Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 10-01-2013 , 2013, and ending 09-30-2014
BCheck if applicable:
CName of organization
YALE NEW HAVEN HEALTH SERVICES CORP
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
789 HOWARD AVENUE
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW HAVEN, CT06519
D Employer identification number

22-2529464
E Telephone number

G Gross receipts $ 432,585,984
F Name and address of principal officer:
MARNA BORGSTROM
789 HOWARD AVE
NEW HAVEN,CT06519
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.YNHHS.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1983
M State of legal domicile: CT
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO PROMOTE CHARITABLE, SCIENTIFIC AND EDUCATIONAL ACTIVITIES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 18
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 13
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 1,806
6 Total number of volunteers (estimate if necessary) ............. 6 0
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 1,116,439
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 150,011
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 0 0
9 Program service revenue (Part VIII, line 2g) ......... 387,841,378 395,737,998
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 311,462 -29,912
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 39,207,900 15,214,660
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 427,360,740 410,922,746
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 272,775 200,400
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 173,002,912 194,214,752
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet0    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 218,847,572 195,894,742
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 392,123,259 390,309,894
19 Revenue less expenses. Subtract line 18 from line 12....... 35,237,481 20,612,852
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 418,035,060 1,363,045,860
21 Total liabilities (Part X, line 26)............. 323,282,233 1,213,053,903
22 Net assets or fund balances. Subtract line 21 from line 20..... 94,752,827 149,991,957
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: TO PROMOTE CHARITABLE, SCIENTIFIC AND EDUCATIONAL ACTIVITIES.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 330,318,357 including grants of $ 200,400 ) (Revenue $ 409,836,219 )
SEE SCHEDULE O
4b (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet330,318,357
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? ...
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions)....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II.................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M.............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
272
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
 
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
1,806
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
18
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
13
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletKEITH TANDLER789 HOWARD AVENEW HAVENCT06519 (203) 688-9642
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) MARNA BORGSTROM........................................................................
PRESIDENT & CEO
 16.00
.......................24.00 		X   X       1,057,471 1,586,207 753,728
(2) VINCENT CALARCO........................................................................
DIRECTOR
 1.00
.......................2.00 		X           0 0 0
(3) JOSEPH CRESPO........................................................................
DIRECTOR
 1.00
.......................2.00 		X           0 0 0
(4) NEIL DEFEO........................................................................
DIRECTOR
 1.00
.......................0.00 		X           0 0 0
(5) MARY FARRELL........................................................................
DIRECTOR
 1.00
.......................2.00 		X           0 0 0
(6) MICHAEL FLYNN -THRU 10413........................................................................
DIRECTOR
 1.00
.......................2.00 		X           0 0 0
(7) ROBERT HAVERSAT-THRU 10413........................................................................
DIRECTOR
 1.00
.......................1.00 		X           0 0 0
(8) THOMAS KETCHUM........................................................................
DIRECTOR
 1.00
.......................1.00 		X           0 0 0
(9) JOHN LAHEY........................................................................
DIRECTOR
 1.00
.......................2.00 		X           0 0 0
(10) MARVIN LENDER........................................................................
VICE CHAIRMAN
 1.00
.......................2.00 		X           0 0 0
(11) F PATRICK MCFADDEN JR-THRU 10413........................................................................
VICE CHAIRMAN
 1.00
.......................0.00 		X           0 0 0
(12) JULIA MCNAMARA........................................................................
CHAIRWOMAN
 1.00
.......................2.00 		X           0 0 0
(13) DANIEL MIGLIO........................................................................
DIRECTOR
 1.00
.......................0.00 		X           0 0 0
(14) BARBARA MILLER........................................................................
DIRECTOR
 1.00
.......................2.00 		X           0 0 0
(15) DANIEL MOSLEY........................................................................
DIRECTOR
 1.00
.......................4.00 		X           0 0 0
(16) RONALD NOREN........................................................................
DIRECTOR
 1.00
.......................3.00 		X           0 0 0
(17) BENJAMIN POLAK........................................................................
DIRECTOR
 1.00
.......................0.00 		X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) MEREDITH REUBEN........................................................................
DIRECTOR
 1.00
.......................4.00 		X           0 0 0
(19) PETER SOLVEY........................................................................
DIRECTOR
 1.00
.......................2.00 		X           0 0 0
(20) ELLIOT SUSSMAN........................................................................
