Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 10-01-2013 , and ending 09-30-2014
Name of foundation
THE WERNER FAMILY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)11601 WILSHIRE BLVD NO 1840   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LOS ANGELES, CA90025
A Employer identification number

95-4139253
B Telephone number (see instructions)

(310) 268-2095
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$21,608,998J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,009,272
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 123,711 123,711  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 892,769
b Gross sales price for all assets on line 6a 4,296,410
7 Capital gain net income (from Part IV, line 2)... 1,519,866
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 37,040 37,040  
12 Total. Add lines 1 through 11........ 2,062,792 1,680,617  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 4,855 4,855   0
b Accounting fees (attach schedule)....... Click to see attachment 43,300 43,300   0
c Other professional fees (attach schedule).... Click to see attachment 358,668 358,668   0
17 Interest............... 7,002 7,002   0
18 Taxes (attach schedule) (see instructions) Click to see attachment 45,995 5,995   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 14,070 14,070   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 473,890 433,890   0
25 Contributions, gifts, grants paid........ 956,023 956,023
26 Total expenses and disbursements. Add lines 24 and 25 1,429,913 433,890   956,023
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 632,879
b Net investment income (if negative, enter -0-) 1,246,727
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 1,492,430 1,248,905 1,248,905
2 Savings and temporary cash investments.......... 107,585 201,811 201,811
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 2,034,051 Click to see attachment3,328,178 3,872,854
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 11,620,556 Click to see attachment11,108,607 16,285,428
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 15,254,622 15,887,501 21,608,998
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 15,254,622 15,887,501
30 Total net assets or fund balances (see page 17 of the
instructions).................... 15,254,622 15,887,501
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 15,254,622 15,887,501
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 15,254,622
2 Enter amount from Part I, line 27a..................... 2 632,879
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 15,887,501
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 15,887,501
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a ACACIA INSTITUTIONAL PARTNERS, LP P   2014-09-30
b ACACIA INSTITUTIONAL PARTNERS, LP P   2014-09-30
c APOLLO STRATEGIC VALUE P   2014-03-06
d ARMOR QUALIFIED, LP P   2014-09-30
e ARMOR QUALIFIED, LP P   2014-09-30
EMPIRE CAPITAL PARTNERS P   2014-07-10
GUGGENHEIM PARTNERS OPPORTUNISTIC INV P   2014-06-24
GUGGENHEIM HIGH YIELD PLUS FUND P   2014-04-04
FIRST EAGLE HIGH YIELD P   2014-03-14
ARMOR QUALIFIED, LP - SECTION 1256 P   2014-09-30
ARMOR QUALIFIED, LP - SECTION 1256 P   2014-09-30
70 SHS WOLVERINE WORLD WIDE, INC. WWW P 2013-02-12 2013-10-03
