Form990
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 07-01-2013 , 2013, and ending 06-30-2014
BCheck if applicable:
CName of organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
1033 Massachusetts Avenue
Third Floor
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Cambridge, MA02138
D Employer identification number

53-0199180
E Telephone number

G Gross receipts $ 1,389,580,247
F Name and address of principal officer:
DREW GILPIN FAUST
MASSACHUSETTS HALL
CAMBRIDGE,MA02138
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
 
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1941
M State of legal domicile: DC
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: TO FACILITATE HARVARD UNIVERSITY'S SCIENTIFIC, LITERARY, AND EDUCATIONAL ACTIVITIES IN WASHINGTON, DC.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 13
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 9
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 212
6 Total number of volunteers (estimate if necessary) ............. 6 36
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 57,720 1,043,101
9 Program service revenue (Part VIII, line 2g) ......... 746,444 747,983
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 46,960,681 50,700,599
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 259,250 100,874
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 48,024,095 52,592,557
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 1,484,482 1,481,992
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 10,387,890 11,272,644
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet5,094    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 19,130,426 19,567,765
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 31,002,798 32,322,401
19 Revenue less expenses. Subtract line 18 from line 12....... 17,021,297 20,270,156
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 1,066,926,424 1,169,058,938
21 Total liabilities (Part X, line 26)............. 2,064,642 3,853,760
22 Net assets or fund balances. Subtract line 21 from line 20..... 1,064,861,782 1,165,205,178
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: TO FACILITATE HARVARD UNIVERSITY'S SCIENTIFIC, LITERARY, AND EDUCATIONAL ACTIVITIES IN WASHINGTON, DC.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 22,773,952 including grants of $ 848,111 ) (Revenue $ 606,848 )
DUMBARTON OAKS IS A MUSEUM, RESEARCH LIBRARY, AND EDUCATIONAL FACILITY FOR THE STUDY OF BYZANTINE AND MEDIEVAL HUMANITIES, PRE-COLUMBIAN ART, AND LANDSCAPE ARCHITECTURE. THE FACILITY SERVES APPROXIMATELY 31 FELLOWS.
4b (Code:   ) (Expenses $ 5,371,510 including grants of $ 633,881 ) (Revenue $ 141,135 )
CENTER FOR HELLENIC STUDIES IS AN EDUCATIONAL CENTER IN THE FIELD OF HELLENIC STUDIES DESIGNED TO REDISCOVER HUMANISM OF THE HELLENIC GREEKS. HELLENISM FOR THE CENTER ENCOMPASSES THE EVOLUTION OF THE GREEK LANGUAGE AND ITS CULTURE AS A CENTRAL POINT OF CONTACT FOR ALL OF THE DIFFERENT CIVILIZATIONS OF THE ANCIENT MEDITERRANEAN WORLD. IT ALSO INCLUDES INTERACTIONS WITH FOREIGN CULTURES AND THE DIFFUSION OF ROMAN INFLUENCES. THIS HUMANISTIC VISION ANIMATES THE CENTER'S MAIN ACTIVITIES: (1) BUILDING AND MAINTAINING A WORLD-CLASS COLLECTION OF RESOURCES FOR THE STUDY OF THE ANCIENT GRECO-ROMAN WORLD; (2) MAKING THESE RESOURCES AVAILABLE TO THE COMMUNITY OF SCHOLARS, OFFERING RESIDENTIAL AND NON-RESIDENTIAL FELLOWSHIPS TO SUPPORT RESEARCH IN THE FIELD, AND PROVIDING A VENUE WHERE THE FELLOWS AND OTHER SCHOLARS CAN COLLABORATE AND SHARE THEIR INSIGHTS WITH DIVERSE AUDIENCES BOTH AT THE CENTER AND BEYOND THROUGH SEMINARS, OTHER FORMS OF LIVE PRESENTATIONS, AND PUBLICATIONS; (3) DISSEMINATING SCHOLARSHIP ON THE HELLENIC WORLD IN PRINTED AND ELECTRONIC FORMATS AND DEVELOPING INFORMATION TECHNOLOGIES TO ENHANCE EXISTING METHODS AND PIONEER NEW AVENUES OF RESEARCH AND TEACHING; AND (4) DESIGNING AND ORCHESTRATING ACTIVITIES FOR A GLOBAL AUDIENCE WITH THE GOAL OF ENABLING A WIDE RANGE OF PARTICIPANTS, INCLUDING NON-TRADITIONAL STUDENTS, UNDERGRADUATES, GRADUATE STUDENTS, SCHOLARS FROM OTHER DISCIPLINES, AND LIFE-LONG LEARNERS TO ENGAGE IN THE STUDY AND APPRECIATION OF HELLENIC CULTURE. DURING FISCAL YEAR 2014 THE CENTER FOR HELLENIC STUDIES WAS ABLE TO PROVIDE THE FOLLOWING RESOURCES: SUPPORT TO 52 RESEARCH FELLOWS, 26 OF WHOM VISITED OR LIVED ON CAMPUS; SUPPORT TO 1 VISITING SCHOLAR, WHO VISITED CAMPUS; FUNDING FOR 16 INTERNSHIPS IN WASHINGTON, DC (11 INTERNS IN JULY-AUGUST 2013 AND JUNE 2014; 5 DURING THE ACADEMIC YEAR) AND 20 SCHOLARSHIPS FOR AMERICAN AND GREEK UNDERGRADUATE AND GRADUATE STUDENTS PARTICIPATING IN ITS PROGRAMS IN GREECE; ORGANIZATION OF 5 SEMINARS IN WHICH 53 FACULTY MEMBERS/PROFESSIONALS AND 23 UNDERGRADUATE AND GRADUATE STUDENTS WERE ABLE TO PARTICIPATE; AND HOSTING FOR 8 FACULTY MEMBERS AND 16 UNDERGRADUATES FOR 2 RESEARCH SYMPOSIUMS IT HELD DURING THE YEAR.
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet28,145,462
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III
............................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment
...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X
11e
 
No
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X.........................
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII .................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions)....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II...
21
 
No
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II....................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV
.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M.............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2...
35b
 
No
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
126
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
212
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletGR
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
13
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
9
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
 
No
b
Other officers or key employees of the organization ................
15b
 
No
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletOffice of the Controller1033 Massachusetts Avenue 3rd FloorCambridgeMA02138 (617) 495-7792
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) DREW GILPIN FAUST........................................................................
PRESIDENT/TRUSTEE
1.00
.......................61.00
X   X       0 784,533 327,616
(2) JAMES F ROTHENBERG........................................................................
TREASURER/TRUSTEE
5.00
.......................11.00
X   X       0 0 0
(3) JAMES W BREYER........................................................................
TRUSTEE
1.00
.......................5.00
X           0 0 0
(4) JESSICA T MATHEWS........................................................................
TRUSTEE
1.00
.......................5.00
X           0 0 0
(5) JOSEPH J O'DONNELL........................................................................
TRUSTEE
3.00
.......................5.00
X           0 0 0
(6) LAWRENCE S BACOW........................................................................
TRUSTEE
1.00
.......................10.00
X           0 33,559 6,600
(7) NANNERL O KEOHANE........................................................................
TRUSTEE
1.00
.......................5.00
X           0 0 0
(8) PAUL J FINNEGAN........................................................................
TRUSTEE
1.00
.......................6.00
X           0 0 0
(9) ROBERT D REISCHAUER........................................................................
TRUSTEE
1.00
.......................5.00
X           0 0 0
(10) ROBERT E RUBIN........................................................................
TRUSTEE
1.00
.......................5.00
X           0 0 0
(11) SUSAN L GRAHAM........................................................................
TRUSTEE
1.00
.......................5.00
X           0 0 0
(12) THEODORE V WELLS JR........................................................................
TRUSTEE
1.00
.......................5.00
X           0 0 0
(13) WILLIAM F LEE........................................................................
TRUSTEE
1.00
.......................5.00
X           0 0 0
(14) MARC L GOODHEART........................................................................
SECRETARY
1.00
.......................60.00
    X       0 330,627 55,262
(15) GREGORY NAGY........................................................................
DIR., CTR FOR HELLENIC STUDIES
40.00
.......................20.00
      X     15,000 204,758 49,842
(16) JAN M ZIOLKOWSKI........................................................................
DIR., DUMBARTON OAKS
60.00
.......................5.00
      X     180,639 1,170 146,909
(17) COLIN MCEWAN........................................................................
Director of Pre-Columbian Studies
60.00
.......................0
        X   116,225 0 36,178
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) GUDRUN BUEHL........................................................................
CURATOR AND MUSEUM DIRECTOR
60.00
.......................0
        X   119,386 0 18,942
(19) MARGARET MULLETT........................................................................
DIRECTOR OF BYZANTINE STUDIES
60.00
.......................0
        X   115,368 0 13,104
(20) SHEILA KLOS........................................................................
Director of the Library
60.00
.......................0
        X   113,592 0 19,632
(21) SUZANNE DAY........................................................................
DIRECTOR FEDERAL RELATIONS
60.00
.......................0
        X   167,564 0 19,718


















1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 827,774 1,354,647 693,804
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet8
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
THE WHITING-TURNER CONTRACTING COMPANYPO BOX 17596BALTIMOREMD21297 CONSTRUCTION 4,627,986
CUNNINGHAM QUILL ARCHITECTS PLLC1054 31ST ST SUITE 315WASHINGTONDC20007 ARCHITECTURAL SERVICES 525,081
GENESIS SECURITY SYSTEMS20310 SENECA MEADOWS PKWY SUITE AGERMANTOWNMD20876 SECURITY SERVICES 458,150
SECURITAS SECURITY SERVICES USA INC1101 17TH STREET NW SUITE 510WASHINGTONDC20036 SECURITY SERVICES 372,089
LOFGREN CONSTRUCTION COMPANY5219 BROOKVILLE ROADLAYTONSVILLEMD20882 CONSTRUCTION 205,445
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet11
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b 72,265
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and
similar amounts not included above
1f
970,836
g Noncash contributions included in lines
1a-1f:$
 
h Total. Add lines 1a-1f.......MediumBullet 1,043,101
 Program Service RevenueAmt Business Code
2a ADMISSIONS AND RELATED 900099 397,596 397,596    
b PUBLICATIONS & MATERIAL 511190 350,387 350,387    
c     0      
d     0      
e     0      
f All other program service revenue . 0 0 0 0
g Total. Add lines 2a–2f........MediumBullet 747,983
 OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 7,110,501     7,110,501
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 18,165     18,165
(i) Real (ii) Personal
6a Gross rents 82,709  
b Less: rental expenses    
c Rental income or (loss) 82,709 0
d Net rental income or (loss).......MediumBullet 82,709     82,709
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 1,380,577,788  
b Less: cost or other basis and sales expenses 1,336,987,690  
c Gain or (loss) 43,590,098 0
d Net gain or (loss)..........MediumBullet 43,590,098     43,590,098
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet 0    
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a     0      
b     0      
c     0      
d All other revenue .... 0 0 0 0
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See Instructions......MediumBullet 52,592,557 747,983 0 50,801,474
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 0  
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 973,902 973,902
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 508,090 508,090
4 Benefits paid to or for members 0 0
5 Compensation of current officers, directors, trustees, and key employees .... 237,467 189,974 42,744 4,749
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 7,884,669 6,694,958 1,189,711  
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 690,326 540,490 149,836  
9 Other employee benefits ....... 1,870,661 1,432,844 437,817  
10 Payroll taxes ........... 589,521 461,220 127,956 345
11 Fees for services (non-employees):        
a Management ...... 73,085 12,687 60,398  
b Legal ......... 129,275 3,124 126,151  
c Accounting ........... 26,111 3,387 22,724  
d Lobbying ........... 0      
e Professional fundraising services. See Part IV, line 17 0 0
f Investment management fees ...... 0      
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 901,740 829,593 72,147 0
12 Advertising and promotion .... 12,520 11,403 1,117  
13 Office expenses ....... 937,832 788,615 149,217  
14 Information technology ...... 329,680 293,526 36,154  
15 Royalties .. 1,291 1,291    
16 Occupancy ........... 2,516,369 2,348,797 167,572  
17 Travel ............ 742,032 667,301 74,731  
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 384,529 338,068 46,461  
20 Interest ........... 31   31  
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 2,858,434 2,561,817 296,617  
23 Insurance .............. 292,203 166,743 125,460  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a ADMIN FEES TO HU 9,067,113 8,071,742 995,371  
b BOOKS AND SUBSCRIPTIONS 783,112 754,177 28,935  
c PUBLISHING 278,933 276,451 2,482  
d ALL OTHER EXPENSES 183,727 169,080 14,647  
e All other expenses 49,748 46,182 3,566 0
25 Total functional expenses. Add lines 1 through 24e 32,322,401 28,145,462 4,171,845 5,094
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720). 0      
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 409,164 1 382,516
2 Savings and temporary cash investments .........   2  
3 Pledges and grants receivable, net ...........   3  
4 Accounts receivable, net ............. 15,084 4 138,913
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use .............. 32,676 8 38,401
9 Prepaid expenses and deferred charges .......... 48,085 9 25,740
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 119,156,797
b Less: accumulated depreciation ..... 10b 31,615,244 78,168,152 10c 87,541,553
11 Investments—publicly traded securities .......... 474,984,556 11 534,505,919
12 Investments—other securities. See Part IV, line 11 ..... 244,092,125 12 331,798,057
13 Investments—program-related. See Part IV, line 11 ..... 0 13 0
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 269,176,582 15 214,627,839
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 1,066,926,424 16 1,169,058,938
Liabilities 17 Accounts payable and accrued expenses ......... 2,017,747 17 3,803,660
18 Grants payable .................   18  
19 Deferred revenue ................ 46,895 19 50,100
20 Tax-exempt bond liabilities .............   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 0 25 0
26 Total liabilities. Add lines 17 through 25......... 2,064,642 26 3,853,760
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 970,150,184 27 1,066,391,559
28 Temporarily restricted net assets ........... 52,202,391 28 56,304,412
29 Permanently restricted net assets ........... 42,509,207 29 42,509,207
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 1,064,861,782 33 1,165,205,178
34 Total liabilities and net assets/fund balances ........ 1,066,926,424 34 1,169,058,938
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
52,592,557
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
32,322,401
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
20,270,156
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
1,064,861,782
5
Net unrealized gains (losses) on investments ...............
5
91,106,612
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
5,811
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-11,039,183
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
1,165,205,178
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID: 13000248
Software Version: 2013v3.1
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Employer identification number

