Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
HOFHEIMER CHARITABLE TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)515 WASHINGTON STREET   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHILLICOTHE, MO64601
A Employer identification number

43-1935768
B Telephone number (see instructions)

(660) 646-8500
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,621,317J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule)..............  
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments 47,868 47,868  
4 Dividends and interest from securities...... 53,508 53,508  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 742,702
b Gross sales price for all assets on line 6a 2,969,918
7 Capital gain net income (from Part IV, line 2)... 360
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 802    
12 Total. Add lines 1 through 11........ 844,880 101,736  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 28,208 28,208    
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 920      
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,610      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 31,738 28,208   0
25 Contributions, gifts, grants paid........ 176,000 176,000
26 Total expenses and disbursements. Add lines 24 and 25 207,738 28,208   176,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 637,142
b Net investment income (if negative, enter -0-) 73,528
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 211,580 187,096 187,096
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 308,353 Click to see attachment683,963 694,511
b Investments—corporate stock (attach schedule)........ 1,538,845 Click to see attachment1,860,336 1,960,102
c Investments—corporate bonds (attach schedule)........ 808,403 Click to see attachment772,928 779,608
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,867,181 3,504,323 3,621,317
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 3,096,578 3,096,578
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds -229,397 407,745
30 Total net assets or fund balances (see instructions)...... 2,867,181 3,504,323
31 Total liabilities and net assets/fund balances (see instructions).. 2,867,181 3,504,323
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,867,181
2 Enter amount from Part I, line 27a..................... 2 637,142
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 3,504,323
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 3,504,323
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 360
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013      
2012      
2011      
2010      
2009      
2 Total of line 1, column (d) ...................... 2  
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3  
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4  
5 Multiply line 4 by line 3....................... 5  
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6  
7 Add lines 5 and 6......................... 7  
8 Enter qualifying distributions from Part XII, line 4.............. 8  
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,471
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 1,471
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,471
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 686
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 686
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 11
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 796
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletCITIZENS BANK TRUST Telephone no.bullet (660) 646-8500
    Located atbullet515 WASHINGTON STREETPO BOX 50CHILLICOTHEMO ZIP+4bullet64601
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    COUNTRY CLUB TRUST COMPANY TRUSTEE
    5.00     		17,562 0 0
    PO BOX 410889
    KANSAS CITY,MO64141
    CITIZENS BANK & TRUST TRUSTEE
    5.00     		10,646 0 0
    515 WASHINGTON STREET
    PO BOX 50
    CHILLICOTHE,MO64601
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,401,385
    b
    Average of monthly cash balances.......................
    1b
    192,280
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,593,665
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    3,593,665
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    53,905
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    3,539,760
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    176,988
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    176,988
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    1,471
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,471
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    175,517
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    175,517
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    175,517
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    176,000
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    176,000
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    176,000
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 175,517
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 166,648
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2014:
    a From 2009.......  
    b From 2010.......  
    c From 2011.......  
    d From 2012.......  
    e From 2013.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 176,000
    a Applied to 2013, but not more than line 2a 166,648
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2014 distributable amount..... 9,352
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2014.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		166,165
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2010....  
    b Excess from 2011....  
    c Excess from 2012....  
    d Excess from 2013....  