55 SHS WOLVERINE WORLD WIDE, INC. WWW P 2013-02-12 2013-10-07
30 SHS WOLVERINE WORLD WIDE, INC. WWW P 2013-02-12 2013-10-15
98 SHS VITAMIN SHOPPE INC VSI P 2013-04-11 2013-10-16
45 SHS VITAMIN SHOPPE INC VSI P 2013-04-15 2013-10-16
22 SHS VITAMIN SHOPPE INC VSI P 2013-05-03 2013-10-16
25 SHS GARMIN LTD GRMN P 2013-02-12 2013-10-21
50 SHS GARMIN LTD GRMN P 2013-02-12 2013-10-21
45 SHS GARMIN LTD GRMN P 2013-02-12 2013-10-22
50 SHS VITAMIN SHOPPE INC VSI P 2013-05-06 2013-10-23
12 SHS VITAMIN SHOPPE INC VSI P 2013-05-03 2013-10-23
3 SHS VITAMIN SHOPPE INC VSI P 2013-05-16 2013-10-23
1 SHS HEICO CORP HEI P 2013-02-12 2013-10-25
235 SHS GARMIN LTD GRMN P 2013-02-12 2013-10-30
22 SHS VITAMIN SHOPPE INC VSI P 2013-05-16 2013-11-05
65 SHS VITAMIN SHOPPE INC VSI P 2013-06-11 2013-11-05
60 SHS VITAMIN SHOPPE INC VSI P 2013-05-17 2013-11-05
60 SHS HEICO CORP HEI P 2013-02-12 2013-11-22
170 SHS HARLEY-DAVIDSON INC. HOG P 2013-02-12 2013-11-25
175 SHS WOLVERINE WORLD WIDE, INC. WWW P 2013-02-12 2013-11-27
90 SHS SCRIPPS NETWORKS INTERACTIVE INC. SNI P 2013-02-12 2013-12-11
90 SHS SCRIPPS NETWORKS INTERACTIVE INC. SNI P 2013-02-12 2013-12-11
275 SHS PAYCHEX PAYX P 2013-02-12 2014-01-14
65 SHS MICRO SYSTEMS MCRS P 2013-02-12 2014-01-15
110 SHS HARLEY-DAVIDSON INC. HOG P 2013-02-12 2014-01-15
165 SHS LULULEMON ATHLETICA INC. LULU P 2014-01-13 2014-01-22
160 SHS LULULEMON ATHLETICA INC. LULU P 2014-01-13 2014-01-22
5 SHS LULULEMON ATHLETICA INC. LULU P 2014-01-13 2014-01-22
95 SHS TEMPUR SEALY INTERNATIONAL INC. TPX P 2013-09-11 2014-02-26
66 SHS BLOUNT INTERNATIONAL BLT P 2013-12-26 2014-04-28
141 SHS MICRO SYSTEMS MCRS P 2013-12-26 2014-06-23
79 SHS GENERAC HOLDINGS INC GNRC P 2014-05-01 2014-09-05
75 SHS GENERAC HOLDINGS INC GNRC P 2014-05-01 2014-09-05
70 SHS GENERAC HOLDINGS INC GNRC P 2014-05-01 2014-09-22
74 SHS GENERAC HOLDINGS INC GNRC P 2014-05-01 2014-09-22
53 SHS GENERAC HOLDINGS INC GNRC P 2014-05-02 2014-09-22
1 SHS GENERAC HOLDINGS INC GNRC P 2014-05-01 2014-09-22
65 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-02-19
80 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-02-19
95 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-02-19
105 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-02-19
65 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-02-20
65 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-02-21
145 SHS GARMIN LTD GRMN P 2013-02-12 2014-02-21
150 SHS GARMIN LTD GRMN P 2013-02-12 2014-02-25
55 SHS SHERWIN WILLIAMS CO SHW P 2013-02-12 2014-03-07
90 SHS KIRBY CORP KEX P 2013-02-12 2014-03-18
15 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-03-28
20 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-03-28
25 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-03-28
60 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-03-28
25 SHS GARMIN LTD GRMN P 2013-02-12 2014-04-22
35 SHS SCRIPPS NETWORKS INTERACTIVE INC. SNI P 2013-02-12 2014-04-22
20 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-04-22
75 SHS HARLEY-DAVIDSON INC. HOG P 2013-02-12 2014-04-22
85 SHS HARLEY-DAVIDSON INC. HOG P 2013-02-12 2014-04-28
45 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-04-28
60 SHS SIGNET JEWLERS LTD SIG P 2013-02-12 2014-05-28
3 SHS MICRO SYSTEMS MCRS P 2013-02-20 2014-06-17
60 SHS MICRO SYSTEMS MCRS P 2013-02-12 2014-06-17
