TY 2013 Form 990

- TIN:

Form990

Department of the Treasury
Internal Revenue Service

Return of Organization Exempt From Income Tax

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS

generally cannot redact the information on the form.

Information about Form 990 and its instructions is at www.IRS.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

A For the 2013 calendar year, or tax year beginning 07-01-2013 , 2013, and ending 06-30-2014

BCheck if applicable: Address change Name change Initial return Terminated Amended return Application pending

CName of organization
CARNEGIE MELLON UNIVERSITY

Doing Business As

Number and street (or P.O. box if mail is not delivered to street address)
5000 FORBES AVENUE

Room/suite

City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA15213

D Employer identification number

25-0969449

E Telephone number

G Gross receipts $ 1,952,620,632

F Name and address of principal officer:
DR SUBRA SURESH
5000 FORBES AVENUE
PITTSBURGH,PA15213

Tax-exempt status: 501(c)(3) 501(c) ( ) LeftBullet

(insert no.) 4947(a)(1) or 527

Website:

WWW.CMU.EDU

H(a)

Is this a group return for
subordinates? Yes No

H(b)

Are all subordinates
included?

Yes No

If "No," attach a list. (see instructions)

H(c)

Group exemption number MediumBullet

K Form of organization: Corporation Trust Association Other MediumBullet

L Year of formation: 1900

M State of legal domicile: PA

Part I

Summary

1	Briefly describe the organization’s mission or most significant activities: HIGHER EDUCATION AND RESEARCH.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	68
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	60
5	Total number of individuals employed in calendar year 2013 (Part V, line 2a) ......	5	13,622
6	Total number of volunteers (estimate if necessary) .............	6	66
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	-996,507
b	Net unrelated business taxable income from Form 990-T, line 34 .........	7b	-2,859,557

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	513,377,037	499,287,173
9	Program service revenue (Part VIII, line 2g) .........	644,331,422	681,228,946
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	62,408,602	85,148,333
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	11,616,778	7,092,102
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)...................	1,231,733,839	1,272,756,554
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	164,256,855	164,736,686
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	639,803,589	666,972,833
16a	Professional fundraising fees (Part IX, column (A), line 11e).....	517,364	392,647
b	Total fundraising expenses (Part IX, column (D), line 25) 17,000,647
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	313,199,838	320,310,618
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	1,117,777,646	1,152,412,784
19	Revenue less expenses. Subtract line 18 from line 12.......	113,956,193	120,343,770
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	2,587,518,108	2,849,099,580
21	Total liabilities (Part X, line 26).............	783,906,240	784,561,669
22	Net assets or fund balances. Subtract line 21 from line 20.....	1,803,611,868	2,064,537,911

Part II

Signature Block

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.

Sign Here

	Signature of officer	Date

	Type or print name and title

Paid Preparer Use Only

Print/Type preparer's name

Preparer's signature

Date

Check if
self-employed

PTIN

Firm's name MediumBullet

Firm's EIN MediumBullet

Firm's address MediumBullet

Phone no.

May the IRS discuss this return with the preparer shown above? (see instructions) ............YesNo

For Paperwork Reduction Act Notice, see the separate instructions.

Cat. No. 11282Y

Form 990 (2013)

Page 2

Part III

Statement of Program Service Accomplishments

Check if Schedule O contains a response or note to any line in this Part III ..............

Briefly describe the organization’s mission: TO CREATE AND DISSEMINATE KNOWLEDGE AND ART THROUGH RESEARCH AND CREATIVE INQUIRY, TEACHING, AND LEARNING AND TO TRANSFER OUR INTELLECTUAL AND ARTISTIC PRODUCT TO ENHANCE SOCIETY IN MEANINGFUL AND SUSTAINABLE WAYS.TO SERVE OUR STUDENTS BY TEACHING THEM PROBLEM SOLVING, LEADERSHIP AND TEAMWORK SKILLS, AND THE VALUE OF COMMITMENT TO QUALITY, ETHICAL BEHAVIOR, AND RESPECT FOR OTHERS.TO ACHIEVE THESE ENDS BY PURSUING THE ADVANTAGES OF A DIVERSE AND RELATIVELY SMALL UNIVERSITY COMMUNITY, OPEN TO THE EXCHANGE OF IDEAS WHERE DISCOVERY, CREATIVITY, AND PERSONAL AND PROFESSIONAL DEVELOPMENT FLOURISH.

Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ...................... Yes No

If "Yes," describe these new services on Schedule O.

Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................ Yes No

If "Yes," describe these changes on Schedule O.

Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.


4a	(Code: ) (Expenses $ 582,079,492 including grants of $ 134,052,795 ) (Revenue $ 605,040,135 )
	INSTRUCTION:CARNEGIE MELLON IS A HYBRID OF A TECHNICAL INSTITUTE, FINE-ARTS CONSERVATORY AND TRADITIONAL RESEARCH UNIVERSITY, HAVING EVOLVED IN RESPONSE TO EMERGING SOCIAL NEEDS AND INTELLECTUAL DEVELOPMENT OF THE PAST CENTURY. UNITING TECHNOLOGY AND ARTS, FUSING THE PRACTICAL WITH THE IMAGINATIVE, MAINTAINING ITS EDUCATIONAL EMPHASIS ON DEVELOPING SKILLS TO SOLVE PROBLEMS.INCLUDES 7 COLLEGES AND SCHOOLS OFFERING DEGREE PROGRAMS AND MORE THAN 100 MAJORS AND MINORS TO APPROXIMATELY 12,000 UNDERGRADUATES, GRADUATES AND DOCTORAL STUDENTS. INSTRUCTION INCLUDES ACADEMIC SUPPORT AND STUDENT SERVICES.CARNEGIE MELLON HAS ITS MAIN CAMPUS IN PITTSBURGH, SATELLITE CAMPUSES IN SILICON VALLEY AND DOHA, QATAR, AND DEGREE-GRANTING PROGRAMS AROUND THE WORLD, INCLUDING AUSTRALIA, JAPAN, PORTUGAL, RWANDA AND LATIN AMERICA.NATIONALLY AND GLOBALLY, CARNEGIE MELLON HAS BECOME A MAJOR VOICE OF CONNECTIVITY IN TECHNOLOGY, EXPANSION OF EDUCATIONAL OPPORTUNITY AND ECONOMIC DEVELOPMENT.

4b	(Code: ) (Expenses $ 347,931,457 including grants of $ 30,683,891 ) (Revenue $ 0 )
	RESEARCH:CARNEGIE MELLON HOLDS A PROUD VISION OF ITSELF AS A DISTINCTIVE AND DIFFERENT KIND OF RESEARCH UNIVERSITY WHERE NATIONALLY RECOGNIZED PROGRAMS FROM ACROSS THE LEADING DISCIPLINES, FROM COMPUTING AND ENGINEERING TO FINE ARTS, INTERSECT. IT IS A DECENTRALIZED COMMUNITY OF SCIENTISTS AND INTELLECTUALS, ARTISTS AND POLICYMAKERS, BUSINESS EXPERTS AND POETS. THE DIVERSE AND DECENTRALIZED COMMUNITY THAT CHARACTERIZES CARNEGIE MELLON CULTURE RESTS ON A SET OF CORE UNDERPINNINGS AND A STRONG COMMITMENT TO REAL-WORLD PROBLEM SOLVING, INTERDISCIPLINARY COLLABORATION AND HARD WORK, COMBINED WITH JOIE DE VIVRE.EACH OF THESE REQUIRES CONNECTIONS AMONG ENGINEERING, SCIENCE, POLICY AND MANAGEMENT AND THE ARTS. BASIC RESEARCH IS PERFORMED IN ALL 7 COLLEGES, SCHOOLS, AND THE SOFTWARE ENGINEERING INSTITUTE. CARNEGIE MELLON IS ALSO THE HOME OF NUMEROUS RESEARCH INSTITUTES AND CENTERS FOCUSING ON SOME OF THE WORLD'S GREATEST CHALLENGES.CARNEGIE MELLON'S RESEARCH-INTENSIVE ENVIRONMENT PROVIDES A RICH SETTING FOR THE UNIVERSITY'S EDUCATIONAL OFFERINGS AND ASPIRATIONS. THE SEARCH FOR NEW KNOWLEDGE AND A SPIRIT OF ONGOING CRITICAL INQUIRY ARE THE IDEALS THAT PERMEATE ITS APPROACH TO TEACHING AND ITS EXPECTATIONS FOR WHAT STUDENTS WILL ACHIEVE.

4c	(Code: ) (Expenses $ 98,095,786 including grants of $ 0 ) (Revenue $ 59,609,561 )
	AUXILIARY SERVICES:SERVICES TO SUPPORT THE INSTRUCTION AND RESEARCH FUNCTIONS OF THE UNIVERSITY. THESE SERVICES INCLUDE HOUSING, DINING SERVICES, PARKING, BOOKSTORE, PRINTING, TELECOMMUNICATIONS, AND OTHER SERVICES RELATED TO THE DELIVERY OF EDUCATION.

	(Code: ) (Expenses $ 18,002,458 including grants of $ 0 ) (Revenue $ 16,579,250 )
	OTHER PROGRAM SERVICES:OTHER FEES AND MEMBERSHIPS, EXTERNAL SUPPORT AND SERVICES AND OTHER MISCELLANEOUS PROGRAM SERVICE REVENUE THAT SUPPORTS THE INSTRUCTION, RESEARCH, AND AUXILIARY FUNCTIONS OF THE UNIVERSITY.

4d	Other program services (Describe in Schedule O.)
	(Expenses $ 18,002,458 including grants of $ 0 ) (Revenue $ 16,579,250 )
4e	Total program service expenses1,046,109,193

Form 990 (2013)

Page 3

Part IV

Checklist of Required Schedules

Yes

Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A Click to see attachment

........................

Yes

Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment

...

Yes

Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I Click to see attachment

..........

Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II Click to see attachment

........

Yes

Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III Click to see attachment

............................

Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I Click to see attachment

........................

Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II Click to see attachment

...

Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment

....................

Yes

Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV Click to see attachment

..............

Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V Click to see attachment

......

Yes

If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.

Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI. Click to see attachment

...................

11a

Yes

Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII Click to see attachment

.......

11b

Yes

Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII Click to see attachment

.......

11c

Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX Click to see attachment

............

11d

Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X Click to see attachment

11e

Yes

Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X Click to see attachment

.........................

11f

Yes

12a

Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment

.................

12a

Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment

12b

Yes

Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E Click to see attachment

....

Yes

14a

Did the organization maintain an office, employees, or agents outside of the United States?.....

14a

Yes

Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment

14b

Yes

Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV Click to see attachment

Yes

Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment

Yes

Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment

Yes

Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment

Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment

20a

Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....

20a

If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?

20b

Form 990 (2013)

Page 4

Part IV

Checklist of Required Schedules (continued)

Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment

Yes

Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment

Yes

Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment

Yes

24a

Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................ Click to see attachment

24a

Yes

Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...

24b

Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................

24c

Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...

24d

25a

Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........ Click to see attachment

25a

Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment

25b

Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II.................... Click to see attachment

Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment

Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):

A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment

28a

A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment

28b

Yes

An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment

28c

Yes

Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M.. Click to see attachment

Yes

Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment

Yes

Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................

Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................

Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment

Yes

Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment

Yes

35a

Did the organization have a controlled entity within the meaning of section 512(b)(13)?

35a

Yes

If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment

35b

Yes

Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment

Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI Click to see attachment

Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............

Yes

Form 990 (2013)

Page 5

Part V

Statements Regarding Other IRS Filings and Tax Compliance

Check if Schedule O contains a response or note to any line in this Part V ..............

Yes

Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..

18,883

Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .

Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................

Yes

Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................

13,622

If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)

Yes

Did the organization have unrelated business gross income of $1,000 or more during the year?...

Yes

If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...

Yes

At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................

Yes

If "Yes," enter the name of the foreign country: MediumBullet

AS , GM , QA , RW
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.

Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..

Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?

If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............

Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...

If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................

Organizations that may receive deductible contributions under section 170(c).

Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................

Yes

If "Yes," did the organization notify the donor of the value of the goods or services provided?.....

Yes

Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................

Yes

If "Yes," indicate the number of Forms 8282 filed during the year ....

Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................

Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..

If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................

If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................

Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............

Sponsoring organizations maintaining donor advised funds.

Did the organization make any taxable distributions under section 4966?..........

Did the organization make a distribution to a donor, donor advisor, or related person?.......

Section 501(c)(7) organizations. Enter:

Initiation fees and capital contributions included on Part VIII, line 12 ...

10a

Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities

10b

Section 501(c)(12) organizations. Enter:

Gross income from members or shareholders .........

11a

Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........

11b

12a

Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?

12a

If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................

12b

Section 501(c)(29) qualified nonprofit health insurance issuers.

Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.

13a

Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....

13b

Enter the amount of reserves on hand ............

13c

14a

Did the organization receive any payments for indoor tanning services during the tax year?.....

14a

If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..

14b

Form 990 (2013)

Page 6

Part VI

Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.

Check if Schedule O contains a response or note to any line in this Part VI ..............

Section A. Governing Body and Management

Yes

Enter the number of voting members of the governing body at the end of the tax year .....................

If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.

Enter the number of voting members included in line 1a, above, who are independent ...................

Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................

Yes

Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .

Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................

Did the organization become aware during the year of a significant diversion of the organization’s assets? .

Did the organization have members or stockholders? ................

Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................

Yes

Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................

Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:

The governing body? .........................

Yes

Each committee with authority to act on behalf of the governing body? ............

Yes

Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......

Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)

Yes

10a

Did the organization have local chapters, branches, or affiliates? ............

10a

If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?

10b

11a

Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................

11a

Yes

Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....

12a

Did the organization have a written conflict of interest policy? If "No," go to line 13.......

12a

Yes

Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................

12b

Yes

Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................

12c

Yes

Did the organization have a written whistleblower policy? ...............

Yes

Did the organization have a written document retention and destruction policy? .........

Yes

Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

The organization’s CEO, Executive Director, or top management official ...........

15a

Yes

Other officers or key employees of the organization ................

15b

If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).

16a

Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................

16a

Yes

If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............

16b

Section C. Disclosure

List the States with which a copy of this Form 990 is required to be filed MediumBullet

Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.

Own website Another's website Upon request Other (explain in Schedule O)

Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.

State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBullet

ELIZABETH MILAVEC5000 FORBES AVENUEPITTSBURGHPA15213 (412) 268-5904

Form 990 (2013)

Page 7

Part VII

Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors

Check if Schedule O contains a response or note to any line in this Part VII ..............

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet

List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

List all of the organization’s current key employees, if any. See instructions for definition of "key employee."

List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.

Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(D) Reportable compensation from the organization (W- 2/1099-MISC)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and Title
(1) JOHN R BERTUCCI........................................................................ LIFE TRUSTEE	2.00 .......................2.00	X	0	0	0
(2) FRANK BRUNCKHORST........................................................................ LIFE TRUSTEE	2.00 .......................0.00	X	0	0	0
(3) ERROLL B DAVIS JR........................................................................ LIFE TRUSTEE	2.00 .......................0.00	X	0	0	0
(4) LINDA A DICKERSON........................................................................ LIFE TRUSTEE	.50 .......................0.00	X	0	0	0
(5) PHILIP L DOWD........................................................................ LIFE TRUSTEE	1.00 .......................0.00	X	0	0	0
(6) DINA DUBLON........................................................................ LIFE TRUSTEE	1.50 ........................50	X	0	0	0
(7) HOWARD L ELLIN........................................................................ LIFE TRUSTEE	10.00 .......................0.00	X	0	0	0
(8) EDWARD H FRANK........................................................................ LIFE TRUSTEE	2.00 .......................0.00	X	0	0	0
(9) YOSHIAKI FUJIMORI........................................................................ LIFE TRUSTEE	.50 ........................70	X	0	0	0
(10) IRA J GUMBERG........................................................................ LIFE TRUSTEE	1.00 .......................0.00	X	0	0	0
(11) TERESA HEINZ........................................................................ LIFE TRUSTEE	.50 .......................0.00	X	0	0	0
(12) TORRENCE M HUNT JR........................................................................ LIFE TRUSTEE	2.00 .......................0.00	X	0	0	0
(13) TOD S JOHNSON........................................................................ LIFE TRUSTEE	1.00 .......................0.00	X	0	0	0
(14) BRUCE M MCWILLIAMS........................................................................ LIFE TRUSTEE	2.00 .......................0.00	X	0	0	0
(15) AMBAR PAUL........................................................................ LIFE TRUSTEE	1.00 .......................0.00	X	0	0	0
(16) JONATHAN M ROTHBERG........................................................................ LIFE TRUSTEE	1.00 .......................0.00	X	0	0	0
(17) DAVID S SHAPIRA........................................................................ LIFE TRUSTEE	2.00 .......................0.00	X	0	0	0

Form 990 (2013)

Page 8

Part VII

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)					(D) Reportable compensation from the organization (W- 2/1099-MISC)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and Title
(18) J LEA HILLMAN SIMONDS........................................................................ LIFE TRUSTEE	1.50 .......................0.00	X					0	0	0
(19) MANOJ P SINGH........................................................................ LIFE TRUSTEE	2.00 .......................0.00	X					0	0	0
(20) JAMES C STALDER........................................................................ LIFE TRUSTEE	4.00 .......................0.00	X					0	0	0
(21) DONALD E STITZENBERG........................................................................ LIFE TRUSTEE	4.00 .......................0.00	X					0	0	0
(22) DAVID A TEPPER........................................................................ LIFE TRUSTEE	3.00 .......................0.00	X					0	0	0
(23) MARY ANN ULISHNEY........................................................................ LIFE TRUSTEE	1.00 .......................0.00	X					0	0	0
(24) SUNIL WADHWANI........................................................................ LIFE TRUSTEE	2.00 .......................0.00	X					0	0	0
(25) PAULA KAUFFMAN WAGNER........................................................................ LIFE TRUSTEE	.50 .......................0.00	X					0	0	0
(26) JOEL P ADAMS........................................................................ TERM TRUSTEE 2014	1.50 .......................0.00	X					0	0	0
(27) JEANNE CUNICELLI........................................................................ TERM TRUSTEE 2014	1.00 .......................0.00	X					0	0	0
(28) FRANCISCO B D'SOUZA........................................................................ TERM TRUSTEE 2014	3.00 .......................0.00	X					0	0	0
(29) JAMES GIANOPULOS........................................................................ TERM TRUSTEE 2014	.30 ........................50	X					0	0	0
(30) LARRY E JENNINGS JR........................................................................ TERM TRUSTEE 2014	.50 .......................0.00	X					0	0	0
(31) CANDACE MATTHEWS........................................................................ TERM TRUSTEE 2014	1.00 .......................0.00	X					0	0	0
(32) DAVID MCCORMICK........................................................................ TERM TRUSTEE 2014	2.00 .......................0.00	X					0	0	0
(33) WILLIAM L MEANEY........................................................................ TERM TRUSTEE 2014	1.00 .......................0.00	X					0	0	0
(34) ROY SHANKER........................................................................ TERM TRUSTEE 2014	2.00 .......................0.00	X					0	0	0
(35) AJIT SHETTY........................................................................ TERM TRUSTEE 2014	1.00 .......................1.00	X					0	0	0
(36) LIP-BU TAN........................................................................ TERM TRUSTEE 2014	1.00 .......................0.00	X					0	0	0
(37) THOMAS TULL........................................................................ TERM TRUSTEE 2014	1.00 .......................0.00	X					0	0	0
(38) LUIS H BALL........................................................................ TERM TRUSTEE 2015	1.00 .......................0.00	X					0	0	0
(39) EVAN S FRAZIER........................................................................ TERM TRUSTEE 2015	1.00 .......................1.00	X					0	0	0
(40) ROY W HALEY........................................................................ TERM TRUSTEE 2015	1.00 .......................0.00	X					0	0	0
(41) OSCAR HARRIS JR........................................................................ TERM TRUSTEE 2015	2.00 .......................0.00	X					0	0	0
(42) ERREN LESTER........................................................................ TERM TRUSTEE 2015	1.00 .......................0.00	X					0	0	0
(43) J MICHAEL MCQUADE........................................................................ TERM TRUSTEE 2015	.50 .......................0.00	X					0	0	0
(44) ANNE M MOLLOY........................................................................ TERM TRUSTEE 2015	1.60 .......................0.00	X					0	0	0
(45) DAVID L PORGES........................................................................ TERM TRUSTEE 2015	1.00 .......................0.00	X					0	0	0
(46) LUKE SKURMAN........................................................................ TERM TRUSTEE 2015	4.00 .......................0.00	X					0	0	0
(47) ROHET TOLANI........................................................................ TERM TRUSTEE 2015	.10 .......................0.00	X					0	0	0
(48) CAROL A WILLIAMS........................................................................ TERM TRUSTEE 2015	1.00 .......................0.00	X					0	0	0
(49) KUSHAGRA BAJAJ........................................................................ TERM TRUSTEE 2016	.10 .......................0.00	X					0	0	0
(50) RONALD BIANCHINI........................................................................ TERM TRUSTEE 2016	1.00 .......................0.00	X					0	0	0
(51) ARISTIDES S CANDRIS........................................................................ TERM TRUSTEE 2016	3.00 .......................0.00	X					0	0	0
(52) ERIC COOPER........................................................................ TERM TRUSTEE 2016	.10 .......................0.00	X					0	0	0
(53) DAVID COULTER........................................................................ TERM TRUSTEE 2016	1.00 .......................0.00	X					0	0	0
(54) RUSSELL CROCKETT........................................................................ TERM TRUSTEE 2016	2.00 .......................0.00	X					0	0	0
(55) DIRK GATES........................................................................ TERM TRUSTEE 2016	2.00 .......................0.00	X					0	0	0
(56) ERIC GILER........................................................................ TERM TRUSTEE 2016	1.00 .......................0.00	X					0	0	0
(57) EDWARD GREFENSTETTE........................................................................ TERM TRUSTEE 2016	1.00 .......................40.00	X					0	425,056	273,236
(58) JEFFREY HOUSENBOLD........................................................................ TERM TRUSTEE 2016	1.00 .......................0.00	X					0	0	0
(59) MANU NARAYAN........................................................................ TERM TRUSTEE 2016	2.00 .......................0.00	X					0	0	0
(60) STEVEN PRICE........................................................................ EX-OFFICIO TRUSTEE	1.00 .......................0.00	X					0	0	0
(61) MAYOR WILLIAM PEDUTO........................................................................ EX-OFFICIO TRUSTEE (START 01/14)	.10 .......................0.00	X					0	0	0
(62) LUKE RAVENSTAHL........................................................................ EX-OFFICIO TRUSTEE (EXIT 01/14)	.10 .......................0.00	X					0	0	0
(63) DARLENE HARRIS........................................................................ EX-OFFICIO TRUSTEE	.10 .......................0.00	X					0	0	0
(64) ROBERTA LOU KLATZKY........................................................................ EX-OFFICIO TRUSTEE/CHAIR OF FACULTY SENATE	40.00 .......................0.00	X					222,255	0	25,961
(65) ANTOINETTE TONI UNGARETTI........................................................................ EX-OFFICIO TRUSTEE	1.00 .......................0.00	X					0	0	0
(66) RAYMOND J LANE........................................................................ CHAIRMAN/LIFE TRUSTEE	6.00 .......................3.00	X	X				0	0	0
(67) E KEARS POLLOCK........................................................................ VICE CHAIRMAN/LIFE TRUSTEE	2.00 .......................0.00	X	X				0	0	0
(68) JAMES E ROHR........................................................................ VICE CHAIRMAN/LIFE TRUSTEE	2.00 .......................4.00	X	X				0	15,000	0
(69) SUBRA SURESH........................................................................ PRESIDENT/EX-OFFICIO TRUSTEE	40.00 .......................2.00	X	X				655,700	0	161,599
(70) MARK S KAMLET........................................................................ EXEC. VP AND PROVOST	40.00 .......................5.00		X				794,274	0	38,235
(71) MARY JO DIVELY........................................................................ VP/GENERAL COUNSEL	40.00 .......................0.00		X				442,046	0	38,844
(72) AMIR RAHNAMAY-AZAR........................................................................ V.P. OF FINANCE/CFO	40.00 .......................0.00		X				297,797	0	28,038
(73) ELIZABETH A MILAVEC........................................................................ ASSISTANT TREASURER/AVP FINANCE	40.00 .......................2.00		X				236,013	0	36,765
(74) JAY S CALHOUN........................................................................ TREASURER	40.00 .......................0.00		X				209,295	0	48,510
(75) CHERYL M HAYS........................................................................ SECRETARY	40.00 .......................0.00		X				323,414	0	27,955
(76) KAREN T KHAN........................................................................ ASSISTANT SECRETARY	40.00 .......................0.00		X				82,426	0	15,473
(77) MICHAEL C MURPHY........................................................................ VP FOR CAMPUS AFFAIRS	40.00 .......................0.00		X				344,049	0	37,075
(78) ROBBEE B KOSAK........................................................................ VP FOR UNIV. ADVANCEMENT	40.00 .......................0.00		X				509,547	0	36,909
(79) CHARLES A KENNEDY........................................................................ CHIEF INVESTMENT OFFICER	40.00 .......................0.00		X				319,240	0	108,436
(80) RANDAL E BRYANT........................................................................ DEAN, SCHOOL OF COMPUTER SCIENCE	40.00 .......................0.00			X			329,079	0	38,107
(81) PAUL D NIELSEN........................................................................ CEO/DIRECTOR SEI	40.00 .......................0.00			X			512,248	0	25,551
(82) JAMES H GARRETT........................................................................ DEAN, CARNEGIE INSTITUTE OF TECHNOLOGY	40.00 .......................0.00			X			377,108	0	38,563
(83) ILKER BAYBARS........................................................................ DEAN/ QATAR CAMPUS	40.00 .......................0.00				X		1,092,433	0	56,707
(84) RICHARD MUNDY........................................................................ CHIEF OPERATING OFFICER-QA	40.00 .......................0.00				X		611,662	0	38,817
(85) ROBERT DAMMON........................................................................ DEAN/ TEPPER SCHOOL OF BUS	40.00 .......................0.00				X		530,132	0	34,282
(86) KRZYSZTOF MATYJASZEWSKI........................................................................ J.C. WARNER PROF OF NAT SC	40.00 .......................0.00				X		474,521	0	39,763
(87) GEORGE WHITE........................................................................ ASSOC. TEACHING PROFESSOR OF ENTREPRENEURSHIP	40.00 .......................0.00				X		462,127	0	40,233
(88) JARED L COHON........................................................................ FORMER OFFICER/TRUSTEE	40.00 .......................0.00					X	806,269	15,000	70,276
(89) DEBORAH MOON SHAFFER........................................................................ FORMER OFFICER	0.00 .......................0.00					X	304,238	0	0

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)............	9,935,873	455,056	1,259,335

Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet

1,208

Yes

Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............

Yes

For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................

Yes

Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........

Section B. Independent Contractors

Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.

(A) Name and business address	(B) Description of services	(C) Compensation
CULINART INC175 SUNNYSIDE BLVDPLAINVIEWNY11803	DINING SERVICES	10,522,009
ACCENTURE LLP161 N CLARK STCHICAGOIL60601	CONSULTING	7,567,533
ISS FACILITY SERVICES INC1019 CENTRAL PKWY STE 100SAN ANTONIOTX78232	CLEANING SERVICES	6,787,212
MASCARO CONSTRUCTION CO LP1720 METROPOLITAN STREETPITTSBURGHPA15233	CONSTRUCTION	4,041,794
JENDOCO CONSTRUCTION CORP2000 LINCOLN RDPITTSBURGHPA15235	CONSTRUCTION	3,668,018
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 139

Form 990 (2013)

Page 9

Part VIII

Statement of Revenue

Check if Schedule O contains a response or note to any line in this Part VIII .............

