| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 3M CO | 892 | 1,643 |
| ABBOTT LABS | 427 | 585 |
| ABBVIE INC. | 4,512 | 7,460 |
| ACCENTURE PLC | 1,750 | 2,590 |
| ACE LTD | 2,766 | 3,676 |
| ADOBE SYSTEMS, INC. | 2,101 | 3,635 |
| ALLSTATE CORP | 1,113 | 2,529 |
| AMERICAN ELECTRIC POWER INC. | 1,650 | 2,490 |
| AMERICAN EXPRESS CO | 2,842 | 3,908 |
| AMERICAN TOWER REIT INC | 415 | 494 |
| AMERICAN WATER WORKS COMPANY I | 2,285 | 3,624 |
| AMERIPRISE FINANCIAL INC | 1,040 | 2,513 |
| AMERISOURCEBERGEN CORP | 2,406 | 3,967 |
| AMPHENOL CORPORATION | 2,288 | 2,368 |
| ANALOG DEVICES INC. | 2,406 | 2,776 |
| ANTHEM INC | 2,000 | 2,639 |
| APPLE INC. | 5,157 | 8,499 |
| ARES CAPITAL CORPORATION - CLO | 2,269 | 1,998 |
| AT&T, INC | 8,845 | 9,472 |
| AUTOMATIC DATA PROCESSING INC. | 2,304 | 2,334 |
| BANK NEW YORK MELLON CORP COM | 1,020 | 1,298 |
| BANK OF MONTREAL | 1,366 | 1,627 |
| BARRICK GOLD CORP COM | 2,705 | 1,150 |
| BAXTER INTERNATIONAL INC. | 6,017 | 6,596 |
| BCE INC | 708 | 825 |
| BHP BILLITON LIMITED | 1,054 | 662 |
| BIOGEN IDEC INC | 2,408 | 2,376 |
| BLACKROCK HIGH YIELD BOND INST | 5,120 | 5,246 |
| BLACKROCK INC | 1,330 | 2,503 |
| BOEING CO | 3,112 | 2,990 |
| BRISTOL-MYERS SQUIBB CO | 1,519 | 2,774 |
| BROWN FORMAN CORP CL B | 2,751 | 2,723 |
| CA INC. | 1,566 | 2,010 |
| CALIFORNIA RESOURCES CORPORATI | 108 | 77 |
| CAMBIAR SMALL CAP FUND - INSTI | 5,979 | 6,277 |
| CANADIAN NATL RAILWAY CO | 2,370 | 3,308 |
| CATERPILLAR INC. | 2,488 | 2,105 |
| CELGENE CORP | 2,264 | 4,027 |
| CERNER CORPORATION | 2,475 | 2,716 |
| CHARLES SCHWAB CORP | 2,450 | 4,227 |
| CHEVRON CORP | 6,978 | 7,292 |
| CHUBB CORP | 1,038 | 1,552 |
| CISCO SYSTEMS INC | 3,405 | 4,618 |
| CITIGROUP INC | 3,848 | 4,166 |
| CME GROUP, INC | 2,775 | 3,812 |
| COCA-COLA CO | 466 | 549 |
| COLGATE-PALMOLIVE COMPANY | 4,970 | 5,950 |
| COMCAST CORP | 1,667 | 2,763 |
| CONOCOPHILLIPS | 4,018 | 4,972 |
| COSTCO WHOLESALE CORPORATION | 2,080 | 2,552 |
| COVIDIEN LTD | 1,937 | 3,375 |
| CULLEN FROST BANKERS INC | 1,743 | 2,190 |
| CVS CAREMARK CORP. | 2,454 | 4,719 |
| DIAGEO PLC ADS | 871 | 1,027 |
| DIGITAL RLTY TR INC | 2,777 | 2,917 |
| DISCOVER FINL SVCS COM | 2,359 | 2,620 |
| DOMINION RESOURCES INC | 1,184 | 1,769 |
| DOW CHEMICAL PV | 1,610 | 1,779 |
| DU PONT DE NEMOURS | 3,137 | 4,658 |
| DUKE ENERGY CO | 697 | 835 |
