Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
FRANK AND LYDIA BERGEN FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHARLOTTE, NC28262
A Employer identification number

22-6359304
B Telephone number (see instructions)

(336) 747-8203
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$9,603,238J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule)..............  
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments 33 33  
4 Dividends and interest from securities...... 210,466 197,642  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 389,394
b Gross sales price for all assets on line 6a 4,476,584
7 Capital gain net income (from Part IV, line 2)... 389,394
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 599,893 587,069  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 102,791 77,093   25,698
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,000 0 0 1,000
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 5,857 2,692   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 45     45
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 109,693 79,785 0 26,743
25 Contributions, gifts, grants paid........ 467,500 467,500
26 Total expenses and disbursements. Add lines 24 and 25 577,193 79,785 0 494,243
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 22,700
b Net investment income (if negative, enter -0-) 507,284
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 453,079 533,660 533,660
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 4,621,603 Click to see attachment5,231,303 6,221,539
c Investments—corporate bonds (attach schedule)........ 3,534,373 Click to see attachment2,851,196 2,848,039
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 8,609,055 8,616,159 9,603,238
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 8,609,055 8,616,159
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)...... 8,609,055 8,616,159
31 Total liabilities and net assets/fund balances (see instructions).. 8,609,055 8,616,159
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 8,609,055
2 Enter amount from Part I, line 27a..................... 2 22,700
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 15,806
4 Add lines 1, 2, and 3.......................... 4 8,647,561
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 31,402
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 8,616,159
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 627. ARTISAN FDS INC INTL FD INVESTOR CLASS   2014-06-20 2014-09-15
b 916. ARTISAN MID CAP FUND-INS #1333   2013-02-11 2014-04-22
c 284. ARTISAN MID CAP FUND-INS #1333   2014-06-20 2014-09-05
d 189. ARTISAN MID CAP FUND-INS #1333   2014-06-20 2014-09-15
e 4647. CREDIT SUISSE COMM RET ST-I #2156   2011-08-26 2014-04-22
17252. CREDIT SUISSE COMM RET ST-I #2156   2012-02-14 2014-06-18
356. DIAMOND HILL LONG-SHORT FD CL I #11   2012-08-10 2014-06-18
440. DIAMOND HILL LONG-SHORT FD CL I #11   2012-08-10 2014-09-15
8144.733 DIAMOND HILL LONG-SHORT FD CL I #11   2012-08-10 2014-10-22
252. DODGE & COX INT'L STOCK FD # 1048   2012-05-10 2014-01-21
305. DODGE & COX INT'L STOCK FD # 1048   2014-06-20 2014-09-05
209. DODGE & COX INT'L STOCK FD # 1048   2014-06-20 2014-09-15