				(A) Total revenue	(B) Related or exempt function revenue	(C) Unrelated business revenue	(D) Revenue excluded from tax under sections 512-514
1a	Federated campaigns..1a
b	Membership dues....1b
c	Fundraising events....1c
d	Related organizations...1d
e	Government grants (contributions)1e		339,180,154

f	All other contributions, gifts, grants, and similar amounts not included above1f		160,107,019

g	Noncash contributions included in lines 1a-1f:$		25,773,735
h	Total. Add lines 1a-1f.......			499,287,173
			Business Code
2a	TUITION		900099	605,040,135	605,040,135
b	AUXILIARY SERVICES		611710	59,609,561	59,186,742	422,819
c	OTHER PROGRAM SERVICES		900099	16,579,250	16,579,250
d
e
f	All other program service revenue .
g	Total. Add lines 2a–2f........			681,228,946
3	Investment income (including dividends, interest, and other similar amounts).......			16,734,625		-1,858,558	18,593,183
4	Income from investment of tax-exempt bond proceeds..
5	Royalties...........			3,623,443			3,623,443
		(i) Real	(ii) Personal
6a	Gross rents	396,932	15,582
b	Less: rental expenses	217,262	0
c	Rental income or (loss)	179,670	15,582
d	Net rental income or (loss).......			195,252		42,414	152,838
		(i) Securities	(ii) Other
7a	Gross amount from sales of assets other than inventory	744,809,645	102,597
b	Less: cost or other basis and sales expenses	675,888,507	610,027
c	Gain or (loss)	68,921,138	-507,430
d	Net gain or (loss)..........			68,413,708			68,413,708
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ..
	a
b	Less: direct expenses ...b
c	Net income or (loss) from fundraising events..
9a	Gross income from gaming activities. See Part IV, line 19 ...
	a
b	Less: direct expenses ...b
c	Net income or (loss) from gaming activities...
10a	Gross sales of inventory, less returns and allowances .
	a		6,421,689
b	Less: cost of goods sold ..b		3,148,282
c	Net income or (loss) from sales of inventory..			3,273,407		396,818	2,876,589
Miscellaneous Revenue			Business Code
11a
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......
12	Total revenue. See Instructions......			1,272,756,554	680,806,127	-996,507	93,659,761

Form 990 (2013)

Page 10

Part IX

Statement of Functional Expenses

Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.		(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses
1	Grants and other assistance to governments and organizations in the United States. See Part IV, line 21	30,683,891	30,683,891
2	Grants and other assistance to individuals in the United States. See Part IV, line 22	125,164,176	125,164,176
3	Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16	8,888,619	8,888,619
4	Benefits paid to or for members
5	Compensation of current officers, directors, trustees, and key employees ....	6,674,725	1,505,800	4,347,047	821,878
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....	1,227,618	324,069	903,549
7	Other salaries and wages	538,344,168	494,549,945	35,051,961	8,742,262
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	32,698,757	28,419,704	3,581,628	697,425
9	Other employee benefits .......	58,797,383	55,630,888	1,755,524	1,410,971
10	Payroll taxes ...........	29,230,182	25,189,848	3,392,279	648,055
11	Fees for services (non-employees):
a	Management ......
b	Legal .........	1,698,623	2,566,811	-868,513	325
c	Accounting ...........	1,208,539	124,478	1,084,061
d	Lobbying ...........	465,342	465,342
e	Professional fundraising services. See Part IV, line 17	392,647			392,647
f	Investment management fees ......	3,725,620		3,725,620
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........	22,334,259	14,772,306	6,805,324	756,629
12	Advertising and promotion ....	2,720,760	1,841,862	875,195	3,703
13	Office expenses .......	24,731,249	20,990,107	3,543,771	197,371
14	Information technology ......	20,338,335	17,140,265	2,950,010	248,060
15	Royalties ..	770,423	770,423
16	Occupancy ...........	50,943,040	44,630,279	6,310,817	1,944
17	Travel ............	30,846,584	25,394,196	4,874,788	577,600
18	Payments of travel or entertainment expenses for any federal, state, or local public officials ......
19	Conferences, conventions, and meetings ....	11,651,767	10,478,545	1,009,995	163,227
20	Interest ...........	11,517,683	11,045,589	472,094
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization .....	55,842,922	52,184,857	3,658,065
23	Insurance ..............	2,180,538	1,861,522	319,016
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	FOOD SERVICE OPERATIONS	17,465,712	17,336,132	129,580
b	INFORMATION RESOURCES	9,050,728	8,895,243	131,686	23,799
c	NON-CAPITAL EQUIPMENT	6,559,035	3,715,241	2,842,690	1,104
d	FABRICATED EQUIPMENT	3,254,824	3,231,431	23,393
e	All other expenses	43,004,635	38,307,624	2,383,364	2,313,647
25	Total functional expenses. Add lines 1 through 24e	1,152,412,784	1,046,109,193	89,302,944	17,000,647
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

Form 990 (2013)

Page 11


				(A) Beginning of year		(B) End of year
1	Cash–non-interest-bearing .............			57,277	1	51,166
2	Savings and temporary cash investments .........			131,129,030	2	86,067,527
3	Pledges and grants receivable, net ...........			148,912,530	3	133,941,954
4	Accounts receivable, net .............			50,023,934	4	42,302,011
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
					6
7	Notes and loans receivable, net .............			9,216,953	7	9,295,012
8	Inventories for sale or use ..............			2,574,409	8	2,412,484
9	Prepaid expenses and deferred charges ..........			15,535,933	9	14,235,925
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	1,380,880,867
b	Less: accumulated depreciation .....	10b	672,612,633	697,189,098	10c	708,268,234
11	Investments—publicly traded securities ..........			733,553,965	11	970,379,614
12	Investments—other securities. See Part IV, line 11 .....			712,811,689	12	802,206,566
13	Investments—program-related. See Part IV, line 11 .....				13
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........			86,513,290	15	79,939,087
16	Total assets. Add lines 1 through 15 (must equal line 34)......			2,587,518,108	16	2,849,099,580
17	Accounts payable and accrued expenses .........			105,652,292	17	109,551,255
18	Grants payable .................				18
19	Deferred revenue ................			100,917,302	19	100,604,809
20	Tax-exempt bond liabilities .............			476,828,703	20	473,839,168
21	Escrow or custodial account liability. Complete Part IV of Schedule D..				21
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........				22
23	Secured mortgages and notes payable to unrelated third parties ..				23
24	Unsecured notes and loans payable to unrelated third parties ....			27,220,038	24	26,387,481
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................			73,287,905	25	74,178,956
26	Total liabilities. Add lines 17 through 25.........			783,906,240	26	784,561,669
	Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............			743,104,871	27	814,638,853
28	Temporarily restricted net assets ...........			484,421,400	28	643,596,900
29	Permanently restricted net assets ...........			576,085,597	29	606,302,158
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........				30
31	Paid-in or capital surplus, or land, building or equipment fund .....				31
32	Retained earnings, endowment, accumulated income, or other funds				32
33	Total net assets or fund balances ...........			1,803,611,868	33	2,064,537,911
34	Total liabilities and net assets/fund balances ........			2,587,518,108	34	2,849,099,580

Form 990 (2013)

Page 12

Part XI

Reconcilliation of Net Assets

Check if Schedule O contains a response or note to any line in this Part XI ..............

Total revenue (must equal Part VIII, column (A), line 12) ............

1,272,756,554

Total expenses (must equal Part IX, column (A), line 25) ............

1,152,412,784

Revenue less expenses. Subtract line 2 from line 1 ..............

120,343,770

Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..

1,803,611,868

Net unrealized gains (losses) on investments ...............

145,625,989

Donated services and use of facilities .................

Investment expenses .....................

Prior period adjustments .....................

206,778

Other changes in net assets or fund balances (explain in Schedule O) ........

-5,250,494

Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))

2,064,537,911

Part XII

Financial Statements and Reporting

Check if Schedule O contains a response or note to any line in this Part XII .............

Yes

Accounting method used to prepare the Form 990: Cash Accrual Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.

Were the organization’s financial statements compiled or reviewed by an independent accountant?

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

Were the organization’s financial statements audited by an independent accountant?

Yes

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?

Yes

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.

As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?

Yes

If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.

Yes

Form 990 (2013)

Form 990, Special Condition Description:

Special Condition Description

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.
right arrow

Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross

receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of

its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses

acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box that describes the type of supporting organization and complete lines 11e through 11h.

Type I

Type II

Type III - Functionally integrated

Type III - Non-functionally integrated

By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).

If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box ..................................................

Since August 17, 2006, has the organization accepted any gift or contribution from any of the
following persons?

(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)

Yes

and (iii) below, the governing body of the supported organization? ................

11g(i)

(ii) A family member of a person described in (i) above? ......................

11g(ii)

(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................

11g(iii)

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization in col. (i) listed in your governing document?		(v) Did you notify the organization in col. (i) of your support?		(vi) Is the organization in col. (i) organized in the U.S.?		(vii) Amount of monetary support
(i) Name of supported organization	(ii) EIN	Yes	No	Yes	No	Yes	No	(vii) Amount of monetary support


Total

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2013

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....	398,258,302	448,426,750	515,160,121	519,400,189	504,944,253	2,386,189,615
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3	398,258,302	448,426,750	515,160,121	519,400,189	504,944,253	2,386,189,615
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6	Public support. Subtract line 5 from line 4.						2,386,189,615

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
7	Amounts from line 4..	398,258,302	448,426,750	515,160,121	519,400,189	504,944,253	2,386,189,615
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	32,725,125	24,509,759	28,186,745	25,785,689	20,770,582	131,977,900
9	Net income from unrelated business activities, whether or not the business is regularly carried on..				1,770,890		1,770,890
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11	Total support (Add lines 7 through 10).						2,519,938,405

Gross receipts from related activities, etc. (see instructions) ..................

3,036,610,982

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here................................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f)) .........

94.690 %

Public support percentage for 2012 Schedule A, Part II, line 14 ...............

93.810 %

16a

33 1/3% support test—2013. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2012. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2013. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2012. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3	Gross receipts from activities that are not an unrelated trade or business under section 513..
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge..
6	Total. Add lines 1 through 5.
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons...
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2012 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2012 Schedule A, Part III, line 17 .............

19a

33 1/3% support tests—2013. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ........ right arrow

33 1/3% support tests—2012. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ..... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions ..... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 4

Part IV

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Explanation

Schedule A (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or
property) from any one contributor. Complete Parts I and II.

Special Rules

For a section 501(c)(3) organization filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the
greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 for use exclusively for religious, charitable,
scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and
III.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did
not total more than $1,000. If this box is checked, enter here the total contributions that were received during
the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule
applies to this organization because it received nonexclusively religious, charitable, etc., contributions of $5,000 or more
during the year ......................... Arrow Bullet

Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 2

Name of organization CARNEGIE MELLON UNIVERSITY

Part I	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	RESTRICTED RESTRICTED RESTRICTED RESTRICTED, RESTRICTEDRESTRICTED	$RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 3

Name of organization CARNEGIE MELLON UNIVERSITY

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 4

Name of organization
CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part III

Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet

$
Use duplicate copies of Part III if additional space is needed.

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

See separate instructions. SchCMd Bullet

Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV.

Political expenditures .................................... SchCMd Bullet

Volunteer hours ........................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ......... SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ...... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............

Yes No

Was a correction made? .........................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ................................... SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b.. SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ..........................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2013

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(a) Filing organization's totals	(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......
b	Total lobbying expenditures to influence a legislative body (direct lobbying) .......	465,342
c	Total lobbying expenditures (add lines 1a and 1b) ...................	465,342
d	Other exempt purpose expenditures ........................	1,151,947,442
e	Total exempt purpose expenditures (add lines 1c and 1d) ...............	1,152,412,784
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.	1,000,000
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................	250,000
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................	0
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................	0
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ......................................		Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2010	(b) 2011	(c) 2012	(d) 2013	(e) Total

2a	Lobbying nontaxable amount	1,000,000	1,000,000	1,000,000	1,000,000	4,000,000

b	Lobbying ceiling amount (150% of line 2a, column(e))					6,000,000

c	Total lobbying expenditures	409,724	425,831	454,992	465,342	1,755,889

d	Grassroots nontaxable amount	250,000	250,000	250,000	250,000	1,000,000

e	Grassroots ceiling amount (150% of line 2d, column (e))					1,500,000

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2013

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? .........................................

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....

Media advertisements? ....................................

Mailings to members, legislators, or the public? .........................

Publications, or published or broadcast statements? .......................

Grants to other organizations for lobbying purposes? .......................

Direct contact with legislators, their staffs, government officials, or a legislative body? ........

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......

Other activities? ..........................

Total. Add lines 1c through 1i ...............................

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 .................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ................

Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members .....................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).

Current year .........................................

Carryover from last year ....................................

Total ............................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................

Taxable amount of lobbying and political expenditures (see instructions) ..............

Part IV

Supplemental Information

Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.

Return Reference	Explanation

Schedule C (Form 990 or 990EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet

Attach to Form 990. SchDMd Bullet

See separate instructions. SchDMd Bullet

Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate contributions to (during year) ...
3	Aggregate grants from (during year) .....
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements .......................	2a
b	Total acreage restricted by conservation easements ..................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register ....................	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenues included in Form 990, Part VIII, line 1 ........................ SchDMd Bullet

$ 4,950

(ii)

Assets included in Form 990, Part X .............................. SchDMd Bullet

$ 4,714,392

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenues included in Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2013

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No

If "Yes," explain the arrangement in Part XIII and complete the following table:


c	Beginning balance .................................	1c
d	Additions during the year ..............................	1d
e	Distributions during the year .............................	1e
f	Ending balance ...................................	1f

Did the organization include an amount on Form 990, Part X, line 21? .....................

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........

Part V

Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.

		(a)Current year	(b)Prior year	b (c)Two years back	(d)Three years back	(e)Four years back
1a	Beginning of year balance ....	1,074,468,210	985,941,144	1,016,165,364	814,125,852	753,208,399
b	Contributions ........	35,015,698	38,204,270	21,673,502	31,589,202	20,329,234
c	Net investment earnings, gains, and losses	189,493,030	96,048,173	-5,097,016	221,701,643	93,475,815
d	Grants or scholarships .....	10,989,003	10,321,487	10,587,113	11,613,363	11,479,877
e	Other expenditures for facilities and programs ........	37,261,560	33,981,202	34,925,046	38,194,929	39,865,024
f	Administrative expenses ....	1,507,398	1,422,688	1,288,547	1,443,039	1,542,695
g	End of year balance ......	1,249,218,977	1,074,468,210	985,941,144	1,016,165,366	814,125,852

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

19.970 %

Permanent endowment SchDMd Bullet

44.770 %

Temporarily restricted endowment SchDMd Bullet

35.260 %

The percentages in lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) unrelated organizations ........................

3a(i)

(ii) related organizations ........................

3a(ii)

Yes

If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........

Yes

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(b)Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value
1a	Land .................	46,770,714		46,770,714
b	Buildings ................	978,651,178	482,986,933	495,664,245
c	Leasehold improvements ............	17,851,247	10,527,555	7,323,692
d	Equipment ................	206,969,530	125,224,428	81,745,102
e	Other .................	130,638,198	53,873,717	76,764,481
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......				708,268,234

Schedule D (Form 990) 2013

Page 3

Part VII

InvestmentsOther Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b)Book value	(c) Method of valuation: Cost or end-of-year market value
(1)Financial derivatives
(2)Closely-held equity interests
(3)Other (A) REAL ESTATE	79,329,353	F
(B) VENTURE CAP. & PRIV. EQ	324,128,197	F
(C) AGGRESSIVE, DISTRESSED & ARBITRAGE FIXED INCOME	15,582,417	F
(D) NATURAL RESOURCES	94,181,099	F
(E) HEDGE FUNDS	190,433,364	F
(F) LOCAL REGION	2,089,027	F
(G) EMERGING MARKET	96,463,109	F


Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	802,206,566

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment		(b) Book value	(c) Method of valuation: Cost or end-of-year market value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability		(b) Book value
Federal income taxes
CONTRACT RETENTIONS		1,449,037
GATE STUDENT LOAN PROGRAM		1,100,456
ASSET RETIREMENT OBLIGATION-FIN 47		4,988,203
FEDERAL LOAN PROGRAMS & STUDENT DEPOSITS		14,597,084
PRESENT VALUE OF ANNUITIES DUE		14,062,438
SWAP AGREEMENTS/CONTRACTS		34,104,230
FEDERAL, STATE, AND LOCAL TAXES PAYABLE		813,048
MISC. OTHER LIABILITIES		994,525
AGENCY FUNDING		17,010
PV ANNUITIES FOR PROPERTY ACQS		2,052,925
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)		74,178,956
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................

