Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
CAROLA C BERTHELOT CHARITABLE TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)45 SCHOOL ST 5TH FLOOR   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BOSTON, MA021083204
A Employer identification number

46-3972665
B Telephone number (see instructions)

(617) 532-1635
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,251,559J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule).............. 188,441
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments 39 39  
4 Dividends and interest from securities...... 29,587 28,992  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 29,192
b Gross sales price for all assets on line 6a 500,763
7 Capital gain net income (from Part IV, line 2)... 88,538
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 247,259 117,569  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 3,821 0 0 3,821
b Accounting fees (attach schedule)....... Click to see attachment 1,900 1,900 0 0
c Other professional fees (attach schedule).... Click to see attachment 14,715 14,715   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 944 134   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 1,505 1,505    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 22,885 18,254 0 3,821
25 Contributions, gifts, grants paid........ 46,983 46,983
26 Total expenses and disbursements. Add lines 24 and 25 69,868 18,254 0 50,804
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 177,391
b Net investment income (if negative, enter -0-) 99,315
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 281 882 882
2 Savings and temporary cash investments.......... 52,701 74,615 74,615
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 816,130 Click to see attachment971,006 1,176,062
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 869,112 1,046,503 1,251,559
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 869,112 1,046,503
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)...... 869,112 1,046,503
31 Total liabilities and net assets/fund balances (see instructions).. 869,112 1,046,503
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 869,112
2 Enter amount from Part I, line 27a..................... 2 177,391
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 1,046,503
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,046,503
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 20. AFLAC INC   2014-06-05 2014-08-27
b 215. AFLAC INC   2013-05-02 2014-08-27
c 23. AT&T INC   2010-11-24 2014-01-15
d 400. ALTRIA GROUP INC   2010-11-24 2014-01-15
e 10. AMERIPRISE FINANCIAL INC   2010-11-24 2014-01-08
5. AMERIPRISE FINANCIAL INC   2013-05-02 2014-08-27
10. AMERIPRISE FINANCIAL INC   2013-05-02 2014-11-17
10. ANSYS INC COM   2013-05-02 2014-11-17
10. APACHE CORP   2010-11-24 2014-08-27
50. APPLE COMPUTER INC   2013-05-02 2014-08-27
25. APPLE COMPUTER INC   2013-03-13 2014-11-17
100. BANK OF AMERICA CORPORATION   2013-01-03 2014-01-08
55. BANK OF AMERICA CORPORATION   2013-05-02 2014-08-27
95. BANK OF AMERICA CORPORATION   2013-01-03 2014-11-17
4. BLACKROCK INVESTMENT QUALITY MUNICIPAL T   2010-11-24 2014-01-15
1329. BLACKROCK GLOBAL ALLOCATION FD CL A   2010-11-24 2014-01-23
810. BLACKROCK GLOBAL ALLOCATION FUND INC B   2010-11-24 2014-01-23
1358. BLACKROCK MUNIHOLDINGS NY INSD FD INC   2010-11-24 2014-01-15
1. BLACKROCK MUNIYIELD NEW YORK QUALITY FUN   2010-11-24 2014-01-15
15. CVS CORP   2010-11-24 2014-01-08
10. CVS CORP   2013-05-02 2014-06-05
5. CVS CORP   2013-08-05 2014-08-27
30. CVS CORP   2013-09-26 2014-11-17
10. CAPITAL ONE FINL CORP   2013-10-16 2014-11-17