53-0199180
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
No
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
No
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
No
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
(A) PRESIDENT AND FELLOWS OF HARVARD
 
042103580 2 Yes           10,652,445
Total 10,652,445

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4.  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).  
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID: 13000248
Software Version: 2013v3.1
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Employer identification number

53-0199180
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Employer identification number

53-0199180
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Employer identification number

53-0199180
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Employer identification number

53-0199180
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  

Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID: 13000248
Software Version: 2013v3.1
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Employer identification number

53-0199180
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 946,827,000 893,670,000 910,795,000 675,213,000 643,523,000
b Contributions ........     4,210,000 117,320,000  
c Net investment earnings, gains, and losses 138,231,000 95,856,000 -352,000 160,245,000 68,294,000
d Grants or scholarships ..... 1,315,000 1,404,000 906,000 1,075,000 697,000
e Other expenditures for facilities
and programs ........
39,381,000 39,672,000 16,913,000 37,744,000 32,836,000
f Administrative expenses ....   1,623,000 3,164,000 3,164,000 3,071,000
g End of year balance ...... 1,044,362,000 946,827,000 893,670,000 910,795,000 675,213,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet10.700 %
b
Permanent endowment SchDMd Bullet4.300 %
c
Temporarily restricted endowment SchDMd Bullet85.000 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
Yes
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   3,172,680 3,172,680
b Buildings ................   111,783,223 28,176,185 83,607,038
c Leasehold improvements ............       0
d Equipment ................   4,171,764 3,439,059 732,705
e Other .................   29,130   29,130
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 87,541,553
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives 0  
(2)Closely-held equity interests 0  
(3)Other
(A) REAL ASSETS
202,286,754 F

(B) PRIVATE EQUITIES
129,511,303 F







Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 331,798,057
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) COLLATERAL ADVANCED UNDER SECURITY BORROWING AGREEMENTS 123,571,087
(2) DUE FROM HARVARD UNIVERSITY 14,244,938
(3) OTHER INVESTMENTS 54,487,706
(4) CASH AND EQUIV HELD BY HARVARD UNIVERSITY 22,324,108





Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 214,627,839
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0








Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 0
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
SCHEDULE D, PART III, LINE 1A, WORKS OF ART THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES HOUSES PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES.
Schedule D, Part III, Line 4, Collections of art - description of collections CENTER FOR HELLENIC STUDIES COLLECTIONS THE CENTER FOR HELLENIC STUDIES COLLECTIONS IS MAINLY A LIBRARY COLLECTION COMPRISING APPROXIMATELY 60,000 VOLUMES IN THE FIELD OF HELLENIC STUDIES COVERING A WIDE RANGE OF DISCIPLINES. THE LIBRARY COLLECTION IS A VALUABLE RESOURCE TO RESEARCHERS. DUMBARTON OAKS COLLECTIONS THE DUMBARTON OAKS MUSEUM COMPRISES THREE COLLECTIONS (THE BYZANTINE COLLECTION, THE ROBERT WOODS BLISS COLLECTION OF PRE-COLUMBIAN ART, AND THE HOUSE COLLECTION). THE DUMBARTON OAKS MUSEUM HAS 35,000 OBJECTS RECORDED AND MANAGED THROUGH AN ELECTRONIC DATABASE IN A WIDE RANGE OF MEDIA - MINOR ART, SCULPTURE, ANTIQUE FURNITURE, TEXTILES AND WALL TAPESTRIES, FLOOR MOSAICS, PRINTS, PAINTING AND MONUMENTAL FRESCO REPLICA PAINTING COMING FROM EUROPE, MIDDLE AND SOUTH AMERICA, NORTH AMERICA, AND ASIA. THE DUMBARTON OAKS MUSEUM'S COLLECTIONS ARE AN IMPORTANT RESOURCE FOR THE SCHOLARLY COMMUNITY OF THE DUMBARTON OAKS RESEARCH INSTITUTE AS WELL AS TO STUDENTS AND A BROADER GENERAL PUBLIC. THE MISSION OF THE DUMBARTON OAKS MUSEUM IS TO CONNECT SCHOLARS WITH ART AND ART SCHOLARSHIP WITH THE PUBLIC. THROUGH AN ACTIVE PROGRAM OF RESEARCH AND EXHIBITIONS, THE MUSEUM STRIVES TO ADVANCE KNOWLEDGE AND STIMULATE APPRECIATION OF ART BY ENGAGING VISITORS AESTHETICALLY, VISUALLY, AND INTELLECTUALLY.
SCHEDULE D, PART V, LINE 1B, TWO YEARS BACK THE $4,210,000 LISTED AS CONTRIBUTIONS IN PART V, LINE 1B, (C) TWO YEARS BACK, REPRESENTS A CHANGE IN PRESENTATION TO THE ENDOWMENT BEGINNING BALANCE. THIS CHANGE IN PRESENTATION DOES NOT AFFECT TOTAL NET ASSETS.
Schedule D, Part V, Line 4, Intended uses of endowment funds THE PRIMARY GOAL OF THE ENDOWMENT IS TO SUPPORT TRUSTEES' MISSION OF FACILITATING HARVARD UNIVERSITY'S SCIENTIFIC, LITERARY, AND EDUCATIONAL ACTIVITIES IN WASHINGTON, DC.
SCHEDULE D, PART X, LINE 2, FIN 48 (ASC 740) EFFECTIVE JULY 1, 2007, HARVARD UNIVERSITY, WHICH INCLUDES TRUSTEES OF HARVARD COLLEGE IN THEIR CONSOLIDATED FINANCIAL STATEMENTS, ADOPTED FASB INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (FIN 48 (ASC 740)). FIN 48 (ASC 740) SETS A MINIMUM THRESHOLD FOR FINANCIAL STATEMENT RECOGNITION OF THE BENEFIT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. TAX POSITIONS FOR THE OPEN TAX YEARS AS OF JUNE 30, 2014 WERE REVIEWED AND IT WAS DETERMINED THAT NO PROVISION FOR UNCERTAIN TAX PROVISIONS WAS REQUIRED. ACCORDINGLY, THERE IS NO DISCLOSURE IN THE JUNE 30, 2014 FINANCIAL STATEMENTS REGARDING UNCERTAIN TAX POSITIONS.
Schedule D (Form 990) 2013

Additional Data


Software ID: 13000248
Software Version: 2013v3.1




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Employer identification number

53-0199180
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total expenditures
for and investments
in region
EUROPE (INCLUDING ICELAND AND GREENLAND) 1 4 PROGRAM SERVICES CLASSICAL STUDIES 485,108
EAST ASIA AND THE PACIFIC     GRANTMAKING   3,024
EUROPE (INCLUDING ICELAND AND GREENLAND)     GRANTMAKING   502,528
SOUTH AMERICA     GRANTMAKING   2,538
           
           
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total .....      
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b) 1 4 993,198
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
 
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
FELLOWSHIPS EAST ASIA AND THE PACIFIC 2 3,024 EFT OR CHECK 0    
STIPENDS, SCHOLARSHIPS, AND RESEARCH-RELATED REIMBURSEMENTS EUROPE (INCLUDING ICELAND AND GREENLAND) 23 132,556 EFT OR CHECK 0    
FELLOWSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 30 369,972 EFT OR CHECK 0    
FELLOWSHIPS SOUTH AMERICA 1 2,538 EFT OR CHECK 0    
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Schedule F, Part I, Line 2, Procedures for monitoring use of grant funds ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


Software ID: 13000248
Software Version: 2013v3.1



Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Employer identification number
53-0199180
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance






















2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
 
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance
(1) STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS 15 255,500 0    
(2) TRAVEL GRANTS 7 4,843 0    
(3) RESEARCH-RELATED REIMBURSEMENTS FOR FELLOWS 26 140,483 0    
(4) OTHER GRANTS 1 10,000 0    
(5) FELLOWSHIPS 36 563,076 0    




Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
Schedule I, Part I, Line 2, Procedures for monitoring use of grant funds ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY AUTHORIZED COMMITTEES OR INDIVIDUALS.
Schedule I (Form 990) 2013


Additional Data


Software ID: 13000248
Software Version: 2013v3.1


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Employer identification number

53-0199180
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)DREW GILPIN FAUSTPRESIDENT/TRUSTEE (i)
(ii)
0
779,283
0
0
0
5,250
0
182,565
0
145,051
0
1,112,149
0
0
(2)MARC L GOODHEARTSECRETARY (i)
(ii)
0
330,297
0
0
0
330
0
32,809
0
22,453
0
385,889
0
0
(3)GREGORY NAGYDIR., CTR FOR HELLENIC STUDIES (i)
(ii)
15,000
204,758
0
0
0
0
0
26,527
0
23,315
15,000
254,600
0
0
(4)JAN M ZIOLKOWSKIDIR., DUMBARTON OAKS (i)
(ii)
180,420
1,170
0
0
219
0
22,140
0
124,628
141
327,407
1,311
0
0
(5)SUZANNE DAYDIRECTOR FEDERAL RELATIONS (i)
(ii)
164,310
0
3,198
0
56
0
18,577
0
1,141
0
187,282
0
0
0
(6)COLIN MCEWANDIRECTOR OF PRE-COLUMBIAN STUDIES (i)
(ii)
116,138
0
0
0
87
0
16,540
0
19,638
0
152,403
0
0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 1a, First-class or charter travel TRUSTEES' TRAVEL POLICY ALLOWS FOR FIRST CLASS TRAVEL FOR BUSINESS PURPOSES IN LIMITED CIRCUMSTANCES. IN ACCORDANCE WITH THIS POLICY, OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES MAY TRAVEL FIRST CLASS ON A SMALL NUMBER OF TRIPS DURING THE YEAR. TRAVEL EXPENSES ARE INCURRED FOR TRUSTEES PURPOSES AND THEREFORE ARE NOT TREATED AS TAXABLE COMPENSATION.
Schedule J, Part I, Line 1a, Travel for companions TRUSTEES' TRAVEL POLICY ALLOWS REIMBURSEMENT FOR COMPANION TRAVELERS WHEN THE COMPANION'S ATTENDANCE AT A PROFESSIONAL FUNCTION OR INVOLVEMENT IN FUNDRAISING ACTIVITIES SERVES A LEGITIMATE BUSINESS PURPOSE. IN ACCORDANCE WITH THIS POLICY, TRUSTEES REIMBURSED CERTAIN EMPLOYEES FOR COMPANION TRAVEL DURING THE YEAR. IN THESE CIRCUMSTANCES, THE REIMBURSEMENT OF COMPANION AND FAMILY MEMBERS TRAVEL EXPENSES WAS A LEGITIMATE BUSINESS EXPENSE FOR TRUSTEES AND THEREFORE IT WAS NOT REPORTED IN THE EMPLOYEES' TAXABLE COMPENSATION.
Schedule J, Part I, Line 1a, Housing allowance or residence for personal use TRUSTEES FOR HARVARD UNIVERSITY PROVIDES HOUSING TO PROFESSOR ZIOLKOWSKI AND PROFESSOR NAGY, KEY EMPLOYEES. THEY ARE REQUIRED TO RESIDE IN THE RESPECTIVE HOUSES AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF DUMBARTON OAKS AND THE CENTER FOR HELLENIC STUDIES. THE ESTIMATED VALUE OF THE NONTAXABLE HOUSING BENEFITS REPORTED ON FORM 990, PART VIII, SECTION A, COLUMN F, ARE $104,940 FOR PROFESSOR ZIOLKOWSKI AND $72,750 FOR PROFESSOR NAGY.
Schedule J, Part I, Line 4b, Supplemental nonqualified retirement plan AS DISCUSSED IN SCHEDULE O, OFFICERS ARE NOT COMPENSATED IN THEIR CAPACITY AS OFFICERS OF TRUSTEES FOR HARVARD UNIVERSITY. TRUSTEES' OFFICERS ALSO SERVE AS OFFICERS OF THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE. THE PRESIDENT OF TRUSTEES IS COMPENSATED FOR HER POSITION AT PRESIDENT AND FELLOWS OF HARVARD COLLEGE. DURING CALENDAR YEAR 2013, THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE CONTRIBUTED $150,000 TO PRESIDENT FAUST'S DEFERRED COMPENSATION ACCOUNT. THE $150,000 IS REPORTED ON SCHEDULE J, PART II, COLUMN (C)(II), "RETIREMENT AND OTHER DEFERRED COMPENSATION" FROM RELATED ORGANIZATIONS. IF THE PRESIDENT REMAINS EMPLOYED AT THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE, THE AMOUNT WILL FULLY VEST AND BE REPORTED AS TAXABLE INCOME TO THE PRESIDENT IN CALENDAR YEAR 2015.
Schedule J, Part I, Line 7, Non-fixed payments TRUSTEES FOR HARVARD UNIVERSITY OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE. BONUS AND INCENTIVE PAYMENTS FOR EMPLOYEES ARE LISTED IN PART II, COLUMN (B)(II), ROW (I). ADDITIONALLY, PRESIDENT AND FELLOWS OF HARVARD COLLEGE OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE. BONUS AND INCENTIVE PAYMENTS FROM PRESIDENT AND FELLOWS OF HARVARD COLLEGE FOR OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES ARE LISTED IN PART II, COLUMN (B)(II), ROW (II).
Schedule J (Form 990) 2013

