data Realty. (c) Amount of transaction: $188,148(d) Description of transaction: Data Realty provides services to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy.(e) Sharing of organization's revenues: No
Schedule L (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 4 0  
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 0  
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 724 86,461,974 Proceeds from sale
10 Securities—Closely held stock . X 7 2,183,923 Proceeds from sale
11 Securities—Partnership, LLC,
or trust interests .... 		X 3 0  
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential . X 1 2,645,419 Appraisal
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Equipment ) X 4 0  
26 Other Right pointing arrow large image ( Other ) X 184 0  
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
27
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2013)
Schedule M (Form 990) (2013)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Part I, Column (b): The amounts shown for "Number of contributions or items contributed" represent number of contributions, not the number of items contributed.
Part I, Line 32b: As the need arises, the University may use third parties to sell certain types of non-cash contributions, such as real estate.
Part I, Line 33: Other than for gifted securities, the University's policy is to record as revenue only those non-cash contributions in excess of one million dollars, if supported by an appraisal from a qualified third-party. For gifted securities, the University records the proceeds received upon liquidation, broken down between contribution (for the value at date of gift) and gain or loss (for the difference between contribution and proceeds). For gifted securities of closely held stock, the University records a token value of one dollar, unless furnished with an appraisal from a qualified third-party appraiser. However, the University will record liquidation proceeds for closely held stock if the University can obtain confirmation from the company that the company will purchase the shares at a specified price in the near future.
Schedule M (Form 990) (2013)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Return Reference Explanation
Form 990, Part I, Line 1 and Part III, Line 1 The University of Notre Dame is a Catholic academic community of higher learning, animated from its origins by the Congregation of Holy Cross. The University is dedicated to the pursuit and sharing of truth for its own sake. As a Catholic university, one of its distinctive goals is to provide a forum where, through free inquiry and open discussion, the various lines of Catholic thought may intersect with all the forms of knowledge found in the arts, sciences, professions, and every other area of human scholarship and creativity. The intellectual interchange essential to a university requires, and is enriched by, the presence and voices of diverse scholars and students. The Catholic identity of the University depends upon, and is nurtured by, the continuing presence of a predominant number of Catholic intellectuals. This ideal has been consistently maintained by the University leadership throughout its history. What the University asks of all its scholars and students, however, is not a particular creedal affiliation, but a respect for the objectives of Notre Dame and a willingness to enter into the conversation that gives it life and character. Therefore, the University insists upon academic freedom that makes open discussion and inquiry possible. The University prides itself on being an environment of teaching and learning that fosters the development in its students of those disciplined habits of mind, body, and spirit that characterize educated, skilled, and free human beings. In addition, the University seeks to cultivate in its students not only an appreciation for the great achievements of human beings but also a disciplined sensibility to the poverty, injustice and oppression that burden the lives of so many. The aim is to create a sense of human solidarity and concern for the common good that will bear fruit as learning becomes service to justice. Notre Dame also has a responsibility to advance knowledge in a search for truth through original inquiry and publication. This responsibility engages the faculty and students in all areas of the University, but particularly in graduate and professional education and research. The University is committed to constructive and critical engagement with the whole of human culture. The University encourages a way of living consonant with a Christian community and manifest in prayer, liturgy and service. Residential life endeavors to develop that sense of community and of responsibility that prepares students for subsequent leadership in building a society that is at once more human and more divine. Notre Dame's character as a Catholic academic community presupposes that no genuine search for the truth in the human or the cosmic order is alien to the life of faith. The University welcomes all areas of scholarly activity as consonant with its mission, subject to appropriate critical refinement. There is, however, a special obligation and opportunity, specifically as a Catholic university, to pursue the religious dimensions of all human learning. Only thus can Catholic intellectual life in all disciplines be animated and fostered and a proper community of scholarly religious discourse be established. In all dimensions of the University, Notre Dame pursues its objectives through the formation of an authentic human community graced by the Spirit of Christ.
Form 990, Part VI, Section A, line 2 Sara Martinez Tucker, Trustee and Richard Notebaert, Trustee - Business relationship John J. Brennan, Trustee and James Rohr, Trustee - Business relationship John J. Brennan, Trustee and Scott C, Malpass, Vice President, Chief Investment Officer, and Trustee - Business relationship James Dunne III, Trustee, and James Rohr, Trustee - Business relationship
Form 990, Part VI, Section B, line 11 After internal review of the completed Form 990 and external review by the University's outside tax accountants (PricewaterhouseCoopers), the return is presented to the University's Tax Strategy Committee, which includes University officers (Executive Vice President, Vice President for Finance and General Counsel), the Chief Audit Executive, the Controller and members of his tax and compliance staff, and PricewaterhouseCoopers. Following this internal process, the return is presented for review to the Audit Committee of the Board of Trustees, who review the return and discuss it at a meeting prior to filing the return. Upon completion of their review, it is provided to the full Board of Trustees, also prior to the filing of the return.