72 SHS MICRO SYSTEMS MCRS P 2013-02-12 2014-06-17
290 SHS CBRE GROUP INC CBG P 2013-02-12 2014-06-17
130 SHS MICRO SYSTEMS MCRS P 2013-02-12 2014-06-17
130 SHS MICRO SYSTEMS MCRS P 2013-02-12 2014-06-17
137 SHS MICRO SYSTEMS MCRS P 2013-02-20 2014-06-23
160 SHS MICRO SYSTEMS MCRS P 2013-03-06 2014-06-23
300 SHS CBRE GROUP INC CBG P 2013-02-12 2014-06-27
45 SHS KIRBY CORP KEX P 2013-02-12 2014-07-14
190 SHS CBRE GROUP INC CBG P 2013-02-12 2014-07-22
85 SHS CABELA'S INC CAB P 2013-06-19 2014-07-24
45 SHS CABELA'S INC CAB P 2013-06-19 2014-07-24
65 SHS CABELA'S INC CAB P 2013-06-24 2014-07-30
20 SHS CABELA'S INC CAB P 2013-06-19 2014-07-30
30 SHS CABELA'S INC CAB P 2013-06-21 2014-07-30
25 SHS CABELA'S INC CAB P 2013-06-20 2014-07-30
10 SHS CABELA'S INC CAB P 2013-07-25 2014-07-30
143 SHS CBRE GROUP INC CBG P 2013-02-12 2014-07-30
97 SHS WILLIAMS SONOMA INC WSM P 2013-02-12 2014-08-08
105 SHS WILLIAMS SONOMA INC WSM P 2013-02-12 2014-08-14
80 SHS WILLIAMS SONOMA INC WSM P 2013-02-12 2014-08-20
180 SHS WILLIAMS SONOMA INC WSM P 2013-02-12 2014-08-27
128 SHS PAYCHEX PAYX P 2013-02-12 2014-09-10
50 SHS IHS INC CLASS A IHS P 2013-02-12 2014-09-11
80 SHS SHERWIN WILLIAMS CO SHW P 2013-02-12 2014-09-17
40 SHS PERKINELMER INC PKI D 2010-10-05 2013-10-17
1560 SHS STARBUCKS CORP D 2007-06-26 2013-12-23
1760 SHS STARBUCKS CORP D 2007-03-06 2013-12-23
20 SHS BLOUNT INTERNATIONAL BLT D 2010-10-05 2014-01-15
30 SHS PERKINELMER INC PKI D 2010-10-05 2014-04-22
375 SHS BLOUNT INTERNATIONAL BLT D 2010-10-05 2014-04-28
125 SHS BROOKFIELD ASSET MANAGEMENT BAM D 2010-10-05 2014-05-27
14 SHS MARKEL CORP MKL D 2011-02-03 2014-07-17
7 SHS BROOKFIELD ASSET MANAGEMENT BAM D 2010-10-05 2014-09-08
20 SHS MARKEL CORP MKL D 2011-08-09 2014-09-10
275 SHS ALTERA CORP P 2013-06-27 2014-03-18
500 SHS FIDELITY NATL INFORMATION SVCS P 2013-06-27 2014-06-03
100 SHS FIDELITY NATL INFORMATION SVCS P 2013-10-21 2014-06-03
100 SHS FIDELITY NATL INFORMATION SVCS P 2013-12-20 2014-06-03
100 SHS FIDELITY NATL INFORMATION SVCS P 2013-12-24 2014-06-03
500 SHS LOEWS CORP P 2013-06-27 2014-05-07
150 SHS LOEWS CORP P 2013-10-18 2014-07-28
100 SHS LOEWS CORP P 2013-12-20 2014-07-28
141 SHS NEWS CORP NEW CLASS A P 2013-06-27 2014-02-07
9 SHS NEWS CORP NEW CLASS A P 2013-06-27 2014-02-07
125 SHS NEWS CORP NEW CLASS A P 2013-06-28 2014-02-07
100 SHS NOBLE ENERGY INC P 2013-06-27 2014-05-07
150 SHS PRAXAIR INC P 2013-06-27 2014-06-06
100 SHS TWITTER INC P 2013-11-07 2014-01-03
200 SHS TWITTER INC P 2013-11-07 2014-01-30
100 SHS W.R. BERKLEY CORP P 2013-06-27 2014-06-27
100 SHS WAL-MART STORES INC P 2013-06-27 2014-05-07
300 SHS LOEWS CORP P 2013-06-28 2014-07-28
300 SHS MORGAN STANLEY DEAN WITTER & CO P 2013-06-27 2014-07-17
2000 SHS STARBUCKS CORP D 2006-08-03 2013-12-19
2000 SHS STARBUCKS CORP D 2006-08-03 2013-12-19
5000 SHS STARBUCKS CORP D 2007-03-01 2013-12-19
740 SHS STARBUCKS CORP D 2007-03-06 2013-12-19
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 26,182     26,182
b 214,416     214,416
c 20,943   22,032 -1,089
d     10,367 -10,367
e 31,828     31,828
934,885   606,004 328,881
200,000   137,494 62,506
250,000   214,495 35,505
935,676   893,875 41,801
29     29
43     43
4,163   3,068 1,095
3,175   2,411 764
1,774   1,315 459
4,387   5,146 -759
2,015   2,360 -345
985   1,076 -91