Schedule D (Form 990) 2013

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	1,307,021,571
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains on investments ..........	2a	145,625,989
b	Donated services and use of facilities .........	2b	10,429,655
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d	10,387,943
e	Add lines 2a through 2d .....................			2e	166,443,587
3	Subtract line 2e from line 1.....................			3	1,140,577,984
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b	132,178,570
c	Add lines 4a and 4b.......................			4c	132,178,570
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	1,272,756,554

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	1,055,506,969
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities ..........	2a	10,429,655
b	Prior year adjustments ..............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d	24,655,234
e	Add lines 2a through 2d......................			2e	35,084,889
3	Subtract line 2e from line 1.....................			3	1,020,422,080
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b	131,990,704
c	Add lines 4a and 4b.......................			4c	131,990,704
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	1,152,412,784

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
PART III, LINE 4:	WORKS OF FINE OR DECORATIVE ARTS ARE COLLECTED AND EXHIBITED BY CARNEGIE MELLON UNIVERSITY TO ENHANCE THE QUALITY OF LIFE ON CAMPUS, TO STIMULATE EDUCATION AND RESEARCH, AND TO PRESERVE SUCH WORKS FOR POSTERITY.
PART V, LINE 4:	THE CARNEGIE MELLON ENDOWMENT IS A COLLECTION OF INDIVIDUAL FUNDS PRIMARILY ESTABLISHED BY DONORS AND MANAGED BY THE UNIVERSITY AS A POOLED SET OF ASSETS. IN ACCORDANCE WITH THE PENNSYLVANIA ACT 141 AND DONOR INTENT, THE UNIVERSITY SPENDS A PREDETERMINED PORTION OF THE ENDOWMENT INCOME EACH YEAR ON FACULTY SUPPORT, STUDENT SUPPORT, AND GENERAL UNIVERSITY SUPPORT.
PART X, LINE 2:	CARNEGIE MELLON PERFORMS AN ANNUAL FIN 48 (ASC 740) ANALYSIS TO ANALYZE ALL TAX POSITIONS AS REQUIRED. FOR THE FISCAL YEAR ENDED JUNE 30, 2014, CARNEGIE MELLON HAS ASSESSED ALL UNCERTAIN TAX POSITIONS AND HAS DETERMINED THEM TO BE IMMATERIAL. THE UNIVERSITY'S STATEMENTS OF FINANCIAL POSITION DO NOT INCLUDE ANY LIABILITIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS.
PART XI, LINE 2D - OTHER ADJUSTMENTS:	COST OF GOODS SOLD 3,148,282. SUBSIDIARY REVENUE 11,987,972. RENTAL EXPENSE 217,262. CHANGE IN SWAP VALUE NET OF INTEREST EXP -5,078,748. TRANSLATION ADJUSTMENT 113,175.
PART XI, LINE 4B - OTHER ADJUSTMENTS:	FINANCIAL AID 128,945,233. INVESTMENT MANAGER FEES 3,725,620. LOSS ON SALE OF ASSETS -566,809. GIFT-IN-KIND DONATIONS ADJUSTMENT 74,526.
PART XII, LINE 2D - OTHER ADJUSTMENTS:	COST OF GOODS SOLD 3,148,282. SUBSIDIARY EXPENSE 21,289,690. RENTAL EXPENSE 217,262.
PART XII, LINE 4B - OTHER ADJUSTMENTS:	FINANCIAL AID 128,945,233. INVESTMENT MANAGER FEES 3,725,620. TRANSLATION ADJUSTMENT -113,340. LOSS ON SALE OF ASSETS -566,809.
PART XII:	RECONCILIATION OF REVENUE PER AUDITED FINANCIAL STATEMENTS WITH REVENUE PER RETURN AND PART XIII - RECONCILIATION OF EXPENSES PER AUDITED FINANCIAL STATEMENTS WITH EXPENSES PER RETURN: LINE 1 OF EACH PART RESPECTIVELY CONSISTS OF CONSOLIDATED NUMBERS FROM THE AUDITED FINANCIAL STATEMENTS AND RECONCILES TO THE STAND-ALONE (SEPARATE BASIS) REVENUE AND EXPENSES AS REPORTED ON THE FORM 990, PART I, LINE 12.

Schedule D (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Schools

Complete if the organization answered "Yes" to Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image

Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image

Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

YES

Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,

other governing instrument, or in a resolution of its governing body? ......................

Yes

Does the organization include a statement of its racially nondiscriminatory policy toward students in all its

brochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? ......................................

Yes

Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"

please explain. If you need more space use Part II. .............................

Yes

Does the organization maintain the following?

Records indicating the racial composition of the student body, faculty, and administrative staff? ..........

Yes

Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? ...............................................

Yes

Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? ...........................

Yes

Copies of all material used by the organization or on its behalf to solicit contributions? ..............

Yes

If you answered "No" to any of the above, please explain. If you need more space, use Part II.

Does the organization discriminate by race in any way with respect to:

Students' rights or privileges? .....................................

Admissions policies? .........................................

Employment of faculty or administrative staff? ..............................

Scholarships or other financial assistance? ................................

Educational policies? .........................................

Use of facilities? ...........................................

Athletic programs? ..........................................

Other extracurricular activities? .....................................

If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.

Does the organization receive any financial aid or assistance from a governmental agency? ...........

Yes

Has the organization's right to such aid ever been revoked or suspended? ...................

If you answered "Yes" to either line 6a or line 6b, explain on Part II.

Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05

of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.

Yes

Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.

Cat. No. 50085D

Schedule E (Form 990 or 990-EZ) 2013

Schedule E (Form 990 or 990EZ) 2013

Page 2

Part II

Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).

Return Reference	Explanation
SCHEDULE E, PART I, LINE 3	THE NON-DISCRIMINATORY POLICY AND STATEMENT OF ASSURANCE APPEARS ON PRINTED MATERIALS USED TO COMMUNICATE WITH PROSPECTIVE AND CURRENT STUDENTS AS WELL AS EMPLOYEES OF CARNEGIE MELLON UNIVERSITY.
SCHEDULE E, PART I, LINE 6	MONETARY GRANTS WERE RECEIVED FROM FEDERAL AND STATE AGENCIES TO PROVIDE ASSISTANCE TO STUDENTS ATTENDING CARNEGIE MELLON UNIVERSITY.

Schedule E (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

See separate instructions. Right pointing arrow large image

Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization
CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.

For grantmakers.Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? ...............................

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in region	(d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in region	(f) Total expenditures for and investments in region
	EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES	685,466
	MIDDLE EAST AND NORTH AFRICA	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES/PROGRAM SUPPORT	83,450
	SUB-SAHARAN AFRICA	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES	1,069,915
	MIDDLE EAST AND NORTH AFRICA	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES	6,395,339
	EAST ASIA AND THE PACIFIC	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES	467,979
	NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES	0	0	GRANTS TO RECIPIENTS LOCATED IN REGION	INTERNATIONAL STUDIES	189,443
	CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	EDUCATION	257,040
	EAST ASIA AND THE PACIFIC	2	47	PROGRAM SERVICES	EDUCATION	6,911,004
	EUROPE (INCLUDING ICELAND & GREENLAND)	1	10	PROGRAM SERVICES	EDUCATION	3,562,361
	MIDDLE EAST AND NORTH AFRICA	1	215	PROGRAM SERVICES	EDUCATION	60,361,269
	NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES	0	3	PROGRAM SERVICES	EDUCATION	535,713
	RUSSIA & THE NEWLY INDEPENDENT STATES	0	0	PROGRAM SERVICES	EDUCATION	83,860
	SOUTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	118,853
	SOUTH ASIA	0	0	PROGRAM SERVICES	EDUCATION	257,870
	SUB-SAHARAN AFRICA	1	49	PROGRAM SERVICES	EDUCATION	3,386,105
	EAST ASIA AND THE PACIFIC	0	1	PROGRAM SERVICES	ICARNEGIE GLOBAL LEARNING ACTIVITY	121,827
	EUROPE (INCLUDING ICELAND AND GREENLAND)	0	0	PROGRAM SERVICES	ICARNEGIE GLOBAL LEARNING ACTIVITY	91,512
	CENTRAL AMERICA AND THE CARIBBEAN	0	1	PROGRAM SERVICES	ICARNEGIE GLOBAL LEARNING ACTIVITY	13,415
	MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	ICARNEGIE GLOBAL LEARNING ACTIVITY	51,995
	NORTH AMERICA	0	1	PROGRAM SERVICES	ICARNEGIE GLOBAL LEARNING ACTIVITY	22,337
	RUSSIA AND THE NEWLY INDEPENDENT STATES	0	0	PROGRAM SERVICES	ICARNEGIE GLOBAL LEARNING ACTIVITY	109,567
	SOUTH ASIA	0	1	PROGRAM SERVICES	ICARNEGIE GLOBAL LEARNING ACTIVITY	111,169
	SOUTH AMERICA	0	0	PROGRAM SERVICES	ICARNEGIE GLOBAL LEARNING ACTIVITY	9,303
	SUB-SAHARAN AFRICA	0	1	PROGRAM SERVICES	ICARNEGIE GLOBAL LEARNING ACTIVITY	175,064
	EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	CLEAR MODEL ACTIVITY	13,330
	NORTH AMERICA	0	1	PROGRAM SERVICES	UDAPTIVE LLC ACTIVITY	137,191
	EAST ASIA AND THE PACIFIC	0	0	UNRELATED BUSINESS	UBI EXPENSES	93,989
	CENTRAL AMERICA AND THE CARIBBEAN	0	0	PORTFOLIO INVESTMENTS		343,861,105
	EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	PORTFOLIO INVESTMENTS		18,775,160
	SUB-SAHARAN AFRICA	0	0	PORTFOLIO INVESTMENTS		5,808,774
3a	Sub-total .....	2	47			16,059,636
b	Total from continuation sheets to Part I ...	3	283			437,701,769
c	Totals (add lines 3a and 3b)	5	330			453,761,405

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013

Schedule F (Form 990) 2013

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(h) Description of non-cash assistance	(i) Method of valuation (book, FMV, appraisal, other)
EUROPE (INCLUDING ICELAND & GREENLAND)	SUBCONTRACTS	685,466	CASH; ELECTRONIC FUND TRANSFER	N/A	N/A
MIDDLE EAST AND NORTH AFRICA	SUBCONTRACTS	83,450	CASH; ELECTRONIC FUND TRANSFER	N/A	N/A
NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES	SUBCONTRACTS	189,443	CASH; ELECTRONIC FUND TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	PROGRAM SUPPORT	60,000	CASH; ELECTRONIC FUND TRANSFER	N/A	N/A

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .... MediumBullet

Enter total number of other organizations or entities ....................... MediumBullet

Schedule F (Form 990) 2013

Schedule F (Form 990) 2013Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

	(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement	(g) Description of non-cash assistance	(h) Method of valuation (book, FMV, appraisal, other)
STUDENT SCHOLARSHIPS	EAST ASIA AND THE PACIFIC	23	467,979	CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT	N/A	N/A
STUDENT SCHOLARSHIPS	MIDDLE EAST AND NORTH AFRICA	502	6,395,339	CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT	N/A	N/A
STUDENT SCHOLARSHIPS	SUB-SAHARAN AFRICA	217	1,009,915	CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT	N/A	N/A

Schedule F (Form 990) 2013

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2013

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).

ReturnReference	Explanation
PART I, LINE 2:	CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO STUDENTS AT ITS INTERNATIONAL LOCATIONS PURSUANT TO A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, NON-ACADEMIC TALENTS AND ABILITIES, AS WELL AS FINANCIAL NEED. SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING.

Schedule F (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.
right arrow

Information about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization
CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

Yes

If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	RUFFALO CODY 65 KIRKWOOD N ROAD SW CEDAR RAPIDS, IA52406	TELEMARKETING SERVICES		No	805,235	383,955	421,280
	GORDON GORDON 720 AMBERSON AVE PITTSBURGH, PA15232	PLANNED GIVING CONSULTING		No	0	8,692	-8,692








Total .................					805,235	392,647	412,588

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2013

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

			(a) Event #1 (event type)	(b) Event #2 (event type)	(c) Other events (total number)	(d) Total events (add col. (a) through col. (c))
	1	Gross receipts . . .
	2	Less: Contributions . .
	3	Gross income (line 1 minus line 2) . . .
	4	Cash prizes . . .
	5	Noncash prizes . .
	6	Rent/facility costs . .
	7	Food and beverages .
	8	Entertainment . . .
	9	Other direct expenses .
	10	Direct expense summary. Add lines 4 through 9 in column (d) ...........
	11	Net income summary. Subtract line 10 from line 3, column (d)...........

Part III

Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

(a) Bingo

(b) Pull tabs/Instant
bingo/progressive bingo

(c) Other gaming

(d) Total gaming (add col.(a) through col.(c))

Gross revenue . . . .

Cash prizes . . . .

Non-cash prizes . . .

Rent/facility costs . . .

Other direct expenses . .

Volunteer labor . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow

Enter the state(s) in which the organization operates gaming activities:

Is the organization licensed to operate gaming activities in each of these states? ............

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2013

Page 3

Does the organization operate gaming activities with nonmembers? .................

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? ..........................

YesNo

Indicate the percentage of gaming activity operated in:

The organization's facility ......................

13a

An outside facility ........................

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? ......................................

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? ............................

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).