    e Excess from 2014....  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    COUNTRY CLUB TRUST COMPANY
    PO BOX 410889
    KANSAS CITY,MO64141
    (816) 279-6000
    bThe form in which applications should be submitted and information and materials they should include:
    NO SPECIFIC FORM
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    CONTRIBUTION BASED ON SOLICITATION AND CHARITABLE NEEDS TO CHARITABLE ORGANIZATIONS THAT OPERATE FOR THE BENEFIT OF THE RESIDENTS OF BUCHANAN COUNTY, MISSOURI, OR FOR ANY COUNTY ADJACENT THERETO.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNITED WAY
    118 S 5TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 25,000
    TEMPLE ADATH JOSEPH
    118 S 5TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    OPEN DOOR FOOD KITCHEN
    510 EDMOND STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    INTERSERVE
    200 CHEROKEE STREET
    ST JOSEPH,MO64504     		NONE 501(C)(3) CHARITABLE PURPOSES 6,000
    BARTLETT CENTER
    409 S 18TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 1,000
    2ND HARVEST
    915 DOUGLAS
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    ALBRECHT KEMPER MUSEUM
    2818 FREDERICK AVE
    ST JOSEPH,MO64506     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    MO WESTERN FOUNDATION
    4525 DOWNS DRIVE
    ST JOSEPH,MO64507     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    RED CROSS MIDLAND EMPIRE
    401 N 12TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 20,000
    ALLIED ARTS COUNCIL
    118 S 8TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 3,000
    ST JOSEPH SYMPHONY
    120 S 8TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 2,000
    EMPOWER
    802 N RIVERSIDE STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 5,000
    NOYES HOME
    801 N NOYES BLVD
    ST JOSEPH,MO64506     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    TEMPLE ADATH JOSEPH CEMET
    118 S 5TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    SUCCESS BY SIX
    118 S 5TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 5,000
    SALVATION ARMY
    915 DOUGLAS
    ST JOSEPH,MO64505     		NONE 501(C)(3) CHARITABLE PURPOSES 5,000
    COMMUNITY SERVICES
    1203 N 6TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 6,000
    BOY SCOUTS
    1704 BUCKINGHAM STREET
    ST JOSEPH,MO64506     		NONE 501(C)(3) CHARITABLE PURPOSES 3,000
    YOUTH ALLIANCE
    3308 S LEONARD RD
    ST JOSEPH,MO64503     		NONE 501(C)(3) CHARITABLE PURPOSES 3,000
    SOCIAL WELFARE BOARD
    904 S 10TH STREET
    ST JOSEPH,MO64503     		NONE 501(C)(3) CHARITABLE PURPOSES 6,500
    THE CENTER
    902 EDMOND
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 5,000
    AFL-CIO COMM SERVICES
    1203 N 6TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 4,500
    FOOD FOR KIDS
    1325 MITCHELL AVE APT 1
    ST JOSEPH,MO64503     		NONE 501(C)(3) CHARITABLE PURPOSES 3,500
