| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PRICEWATERHOUSECOOPERS, LLP | 20,000 | 20,000 |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| THE ALPHA GEN VOLANTIS | |||
| CATALYST FUND LIMITED | FMV | 3,992,485 | 4,874,825 |
| ARGENTIERE FUND LTD | FMV | 28,000,000 | 28,216,467 |
| ARASAIG AFRICA CONSUMER FUND | FMV | 0 | 0 |
| ASTENBECK COMMODITIES | FMV | 5,184,858 | 4,851,116 |
| BAY POND | FMV | 5,410,000 | 11,972,863 |
| BLACKROCK STRATEGIC INC OPP | FMV | 4,245,968 | 4,152,253 |
| CEPHI QFII | FMV | 4,134,679 | 5,125,762 |
| THE CHILDREN'S FUND INT'L | FMV | 2,000,000 | 2,921,200 |
| CHINESE FX OVERLAY | FMV | 920,200 | 731,279 |
| CLAROS REAL ESTATE | FMV | 5,143,378 | 8,251,496 |
| CONTENT PARTNERS FUND 3, LP | FMV | 357,488 | 357,850 |
| DOUBLELINE OPPORTUNISTIC FUND | FMV | 83,814 | 116,423 |
| EGERTON INVESTMENT PARTNERS | FMV | 7,453,594 | 7,792,771 |
| ETF SPDR TRUST SERIES | FMV | 0 | 0 |
| FALCON SOVEREIGN, LTD | FMV | 11,200,000 | 10,512,056 |
| GOTHAM BALANCED STRATEGIES | FMV | 9,800,000 | 10,385,599 |
| HSBC PRIVATE BANK | FMV | 110,145 | 119,326 |
| HILDENE CLO EQUITY & TARP | FMV | 1,744,250 | 1,725,992 |
| HILDENE OPP OFFSHORE FUND | FMV | 5,275,298 | 27,410,032 |
| HILLHOUSE FUND II FEEDER, LP | FMV | 1,551,376 | 1,553,798 |
| HYATT WILSHIRE LLC | FMV | 1,393 | 1,393 |
| INDUS JAPAN LONG ONLY FUND, LP | FMV | 15,269,534 | 19,726,222 |
| LONE CASCADE, LP | FMV | 14,045,454 | 16,042,364 |
| MEXICAN BONDS DESARR FIX RT | FMV | 0 | 0 |
| MFP PARTNERS LP | FMV | 0 | 0 |
| M SQUARE | FMV | 8,700,000 | 8,611,417 |
| MONTPELIER FUND | FMV | 0 | 0 |
| M&T PRITZKER CHARITABLE FUND | FMV | 100 | 100 |
| MADISON IND HOLDINGS LLC | FMV | 934,417 | 935,000 |
| NAVIGATOR PARTNERS FUND, LP | FMV | 6,001,587 | 6,011,845 |
| NEVSKY FUND LIMITED | FMV | 9,569,254 | 9,940,176 |
| NEW VERNON INDIA | FMV | 1,172,771 | 787,462 |
| ONE WILIAM STREET | FMV | 513,471 | 0 |
| THE OVERLOOK PARTNERS FUND, LP | FMV | 8,291,601 | 8,653,916 |
| PRAIRIE SHORES INC. | FMV | 1,255 | 1,255 |
| PRITZKER FAMILY FOUNDATIONS | FMV | 173,367,714 | 216,377,445 |
| PRITZKER PUCKER CHARITABLE FD | FMV | 100 | 100 |
| SANDSTONE CAPITAL INDIA | |||
| OFFSHORE FUND LTD | FMV | 1,128,432 | 1,173,452 |
| TIGER GLOBAL LTD | FMV | 4,698,653 | 18,645,972 |
| TIGER GLOBAL LONG OPP | FMV | 5,820,000 | 7,164,526 |
| TIGER GLOBAL PIP IX | FMV | 817,183 | 815,183 |
| UNDERGROUND FESTIVAL, INC | FMV | 705,000 | 705,000 |
| VENOR CAPITAL OFFSHORE LTD | FMV | 4,169,193 | 7,000,918 |
| VIKING GLOBAL | FMV | 2,617,802 | 11,552,744 |