Return Reference	Explanation

Schedule G (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990
lBullet

Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization
CARNEGIE MELLON UNIVERSITY

Employer identification number
25-0969449

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(c) IRC Code section if applicable	(d) Amount of cash grant	(f) Method of valuation (book, FMV, appraisal, other)	(g) Description of non-cash assistance	(h) Purpose of grant or assistance
(1) ADANT TECHNOLOGIES 6601 KOLL CENTER PKWY STE 130 PLEASANTON,CA94566	36-4751067		46,390	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(2) ADVANCED COOLING TECHNOLOGIES INC 1046 NEW HOLLAND AVE LANCASTER,PA17601	57-1146896		175,483	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(3) ALLEGHENY-SINGER RESEARCH 2 ALLEGHENY CENTER 11TH FLOOR PITTSBURGH,PA15212	25-1320493	501(C)(3)	119,423	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(4) AMERICAN PRODUCTIVITY & QUALITY CENTER (APQC) 123 N POST OAK LN STE 300 HOUSTON,TX770247797	74-2094629	501(C)(3)	104,940	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(5) APTIMA INC 12 GILL ST STE 1400 WOBURN,MA01801	04-3281859		27,605	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(6) ARIZONA STATE UNIVERSITY AWARD MANAGEMENT PO BOX 876011 TEMPE,AZ852876011	86-0196696	115	41,052	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(7) ASTROBOTIC TECHNOLOGIES INC 2515 LIBERTY AVE PITTSBURGH,PA15213	26-2383764		37,500	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(8) BLUE GLACIER MANAGEMENT GROUP INC 2359 S QUEEN ST ARLINGTON,VA22202	65-1207527		892,356	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(9) BOSTON UNIVERSITY RESEARCH ACCOUNTING PO BOX 55058 BOSTON,MA02205	04-2103547	501(C)(3)	10,000	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(10) BRIGHAM YOUNG UNIVERSITY PO BOX 21128 PROVO,UT846021128	87-0217280	501(C)(3)	63,878	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(11) CAL POLY POMONA FOUNDATION INC 3801 W TEMPLE AVE BULIDING 55 POMONA,CA91768	95-2417645	501(C)(3)	15,018	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(12) CALIFORNIA INSTITUTE OF TECHNOLOGY MAIL CODE 117-15 1200 E CALIFORNIA BLVD PASADENA,CA91125	95-1643307	501(C)(3)	436,855	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(13) CAMDEN COUNTY COLLEGE FINANCE OFFICE PO BOX 200 BLACKWOOD,NJ08012	22-1821290	115	47,573	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(14) CANCER SUPPORT COMMUNITY 1050 17TH ST NW STE 500 WASHINGTON,DC20036	95-4163931	501(C)(3)	22,865	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(15) CARNEGIE LEARNING INC 437 GRANT ST 20TH FL PITTSBURGH,PA15219	25-1805640		299,852	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(16) CARNEGIE ROBOTICS LLC 10 40TH ST PITTSBURGH,PA15201	30-0630355		386,200	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(17) CATERPILLAR INC LOCKBOX 93344 CHICAGO,IL60673	37-0602744		160,366	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(18) CELL AND TISSUE SYSTEMS INC 2231 TECHNICAL PKWY STE A NORTH CHARLESTON,SC29406	36-4564477		7,043	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(19) COLLIN COUNTY COMMUNITY COLLEGE 3452 SPUR 399 MCKINNEY,TX75069	75-2037156	115	14,166	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(20) COLUMBIA UNIVERSITY SPONSORED PROJECTS FINANCE PO BOX 29789 NEW YORK,NY100879789	13-5598093	501(C)(3)	188,019	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(21) COMMUNITY COLLEGE OF ALLEGHENY COUNTY 800 ALLEGHENY AVE PITTSBURGH,PA15233	25-6075057	115	17,962	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(22) CYBERBALANCE LLC 5909 CLERMONT LANDING CT BURKE,VA22015	20-8692160		1,272,824	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(23) DELTA RISK LLC OPERATIONS OFFICE 106 S ST MARYS ST STE 428 SAN ANTONIO,TX78205	41-2253196		2,339,747	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(24) DREXEL UNIVERSITY COMMERCE BANK PO BOX 95000-1090 PHILADELPHIA,PA191951090	23-1352630	501(C)(3)	145,710	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(25) DUKE UNIVERSITY 2200 W MAIN ST STE 300 DURHAM,NC27705	56-0532129	501(C)(3)	217,669	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(26) DUQUESNE UNIVERSITY 600 FORBES AVE RM 204 PITTSBURGH,PA15282	25-1035663	501(C)(3)	16,800	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(27) EAST CAROLINA UNIVERSITY STE 2900 2200 S CHARLES BLVD GREENVILLE,NC278584353	56-6000403	115	26,380	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(28) FLORIDA INSTITUTE FOR HUMAN & MACHINE COGNITION INC 40 S ALCANIZ ST PENSACOLA,FL32502	20-0760849	501(C)(3)	270,600	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(29) FLORIDA STATE UNIVERSITY 874 TRADITIONS WY TALLAHASSEE,FL323064166	59-1961248	501(C)(3)	92,179	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(30) GEORGE MASON UNIVERSITY CASHIERS OFFICE MAILSTOP 2EI 4400 UNIVERSITY DRIVE FAIRFAX,VA22030	54-0836354	501(C)(3)	262,992	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(31) GEORGE WASHINGTON UNIVERSITY 45155 RESEARCH PLACE ASHBURN,VA201474198	53-0196584	501(C)(3)	93,234	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(32) GEORGETOWN UNIVERSITY OFC OF SPONSORED ACCOUNTING PO BOX 571164 WASHINGTON,DC200571164	53-0196603	501(C)(3)	270,532	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(33) GEORGIA TECH RESEARCH CORP PO BOX 100117 ATLANTA,GA30384	58-2374837	501(C)(3)	115,050	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(34) HARVARD UNIVERSITY 1350 MASSACHUSETTS AVE 6TH FL CAMBRIDGE,MA02138	53-0199180	501(C)(3)	24,243	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(35) HOWARD UNIVERSITY 525 BRYANT ST STE 137 WASHINGTON,DC20059	53-0204707	501(C)(3)	45,541	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(36) JACKSON STATE UNIVERSITY PO BOX 17250 JACKSON,MS39217	64-6000507	501(C)(3)	24,862	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(37) JOAN GANZ COONEY CTR FOR EDUCATIONAL MEDIA & RESEARCH ONE LINCOLN PLAZA NEW YORK,NY10023	20-8783702	501(C)(3)	13,563	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(38) JOHNS HOPKINS UNIVERSITY 11100 JOHN HOPKINS RD LAUREL,MD207236099	52-0595110	501(C)(3)	678,233	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(39) JOHNSON C SMITH UNIVERSITY 100 BEATTIES FORD RD CHARLOTTE,NC28216	25-0983069	501(C)(3)	25,389	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(40) LAWRENCE LIVERMORE NATIONAL SECURITY LLC LLNL ACCOUNTING OFC PO BOX 5516 LIVERMORE,CA94551	20-5624386		86,232	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(41) LEHIGH UNIVERSITY 526 BRODHEAD AVE BETHLEHEM,PA18015	24-0795445	501(C)(3)	427,795	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(42) LEIDOS INC 11951 FREEDOM DR RESTON,VA20190	95-3630868		114,436	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(43) LOS ANGELES BIOMEDICAL RESEARCH INSTITUTE 1124 WEST CARSON STREET TORRANCE,CA90502	95-2138184	501(C)(3)	81,089	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(44) LUMINA DECISION SYSTEMS 26010 HIGHLAND WY LOS GATOS,CA95033	94-3145232		28,303	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(45) MASSACHUSETTS INSTITUTE OF TECHNOLOGY CASHIERS OFFICE NE49-3077 77 MASSACHUSETTS AVE CAMBRIDGE,MA02139	04-2103594	501(C)(3)	318,231	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(46) MICHIGAN STATE UNIVERSITY 360 ADMINISTRATION BUILDING EAST LANSING,MI488241046	38-6005984	501(C)(3)	127,150	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(47) MOBILE TECHNOLOGIES LLC 619 WINDSOR AVE PITTSBURGH,PA152214337	25-1901075		102,192	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(48) MYOMO INC 1 BROADWAY 14TH FL CAMBRIDGE,MA02142	47-0944526		16,151	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(49) NASA MANAGEMENT OFFICE 4800 OAK GROVE DR PASADENA,CA911098099	53-0201509	115	258,587	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(50) NATIONAL BUREAU OF ECONOMIC RESEARCH 1050 MASSACHUSETTS AVE CAMBRIDGE,MA02138	13-1641075	501(C)(3)	41,563	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(51) NATIONAL CYBER FORENSICS & TRAINING ALLIANCE 2000 TECHNOLOGY DR STE 450 PITTSBURGH,PA15219	74-3126209	501(C)(3)	64,861	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(52) NATIONAL OPINION RESEARCH CENTER 55 E MONROE STREET 20TH FL CHICAGO,IL60603	36-2167808	501(C)(3)	42,813	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(53) NEW YORK UNIVERSITY SPONSORED PROGRAMS ACCTG 726 BROADWAY 9TH FL NEW YORK,NY10003	13-5562308	501(C)(3)	298,940	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(54) NEXIGHT GROUP LLC 8403 COLESVILLE ROAD SUITE 1240 SILVER SPRING,MD209106331	27-2488165		103,225	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(55) NORTH CAROLINA A&T STATE UNIVERSITY 1601 EAST MARKET STREET GREENSBORO,NC27411	56-6075899	501(C)(3)	21,395	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(56) NORTHEASTERN UNIVERSITY RESEARCH FINANCE 960 RENAISSANCE PARK 360 HUNTINGTON AVE 960 RP BOSTON,MA02115	04-1679980	501(C)(3)	81,808	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(57) NORTHWESTERN UNIVERSITY 633 CLARK ST RM G547 EVANSTON,IL60208	36-2167817	501(C)(3)	247,658	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(58) OHIO STATE UNIVERSITY 477 WATTS HALL 2041 COLLEGE ROAD COLUMBUS,OH432101090	31-6025986	115	16,382	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(59) OMNYX LLC 1251 WATERFRONT PL 2ND FLOOR PITTSBURGH,PA15222	26-2175038		196,102	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(60) OREGON STATE UNIVERSITY ACCOUNTS PAYABLE PO BOX 1086 CORVALLIS,OR973391086	93-6001786	115	77,961	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(61) PARALLAX INC 599 MENLO DRIVE ROCKLIN,CA95765	68-0136625		39,375	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(62) PENN STATE UNIVERSITY 401 RIDER II BLDG 227 W BEAVER AVE STE 401 STATE COLLEGE,PA168014819	24-6000376	115	290,435	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(63) PENNSYLVANIA DOWNTOWN CENTER INC 1230 N THIRD ST PO BOX 1265 HARRISBURG,PA17108	23-2531296	501(C)(3)	7,742	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(64) PHRONESIS LLC 230 RIDGEWOOD AVE HAMDEN,CT06517	45-2673350		175,540	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(65) POWERLOOM 12330 PERRY HIGHWAY WEXFORD,PA15090	25-1849508		184,728	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(66) PURDUE UNIVERSITY SPONSORED PROGRAM SERVICES 23510 NETWORK PLACE CHICAGO,IL606731235	35-6002041	501(C)(3)	263,943	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(67) RAND CORP FILE 53174 LOS ANGELES,CA900743174	95-1958142		92,412	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(68) RED LOTUS TECHNOLOGIES INC 1018 20TH AVE S SEATTLE,WA98144	46-0601763		51,884	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(69) RESEARCH FOUNDATION CITY UNIV OF NY 230 WEST 41ST ST 7TH FLOOR NEW YORK,NY10036	19-1988190	115	118,788	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(70) RESEARCH FOUNDATION OF STATE UNIV OF NEW YORK PO BOX 6000 BINGHAMTON,NY13902	14-1368361	115	301,861	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(71) RESEARCH INSTITUTE AT NATIONWIDE CHILDRENS HOSPITAL PO BOX 715245 COLUMBUS,OH432715245	31-6056230	501(C)(3)	79,214	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(72) SESAME WORKSHOP ONE LINCOLN PLAZA NEW YORK,NY10023	13-2655731	501(C)(3)	86,724	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(73) SKAION CORP 51 MIDDLESEX ST STE 114 NORTH CHELMSFORD,MA01863	04-3420459		554,661	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(74) SMART INFORMATION FLOW TECHNOLOGIES 211 N 1ST ST STE 300 MINNEAPOLIS,MN55401	41-1929753		305,135	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(75) SOUTHERN METHODIST UNIVERSITY PO BOX 750259 DALLAS,TX75275	75-0800689	501(C)(3)	104,643	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(76) SPANG & COMPANY 110 DELTA DR PITTSBURGH,PA15238	25-6020192	501(C)(3)	18,481	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(77) SPIRALGEN INC 6645 WOODWELL ST PITTSBURGH,PA15217	27-0171738		548,681	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(78) STANFORD UNIVERSITY PO BOX 44253 SAN FRANCISCO,CA941444253	94-1279777	501(C)(3)	306,206	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(79) SYNERFAC INC 2 READS WAY STE 209 NEW CASTLE,DE19720	51-0302216		94,819	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(80) SYRACUSE UNIVERSITY BURSAR OPERATIONS 102 ARCHBOLD N SYRACUSE,NY13244	15-0532081	501(C)(3)	64,984	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(81) TEACHERS COLLEGE COLUMBIA UNIVERSITY BOX 21 525 WEST 120TH ST NEW YORK,NY10027	13-1624202	501(C)(3)	168,876	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(82) TECHNICAL EDUCATION RESEARCH CENTERS INC 2067 MASSACHUSETTS AVE CAMBRIDGE,MA02140	04-6134355	501(C)(3)	19,057	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(83) TELOS CORPORATION 19886 ASHBURN RD ASHBURN,VA20147	52-0880974		118,060	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(84) TENNESSEE STATE UNIVERSITY 3500 JOHN A MERRITT BLVD NASHVILLE,TN37209	62-0786119	115	19,230	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(85) TENNESSEE TECHNOLOGICAL UNIVERSITY ONE WILLIAM L JONES DR COOKEVILLE,TN385050001	62-0646806	115	24,654	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(86) TEXAS A&M UNIVERISTY 400 HARVEY MITCHELL PKWY S STE 300 COLLEGE STATION,TX77843	74-6000531	501(C)(3)	40,092	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(87) TEXAS ENGINEERING EXPERIMENT STATION 334 WERC COLLEGE STATION,TX778433124	74-1974733	115	23,217	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(88) THE SCRIPPS RESEARCH INSTITUTE 10550 NORTH TORREY PINES ROAD LA JOLLA,CA92037	33-0435954	501(C)(3)	34,219	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(89) THE UNIVERSITY OF NEW MEXICO 1 UNIVERSITY OF NM MSC01 1245 ALBUQUERQUE,NM871310001	85-6000642	115	42,910	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(90) THE UNIVERSITY OF WISCONSIN MADISON UW MADISON GAR ACCOUNT DRAWER 538 MILWAUKEE,WI532780538	39-1805963	115	87,846	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(91) TRUSTEES UNIVERSITY OF PENNSYLVANIA PO BOX 785541 PHILADELPHIA,PA191785541	23-1352685	501(C)(3)	395,988	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(92) UNITED STATES TREASURY MDN-PRD BLDG 600 646 SWIFT RD WEST POINT,NY10996		115	64,909	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(93) UNIVERSITY CORPORATION AT MONTEREY BAY 100 CAMPUS CTR SEASIDE,CA939558001	77-0387459	501(C)(3)	13,388	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(94) UNIVERSITY OF ARIZONA PO BOX 3308 TUCSON,AZ857223308	74-2652689	115	158,814	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(95) UNIVERSITY OF CALIFORNIA BERKELEY 2195 HEARST AVE RM 130 MC 1103 BERKELEY,CA947201103	94-6002123	115	112,811	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(96) UNIVERSITY OF CALIFORNIA DAVIS PO 989062 CASHIERS OFFICE WEST SACRAMENTO,CA957989062	94-6036494	115	86,444	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(97) UNIVERSITY OF CALIFORNIA LOS ANGELES 405 HILGARD AVE BOX 951432 1125 MURPHY HALL LOS ANGELES,CA90095	95-6006143	115	261,807	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(98) UNIVERSITY OF CALIFORNIA SANTA BARBARA CASHIERS OFFICE SAASB BLDG RM 1212 SANTA BARBARA,CA931062003	95-6006145	115	258,192	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(99) UNIVERSITY OF CENTRAL FLORIDA 12424 RESEARCH PKWY STE 300 ORLANDO,FL328263249	59-2924021	501(C)(3)	10,835	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(100) UNIVERSITY OF CHICAGO 5801 S ELLIS AVENUE CHICAGO,IL60637	36-2177139	501(C)(3)	119,173	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(101) UNIVERSITY OF COLORADO 572 UCB 3100 MARINE ST ROOM 481 BOULDER,CO803090572	84-6000555	501(C)(3)	16,080	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(102) UNIVERSITY OF FLORIDA PO BOX 113001 GAINESVILLE,FL32611	59-6002052	115	9,807	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(103) UNIVERSITY OF ILLINOIS PO BOX 4610 SPRINGFIELD,IL627084610	37-6000511	501(C)(3)	1,504,055	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(104) UNIVERSITY OF KANSAS CENTER FOR RESEARCH INC 2385 IRVING HILL ROAD LAWRENCE,KS66045	48-0680117	501(C)(3)	11,740	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(105) UNIVERSITY OF MARYLAND BALTIMORE COUNTY (UMBC) 1000 HILL TOP CIRCLE BALTIMORE,MD21250	52-6002033	115	554,938	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(106) UNIVERSITY OF MASSACHUSETTS 405 GOODELL BLDG 140 HICKS WAY AMHERST,MA010039272	04-3167352	501(C)(1)	17,756	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(107) UNIVERSITY OF MEMPHIS PO BOX 1000 DEPT 313 MEMPHIS,TN38152	62-0648618	501(C)(3)	42,301	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(108) UNIVERSITY OF MIAMI DADE PO BOX 245106 CORAL GABLES,FL331242912	59-0624458	501(C)(3)	27,706	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(109) UNIVERSITY OF MICHIGAN BOX 223131 PITTSBURGH,PA152512131	38-6005984	501(C)(3)	187,792	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(110) UNIVERSITY OF MINNESOTA NW 5957 PO BOX 1450 MINNEAPOLIS,MN554855957	41-6007513	115	327,177	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(111) UNIVERSITY OF NEBRASKA PO BOX 880430 LINCOLN,NE685880430	47-0049123	501(C)(3)	57,678	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(112) UNIVERSITY OF NOTRE DAME ACCOUNTING 836A GRACE HALL NOTRE DAME,IN465565612	35-0868188	501(C)(3)	639,200	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(113) UNIVERSITY OF PENNSYLVANIA PO BOX 785541 PHILADELPHIA,PA191785541	23-1352685	501(C)(3)	145,211	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(114) UNIVERSITY OF PITTSBURGH 3109 CATHEDRAL OF LEARNING PITTSBURGH,PA15260	25-0965591	501(C)(3)	4,855,338	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(115) UNIVERSITY OF PUERTO RICO CALL BOX 9000 MAYAGUEZ,PR006819000	66-0433760	501(C)(3)	107,863	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(116) UNIVERSITY OF SOUTHERN CALIFORNIA SPONSERED PROJECTS ACCOUNTING LOS ANGELES,CA900742095	95-1642394	501(C)(3)	745,038	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(117) UNIVERSITY OF TEXAS AT AUSTIN PO BOX 7159 AUSTIN,TX787137159	74-6000203	115	243,465	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(118) UNIVERSITY OF TEXAS AT SAN ANTONIO ONE UTSA CIRCLE SAN ANTONIO,TX782491644	74-1977996	501(C)(3)	89,070	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(119) UNIVERSITY OF THE SCIENCES IN PHILADELPHIA 600 SOUTH 43RD ST PHILADELPHIA,PA191044495	23-1352668	501(C)(3)	17,251	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(120) UNIVERSITY OF UTAH 201 PRESIDENTS CIR RM 411 SALT LAKE CITY,UT841129022	87-6000525	501(C)(3)	65,648	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(121) UNIVERSITY OF VERMONT & STATE AGRICULTURAL COLLEGE 85 S PROSPECT 223 WATERMAN BLDG BURLINGTON,VT054050160	03-0179440	501(C)(3)	33,676	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(122) UNIVERSITY OF WASHINGTON 12455 COLLECTIONS DR CHICAGO,IL60693	91-6001537	115	375,488	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(123) VAN NESS FELDMAN PC 1050 THOMAS JEFFERSON ST NW WASHINGTON,DC20007	52-1154904		30,044	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(124) VERIS GROUP LLC 8229 BOONE BLVD STE 380 VIENNA,VA22182	20-2300601		1,230,231	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(125) VERMONT LAW SCHOOL PO BOX 96 SOUTH ROYALTON,VT05068	23-7251952	501(C)(3)	11,604	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(126) VIRGINIA TECH 300 TURNER ST SUITE 4200 BLACKSBURG,VA240610165	54-6001805	115	71,854	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(127) VISIONQUEST SYSTEMS INC 3314 KEMPER RD ARLINGTON,VA22206	04-3692674		78,501	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(128) WAYNE STATE UNIVERSITY CASHIERS OFFICE PO BOX 02788 DETROIT,MI48202	38-3555142	501(C)(3)	38,168	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(129) WEST VIRGINIA UNIVERSITY RESEARCH CORP PO BOX 6002 MORGANTOWN,WV26506	55-0665758	501(C)(3)	334,117	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(130) WESTINGHOUSE ELECTRIC CO LLC PO BOX 534774 ATLANTA,GA303534774	52-2140933		120,871	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(131) WOODS HOLE OCEANOGRAPHIC INSTITUTION 569 WOODS HOLE RD WOODS HOLE,MA02543	04-2105850	501(C)(3)	41,584	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(132) WORCESTER POLYTECHNIC INSTITUTE 100 INSTITUTE RD WORCESTER,MA01609	04-2121659	501(C)(3)	6,092	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(133) WOC-WIC COMMUNITY COLLEGE 32000 CAMPUS DR SALISBURY,MD21804	52-1048147		8,731	N/A	N/A	PROGRAM SERVICE
(134) X5 SYSTEMS INC 43879 SANDBURG SQ ASHBURN,VA20147	26-2766936		34,350	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(135) ZAYO GROUP HOLDINGS INC 400 CENTENNIAL PARKWAY SUITE 200 LOUISVILLE,CO80027	26-1398293		174,439	N/A	N/A	EDUCATION/RESEARCH SUBCONTRACTS
(136) ALLEGHENY CONFERENCE ON COMMUNITY DEVELOPMENT 425 SIXTH AVE SUITE 1100 PITTSBURGH,PA15219	25-0965213	501(C)(3)	66,000	N/A	N/A	PROGRAM SERVICE
(137) AMERICAN PHYSICAL SOCIETY 1 RESEARCH RD PO BOX 9000 RIDGE,NY11961	13-1656610	501(C)(3)	5,000	N/A	N/A	PROGRAM SERVICE
(138) ANITA BORG INSTITUTE FOR WOMEN & TECHNOLOGY 1501 PAGE MILL RD MS 1105 SANTA CLARA,CA94301	77-0480427	501(C)(3)	8,550	N/A	N/A	PROGRAM SERVICE
(139) ANTI PHISHING WORKING GROUP 38 RICE ST CAMBRIDGE,MA02140	71-0968853	501(C)(3)	6,000	N/A	N/A	PROGRAM SERVICE
(140) BUILDING A NEW PITTSBURGH 1530 DENNISTON ST PITTSBURGH,PA15217	46-4267374	501(C)(3)	5,000	N/A	N/A	PROGRAM SERVICE
(141) CARNEGIE INSTITUTE 4400 FORBES AVE PITTSBURGH,PA15213	25-0965280	501(C)(3)	11,130	N/A	N/A	PROGRAM SERVICE
(142) COUNCIL OF UNIVERSITY TRANSPORTATION CENTERS 1219 28TH ST NW WASHINGTON,SC20007	62-1147090	501(C)(3)	5,000	N/A	N/A	PROGRAM SERVICE
(143) CRAFTON HEIGHTS COMMUNITY PRESCHOOL 50 STRATMORE AVE PITTSBURGH,PA15205		501(C)(3)	16,650	N/A	N/A	PROGRAM SERVICE
(144) EAST CATHOLIC SCHOOL 2001 ARDMORE BLVD PITTSBURGH,PA15221	45-5124195	501(C)(3)	6,200	N/A	N/A	PROGRAM SERVICE
(145) EH PUBLISHING INC 111 SPEEN ST FRAMINGHAM,MA01701	04-3176321		10,000	N/A	N/A	PROGRAM SERVICE
(146) EPILEPSY FOUNDATION WESTERNCENTRAL PA 1501 REEDSDALE ST STE 3002 PITTSBURGH,PA15233	23-7241930	501(C)(3)	5,000	N/A	N/A	PROGRAM SERVICE
(147) FRANKLIN INSTITUTE THE 222 NORTH 20TH ST PHILADELPHIA,PA19103	23-1370501	501(C)(3)	12,500	N/A	N/A	PROGRAM SERVICE
(148) HILLEL JEWISH UNIVERSITY CENTER 4607 FORBES AVE PITTSBURGH,PA15213	25-6065236	501(C)(3)	5,000	N/A	N/A	PROGRAM SERVICE
(149) KANAWHA COUNTY SCHOOLS 200 ELIZABETH ST CHARLESTON,WV25311	55-6000337	115	5,500	N/A	N/A	PROGRAM SERVICE
(150) MON YOUGH CATHOLIC SCHOOL 1640 FAWCETT AVE WHITE OAK,PA15131	45-5350715	115	10,264	N/A	N/A	PROGRAM SERVICE
(151) NATIONAL GEM CONSORTIUM THE 1430 DUKE ST ALEXANDRIA,VA22314	31-0898802	501(C)(3)	7,500	N/A	N/A	PROGRAM SERVICE
(152) PITTSBURGH FOUNDATION THE ONE PPG PLACE 30TH FL PITTSBURGH,PA15222	25-0965466	501(C)(3)	500,000	N/A	N/A	PROGRAM SERVICE
(153) PITTSBURGH PARKS CONSERVANCY 611 SECOND AVE PITTSBURGH,PA15213	23-2882145	501(C)(3)	5,000	N/A	N/A	PROGRAM SERVICE
(154) PITTSBURGH SYMPHONYTHE 600 PENN AVE PITTSBURGH,PA15222	25-0986052	501(C)(3)	10,000	N/A	N/A	PROGRAM SERVICE
(155) PITTSBURGH TECHNOLOGY COUNCIL 2000 TECHNOLOGY DR PITTSBURGH,PA15219	25-1437854	501(C)(6)	5,000	N/A	N/A	PROGRAM SERVICE
(156) PITTSBURGH URBAN CHRISTIAN SCHOOL 809 CENTER ST PITTSBURGH,PA15221	25-1405301	501(C)(3)	23,522	N/A	N/A	PROGRAM SERVICE
(157) QUANTITATIVE MEDICINE LLC 747 SW 2ND AVE GAINESVILLE,FL32602	46-1197271		25,000	N/A	N/A	PROGRAM SERVICE
(158) SERRA CATHOLIC HIGH SCHOOL INC 200 HERSHEY DR MCKEESPORT,PA15132	20-5696522	501(C)(3)	15,450	N/A	N/A	PROGRAM SERVICE
(159) SHADY SIDE ACADEMY 423 FOX CHAPEL RD PITTSBURGH,PA15328	25-0965561	501(C)(3)	8,500	N/A	N/A	PROGRAM SERVICE
(160) SUNDANCE INSTITUTE PO BOX 684429 PARK CITY,UT84068	87-0361394	501(C)(3)	12,000	N/A	N/A	PROGRAM SUPPORT