DIRECTOR
 1.00
.......................0.00 		X           0 0 0
(21) JAMES TORGERSON........................................................................
DIRECTOR
 1.00
.......................1.00 		X           0 0 0
(22) STEPHEN ALLEGRETTO........................................................................
VP
 2.00
.......................38.00 		    X       528,414 18,373 176,759
(23) WILLIAM ASELTYNE........................................................................
SR. VP
 26.00
.......................14.00 		    X       155,726 622,905 232,850
(24) DANIEL BARCHI........................................................................
SR. VP
 24.00
.......................16.00 		    X       77,405 696,644 267,528
(25) GAYLE CAPOZZALO........................................................................
EXECUTIVE VP
 24.00
.......................16.00 		    X       523,093 784,640 189,700
(26) EUGENE COLUCCI........................................................................
VP
 2.00
.......................38.00 		    X       29,188 554,570 192,153
(27) FRANK CORVINO........................................................................
EXECUTIVE VP
 10.00
.......................30.00 		    X       315,484 946,453 158,792
(28) RICHARD D'AQUILA........................................................................
EXECUTIVE VP
 10.00
.......................30.00 		    X       404,640 1,213,917 408,016
(29) MICHAEL DIMENSTEIN........................................................................
VP
 4.00
.......................36.00 		    X       39,314 397,516 153,657
(30) WILLIAM GEDGE........................................................................
SR. VP
 28.00
.......................12.00 		    X       555,904 238,245 248,100
(31) PETER HERBERT........................................................................
SR. VP
 16.00
.......................24.00 		    X       596,680 895,018 73,714
(32) WILLIAM JENNINGS........................................................................
EXECUTIVE VP
 10.00
.......................30.00 		    X       246,538 739,612 306,935
(33) NANCY LEVITT-ROSENTHAL........................................................................
VP
 1.00
.......................39.00 		    X       0 412,497 136,869
(34) PATRICK MCCABE........................................................................
SR. VP
 6.00
.......................34.00 		    X       97,429 552,095 218,262
(35) KEVIN MYATT........................................................................
SR. VP
 16.00
.......................24.00 		    X       306,003 459,004 246,783
(36) JAMES MORRIS........................................................................
VP
 2.00
.......................38.00 		    X       15,411 369,892 133,947
(37) ROBERT NORDGREN........................................................................
SR. VP
 1.00
.......................39.00 		    X       0 573,350 166,029
(38) CHRISTOPHER O'CONNOR........................................................................
EXECUTIVE VP & COO
 16.00
.......................24.00 		    X       325,721 488,581 318,373
(39) VINCENT PETRINI........................................................................
SR. VP
 1.00
.......................39.00 		    X       0 569,586 189,661
(40) CAROLYN SALSGIVER........................................................................
VP
 1.00
.......................39.00 		    X       0 352,320 141,938
(41) JOHN SKELLY........................................................................
VP
 0.00
.......................40.00 		    X       0 578,095 187,263
(42) JAMES STATEN........................................................................
EXECUTIVE VP
 16.00
.......................24.00 		    X       528,996 793,494 363,666
(43) VINCENT TAMMARO........................................................................
SR. VP
 4.00
.......................36.00 		    X       68,349 515,826 197,248
(44) MELISSA TURNER........................................................................
VP
 1.00
.......................39.00 		    X       0 354,275 123,711
(45) DAVID WURCEL........................................................................
VP
 1.00
.......................39.00 		    X       0 553,952 178,504
(46) JOSEPH BISSON........................................................................
VP
 40.00
.......................0.00 		        X   353,490 0 90,694
(47) STEPHEN CARBERY........................................................................
VP
 40.00
.......................0.00 		        X   374,455 0 82,207
(48) RICHARD LISITANO........................................................................
VP
 40.00
.......................0.00 		        X   426,796 0 91,013
(49) PAMELA SCAGLIARINI........................................................................
VP
 40.00
.......................0.00 		        X   414,313 0 81,001
(50) RICHARD STAHL........................................................................
VP
 40.00
.......................0.00 		        X   627,965 0 31,749
(51) MARK ANDERSEN........................................................................
FORMER OFFICER
 0.00
.......................0.00 		          X 55,446 0 0
(52) QUINTON FRIESEN........................................................................