837. DODGE & COX INCOME FD COM   2013-02-11 2014-01-21
4499. DODGE & COX INCOME FD COM   2013-02-11 2014-06-18
3306. DODGE & COX INCOME FD COM   2013-02-11 2014-09-05
1370. DODGE & COX INCOME FD COM   2013-02-11 2014-09-15
1525. DODGE & COX INCOME FD COM   2013-02-11 2014-10-22
500.127 DODGE & COX INCOME FD COM   2013-09-27 2014-10-28
3711.901 DODGE & COX INCOME FD COM   2014-04-24 2014-10-28
8089. DREYFUS EMG MKT DEBT LOC C-I #6083   2012-08-10 2014-01-21
7480. DREYFUS EMG MKT DEBT LOC C-I #6083   2012-08-10 2014-06-18
576. DREYFUS INTERNATL BOND FD CL I #6094   2014-04-24 2014-10-22
8099. DRIEHAUS ACTIVE INCOME FUND   2013-07-12 2014-01-21
17511. DRIEHAUS ACTIVE INCOME FUND   2013-09-27 2014-06-18
909. DRIEHAUS ACTIVE INCOME FUND   2013-09-27 2014-09-15
5946.319 EATON VANCE GLOBAL MACRO - I #0088   2014-01-23 2014-10-22
9678.017 EATON VANCE GLOBAL MACRO - I #0088   2013-07-12 2014-10-22
748. FID ADV EMER MKTS INC- CL I #607   2014-01-23 2014-09-15
388. FLEMING CAP MUTUAL FUND GROUP J P MORGAN MID CAP VALUE FUND   2014-06-20 2014-09-05
255. FLEMING CAP MUTUAL FUND GROUP J P MORGAN MID CAP VALUE FUND   2014-06-20 2014-09-15
644. HARBOR FD CAP APPRECIATION   2011-05-25 2014-01-21
993.319 HARBOR FD CAP APPRECIATION   2011-05-25 2014-06-18
460.681 HARBOR FD CAP APPRECIATION   2014-04-24 2014-06-18
671. HARBOR FD CAP APPRECIATION   2011-05-25 2014-09-05
280. HARBOR FD CAP APPRECIATION   2011-05-25 2014-09-15
69. ISHARES S&P 500 INDEX FUND   2012-08-08 2014-01-21
69. ISHARES S&P 500 INDEX FUND   2014-06-18 2014-09-15
600. JPMORGAN HIGH YIELD FUND SS #3580   2014-04-24 2014-10-28
431. KEELEY SMALL CAP VAL FD CL I #2251   2012-05-10 2014-01-21
4833.098 KEELEY SMALL CAP VAL FD CL I #2251   2012-05-10 2014-06-18
15892.59 LAUDUS MONDRIAN INT GV FI-INST #2940   2012-02-14 2014-04-22
4771.402 LAUDUS MONDRIAN INT GV FI-INST #2940   2014-01-23 2014-04-22
697. MFS VALUE FUND-CLASS I #893   2012-02-14 2014-01-21
290. MFS VALUE FUND-CLASS I #893   2014-06-20 2014-09-05
542. MFS VALUE FUND-CLASS I #893   2014-06-20 2014-09-15
2153.273 MERGER FD SH BEN INT   2011-10-20 2014-06-18
877.727 MERGER FD SH BEN INT   2014-04-24 2014-06-18
6394. MERGER FD SH BEN INT   2013-07-12 2014-08-08
2914. ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-12 2014-01-21
3471. ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-12 2014-06-18
116. ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-12 2014-08-08
857. ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-12 2014-09-15
1447. NEUBERGER BERMAN LONG SH-INS #1830   2014-06-20 2014-09-15
573. NUVEEN HIGH YIELD MUNI BD-R #1668   2014-04-24 2014-09-15
244. NUVEEN HIGH YIELD MUNI BD-R #1668   2014-04-24 2014-10-28
9420.749 NUVEEN HIGH YIELD MUNI BD-R #1668   2014-04-24 2014-12-19
528. OPPENHEIMER DEVELOPING MKT-Y #788   2013-02-11 2014-06-18
753. OPPENHEIMER DEVELOPING MKT-I #799   2013-02-11 2014-09-05
2119.885 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2012-05-10 2014-06-18
3313.115 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2014-04-24 2014-06-18
4465. PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2014-04-24 2014-09-05
1608. PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2013-09-27 2014-09-15