Form 990, Part VI, Section B, line 12c All faculty, staff and students who are in a position to influence or commit resources of the University of Notre Dame are considered "members" who must complete and submit on no less than an annual basis a Conflict of Interest Disclosure Survey. Such surveys are evaluated by the appropriate "Reviewer". Each member's Reviewer depends on whether they are faculty, staff, department chair, or dean, but ultimately all actual, potential, and perceived conflicts of interest are reviewed by the University Conflicts Committee. The Reviewer determines whether an actual, potential, or perceived conflict of interest exists and makes a recommendation to the University Conflicts Committee as to what conditions or restrictions, if any, should be imposed by the University to manage, reduce, or eliminate such conflicts. The Reviewer, with input from the member if needed, develops a Management Plan for submission to the University Conflicts Committee. The University Conflicts Committee then makes a decision regarding disposition of a disclosure based on the Reviewer's recommendation, the details regarding the Member's actual, potential, or perceived conflict of interest, and the proposed Management Plan. Members of the University's Board of Trustees are governed by a separate conflict of interest policy and must disclose all financial interests and material facts pertinent to any potential conflict on their annual Conflict of Interest statement (or whenever potential conflicts arise) to the Audit Committee of the Board. This policy is coordinated, administered, reviewed, and monitored by the University's internal Audit & Advisory Services department. After any discussion or presentation of the financial interests and material facts to the Audit Committee, the individual must recuse himself/herself during the discussion of, and voting on, the potential conflict. The Audit Committee shall assess whether the potential conflict is reasonable and the result of arms-length negotiation conforming to the University's written policies, as well as if the action furthers the University's charitable purposes and is in the best interests of the University. The Chairman of the Audit Committee shall, if appropriate, appoint a disinterested person or Committee to investigate alternatives to the proposed transaction or arrangement. Should the Audit Committee have reason to believe a Trustee-member has failed to disclose all financial interests and material facts pertinent to a potential conflict of interest, it shall inform the individual of such, and afford the individual the opportunity to further explain all interests and facts pertinent to the potential conflict. If it is determined that an individual has not disclosed all financial interests and material facts pertinent to an actual or potential conflict of interest, corrective action shall be taken as deemed appropriate. The minutes of any meeting of the University's Board of Trustees or other governing board of the University considering a conflict of interest, including committees and sub-committees of such boards, shall include the names of those present for discussion and voting, as well as those recused from the discussion and voting, on any transaction, arrangement, relationship, or other action involving a potential conflict of interest.
Form 990, Part VI, Section B, line 15 The Compensation Committee of the Board of Trustees develops, in conjunction with the President, Executive Vice President, and Vice President of Human Resources, an overall Total Reward Philosophy for Key Employees, which supports the University's overall mission, and shall recommend such Total Reward Philosophy to the Board for approval. The Committee acts on behalf of the Board to implement the executive compensation policy, approve executive compensation levels, adopt a benefit and perquisite policy, and justify reasonable compensation paid to the President, Executive Vice President, and Provost of the University, and other persons who are "disqualified persons" under Internal Revenue Code Section 4958 (intermediate sanctions). The Committee researches competitive and reasonable annual base salary levels, annual incentive plans, executive benefit plans, welfare benefits and supplemental benefits of the named executives and other key individuals. Upon completion of the research, the Committee approves the specific levels and amounts of total rewards that will be paid to, or provided for the benefit of, the named executives and other key individuals. The Committee examines the reasonableness of compensation levels. In so doing, the Committee assesses the nature and scope of the position by reviewing the basis on which compensation was paid. This includes a review of compensation for, but not limited to, exceptional performance, additional duties, and/or the unique background, experiences, personal skills and the abilities of the executive, as well as special challenges facing the University that require the use of such attributes or skills. The Committee's evaluation includes valid market data provided by an independent third party consultant that details each compensation component and the total package in light of the University's executive compensation philosophy. The Committee conducts such examination to be able to establish a presumption under Section 4958 that the total reward package offered to "disqualified persons" is reasonable.
Form 990, Part VI, Section C, line 19 The University makes its governing documents (http://www.nd.edu/aboutnd/leadership/pdf/bylaws.pdf, http://www.nd.edu/aboutnd/leadership/pdf/statutes.pdf) and financial statements (http://controller.nd.edu/annual-reports/) available to the public on the University's website. Notre Dame makes its conflict of interest policy that applies to all employees available to the public by posting it on the University's website (http://policy.nd.edu/policy_files/ConflictofInterestPolicy.pdf). This information, as well as copies of Form 990 and Form 990-T, is also available upon request. Form 990 is also available on the charity websites Guidestar (http://www2.guidestar.org/) and Charity Navigator (www.charitynavigator.org/). Notre Dame does not make its trustees' conflict of interest policy available to the public.
Form 990, Part XI, line 9: Net gain/(loss) on debt-related derivative instruments -6,560,040. Change in value of split-interest agreements 19,560,450. Net pension and postretirement benefits-related changes -9,866,785. Other non-operating changes in net assets 1,632,658.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) BCMR Feeder - TE GP LLC
518 17th Street Suite 1700
Denver,CO802024130
 Feeder Fund DE 12,308 152,574 University of Notre Dame du Lac
 
