Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)PNC BANK NA 620 LIBERTY AVENUE 10   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA152222705
A Employer identification number

31-1411794
B Telephone number (see instructions)

(412) 762-0861
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$24,771,166J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule)..............  
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 575,189 575,189  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,259,196
b Gross sales price for all assets on line 6a 7,102,967
7 Capital gain net income (from Part IV, line 2)... 1,259,196
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,834,385 1,834,385  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 64,573 51,658   12,915
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 52,998 3,032   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 46,871 32   46,839
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 164,442 54,722 0 59,754
25 Contributions, gifts, grants paid........ 1,161,125 1,161,125
26 Total expenses and disbursements. Add lines 24 and 25 1,325,567 54,722 0 1,220,879
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 508,818
b Net investment income (if negative, enter -0-) 1,779,663
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 5,866,577 484,715 484,715
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 154,650 56,412 75,718
b Investments—corporate stock (attach schedule)........ 4,223,938 5,469,043 7,900,617
c Investments—corporate bonds (attach schedule)........ 1,605,243 2,706,714 2,788,070
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 7,219,963 Click to see attachment10,594,075 13,522,046
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 19,070,371 19,310,959 24,771,166
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 19,053,483 19,294,071
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 16,888 16,888
30 Total net assets or fund balances (see instructions)...... 19,070,371 19,310,959
31 Total liabilities and net assets/fund balances (see instructions).. 19,070,371 19,310,959
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 19,070,371
2 Enter amount from Part I, line 27a..................... 2 508,818
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 19,579,189
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 268,230
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 19,310,959
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 26.08 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-01-01
b 4.3 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-01-01
c 13.03 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-01-01
d 1000. ANHEUSER BUSCH INBEV SPONSORED ADR   2012-09-12 2014-01-07
e 1500. AVNET INC   2013-09-25 2014-01-07
500. CHUBB CORP COM   2008-02-19 2014-01-07
600. COOPER COS INC NEW   2013-01-14 2014-01-07
1000. DOLLAR TREE INC   2009-01-06 2014-01-07
1500. E M C CORP MASS COM   2013-01-14 2014-01-07
1500. E M C CORP MASS COM   2011-09-29 2014-01-07
1150. EASTMAN CHEM CO   2013-01-14 2014-01-07
600. EXXON MOBIL CORP     2014-01-07
400. INTERNATIONAL BUSINESS MACHS CORP     2014-01-07
1100. JACOBS ENGINEERING GROUP INC   2013-02-27 2014-01-07
500. MCDONALDS CORP COM   2011-09-29 2014-01-07
500. MYLAN INC   2013-04-04 2014-01-07
1500. MYLAN INC   2012-09-12 2014-01-07
1000. NATIONAL OIL-WELL INC COM   2010-08-31 2014-01-07
800. OGE ENERGY CORP   2011-09-29 2014-01-07
950. PHILIP MORRIS INTERNAT-W/I   2013-01-14 2014-01-07
1300. ROBERT HALF INTERNATIONAL INC   2013-02-27 2014-01-07
550. ROCK-TENN CO CL A   2013-09-25 2014-01-07
900. STATE STR CORP COM   2013-02-27 2014-01-07
1500. VIACOM INC   2009-08-14 2014-01-07
950. ENSCO PLC CLASS A SEDOL B4VLR19   2013-01-14 2014-01-07
1. WORLDCOM INC COM   2000-12-31 2014-01-08