| EATON CORP PLC | 2,269 | 1,971 |
| EATON VANCE INCOME FD OF BOSTO | 14,462 | 14,554 |
| EBAY INC. | 1,711 | 2,413 |
| ECOLAB INC | 2,329 | 2,299 |
| EMC CORP-MASS | 2,222 | 2,706 |
| EMERSON ELECTRIC CO. | 2,761 | 2,531 |
| ENSCO PLC | 1,977 | 988 |
| EOG RESOURCES INC | 2,068 | 2,394 |
| ESTEE LAUDER COMPANIES INC | 2,196 | 2,515 |
| EXXON MOBIL CORP | 2,410 | 2,496 |
| FIDELITY NATIONAL INFORMATION | 1,979 | 3,359 |
| FIFTH THIRD BANCORP | 2,446 | 3,261 |
| FORD MOTOR COMPANY | 3,687 | 3,984 |
| FORTINET INC | 2,813 | 3,894 |
| FREEPORT-MCMORAN COPPER & GOLD | 1,139 | 1,121 |
| GENERAL ELECTRIC CO | 7,198 | 8,920 |
| GENERAL MILLS INC | 406 | 533 |
| GENERAL MOTORS | 2,501 | 2,723 |
| GLAXOSMITHKLINE PLC | 4,514 | 3,932 |
| GOLAR LNG LTD | 889 | 912 |
| GOLDMAN SACHS GROUP | 730 | 775 |
| GOOGLE INC CL A | 1,009 | 1,592 |
| GOOGLE INC CL C | 1,005 | 1,579 |
| GRAINGER W W INC. | 1,339 | 1,274 |
| HARRIS CORP DEL | 1,324 | 2,226 |
| HEALTH CARE PPTY INVS INC | 1,478 | 1,629 |
| HOME DEPOT INC. | 4,293 | 6,613 |
| HONEYWELL INTERNATIONAL INC. | 3,526 | 4,596 |
| HOST HOTELS & RESORTS INC | 1,119 | 1,189 |
| HUNT J B | 2,081 | 2,191 |
| ILLINOIS TOOL WORKS | 2,490 | 3,030 |
| INTEL CORP | 4,150 | 6,278 |
| INTERCONTINETAL EXCHANGE INC | 1,984 | 2,412 |
| INTERNATIONAL BUSINESS MACHINE | 1,423 | 1,123 |
| INTERNATIONAL PAPER CO. | 2,400 | 3,322 |
| ITC HOLDINGS CORP | 1,345 | 2,183 |
| IVY MID CAP GROWTH FUND CLASS | 12,264 | 14,635 |
| JOHNSON & JOHNSON | 6,715 | 10,248 |
| JOHNSON CONTROLS INC. | 424 | 725 |
| JP MORGAN CHASE & CO | 7,603 | 12,328 |
| JP MORGAN DYNAMIC SMALL CAP GR | 9,194 | 10,995 |
| KINDER MORGAN INC | 6,291 | 6,770 |
| KROGER CO | 801 | 963 |
| LAMAR ADVERTISING CO CL A REIT | 3,507 | 3,755 |
| LOCKHEED MARTIN CORP | 745 | 963 |
| LOOMIS SAYLES BOND FUND | 28,560 | 29,005 |
| LOWES COMPANIES INC. | 1,580 | 3,302 |
| LYONDELLBASELL INDUSTRIES NV | 3,602 | 3,493 |
| MACY'S INC | 4,467 | 5,260 |
| MAINSTAY HIGH YIELD CORPORATE | 4,598 | 4,450 |
| MAINSTAY LARGE CAP GROWTH FUND | 46,932 | 62,837 |
| MANAGERS AMG SYSTEMATIC MID CA | 5,483 | 6,868 |
| MARATHON OIL CORP COM | 660 | 594 |
| MARATHON PETROLEUM CORP | 521 | 993 |
| MARSH AND MCLENNAN COMPANIES I | 3,007 | 3,320 |
| MATTELL INC. | 2,288 | 2,352 |
| MAXIM INTEGRATED PRODS INC. | 1,610 | 1,848 |
| MCCORMICK & CO | 1,506 | 2,229 |
| MCDONALD'S CORP | 1,845 | 1,780 |