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image

121

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2013

Page 2

Part III

Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a)Type of grant or assistance	(b)Number of recipients	(c)Amount of cash grant	(e)Method of valuation (book, FMV, appraisal, other)	(f)Description of non-cash assistance
(1) CMU SCHOLARSHIPS	19031	111,465,553	N/A	N/A
(2) ENDOWED STUDENT SCHOLARSHIPS	2874	8,731,396	N/A	N/A
(3) FEDERAL GRANT	1975	2,053,350	N/A	N/A
(4) EXTERNAL DONOR OR CORPORATE FUNDED SCHOLARSHIPS	813	2,913,877	N/A	N/A

Part IV

Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.

Return Reference

Explanation

PART I, LINE 2:

CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO INDIVIDUALS AND ORGANIZATIONS IN THE U.S. BASED ON A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, NON-ACADEMIC TALENTS AND ABILITIES, AS WELL AS FINANCIAL NEED. FOR STUDENTS, SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. OTHER TYPES OF GRANTS AND ASSISTANCE MIGHT INCLUDE, FOR EXAMPLE, RECIPIENTS OF PRIZES AND AWARDS WHO HAVE MET THE SPECIFIC CRITERIA FOR THE PARTICULAR PRIZE OR AWARD TO BE SELECTED. IN THE CASE OF SCHOLARSHIPS AND FELLOWSHIPS, THE RECIPIENT IS OFTEN REQUIRED TO UTILIZE THE FUNDS IN FURTHERANCE OF THEIR EDUCATION AND RESEARCH AT CMU. GRANTS ARE ALSO MADE IN THE CONTEXT OF ACADEMIC OR RESEARCH PROGRAMS AND RECIPIENTS SPEND THEIR GRANT FUNDS UNDER THE SUPERVISION OF THE PROGRAM FOR THE USE OF THE FUNDS. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING.