Additional Data


Software ID: 13000248
Software Version: 2013v3.1
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Employer identification number

53-0199180
Return Reference Explanation
FORM 990, PART VI, LINE 2, FAMILY OR BUSINESS RELATIONSHIP THE GOVERNING BOARD OF TRUSTEES FOR HARVARD UNIVERSITY IS COMPRISED OF THE SAME INDIVIDUALS AS THE GOVERNING BOARD OF THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE. CERTAIN OFFICERS, TRUSTEES, AND KEY EMPLOYEES OF TRUSTEES ARE EMPLOYED BY PRESIDENT AND FELLOWS OF HARVARD COLLEGE, INCLUDING PRESIDENT FAUST, SECRETARY GOODHEART, TRUSTEE BACOW, AND KEY EMPLOYEE NAGY. KEY EMPLOYEE ZIOLKOWSKI HAS A FACULTY APPOINTMENT AT THE PRESIDENT AND FELLOWS OF HARVARD UNIVERSITY.
Form 990, Part VI, Sec A, Line 7b, Decisions requiring approval by members or stockholders CERTAIN ACTIONS OF THE TRUSTEES GOVERNING BODY, SUCH AS THE ELECTION OF NEW DIRECTORS AND AMENDMENTS TO THE CORPORATE STATUTES, ARE SUBJECT TO THE CONSENT OF HARVARD UNIVERSITY'S BOARD OF OVERSEERS.
Form 990, Part VI, Sec B, Line 11b, Review of form 990 by governing body THE TRUSTEES FOR HARVARD UNIVERSITY FORM 990 WAS REVIEWED BY THE UNIVERSITY'S TAX RETURN REVIEW COMMITTEES, COMPRISING SENIOR FINANCE STAFF AND INTERNAL AND EXTERNAL COUNSEL. FORM 990 WAS ALSO REVIEWED BY THE UNIVERSITY'S JOINT COMMITTEE ON INSPECTION, CONSISTING OF MEMBERS OF THE HARVARD CORPORATION AND THE BOARD OF OVERSEERS. THE FINAL FORM 990 WAS PROVIDED TO THE ENTIRE BOARD OF THE FILING ORGANIZATION BEFORE IT WAS FILED.
Form 990, Part VI, Sec B, Line 12c, Conflict of interest policy AS PART OF HARVARD UNIVERSITY, TRUSTEES IS SUBJECT TO THE SAME CONFLICT OF INTEREST POLICIES AND PROCEDURES AS THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE. ANNUALLY, HARVARD UNIVERSITY'S OFFICE OF THE GENERAL COUNSEL DISTRIBUTES A POLICY ON CONFLICTS OF INTEREST AND COMMITMENT FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS, AND AN ANNUAL DISCLOSURE FORM, TO THE INDIVIDUALS SUBJECT TO THE POLICY. THE COMPLETED FORMS ARE REVIEWED BY THE OFFICE OF THE GENERAL COUNSEL. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE GOVERNING BOARDS FOR THE UNIVERSITY'S CORPORATE DIRECTORS. THE COMPLETED FORMS OF DIRECTORS ARE REVIEWED BY BOTH THE OFFICE OF THE GENERAL COUNSEL AND THE SECRETARY OF THE UNIVERSITY.
FORM 990, PART VI, LINE 15, DETERMINING COMPENSATION AS PART OF HARVARD UNIVERSITY, TRUSTEES IS SUBJECT TO THE SAME POLICIES AND PROCEDURES AS THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE FOR DETERMINING AND REVIEWING COMPENSATION. THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE HAS DISCLOSED IN ITS FORM 990 THE PROCESS UNDERTAKEN TO DETERMINE COMPENSATION FOR ITS OFFICERS. OFFICERS ARE NOT COMPENSATED IN THEIR CAPACITY AS OFFICERS OF TRUSTEES FOR HARVARD UNIVERSITY. CERTAIN OFFICERS OF THE FILING ORGANIZATION ALSO SERVE AS OFFICERS OF THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE AND ARE COMPENSATED BY PRESIDENT AND FELLOWS OF HARVARD COLLEGE FOR SERVICES PERFORMED FOR THAT ORGANIZATION. EACH KEY EMPLOYEE OF TRUSTEES IS ALSO A HARVARD UNIVERSITY FACULTY MEMBER WITHIN THE FACULTY OF ARTS AND SCIENCES AND THE PROCESS FOR DETERMINING COMPENSATION IS DESCRIBED BELOW: THE SALARIES ARE SET ANNUALLY BY THE DIVISIONAL DEAN AND APPROVED BY THE DEAN OF THE FACULTY OF ARTS AND SCIENCES (FAS). THE PROCESS FOLLOWS THAT IN PLACE FOR ALL FAS FACULTY MEMBERS. THE AMOUNT IS SET ON A STANDARD 9-MONTH BASIS, AND DOES NOT INCLUDE ANY DIRECT RECOGNITION OF DIRECTOR DUTIES. IN RECOGNITION OF THEIR RESPECTIVE ROLES, EACH KEY EMPLOYEE IS PROVIDED WITH A SUPPLEMENTAL COMPENSATION AMOUNT WHICH IS INCLUDED IN THE FIGURES REPORTED ON PART VII AND SCHEDULE J. IN ADDITION, BOTH INDIVIDUALS ARE ELIGIBLE TO EARN SALARY DURING THE SUMMER MONTHS, PROVIDED THEY HAVE EXTERNAL FUNDING.
Form 990, Part VI, Sec C, Line 19, Required documents available to the public TRUSTEES FOR HARVARD UNIVERSITY'S FINANCIAL STATEMENTS ARE INCORPORATED IN HARVARD UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS, WHICH ARE AVAILABLE ON HARVARD UNIVERSITY'S WEBSITE. HARVARD UNIVERSITY'S CONFLICT OF INTEREST POLICY IS AVAILABLE ON HARVARD'S INTRANET, ACCESSIBLE TO MEMBERS OF THE HARVARD COMMUNITY. TRUSTEES' CHARTER IS AVAILABLE UPON REQUEST.
FORM 990, PART VII, SECTION A, LINE 1A, COLUMN (B), AVERAGE HOURS PER WEEK THE UNIVERSITY DOES NOT TRACK HOURS WORKED BY TRUSTEES, OFFICERS, KEY EMPLOYEES OR HIGHEST COMPENSATED EMPLOYEES. THE AVERAGE HOURS WORKED REPORTED ON PART VII, LINE 1A, COLUMN (B) ARE ESTIMATES, WITH 60 HOURS PER WEEK REPRESENTING FULL TIME EMPLOYMENT. ACTUAL HOURS WORKED PER WEEK MAY VARY.
Form 990 , Part XI, Line 9, Other changes in net assets or fund balances TRANSFER TO AFFILIATED ORGS - -10652445; OTHER CHANGES - -386738;
FORM 990, PART XII, LINE 2B, FINANCIAL STATEMENTS AND REPORTING HARVARD UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACTIVITIES OF CERTAIN SUBSIDIARIES THAT FILE SEPARATE TAX RETURNS, INCLUDING TRUSTEES FOR HARVARD UNIVERSITY. THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2014 WERE AUDITED BY AN INDEPENDENT ACCOUNTANT.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID: 13000248
Software Version: 2013v3.1
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet
Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
TRUSTEES FOR HARVARD UNIVERSITY
 
Employer identification number

53-0199180
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity











Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1) AFRICA ACADEMY FOR PUBLIC HEALTH

 
 
RESEARCH TZ   N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(2) AMERICAN REPERTORY THEATRE COMPANY INC

62 BRATTLE ST

CAMBRIDGE,MA02138
04-2665867
PERFORMING ARTS MA 501(C)(3) 9 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(3) ASSOCIACAO DAVID ROCKEFELLER CENTER DE UNIVERSIDADE DE HARVARD

 
 
EDUCATION BR   N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(4) BLUE MARBLE HOLDINGS CORP

600 ATLANTIC AVE

BOSTON,MA02210
23-7014581
INVESTMENT MANAGEMENT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(5) BOTSWANA-HARVARD AIDS INSTITUTE

 
 
RESEARCH BC   N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(6) CENTRE RECHERCHE EUROPEEN DE LA HBS

 
 
RESEARCH SUPPORT FR   N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(7) DEMETER HOLDINGS CORP

600 ATLANTIC AVE

BOSTON,MA02210
04-3044742
INVESTMENT MANAGEMENT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(8) DOYUKAI FUND FOR HARVARD INC

800 BOYLSTON ST

BOSTON,MA02199
04-3478889
RESEARCH SUPPORT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(9) DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC

401 PARK DR

BOSTON,MA02215
52-2446955
EDUCATION AND RESEARCH MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(10) ENDOWMENT FOR RESEARCH IN HUMAN BIOLOGY INC

160 FEDERAL ST

BOSTON,MA02115
04-2702030
RESEARCH MA 501(C)(3) 11 - Type III - NFI PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(11) FUNDACION CENTRO DE INVESTIGACION DE LA ESCUELA DE ADMIN DE EMPRESA

 
 
RESEARCH SUPPORT AR   N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(12) FUNDACION DRCLAS CHILE

 
 
FACULTY AND STUDENT ACTIVITIES CI   N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(13) GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC

HMS DEAN OF FAC OF MED

BOSTON,MA02115
04-3293162
RESEARCH SUPPORT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(14) HANSJORG WYSS INST FOR BIOLOGICALLY INSPIRED ENGINEERING AT HARVARD UNIV IN
C
3 BLACKFAN CIRCLE 5TH FL CLSB

BOSTON,MA02115
30-0773387
RESEARCH MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(15) HARVARD BUSINESS SCHOOL INTERACTIVE INC

SOLDIERS FIELD RD

BOSTON,MA02163
04-3395140
EXECUTIVE EDUCATION MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(16) HARVARD BUSINESS SCHOOL PUBLISHING CORP

300 NORTH BEACON ST

WATERTOWN,MA02472
04-3177990
PUBLISHING MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(17) HARVARD DEDICATED ENERGY LIMITED

1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
03-0425512
ELECTRICITY PURCHASING MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(18) HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC

14 STORY ST 3RD FL

CAMBRIDGE,MA02138
45-4535664
GLOBAL SUPPORT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(19) HARVARD MAGAZINE INC

7 WARE ST

CAMBRIDGE,MA02138
04-6112308
PUBLISHING MA 501(C)(3) 11 - Type III - FI PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(20) HARVARD MANAGEMENT COMPANY INC

600 ATLANTIC AVE

BOSTON,MA02210
23-7361259
INVESTMENT MANAGEMENT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(21) HARVARD MANAGEMENT PRIVATE EQUITY CORP