54393.044 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2013-09-27 2014-09-30
1082. PIMCO FOREIGN BOND FUND-INST   2012-02-14 2014-09-15
15440.191 RIDGEWORTH SEIX HY BD-I #5855   2011-08-26 2014-01-21
6635.809 RIDGEWORTH SEIX HY BD-I #5855   2013-07-12 2014-01-21
24867.527 RIDGEWORTH SEIX HY BD-I #5855   2011-10-20 2014-04-22
19523. ROWE T PRICE SHORT TERM BD FD INC   2013-02-11 2014-04-22
10426. ROWE T PRICE SHORT TERM BD FD INC   2012-02-14 2014-06-18
11667. ROWE T PRICE SHORT TERM BD FD INC   2013-02-11 2014-10-28
370. T ROWE PRICE INST FLOAT RATE #170   2014-01-23 2014-10-28
409. SPDR DJ WILSHIRE INTERNATIONAL REAL   2011-05-23 2014-09-05
235. VANGUARD TOTAL BOND MARKET ETF   2014-09-30 2014-10-22
691. VANGUARD TOTAL BOND MARKET ETF   2014-09-30 2014-10-28
1519. VANGARD MSCI EMERGING MARKETS EFT   2010-12-28 2014-01-21
2000. VANGARD MSCI EMERGING MARKETS EFT   2013-02-07 2014-01-21
226. VANGARD MSCI EMERGING MARKETS EFT   2010-12-28 2014-06-18
268. VANGARD MSCI EMERGING MARKETS EFT   2010-12-28 2014-09-05
310. VANGUARD REIT VIPER   2014-01-21 2014-04-22
77. VANGUARD REIT VIPER   2014-01-21 2014-09-05
197. VANGUARD REIT VIPER   2010-12-28 2014-09-05
217. VANGUARD REIT VIPER   2010-12-28 2014-10-22
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 19,299   19,656 -357
b 45,663   38,188 7,475
c 14,782   14,487 295
d 9,594   9,641 -47
e 36,432   43,589 -7,157
133,013   147,264 -14,251
8,455   6,365 2,090
10,503   7,867 2,636
186,840   135,390 51,450
10,884   7,736 3,148
14,460   14,298 162
9,714   9,798 -84
11,433   11,609 -176
62,671   62,401 270
46,053   45,854 199
19,002   19,002  
21,243   21,152 91
6,952   6,761 191
51,595   51,150 445
110,091   118,707 -8,616
108,086   107,284 802
9,717   9,809 -92
87,469   86,949 520
188,944   187,777 1,167
9,690   9,726 -36
55,360   55,895 -535
90,102   91,945 -1,843
10,517   9,933 584
15,012   14,705 307
9,698   9,665 33
37,036   25,077 11,959
58,069   38,680 19,389
26,931   25,876 1,055
41,293   26,129 15,164
16,845   10,903 5,942
12,768   9,703 3,065
13,811   13,533 278
4,800   4,872 -72
16,598   10,883 5,715
190,327   118,755 71,572
173,706   195,047 -21,341
52,151   51,054 1,097
23,113   16,784 6,329
10,165   10,150 15
18,883   18,970 -87
35,507   34,086 1,421
14,474   14,175 299
104,414   102,192 2,222
33,307   33,511 -204
39,222   39,917 -695
1,271   1,334 -63
9,684   9,856 -172
18,854   18,710 144
9,689   9,414 275
4,187   4,009 178
162,225   154,783 7,442
20,893   18,865 2,028
31,340   26,939 4,401
23,107   22,409 698
36,113   35,848 265
48,936   48,277 659
17,495   17,382 113
591,252   561,306 29,946
11,945   11,509 436
152,240   144,675 7,565
65,429   66,690 -1,261
247,432   232,788 14,644
93,515   94,491 -976
49,941   50,462 -521
55,885   56,468 -583
3,744   3,818 -74
18,263   16,215 2,048
19,450   19,273 177
57,065   56,669 396
59,680   71,348 -11,668
78,579   87,951 -9,372
9,804   10,615 -811
12,399   12,588 -189
22,325   20,716 1,609
5,969   5,146 823
15,272   10,343 4,929
16,613   11,393 5,220
      169,294
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -357
b       7,475
c       295
d       -47
e       -7,157
      -14,251
      2,090
      2,636
      51,450
      3,148
      162
      -84
      -176
      270
      199
       