    EXPO CENTER
    224 N 7TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 2,500
    Total .................................bullet 3a 176,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 47,868  
    4 Dividends and interest from securities....     14 53,508  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    14 360 742,342
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aFEDERAL REFUND     1 767  
    bRETURN OF CAP - CITIZENS     1 35  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   102,538 742,342
    13Total. Add line 12, columns (b), (d), and (e)..................
    13844,880
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    8 SALES OF STOCK
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2014 AccountingFeesSchedule
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREP FEES - CCT 920      

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2014 GainLossSaleOtherAssetsSch
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    AFFILIATED MANAGERS GROUP COM 2011-11 PURCHASE 2014-01   8,528 3,650     4,878  
    CATERPILLAR FINL SVCS CORP 2004-04 PURCHASE 2014-01   24,125 24,125        
    PPL CORP COM 2011-08 PURCHASE 2014-01   29,097 27,049     2,048  
    QUALCOMM INC COM 2010-02 PURCHASE 2014-05   39,044 18,806     20,238  
    THERMO FISHER CORP COM 2008-06 PURCHASE 2014-01   15,114 7,726     7,388  
    THERMO FISHER CORP COM 2011-08 PURCHASE 2014-01   9,887 4,661     5,226  
    TIME WARNER CABLE INC COM 2009-04 PURCHASE 2014-01   36,027 8,747     27,280  
    CCB TRUST MONEY MARKET FD 2014-06 PURCHASE 2014-07   17,876 17,876        
    BUNGE LIMITED COM 2014-09 PURCHASE 2014-10   1,713 1,807     -94  
    VALIDUS HOLDINGS LTD 2014-10 PURCHASE 2014-10   12,830 12,902     -72  
    AES CORP COM 2014-09 PURCHASE 2014-10   2,512 2,642     -130  
    AT&T INC 2014-01 PURCHASE 2014-09   36,726 36,097     629  
    ALLERGAN INC 2014-09 PURCHASE 2014-09   9,670 9,202     468  
    ALLIANCE DATA SYSTEMS 2014-09 PURCHASE 2014-10   1,189 1,327     -138  
    ALLIANCE DATA SYSTEMS 2014-09 PURCHASE 2014-10   518 531     -13  
    ALLIANCE DATA SYSTEMS 2014-09 PURCHASE 2014-10   2,470 2,388     82  
    APPLE COMPUTER INC 2014-09 PURCHASE 2014-09   4,723 4,781     -58  
    BAKER HUGHES INC 2014-09 PURCHASE 2014-09   4,309 4,561     -252  
    BARD C R INC 2014-09 PURCHASE 2014-10   1,419 1,500     -81  
    BLACKROCK INC 2014-09 PURCHASE 2014-09   6,122 6,366     -244  
    BLACKSTONE GROUP LP 2014-09 PURCHASE 2014-09   10,237 10,777     -540  
    CABOT OIL & GAS CORP COM 2014-09 PURCHASE 2014-09   17,888 19,377     -1,489  
    CAMERON INTERNALTIONAL CORP 2014-09 PURCHASE 2014-09   11,058 11,958     -900  
    CELGENE CORP 2014-09 PURCHASE 2014-10   2,105 2,181     -76  
    CISCO SYSTEMS INC 2014-01 PURCHASE 2014-09   16,471 15,139     1,332  
    COGNIZANT TECHNOLOGY SOLUTIONS 2014-09 PURCHASE 2014-10   2,849 2,998     -149  