| VOLANTIS FUND LIMITED | FMV | 2,300,000 | 2,129,431 |
| VR GLOBAL OFFSHORE FUND LTD | FMV | 9,400,000 | 9,179,181 |
| WELLINGTON TRUST COMPANY - | |||
| ENDURING ASSETS | FMV | 6,283,070 | 7,592,693 |
| OTHER INVESTMENTS | FMV | 280,000 | 280,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| DLA PIPER LLP | 400 | 400 | ||
| NEAL GERBER & EISENBERG | 595 | 595 | ||
| SUGAR FELSENTHAL GRAIS & HAMME | 59 | 59 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| ART INSTITUTE | 10,000 | 0 | 0 |
| OTHER RECEIVABLE | 23,625 | 17,502 | 17,502 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CUSTODY FEES | 216 | 216 | ||
| MANAGEMENT FEES - WTC-CTF ENDU | 130,658 | 130,658 | ||
| POSTAGE AND DELIVERY | 212 | 212 | ||
| BANK FEES - JP MORGAN | 5,704 | 5,704 | ||
| BANK FEES - ARISAIG AFRICA CON | 175 | 175 | ||
| BANK FEES - THE MONTPELIER FUN | 75 | 75 | ||
| TRAVEL EXPENSE | 14 | 14 | ||
| MISCELLANEOUS EXPENSE | 223 | 223 | ||
| MISCELLANEOUS EXPENSE - M&T PR | 309 | 309 | ||
| MISCELLANEOUS EXPENSE - PRITZK | 309 | 309 | ||
| OTHER T/B EXPENSES | 119,010 | 119,010 | ||
| SECTION 179 DEDUCTION - PRITZK | 1,012 | 1,012 | ||
| CHARITABLE CONTRIBUTIONS - PRI | 1,512 | 1,512 | ||
| CHARITABLE CONTRIBUTIONS - PRI | 358 | 358 | ||
| ROYALTY EXPENSE - PRITZKER FAM | 240 | 240 | ||
| SECTION 59(E)(2) EXPENDITURES | 90,447 | 90,447 | ||
| SECTION 59(E)(2) EXPENDITURES | 795,538 | |||
| PORTFOLIO DEDUCTIONS - CONTENT | 120,705 | 120,705 | ||
| PORTFOLIO DEDUCTIONS - HYATT W | 91 | 91 | ||
| PORTFOLIO DEDUCTIONS - LONE CA | 319,100 | 319,100 | ||
| PORTFOLIO DEDUCTIONS - MADISON | 651 | 651 | ||
| PORTFOLIO DEDUCTIONS - PRITZKE | 2,715,813 | 2,715,813 | ||
| PORTFOLIO DEDUCTIONS - PRITZKE | 54,286 | |||
| PORTFOLIO DEDUCTIONS - THE OVE | 75,585 | 75,585 | ||
| PORTFOLIO DEDUCTIONS - TIGER G | 21,501 | 21,501 | ||
| PORTFOLIO DEDUCTIONS - WTC-CTF | 4,681 | 4,681 | ||
| OTHER DEDUCTIONS - NAVIGATOR P | 8,201 | 8,201 | ||
| OTHER DEDUCTIONS - PRITZKER FA | 36,676 | 36,676 | ||
| OTHER DEDUCTIONS - PRITZKER FA | 53,051 | |||
| DEPLETION - PRITZKER FAMILY FO | 51,368 | 51,368 | ||
| DEPLETION - PRITZKER FAMILY FO | 10,872 | |||
| NON-DEDUCTIBLE EXPENSES - PRIT | 99,507 | |||
| CONTRIBUTIONS-BENEFITS REC'D | 175 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| State Street Bank | 1,066 | 1,066 | |
| Nevsky Fund, PLC - Ordinary Income | 783,772 | 783,772 | |
| Pritzker Family Foundations, L.L.C. - Ordinary Inc | -54,470 | -54,470 | |
| Pritzker Family Foundations, L.L.C. - Ordinary Inc | 1,250,121 | ||