(2) Dynamo Brasil III LLC
Corporation Trust Center 1209 Orang
Wilmington,DE19801
 Investments DE 12,509,947 96,620,677 University of Notre Dame du Lac
 
(3) ND Properties I LLC
Controllers Office 724 Grace Hall
Notre Dame,IN46556
 Leasing IN 0 13,270,310 University of Notre Dame du Lac
 
(4) Sorin Management Limited
c/o Apex Fund Services Ltd 4th Fl
Ebene    
MP
Investments MP 5,380,072 50,862,113 University of Notre Dame du Lac
 




Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) Association of Notre Dame Clubs Inc

Controllers Office 724 Grace Hall

Notre Dame,IN46556
31-1050144 		Alumni Association IN 501(c)(3) Line 11c, III-FI University of Notre Dame du Lac
 
Yes
 
(2) Fundacion University of Notre Dame Chile

Av Vicuna Mackenna 4860 Macul Pr
Internacionales, Santiago    
CI
Study Abroad Program CI 501(c)(3)   University of Notre Dame du Lac
 
Yes
 
(3) Univ of Notre Dame du Lac Gillen Foundation

Controllers Office 724 Grace Hall

Notre Dame,IN46556
23-7125378 		Research Facility Operations MI 501(c)(3) Line 11a, I University of Notre Dame du Lac
 
Yes
 
(4) Voice of the Fighting Irish Inc

Controllers Office 724 Grace Hall

Notre Dame,IN46556
31-1135580 		Radio Station IN 501(c)(3) Line 11a, I University of Notre Dame du Lac
 
Yes
 
(5) The University of Notre Dame (USA) in England

1 Suffolk Street
London   SW1Y 4HG
UK
Study Abroad Program UK 501(c)(3)   University of Notre Dame du Lac
 
Yes
 




For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) IPND Leverage Lender LLC

Controllers Office 724 Grace Hall
Notre Dame,IN46556
27-1678084 		Finance IN University of Notre Dame du Lac
  		Excluded 453,249 13,815,514   No   Yes   99.900 %
(2) Magna NYC Co-Investment LP

300 Centerville Rd Suite 300 East
Warwick,RI02886
26-1523052 		Real Estate Investment DE GP Magna NYC Co-Investment LLC
  		Excluded 4,721,925 29,496,591   No     No 87.950 %
(3) Merit Energy Partners VIII LP

13727 Noel Rd Suite 1200
Dallas,TX75240
75-2530212 		Direct Energy Investments DE Merit Partners LP
  		Excluded 44,527,936 91,484,514   No     No 84.510 %
(4) Qiming II Investor Holdings LLC

11400 SE 6th Street Suite 100
Bellevue,WA98004
27-0464551 		Feeder Fund WA University of Notre Dame du Lac
  		Excluded 2,080,866 3,929,445   No   Yes   100.000 %
(5) Santa Fe Interests LLC

300 Park Blvd Suite 201
Itasca,IL60143
20-3977995 		Rental Real Estate DE University of Notre Dame du Lac
  		Excluded 1,339,402 52,259,644   No     No 90.000 %
(6) Thor Palmer House Co-Investor LP

25 West 39th Street 11th Floor
New York,NY10018
20-3283109 		Real Estate Investment DE Thor Palmer House Co-Investor GP LLC
  		Excluded -1,097,184 49,350,418   No     No 68.720 %
(7) WMD Commercial Offshore Fund-I LP

PO Box 309 Ugland House South Chu
George Town, Grand Cayman    
CJ
Investments CJ WMD COF-I GP LLC
  		Excluded   4,246,719   No     No 50.850 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) BCMR Feeder - TE LP

518 17th Street Suite 1700
Denver,CO80202
98-0582629 		Feeder Fund CA University of Notre Dame du Lac
  		C -686,402 16,735,354 99.000 % Yes  
(2) Bradley-DeBartolo Inc