1. WYETH   2000-12-31 2014-01-08
4030.571 BLACKROCK FUNDS INTL OPPORTUNITIES PORTFOLIO     2014-01-14
65311.047 BLACKROCK FDS GNMA PORTFOLIO INSTL CL     2014-01-14
30364.435 EATON VANCE GLOBAL MACRO ABSOLUTE RETURN FUND     2014-01-14
20325.203 EATON VANCE GLOBAL MACRO ABSOLUTE RETURN FUND   2012-09-12 2014-01-14
6452.359 THIRD AVENUE INTERNATL VALUE FUND 448     2014-01-14
100000. ANHEUSER-BUSCH COS INC NOTES   2006-02-28 2014-01-15
20.9 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-01-31
4.33 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-01-31
13.12 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-01-31
27000. CONOCOPHILLIPS NOTES   2009-02-02 2014-02-01
9.94 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-02-28
4.35 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-02-28
13.21 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-02-28
.302 VERIZON COMMUNICATIONS COM   2014-02-24 2014-02-28
.454 VODAFONE GROUP PLC-SP ADR ADR SEDOL B59DQN9   2011-09-29 2014-02-28
1500. BEST BUY INC   2013-09-25 2014-03-25
2700. HERTZ GLOBAL HOLDINGS INC   2013-09-25 2014-03-25
450. NU SKIN ENTERPRISES INC   2014-01-07 2014-03-25
1500. RESMED INC   2012-05-10 2014-03-25
600. PVH CORP   2013-01-14 2014-03-26
21.32 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-03-31
4.36 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-03-31
13.29 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-03-31
1000. CHUBB CORP COM   2008-02-19 2014-04-01
350. M&T BK CORP   2012-09-12 2014-04-01
1145. VODAFONE GROUP PLC-SP ADR ADR SEDOL B59DQN9   2011-09-29 2014-04-08
20.59 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-04-30
4.39 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-04-30
13.38 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-04-30
1500. EBAY INC     2014-05-15
1500. HERSHEY FOODS CORP COM   2011-06-08 2014-05-15
100000. USA TREASURY NOTES 04.750% DUE 05/15/2014   2006-05-09 2014-05-15
400. CELGENE CORP   2013-09-25 2014-05-21
25. GOLDMAN SACHS GROUP INC COM   2014-04-08 2014-05-21
400. GOLDMAN SACHS GROUP INC COM   2013-02-27 2014-05-21
1400. INTERNATIONAL PAPER CO COM   2013-04-04 2014-05-21
15.88 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-05-31
4.41 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-05-31
13.47 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-05-31
16.9 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-06-30
4.44 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-06-30
13.56 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-06-30
100000. SBC COMMUNICATIONS NTS   2006-08-28 2014-07-15
1. CITIGROUP INC   2000-12-31 2014-07-31
28.42 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-07-31
4.47 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-07-31
13.65 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-07-31
822.91 ARTISAN FDS INC INTERNATIONAL   2014-03-26 2014-08-05
3500. ISHARES MSCI EMERGING MKTS INDEX FUND     2014-08-05
6850. IWP ISHARES RUSSELL MIDCAP GRWTH FD     2014-08-05
2400. ISHARES MSCI EAFE SMALL CAP ETF   2014-01-14 2014-08-05
800. B/E AEROSPACE INC   2014-04-08 2014-08-11
1100. METHANEX CORP SEDOL 2654416     2014-08-11
675. JAZZ PHARMACEUTICALS PLC SEDOL B4Q5ZN4   2013-09-25 2014-08-11
50. ALLERGAN INC   2014-04-08 2014-08-26
650. ALLERGAN INC   2009-03-31 2014-08-26
875. CAPITAL ONE FINANCIAL CORP   2014-01-07 2014-08-26
600. COCACOLA CO     2014-08-26
200. COCACOLA CO   2014-04-08 2014-08-26
100. GOOGLE INC-CL C   2009-03-31 2014-08-26
100. GOOGLE INC-CL C     2014-08-26
1200. HALLIBURTON CO   2014-01-07 2014-08-26
1500. L BRANDS INC   2011-02-16 2014-08-26
350. M&T BK CORP   2012-09-12 2014-08-26
800. NIKE INC CL B   2013-04-04 2014-08-26
75. SHIRE PLC SPONSORED ADR   2014-04-08 2014-08-26
600. SHIRE PLC SPONSORED ADR     2014-08-26
