Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions. Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
PLAN INTERNATIONAL INC
Employer identification number
51-0169168
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization?
................
11g(i)
(ii)
A family member of a person described in (i) above?
......................
11g(ii)
(iii)
A 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of monetary support
Yes
No
Yes
No
Yes
No
(A)
Plan Int'l USA Inc
135661832
7
Yes
Yes
Yes
58,889,648
(B)
Plan Int'l Australia
000000000
7
Yes
Yes
No
36,788,759
(C)
Plan Belgium
000000000
7
Yes
Yes
No
12,612,627
(D)
Plan Int'l Canada
000000000
7
Yes
Yes
No
108,160,122
(E)
Plan Suomi Saatio
000000000
7
Yes
Yes
No
13,288,948
(F)
Plan Int'l France
000000000
7
Yes
Yes
No
13,183,713
(G)
Plan Int'l Dtschlnd EV
000000000
7
Yes
Yes
No
128,622,332
(H)
Plan Japan
000000000
7
Yes
Yes
No
23,341,931
(I)
Stichting Plan Ndrlnd
000000000
7
Yes
Yes
No
40,150,478
(J)
Plan Norge
000000000
7
Yes
Yes
No
56,133,879
(K)
Plan Int'l de Espana
000000000
7
Yes
Yes
No
9,696,082
(L)
Plan Int'l Sverige
000000000
7
Yes
Yes
No
32,506,012
(M)
Plan Int'l UK
000000000
7
Yes
Yes
No
76,679,475
(N)
Plan Denmark
000000000
7
Yes
Yes
No
5,304,715
(O)
Plan Ireland
000000000
7
Yes
Yes
No
14,097,152
(P)
Plan Korea
000000000
7
Yes
Yes
No
10,011,168
(Q)
Plan Switzerland
000000000
7
Yes
Yes
No
2,824,003
(R)
Plan Hong Kong
000000000
7
Yes
Yes
No
3,986,347
(S)
Fundacion Plan (Columbia)
000000000
7
Yes
Yes
No
46,867
(T)
Plan India
000000000
7
Yes
Yes
No
87,641
Total
646,411,899
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6
Public support. Subtract line 5 from line 4.
0
Section B. Total Support
Calendar year
(or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
7
Amounts from line 4..
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
0
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
10
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11
Total support (Add lines 7 through 10).
12
Gross receipts from related activities, etc. (see instructions)
..................
12
13
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.................................................
Section C. Computation of Public Support Percentage
14
Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f))
.........
14
0 %
15
Public support percentage for 2012 Schedule A, Part II, line 14
...............
15
16a
33 1/3% support test—2013.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
.......................
b
33 1/3% support test—2012.
If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2013.
If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization
.....................................................
b
10%-facts-and-circumstances test—2012.
If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization
................................................
18
Private foundation.
If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions
.....................................................
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c
Add lines 7a and 7b..
8
Public support (Subtract line 7c from line 6.)
0
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
9
Amounts from line 6...
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c
Add lines 10a and 10b.
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
..
13
Total support. (Add lines 9, 10c, 11, and 12.)..
14
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f))
.........
15
0 %
16
Public support percentage from 2012 Schedule A, Part III, line 15
...............
16
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f))
......
17
0 %
18
Investment income percentage from 2012 Schedule A, Part III, line 17
.............
18
19a
33 1/3% support tests—2013.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
........
b
33 1/3% support tests—2012.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
.....
20
Private foundation.
If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information.
Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
Explanation
Schedule A (Form 990 or 990-EZ) 2013
Additional Data
Software ID:
13000178
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
PLAN INTERNATIONAL INC
Employer identification number
51-0169168
Return Reference
Explanation
Pt VI, Line 3
Plan International, Inc. has a management services
Pt VI, Line 3
subsidiary, Plan Limited, established in the United Kingdom.