1,224   939 285
2,450   1,878 572
2,205   1,690 515
2,224   2,468 -244
534   587 -53
133   134 -1
27   18 9
11,349   8,825 2,524
1,100   984 116
3,251   3,012 239
3,001   2,702 299
3,359   2,217 1,142
11,441   9,046 2,395
5,773   3,835 1,938
7,286   5,493 1,793
7,320   5,493 1,827
12,029   9,162 2,867
3,842   2,931 911
7,529   5,853 1,676
7,830   8,261 -431
7,609   8,075 -466
237   252 -15
4,771   3,969 802
748   948 -200
9,572   8,053 1,519
3,686   4,474 -788
3,499   4,121 -622
2,940   3,981 -1,041
3,108   4,137 -1,029
2,226   2,910 -684
42   57 -15
5,777   4,080 1,697
7,480   5,021 2,459
8,457   5,963 2,494
9,675   6,590 3,085
6,138   4,080 2,058
6,135   4,080 2,055
7,548   5,445 2,103
7,821   5,633 2,188
11,345   8,977 2,368
9,511   6,434 3,077
1,591   941 650
2,111   1,255 856
2,634   1,569 1,065
6,306   3,766 2,540
1,401   939 462
2,622   2,136 486
2,000   1,255 745
5,474   3,991 1,483
6,155   4,523 1,632
4,488   2,824 1,664
6,283   3,766 2,517
200   136 64
4,009   2,706 1,303
4,811   3,246 1,565
8,843   7,026 1,817
8,701   5,861 2,840
8,772   5,861 2,911
9,300   6,207 3,093
10,862   6,769 4,093
9,558   7,268 2,290
5,316   3,217 2,099
6,307   4,603 1,704
4,980   5,856 -876
2,636   3,112 -476
3,842   4,241 -399
1,182   1,383 -201
1,773   1,972 -199
1,478   1,664 -186
591   661 -70
4,593   3,464 1,129
6,818   4,467 2,351
7,431   4,836 2,595
5,811   3,684 2,127
13,509   8,290 5,219
5,370   4,265 1,105
7,030   5,149 1,881
17,400   13,057 4,343
1,485   923 562
122,088   40,685 81,403
137,737   52,956 84,781
270   260 10
1,327   692 635
4,249   4,878 -629
5,534   3,591 1,943
9,114   5,731 3,383
330   201 129
12,841   7,352 5,489
9,829   9,112 717
26,985   21,514 5,471
5,397   4,750 647
5,397   5,243 154
5,397   5,250 147
21,856   22,253 -397
6,517   7,349 -832
4,345   4,763 -418
2,460   2,116 344
157   135 22
2,184   1,867 317
7,158   6,093 1,065
20,182   17,275 2,907
6,928   2,600 4,328
12,776   5,200 7,576
4,596   4,070 526
7,779   7,558 221
13,035   13,349 -314
9,754   7,526 2,228
155,618   58,305 97,313
155,618   60,300 95,318
389,045   151,964 237,081
57,579   22,266 35,313
25,922     25,922
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       26,182
b       214,416
c       -1,089
d       -10,367
e       31,828
      328,881
      62,506
      35,505
      41,801
      29
      43
      1,095
      764
      459
      -759
      -345
      -91
      285
      572
      515
      -244
      -53
      -1
      9
      2,524
      116
      239
      299
      1,142
      2,395
      1,938
      1,793
      1,827
      2,867
      911
      1,676
      -431
      -466
      -15
      802
      -200
      1,519
      -788
      -622
      -1,041
      -1,029
      -684
      -15
      1,697
      2,459
      2,494
      3,085
      2,058
      2,055
      2,103
      2,188
      2,368
      3,077
      650
      856
      1,065
      2,540
      462
      486
      745
      1,483
      1,632
      1,664
      2,517
      64
      1,303
      1,565
      1,817
      2,840
      2,911
      3,093
      4,093
      2,290
      2,099
      1,704
      -876
      -476
      -399
      -201
      -199
      -186
      -70
      1,129
      2,351
      2,595
      2,127
      5,219
      1,105
      1,881
      4,343
      562
      81,403