20. CARMAX INC   2013-05-02 2014-08-27
35. CARMAX INC   2011-05-04 2014-11-17
30. CELGENE CORP   2014-01-13 2014-08-27
20. CELGENE CORP   2014-01-13 2014-11-17
25. COCA COLA CO   2013-05-02 2014-11-17
72. COMCAST CORP CLASS A   2010-11-24 2014-01-15
10. COMCAST CORP CLASS A   2014-08-27 2014-11-17
15. DANAHER CORPORATION   2013-05-02 2014-11-17
3. DELAWARE INVESTMENTS DIVIDEND & INCOME   2010-11-24 2014-01-15
5. ECOLAB INC   2013-05-02 2014-11-17
5. EMERSON ELEC CO   2013-03-13 2014-11-17
165. EXPEDITORS INTL WASH INC   2014-01-08 2014-01-13
35. EXPEDITORS INTL WASH INC   2010-11-24 2014-01-13
140. EXPEDITORS INTL WASH INC   2012-09-19 2014-01-13
130. EXXON MOBIL CORP   2014-01-08 2014-08-27
15. FISERV INC WISC   2012-09-19 2014-01-08
5. FISERV INC WISC   2013-05-02 2014-08-27
35. FISERV INC WISC   2013-05-02 2014-11-17
535. GENERAL ELEC CO   2013-05-02 2014-08-27
25. GENERAL ELEC CO   2014-06-05 2014-08-27
5. GEORGE PUTNAM BALANCED A   2010-11-24 2014-01-23
10. GILEAD SCIENCES INC   2013-05-02 2014-06-05
45. GILEAD SCIENCES INC   2013-05-02 2014-08-27
15. J P MORGAN CHASE & CO   2010-11-24 2014-01-08
5. J P MORGAN CHASE & CO   2013-05-02 2014-08-27
20. J P MORGAN CHASE & CO   2013-09-26 2014-11-17
15. JOHNSON & JOHNSON   2013-09-26 2014-11-17
35. JOHNSON CTLS INC   2010-11-24 2014-01-08
15. JOHNSON CTLS INC   2010-11-24 2014-11-17
92. KRAFT FOODS GROUP INC COM   2010-11-24 2014-01-15
1221. LMP CAPITAL & INCOME COMMON   2010-11-24 2014-01-15
21. LANCASTER COLONY CORP   2013-03-13 2014-04-04
74. LANCASTER COLONY CORP   2012-01-17 2014-04-08
45. LANCASTER COLONY CORP   2012-01-17 2014-04-22
30. LANCASTER COLONY CORP   2014-01-08 2014-04-22
145. MCDONALDS CORP   2013-08-05 2014-08-27
5. MCDONALDS CORP   2014-01-08 2014-08-27
15. METLIFE INC   2012-09-19 2014-01-08
5. METLIFE INC   2013-01-23 2014-08-27
15. METLIFE INC   2013-09-26 2014-11-17
276. MONDELEZ INTL INC COM CL A SHS   2010-11-24 2014-01-15
12. NCR CORP NEW   2010-11-24 2014-01-15
10. NOVARTIS AG BEARER   2013-05-02 2014-06-05
10. NOVARTIS AG BEARER   2013-08-05 2014-11-17
10. O REILLY AUTOMOTIVE INC   2013-05-02 2014-06-05
20. O REILLY AUTOMOTIVE INC   2010-11-24 2014-11-17
30. ORACLE CORP   2011-03-29 2014-01-08
30. ORACLE CORP   2013-05-02 2014-06-05
5. ORACLE CORP   2013-05-02 2014-11-17
20. PRA GROUP INC COM   2014-08-27 2014-11-17
20. PEPSICO INC   2013-08-05 2014-11-17
400. PHILIP MORRIS INTERNATIONAL INC   2010-11-24 2014-01-15
739. PIONEER HIGH INCOME TRUST COMMON   2010-11-24 2014-01-15
10. PROCTER & GAMBLE CO   2013-09-26 2014-11-17
5. QUALCOMM INC   2010-11-24 2014-01-08
10. QUALCOMM INC   2013-03-13 2014-06-05
10. RESMED INC   2013-05-02 2014-06-05
15. RESMED INC   2013-05-02 2014-11-17
5. ROPER INDUSTRIES INC (NEW)   2014-08-27 2014-11-17
10. SCHLUMBERGER LTD   2013-03-13 2014-06-05
10. SCHLUMBERGER LTD   2010-11-24 2014-08-27
15. STERICYCLE INC   2013-05-02 2014-11-17
5. STRYKER CORP   2013-05-02 2014-08-27
15. STRYKER CORP   2013-09-26 2014-11-17
40. SUNCOR ENERGY INC   2013-01-23 2014-06-05
165. TERADATA CORP   2013-11-01 2014-01-29
140. TERADATA CORP   2013-01-23 2014-01-29
12. TERADATA CORP   2010-11-24 2014-01-29
55. TRIMBLE NAVIGATION LTD   2012-01-17 2014-01-08
350. VANGUARD INTERMEDIATE-TERM BOND ETF (MKT   2010-11-24 2014-01-15
18903.576 VANGUARD FIXED INC SEC HIGH YIELD CORPORATE FD ADM   2011-05-04 2014-01-23
25. VERIZON COMMUNICATIONS INC   2013-08-05 2014-11-17
10. WAL MART STORES INC   2014-04-22 2014-06-05
20. WAL MART STORES INC   2014-04-22 2014-11-17
365. NOBLE CORP PLC SHS   2013-09-26 2014-12-01
135. NOBLE CORP PLC SHS   2014-08-27 2014-12-01
118.3334 PARAGON OFFSHORE PLC SHS   2013-05-02 2014-08-11