| Pritzker Family Foundations, L.L.C. - Net R/E Inco | -422,179 | -422,179 | |
| Pritzker Family Foundations, L.L.C. - Net R/E Inco | -17,959 | ||
| Pritzker Family Foundations, L.L.C. - Other R/E In | -516,372 | -516,372 | |
| Pritzker Family Foundations, L.L.C. - Other R/E In | -14 | ||
| Pritzker Family Foundations, L.L.C. - Royalties | 7,131 | 7,131 | |
| Pritzker Family Foundations, L.L.C. - Royalties | 2,897 | ||
| Pritzker Family Foundations, L.L.C. - Other Portfo | 394,753 | 394,753 | |
| Content Partners Fund 3, LP | 15,959 | 15,959 | |
| Pritzker Family Foundations, L.L.C. - COD Income | 179,762 | 179,762 | |
| Pritzker Family Foundations, L.L.C. - Other Income | 3,175,394 | 3,175,394 | |
| Pritzker Family Foundations, L.L.C. - Other Income | -67,175 | ||
| WTC-CTF Enduring Assets - MTM Gain/Loss | -12,291 | -12,291 | |
| WTC-CTF Enduring Assets - PFIC Income | 6,989 | 6,989 | |
| Egerton Investment Partners, LP - Sec 988 Gain/Los | 172,215 | 172,215 | |
| Indus Japan Long Only Fund, LP - Sec 988 Gain/Loss | -54,524 | -54,524 | |
| WTC-CTF Enduring Assets - Sec 988 Gain/Loss | -448 | -448 | |
| Egerton Investment Partners, LP - Swap Income/Loss | 129,425 | 129,425 | |
| Indus Japan Long Only Fund, LP - Other Ordinary In | 58,905 | 58,905 | |
| Lone Cascade, L.P. - Other Ordinary Income | 1,501 | 1,501 | |
| Pritzker Family Foundations, L.L.C. - Other Portfo | 470 | 470 | |
| Lone Cascade, L.P. - Sec 988 Gain/Loss | -121 | -121 | |
| Pritzker Family Foundations, L.L.C. - Non-taxable | 150 |
| Description | Amount |
|---|---|
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| M&T PRITZKER CHARITABLE FUND, LLC | 100 | 100 |
| PRITZKER PUCKER CHARITABLE FUND, LLC | 100 | 100 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| STATE STREET CORP | 1,000 | 1,000 | ||
| HILDENE CLO EQUITY & TARP | 54,144 | 54,144 | ||
| INVESTMENT ADVISORY FEES - MON | 147,750 | 147,750 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CALIFORNIA TAX PAID - 2013 | 20 | 20 | ||
| ILLINOIS TAX PENALTY | 100 | |||
| FEDERAL TAXES PAID - 2ND QUART | 200,000 | |||
| FEDERAL TAXES PAID - 3RD QUART | 125,000 | |||
| FEDERAL TAXES PAID - EXTENSION | 635,000 | |||
| FOREIGN TAXES PAID - LONE CASC | 2,514 | 2,514 | ||
| FOREIGN TAXES PAID - PRITZKER | 41,749 | 41,749 | ||
| FOREIGN TAXES PAID - PRITZKER | 44 | |||
| FOREIGN TAXES PAID - WTC-CTF E | 23,641 | 23,641 | ||
| FOREIGN TAXES PAID - EGERTON I | 9,441 | 9,441 | ||
| FOREIGN TAXES PAID - INDUS JAP | 34,527 | 34,527 | ||
| FOREIGN TAXES PAID - THE OVERL | 15,063 | 15,063 |