600 ATLANTIC AVE

BOSTON,MA02210
04-3070522
INVESTMENT MANAGEMENT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(22) HARVARD MEDICAL CENTER

25 SHATTUCK ST

BOSTON,MA02115
04-2213292
MEDICAL EDUCATION MA 501(C)(3) 11 - Type I NA
 
 
No
(23) HARVARD NEURODISCOVERY CENTER INC

25 SHATTUCK ST

BOSTON,MA02115
31-1745145
RESEARCH SUPPORT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(24) HARVARD PRIVATE CAPITAL HOLDINGS INC

600 ATLANTIC AVE

BOSTON,MA02210
04-3070519
INVESTMENT MANAGEMENT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(25) HARVARD PRIVATE CAPITAL REALTY INC

600 ATLANTIC AVE

BOSTON,MA02210
22-3138409
INVESTMENT MANAGEMENT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(26) HARVARD REAL ESTATE - ALLSTON INC

1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
04-3373410
TITLE HOLDING COMPANY MA 501(C)(25) N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(27) HARVARD REAL ESTATE INC

1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
04-2649303
REAL ESTATE BROKERAGE MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(28) HARVARD-YENCHING INSTITUTE

VANSERG HALL 25 FRANCIS AVE

CAMBRIDGE,MA02138
04-2062394
EDUCATION MA 501(C)(3) 11 - Type I NA
 
 
No
(29) ION INC

1350 MASS AVE

CAMBRIDGE,MA02138
22-3032677
RESEARCH MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(30) LONGWOOD MEDICAL ENERGY COLLABORATIVE INC

160 LONGWOOD AVE

BOSTON,MA02115
04-3476764
ENERGY SERVICES MA 501(C)(3) 11 - Type I NA
 
 
No
(31) MASSACHUSETTS GREEN HIGH PERFORMANCE COMPUTING CENTER INC

100 BIGELOW ST

HOLYOKE,MA01040
27-3014805
RESEARCH MA 501(C)(3) 11 - Type I NA
 
 
No
(32) MGHPCC HOLYOKE INC

100 BIGELOW ST

HOLYOKE,MA01040
45-2257442
RESEARCH MA 501(C)(3) 11 - Type I NA
 
 
No
(33) PHEMUS CORP

600 ATLANTIC AVE

BOSTON,MA02210
04-2997367
INVESTMENT MANAGEMENT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(34) PUTNAM SQUARE APARTMENTS INC

HRES 1350 MASS AVE

CAMBRIDGE,MA02138
04-6251287
REAL ESTATE MA 501(C)(3) 9 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(35) RED TOP INC

MURR CTR 65 NORTH HARVARD ST

BOSTON,MA02163
51-0189788
ATHLETICS CT 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(36) SHIPPING VENTURE CORP

600 ATLANTIC AVE

BOSTON,MA02210
04-3263656
INVESTMENT MANAGEMENT MA 501(C)(3) 11 - Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(37) THE CARL J SHAPIRO INSTITUTE FOR EDUCATION AND RESEARCH AT HARVARD

330 BROOKLINE AVE

BOSTON,MA02215
04-3326928
MEDICAL EDUCATION AND RESEARCH MA 501(C)(3) 11 - Type I NA
 
 
No
(38) TRUSTEES FOR HARVARD UNIVERSITY

1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
53-0199180
EDUCATION DC 501(C)(3) 11 - Type II PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(39) PRESIDENT AND FELLOWS OF HARVARD COLLEGE

1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
04-2103580
EDUCATION MA 501(C)(3) 2 - Type II NA
 
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) 170 BROADWAY LLC

362 5TH AVE STE 1201
NEW YORK,NY10001
INVESTMENTS DE NA
 
N/A                
(2) 441 ROCKAWAY OWNER LLC

362 5TH AVE STE 1201
NEW YORK,NY10001
INVESTMENTS DE NA
 
N/A                
(3) ALCION REAL ESTATE PARTNERS II LP

ONE POST OFFICE SQUARE STE 3150
BOSTON,MA02109
26-3400946
INVESTMENTS DE NA
 
N/A                
(4) ALCION REAL ESTATE PARTNERS LP

ONE POST OFFICE SQUARE STE 3150
BOSTON,MA02109
20-1973523
INVESTMENTS DE NA
 
N/A                
(5) ALPINE APARTMENTS LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
90-0908453
INVESTMENTS DE NA
 
N/A                
(6) AMERRA AGRI OPPORTUNITY FUND LP

1185 AVENUE OF THE AMERICA 18 FL
NEW YORK,NY10036
27-3310646
INVESTMENTS DE NA
 
N/A                
(7) ATLANTIC CT HOLDINGS II LLC

65 ENTERPRISE STE 150
ALISO VIEJO,CA92656
46-2548899
INVESTMENTS DE NA
 
N/A                
(8) ATLANTIC CT HOLDINGS LLC

65 ENTERPRISE STE 150
ALISO VIEJO,CA92656
46-2501216
INVESTMENTS DE NA
 
N/A                
(9) ATLANTIC TORONTO LP

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
35-2384789
INVESTMENTS DE NA
 
N/A                
(10) BAINBRIDGE CC URBANA APARTMENTS LLC

12765 WEST FORST HILL BLVDSTE 1307
WELLINGTON,FL33414
INVESTMENTS DE NA
 
N/A                
(11) BAUPOST INSTITUTIONAL REALTY PARTERS LLC - I

10 ST JAMES AVE STE 1700
BOSTON,MA02116
04-3437926
INVESTMENTS MA NA
 
N/A                
(12) BAUPOST INSTITUTIONAL REALTY PARTNERS LLC - II

10 ST JAMES AVE STE 1700
BOSTON,MA02116
04-3481078
INVESTMENTS MA NA
 
N/A                
(13) BAYNORTH REALTY FUND IV LP

200 CLARENDON ST 54TH FL
BOSTON,MA02116
04-3423446
INVESTMENTS MA NA
 
N/A                
(14) BAYNORTH REALTY FUND V LP

200 CLARENDON ST 54TH FL
BOSTON,MA02116
04-3537051
INVESTMENTS MA NA
 
N/A                
(15) B-BROOK-B SARL

20 RUE DE LA POSTE L-2346
  LUXEMBOURG  
LU
98-0558809
INVESTMENTS LU NA
 
N/A                
(16) BH INVESTMENTS FUND LLC

655 THIRD AVE - 11TH FL
NEW YORK,NY10017
04-3070522
INVESTMENTS DE NA
 
N/A                
(17) BLUE ATLANTIC ACQUISITION GROUP II LLC

111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
90-0909419
INVESTMENTS DE NA
 
N/A                
(18) BLUE ATLANTIC ACQUISITION GROUP LLC

111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
27-4668306
INVESTMENTS DE NA
 
N/A                
(19) BPR CO-INVESTOR LLC

7121 FAIRWAY DR STE 410
PLM BCH GARDN,FL33418
20-8376342
INVESTMENTS DE NA
 
N/A                
(20) BUCKINGHAM ATLANTIC LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
46-0545782
INVESTMENTS DE NA
 
N/A                
(21) CAPITAL PARTNERS (2) US TAX EXEMPT INVESTORS FUND LP

LVL 8 AURORA PL 88 PHILLIP ST
SYDNEY   NSW 2000
AS
98-0542678
INVESTMENTS AS NA
 
N/A                
(22) CARMEL HOUSE APARTMENTS LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
46-1377243
INVESTMENTS DE NA
 
N/A                
(23) CCI-B INST LLC

800 BRAZOS ST STE 600
AUSTIN,TX78701
39-2060908
INVESTMENTS TX NA
 
N/A                
(24) CERBERUS MA PARTNERS LP

190 ELGIN AVE
GEORGE TOWN,GRAND CAYMANKYI-9005
CJ
36-4762301
INVESTMENTS CJ NA
 
N/A                
(25) CHAMBERS BURGER PROPERTY LP

CB EQUITY LLC1370 AVE OF AMERICA
NEW YORK,NY10019
46-0986140
INVESTMENTS DE NA
 
N/A                
(26) CHEROKEE INVESTMENT PARTNERS III PARALLEL FUND LP

111 E HARGETT ST STE 300
RALEIGH,NC27601
71-0890767
INVESTMENTS DE NA
 
N/A                
(27) COMPOSITION CAPITAL ASIA FUND II CV

WTC AMSTZUIDPLEIN126TWR H-15FL
AMSTERDAM   1077 XV
NL
98-0563996
INVESTMENTS NL NA
 
N/A                
(28) COMTEL TELECOM ASSETS LP

200 CLARENDON ST
BOSTON,MA02116
20-3237782
INVESTMENTS TX NA
 
N/A                
(29) CORAL SENIOR HOUSING II LLC

975 F ST NW 9TH FL
WASHINGTON,DC20004
32-0410036
INVESTMENTS DE NA
 
N/A                
(30) CORAL SENIOR HOUSING III LLC

975 F ST NW 9TH FL
WASHINGTON,DC20004
INVESTMENTS DE NA
 
N/A                
(31) CORAL SENIOR HOUSING LLC

975 F ST NW 9TH FL
WASHINGTON,DC20004
27-3934030
INVESTMENTS DE NA
 
N/A                
(32) CORAL-FSP INVESTMENT FUND I LLC

3820 MANSELL RD STE 275
ALPARETTA,GA30022
45-3203414
INVESTMENTS DE NA
 
N/A                
(33) CORAL-FSP INVESTMENT FUND II LLC

975 F ST NW 9TH FL
WASHINGTON,DC20004
INVESTMENTS DE NA
 
N/A                
(34) CORE EM DIVERSIFIED EQUITY FUND LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
46-0711788
INVESTMENTS DE NA
 
N/A                
(35) CREEKSIDE GLEN APARTMENTS LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
46-1384936
INVESTMENTS DE NA
 
N/A                
(36) CROSSPOINT TECHNOLOGY HOLDINGS LLC

300 THIRD AVE STE 2
WALTHAM,MA02451
04-3520886
INVESTMENTS DE NA
 
N/A                
(37) CROWN ATLANTIC RETAIL LLC

767 FIFTH AVE STE 2400
NEW YORK,NY10153
46-1605646
INVESTMENTS DE NA
 
N/A                
(38) CROWN ICS 5TH ACQUISITIONS LLC

362 5TH AVE STE 1201
NEW YORK,NY10001
INVESTMENTS DE NA
 
N/A                
(39) CSH-STAR ESCONDIDO LLC

975 F ST NW 9TH FL
WASHINGTON,DC20004
61-1674156
INVESTMENTS DE NA
 
N/A                
(40) CVI CHVF LP

9320 EXCELSIOR BLVD
HOPKINS,MN55343
80-0941373
INVESTMENTS DE NA
 
N/A                
(41) CYPRESS CREEK APARTMENTS LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
46-1403554
INVESTMENTS DE NA
 
N/A                
(42) CYPRESS REALTY IV LP

301 CONGRESS AVE STE 500
AUSTIN,TX78701
74-3000106
INVESTMENTS DE NA
 
N/A                
(43) DENHAM COMMODITY PARTNERS FUND II LP

200 CLARENDON ST 25TH FL
BOSTON,MA02116
77-0644776
INVESTMENTS DE NA
 
N/A                
(44) DENHAM COMMODITY PARTNERS FUND III LP

200 CLARENDON ST 25TH FL
BOSTON,MA02116
56-2502675
INVESTMENTS DE NA
 
N/A                
(45) DENHAM COMMODITY PARTNERS FUND LP

200 CLARENDON ST 25TH FL
BOSTON,MA02116
20-1256865
INVESTMENTS DE NA
 
N/A                
(46) DEVONIAN LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02110
90-0721046
INVESTMENTS DE NA
 
N/A                
(47) DS CO-INVESTORS LLC

WESTBRK PRTN3300 PGA BLVDSTE 820
PLM BCH GARDN,FL33410
55-0911808
INVESTMENTS DE NA
 
N/A                
(48) EAE ATLANTIC LLC

1065 AVE O THE AMER31 FL
NEW YORK,NY10024
36-4743445
INVESTMENTS DE NA
 
N/A                
(49) EMBARCADERO CAPITAL INVESTORS LP

1301 SHOREWAY RD STE 250
BELMONT,CA94002
05-0556547
INVESTMENTS DE NA
 
N/A                
(50) EMERGING COUNTRIES OPPORTUNITY MASTER FUND LP

68 FORT ST PO BOX 705GT
  GRAND CAYMANKY1-1107
CJ
98-0548448
INVESTMENTS CJ NA
 
N/A                
(51) FSP TRS HOLDING LP

3820 MANSELL RD STE 275
ALPARETTA,GA30022
80-0902908
INVESTMENTS DE NA
 
N/A                
(52) GBE INVESTMENTS LP

POB309GTUGLAND HOUSES CHURCH ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
N/A                
(53) GERRITY ATLANTIC RETAIL PARTNERS LLC