Schedule I (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990. SchJMediumBullet

See separate instructions.
SchJMediumBullet

Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? ................

Yes

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Yes

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 5a or 5b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 6a or 6b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Yes

Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................

If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2013

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(1)EDWARD GREFENSTETTETERM TRUSTEE 2016	(i) (ii)	0 420,000	0 0	0 5,056	0 265,388	0 7,848	0 698,292	0 0
(2)ROBERTA LOU KLATZKYEX-OFFICIO TRUSTEE/CHAIR OF FACULTY	(i) (ii)	204,755 0	0 0	17,500 0	18,044 0	7,917 0	248,216 0	0 0
(3)SUBRA SURESHPRESIDENT/EX-OFFICIO TRUSTEE	(i) (ii)	353,264 0	186,637 0	115,799 0	140,400 0	21,199 0	817,299 0	0 0
(4)MARK S KAMLETEXEC. VP AND PROVOST	(i) (ii)	496,085 0	250,000 0	48,189 0	20,400 0	17,835 0	832,509 0	0 0
(5)MARY JO DIVELYVP/GENERAL COUNSEL	(i) (ii)	381,799 0	25,000 0	35,247 0	20,400 0	18,444 0	480,890 0	0 0
(6)AMIR RAHNAMAY-AZARV.P. OF FINANCE/CFO	(i) (ii)	174,741 0	100,000 0	23,056 0	16,000 0	12,038 0	325,835 0	0 0
(7)ELIZABETH A MILAVECASSISTANT TREASURER/AVP FINANCE	(i) (ii)	233,880 0	0 0	2,133 0	19,472 0	17,293 0	272,778 0	0 0
(8)JAY S CALHOUNTREASURER	(i) (ii)	207,249 0	0 0	2,046 0	17,274 0	31,236 0	257,805 0	0 0
(9)CHERYL M HAYSSECRETARY	(i) (ii)	239,577 0	64,739 0	19,098 0	20,400 0	7,555 0	351,369 0	0 0
(10)MICHAEL C MURPHYVP FOR CAMPUS AFFAIRS	(i) (ii)	317,701 0	0 0	26,348 0	20,400 0	16,675 0	381,124 0	0 0
(11)ROBBEE B KOSAKVP FOR UNIV. ADVANCEMENT	(i) (ii)	396,187 0	95,871 0	17,489 0	20,400 0	16,509 0	546,456 0	0 0
(12)CHARLES A KENNEDYCHIEF INVESTMENT OFFICER	(i) (ii)	276,877 0	18,113 0	24,250 0	89,757 0	18,679 0	427,676 0	0 0
(13)RANDAL E BRYANTDEAN, SCHOOL OF COMPUTER SCIENCE	(i) (ii)	320,733 0	0 0	8,346 0	20,400 0	17,707 0	367,186 0	0 0
(14)PAUL D NIELSENCEO/DIRECTOR SEI	(i) (ii)	485,868 0	0 0	26,380 0	20,400 0	5,151 0	537,799 0	0 0
(15)JAMES H GARRETTDEAN, CARNEGIE INSTITUTE OF TECHNOLO	(i) (ii)	318,729 0	30,909 0	27,470 0	20,400 0	18,163 0	415,671 0	0 0
(16)ILKER BAYBARSDEAN/ QATAR CAMPUS	(i) (ii)	452,156 0	0 0	640,277 0	20,400 0	36,307 0	1,149,140 0	0 0
(17)RICHARD MUNDYCHIEF OPERATING OFFICER-QA	(i) (ii)	153,842 0	0 0	457,820 0	13,284 0	25,533 0	650,479 0	0 0
(18)ROBERT DAMMONDEAN/ TEPPER SCHOOL OF BUS	(i) (ii)	503,630 0	0 0	26,502 0	20,400 0	13,882 0	564,414 0	0 0
(19)KRZYSZTOF MATYJASZEWSKIJ.C. WARNER PROF OF NAT SC	(i) (ii)	456,797 0	0 0	17,724 0	24,939 0	14,824 0	514,284 0	0 0
(20)GEORGE WHITEASSOC. TEACHING PROFESSOR OF ENTREPR	(i) (ii)	165,513 0	0 0	296,614 0	14,181 0	26,052 0	502,360 0	0 0
(21)JARED L COHONFORMER OFFICER/TRUSTEE	(i) (ii)	550,736 15,000	69,250 0	186,283 0	20,400 0	49,876 0	876,545 15,000	0 0
(22)DEBORAH MOON SHAFFERFORMER OFFICER	(i) (ii)	0 0	0 0	304,238 0	0 0	0 0	304,238 0	194,998 0

Schedule J (Form 990) 2013

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.

Return Reference	Explanation
PART I, LINE 1A	ALL ITEMS CHECKED IN LINE 1A ARE PROVIDED TO OR FOR A PERSON LISTED IN FORM 990, PART VII TO FURTHER THE BUSINESS, EDUCATIONAL, AND RESEARCH MISSION OF THE UNIVERSITY PURSUANT TO FEDERAL TAX REGULATIONS, IRS ACCOUNTABLE PLAN RULES, AND THE INSTITUTION'S POLICIES AND PROCEDURES. NONTAXABLE BENEFITS DISCLOSED IN COLUMN D INCLUDE, FOR EXAMPLE, CONTRIBUTIONS TO EMPLOYER HEALTH AND WELFARE PLANS, AND EMPLOYER PROVIDED HOUSING.
PART I, LINES 4A-B	MS. SHAFFER LEFT CMU IN OCTOBER, 2012. SEVERANCE BENEFITS TOTALING $304,238 WERE REPORTED IN PART II, COLUMN B (III).
PART I, LINE 7	THE BONUSES THAT WERE PAID AND REPORTED IN PART II, COLUMN B(II) WERE FOR RETENTION, RELOCATION AND/OR PERFORMANCE RELATED.

Schedule J (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet

Attach to Form 990. SchKMediumBullet

See separate instructions.
SchKMediumBullet

Information about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization
CARNEGIE MELLON UNIVERSITY

Employer identification number
25-0969449

Part I

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01728RES4	04-10-2008	120,820,000	REFUNDING 2006A, B & 2007A		X		X		X
B	PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY	23-2243852	70917RXJ9	08-20-2009	183,259,641	REFUNDING 1995 A-D & CAPITAL PROJECTS		X		X		X
C	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01729EKV8	02-23-2012	118,276,655	REFUNDING 1998 & 2002		X		X		X
D	ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY	25-1650137	01729EKY2	02-14-2013	60,529,980	REVENUE BONDS TO FINANCE NEW CONSTRUCTION		X		X		X

Part II

Proceeds

	A		B		C		D
	1 Amount of bonds retired . . . . . . . . . . . . . .
2 Amount of bonds legally defeased . . . . . . . . . . .
3 Total proceeds of issue . . . . . . . . . . . . . .	120,820,000		183,259,641		118,276,655		60,529,980
4 Gross proceeds in reserve funds . . . . . . . . . . . .
5 Capitalized interest from proceeds . . . . . . . . . . .
6 Proceeds in refunding escrows . . . . . . . . . . . .
7 Issuance costs from proceeds . . . . . . . . . . . .	493,831		1,247,008		573,445		493,713
8 Credit enhancement from proceeds . . . . . . . . . . .
9 Working capital expenditures from proceeds . . . . . . . . .	270,329		1,575,282		38,211
10 Capital expenditures from proceeds . . . . . . . . . . .	15,004,252		15,004,252				17,955,107
11 Other spent proceeds . . . . . . . . . . . . . .	120,055,840		165,433,099		117,664,999
12 Other unspent proceeds . . . . . . . . . . . . . .	42,081,160						42,081,160
13 Year of substantial completion . . . . . . . . . . . .	2010		2011		2012		2016
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue? . . . . .	X		X		X			X
15 Were the bonds issued as part of an advance refunding issue? . . . . .		X		X		X		X
16 Has the final allocation of proceeds been made? . . . . . . . .	X		X		X			X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . .	X		X		X		X

Part III

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .		X		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .	X		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2013

Page 2

Part III

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .	X		X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .	X		X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?	X		X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . .	1.600 %		1.200 %		0 %		0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . .	0 %		0 %		0 %		0 %
6 Total of lines 4 and 5 . . . . . . . . . . . . .	1.600 %		1.200 %		0 %		0 %
7 Does the bond issue meet the private security or payment test? . . . . .		X		X		X		X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .		X		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? . . . . . . .	X		X		X		X

Part IV

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T? . . . . .		X		X		X		X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .		X		X	X		X
b Exception to rebate? . . . . . . . .		X	X			X		X
c No rebate due? . . . . . . . .	X			X		X		X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .	X			X		X		X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider . . . . . . . . .
c Term of hedge . . . . . . . . . .
d Was the hedge superintegrated? . . . .
e Was the hedge terminated? . . . . . .

Schedule K (Form 990) 2013

Page 3

Part IV

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .		X		X		X		X
b Name of provider . . . . . . . . .
c Term of GIC . . . . . . . . . .
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .		X		X		X		X
7 Has the organization established written procedures to monitor the requirements of section 148? . . .	X		X		X		X

Part V

Procedures To Undertake Corrective Action

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part VI

Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).

Return Reference	Explanation

Schedule K (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule L
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Transactions with Interested Persons

Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet

Attach to Form 990 or Form 990-EZ. MediumBullet

See separate instructions.
MediumBullet

Information about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

1(a) Name of disqualified person	(c) Description of transaction	(d) Corrected?
1(a) Name of disqualified person	(c) Description of transaction	Yes	No

Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image

Part II

Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	(d) Loan to or from the organization?		(e)Original principal amount	(f)Balance due	(g) In default?		(h) Approved by board or committee?		(i)Written agreement?
(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	To	From	(e)Original principal amount	(f)Balance due	Yes	No	Yes	No	Yes	No






Total ...... $

Part III

Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of assistance	(d) Type of assistance	(e) Purpose of assistance

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50056A

Schedule L (Form 990 or 990-EZ) 2013

Page 2

Part IV

Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of transaction	(d) Description of transaction	(e) Sharing of organization's revenues?
(a) Name of interested person		(c) Amount of transaction	(d) Description of transaction	Yes	No
(1) ACCENTURE LLP	D. DUBLON -CMU LIFE TRUSTEE- DIRECTOR OF ACCENTURE - UNIVERSITY VENDOR	6,804,682	SEE PART V PAYMENTS MADE TO/RECEIVED FROM ACCENTURE FOR PROFESSIONAL FEES		No
(2) GIANT EAGLE	D. SHAPIRA -CMU LIFE TRUSTEE- PRESIDENT/CEO GIANT EAGLE- UNIVERSITY VENDOR	123,805	SEE PART V PAYMENTS MADE TO GIANT EAGLE FOR EXEC ED/MEALS		No
(3) GENERAL MOTORS	E. DAVIS - CMU LIFE TRUSTEE - GM BOARD MEMBER - UNIVERSITY VENDOR	139,100	SEE PART V PAYMENTS RECEIVED FROM GENERAL MOTORS FOR EXECUTIVE EDUCATION		No
(4) HEWLETT-PACKARD CO	R. LANE - CMU LIFE TRUSTEE- EXECUTIVE CHAIRMAN OF HP - UNIVERSITY VENDOR	148,248	SEE PART V PAYMENTS MADE TO/FROM HEWLETT-PACKARD CO. FOR EQUIPMENT AND EXECUTIVE EDUCATION		No
(5) HIGHMARK INC	M. KAMLET -CMU OFFICER - OFFICER OF HIGHMARK, INC. - UNIVERSITY VENDOR	7,233,624	SEE PART V PAYMENTS MADE TO HIGHMARK FOR HEALTH INSURANCE COVERAGE		No
(6) PNC FINANCIAL SERVICES GROUP	J. ROHR -CMU LIFE TRUSTEE - CHAIRMAN/CEO OF PNC - UNIVERSITY VENDOR	4,036,028	SEE PART V PAYMENTS MADE TO/FROM PNC FOR BANK CARD REVENUE AND FEES		No
(7) REGIONAL INDUSTRIAL DEVELOPMENT CORP	M. KAMLET - CMU OFFICER - BOAD MEMBER OF RIDC - CARNEGIE MELLON VENDOR	3,705,967	SEE PART V PAYMENTS MADE TO RIDC FOR BUILDING MANAGEMENT SERVICES		No
(8) TRANE	J. COHON -CMU FORMER OFFICER - BOARD MEMBER OF TRANE - UNIVERSITY VENDOR	396,750	SEE PART V PAYMENTS MADE TO TRANE FOR HVAC SERVICES		No
(9) C BRODSKY	M. KAMLET - CMU OFFICER - HUSBAND OF C. BRODSKY - CMU EMPLOYEE	115,598	SEE PART V COMPENSATION FOR PROFESSOR OF COLLEGE OF FINE ARTS		No
(10) R SWENDSEN	R. KLATZKY - CMU EX-OFFICIO TRUSTEE - WIFE OF R. SWENDSEN - CMU EMPLOYEE	208,079	SEE PART V COMPENSATION FOR PROFESSOR OF PHYSICS		No

Part V

Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).

Return Reference	Explanation

Schedule L (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
Right pointing arrow large image

Information about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....	X	1	4,950	APPRAISAL
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..	X		50,950	APPRAISAL
5 Clothing and household goods .......
6 Cars and other vehicles ..
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	210	25,072,194	FAIR MARKET VALUE
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....
19 Food inventory ...
20 Drugs and medical supplies .
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( MISCELLANEOUS )	X	10	301,550	FAIR MARKET VALUE
26 Other ( COMPUTER EQPT )	X	8	263,157	FAIR MARKET VALUE
27 Other ( ALUMNI EVENT )	X	133	80,938	COST
28 Other ( )

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that

it must hold for at least three years from the date of the initial contribution, and which is not required to be used

for exempt purposes for the entire holding period? ..................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

If "Yes," describe in Part II.

If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2013)

Page 2

Part II

Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference	Explanation
PART I, COLUMN (B):	THE NUMBER SHOWN IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS CARNEGIE MELLON UNIVERSITY RECEIVED FOR EACH TYPE OF PROPERTY FOR YEAR ENDED JUNE 30, 2014.