| MERCK & CO INC. | 5,928 | 7,667 |
| METLIFE INC. | 4,841 | 5,679 |
| METRO WEST LOW DURATION CL I | 14,680 | 15,109 |
| METROPOLITAN WEST RETURN BOND | 54,571 | 56,482 |
| MICROCHIP TECHNOLOGY INC. | 1,350 | 1,669 |
| MICROSOFT CORPORATION | 7,023 | 9,708 |
| MONDELEZ INTERNATIONAL INC | 768 | 1,054 |
| MORGAN STANLEY | 1,891 | 2,134 |
| MOTOROLA SOLUTIONS INC | 727 | 805 |
| NATIONAL GRID TRANSCO PLC | 802 | 1,060 |
| NAVIENT CORPORATION | 2,009 | 2,744 |
| NEXTERA ENERGY, INC | 2,617 | 4,464 |
| NIELSEN HOLDINGS N.V. | 2,222 | 2,237 |
| NISOURCE INC. | 1,344 | 2,503 |
| NORFOLK SOUTHERN CORP | 1,962 | 2,631 |
| NORTHEAST UTIL | 634 | 963 |
| NORTHROP GRUMMAN CORP | 1,865 | 4,569 |
| NOVARTIS AG ADR | 2,016 | 2,317 |
| NOVO NORDISK A S | 1,457 | 2,116 |
| NUVEEN NWQ LARGE-CAP VALUE I | 29,861 | 20,844 |
| OCCIDENTAL PETROLEUM CORP | 2,668 | 2,338 |
| OMEGA HEALTHCARE INV | 956 | 1,563 |
| PACKAGING CORP AMER | 1,832 | 2,654 |
| PERRIGO CO PLC | 3,044 | 3,343 |
| PFIZER INC. | 6,833 | 9,719 |
| PHILIP MORRIS INTL | 3,752 | 3,665 |
| PHILLIPS 66 | 2,174 | 3,370 |
| PNC FINANCIAL GROUP INC. | 4,299 | 5,474 |
| PRAXAIR INC. | 3,468 | 4,016 |
| PRICELINE.COM INCORPORATED | 2,318 | 2,280 |
| PRINCIPAL PREFERRED SECURITIES | 48,005 | 49,745 |
| PROCTER GAMBLE CO | 1,921 | 2,459 |
| PRUDENTIAL FINCL INC | 1,145 | 1,628 |
| PUBLIC SVC ENTERPRISE GROUP IN | 2,243 | 2,485 |
| QUALCOMM INC | 5,752 | 6,690 |
| RAYTHEON CO. | 1,198 | 2,596 |
| ROYAL DUTCH SHELL PLC | 1,912 | 1,808 |
| SCHLUMBERGER LTD | 3,216 | 3,587 |
| SEAGATE TECHNOLOGY | 2,101 | 2,660 |
| SEMPRA ENERGY COM | 542 | 1,002 |
| SENIOR HOUSING PPTYS TR REIT | 883 | 862 |
| SPECTRA ENERGY CORP-W/I | 1,222 | 1,452 |
| STARBUCKS CORP COM | 2,858 | 3,036 |
| STMICROELECTRONICS | 1,079 | 1,098 |
| SUNTRUST BKS INC | 1,930 | 2,472 |
| SYMANTEC CORP | 2,212 | 2,309 |
| TEMPLETON GLOBAL BD | 11,285 | 10,674 |
| TEMPLETON GLOBAL TOTAL RETURN | 6,000 | 5,784 |
| TEVA PHARMECEUTICAL SP ADR | 1,923 | 2,818 |
| THORNBURG GLOBAL VALUE FUND CL | 33,814 | 33,720 |
| TIME WARNER CABLE INC | 1,833 | 3,497 |
| TJX COMPANIES INC | 1,881 | 3,292 |
| TORONTO DOMINION | 792 | 956 |
| TOTAL FINA ELF S.A. | 4,273 | 4,506 |
| TRAVELERS COMPANIES INC | 2,954 | 4,234 |
| TUPPERWARE CORP | 1,727 | 1,323 |
| TYCO INTERNATIONAL LTD. | 811 | 833 |
| UNDER ARMOUR INC | 1,431 | 1,765 |
| UNILEVER N V N Y | 265 | 312 |