200. UNION PAC CORP COM   2008-09-11 2014-08-26
10.51 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-08-31
4.5 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-08-31
13.74 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-08-31
12.76 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-09-30
4.51 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-09-30
13.83 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-09-30
20366.599 FIDELITY ADVISOR FLOATING HIGH INCOME FUND I   2014-01-14 2014-10-30
51910.604 PIMCO UNCONSTRAINED BOND FUND INSTITUTIONAL CLASS     2014-10-30
27.04 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-10-31
4.54 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-10-31
13.93 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-10-31
14.86 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2014-11-30
4.57 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2014-11-30
14.02 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2014-11-30
400. CALIFORNIA RESOURCES CORP     2014-12-18
1900. COCA COLA ENTERPRISES     2014-12-18
1500. CROWN HOLDINGS INC   2014-08-11 2014-12-18
50. HELMERICH & PAYNE INC COM   2014-04-08 2014-12-18
1000. HELMERICH & PAYNE INC COM   2013-02-27 2014-12-18
900. MANPOWER GROUP INC   2014-01-07 2014-12-18
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 26   26  
b 4   4  
c 13   13  
d 104,208   84,560 19,648
e 63,000   62,542 458
46,602   26,057 20,545
73,958   58,271 15,687
56,746   13,322 43,424
38,025   36,015 2,010
38,025   31,665 6,360
91,688   81,150 10,538
60,569   26,530 34,039
75,751   35,993 39,758
69,261   53,157 16,104
48,124   43,711 4,413
21,645   14,285 7,360
64,935   36,045 28,890
79,519   37,230 42,289
27,003   18,663 8,340
80,663   84,823 -4,160
53,820   45,915 7,905
57,116   59,083 -1,967
67,742   51,491 16,251
129,644   36,795 92,849
54,031   58,249 -4,218
42     42
14   14  
171,743   125,000 46,743
630,905   650,000 -19,095
285,729   300,000 -14,271
191,260   200,000 -8,740
128,983   100,000 28,983
100,000   98,593 1,407
21   21  
4   4  
13   13  
27,000   27,480 -480
10   10  
4   4  
13   13  
14   14  
19   22 -3
39,267   56,925 -17,658
70,833   69,822 1,011
38,537   61,740 -23,203
64,949   51,326 13,623
73,005   70,269 2,736
21   21  
4   4  
13   13  
88,488   52,114 36,374
42,542   32,158 10,384
41,150   54,305 -13,155
21   21  
4   4  
13   13  
76,382   56,818 19,564
144,314   81,480 62,834
100,000   97,672 2,328
59,067   58,380 687
3,974   3,925 49
63,587   60,315 3,272
64,762   65,086 -324
16   16  
4   4  
13   13  
17   17  
4   4  
14   14  
109,476   97,568 11,908
146   25 121
28   29 -1
4   4  
14   14  
25,000   24,342 658
153,279   116,373 36,906
592,243   345,407 246,836
120,509   124,056 -3,547
68,774   66,692 2,082
68,888   63,853 5,035
90,553   59,683 30,870
8,197   5,934 2,263
106,564   30,968 75,596
71,837   67,761 4,076
24,966   16,861 8,105
8,322   7,760 562
57,769   17,424 40,345
57,769   55,167 2,602
84,239   60,143 24,096
95,613   49,410 46,203
43,467   32,158 11,309
63,679   47,056 16,623
18,341   10,861 7,480
146,726   55,410 91,316
21,094   7,704 13,390
11   11  
5   4 1
14   14  
13   13  
5   5  
14   14  
200,000   203,259 -3,259
585,033   600,000 -14,967
27   27  
5   5  
14   14  
15   15  
5   5  
14   14  
2,312   2,493 -181
83,641   88,934 -5,293
75,283   69,151 6,132
3,300   5,275 -1,975
65,994   65,249 745
60,758   77,344 -16,586
      80,114
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a        
b        
c        
d       19,648
e       458
      20,545
      15,687
      43,424
      2,010
      6,360
      10,538
      34,039
      39,758
      16,104
      4,413
      7,360
      28,890
      42,289
      8,340
      -4,160
      7,905
      -1,967
      16,251
      92,849
      -4,218
      42
       