Schedule M (Form 990) (2013)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Return Reference	Explanation
FORM 990, PART VI, SECTION A, LINE 2	IRA J. GUMBERG AND DAVID S. SHAPIRA ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. IRA J. GUMBERG AND JAMES E. ROHR ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. MARK KAMLET AND EVAN FRAZIER HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION A, LINE 7A	CARNEGIE MELLON HAS SIX EX-OFFICIO TRUSTEES WHO ARE MEMBERS OF THE BOARD OF TRUSTEES BY HOLDING THE FOLLOWING OFFICES: MAYOR OF THE CITY OF PITTSBURGH PRESIDENT OF COUNCIL OF THE CITY OF PITTSBURGH PRESIDENT OF CARNEGIE MELLON UNIVERSITY PRESIDENT OF CARNEGIE MELLON ALUMNI ASSOCIATION PRESIDENT OF THE ANDREW CARNEGIE SOCIETY OF CARNEGIE MELLON CHAIRMAN OF CARNEGIE MELLON FACULTY SENATE EX-OFFICIO TRUSTEES ARE FULL VOTING MEMBERS WITH ALL RIGHTS AND RESPONSIBILITES THERETO EXCEPT THAT THE PRESIDENT OF CARNEGIE MELLON UNIVERSITY HAS NO VOTING RIGHTS WHEN SERVING AS A MEMBER OF THE AUDIT COMMITTEE OF THE BOARD.
FORM 990, PART VI, SECTION B, LINE 11	CARNEGIE MELLON'S TAX DEPARTMENT IS RESPONSIBLE FOR GATHERING RELEVANT INFORMATION AND PREPARING THE ANNUAL FORM 990. ONCE THE FORM IS COMPLETE IN DRAFT STATUS, IT IS REVIEWED WITH CARNEGIE MELLON'S INDEPENDENT CERTIFIED PUBLIC ACCOUNTING (CPA) FIRM. UPON COMPLETION OF INDEPENDENT REVIEW BY THE CPA FIRM, THE FORM IS REVIEWED BY THE VICE PRESIDENT FOR FINANCE AND CHIEF FINANCIAL OFFICER, ASSOCIATE VICE PRESIDENT FOR FINANCE AND CONTROLLER, PRESIDENT, TAX DEPARTMENT AND THEN PRESENTED TO AND REVIEWED WITH THE CHAIRS OF THE AUDIT AND FINANCE COMMITTEES. FINALLY, A COMPLETED COPY OF THE FORM IS PROVIDED TO THE BOARD OF TRUSTEES FOR THEIR REVIEW PRIOR TO FILING FORM 990 WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C	CARNEGIE MELLON REQUIRES EACH TRUSTEE, OFFICER, AND MEMBER OF SENIOR MANAGMENT TO DISCLOSE ANNUALLY THE EXISTENCE OF ANY CIRCUMSTANCES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST WITH THE INSTITUTION. THE PROCESS IS INITIATED EACH FISCAL YEAR BY THE ASSISTANT SECRETARY OF THE UNIVERSITY SENDING AN ELECTRONIC CONFLICT OF INTEREST QUESTIONNAIRE TO THE ABOVE NOTED INDIVIDUALS. COMPLETED QUESTIONNAIRES ARE RETURNED TO THE SECRETARY FOR EVALUATION OF ACTUAL OR PERCEIVED CONFLICTS BY THE INSTITUTION AND ANNUAL REPORTING IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. ALL OFFICERS AND MEMBERS OF THE BOARD ARE REQUIRED TO DISCLOSE CONFLICTS AS THEY ARISE THROUGHOUT THE YEAR.
FORM 990, PART VI, SECTION B, LINE 15A	THE COMPENSATION COMMITTEE ANNUALLY REVIEWS AND RECOMMENDS TO THE EXECUTIVE COMMITTEE FOR APPROVAL THE PRESIDENT'S SALARY, COMPENSATION, AND BENEFIT PACKAGE AND REVIEWS AND APPROVES THE SALARY OF THE PROVOST, VICE PRESIDENTS, AND DEANS. THE COMMITTEE OBTAINS APPROPRIATE ANALYSES AND STUDIES PREPARED BY THE ADMINISTRATION AND INDEPENDENT EXTERNAL SOURCES WITH RESPECT TO COMPENSATION OF SIMILAR ORGANIZATIONS TO AID IN EVALUATING COMPENSATION AND BENEFIT PLAN LEVELS, PRACTICES AND STRATEGIES TO ENSURE THAT THE UNIVERSITY'S COMPENSATION PRACTICES ARE COMPARABLE TO SIMILAR ORGANIZATIONS AND APPROPRIATE TO ATTRACT, OBTAIN AND RETAIN QUALIFIED PERSONNEL. THIS INCLUDES REVIEWING SURVEY DATA FOR SIMILAR POSITIONS AMONG A SELECT GROUP OF PEER INSTITUTIONS. THE COMMITTEE SUBMITS ITS RECOMMENDATIONS FOR THE PRESIDENT'S SALARY AND COMPENSATION PACKAGE TO THE EXECUTIVE COMMITTEE FOR REVIEW AND APPROVAL. THE EXECUTIVE COMMITTEE RECEIVES AN ANNUAL REPORT FROM THE UNIVERSITY'S COMPENSATION COMMITTEE INCLUDING SIGNIFICANT COMPENSATION AND BENEFIT PLAN POLICY CHANGES. IT REPORTS TO THE FULL BOARD ON THIS AND THE COMPETITIVENESS OF THE UNIVERSITY'S COMPENSATION LEVELS AND BENEFIT PLANS IN RELATION TO PEER INSTITUTIONS.
FORM 990, PART VI, SECTION C, LINE 19	CARNEGIE MELLON'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION. THE DOCUMENTS ARE AVAILABLE UPON REQUEST OR CAN BE OBTAINED BY VISITING THE WEBSITE AT WWW.CMU.EDU.
FORM 990, PART VII, SECTION A, LINE 1A:	EMERITUS LIFE TRUSTEES ARE WELCOME AT ALL MEETINGS, RECEIVE ALL NOTICES, MINUTES AND REPORTS OF MEETINGS, AND ARE FREE TO PARTICIPATE IN ALL DISCUSSIONS, BUT ARE NOT ENTITLED TO VOTE ON ANY MATTER. ANY LIFE TRUSTEE, AFTER AGE 60, MAY, AT HIS OR HER REQUEST, TRANSFER TO THE STATUS OF EMERITUS LIFE TRUSTEE. EACH LIFE TRUSTEE ELECTED AFTER JANUARY 1, 1960, WHO ATTAINS THE AGE OF 75 WHILE A TRUSTEE, SHALL BECOME AN EMERITUS TRUSTEE ON THE DAY PRECEDING THE ANNUAL MEETING OF THE BOARD FOLLOWING SUCH TRUSTEE'S 75TH BIRTHDAY. THE FOLLOWING INDIVIDUALS WERE MEMBERS OF CARNEGIE MELLON'S BOARD OF TRUSTEES IN THE CAPACITY OF EMERITUS LIFE TRUSTEES: PAUL A. ALLAIRE, ARTHUR H. ARONSON, CAROL R. BROWN, ROBERT M. BROWN III, FRANK V. CAHOUET, DOUGLAS D. DANFORTH, W. LOGAN DICKERSON, EDWARD DONLEY, WILLIAM B. ELLIS, CYNTHIA FRIEDMAN, CLAIRE W. GARGALLI, WILLIAM GOLDSMITH, RICHARD D. HAMILTON, WILTON A. HAWKINS, ORION L. HOCH, T. JEROME HOLLERAN, W. LEE HOSKINS, JUSTIN M. JOHNSON,PATRICIA ASKWITH KENNER, DAVID M. KIRR, HANS W. LANGE, EDWARD E. LUCENTE, THOMAS A. MCCONOMY,JACK E. MCGRATH, REGINA GOUGER MILLER, LINDSAY J. MORGENTHALER, ALESSANDRO OVI, NORMAN F. PARKER, CHARLES J. QUEENAN, JR. ESQ, JOHN G. RANGOS, SR., DAVID RODERICK, VINCENT A. SARNI, JOYCE B. SCOTT, RAYMOND W. SMITH, WILLIAM P. SNYDER III, W. LOWELL STEINBRENNER, JAMES M. WALTON, KONRAD M. WEIS.
FORM 990, PART VII, SECTION A, COLUMN B:	FOR EACH PERSON LISTED IN COLUMN A WHO IS AN EMPLOYEE OF CARNEGIE MELLON UNIVERSITY, THE AVERAGE NUMBER OF HOURS PER WEEK STATED IS 40 HOURS PER WEEK; HOWEVER, THE ACTUAL NUMBER OF HOURS WORKED VARIES BETWEEN 40-80 HOURS PER WEEK.
FORM 990, PART XI, LINE 9:	GIFT-IN-KIND DONATIONS ADJUSTMENT -74,526. LAMME DISTRIBUTIONS 52,437. LAMME UNREALIZED GAINS/LOSS -149,496. CHANGE IN SWAP VALUE NET OF INTEREST EXPENSE -5,078,909.
FORM 990, PART XII, FINANCIAL STATEMENTS AND REPORTING:	CARNEGIE MELLON HAS AN AUDIT COMMITTEE OF THE BOARD OF TRUSTEES THAT IS RESPONSIBLE FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND THE SELECTION OF A CERTIFIED INDEPENDENT ACCOUNTING FIRM THAT AUDITS THE FINANCIAL STATEMENTS. CARNEGIE MELLON'S FINANCIAL STATEMENTS ARE CONSOLIDATED. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990. MediumBullet

See separate instructions.
MediumBullet

Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

CARNEGIE MELLON UNIVERSITY

Employer identification number

25-0969449

Part I

Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) CM SPE LLC 5000 FORBES AVENUE PITTSBURGH,PA15213 25-0969449	LEASEHOLDER	PA	354,084	2,816,465	CARNEGIE MELLON UNIVERSITY

Part II

Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1) BENJAMIN GARVER LAMME SCHOLARSHIP FUND 5000 FORBES AVENUE PITTSBURGH,PA15213 25-6030362	FELLOWSHIP FUND	PA	501(C)(3)	509(A)(3)	CARNEGIE MELLON UNIVERSITY		No
(2) JACK G BUNCHER CHARITABLE FUND FOR CARNEGIE MELLON UNIVERSITY 5600 FORWARD AVENUE PITTSBURGH,PA15217 20-4393107	GRANT FUND	PA	501(C)(3)	509(A)(3)	CARNEGIE MELLON UNIVERSITY		No
(3) MPC CORPORATION 5000 FORBES AVENUE PITTSBURGH,PA15213 25-1128244	RESEARCH AND DEVELOPMENT	PA	501(C)(3)	509(A)(3)	N/A		No
(4) THE DIETRICH FOUNDATION 600 GRANT STREET SUITE 5360 PITTSBURGH,PA15219 36-4711746	PHILANTHROPY	PA	501(C)(3)	509(A)(3)	N/A		No

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2013

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Predominant income(related, unrelated, excluded from tax under sections 512-514)	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity		(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) CARNEGIE INNOVATIONS LLC 11 STANWIX STREET PITTSBURGH,PA15222 45-5177927	EDUCATION	PA	CARNEGIE MELLON UNIVERSITY	RELATED	2,948,775	-18,194,323		No		Yes		90.000 %
(2) CL ACQUISITION LLC 5000 FORBES AVENUE PITTSBURGH,PA15213	NO ACTIVITY	PA	N/A
(3) CLEARMODEL LLC 11 STANWIX STREET 11TH FLOOR PITTSBURGH,PA15222 30-0750321	RESEARCH AND DEVELOPMENT	PA	N/A
(4) ACATAR LLC 2100 WHARTON STREET PITTSBURGH,PA15203 90-0870848	EDUCATION	PA	N/A
(5) ICARNEGIE GLOBAL LEARNING LLC 210 SIXTH AVENUE SUITE 3570 PITTSBURGH,PA15222 38-3887172	EDUCATION	PA	N/A
(6) ACROBATIQ LLC 2100 WHARTON STREET PITTSBURGH,PA15203 90-0947643	EDUCATION	PA	N/A
(7) SYSTEMIQ LLC 5000 FORBES AVENUE PITTSBURGH,PA15213 35-2506816	NO ACTIVITY	PA	N/A

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets		Yes	No
(1) ICARNEGIE INC 4615 FORBES AVENUE PITTSBURGH,PA15213 01-0625769	EDUCATION	PA	CARNEGIE MELLON UNIVERSITY	C	1,966,577	1,155,282	100.000 %	Yes
(2) ICARNEGIE INTERNATIONAL LTD C/O APPLEBY CANONS COURT 22 VICT PO BOX HM 1179,HAMILTON HMEX BD	EDUCATION	BD	CARNEGIE MELLON UNIVERSITY	C			100.000 %		No
(3) SEI-EUROPE GMBH FRANKFURT DIE WELLE AN DER WELLE 4 60 322 FRANKFURT GM	MARKET AND DEVELOPMENT	GM	CARNEGIE MELLON UNIVERSITY	C	33,647	490,578	100.000 %		No
(4) IRREVOCABLE TRUST (1)	TRUST	PA		T		345,905	100.000 %		No
(5) ESTATE (1)	TRUST	PA		T		397,285	100.000 %		No
(6) PERPETUAL TRUST (5)	TRUST	PA		T		3,412,481	100.000 %		No
(7) CHARITABLE REMAINDER TRUST (1)	TRUST	PA		T	286,823		100.000 %		No
(8) REVOCABLE TRUST (1)	TRUST	PA		T	2,251	21,563,453	100.000 %		No
(9) CHARITABLE LEAD TRUST (1)	TRUST	PA		T	33,600	779,675	100.000 %		No

Schedule R (Form 990) 2013

Page 3

Part V

Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .

b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .

k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .

l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .

m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .

Yes

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .

o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) CLEARMODEL LLC	M	454,499	CASH
(2) ACATAR LLC	M	3,000,000	CASH
(3) BENJAMIN GARVER LAMME SCHOLARSHIP FUND	C	52,437	CASH
(4) JACK G BUNCHER CHARITABLE BUNCHER FUND	C	1,000,000	CASH
(5) MPC CORPORATION	C	7,195,707	CASH
(6) THE DIETRICH FOUNDATION	C	10,287,345	CASH

Schedule R (Form 990) 2013

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V?UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V?UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2013

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R (see instructions).

Return Reference	Explanation

Schedule R (Form 990) 2013

Additional Data

Software ID:
Software Version:

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................	Yes	No