977 LOMAS SANTA FE DR STE A
SOLANA BEACH,CA92075
27-4257497
INVESTMENTS DE NA
 
N/A                
(54) GREENFIELD BLR FINANCE PARTNERS LP

50 NORTH WATER ST
SOUTH NORWALK,CT06854
27-4267038
INVESTMENTS DE NA
 
N/A                
(55) GREENFIELD BLR PARTNERS LP

50 NORTH WATER ST
SOUTH NORWALK,CT06854
20-1221910
INVESTMENTS DE NA
 
N/A                
(56) GREENHAVEN APARTMENTS LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
27-4746803
INVESTMENTS DE NA
 
N/A                
(57) HARVARD COMMINGLED ACCOUNT

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
04-3344621
INVESTMENTS MA NA
 
N/A                
(58) HARVARD CV LLC

1033 MASS AVE 3RD FL
CAMBRIDGE,MA02138
80-0641747
REAL ESTATE MA NA
 
N/A                
(59) HARVARD INVESTMENT ASSOCIATES

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
04-3507407
INVESTMENTS DE NA
 
N/A                
(60) HB INSTITUTIONAL LP

10 ST JAMES AVE STE 1700
BOSTON,MA02116
04-3425685
INVESTMENTS MA NA
 
N/A                
(61) HFMM 770 BAY LP

250 YONGE ST STE 2400
TORONTO,ONTARIOM5B 2M6
CA
INVESTMENTS CA NA
 
N/A                
(62) HFMM LP

4711 YONGE ST STE 1400
TORONTO,ONTARIOM2N 7E4
CA
INVESTMENTS CA NA
 
N/A                
(63) IEC ATLANTIC I LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
27-3609237
INVESTMENTS DE NA
 
N/A                
(64) IEC ATLANTIC II LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
37-1657369
INVESTMENTS DE NA
 
N/A                
(65) IEC ATLANTIC III LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
32-0390438
INVESTMENTS DE NA
 
N/A                
(66) IEC BREAKWATER LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
45-4447102
INVESTMENTS DE NA
 
N/A                
(67) IEC HIDDEN CREEK LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
45-3083079
INVESTMENTS DE NA
 
N/A                
(68) IEC JEFFERSON 2 LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
45-5466161
INVESTMENTS DE NA
 
N/A                
(69) IEC JEFFERSON I LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
45-3679129
INVESTMENTS DE NA
 
N/A                
(70) IEC NINTH AVENUE LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
45-5466236
INVESTMENTS DE NA
 
N/A                
(71) INDY BLUE EQUITY LLC

1370 AVE OF AMERICA
NEW YORK,NY10019
45-3668839
INVESTMENTS DE NA
 
N/A                
(72) IRON POINT CO-INVESTMENT I LLC

201 MAIN ST STE 2300
FORT WORTH,TX76102
45-4748900
INVESTMENTS DE NA
 
N/A                
(73) IRON POINT REAL ESTATE PARTNERS II- TE (H) LP

201 MAIN ST STE 2300
FORT WORTH,TX76102
45-2502061
INVESTMENTS DE NA
 
N/A                
(74) IRON POINT REAL ESTATE PARTNERS -TE (H) LP

201 MAIN ST STE 2300
FORT WORTH,TX76102
26-0526961
INVESTMENTS TX NA
 
N/A                
(75) ISLA VISTA ACQUISITION GROUP LLC

111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
27-2436234
INVESTMENTS DE NA
 
N/A                
(76) JEN CAPITAL REAL ESTATE FUND LP

19 WORLDWIDE HOUSE 19 DES VOEUX RD
HONG KONG    
CH
INVESTMENTS CJ NA
 
N/A                
(77) LIQUID REALTY PARTNERS IV (PF1) LP

199 E LINDA MESA AVE 10
DANVILLE,CA94526
26-0346359
INVESTMENTS DE NA
 
N/A                
(78) LIQUID REALTY PARTNERS IV INVESTMENTS AIV (PF1) LP

199 E LINDA MESA AVE 10
DANVILLE,CA94526
INVESTMENTS DE NA
 
N/A                
(79) LIQUID REALTY PARTNERS IV INVESTMENTS II AIV (PF1) LP

199 E LINDA MESA AVE 10
DANVILLE,CA94526
INVESTMENTS DE NA
 
N/A                
(80) LIQUID REALTY PARTNERS IV TAX EXEMPT (PF1) LP

199 E LINDA MESA AVE 10
DANVILLE,CA94526
26-0489545
INVESTMENTS DE NA
 
N/A                
(81) LMI PEARL APARTMENT HOLDINGS LLC

111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
INVESTMENTS DE NA
 
N/A                
(82) LONGFELLOW ATLANTIC HOLDINGS LLC

LNGFLW RE PRS LLC 260 FRANKLIN ST
BOSTON,MA02110
INVESTMENTS DE NA
 
N/A                
(83) LUBERT-ADLER CAPITAL REAL ESTATE FUND III LP

2929 ARCH STSTE 1650THE CIRA CTR
PHILADELPHIA,PA19104
55-2279515
INVESTMENTS DE NA
 
N/A                
(84) MCRB LLC

152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
46-1235435
INVESTMENTS DE NA
 
N/A                
(85) MCRS LLC

152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
27-3637201
INVESTMENTS MA NA
 
N/A                
(86) MDH ATLANTIC HOLDINGS LLC

3715 NSIDE PKWY NW BLDG400STE240
ATLANTA,GA30327
INVESTMENTS DE NA
 
N/A                
(87) NORTH IDAHO APARTMENTS LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
27-4596307
INVESTMENTS DE NA
 
N/A                
(88) OLD LANE HMA MASTER FUND LP

POB 309 UGLAND HOUSE S CHURCH ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0487260
INVESTMENTS CJ NA
 
N/A                
(89) PATIO GARDENS LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
45-5311665
INVESTMENTS DE NA
 
N/A                
(90) PSI ATLANTIC HOLDINGS LLC

530 OAK COURT DR STE 185
MEMPHIS,TN38117
INVESTMENTS DE NA
 
N/A                
(91) PUTNAM SQUARE APTS CO LP

HRES 1350 MASS AVE
CAMBRIDGE,MA02138
04-3183446
REAL ESTATE MA NA
 
N/A                
(92) QUEENS VENTURES LLC

1065 AVE O THE AMER31 FL
NEW YORK,NY10024
80-0963664
INVESTMENTS DE NA
 
N/A                
(93) ROUND TABLE ASSET RECOVERY INTERMEDIATE FUND LTD

WINDWARD I2FLREG OFC PRKW BAY RD
    KY1 1205
CJ
INVESTMENTS CJ NA
 
N/A                
(94) ROUND TABLE INTEREST RATE MASTER FUND LTD

WINDWARD I2FLREG OFC PRKW BAY RD
    KY1 1205
CJ
98-0550169
INVESTMENTS CJ NA
 
N/A                
(95) RUBY ATLANTIC AJCP HOLDINGS LLC

621 WEST RANDOLPH ST STE 4
CHICAGO,IL60661
INVESTMENTS DE NA
 
N/A                
(96) SILK ROAD HOLDING PTE LTD

6 BATTERY RD 112-01
    49909
SN
INVESTMENTS CH NA
 
N/A                
(97) SOIL INNOVATIONS LLC

AV DR CARDOSO DE MELO1340-11 ANDAR
SAO PAULO   04548-004
BR
90-0538481
INVESTMENTS DE NA
 
N/A                
(98) SOUTHWOOD GARDENS LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
45-4154784
INVESTMENTS DE NA
 
N/A                
(99) STOLBERG MEEHAN & SCANO II-A LP

370 17TH ST STE 3650
DENVER,CO80202
02-0537969
INVESTMENTS DE NA
 
N/A                
(100) TETRIS PROPERTY LP

CB EQUITY LLC1370 AVE OF AMERICA
NEW YORK,NY10019
46-1625319
INVESTMENTS DE NA
 
N/A                
(101) THE ECO PRODUCTS FUND

400 MADISON AVE STE 14A
NEW YORK,NY10017
26-1329990
INVESTMENTS DE NA
 
N/A                
(102) THE TRITON FUND II NO 2 LP

22 GRENVILLE ST
ST. HELIER   JE4 8PX
JE
INVESTMENTS JE NA
 
N/A                
(103) THE VILLAGE 1 LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
45-3419666
INVESTMENTS DE NA
 
N/A                
(104) THE VILLAGE 2 LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
45-3159941
INVESTMENTS DE NA
 
N/A                
(105) THE WILDHORN FUND LP

POB1234 GT QUNSGTE HSES CRCH ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0527266
INVESTMENTS CJ NA
 
N/A                
(106) TRAVIS COAL RESTRUCTURED HOLDINGS LLC

200 CLARENDON ST
BOSTON,MA02116
20-2595311
INVESTMENTS DE NA
 
N/A                
(107) USRA ATLANTIC CAPITAL PARTNERS LLC

1370 AVE OF AMERICA
NEW YORK,NY10019
45-2686195
INVESTMENTS DE NA
 
N/A                
(108) VERBENA LLC DBA PURPLE VERBENA LLC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02110
90-0708621
INVESTMENTS DE NA
 
N/A                
(109) WASHINGTON HEIGHTS I LLC

1065 AVE O THE AMER31 FL
NEW YORK,NY10024
80-0858078
INVESTMENTS DE NA
 
N/A                
(110) WBH KIRBY HILL CO-INVESTMENT LLC

7121 FAIRWAY DR STE 410
PLM BCH GARDN,FL33418
14-1933484
INVESTMENTS DE NA
 
N/A                
(111) WORLDWIDE BEAUTY ONSHORE LP

630 FIFTH AVE - 27TH FL
NEW YORK,NY10111
27-4577536
INVESTMENTS DE NA
 
N/A                
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) 2226081 ONTARIO LTD

333 BAY ST STE 3400
TORONTO,ONTARIOM5H 2S7
CA
INVESTMENTS CA NA
 
C CORPORATION          
(2) 365 CHURCH STREET LP

4711 YONGE ST STE 1400
TORONTO,ONTARIOM2N 7E4
CA
INVESTMENTS CA NA
 
C CORPORATION          
(3) ADELAIDE-PETER DEVELOPMENTS

4711 YONGE ST STE 1400
TORONTO,ONTARIOM2N 7E4
CA
98-0684328
INVESTMENTS CA NA
 
C CORPORATION          
(4) AGRICOLA BRINZAL LTDA

AV SANTA MARIA 6350 OF307
VITACURA,SANTIAGO  
CI
INVESTMENTS CI NA
 
C CORPORATION          
(5) AGRICOLA DURAMEN LTDA

AV SANTA MARIA 6350 OF307
VITACURA,SANTIAGO  
CI
INVESTMENTS CI NA
 
C CORPORATION          
(6) AGRICOLA E INVERSIONES PAMPA ALEGRE SA

AV SANTA MARIA 6350 OF307
VITACURA,SANTIAGO  
CI
INVESTMENTS CI NA
 
C CORPORATION          
(7) AGRICOLA FUNDO BUCALEMU LTDA

DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0639220
INVESTMENTS CI NA
 
C CORPORATION          
(8) AGRICOLA LOS RIOS SPA

AV SANTA MARIA 6350 OF307
VITACURA,SANTIAGO  
CI
98-1209592
INVESTMENTS CI NA
 
C CORPORATION          
(9) AGRICOLA RAPEL LTDA

DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0639218
INVESTMENTS CI NA
 
C CORPORATION          
(10) AGRICOLA RETIRO LTDA

DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
INVESTMENTS CI NA
 
C CORPORATION          
(11) AGRICOLA RIBERA LTDA

DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
INVESTMENTS CI NA
 
C CORPORATION          
(12) AGROFLORESTAL VERDE SUL SA

RODOVIA RS473KM 22RSSALSO
DISTRICT MATARAZZO,RIO GRANDE  
BR
INVESTMENTS BR NA
 
C CORPORATION          
(13) AQUILA INC

WALKER HSE MARY ST POB908GT
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0532782
INVESTMENTS CJ NA
 
C CORPORATION          
(14) ARA INC

WALKER HSE MARY ST POB908GT
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0543813
INVESTMENTS CJ NA
 