Controllers Office 724 Grace Hall
Notre Dame,IN46556
34-1765932 		Real Estate Owner/Lessor OH University of Notre Dame du Lac
  		C -133,049 3,469,434 100.000 % Yes  
(3) Kingdom Ridge Capital Fund Ltd

81 Main Street Suite 209
White Plains,NY10601
 Feeder Fund CJ University of Notre Dame du Lac
  		C -10,374,682 130,326,328 93.460 % Yes  
(4) Tegean Offshore Fund Ltd

c/o Tegean Capital Management LLC 1
New York,NY100177157
 Feeder Fund CJ University of Notre Dame du Lac
  		C 4,259,580 88,124,580 82.400 % Yes  
(5) TDR Capital II C Holdings LP

50 Lothian Rd Festival Square
Edinburgh   EH3 9WJ
UK
98-0648852 		Feeder Fund UK University of Notre Dame du Lac
  		C 238,177 46,564,405 100.000 % Yes  
(6) Sessa Capital (International) Ltd

c/o Intertrust Corp Svcs Cayman L
George Town, Grand Cayman   KY1-9005
CJ
Investments CJ University of Notre Dame du Lac
  		C -267,046 46,076,227 78.980 % Yes  
(7) Charitable Remainder Trusts (77)

 
 
See Part VII IN University of Notre Dame du Lac
  		T         No
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) BCMR Feeder - TE LP

 B 1,167,427 Funding Provided
(2) BCMR Feeder - TE LP

 S 1,218,501 Amount Received
(3) Kingdom Ridge Capital Fund Ltd

 S 10,000,000 Amount Received
(4) Magna NYC Co-Investment LP

 S 9,975,331 Amount Received
(5) Merit Energy Partners VIII LP

 B 5,645,000 Funding Provided
(6) Merit Energy Partners VIII LP

 S 34,272,430 Amount Received
(7) Qiming II Investor Holdings LLC

 S 2,392,877 Amount Received
(8) Santa Fe Interests LLC

 B 1,620,000 Funding Provided
(9) Santa Fe Interests LLC

 K 477,842 Expenses Incurred
(10) Sessa Capital (International) Ltd

 B 20,000,000 Funding Provided
(11) TDR Capital II C Holdings LP

 B 2,434,500 Funding Provided
(12) TDR Capital II C Holdings LP

 S 7,065,621 Amount Received
(13) Thor Palmer House Co-Investor LP

 S 1,899,565 Amount Received
(14) University of Notre Dame Gillen Foundation

 B 753,113 Funding Provided
(15) Voice of the Fighting Irish Inc

 B 61,706 Funding Provided
(16) IPND Leverage Lender LLC

 S 125,609 Amount Received
(17) Fundacion University of Notre Dame Chile

 B 187,840 Funding Provided
(18) The University of Notre Dame (USA) in England

 B 4,363,882 Funding Provided/Exp Incurred
(19) The University of Notre Dame (USA) in England

 R 3,446,670 See Part VII
(20) Charitable Remainder Trusts (8)

 S 6,782,795 Remainder Interest Received
(21) WMD Commercial Offshore Fund-I LP

 B 4,322,034 Funding Provided
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Part II, Identification of Related Tax-Exempt Organizations: The Association of Notre Dame Clubs, Inc. is a parent organization for 217 subordinate alumni clubs that individually file annual information returns (Forms 990, 990EZ, and 990N).
Part IV, Identification of Related Orgs Taxable as a Corporation or Trust: (a) Name: Charitable Remainder Trusts (77) (b) Primary activity: Split-interest trust in which Notre Dame is trustee and remainder beneficiary.
Part V, Transactions with Related Organizations (a) Name of other organization: The University of Notre Dame (USA) in England (b) Transaction type: R (c) Amount involved: 3,446,670 (d) Method of determining amount involved: Remittance of revenues collected on behalf of org
Schedule R (Form 990) 2013
Additional Data


Software ID:  
Software Version:  






TY 2013 AffiliatedGroupSchedule
Name:
University of Notre Dame du Lac
EIN: 35-0868188
Affiliated Group Business Name:
University of Notre Dame Gillen Foundation
 
Address. Either US or Foreign Type:
Controllers Office 724 Grace Hall


Notre Dame,
IN
46556



 
 
EIN:
23-7125378
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
784,743
Total Exempt Purpose Expenditures:
784,743
Lobbying Nontaxable Amount:
142,711
Grassroots Nontaxable Amount:
35,678
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
Voice of the Fighting Irish Inc
 
Address. Either US or Foreign Type:
Controllers Office 724 Grace Hall


Notre Dame,
IN
46556



 
 
EIN:
31-1135580
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
63,954
Total Exempt Purpose Expenditures:
63,954
Lobbying Nontaxable Amount:
12,791
Grassroots Nontaxable Amount:
3,198
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0