      91
      191
      445
      -8,616
      802
      -92
      520
      1,167
      -36
      -535
      -1,843
      584
      307
      33
      11,959
      19,389
      1,055
      15,164
      5,942
      3,065
      278
      -72
      5,715
      71,572
      -21,341
      1,097
      6,329
      15
      -87
      1,421
      299
      2,222
      -204
      -695
      -63
      -172
      144
      275
      178
      7,442
      2,028
      4,401
      698
      265
      659
      113
      29,946
      436
      7,565
      -1,261
      14,644
      -976
      -521
      -583
      -74
      2,048
      177
      396
      -11,668
      -9,372
      -811
      -189
      1,609
      823
      4,929
      5,220
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 389,394
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 462,676 9,431,284 0.049058
2012 460,540 9,074,417 0.050751
2011 464,610 9,308,960 0.04991
2010 315,969 8,880,913 0.035578
2009 352,091 7,512,692 0.046866
2 Total of line 1, column (d) ...................... 2 0.232163
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.046433
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 9,697,446
5 Multiply line 4 by line 3....................... 5 450,282
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 5,073
7 Add lines 5 and 6......................... 7 455,355
8 Enter qualifying distributions from Part XII, line 4.............. 8 494,243
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 5,073
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 5,073
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,073
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 3,340
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,340
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,733
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (336) 747-8203
    Located atbullet1W 4TH ST 2ND FLOORWINSTON SALEMNC ZIP+4bullet271013818
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WELLS FARGO BANK NA TRUSTEE
    40     		102,791    
    1525 WEST WT HARRIS BLVD
    CHARLOTTE,NC28288
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    9,524,315
    b
    Average of monthly cash balances.......................
    1b
    320,808
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    9,845,123
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    9,845,123
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    147,677
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    9,697,446
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    484,872
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    484,872
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    5,073
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,073
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    479,799
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    479,799
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    479,799
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    494,243
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    494,243
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    5,073
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    489,170
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 479,799
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 19,766
    b Total for prior years:2012, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 0
    b From 2010....... 0
    c From 2011....... 0
    d From 2012....... 0
    e From 2013....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 494,243
    a Applied to 2013, but not more than line 2a 19,766
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 474,477
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2014. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		5,322
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2010.... 0
    b Excess from 2011.... 0
    c Excess from 2012.... 0
    d Excess from 2013.... 0
    e Excess from 2014.... 0
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Wells Fargo Philanthropic Services
    1 W 4th Street 6th Floor
    WinstonSalem,NJ27101
    (855) 739-2920
    grantadministration@wellsfargo.com