Pt VI, Line 3
The directors of this subsidiary during the year ended
Pt VI, Line 3
June 30, 2014 were the CEO, Deputy CEO and CFO of Plan
Pt VI, Line 3
International, Inc. The Deputy CEO, CFO and other Senior
Pt VI, Line 3
Management of Plan Limited report to the CEO of Plan
Pt VI, Line 3
International, Inc. The services provided by Plan Limited
Pt VI, Line 3
include programme and fundraising support services and
Pt VI, Line 3
management services for Plan International, Inc. and its
Pt VI, Line 3
member organizations. Programme support services include
Pt VI, Line 3
programme policy and technical expertise, impact evaluations
Pt VI, Line 3
and research, as well as systems which are integral to
Pt VI, Line 3
programme implementation. Fundraising activities include
Pt VI, Line 3
funding of New Plan National Organizations, business development
Pt VI, Line 3
of existing National Organizations and business planning
Pt VI, Line 3
services designed to develop the fundraising capabilities
Pt VI, Line 3
of Plan. Support activities include governance, legal,
Pt VI, Line 3
finance, internal audit, human resources and back office
Pt VI, Line 3
information technology services.
Pt VI, Line 3
.
Pt VI, Line 6
The members of Plan International, Inc. are separate
Pt VI, Line 6
legal entities (National Organizations) established with
Pt VI, Line 6
objectives, purposes and constitutions which are substantially
Pt VI, Line 6
similar to those of Plan International, Inc. These National
Pt VI, Line 6
Organizations carry out fundraising, development education
Pt VI, Line 6
and advocacy; the National Organizations in India and
Form 990, Part III, Line 4d
SEE SCHEDULE O XXX-XX-XXXX. 0. 0.
Pt VI, Line 6
Columbia also carry out development programmes in their
Pt VI, Line 6
respective countries. National Organizations are admitted
Pt VI, Line 6
as members of Plan International Inc. in accordance
Pt VI, Line 6
with Plan International Inc.'s Bylaws. During the year
Pt VI, Line 6
ended June 30, 2014 there were 20 Member National Organizations.
Pt VI, Line 6
.
Pt VI, Line 7a
The Board of Plan International, Inc. is elected by the
Pt VI, Line 7a
members of Plan International Inc. Elections are held
Pt VI, Line 7a
either when the term of office of a Board of Director
Pt VI, Line 7a
expires or upon the resignation of a Board of Director.
Pt VI, Line 7a
Each term of office is for a period of three (3) years.
Pt VI, Line 7a
.
Pt VI, Line 7b
The Members Assembly has the responsibility for approving
Pt VI, Line 7b
the strategy of Plan International, Inc., the annual
Pt VI, Line 7b
budget and long term financial plans, the appointment of
Pt VI, Line 7b
auditors, the annual financial statements, changes to
Pt VI, Line 7b
the governance documents and governance arrangement
Pt VI, Line 7b
establishing the goals for the Board and monitoring its
Pt VI, Line 7b
performance and ratifying the appointment of the CEO.
Pt VI, Line 7b
.
Pt VI, Line 7b
Each Member National Organization is entitled to a
Pt VI, Line 7b
minimum of one vote. Entitlement to further votes is
Pt VI, Line 7b
determined by the level of funds transferred to Plan
Pt VI, Line 7b
International, Inc. or to Plan International, Inc.s
Pt VI, Line 7b
approved programmes in India and Columbia.
Pt VI, Line 7b
.
Pt VI, Line 11b
The form 990 is reviewed by senior members of the Global Finance
Pt VI, Line 11b
Department as well as the Chief Finance Officer and an
Pt VI, Line 11b
independent certified public accountant appointed by the organization.
Pt VI, Line 11b
.
Pt VI, Line 12c
Plan International, Inc. has required Directors, Officers
Pt VI, Line 12c
and Key Employees to disclose potential conflicts of interest as
Pt VI, Line 12c
they arise throughout the year ended June 30, 2014. The
Pt VI, Line 12c
Corporation revised its Conflict of Interest policy in June
Pt VI, Line 12c
2014 to meet the requirements of the New York State
Pt VI, Line 12c
Non-Profit Revitalization Act and other developments in
Pt VI, Line 12c
good practice. On introduction of the new policy, Officers
Pt VI, Line 12c
Directors, Key Employees, Regional Directors, other Senior
Pt VI, Line 12c
Manaement of the Management Services Company, Plan Limited, and
Pt VI, Line 12c
the Group Treasurer were required to disclose relevent
Pt VI, Line 12c
interests or confirm that none arose. Declarations will
Pt VI, Line 12c
continue to be required as circumstances change when
Pt VI, Line 12c
individuals are newly appointed annually. Entries on the register
Pt VI, Line 12c
of interest will be disclosed to the Financial Audit Committee
Pt VI, Line 12c
of the Board at least annually.
Pt VI, Line 12c
.