      46,743
      -19,095
      -14,271
      -8,740
      28,983
      1,407
       
       
       
      -480
       
       
       
       
      -3
      -17,658
      1,011
      -23,203
      13,623
      2,736
       
       
       
      36,374
      10,384
      -13,155
       
       
       
      19,564
      62,834
      2,328
      687
      49
      3,272
      -324
       
       
       
       
       
       
      11,908
      121
      -1
       
       
      658
      36,906
      246,836
      -3,547
      2,082
      5,035
      30,870
      2,263
      75,596
      4,076
      8,105
      562
      40,345
      2,602
      24,096
      46,203
      11,309
      16,623
      7,480
      91,316
      13,390
       
      1
       
       
       
       
      -3,259
      -14,967
       
       
       
       
       
       
      -181
      -5,293
      6,132
      -1,975
      745
      -16,586
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,259,196
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 908,695 18,214,937 0.049887
2012 930,695 15,711,965 0.059235
2011 894,396 14,670,809 0.060964
2010 780,202 13,008,479 0.059976
2009 856,471 12,093,687 0.07082
2 Total of line 1, column (d) ...................... 2 0.300882
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.060176
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 24,345,864
5 Multiply line 4 by line 3....................... 5 1,465,037
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 17,797
7 Add lines 5 and 6......................... 7 1,482,834
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,220,879
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 35,593
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 35,593
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 35,593
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 37,040
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 37,040
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,447
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet1,447 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletOH
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletPNC BANK NA Telephone no.bullet (412) 762-0861
    Located atbullet620 LIBERTY AVENUEPITTSBURGHPA ZIP+4bullet152222705
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    DANIEL A AND SUSAN L PFAU ADVISORY BOARD
    1     		0    
    8305 OLD HICKORY DRIVE
    CINCINNATI,OH45243
    GREATER CINCINNATI FOUNDATION FOUNDATION MANAGER
    1     		0    
    200 WEST FOURTH STREET
    CINCINNATI,OH45202
    PNC BANK N A TRUSTEE
    13     		64,573    
    620 LIBERTY AVENUE
    PITTSBURGH,PA152222705
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    24,716,613
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    24,716,613
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    24,716,613
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    370,749
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    24,345,864
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,217,293
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,217,293
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    35,593
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    35,593
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,181,700
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,181,700
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,181,700
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,220,879