    COMCAST CORP 2014-09 PURCHASE 2014-09   16,754 17,138     -384  
    COMCAST CORP 2014-09 PURCHASE 2014-10   12,165 13,115     -950  
    DANAHER CORP 2014-09 PURCHASE 2014-10   1,840 1,923     -83  
    DIRECTV COM 2014-09 PURCHASE 2014-10   7,072 7,198     -126  
    EMERSON ELECTRIC CO 2014-09 PURCHASE 2014-10   1,464 1,554     -90  
    EMERSON ELECTRIC CO 2014-09 PURCHASE 2014-10   6,769 7,186     -417  
    EXPRESS SCRIPTS HLDG CO COM 2014-09 PURCHASE 2014-10   1,811 1,922     -111  
    FISERV INC COM 2014-09 PURCHASE 2014-10   2,938 3,029     -91  
    GAMESTOP CORP NEW CL A 2014-09 PURCHASE 2014-12   1,040 1,320     -280  
    HONDA MOTOR CO 2014-01 PURCHASE 2014-09   17,476 20,909     -3,433  
    INTERNATIONAL BUSINESS MACHS 2014-05 PURCHASE 2014-09   23,974 23,234     740  
    ISHARES TR RUS 1000 ETF 2014-09 PURCHASE 2014-09   8,242 8,457     -215  
    ISHARES TR RUS 1000 ETF 2014-09 PURCHASE 2014-10   12,968 13,532     -564  
    J P MORGAN CHASE & CO 2014-09 PURCHASE 2014-09   12,100 12,031     69  
    MASTERCARD INC CL A 2014-09 PURCHASE 2014-09   3,514 3,606     -92  
    METLIFE POLICYHOLDER TRUST 2014-09 PURCHASE 2014-09   3,263 3,343     -80  
    METLIFE POLICYHOLDER TRUST 2014-09 PURCHASE 2014-10   10,528 11,979     -1,451  
    NCR CORPORATION 2013-10 PURCHASE 2014-09   44,566 49,950     -5,384  
    NCR CORPORATION 2014-01 PURCHASE 2014-09   14,409 15,538     -1,129  
    NCR CORPORATION 2014-05 PURCHASE 2014-09   22,116 21,395     721  
    NATIONAL OILWELL VARCO INC 2014-09 PURCHASE 2014-09   10,430 11,364     -934  
    NATIONAL OILWELL VARCO INC 2014-09 PURCHASE 2014-12   21,271 28,665     -7,394  
    O REILLY AUTOMOTIVE INC NEW 2014-09 PURCHASE 2014-10   1,793 1,898     -105  
    PNC FINANCIAL SERVICES GROUP 2014-09 PURCHASE 2014-09   2,996 3,001     -5  
    RAYTHEON CO SR NT 2013-10 PURCHASE 2014-09   51,319 50,724     595  
    ROSS STORES INC COM 2014-09 PURCHASE 2014-10   2,840 2,917     -77  
    SANOFI SPONSORED ADR 2014-01 PURCHASE 2014-09   21,409 19,797     1,612  
    SKYWORKS SOLUTIONS INC COM 2014-09 PURCHASE 2014-10   1,033 1,112     -79  
    STERICYCLE INC COM 2014-09 PURCHASE 2014-10   2,897 2,957     -60  
    US BANCORP 2014-09 PURCHASE 2014-10   2,658 2,766     -108  
    UNION PACIFIC CORP 2014-09 PURCHASE 2014-09   2,994 3,037     -43  
    VALERO ENERGY CORP 2014-09 PURCHASE 2014-10   11,356 13,637     -2,281  
    VANGUARD BD INDEX FD 2014-01 PURCHASE 2014-09   24,003 24,075     -72  
    AT&T INC 2010-02 PURCHASE 2014-09   16,884 12,354     4,530  
    AFFILIATED MANAGERS GROUP 2011-11 PURCHASE 2014-09   42,507 18,252     24,255  
    AMGEN INC 2009-01 PURCHASE 2014-11   100,000 101,374     -1,374  
    APACHE CORP 2012-02 PURCHASE 2014-09   30,035 31,802     -1,767  
    APACHE CORP 2012-08 PURCHASE 2014-09   16,519 14,278     2,241  
    ARCHER DANIELS MIDLAND 2009-01 PURCHASE 2014-09   42,732 23,543     19,189  