46.6666 PARAGON OFFSHORE PLC SHS   2014-06-05 2014-08-11
10. PERRIGO CO SHS   2013-12-19 2014-01-08
10. PERRIGO CO SHS   2013-12-19 2014-11-17
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,230   1,269 -39
b 13,224   11,322 1,902
c 781   509 272
d 14,726   7,780 6,946
e 1,157   518 639
628   368 260
1,290   736 554
799   747 52
1,016   1,077 -61
5,083   3,166 1,917
2,848   1,462 1,386
1,653   1,199 454
878   675 203
1,618   1,139 479
59   41 18
28,334   20,573 7,761
16,872   12,668 4,204
17,391   14,734 2,657
12   10 2
1,044   470 574
784   589 195
396   309 87
2,691   1,459 1,232
812   723 89
1,037   863 174
1,918   1,211 707
2,850   2,584 266
2,087   1,723 364
1,067   1,048 19
3,896   1,352 2,544
541   547 -6
1,233   910 323
28   16 12
563   420 143
319   283 36
7,398   6,458 940
1,569   1,835 -266
6,277   7,063 -786
12,870   13,109 -239
874   546 328
320   216 104
2,461   1,514 947
13,947   12,137 1,810
652   657 -5
77   54 23
829   527 302
4,858   1,190 3,668
877   569 308
299   242 57
1,203   1,026 177
1,618   1,287 331
1,793   1,302 491
742   558 184
5,013   1,830 3,183
19,145   10,574 8,571
2,040   1,504 536
7,254   5,180 2,074
4,327   3,150 1,177
2,884   2,388 496
13,613   12,371 1,242
469   477 -8
807   528 279
274   186 88
811   669 142
9,748   5,020 4,728
448   177 271
884   735 149
943   731 212
1,509   1,083 426
3,548   1,211 2,337
1,127   985 142
1,261   1,025 236
206   169 37
1,171   1,158 13
1,960   1,666 294
33,133   19,780 13,353
12,868   7,730 5,138
874   778 96
367   238 129
794   662 132
512   477 35
780   715 65
785   752 33
1,035   770 265
1,112   765 347
1,907   1,556 351
412   330 82
1,324   1,002 322
1,547   1,362 185
6,941   8,540 -1,599
5,890   6,976 -1,086
505   494 11
1,828   1,191 637
28,833   29,873 -1,040
114,745   108,979 5,766
1,280   1,291 -11
771   777 -6
1,667   1,554 113
6,375   11,024 -4,649
2,358   3,709 -1,351
1,150   1,527 -377
454   557 -103
1,565   1,522 43
1,549   1,522 27
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -39
b       1,902
c       272
d       6,946
e       639
      260
      554
      52
      -61
      1,917
      1,386
      454
      203
      479
      18
      7,761
      4,204
      2,657
      2
      574
      195
      87
      1,232
      89
      174
      707
      266
      364
      19
      2,544
      -6
      323
      12
      143
      36
      940
      -266
      -786
      -239
      328
      104
      947
      1,810
      -5
      23
      302
      3,668
      308
      57
      177
      331
      491
      184
      3,183
      8,571
      536
      2,074
      1,177
      496
      1,242
      -8
      279
      88
      142
      4,728
      271
      149
      212
      426
      2,337
      142
      236
      37
      13
      294
      13,353
      5,138
      96
      129
      132
      35
      65
      33
      265
      347
      351
      82
      322
      185
      -1,599
      -1,086
      11
      637
      -1,040
      5,766
      -11
      -6
      113
      -4,649
      -1,351
      -377
      -103
      43
      27
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 88,538
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 50,000 391,237 0.1278
2012      
2011      
2010      
2009      
2 Total of line 1, column (d) ...................... 2 0.1278
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.1278
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 1,196,515
5 Multiply line 4 by line 3....................... 5 152,915
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 993
7 Add lines 5 and 6......................... 7 153,908