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,220,879
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,220,879
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 1,181,700
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 257,911
    b From 2010....... 138,183
    c From 2011....... 172,094
    d From 2012....... 157,503
    e From 2013....... 23,314
    fTotal of lines 3a through e......... 749,005
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 1,220,879
    a Applied to 2013, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 1,181,700
    e Remaining amount distributed out of corpus 39,179
    5 Excess distributions carryover applied to 2014. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 788,184
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		257,911
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		530,273
    10 Analysis of line 9:
    a Excess from 2010.... 138,183
    b Excess from 2011.... 172,094
    c Excess from 2012.... 157,503
    d Excess from 2013.... 23,314
    e Excess from 2014.... 39,179
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    DANIEL AND SUSAN PFAU FOUNDATION
    200 WEST FOURTH STREET
    CINCINNATI,OH45202
    (513) 241-2880
    bThe form in which applications should be submitted and information and materials they should include:
    LETTER OF INQUIRY REQUIRED - REFER TO www.gcfdn.org FOR THE ON-LINE FORM (FROM THE MENU TAB, SELECT GRANTS, PRIVATE FOUNDATION GRANTS, AND THEN THE DANIEL AND SUSAN PFAU FOUNDATION)
    cAny submission deadlines:
    FOLLOW INSTRUCTIONS ABOVE TO FIND SUBMISSION DEADLINES
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    FOLLOW INSTRUCTIONS ABOVE TO FIND RESTRICTIONS OR LIMITATIONS
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ABILITIES FIRST FOUNDATION INC
    4710 TIMBER TRAIL DRIVE
    MIDDLETOWN,OH45044     		NONE PC SAMSON'S KIDS PROGRAM 20,000
    BIG BROTHERS & BIG SISTERS
    OF GREATER CINCINNATI
    2400 READING ROAD
    CINCINNATI,OH45202     		NONE PC COMMUNITY BASED MENTORING 20,000
    BRIGHTON CENTER INC
    741 CENTRAL AVENUE
    NEWPORT,KY41070     		NONE PC YOUTH LEADERSHIP 20,000
    CANCER FAMILY CARE INC
    2421 AUBURN AVENUE
    CINCINNATI,OH45219     		NONE PC TREEHOUSE CHILDREN'S SVCS 20,000
    CAPITAL DISTRICT COMMUNITY
    GARDENS INC
    40 RIVER STREET
    TROY,NY12180     		NONE PC PRODUCE PROJECT 25,000
    CHILDREN INCORPORATED
    333 MADISON AVENUE
    COVINGTON,KY41011     		NONE PC SERVICE LEARNING INITIATIVE 20,000
    CINCINNATI ASSOCIATION FOR THE BLIND
    AND VISUALLY IMPAIRED
    2045 GILBERT AVENUE
    CINCINNATI,OH45202     		NONE PC MUSIC FOR BLIND/VISUALLY 20,000
    CRAYONS TO COMPUTERS INC
    1350 TENNESSEE AVENUE
    CINCINNATI,OH45229     		NONE PC CRAYONS FOR KIDS PROGRAM 20,000
    CWFF CHILD DEVELOPMENT CENTER
    430 FOREST AVENUE
    CINCINNATI,OH45229     		NONE PC CARING FOR HOMELESS 10,000
    ROMAN CATHOLIC DIOCESE OF COVINGTON
    1125 MADISON AVENUE
    COVINGTON,KY41011     		NONE PC ALLIANCE FOR CATHOLIC 15,000
    EDUCATION MATTERS INC
    2104 ST MICHAEL STREET
    CINCINNATI,OH45204     		NONE PC COLLEGE BRIDGE PROGRAM 15,000
    EQUINOX INC
    95 CENTRAL AVENUE
    ALBANY,NY12206     		NONE PC YOUTH OUTREACH SERVICES 40,000
    HIBISCUS CHILDREN'S CENTER INC
    1145 12TH STREET
    VERO BEACH,FL32960     		NONE PC CAREER PATHWAYS TO 25,000
    JOY OUTDOOR EDUCATION CENTER
    FOUNDATION INC
    10117 OLD 3-C HIGHWAY
    CLARKSVILLE,OH45113     		NONE PC FOSTERING SUCCESS PROGRAM 25,000
    LITERACY NETWORK OF GREATER
    CINCINNATI