C CORPORATION          
(15) ARACARI SA

PH PLAZA 2000 BLDG 50TH ST
REPUBLIC OF PANAMA    
PM
INVESTMENTS PM NA
 
C CORPORATION          
(16) ATLANTIC AVENUE REALTY LTD

MC CORP SERVUGLAND HSE S CH ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0533323
INVESTMENTS CJ NA
 
C CORPORATION          
(17) ATLANTIC CT REIT INC

65 ENTERPRISE STE 150
ALISO VIEJO,CA92656
46-2500323
INVESTMENTS DE NA
 
C CORPORATION          
(18) ATLANTIC EUROPE INVESTMENTS GP LTD

50 LOTHIAN RD FESTIVAL SQUARE
EDINBURGH   EH39WJ
UK
INVESTMENTS UK NA
 
C CORPORATION          
(19) ATLANTIC EUROPE INVESTMENTS LP

50 LOTHIAN RD FESTIVAL SQUARE
EDINBURGH   EH39WJ
UK
98-0670648
INVESTMENTS UK NA
 
C CORPORATION          
(20) ATLANTIC PACIFIC REALTY INC

1301 SHOREWAY RD STE 250
BELMONT,CA94002
13-4283871
INVESTMENTS MD NA
 
C CORPORATION          
(21) ATLANTIC REIT I INC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
46-3882013
INVESTMENTS DE NA
 
C CORPORATION          
(22) ATLANTIC TORONTO 365 CHURCH STREET GENERAL PARTNER INC

355 BURRARD ST STE 1900
VANCOUVER,BRITISH COLUMBIAV6C 2G8
CA
INVESTMENTS CA NA
 
C CORPORATION          
(23) ATLANTIC TORONTO A-P GENERAL PARTNER INC

355 BURRARD ST STE 1900
VANCOUVER,BRITISH COLUMBIAV6C 2G8
CA
98-0668180
INVESTMENTS CA NA
 
C CORPORATION          
(24) ATLANTIC TORONTO GRENVILLE GENERAL PARTNER INC

355 BURRARD ST STE 1900
VANCOUVER,BRITISH COLUMBIAV6C 2G8
CA
INVESTMENTS CA NA
 
C CORPORATION          
(25) ATLANTIC TORONTO HOLDINGS INC

355 BURRARD ST STE 1900
VANCOUVER,BRITISH COLUMBIAV6C 2G8
CA
98-0668178
INVESTMENTS CA NA
 
C CORPORATION          
(26) ATLANTIC URBAN RETAIL INC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
32-6261983
INVESTMENTS DE NA
 
C CORPORATION          
(27) BAINBRIDGE CC URBANA APARTMENTS REIT INC

12765WFOREST HILL BLVDST1307
WELLINGTON,FL33414
INVESTMENTS DE NA
 
C CORPORATION          
(28) BLACK KITE PTY LTD

LEVEL 38 201 ELIZABETH ST
SYDNEY   NSW 2000
AS
INVESTMENTS AS NA
 
C CORPORATION          
(29) BLACK KITE TRUST

LEVEL 38 201 ELIZABETH ST
SYDNEY   NSW 2000
AS
98-6063158
INVESTMENTS AS NA
 
C CORPORATION          
(30) BLUE ATLANTIC INVESTORS II INC

111 EAST WAYNE ST STE 500
FORT WAYNE,IN46802
46-1452116
INVESTMENTS DE NA
 
C CORPORATION          
(31) BLUE ATLANTIC INVESTORS INC

111 EAST WAYNE ST STE 500
FORT WAYNE,IN46802
45-1022813
INVESTMENTS DE NA
 
C CORPORATION          
(32) BLUE ATLANTIC SHUTTLE LLC

111 EAST WAYNE ST STE 500
FORT WAYNE,IN46802
45-2542872
INVESTMENTS DE NA
 
C CORPORATION          
(33) BRASIL TIMBER LTDA

AVE CANDIDO DE ABREU 776 S202 3A
CANTRO CIVICO   80.530-000
BR
98-0645399
INVESTMENTS BR NA
 
C CORPORATION          
(34) BRODIAEA INC

5757 PACIFIC AVE STE 222
STOCKTON,CA95207
90-0862085
INVESTMENTS DE NA
 
C CORPORATION          
(35) CARACARA LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-1098610
INVESTMENTS CJ NA
 
C CORPORATION          
(36) CARACOL AGROPECUARIA LTDA

AV CARLOS GOMES 1200 S502 AUX
PORTO ALEGRE,RSCEP 90480
BR
98-0642730
INVESTMENTS BR NA
 
C CORPORATION          
(37) CCA JAPAN INVESTMENT BV

WTC AMSTZUIDPLEIN 126TWR H-15 FL
AMSTERDAM   1077 XV
NL
INVESTMENTS NL NA
 
C CORPORATION          
(38) CHARITABLE LEAD TRUSTS (40)

 
 
CHARITABLE TRUST MA NA
 
TRUST          
(39) CHARITABLE REMAINDER TRUSTS (748)

 
 
CHARITABLE TRUST MA NA
 
TRUST          
(40) CHENNAI 2007

IFS LTD IFS COURT 28
CYBERCITY,EBENE  
MP
98-0644770
INVESTMENTS MP NA
 
C CORPORATION     100 %    
(41) CHEVAL SP PARTICIPACOES LTDA

RUA DO FORUM SN SALA B
CENTRO,GUADALUPECEP 64840
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(42) CLAG (CHILE) SPA

DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0650099
INVESTMENTS CI NA
 
C CORPORATION     100 %    
(43) COMPOSITION CAPITAL ASIA FUND CV

WTC AMSTZUIDPLEIN 126TWR H-15 FL
AMSTERDAM   1077 XV
NL
98-0469927
INVESTMENTS NL NA
 
C CORPORATION     58.98 %    
(44) COMPOSITION CAPITAL ASIA II FEEDER CV

WTC AMSTZUIDPLEIN 126TWR H-15 FL
AMSTERDAM   1077 XV
NL
98-0563995
INVESTMENTS NL NA
 
C CORPORATION     81.3 %    
(45) COMPOSITION CAPITAL EUROPE FUND CV

WTC AMSTZUIDPLEIN 126TWR H-15 FL
AMSTERDAM   1077 XV
NL
98-0459793
INVESTMENTS NL NA
 
C CORPORATION     58.25 %    
(46) COMPOSITION CAPITAL EUROPE II FEEDER CV

WTC AMSTZUIDPLEIN 126TWR H-15 FL
AMSTERDAM   1077 XV
NL
98-0569903
INVESTMENTS NL NA
 
C CORPORATION     71.75 %    
(47) COMPOSITION FEEDER GMBH

BORSENSTRASSE 2-4 60313
FRANKFURT AM MAIN   60313
GM
INVESTMENTS GM NA
 
C CORPORATION     58.25 %    
(48) COMTEL ASSETS CORP

433 E LAS CALINAS BL
IRVING,TX75039
20-3239161
INVESTMENTS DE NA
 
C CORPORATION     74.91 %    
(49) COMTEL ASSETS INC

433 E LAS CALINAS BL
IRVING,TX75039
20-3239269
INVESTMENTS DE NA
 
C CORPORATION     65.95 %    
(50) COOPERATIE CC ASIA KOREA FEEDER UA

WTC AMSTZUIDPLEIN 126TWR H-15 FL
AMSTERDAM   1077 XV
NL
INVESTMENTS NL NA
 
C CORPORATION     58.98 %    
(51) COPAYAPU SPA

2939AVE ISIDORA GOYEN11FL
LAS CONDES,SANTIAGO  
CI
98-1112517
INVESTMENTS CI NA
 
C CORPORATION     100 %    
(52) CSH PROGRAM REIT II INC

975 F ST NW 9TH FL
WASHINGTON,DC20004
30-0783361
INVESTMENTS DE NA
 
C CORPORATION     99.5 %    
(53) CSH PROGRAM REIT III INC

975 F ST NW 9TH FL
WASHINGTON,DC20004
INVESTMENTS DE NA
 
C CORPORATION     99.5 %    
(54) CSH PROGRAM REIT INC

975 F ST NW 9TH FL
WASHINGTON,DC20004
27-4280903
INVESTMENTS DE NA
 
C CORPORATION     93.56 %    
(55) CSH TRS HOLDING II LLC

975 F ST NW 9TH FL
WASHINGTON,DC20004
45-4398250
INVESTMENTS DE NA
 
C CORPORATION     88.89 %    
(56) CSH TRS HOLDING III LLC

975 F ST NW 9TH FL
WASHINGTON,DC20004
32-0410113
INVESTMENTS DE NA
 
C CORPORATION     99.5 %    
(57) CSH TRS HOLDING IV LLC

975 F ST NW 9TH FL
WASHINGTON,DC20004
INVESTMENTS DE NA
 
C CORPORATION     99.5 %    
(58) CSH TRS HOLDING LP

975 F ST NW 9TH FL
WASHINGTON,DC20004
27-4286092
INVESTMENTS DE NA
 
C CORPORATION     93.56 %    
(59) DAIRY FARMS PARTNERSHIP

113RUTHERFRD RDPK E PO553
PUKEKOHE    
NZ
98-0594944
INVESTMENTS NZ NA
 
C CORPORATION     100 %    
(60) DG PARTICIPANTS LTD

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-1167777
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(61) EAE ATLANTIC I INC

1065 AVE OF THE AMERICAS 31 FL
NEW YORK,NY10024
90-0892631
INVESTMENTS DE NA
 
C CORPORATION     90.9 %    
(62) EAE ATLANTIC II INC

1065 AVE OF THE AMERICAS 31 FL
NEW YORK,NY10024
80-0954229
INVESTMENTS DE NA
 
C CORPORATION     90.9 %    
(63) EASTERN ROSELLA TRUST

201 ELIZABETH ST
SYDNEY   NSW 2000
AS
98-1131698
AGRICULTURE AS NA
 
C CORPORATION     100 %    
(64) ECO CEBACO SA

52 Y ELVIRA MENDEZ POB 0816-06805
PM
INVESTMENTS PM NA
 
C CORPORATION     100 %    
(65) ECONOMIZA AGROPECUARIA LTDA

ESTADA GERAL COND BOA ESP
SN GRANDE DO RIBEIRO,PIAUI  
BR
INVESTMENTS BR NA
 
C CORPORATION     95.76 %    
(66) ECUADOR TIMBER LP

PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY1-1104
CJ
98-0492706
INVESTMENTS CJ NA
 
C CORPORATION     80 %    
(67) EGRET INVESTMENTS LTD

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0650989
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(68) EL MARIA SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(69) EMBARCADERO CAPITAL INVESTORS II REIT INC

1301 SHOREWAY RD STE 250
BELMONT,CA94002
37-1508503
INVESTMENTS MD NA
 
C CORPORATION     50.62 %    
(70) EMERALD CATASTROPHE FUND LTD

STE 193 48 PAR-LA-VILLE RD
HAMILTON   HM 11
BD
INVESTMENTS BD NA
 
C CORPORATION     100 %    
(71) EMERGING COUNTRIES OPPORTUNITY FUND LTD

68 FORT ST PO BOX 705GT
  GRAND CAYMANKY1-1107
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98 %    
(72) EMPRESA ECOLOGICA DEL ORINOCO SAS

CRA 9 NO 77 - 67 OFC 804
BOGOTA D.C    
CO
INVESTMENTS CO NA
 
C CORPORATION     100 %    
(73) EMPRESAS VERDES ARGENTINA SA

CARLOS PELLEGRINI 1138 PISO 1
CORRIENTES   W3400BAT
AR
INVESTMENTS AR NA
 
C CORPORATION     100 %    
(74) ENKI HOLDINGS CORP

WALKER HSE MARY ST POB908GT
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0540586
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(75) ESTANCIA CELINA SA

SUIPACHA 1111 - PISO 18
BUENOS AIRES   C1008AAW
AR
INVESTMENTS AR NA
 
C CORPORATION     100 %    
(76) FLAMENCO SPA

2939AVE ISIDORA GOYEN11 FL
LAS CONDES,SANTIAGO  
CI
98-1120387
INVESTMENTS CI NA
 
C CORPORATION     100 %    
(77) FLORESTAS DO SUL AGROFLORESTAL LTDA

RUA TAQUARY 335 DRISTAL
PORTO ALEGRE   CEP 90810
BR
98-0493906
INVESTMENTS BR NA
 
C CORPORATION     100 %    
(78) FORESTAL BOSQUEPALM CIA LTDA

AVE PATRIA E4-41 Y AVE AMFL5OFC5
QUITO    
EC
INVESTMENTS EC NA
 
C CORPORATION     79.79 %    
(79) FORESTAL DEL RIO SA

SUIPACHA 1111 - PISO 18
BUENOS AIRES   C1008AAW
AR
INVESTMENTS AR NA
 
C CORPORATION     100 %    
(80) FORESTAL FORESVERGAL CIA LTDA

AVE PATRIA E4-41 Y AVE AMFL5OFC5
QUITO    
EC
INVESTMENTS EC NA
 
C CORPORATION     79.79 %    
(81) FORTALEZA AGROINDUSTRIAL LTDA

FAZENDA FORTALEZASN-ZON RUR
SANTA FILOMENA,PIAUI  
BR
INVESTMENTS BR NA
 
C CORPORATION     95.76 %    
(82) FRANCOLIN

PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY1-1104
CJ
98-1006384
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(83) GALILEIA AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 12012ANS4
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR NA
 