| UNION PACIFIC | 2,966 | 5,242 |
| UNITED PARCEL SERVICE | 933 | 1,223 |
| UNITED TECHNOLOGIES CORP | 3,363 | 4,370 |
| UNITEDHEALTH GROUP INC. | 5,057 | 7,076 |
| US BANCORP | 1,036 | 1,618 |
| V F CORP | 2,659 | 5,168 |
| VERIZON COMMUNICATIONS | 5,147 | 5,473 |
| VIRTUS EMERGING MARKETS OPPTS | 17,848 | 18,592 |
| VISA INC | 2,354 | 3,409 |
| VODAFONE GROUP PLC | 2,495 | 1,674 |
| WAL-MART STORES INC. | 2,482 | 3,349 |
| WALT DISNEY HOLDINGS CO. | 2,152 | 3,014 |
| WELLS FARGO & CO. | 7,588 | 12,609 |
| WESTERN ASSET CORE PLUS BOND P | 29,171 | 30,101 |
| WEYERHAEUSER CO | 3,879 | 4,307 |
| WHIRLPOOL CORP | 2,027 | 3,294 |
| WILLIAMS COS | 3,130 | 4,449 |
| XEROX CP | 1,624 | 2,800 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ENERGY TRANSFER EQUITY LP | 1,308 | 4,017 | |
| ENERGY TRANSFER PARTNERS LP | 2,246 | 4,615 | |
| ENTERPRISE PRODUCTS PARTNERS L | 1,915 | 4,768 | |
| MARKWEST ENERGY PARTNERS L.P. | 2,767 | 2,822 | |
| ONEOK PARTNERS LP | 1,179 | 1,585 | |
| PLAINS ALL AMERICAN PIPELINE L | 1,443 | 2,463 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Administrative Fees | 9,073 | 9,073 | ||
| Bank Charges | 204 | 204 | ||
| K-1 Exp ENERGY TRANSFER EQUITY | 1 | 1 | ||
| K-1 Exp ENERGY TRANSFER PARTNE | 17 | 16 | ||
| K-1 Exp KINDER MORGAN ENERGY P | 29 | 2 | ||
| K-1 Exp LINN ENERGY, LLC | 324 | |||
| K-1 Exp PLAINS ALL AMERICAN PI | 7 | 6 | ||
| Payroll Processing Fees | 768 | 768 | ||
| State or Local Filing Fees | 86 | 86 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| K-1 Inc/Loss ENERGY TRANSFER EQUITY LP | -91 | 13 | |
| K-1 Inc/Loss ENERGY TRANSFER PARTNERS LP | 21 | 61 | |
| K-1 Inc/Loss ENTERPRISE PRODUCTS PARTNERS LP | -290 | -9 | |
| K-1 Inc/Loss KINDER MORGAN ENERGY PARTNERS LP | -49 | 1 | |
| K-1 Inc/Loss LINN ENERGY, LLC | 182 | 2 | |
| K-1 Inc/Loss ONEOK PARTNERS LP | -301 | -3 | |
| K-1 Inc/Loss PLAINS ALL AMERICAN PIPELINE LP | -67 | -1 | |
| 751 Gain on Sale ENTERPRISE PRODUCTS PARTNERS LP | 114 | ||
| 751 Gain on Sale KINDER MORGAN ENERGY PARTNERS L | 1,117 | ||
| 751 Gain on Sale LINN ENERGY, LLC | 163 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Investment Management Services | 15,864 | 15,864 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| 990-PF Estimated Tax for 2014 | 600 | |||
| 990-PF Extension for 2013 | 120 | |||
| Foreign Tax Paid | 251 | 251 |