    635 W SEVENTH STREET SUITE 309
    CINCINNATI,OH45203     		NONE PC WINNERS READ PROGRAM 12,000
    MADISONVILLE EDUCATION AND
    ASSISTANCE CENTER INC
    4600 ERIE AVENUE
    CINCINNATI,OH45227     		NONE PC EARLY LITERACY PROGRAM 20,000
    NOTRE DAME URBAN EDUCATION CENTER
    14 EAST 8TH STREET
    COVINGTON,KY41011     		NONE PC FAMILY PROGRAM 16,000
    OHIO JUSTICE AND POLICY CENTER
    215 E 9TH STREET
    CINCINNATI,OH45202     		NONE PC 2ND CHANCE COMM LEGAL 20,000
    PLAN OF SOUTHWEST OHIO INC
    9350 A FLORAL AVENUE
    CINCINNATI,OH45242     		NONE PC HIRING A DEVELOPMENT 33,500
    PROKIDS
    2605 BURNET AVENUE
    CINCINNATI,OH45219     		NONE PC CASA UNIVERSITY 30,000
    RONALD MCDONALD HOUSE CHARITIES
    OF GREATER CINCINNATI
    350 ERKENBRECHER AVENUE
    CINCINNATI,OH45229     		NONE PC IN-HOUSE EDUCATION PROGRAM 17,000
    CENTER FOR HOLOCAUST AND HUMANITY
    EDUCATION
    8401 MONTGOMERY ROAD
    CINCINNATI,OH45236     		NONE PC TOURS FOR TOLERANCE PROGRAM 15,000
    WELCOME HOUSE OF NORTHERN KENTUCKY INC
    205 WEST PIKE STREET
    COVINGTON,KY41011     		NONE PC SHELTER LEAD RESIDENT AIDE 15,000
    WINTON PLACE YOUTH COMMITTEE
    4609 N EDGEWOOD AVENUE
    CINCINNATI,OH45232     		NONE PC AFTER-SCHOOL PROG, EARLY 15,000
    RESIDENT HOME CORP DBA ENVISION
    3030 W FORK ROAD
    CINCINNATI,OH45211     		NONE PC SANCTUARY COLLABORATIVE 25,000
    CHURCHES ACTIVE IN NORTHSIDE
    4230 HAMILTON AVENUE
    CINCINNATI,OH45223     		NONE PC EARN & LEARN SUMMER EMP 5,000
    CINCINNATI ART MUSEUM
    953 EDEN PARK DRIVE
    CINCINNATI,OH45202     		NONE PC SCHOOL-BASSED LEARNING 15,000
    COMPREHENSIVE COMMUNITY CHILD CARE
    1924 DANA AVENUE
    CINCINNATI,OH45207     		NONE PC DEVELOP QUALITY 4,125
    CINCINNATI INSTITUTE OF FINE ARTS
    20 EAST CENTRAL PARKWAY
    CINCINNATI,OH45202     		NONE PC ARTS SVCS OFF, ARTS ENDOW 40,000
    FREESTORE FOODBANK
    1141 CENTRAL PARKWAY
    CINCINNATI,OH45202     		NONE PC EXPANSION OF POWER PACK 40,000
    LIVING ARRANGEMENTS FOR THE
    DEVELOPMENTALLY DISABLED
    3603 VICTORY PARKWAY
    CINCINNATI,OH45229     		NONE PC LADD-STARFIRE EMPLOYMENT 15,000
    ART ACADEMY OF CINCINNATI
    1212 JACKSON ST
    CINCINNATI,OH45202     		NONE PC COMM EDUC SMARTART 15,000
    AUTISM SOCIETY OF GREATER CINCINNATI
    P O BOX 58385
    CINCINNATI,OH45258     		NONE PC CINCINNATI AUTISM 20,000
    BEECH ACRES PARENTING CENTER
    6881 BEECHMONT AVENUE
    CINCINNATI,OH45230     		NONE PC FAMILY PEER PROGRAM/ACADEMY 15,000
    BOYS & GIRLS CLUBS OF GREATER CINCINNATI
    600 DALTON AVENUE
    CINCINNATI,OH45203     		NONE PC AFTER SCHOOL PROGRAMS 25,000
    BOYS HOPE GIRLS HOPE OF GREATER
    CINCINNATI
    4225 MALSBARY ROAD
    CINCINNATI,OH45242     		NONE PC UNFUNDED SCHOLAR TUITION 15,000
    CASA OF KENTON COUNTY
    303 COURT ST 707
    COVINGTON,KY41011     		NONE PC CASA FOR CHILDREN PROGRAM 15,000
    CHILDREN'S HOME OF NORTHERN KENTUCKY
    200 HOME ROAD
    COVINGTON,KY41011     		NONE PC CHAMPIONS PROGRAM CAPACITY 25,000
    CINCINNATI BALLET COMPANY INC
    1555 CENTRAL PARKWAY
    CINCINNATI,OH45214     		NONE PC BALLET MOVES PROGRAM 10,000
    CINCINNATI YOUTH COLLABORATIVE
    301 OAK STREET
    CINCINNATI,OH45219     		NONE PC GIRLS CLUBS 5,000
    CITY GOSPEL MISSION
    1947 AUBURN AVENUE
    CINCINNATI,OH45219     		NONE PC WHIZ KIDS: 20,000
    COLLEGE MENTORS FOR KIDS INC
    212 W 10TH STREET
    INDIANAPOLIS,IN46202     		NONE PC CINCINNATI MENTORING 15,000
    ECONOMICS CENTER
    P O BOX 210223