    bThe form in which applications should be submitted and information and materials they should include:
    Online application at www.wellsfargo.com/privatefoundations/bergen
    cAny submission deadlines:
    April 10 or August15
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Preference in helping students obtain a musical education; aid to organizations that present fine music; and arranging for musical entertainment for the educational and instruction of musical arts.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN SYMPHONY ORCHESTRA
    333 WEST 39TH ST 1101
    NEW YORK,NY10018     		NONE PC VANGUARD SERIES AT CARNEGIE 20,000
    NEW YORK CITY BALLET INC
    20 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PC PERFORMANCES AND 50,000
    THE NEW SCHOOL
    66 WEST 12TH STREET
    NEW YORK,NY10011     		NONE PC MANNES ORCHESTRA CONCERT AT 25,000
    STATE THEATRE REGIONAL ARTS
    11 LIVINGSTON AVENUE
    NEW BRUNSWICK,NJ08901     		NONE PC CLASSICAL EDUCATION & 12,500
    DREW UNIVERSITY
    36 MADISON AVENUE
    MADISON,NJ07940     		NONE PC CHAMBER MUSIC SOCIETY OF 20,000
    NEW JERSEY SYMPHONY ORQUESTRA
    60 PARK PLACE 9TH FLOOR
    NEWARK,NJ07102     		NONE PC SYMPHONY ORCHESTRA 20,000
    NEWARK SCHOOL OF THE ARTS
    89 LINCOLN PARK
    NEWARK,NJ07102     		NONE PC SCHOLARSHIP AND PERFORMANCE 20,000
    NEWARK BOYS CHORUS SCHOOL
    1016 BROAD STREET
    NEWARK,NJ07102     		NONE PC MUSIC FOR SUCCESS 50,000
    COUNT BASIE THEATER INC
    99 MONMOUTH STREET
    RED BANK,NJ07701     		NONE PC THEATER AND NEW JERSEY 20,000
    ARTS COUNCIL OF THE MORRIS AREA
    14 MAPLE AVENUE SUITE 30
    MORRISTOWN,NJ07960     		NONE PC THE GIRALDA MUSIC AND ARTS 5,000
    PERKINS CENTER FOR THE ARTS
    395 KINGS HIGHWAY
    MOORESTOWN,NJ08057     		NONE PC SCHOLARSHIPS AND PRIVATE 20,000
    MERCER COUNTY COMMUNITY COLLEGE
    1200 OLD TRENTON ROAD
    WEST WINDSOR,NJ085503407     		NONE PC PUBLIC RADIO STATION 10,000
    ALL SEASONS CHAMBER PLAYERS
    115 ORCHARD ROAD
    DEMAREST,NJ07627     		NONE PC COMMUNITY CONCERTS 5,000
    NEW JERSEY FESTIVAL ORCHESTRA
    224 E BROAD ST SUITE 6
    WESTFIELD,NJ07090     		NONE PC MUSIC EDUCATION FOR 10,000
    ROWAN UNIVERSITY FOUNDATION
    201 MULICA HILL RD
    GLASSBORO,NJ08028     		NONE PC GRADUATE SCHOLARSHIP 20,000
    BAY-ATLANTIC SYMPHONY
    59 E COMMERCE STREET
    BRIDGETON,NJ08302     		NONE PC MUSIC/MENTORSHIP PROGRAM 15,000
    DISCOVERY ORCHESTRA INC
    50 MT BETHEL ROAD PO BOX 4064
    WARREN,NJ070590064     		NONE PC EDUCATIONAL DISCOVERY 15,000
    PHILIPS EDUCATION PARTNERS
    342 CENTRAL AVENUE
    NEWARK,NJ07102     		NONE PC MUSIC PERFORMING ARTS AND 15,000
    SCHOLA CANTORUM ON HUDSON INC
    P O BOX 3914
    JERSEY CITY,NJ07303     		NONE PC 20TH SEASON COLLABORATIVE 15,000
    MONTCLAIR STATE UNIVERSITY
    1 EAST NORMAL AVENUE
    MONTCLAIR,NJ07043     		NONE PC YEAR ONE STRING LEADERSHIP 30,000
    PROTESTANT EPISCOPAL CHRUCH IN THE
    UNITED STATES OF AMERICA
    70 MAPLE AVENUE
    MORRISTOWN,NJ07960     		NONE PC ST. PETERS'S DISCOVERY 3,000
    UNION CITY MUSIC PROJECT
    716 23RD STREET SUITE 2
    UNION CITY,NJ07087     		NONE PC EXPANSION OF AFTER SCHOOL 10,000
    10 HAIRY LEGS
    PO BOX 4452
    HIGHLAND PARK,NJ08904     		NONE PC ST PETERSBURG WALTZ 10,000
    MIDATLANTIC OPERA INC
    163 MADISON AVE STE 220-49
    MORRISTOWN,NJ07960     		NONE PC GENERAL OPERATING SUPPORT 12,000
    RAMAPO COLLEGE FOUNDATION
    505 RAMAPO VALLEY ROAD
    MAHWAH,NJ07430     		NONE PC OPEN DOOR CONCERT SERIES 13,000
    ATLANTIC COAST OPERA FESTIVAL
    2028 SOUTH 17TH ST 11
    PHILADELPHIA,PA191452902     		NONE PC WORLD PREMIERE CONCERTS 22,000
    Total .................................bullet 3a 467,500
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 33  
    4 Dividends and interest from securities....     14 210,466  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 389,394  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   599,893  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13599,893
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2014 AccountingFeesSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN: 22-6359304
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,000     1,000