8 Enter qualifying distributions from Part XII, line 4.............. 8 50,804
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,986
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,986
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,986
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 405
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 3,600
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,005
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 33
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,986
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet1,986 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELCH & FORBES LLC Telephone no.bullet (617) 523-1635
    Located atbullet45 SCHOOL ST 5TH FLBOSTONMA ZIP+4bullet02108
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ANDREW M SCHNELLER TRUSTEE
    03     		0    
    45 SCHOOL STREET 5TH FL
    BOSTON,MA02108
    PETER P BROWN TRUSTEE
    04     		0    
    45 SCHOOL STREET 5TH FL
    BOSTON,MA02108
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,144,396
    b
    Average of monthly cash balances.......................
    1b
    70,340
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,214,736
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,214,736
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    18,221
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,196,515
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    59,826
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    59,826
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    1,986
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,986
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    57,840
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    57,840
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    57,840
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    50,804
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    50,804
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    50,804
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 57,840
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 0
    b Total for prior years:2012, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 0
    b From 2010....... 0
    c From 2011....... 0
    d From 2012....... 0
    e From 2013....... 30,843
    fTotal of lines 3a through e......... 30,843
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 50,804
    a Applied to 2013, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 50,804
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2014. 7,036 7,036
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 23,807
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		23,807
    10 Analysis of line 9:
    a Excess from 2010.... 0
    b Excess from 2011.... 0
    c Excess from 2012.... 0
    d Excess from 2013.... 23,807
    e Excess from 2014....  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    NEW YORK UNIVERSITY
    COLLEGE OF ARTS AND SCIENCE
    25 WEST FOURTH STREET
    NEW YORK,NY100121119     		NONE SEC 501 (3) (C) PROMOTE MIDDLE EAST STUDIES 46,983
    Total .................................bullet 3a 46,983
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 39  
    4 Dividends and interest from securities....     14 29,587  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 29,192  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   58,818  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1358,818
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2014
    Name of the organization
    CAROLA C BERTHELOT CHARITABLE TRUST
     