      84,781
      10
      635
      -629
      1,943
      3,383
      129
      5,489
      717
      5,471
      647
      154
      147
      -397
      -832
      -418
      344
      22
      317
      1,065
      2,907
      4,328
      7,576
      526
      221
      -314
      2,228
      97,313
      95,318
      237,081
      35,313
      25,922
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,519,866
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 764,985 18,663,686 0.040988
2011 546,152 16,534,776 0.033031
2010 1,034,244 18,351,060 0.056359
2009 717,740 17,143,740 0.041866
2008 757,182 14,268,438 0.053067
2 Total of line 1, column (d) ...................... 2 0.225311
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.045062
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 20,727,127
5 Multiply line 4 by line 3....................... 5 934,006
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 12,467
7 Add lines 5 and 6......................... 7 946,473
8 Enter qualifying distributions from Part XII, line 4.............. 8 956,023
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 12,467
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 12,467
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 12,467
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 31,653
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 31,653
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 19,186
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet19,186 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletCAPELL RUDOLPH Telephone no.bullet (310) 268-2095
    Located atbullet11601 WILSHIRE BLVD SUITE 1840LOS ANGELESCA ZIP+4bullet90025
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    THOMAS WERNER PRESIDENT & DIRECTOR
    1.00     		0 0 0
    11601 WILSHIRE BOULEVARD SUITE 1840
    LOS ANGELES,CA90025
    JILL WERNER VICE PRESIDENT & DIRECTOR
    1.00     		0 0 0
    11601 WILSHIRE BOULEVARD SUITE 1840
    LOS ANGELES,CA90025
    EDWARD WERNER TREASURER, SECRETARY & DIR
    1.00     		0 0 0
    11601 WILSHIRE BOULEVARD SUITE 1840
    LOS ANGELES,CA90025
    CAROLYN WERNER DIRECTOR
    0.00     		0 0 0
    11601 WILSHIRE BOULEVARD SUITE 1840
    LOS ANGELES,CA90025
    AMANDA WERNER DIRECTOR
    0.00     		0 0 0
    11601 WILSHIRE BOULEVARD SUITE 1840
    LOS ANGELES,CA90025
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,036,356
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    12,467
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    12,467
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,023,889
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,023,889
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,023,889
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 1,023,889
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 907,438
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 956,023
    a Applied to 2012, but not more than line 2a 907,438
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 48,585
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		975,304
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    THOMAS WERNER
    JILL WERNER
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALZHEIMER'S ASSOCIATION
    225 NORTH MICHIGAN AVENUE FL 17