    CINCINNATI,OH45221     		NONE PC STUDENT ENTERPRISE PROGRAM 23,000
    FAMILIES FORWARD
    2400 READING ROAD
    CINCINNATI,OH45202     		NONE PC INSPIRING EXCELLENCE AT 50,000
    LIGHTHOUSE YOUTH SERVICES INC
    401 EST MCMILLAN STREET
    CINCINNATI,OH45206     		NONE PC LIGHTHOUSE SHEAKLEY CENTER 50,000
    MELODIC CONNECTIONS
    4527 READING ROAD
    CINCINNATI,OH45229     		NONE PC MUSIC THERAPY IN THE 16,000
    NATIONAL HEMOPHILIA FOUNDATION GREATER
    CINCINNATI/NO KENTUCKY CHAPTER
    635 W 7TH STREET
    CINCINNATI,OH45202     		NONE PC CAMP NJOYITALL 5,000
    PEOPLE WORKING COOPERATIVELY
    4612 PADDOCK ROAD
    CINCINNATI,OH45229     		NONE PC MODIFICATIONS FOR MOBILITY 25,000
    PRICE HILL WILL
    3724 ST LAWRENCE AVENUE
    CINCINNATI,OH45205     		NONE PC MYCINCINNATI EXPANSION 15,000
    SAFE HAVEN FARMS INC
    P O BOX 633
    MONROE,OH45050     		NONE   ENCOURAGING CREATIVE 5,000
    STEPPING STONES INC
    5650 GIVEN ROAD
    CINCINNATI,OH45243     		NONE PC AUTISM TRANSITION PROGRAM 50,000
    TALBERT HOUSE
    2600 VICTORY PARKWAY
    CINCINNATI,OH45206     		NONE PC CHILDREN AND TRAUMA PROGRAM 24,500
    UNITED WAY OF GREATER CINCINNATI
    2400 READING ROAD
    CINCINNATI,OH45202     		NONE PC READY TO SHINE-PAROCHIAL 25,000
    WILDWOOD PROGRAMS INC
    2995 CURRY RD EXTENSION
    SCHENECTADY,NY12303     		NONE PC ADULT EDUCATION PROGRAM 20,000
    CINCINNATI SYMPHONY ORCHESTRA
    1241 ELM STREET
    CINCINNATI,OH45202     		NONE PC 2014-2015 SEASON 10,000
    CINCINNATI ARTS & TECHNOLOGY CENTER
    700 W PETE ROSE WAY
    CINCINNATI,OH45203     		NONE PC HIGH SCHOOL ARTS 30,000
    Total .................................bullet 3a 1,161,125
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 575,189  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 1,259,196  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,834,385  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,834,385
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2014 ExplnOfNonFilingWithAGStmt
    Name:
    DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
    EIN: 31-1411794
    Statement:
    THIS TRUST DOES NOT PROVIDE A COPY OF FORM 990-PF TO THE OHIO ATTORNEY GENERAL BECAUSE, IN LIEU THEREOF, IT IS REQUIRED TO FILE AN ON-LINE ANNUAL REPORT WITH THE OHIO ATTORNEY GENERAL'S OFFICE AT www .ohioattorneygeneral.gov

    TY 2014 InvestmentsOtherSchedule2
    Name:
    DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
    EIN: 31-1411794
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL FUNDS - FIXED AT COST 2,671,741 2,595,933
    MUTUAL FUNDS - EQUITY AT COST 7,922,334 10,926,113

    TY 2014 OtherDecreasesSchedule
    Name:
    DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
    EIN: 31-1411794
    Description Amount
       
       
       
       


    TY 2014 OtherExpensesSchedule
    Name:
    DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
    EIN: 31-1411794
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER NON-ALLOCABLE EXPENSE 22,552 0   22,552
    STATE FILING FEES 200 0   200
    ADMINISTRATIVE SVCS FEE 24,087 0   24,087
    PROCESSING FEES AND ADR SVC FE 32 32   0


    TY 2014 TaxesSchedule
    Name:
    DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
    EIN: 31-1411794
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 563 563   0
    FEDERAL TAX PAYMENT - PRIOR YE 12,926 0   0
    FEDERAL ESTIMATES - PRINCIPAL 37,040 0   0
    FOREIGN TAXES ON QUALIFIED FOR 2,455 2,455   0
    FOREIGN TAXES ON NONQUALIFIED 14 14   0