C CORPORATION     95.76 %    
(84) GATEWAY REAL ESTATE FUND III - TE LP

22ND FL 1 LYNDHURST TOWER
HONG KONG   KY1-1111
CH
98-0669480
INVESTMENTS CH NA
 
C CORPORATION     64.93 %    
(85) GAVEA INVESTMENT FUND II B LP

PO986GARD CRT STE 3307 45 MKT ST
CAMANA BAY,GRAND CAYMANKY1-1103
CJ
98-0537951
TRADING CJ NA
 
C CORPORATION     100 %    
(86) GAVEA JUS BG 1 - FEEDER LP

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-1018586
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(87) GAVEA JUS BRAZILIAN GOVERNMENT LIABILITIES FUND II-B LP

POB 896GT GARD CRTS330745 MKT ST
CAMANA BAY   KY1-1103
CJ
98-0702067
INVESTMENTS CJ NA
 
C CORPORATION     58.63 %    
(88) GBE DEVELOPMENT I LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(89) GBE DEVELOPMENT II LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(90) GBE DEVELOPMENT III LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(91) GBE DEVELOPMENT IV LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(92) GBE DEVELOPMENT V LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(93) GBE DEVELOPMENT VI LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(94) GBE FAZENDAS LTD

AV DAS AMERICAS700 BLOCO 5
CIDADE DO RIO DE JANEIRO,RIO DE JANEIROCEP 22640
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(95) GBE HOLDINGS LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(96) GBE INVESTMENTS LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(97) GBE PROJETOS AGRICOLAS II LTDA

AV DAS AMERICAS700 BLOCO 5
CIDADE DO RIO DE JANEIRO,RIO DE JANEIROCEP 22640
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(98) GBE PROJETOS AGRICOLAS VII LTDA

RUA DO FORUM SN SALA B
CENTRO,GUADALUPECEP 64840
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(99) GBE PROPERTIES I LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(100) GBE PROPERTIES II LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(101) GBE PROPERTIES III LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(102) GBE PROPERTIES IV LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(103) GBE PROPERTIES V LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(104) GBE PROPERTIES VI LTD

PO 309GTUGLAND HSES CHU ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(105) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS BAHIA LTDA

AV DAS AMERICAS700 BLOCO 5
CIDADE DO RIO DE JANEIRO,RIO DE JANEIROCEP 22640
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(106) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS PIAUI LTDA

AV DAS AMERICAS700 BLOCO 5
CIDADE DO RIO DE JANEIRO,RIO DE JANEIROCEP 22640
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(107) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS TOCANTINS LTDA

AV DAS AMERICAS700 BLOCO 5
CIDADE DO RIO DE JANEIRO,RIO DE JANEIROCEP 22640
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(108) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS VII LTDA

RUA DO FORUM SN SALA B
CENTRO,GUADALUPECEP 64840
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(109) GBE PROPRIEDADES E EMPREENDIMENTOS MINAS GERAIS LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,RIO DE JANEIROCEP 22640
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(110) GERRITY ATLANTIC RETAIL PARTNERS II INC

977 LOMAS SANTA FE DR STE A
SOLANA BEACH,CA92075
46-4417545
INVESTMENTS DE NA
 
C CORPORATION     98.01 %    
(111) GERRITY ATLANTIC RETAIL PARTNERS INC

977 LOMAS SANTA FE DR STE A
SOLANA BEACH,CA92075
27-4802513
INVESTMENTS DE NA
 
C CORPORATION     98.01 %    
(112) GRANARY INVESTMENTS

IFS COURT TWENTY EIGHT
CYBERCITY,EBENE  
MP
98-0607880
INVESTMENTS MP NA
 
C CORPORATION     100 %    
(113) GREEN ROSELLA TRUST

201 ELIZABETH ST
SYDNEY   NSW 2000
AS
98-1126908
AGRICULTURE AS NA
 
C CORPORATION     100 %    
(114) GREENGOLD AGRIROM SRL

24 CONST NOICA ST RM 2 SIBIU CTY
RO
98-1091760
INVESTMENTS RO NA
 
C CORPORATION     100 %    
(115) GREENGOLD EUROPEAN CAPITAL SA

5 RUE GUILLAUME KROLL
    L-1882
LU
98-1091994
INVESTMENTS LU NA
 
C CORPORATION     100 %    
(116) GREENGOLD VALUE FORESTS LITHUANIA UAB

JOGAILOS G 9
VILNIUS   LT-01116
LH
98-1117259
INVESTMENTS LH NA
 
C CORPORATION     100 %    
(117) GREENGOLD VALUE FORESTS SRL

24 CONST NOICA STRM 2 SIBIU CTY
RO
INVESTMENTS RO NA
 
C CORPORATION     100 %    
(118) GUANARE AARL

JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
98-0641951
INVESTMENTS UY NA
 
C CORPORATION     100 %    
(119) GUANARE SA

JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
INVESTMENTS UY NA
 
C CORPORATION     100 %    
(120) GULF ATLANTIC OPERATIONS LLC

200 CLARENDON ST
BOSTON,MA02116
20-2386722
INVESTMENTS TX NA
 
C CORPORATION     74.91 %    
(121) HARVARD ARASTIRMA VE EGITIM MERKEZI ISTANBUL LIMITED SIRKETI

3 185 BUYUKDERE CADLEVENT BESIKTAS
INSTANBUL   34394
TU
RESEARCH SUPPORT/EVENT SUPPORT TU NA
 
C CORPORATION     100 %    
(122) HARVARD BUSINESS SCHOOL PUBLISHING ASIA PACIFIC LTD

80 RAFFLES PL 25-01 UOB PLAZA
SN
SALES SUPPORT SN NA
 
C CORPORATION     100 %    
(123) HARVARD BUSINESS SCHOOL PUBLISHING EUROPE LTD

23 SICILIAN AVE
LONDON    
UK
SALES SUPPORT UK NA
 
C CORPORATION     100 %    
(124) HARVARD BUSINESS SCHOOL PUBLISHING FRANCE

23 RUE DU ROULE
PARIS    
FR
SALES SUPPORT FR NA
 
C CORPORATION     100 %    
(125) HARVARD BUSINESS SCHOOL PUBLISHING INDIA PRIVATE LTD

UNIT 423 GRAND HYATT MUMBAI
MUMBAI    
IN
PUBLISHING SUPPORT IN NA
 
C CORPORATION     100 %    
(126) HARVARD CENTER SHANGHAI CO LTD

5TH FL INTL FIN CTR 8 CENT AVE
SHANGHAI   200120
CH
RESEARCH SUPPORT/LOGISTICAL SUPPORT FOR EVENTS CH NA
 
C CORPORATION     100 %    
(127) HARVARD MANAGEMENT COMPANY ADVISOR LTD

21 FLEDINBURGH TWR15 QNS RD CTRL
HK
98-1069444
INVESTMENTS HK NA
 
C CORPORATION     100 %    
(128) HARVARD MASTER TRUST

1033 MASS AVE 3RD FL
CAMBRIDGE,MA02138
04-2636388
INVESTMENTS MA NA
 
TRUST     100 %    
(129) HARVARD PRIVATE CAPITAL PROPERTIES II INC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
04-3140558
INVESTMENTS DE NA
 
C CORPORATION     100 %    
(130) HARVARD PRIVATE CAPITAL PROPERTIES III INC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02110
76-0254935
INVESTMENTS DE NA
 
C CORPORATION     100 %    
(131) HARVARD REAL ESTATE CV INC

1033 MASS AVE 3RD FL
CAMBRIDGE,MA02138
61-1627962
REAL ESTATE MA NA
 
C CORPORATION     100 %    
(132) HARVARD UNIVERSITY PRESS OF NEW YORK

HU PRESS 79 GARDEN ST
CAMBRIDGE,MA02138
13-3784301
PUBLISHING NY NA
 
C CORPORATION     100 %    
(133) HARVARD UNIVERSITY PRESS LTD

VERNON HOUSE 23 SICILIAN AVE
LONDON    
UK
BOOK DISTRIBUTION UK NA
 
C CORPORATION     100 %    
(134) HB CAYMAN A LTD

PO BOX 309 GT
  GRAND CAYMAN  
CJ
INVESTMENTS CJ NA
 
C CORPORATION     99.77 %    
(135) HB CAYMAN LTD

PO BOX 309 GT
  GRAND CAYMAN  
CJ
INVESTMENTS CJ NA
 
C CORPORATION     99.77 %    
(136) HMC ADAGE MANAGER INC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02110
04-3567988
INVESTMENTS DE NA
 
C CORPORATION     100 %    
(137) HOUND PARTNERS LONG FUND LTD

89 NEXUS WAY
CAMANA BAY   KY1-9007
CJ
INVESTMENTS CJ NA
 
C CORPORATION     65 %    
(138) HPC PATRON SCOTLAND LP

50 LOTHIAN RD FESTIVAL SQUARE
EDINBURGH   EH3 9BY
UK
98-0438748
INVESTMENTS UK NA
 
C CORPORATION     100 %    
(139) INDIA CAPITAL OPPORTUNITIES 1 LTD

IFS COURT TWENTY EIGHT CYBERCITY
EBENE    
MP
INVESTMENTS MP NA
 
C CORPORATION     58.8 %    
(140) INSOLO AGROINDUSTRIAL SA

AV PEDROSO DE MORAES 12012ANS4
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR NA
 
C CORPORATION     95.76 %    
(141) INVERSIONES CATIVAL SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(142) INVERSIONES HEFEI SAC

LAS BEGONIAS 475 6TH FL
SAN ISIDORO,LIMA  
PE
98-1111292
INVESTMENTS PE NA
 
C CORPORATION     100 %    
(143) INVERSIONES LEFKADA SAC

LAS BEGONIAS 475 6TH FL
SAN ISIDORO,LIMA  
PE
98-1110859
INVESTMENTS PE NA
 
C CORPORATION     100 %    
(144) INVERSIONES MOSQUETA SAC

LAS BEGONIAS 475 6TH FL
SAN ISIDORO,LIMA  
PE
98-1110734
INVESTMENTS PE NA
 
C CORPORATION     100 %    
(145) INVERSIONES PIRONA SAC

LAS BEGONIAS 475 6TH FL
SAN ISIDORO,LIMA  
PE
98-1111636
INVESTMENTS PE NA
 
C CORPORATION     100 %    
(146) INVERSIONES SANTA RITA SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(147) INVERSIONES TRES CUMBRES LTDA

ROGER DE FLOR 2736 DP 8
COMUNA LAS CONDES,SANTIAGO  
CI
98-0446986
INVESTMENTS CI NA
 
C CORPORATION     100 %    
(148) IPE AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 12012ANS4
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR NA
 
C CORPORATION     95.76 %    
(149) ISLA VISTA FOOD SERVICES LLC

111 EAST WAYNE ST STE 500
FORT WAYNE,IN46802
27-3070185
INVESTMENTS DE NA
 
C CORPORATION     70 %    
(150) ISLA VISTA INVESTORS INC

111 EAST WAYNE ST STE 500
FORT WAYNE,IN46802
27-3070148
INVESTMENTS MD NA
 
C CORPORATION     70 %    
(151) JACANA PROPERTIES SA

PH PLAZA 2000 BLDG 50TH ST
REPUBLIC OF PANAMA    
PM
INVESTMENTS PM NA
 
C CORPORATION     100 %    
(152) JUNCO PROPERTIES SA

PH PLAZA 2000 BLDG 50TH ST
REPUBLIC OF PANAMA    
PM
INVESTMENTS PM NA
 
C CORPORATION     100 %    
(153) LA JACARANDA SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(154) LA MORA SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(155) LA ZARZA SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(156) LABELLE SP PARTICIPACOES LTDA

RUA DO FORUM SN SALA B
CENTRO,GUADALUPECEP 64840
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(157) LAS ACACIAS SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(158) LAS MISIONES SA

SUIPACHA 1111 - PISO 18
BUENOS AIRES   C1008AAW
AR
INVESTMENTS AR NA
 
C CORPORATION     100 %    
(159) LASALLE ASIA OPPORTUNITY CAYMAN I LTD

WALKER HOUSE 87 MARY ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0447511
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(160) LIFETIME CENTRECOURT GRENVILLE LP