    CHICAGO,IL606017633     		NONE PUBLIC CONTRIBUTION 5,000
    AUSTIN PARKS FOUNDATION
    507 CALLES STREET STE 116
    AUSTIN,TX78702     		NONE PUBLIC CONTRIBUTION 7,500
    CHILDREN'S HOSPITAL OF WISCONSIN
    PO BOX 1997 MS 3050
    MILWAUKEE,WI532011997     		NONE PUBLIC CONTRIBUTION 31,840
    CROSSROADS SCHOOL
    1714 21ST STREET
    SANTA MONICA,CA90404     		NONE PUBLIC CONTRIBUTION 225,000
    DANA-FARBER CANCER INSTITUTE
    10 BROOKLINE PLACE WEST 6TH FLOOR
    BROOKLINE,MA024457226     		NONE PUBLIC CONTRIBUTION 15,000
    FROEDTERT HOSPITAL FOUNDATION
    9200 WEST WISCONSIN AVE
    MILWAUKEE,WI532263596     		NONE PUBLIC CONTRIBUTION 12,500
    JCAA
    7300 HART LANE
    AUSTIN,TX787312407     		NONE PUBLIC CONTRIBUTION 5,000
    LA GOAL
    4911 OVERLAND AVENUE
    CULVER CITY,CA90230     		NONE PUBLIC CONTRIBUTION 1,000
    LOS ANGELES PARKS FOUNDATION
    11973 SAN VICENTE BLVD SUITE 200
    LOS ANGELES,CA90049     		NONE PUBLIC CONTRIBUTION 60,000
    MILWAUKEE COLLEGE PREPARATORY SCHOOL OF WI INC
    2449 NORTH THRITY-SIXTH STREET
    MILWAUKEE,WI53210     		NONE PUBLIC CONTRIBUTION 62,500
    MILWAUKEE REPERTORY THEATRE
    108 EAST WELLS STREET
    MILWAUKEE,WI53202     		NONE PUBLIC CONTRIBUTION 2,500
    THE NEIGHBORHOOD HOUSE CHARTER SCHOOL
    21 QUEEN STREET
    DORCHESTER,MA02122     		NONE PUBLIC CONTRIBUTION 2,500
    PERKINS SCHOOL FOR THE BLIND
    175 NORTH BEACON STREET
    WATERTOWN,MA02472     		NONE PUBLIC CONTRIBUTION 10,000
    THE PLOUGHSHARES FUND
    1100 VERMONT AVENUE SUITE 300
    WASHINGTON,DC20005     		NONE PUBLIC CONTRIBUTION 30,000
    TEACH FOR AMERICA - MILWAUKEE
    700 WEST VIRGINIA STREET SUITE 610
    MILWAUKEE,WI53204     		NONE PUBLIC CONTRIBUTION 7,500
    UNIVERSITY SCHOOL OF MILWAUKEE
    2100 WEST FAIRY CHASM ROAD
    MILWAUKEE,WI53217     		NONE PUBLIC CONTRIBUTION 18,683
    THE CLARE FOUNDATION
    909 PICO BOULEVARD
    SANTA MONICA,CA90405     		NONE PUBLIC CONTRIBUTION 100,000
    VASSAR COLLEGE
    124 RAYMOND AVENUE
    POUGHKEEPSIE,NY12604     		NONE PUBLIC CONTRIBUTION 250,000
    WESLEYAN UNIVERSITY
    45 WYLLYS AVENUE
    MIDDLETOWN,CT06459     		NONE PUBLIC CONTRIBUTION 10,000
    YALE UNIVERSITY
    PO BOX 2038
    NEW HAVEN,CT065212038     		NONE PUBLIC CONTRIBUTION 12,500
    AFTER-SCHOOL ALL-STARS
    5670 WILSHIRE BLVD SUITE 620
    LOS ANGELES,CA90036     		NONE PUBLIC CONTRIBUTION 60,000
    CHRYSALIS
    522 S MAIN STREET
    LOS ANGELES,CA90013     		NONE PUBLIC CONTRIBUTION 1,500
    WEVIVA
    PO BOX 301641
    AUSTIN,TX78703     		NONE PUBLIC CONTRIBUTION 15,000
    SCHOOL DISTRICT OF WHITEFISH BAY
    1200 EAST FAIRMOUNT AVENUE
    WHITEFISH BAY,WI53217     		NONE PUBLIC CONTRIBUTION 10,000
    THE ALS ASSOCIATION
    1275 K STREET NW SUITE 250
    WASHINGTON,DC20005     		NONE PUBLIC CONTRIBUTION 500
    Total .................................bullet 3a 956,023
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 123,711  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 37,040  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 892,769  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,053,520 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,053,520
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE WERNER FAMILY FOUNDATION
     