Pt VI, Line 15a
The compensation of the CEO is determined by a performance
Pt VI, Line 15a
review by the Chair and the Vice Chair of the Board and
Pt VI, Line 15a
by the use of comparability data for similar roles in the Sector.
Pt VI, Line 15a
.
Pt VI, Line 19
The financial statements of Plan International, Inc. together
Pt VI, Line 19
with the governing documents and policies are available
Pt VI, Line 19
upon request. Additionally, Plan International, Inc. posts
Pt VI, Line 19
the Annual Review and Worldwide accounts as well as the
Pt VI, Line 19
main policies that govern's Plan's work on its website
Pt VI, Line 19
(http://plan-international.org).
Pt VI, Line 19
.
Pt XI
Other changes in net assets or fund balances is due to the
Pt XI
currency translation adjustment between opening and
Pt XI
closing reserves of $13,836,607.
Pt XI
.
Part III
Child Participation: $73,969,379. Supporting the Convention
Question 4d
on the Rights of the Child, Plan helps children and young
Part III
people to become aware of their rights and strengthen their
Question 4d
confidence and leadership skills. Plan supports education through
Part III
child media and life skills training for adolescents. Plan
Question 4d
helps children and youth groups to monitor children's rights
Part III
calling government and service providers to account while
Question 4d
supporting activities to increase public knowledge and
Part III
understanding of poverty and vulnerability issues that
Question 4d
prevent children from attaining their full potential.
Part III, Q 4d
.
Part III
Economic Security: $63,085,335. Plan invests in farming resources,
Question 4d
irrigation systems, microfinance, and training communities
Part III
in the management of natural resources. Through these
Question 4d
programmes young people are given access to knowledge and
Part III
skills necessary to secure productive work. During the
Question 4d
fiscal year ended June 30, 2014 Plan trained 135,762 people
Part III
in business and vocational skills and supported 64,280
Question 4d
local savings groups reaching 1,142,720 members.
Part III, 4 4d
.
Part III
Water and Sanitation: $53,862,443. Through the provision of
Question 4d
safe affordable drinking water, the installation of latrines
Part III
and sewer systems, all of which is supported by health education and
Question 4d
training, Plan helps young people and children realize their right
Part III
to improved health. During the fiscal year ended June 30, 2014,
Question 4d
Plan worked with 835,207 households to improve their
Part III
sanitation facilities and helped communities to build or
Question 4d
refurbish 4,112 water points.
Part II, Q 4d
.
Part III
Protection of Children (from violence, abuse, neglect,
Question 4d
and exploitation): $40,844,867. Training of children and parents,
Part III
capacity building of government and civil society organizations
Question 4d
in child protection issues, child protection and promotion
Part III
of children's rights. During the fiscal year ended June 30, 2014, Plan
Question 4d
provided child protection training for 214,747 community members
Part III
and 58,008 staff members of partner organizations.
Question 4d
.
Part III
Sponsorship Communications: $50,630,369. The organization of
Question 4d
communications between sponsors and sponsored children
Part III
including related logistical costs and the cost of
Question 4d
software to digitalize communication materials.
Part III
.
Question 4d
Sexual and Reproductive Health: $22,795,323. Plan supports
Part III
access to gender-sensitive and age-appropriate sexual
Question 4d
education through confidential youth-friendly sexual
Part III
and reproductive health services.
Question 4d
.
Schedule A Page 1
All of the organizations listed on line H are non-profit
Part 1, Line 11h
charitable fundraising organizations operating in their
& Schedule R
home countries. Funds obtained by these National Organizations
Part II, Columns
are distributed by Plan International, Inc. to support
D and E
children, families and communities through Plan International,
Schedule A Page 1
Inc.'s field offices in 50 countries. Plan International
Part 1, Line 11h
USA, Inc. is the only affiliated entity incorporated and
& Schedule R
operating in the United States and is exempt from taxation
Part II,
under Internal Revenue Code Section 501(c)(3) and receives
Columns
a substantial part of its support from the general public.
D and E
.
Form 990, Page 3
Independent audited financial statements for the fiscal year
Part IV, Question
ended June 30, 2014 were prepared on a consolidated basis
12
but not for Plan International, Inc. as a separate entity.
& 12A
.
Form 990, Part
In addition to the countries listed on the supplemental
V, Page 5,
schedule for this line item. Plan International, Inc.
Line
also maintained accounts in South Sudan, Timor Leste and
4b
Myanmar.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.