    BANK NEW YORK MELLON CORP 2008-02 PURCHASE 2014-09   4,969 5,764     -795  
    BANK NEW YORK MELLON CORP 2009-06 PURCHASE 2014-09   32,917 23,936     8,981  
    BANK NEW YORK MELLON CORP 2012-01 PURCHASE 2014-09   31,406 16,173     15,233  
    BANK NEW YORK MELLON CORP 2012-08 PURCHASE 2014-09   16,498 9,399     7,099  
    BOEING CO 2011-11 PURCHASE 2014-09   38,393 20,550     17,843  
    BOEING CO 2012-07 PURCHASE 2014-09   18,252 10,816     7,436  
    CVS CORP 2007-10 PURCHASE 2014-09   25,860 12,166     13,694  
    CVS CORP 2007-10 PURCHASE 2014-09   3,914 1,851     2,063  
    CVS CORP 2007-10 PURCHASE 2014-10   14,114 6,574     7,540  
    CAPITAL ONE FINANCIAL 2013-02 PURCHASE 2014-09   52,649 32,825     19,824  
    CAPITAL ONE FINANCIAL 2013-04 PURCHASE 2014-09   48,504 30,989     17,515  
    CISCO SYSTEMS INC 1997-12 PURCHASE 2014-09   7,312 2,749     4,563  
    CISCO SYSTEMS INC 2002-01 PURCHASE 2014-09   12,528 9,648     2,880  
    CISCO SYSTEMS INC 2010-11 PURCHASE 2014-09   22,585 21,326     1,259  
    CISCO SYSTEMS INC 2011-11 PURCHASE 2014-09   20,339 15,508     4,831  
    CONOCOPHILLIPS 2002-01 PURCHASE 2014-09   39,792 11,428     28,364  
    CONOCOPHILLIPS 2009-06 PURCHASE 2014-09   28,999 12,063     16,936  
    DISNEY WALT COMPANY 2006-12 PURCHASE 2014-09   13,165 4,938     8,227  
    DISNEY WALT COMPANY 2011-08 PURCHASE 2014-09   5,738 2,119     3,619  
    DISNEY WALT COMPANY 2011-10 PURCHASE 2014-09   10,329 3,678     6,651  
    DISNEY WALT COMPANY 2011-10 PURCHASE 2014-10   12,658 4,684     7,974  
    DISNEY WALT COMPANY 2011-10 PURCHASE 2014-10   13,154 4,684     8,470  
    EMC CORPORATION 2012-05 PURCHASE 2014-09   33,885 30,118     3,767  
    EMC CORPORATION 2012-07 PURCHASE 2014-09   19,920 16,111     3,809  
    EMC CORPORATION 2012-07 PURCHASE 2014-10   2,163 1,827     336  
    EXXON MOBILE CORP 2002-01 PURCHASE 2014-09   32,709 13,058     19,651  
    FEDERAL HOME LOAN BANK 2008-02 PURCHASE 2014-09   82,619 77,003     5,616  
    GENERAL ELECTRIC CO COM 2002-01 PURCHASE 2014-09   10,136 14,886     -4,750  
    GENERAL ELECTRIC CO COM 2009-04 PURCHASE 2014-09   47,561 22,494     25,067  
    GOOGLE INC 2012-11 PURCHASE 2014-09   577 333     244  
    GOOGLE INC 2012-11 PURCHASE 2014-10   1,717 999     718  
    GOOGLE INC 2012-11 PURCHASE 2014-10   571 333     238  
    GOOGLE INC 2012-11 PURCHASE 2014-09   20,480 11,622     8,858  
    HONDA MOTOR CO 2013-08 PURCHASE 2014-09   44,453 50,837     -6,384  
    INTEL CORP 2012-12 PURCHASE 2014-09   107,289 108,833     -1,544  
    INTEL CORP 2001-06 PURCHASE 2014-09   6,946 5,569     1,377  
    INTEL CORP 2002-03 PURCHASE 2014-09   5,210 4,944     266  
    INTEL CORP 2008-06 PURCHASE 2014-09   32,995 20,864     12,131  
    INTEL CORP 2011-08 PURCHASE 2014-09   11,809 6,769     5,040  
    INTEL CORP 2012-11 PURCHASE 2014-09   32,822 18,371     14,451  