    Employer identification number

    95-4139253
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE WERNER FAMILY FOUNDATION
          		Employer identification number

    95-4139253
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    JILL TROY WERNER  
    11601 WILSHIRE BLVD STE 1840
     
    LOS ANGELES, CA90025

    		$1,009,272


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE WERNER FAMILY FOUNDATION
          		Employer identification number

    95-4139253
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PUBLICLY TRADED, LISTED, MARKETABLE SECURITIES $1,009,272 2013-12-20
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE WERNER FAMILY FOUNDATION
          		Employer identification number

    95-4139253
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THE WERNER FAMILY FOUNDATION
    EIN: 95-4139253
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING & AUDITING SERVICES 43,300 43,300   0

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE WERNER FAMILY FOUNDATION
    EIN: 95-4139253
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CHARLES SCHWAB INSTITUTIONAL 1,335,187 1,565,737
    CITY NATIONAL BANK - EAGLE 1,992,991 2,307,117

    TY 2013 InvestmentsOtherSchedule2
    Name:
    THE WERNER FAMILY FOUNDATION
    EIN: 95-4139253
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ACACIA INSTITUTIONAL LP AT COST 795,689 2,545,916
    DFA SMALL CAP VALUE PORTFOLIO AT COST 367,299 587,989
    SEG PARTNERS OFFSHORE, LTD. AT COST 627,073 1,527,217
    APOLLO STRATREGIC VALUE OFFSHORE FUND AT COST 1,068 1,068
    LANSDOWNE UK EQUITY FUND AT COST 1,095,285 1,721,341
    CARAVEL OFFSHORE AT COST 750,000 873,575
    ARMOR QUALIFIED LP AT COST 447,413 795,552
    EMPIRE CAPIAL PARTNERS, LP AT COST 21,182 21,182
    GUGGENHEIM PARTNERS OPPORTUNISTIC FUND AT COST 1,061,569 1,604,099
    GUGGENHEIM HIGH-YIELD PLUS FUND AT COST 1,192,029 1,407,478
    FIRST EAGLE HIGH YIELD FUND AT COST 0 0
    TACONIC OPPORTUNITY OFFSHORE FUND AT COST 1,000,000 1,158,898
    SOTHIC CAPITAL EUROPEAN OPPORTUNITIES FUND AT COST 750,000 877,269
    CYRUS OPPORTUNITIES FUND II AT COST 1,500,000 1,705,473
    CANYON BALANCED FUND AT COST 500,000 506,228
    PAULSON CREDIT OPPORTUNITIES LTD AT COST 500,000 485,765
    HORSEMAN EUROPEAN AT COST 500,000 466,378

    TY 2013 LegalFeesSchedule
    Name:
    THE WERNER FAMILY FOUNDATION
    EIN: 95-4139253
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 4,855 4,855   0


    TY 2013 OtherExpensesSchedule
    Name:
    THE WERNER FAMILY FOUNDATION
    EIN: 95-4139253
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PARTNERSHIPS - PROFESSIONAL FEES 675 675   0
    PARTNERSHIPS - MANAGEMENT FEES 10,704 10,704   0
    PARTNERSHIPS - OTHER EXPENSES 2,691 2,691   0


    TY 2013 OtherIncomeSchedule2
    Name:
    THE WERNER FAMILY FOUNDATION
    EIN: 95-4139253
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    SECTION 988 INCOME FROM PASSTHROUGHS 37,040 37,040 37,040


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE WERNER FAMILY FOUNDATION
    EIN: 95-4139253
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 358,668 358,668   0


    TY 2013 SubstantialContributorsSch
    Name:
    THE WERNER FAMILY FOUNDATION
    EIN: 95-4139253
    Name Address
    THOMAS WERNER 11601 WILSHIRE BLVD SUITE 1840
    LOS ANGELES,CA90025
    JILL WERNER 11601 WILSHIRE BLVD SUITE 1840
    LOS ANGELES,CA90025


    TY 2013 TaxesSchedule
    Name:
    THE WERNER FAMILY FOUNDATION
    EIN: 95-4139253
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES WITHHELD - DIVIDENDS 5,985 5,985   0
    CALIFORNIA FRANCHISE TAX BOARD 10 10   0
    FEDERAL EXCISE TAX (NII) 40,000 0   0