    Employer identification number

    46-3972665
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 2
    Name of organization
    CAROLA C BERTHELOT CHARITABLE TRUST
          		Employer identification number

    46-3972665
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    CAROLA C BERTHELOT IRREV TRUST  
    45 SCHOOL ST 5TH FL
     
    BOSTON, MA02108

    		$188,441


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 3
    Name of organization
    CAROLA C BERTHELOT CHARITABLE TRUST
          		Employer identification number

    46-3972665
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PUBLICLY TRADED SECURITIES $ 162,954 2014-01-13
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 4
    Name of organization
    CAROLA C BERTHELOT CHARITABLE TRUST
          		Employer identification number

    46-3972665
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
    that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2014 AccountingFeesSchedule
    Name:
    CAROLA C BERTHELOT CHARITABLE TRUST
    EIN: 46-3972665
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,900 1,900    

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    CAROLA C BERTHELOT CHARITABLE TRUST
    EIN: 46-3972665
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AMERIPRISE FINANCIAL INC 6,323 15,870
    ANSYS INC 10,348 15,580
    AFLAC INC    
    APACHE CORP 17,367 12,534
    APPLE INC 6,048 14,901
    BANK OF AMERICA CORP 11,024 15,743
    CVS HEALTH CORPORATION 5,331 16,373
    CAPITAL ONE FINANCIAL CORP 13,264 15,272
    CARMAX INC 9,557 18,310
    CELGENE CORP 12,707 16,779
    CHEVRON CORP NEW 13,904 14,023
    COCA COLA CO 12,185 14,988
    COMCAST CORP CL A 15,327 16,243
    DANAHER CORP 8,598 15,856
    ECOLAB INC 6,777 14,110
    EMERSON ELECTRIC CO 13,764 14,815
    EXPEDITORS INTL WASHINGTON INC    
    FISERV INC 7,139 15,259
    GENERAL ELECTRIC CO    
    GILEAD SCIENCES INC 3,474 14,139
    GOOGLE INC CLASS A 5,007 7,960
    GOOGLE INC CLASS C 5,020 7,896
    IBM COM 14,835 14,440
    ISHARES IBOXX 159,732 173,145
    ISHARES RUSSELL 2000 23,974 23,924
    ISHARES 1-3 YEAR CR BD 26,219 26,295
    JP MORGAN CHASE & CO 10,089 15,645
    JOHNSON & JOHNSON 8,849 14,640
    JOHNSON CONTROLS INC 10,920 14,744
    KAYNE ANDERSON MLP 110,615 114,540
    LANCASTER COLONY CORP    
    MCDONALDS CORP    
    METLIFE INC 10,265 15,145
    NOVARTIS AG 9,759 15,289
    O REILLY AUTOMOTIVE 5,146 16,373
    ORACLE CORP 12,297 16,639
    PRA GROUP INC COM 14,769 14,772
    PEPSICO INC 10,199 14,657
    POWERSHARES SR LOAN PORT 100,000 96,119
    PRAXAIR INC 11,128 14,899
    PROCTER & GAMBLE CO 11,580 15,941
    QUALCOMM INC 11,079 15,609
    RESMED INC 10,410 16,257
    ROPER INDUSTRIES INC 15,050 15,635
    SPDR S&P MIDCAP 400 45,500 47,514
    SCHLUMBERGER LTD 12,087 13,239
    STERICYCLE INC 9,225 15,730
    STRYKER CORP 9,241 16,508
    SUNCOR ENERGY INC 14,053 13,507
    TERADATA CORP    
    TRIMBLE NAVIGATION LTD 12,785 13,668
    UNITED TECHNOLOGIES 11,052 16,100
    VANGUARD INT TERM BD ETF    
    VANGUARD HIGH YIELD CORP ADM 45,000 43,753
    VERIZON COMM INC 11,157 13,800
    WAL-MART STORES INC 14,367 15,888
    6 GOLD BARS & GOLD KRUGERRAND 1,372 8,280
    NOBLE CORP PLC    
    PERRIGO CO 15,088 16,716

    TY 2014 LegalFeesSchedule
    Name:
    CAROLA C BERTHELOT CHARITABLE TRUST
    EIN: 46-3972665
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - INCOME (ALLOCABLE 3,821     3,821


    TY 2014 OtherExpensesSchedule
    Name:
    CAROLA C BERTHELOT CHARITABLE TRUST
    EIN: 46-3972665
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER NON-ALLOCABLE EXPENSE - 1,505 1,505   0


    TY 2014 OtherProfessionalFeesSchedule
    Name:
    CAROLA C BERTHELOT CHARITABLE TRUST
    EIN: 46-3972665
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MGMT FEES-SUBJECT T 14,715 14,715    


    TY 2014 TaxesSchedule
    Name:
    CAROLA C BERTHELOT CHARITABLE TRUST
    EIN: 46-3972665
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 134 134   0
    FEDERAL TAX PAYMENT - PRIOR YE 810 0   0