    INTERNATIONAL BUSINESS MACHINES 2002-03 PURCHASE 2014-09   44,112 24,504     19,608  
    ISHARES EAFE GRWTH ETF 2012-05 PURCHASE 2014-09   50,790 40,299     10,491  
    JACOBS ENGINEERING GROUP 2009-08 PURCHASE 2014-09   14,917 12,354     2,563  
    JACOBS ENGINEERING GROUP 2009-12 PURCHASE 2014-09   35,427 24,760     10,667  
    JOHNSON & JOHNSON COM 2001-06 PURCHASE 2014-09   20,777 10,369     10,408  
    JOHNSON & JOHNSON COM 2002-01 PURCHASE 2014-09   25,452 14,203     11,249  
    JOHNSON & JOHNSON COM 2011-06 PURCHASE 2014-09   30,646 19,469     11,177  
    MICROSOFT CORP SR NT 2012-04 PURCHASE 2014-09   31,145 31,628     -483  
    MICROSOFT CORP 2011-08 PURCHASE 2014-09   12,825 7,099     5,726  
    MICROSOFT CORP 2002-01 PURCHASE 2014-09   31,499 21,567     9,932  
    MICROSOFT CORP 2002-03 PURCHASE 2014-09   7,605 5,344     2,261  
    MICROSOFT CORP 2002-03 PURCHASE 2014-10   2,918 2,024     894  
    NEXTERA ENERGY INC COM 2002-11 PURCHASE 2014-09   11,200 3,394     7,806  
    NEXTERA ENERGY INC COM 2003-03 PURCHASE 2014-09   19,478 5,696     13,782  
    NEXTERA ENERGY INC COM 2010-02 PURCHASE 2014-09   5,843 2,754     3,089  
    NOVARTIS AG-ADR 2008-06 PURCHASE 2014-09   37,500 21,526     15,974  
    NOVARTIS AG-ADR 2011-06 PURCHASE 2014-09   22,500 13,853     8,647  
    NOVARTIS AG-ADR 2012-12 PURCHASE 2014-09   15,000 10,085     4,915  
    OMNICOM GROUP 2010-02 PURCHASE 2014-09   49,751 25,614     24,137  
    OMNICOM GROUP 2012-08 PURCHASE 2014-09   20,549 14,664     5,885  
    ORACLE CORP 2002-03 PURCHASE 2014-09   43,559 14,643     28,916  
    ORACLE CORP 2011-08 PURCHASE 2014-09   5,445 3,472     1,973  
    ORACLE CORP 2008-12 PURCHASE 2014-09   79,611 72,942     6,669  
    PHILLIPS 66 COM 2002-01 PURCHASE 2014-09   21,599 3,396     18,203  
    PHILLIPS 66 COM 2009-06 PURCHASE 2014-09   12,242 2,788     9,454  
    POWERSHARES ETF TRUST 2012-05 PURCHASE 2014-09   53,219 40,770     12,449  
    PRUDENTIAL FINANCIAL 2013-01 PURCHASE 2014-09   16,558 10,626     5,932  
    PRUDENTIAL FINANCIAL 2013-01 PURCHASE 2014-09   3,771 2,425     1,346  
    SBC COMMUNICATIONS 2007-03 PURCHASE 2014-09   50,000 49,010     990  
    SANOFI SPONSORED ADR 2013-04 PURCHASE 2014-09   40,315 38,208     2,107  
    SANOFI SPONSORED ADR 2013-07 PURCHASE 2014-09   20,853 19,586     1,267  
    SCHLUMBERGER LTD 2009-01 PURCHASE 2014-09   64,806 24,777     40,029  
    SCHLUMBERGER LTD 2012-01 PURCHASE 2014-09   17,674 11,261     6,413  
    TEVA PHARMACEUTICAL INDS LTD 2010-06 PURCHASE 2014-09   24,481 25,437     -956  
    TEVA PHARMACEUTICAL INDS LTD 2010-11 PURCHASE 2014-09   10,417 10,268     149  
    TEVA PHARMACEUTICAL INDS LTD 2011-08 PURCHASE 2014-09   16,147 12,214     3,933  
    TEVA PHARMACEUTICAL INDS LTD 2013-01 PURCHASE 2014-09   22,918 16,607     6,311  
    THERMO FISHER SCIENTIFIC INC 2011-08 PURCHASE 2014-09   3,523 1,554     1,969  