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN: 22-6359304
    Name of Bond End of Year Book Value End of Year Fair Market Value
    256210105 DODGE & COX INCOME F 462,180 508,366
    261980494 DREYFUS EMG MKT DEBT 247,566 216,751
    51855Q655 LAUDUS MONDRIAN INTL    
    693390700 PIMCO TOTAL RET FD-I    
    693390882 PIMCO FOREIGN BD FD 204,265 212,752
    76628T645 RIDGEWORTH SEIX HY B    
    77957P105 T ROWE PRICE SHORT T 399,835 395,822
    262028855 DRIEHAUS ACTIVE INCO 187,385 186,184
    261980668 DREYFUS INTERNATL BO 212,824 204,076
    315920702 FID ADV EMER MKTS IN 137,032 135,897
    4812C0803 JPMORGAN HIGH YIELD 345,735 335,327
    77958B402 T ROWE PRICE INST FL 145,170 141,429
    921937835 VANGUARD TOTAL BOND 509,204 511,435

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN: 22-6359304
    Name of Stock End of Year Book Value End of Year Fair Market Value
    04315J209 ARTIO TOT RTN #1524    
    256210105 DODGE&COX INCOME FD    
    261980494 DREYFUS EMERG #6083    
    693390841 PIMCO HIGH YLD FUND    
    693390700 PIMCO TOT RTN FD #35    
    72369B406 PIONEER HI YLD #724    
    94985D582 WELLS FARGO FD #4705    
    693391559 PIMCO EMERG MKT #137    
    693390882 PIMCO FORGN FD #103    
    34984T881 GOLDEN LARGE CAP FD    
    38142Y401 GOLDMAN SACHS #1132    
    38142Y773 GOLDMAN SACHS #1216    
    339128100 JP MORGAN MID CAP VA 257,352 359,084
    487300808 KEELEY SMALL CAP VAL    
    784924425 SSGA EMERG MKT #1510    
    87234N849 TCW SMALL CAP #4724    
    949915565 WELLS FARGO FD #3124    
    04315J837 ARTIO INTL FD #1529    
    256206103 DODGE & COX INT'L ST 279,058 460,749
    922042858 VANGUARD FTSE EMERGI 153,274 143,672
    61744J317 MORGAN STANLEY #8001    
    722005667 PIMCO COMMOD FD #45    
    922908553 VANGUARD REIT VIPER 227,548 351,054
    04314H204 ARTISAN INTERNATIONA 330,677 470,962
    22544R305 CREDIT SUISSE COMM R 429,032 336,559
    25264S833 DIAMOND HILL LONG-SH    
    411511504 HARBOR CAPITAL APRCT 509,704 710,345
    448108100 HUSSMAN STRATEGIC GR    
    464287200 ISHARES CORE S & P 5 189,301 263,552
    552983694 MFS VALUE FUND-CLASS 577,851 753,375
    56063J302 MAINSTAY EP US EQUIT    
    589509108 MERGER FD SH BEN INT    
    683974505 OPPENHEIMER DEVELOPI    
    78463X863 SPDR DJ WILSHIRE INT 289,626 324,870
    04314H600 ARTISAN MID CAP FUND 290,517 342,568
    367829884 GATEWAY FUND - Y #19    
    464287648 ISHARES RUSSELL 2000    
    277923728 EATON VANCE GLOBAL M    
    483438305 KALMAR GR W/ VAL SM 158,833 179,080
    63872T885 ASG GLOBAL ALTERNATI 195,554 191,303
    00203H859 AQR MANAGED FUTURES 140,794 144,046
    589509207 MERGER FUND-INST #30 142,536 140,707
    64128R608 NEUBERGER BERMAN LON 335,860 336,899
    683974604 OPPENHEIMER DEVELOPI 433,213 432,263
    74255L696 PRINCIPAL GL MULT ST 98,084 98,084
    863137105 STRATTON SM-CAP VALU 192,489 182,367

    TY 2014 OtherDecreasesSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN: 22-6359304
    Description Amount
       
       


    TY 2014 OtherExpensesSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN: 22-6359304
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    SOMERST CNTY - RECORDS SEARCH 45 0   45


    TY 2014 OtherIncreasesSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN: 22-6359304
    Description Amount
       
       


    TY 2014 TaxesSchedule
    Name:
    FRANK AND LYDIA BERGEN FOUNDATION
    EIN: 22-6359304
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL ESTIMATES - PRINCIPAL 3,165 0   0
    FOREIGN TAXES ON QUALIFIED FOR 1,813 1,813   0
    FOREIGN TAXES ON NONQUALIFIED 879 879   0