22 ST CLAIR AVE EAST STE 1010
TORONTO,ONTARIOM4T 2S3
CA
98-0684331
INVESTMENTS CA NA
 
C CORPORATION     52.62 %    
(161) LINDENE LTD

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(162) LIQUID REALTY PARTNERS IV TAX EXEMPT (PF1) II LP

199 E LINDA MESA AVE 10
DANVILLE,CA94526
INVESTMENTS JE NA
 
C CORPORATION     100 %    
(163) LIQUID REALTY PARTNERS IV TAX EXEMPT (PF1) LTD

199 E LINDA MESA AVE 10
DANVILLE,CA94526
INVESTMENTS JE NA
 
C CORPORATION     100 %    
(164) LONGFELLOW ATLANTIC REIT INC

LONGFELLOW RL EST PRT260 FRNKLN ST
BOSTON,MA02110
INVESTMENTS DE NA
 
C CORPORATION     99 %    
(165) LONGTERM FOREST PARTNERS CIA LTDA

AVE PATRIA E4-41 Y AVE AMFL5OFC5
QUITO    
EC
INVESTMENTS EC NA
 
C CORPORATION     79.79 %    
(166) LOS ARRAYANES SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(167) LOS LAURELES SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(168) MAGUARI LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-1097957
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(169) MASDEVALLIA LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-1083311
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(170) MCRB REAL ESTATE INVESTMENT TRUST INC

152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
46-1195422
INVESTMENTS DE NA
 
C CORPORATION     74.79 %    
(171) MCRB TENANT HOLDCO LLC

152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
46-1195591
INVESTMENTS DE NA
 
C CORPORATION     74.79 %    
(172) MCRS REAL ESTATE INVESTMENT TRUST INC

152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
27-3605599
INVESTMENTS MD NA
 
C CORPORATION     85.9 %    
(173) MCRS TENANT HOLDCO LLC

152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
27-3869467
INVESTMENTS DE NA
 
C CORPORATION     85.9 %    
(174) MDH ATLANTIC REIT INC

3715 NSIDE PKWYNW BLDG 400S240
ATLANTA,GA30327
INVESTMENTS DE NA
 
C CORPORATION     96.67 %    
(175) MIRABILIS SA

CALLE LAS BEGONIAS 475 DPTO 702
SAN ISIDORO,LIMA  
PE
INVESTMENTS PE NA
 
C CORPORATION     99.99 %    
(176) NAZARE AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 12012ANS4
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR NA
 
C CORPORATION     95.76 %    
(177) NCH AGRIBUSINESS INVESTORS CORP

UGLAND HOUSE S CHURCH ST POB309
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0559097
INVESTMENTS CJ NA
 
C CORPORATION     59.11 %    
(178) NEW VERNON INDIA (CAYMAN) FUND LP

2330 PLAZA FIVE
JERSEY CITY,NJ07311
20-1577934
INVESTMENTS CJ NA
 
C CORPORATION     99.99 %    
(179) NGL HOLDINGS INC

200 CLARENDON ST
BOSTON,MA02116
33-1101243
INVESTMENTS DE NA
 
C CORPORATION     89.34 %    
(180) NICA TECA SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(181) NICARAO I LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0643167
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(182) NICARAO II LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0643169
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(183) NICARAO LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0643164
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(184) NICATECA INC

WALKER HOUSE 87 MARY ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0520487
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(185) OLD LANE HMAFF LP

POB 309 UGLAND HSE S CHURCH ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0487312
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(186) OPERA SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(187) PARFEN SA

JUNCAL 1305 FL 21
MONTEVIDEO    
UY
INVESTMENTS UY NA
 
C CORPORATION     100 %    
(188) PATRIOT INTEREST HOLDINGS INC

200 CLARENDON ST
BOSTON,MA02116
01-0938844
INVESTMENTS DE NA
 
C CORPORATION     89.34 %    
(189) PEARL RETAIL INC

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-1048757
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(190) PERMIAN MIDSTREAM CORP

200 CLARENDON ST
BOSTON,MA02116
01-0938834
INVESTMENTS TX NA
 
C CORPORATION     89.34 %    
(191) PINARES AARL

JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
98-0641950
INVESTMENTS UY NA
 
C CORPORATION     100 %    
(192) POLARIS WINES INC

855 BORDEAUX WAY STE 260A
NAPA,CA94658
45-4112381
INVESTMENTS DE NA
 
C CORPORATION     72 %    
(193) POOLED INCOME FUNDS (4)

 
 
CHARITABLE TRUST MA NA
 
TRUST          
(194) PRADARIA AGROFLORESTAL LTDA

AVE ALFONSO PENA 3504 RM 73 CTR
CAMPO GRANDE,MSCEP 79002
BR
98-0642732
INVESTMENTS BR NA
 
C CORPORATION     100 %    
(195) PROMONTORIA HOLDING MAP BV

OUDE UTRECHTSEWEG 32
BAARN   3743 KN
NL
36-4762301
INVESTMENTS NL NA
 
C CORPORATION     98.5 %    
(196) PSI ATLANTIC REIT INC

530 OAK COURT DR STE 185
MEMPHIS,TN38117
INVESTMENTS DE NA
 
C CORPORATION     98.67 %    
(197) PSI ATLANTIC TRS LLC

530 OAK COURT DR STE 185
MEMPHIS,TN38117
INVESTMENTS DE NA
 
C CORPORATION     98.67 %    
(198) PULAR SPA

2939 AVE ISIDORA GOYENECHEA11 FL
LAS CONDES,SANTIAGO  
CI
INVESTMENTS CI NA
 
C CORPORATION     100 %    
(199) QUETZAL BLUE SA

CALLE 52Y ELVIRA MENDEZ
PANAMAN    
PM
INVESTMENTS PM NA
 
C CORPORATION     100 %    
(200) REPRESA PROPERTIES LTD

POB 309GT UGLAND HSE S CHURCH ST
GEORGE TOWN    
CJ
INVESTMENTS CJ NA
 
C CORPORATION     98.7 %    
(201) RIO MIRA PARTICIPACOES LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,RIO DE JANEIROCEP 22640
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(202) ROARING FORK INVESTMENT TRUST

250 YONGE ST STE 4200
TORONTO,ONTARIOM5B 2M6
CA
98-0458290
INVESTMENTS CA NA
 
C CORPORATION     93.93 %    
(203) ROMPLY MEROPS SRL

28-CC-TIN BUDISTEANUI ST3FLRM15
BUCHAREST    
RO
98-0646095
INVESTMENTS RO NA
 
C CORPORATION     99.99 %    
(204) ROSELLA HOLD TC PTY LTD

201 ELIZABETH ST
SYDNEY   NSW 2000
AS
98-1126654
AGRICULTURE AS NA
 
C CORPORATION     100 %    
(205) ROSELLA SUB TC PTY LTD

201 ELIZABETH ST
SYDNEY   NSW 2000
AS
98-1126678
AGRICULTURE AS NA
 
C CORPORATION     100 %    
(206) ROSELLA LTD

PO BOX 309 UGLAND HOUSE
    KY1-1104
CJ
98-1120479
AGRICULTURE CJ NA
 
C CORPORATION     100 %    
(207) ROUND TABLE INTEREST RATE FUND LTD

2ND FLR REGATTA OF PRK W BAY RD
    KY1-1205
CJ
INVESTMENTS CJ NA
 
C CORPORATION     69.43 %    
(208) RUBY ATLANTIC AJCP PROGRAM TRS LLC

621 WEST RANDOLPH ST STE 4
CHICAGO,IL60661
INVESTMENTS DE NA
 
C CORPORATION     71.37 %    
(209) RUBY ATLANTIC REIT INC

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
46-4632061
INVESTMENTS DE NA
 
C CORPORATION     100 %    
(210) SANTA FILOMENA AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 12012ANS4
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR NA
 
C CORPORATION     95.76 %    
(211) SCOLOPAX SRL

BRASOV 8 VICT ST B1 42 BIS APT 1
BRASOV COUNTY    
RO
INVESTMENTS RO NA
 
C CORPORATION     100 %    
(212) SCOUT CAPITAL LONG TERM LTD

89 NEXUS WAY
GEORGE TOWN,GRAND CAYMANKY1-9007
CJ
INVESTMENTS CJ NA
 
C CORPORATION     63 %    
(213) SERRA GRANDE AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 12012ANS4
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR NA
 
C CORPORATION     95.76 %    
(214) SIA EMPETRUM

KULDIGAS RAJONS KURMALES PAGASTS
PRIEDAINE   BRALI 3301
LG
98-0648693
INVESTMENTS LG NA
 
C CORPORATION     100 %    
(215) SOBRALIA LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-1084076
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(216) SOCIEDAD EXPLOTADORA AGRICOLA SPA

DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0632838
INVESTMENTS CI NA
 
C CORPORATION     100 %    
(217) SORA LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-1098256
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(218) SOROTIVO AGROPECUARIA LTDA

AV PEDROSO DE MORAES 12012ANS4
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR NA
 
C CORPORATION     95.76 %    
(219) STELIS LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-1083800
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(220) SUSTAINABLE TEAK PARTCIPACOES LTDA

AVE GVRN P DE ARRUDA 10545 ARPRT
VAREZEA GRANDE,MATO GROSSO78110-971
BR
98-0639215
INVESTMENTS BR NA
 
C CORPORATION     100 %    
(221) SUSTAINABLE TIMBERS SA

AVE JUSTO AROSEMANA AND 32 ST E
CORREGIMIENTO DE CALIDONIA    
PM
INVESTMENTS PM NA
 
C CORPORATION     100 %    
(222) TACORA SPA

2939 AVE ISIDORA GOYENECHEA11 FL
LAS CONDES,SANTIAGO  
CI
INVESTMENTS CI NA
 
C CORPORATION     100 %    
(223) TAGUA SPA

2939 AVE ISIDORA GOYENECHEA11 FL
LAS CONDES,SANTIAGO  
CI
98-1120143
INVESTMENTS CI NA
 
C CORPORATION     100 %    
(224) TDR SCOTLAND LP

ONE STANHOPE GATE
LONDON   W1K 1AF
UK
98-0471766
INVESTMENTS UK NA
 
C CORPORATION     75.08 %    
(225) TERENA SA

JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
INVESTMENTS UY NA
 
C CORPORATION     100 %    
(226) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE BAHIA LTDA

FAZENDA BOQUEIRAO SN
ZONA RURAL,BARRACEP 47100
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(227) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE MARANHAO LTDA

FAZENDA SANTO ANTONIO DA MANGA SN
ZONA RURAL,MARANHAOCEP 65660
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(228) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE MINAS GERAIS LTDA

FAZENDA FLEXAS SN
ZONA RURAL,MINAS GERAISCEP 39290
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(229) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE PIAUI LTDA

FAZENDA OITEIROS SN
ZONA RURAL,GUADALUPECEP 64840
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(230) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE TOCANTINS LTDA

FAZ ESPRODOVIA EST TO-373 KM 101
PEIXE   CEP 77460
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(231) TERRACAL ALIMENTOS E BIOENERGIA LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,RIO DE JANEIROCEP 22640
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(232) TERRACAL PARTICIPACOES LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,RIO DE JANEIROCEP 22640
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(233) TERRACAL PROPRIEDADES LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,RIO DE JANEIROCEP 22640
BR
INVESTMENTS BR NA
 
C CORPORATION     98.7 %    
(234) THIRD WRANGLER LTD

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-1167470
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(235) TINAMOU

PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY1-1104
CJ
98-1014421
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(236) TOUCANET SA

PLAZA 2000 16TH FL 50TH ST
REPUBLIC OF PANAMA    
PM
INVESTMENTS PM NA
 
C CORPORATION     100 %    
(237) TROGON PROPERTIES SA

PH PLAZA 2000 BLDG 50TH ST
REPUBLIC OF PANAMA    
PM
INVESTMENTS PM NA
 
C CORPORATION     100 %    
(238) TUNUYAN SA

V FINTDEL CL TER 2 C ABAJO1 C AL
MANAGUA    
NU
INVESTMENTS NU NA
 
C CORPORATION     100 %    
(239) UNITECA AGROFLORESTAL SA

AVE GVRN P DE ARRUDA 10545 ARPRT
VAREZEA GRANDE,MATO GROSSO78110-971
BR
INVESTMENTS BR NA
 
C CORPORATION     88.89 %    
(240) USRA ATLANTIC NET LEASE CAPITAL CORP

1370 AVE OF AMERICA
NEW YORK,NY10019
45-2732642
INVESTMENTS DE NA
 
C CORPORATION     71.93 %    
(241) VALHOLL LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0668673
INVESTMENTS CJ NA
 
C CORPORATION     100 %    
(242) VERIWASTE LP

20-22 BEDFORD ROW
LONDON   WC1R 4JS
UK
98-0656246
INVESTMENTS UK NA
 
C CORPORATION     100 %    
(243) VISTA VERDE AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 12012ANS4
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR NA
 
C CORPORATION     95.76 %    
(244) WESTERN ROSELLA TRUST

201 ELIZABETH ST
SYDNEY   NSW 2000
AS
98-1126861
AGRICULTURE AS NA
 
C CORPORATION     100 %    
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved





Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Schedule R (Form 990) 2013
Additional Data


Software ID: 13000248
Software Version: 2013v3.1