    UNITED TECHNOLOGIES CORP 2002-01 PURCHASE 2014-09   30,098 9,145     20,953  
    UNITED TECHNOLOGIES CORP 2002-01 PURCHASE 2014-10   1,324 432     892  
    WALMART STORES INC COM 2008-03 PURCHASE 2014-09   15,503 10,819     4,684  
    WALMART STORES INC COM 2008-03 PURCHASE 2014-10   2,432 1,705     727  

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AMGEN INC SR NT 4.85% DTD 11/18/04    
    CATERPILLAR FINL SVCS CORP 4.60% DTD    
    CISCO SYS INC SR NT 3.15% DTD 3/16/1 32,309 31,359
    COCA COLA CO NT 1.65% DTD 3/14/12 29,585 30,190
    CONOCOPHILLIPS 5.20% DTD 5/8/08 50,146 55,285
    INTEL CORP SR NT 1.95% DTD 9/19/11    
    MICROSOFT CORP NT 4.20% DTD 5/18/09 30,454 32,959
    MICROSOFT CORP SR NT 3.00% DTD 9/27/    
    ORACLE CORP SR NT 5.00% DTD 7/8/09 34,846 33,638
    ORACLE CORP/OZARK HLDG 5.25% DTD 1/1    
    PEPSICO INC 5.00% DTD 5/28/08 49,313 55,286
    RAYTHEON CO SR NT 3.125% DTS 10/20/2 50,724 51,640
    SBC COMMUNICATIONS INC 5.10% DTD 11/    
    TOTAL CAPITAL GTD NT 3.125% DTD 10/2 31,998 30,572
    UNITED TECHNOLOGIES CORP NT 6.125% D 30,534 29,026
    WALMART STORES INC NT 4.125% DTD 1/2 29,858 32,676
    DEERE JOHN CAP CORP MTN 1.2% 34,894 34,801
    JP MORGAN CHASE & CO MTN 4.4% 32,457 32,519
    APPLE INC ST GLBL NT 2.85% 35,766 35,804
    INTEL CORPORATION 3.30% 50,929 52,432
    GOLDMAN SACHS STRATEGIC INC 50,000 48,952
    NEUBERGER BERMAN INC FDS 52,493 50,453
    ISHARES IBOXX HI YD ETF 146,622 142,016

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AT&T INC COM    
    AFFILIATED MANAGERS GROUP COM    
    APACHE CORP COM    
    ARCHER DANIELS MIDLAND CO COM    
    BANK NEW YORK MELLON CORP COM    
    BOEING CO COM    
    CVS CAREMARK CORP COM    
    CAPITAL ONE FINL CORP COM    
    CISCO SYS INC COM    
    CONOCOPHILLIPS COM    
    DISNEY WALT CO COM    
    EMC CORP MASS COM    
    EXXON MOBIL CORP COM    
    GENERAL ELEC CO COM    
    GOLDMAN SACHS STRATEGIC INC FD    
    GOOGLE INC CL A    
    HONDA MTR LTD ADR    
    INTEL CORP COM    
    INTERNATIONAL BUSINESS MCHS CORP COM    
    ISHARES TR MSCI EAFE GROWTH INDEX FD    
    JACOBS ENGR GROUP INC COM    
    JOHNSON & JOHNSON COM    
    MICROSOFT CORP COM    
    NCR CORP NEW COM    
    NEUBERGER BERMAN STRATEGIC INC FD    
    NEXTERA ENERGY INC COM    
    NOVARTIS AG SPONSORED ADR    
    OMNICOM GROUP COM    
    ORACLE CORP COM    
    PPL CORP COM    
    PHILLIPS 66 COM    
    POWERSHARES EXC-TRADED FD TR    
    PRUDENTIAL FINANCIAL INC COM    
    QUALCOMM INC COM    
    SANOFI SPONSORED ADR    
    SCHLUMBERGER LTD COM    
    TEVA PHARMACEUTICAL INDS LTD ADR    
    THERMO FISHER CORP COM    
    TIME WARNER CABLE INC COM    
    UNITED TECHNOLOGIES CORP COM    
    VANGUARD FTSE EMERGING MRKTS ETF    
    WALMART STORES INC COM    
    BUNGE LIMITED COM 20,131 21,273
    LYONDELLBASELL IND 29,284 20,244
    AES CORP COM 26,717 25,061
    ALEXION PHARMACEUTICALS INC 19,247 21,463
