| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING | 30,365 | 15,182 | 15,183 |
| Identifier | Return Reference | Explanation |
|---|---|---|
| SCHEDULE OF INFORMATION REGARDING CONTROLLED ENTITY | PART VII-A, LINE 11 | NAME OF CONTROLLED ENTITY: MITCHELL ENTERTAINMENT CO LLCADDRESS: 9220 W SUNSET BLVD, STE 309, W.HOLLYWOOD, CA 90069FEIN: 51-0530823 |
| STATEMENT REGARDING ACTIVITIES | PART VII-B, LINE 3A AND 3B ATTACHMENT | A TRANSACTION THAT ORIGINALLY CAME TO THE ATTENTION OFACCOUNTANTS IN PREVIOUS YEARS MAY BE AN ACT OF SELF-DEALINGOF MAY INVOLVE AN EXCESS BUSINESS HOLDING ISSUE.OUTSIDE COUNSEL HAS BEEN CONTACTED TO GATHER FACTUALINFORMATION. IF IT IS DETERMINED AFTER REVIEW BY OUTSIDECOUNSEL THAT WE DO HAVE A SELF-DEALING OR EXCESS BUSINESSHOLDING ISSUE, THE APPROPRIATE FORM 4720 WILL BE FILED. |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| NORTHERN TRUST - GABELLI | 534,179 | 1,118,126 |
| NORTHERN TRUST - BRANDES | 1,170,008 | 1,064,923 |
| NORTHERN TRUST - MASTRAPASQUA | 1,407,662 | 2,296,217 |
| NORTHERN TRUST - HARDING LOEVNER EMERGING | 462,145 | 722,565 |
| NORTHERN TRUST - ISHARE | 1,122,935 | 1,381,421 |
| NORTHERN TRUST - PIMCO | 1,325,468 | 1,346,497 |
| NORTHERN TRUST - GRYPHON | 804,722 | 790,919 |
| NORTHERN TRUST - #9752 | 1,033,198 | 956,389 |
| NORTHERN TRUST - #9741 | 749,997 | 752,603 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| LOOSE DIAMONDS | AT COST | 54,950 | 54,950 |
| MITCHELL ENTERTAINMENT COMPANY | AT COST | 6,627,848 | 0 |
| MARKSTONE CAPITAL PARTNERS | AT COST | 137,875 | 137,875 |
| JOLMO CAPITAL PARTNERS | AT COST | 0 | 0 |
| JLTV INT'L LLC INVESTMENT | AT COST | 42,328 | 42,328 |
| DELTA FUND I, LP | AT COST | 82,772 | 82,772 |
| UGI-ICBC STOCK | AT COST | 20,540 | 20,540 |
| BRUIN BIOMETRICS | AT COST | 0 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 26,725 | 2,338 | 24,387 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| RECEIVABLE - NT #8619 GABELLI | 0 | 7,847 | 7,847 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| POSTAGE & DELIVERY | 74 | 37 | 37 | |
| INVESTMENT MANAGEMENT FEES | 75,118 | 75,118 | 0 | |
| TELEPHONE | 1,286 | 0 | 1,286 | |
| MANAGEMENT FEES | 264,017 | 132,008 | 132,009 | |
| BUSINESS MEALS | 1,839 | 0 | 1,839 | |
| TRAVEL | 10,073 | 0 | 10,073 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| NORTHERN TRUST #8623 | 49 | 49 | 49 |
| NORTHERN TRUST #9138 | 25 | 25 | 25 |
| FEDERAL TAX REFUND | 484 | 0 | 484 |
| NONDIVIDEND DISTRIBUTIONS | 4,917 | 0 | 4,917 |
| JLTV INTERNATIONAL, LLC | -5 | -5 | -5 |
| MARKSTONE CAPITAL | -33,709 | -33,709 | -33,709 |
| MITCHELL ENTERTAINMENT | -9,639 | -9,639 | -9,639 |
| DELTA FUND I, LP | -15,628 | -15,628 | -15,628 |
| BRUIN BIOMETRICS, LLC | -793 | -793 | -793 |
| LIN MEDIA LLC | -9 | -9 | -9 |
| NORTHERN TRUST #MTF01 | -10 | -10 | -10 |
| NORTHERN TRUST #MTF01 | -516 | -516 | -516 |
| NORTHERN TRUST #MTF02 | -97 | -97 | -97 |
| OTHER LOSS | -87 | -87 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| DUE TO AFFILIATE | 44,192 | 201,608 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PROFESSIONAL FEES | 15,000 | 7,500 | 7,500 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES WITHHELD | 7,145 | 0 | 0 |
| Name | US / Foreign Address |
EIN | Description | Amount |
|---|---|---|---|---|
|
9220 W SUNSET BLVD STE 309 WEST HOLLYWOOD,CA90069 |
51-0530823 | NONE | 0 | |
| Total | 0 | |||