    ALLERGAN INC 12,716 16,157
    ALLIANCE DATA SYSTEMS CORP COM 25,208 27,175
    AMERICAN TOWER CORP NEW COM 12,550 13,246
    APPLE COMPUTER INC 39,141 43,379
    BAKER HUGHES INC 32,726 27,530
    BARD C R INC 20,400 22,660
    BLACKROCK INC 20,440 21,811
    BLACKSTONE GROUP LP COM UNIT 41,684 42,693
    BROADCOM CORP 19,617 21,362
    BRUKER CORP COM 19,299 20,307
    CIGNA CORPORATION 12,739 14,510
    CVS CORP 12,091 30,819
    CABOT OIL & GAS CORP COM 21,182 18,417
    CAMERON INTERNATIONAL CORP COM 28,024 19,081
    CAPITAL ONE FINANCIAL 12,554 13,538
    CELGENE CORP 19,632 23,155
    COGNIZANT TECHNOLOGY SOLUTIONS 33,575 38,336
    COMCAST CORP 13,611 14,328
    DANAHER CORP 20,000 22,285
    DIRECTV COM 12,749 12,745
    EMC CORPORATION 21,675 27,034
    EMERSON ELECTRIC CO 13,271 12,655
    EXPRESS SCRIPTS HLDG CO 27,279 31,243
    FISERV INC COM 26,471 28,530
    FORD MOTOR COMPANY 19,414 21,096
    GAMESTOP CORP NEW CL A 18,866 14,635
    GOOGLE INC CL A 19,977 24,941
    ISHARES RUSSELL 2000 INDEX FD 160,403 166,391
    J P MORGAN CHASE & CO 32,485 33,793
    LKQ CORP COM 14,670 14,201
    MASTERCARD INC CL A 33,140 37,221
    MEDTRONIC INC 19,747 22,382
    MENTOR GRAPHICS CORP COM 22,201 21,525
    MERCK & CO INC NEW COM 19,855 18,741
    METLIFE POLICYHOLDER TRUST 21,451 20,825
    MICROSOFT CORP 13,345 19,602
    O REILLY AUTOMOTIVE INC NEW COM 27,356 33,323
    PNC FINANCIAL SERVICES GROUP 26,325 28,008
    PROCTER & GAMBLE CO 19,644 21,224
    PRUDENTIAL FINANCIAL 21,021 32,927
    ROSS STORES INC COM 26,486 32,520
    SKYWORKS SOLUTIONS INC COM 13,452 17,596
    STERICYCLE INC COM 26,258 29,100
    THERMO FISHER SCIENTIFIC INC 14,413 33,703
    US BANCORP 26,635 28,139
    UNION PACIFIC CORP 26,577 29,187
    UNITED TECHNOLOGIES CORP 10,206 21,505
    VALERO ENERGY CORP 30,322 28,067
    VERIZON COMMUNICATIONS 33,020 31,109
    WALMART STORES INC COM 13,730 21,899
    WALGREEN 12,907 16,351
    WILLIAMS COS INC 19,334 15,909
    WYNDHAM WORLDWIDE CORP COM 19,072 21,011
    LAZARD LTD SHS A 21,810 20,112
    ISHARES TR RUS 1000 ETF 17,113 17,195
    ETF I SHARES TRUST 356,200 329,144
    VANGUARD INTL EQUITY INDEX FD 88,888 85,683

    TY 2014 InvestmentsGovtObligationsSch
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    US Government Securities - End of Year Book Value:

    683,963
    US Government Securities - End of Year Fair Market Value:

    694,511
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2014 OtherIncomeSchedule2
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL REFUND 767    
    RETURN OF CAP - CITIZENS 35    


    TY 2014 TaxesSchedule
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES - CCT 1,871      
    FEDERAL ESTIMATES - CCT 343      
    FOREIGN TAX - QUAL DIV - CCT 65      
    FOREIGN TAXES - NONQUALIFIED - C 65      
    FEDERAL TAX PYMT - PRIOR YR - CC 134      
    FOREIGN TAX - CITIZENS 132