FORMER OFFICER
 0.00
.......................0.00 		          X 0 659,893 0
(53) JOSEPH JANELL........................................................................
FORMER OFFICER
 0.00
.......................0.00 		          X 0 267,707 0
(54) ROBERT TREFRY........................................................................
FORMER OFFICER
 0.00
.......................0.00 		          X 0 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 8,124,231 16,194,667 6,140,850
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet381
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
EPIC SYSTEMS CORPORATION1979 MILKY WAYVERONAWI53593 CONSULTING 14,808,702
BEACON PARTNERS INC97 LIBERTY PKWY STE 400WEYMOUTHMA02189 CONSULTING 6,149,249
DELOITTE & TOUCHE LLPPO BOX 12001DALLASTX75312 CONSULTING 5,660,813
PARKER STAFFING SERVICES818 STEWART STREET STE 1210SEATTLEWA98101 STAFFING SERVICES 3,288,325
ORCHESTRATE HEALTHCARE225 MAIN STREETCARBONDALECO81623 CONSULTING 3,130,148
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet88
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and
similar amounts not included above1f 		 
g Noncash contributions included in lines
1a-1f:$ 		 
h Total. Add lines 1a-1f.......MediumBullet  
Program Service RevenueAmt Business Code
2a MANAGEMENT SERVICES 900099 260,564,120 260,117,563 446,557  
b MANAGEMENT SERVICES-EPIC 621990 41,273,251 41,273,251    
c INSURANCE PREMIUMS 900099 41,095,923 41,095,923    
d SYSTEM SUPPORT SERVICES 900099 39,875,577 39,739,441 136,136  
e EMERGENCY PREPAREDNESS PROGRAM 900099 12,699,885 12,699,885    
f All other program service revenue . 229,242 229,242    
g Total. Add lines 2a–2f........MediumBullet 395,737,998
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 37,608     37,608
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet        
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 21,595,718  
b Less: cost or other basis and sales expenses 21,663,238  
c Gain or (loss) -67,520  
d Net gain or (loss)..........MediumBullet -67,520     -67,520
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a PHYSICIAN INTEGRATION REVENUE 900099 12,118,780 12,118,780    
b OTHER INCOME 900099 2,562,134 2,562,134    
c EMERGENCY PREP/OTHR SERVICES 621990 533,746   533,746  
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 15,214,660
12 Total revenue. See Instructions......MediumBullet 410,922,746 409,836,219 1,116,439 -29,912
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 200,400 200,400
2 Grants and other assistance to individuals in the United States. See Part IV, line 22    
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16    
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 7,495,503   7,495,503  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 145,211,958 129,801,342 15,410,616  
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 7,618,731 6,475,921 1,142,810  
9 Other employee benefits ....... 24,003,591 20,403,052 3,600,539  
10 Payroll taxes ........... 9,884,969 8,402,224 1,482,745  
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 7,728,079   7,728,079  
c Accounting ........... 269,476   269,476  
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ......        
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 49,147,468 41,775,348 7,372,120  
12 Advertising and promotion ....        
13 Office expenses ....... 671,785 571,017 100,768  
14 Information technology ......        
15 Royalties ..        
16 Occupancy ........... 34,700,198 29,495,169 5,205,029  
17 Travel ............        
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 2,210,652 1,879,054 331,598  
20 Interest ...........        
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 57,227,512 48,643,385 8,584,127  
23 Insurance .............. 35,637,477 35,637,477    
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a TELEPHONE & DATA COMMUN 5,410,656 4,599,058 811,598  
b DUES, FEES & MEMBERSHIP 1,740,574 1,479,488 261,086  
c CLINICAL PROGRAM & MISC 756,450 648,206 108,244  
d COMMUNITY ACTIVITY/OTHE 247,352 182,213 65,139  
e All other expenses 147,063 125,003 22,060  
25 Total functional expenses. Add lines 1 through 24e 390,309,894 330,318,357 59,991,537 0
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing .............   1  
2 Savings and temporary cash investments ......... 16,323,382 2 13,239,630
3 Pledges and grants receivable, net ...........   3  
4 Accounts receivable, net ............. 97,784,032 4 1,002,539,739
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use ..............   8  
9 Prepaid expenses and deferred charges .......... 6,746,800 9 29,539,360
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 322,316,989
b Less: accumulated depreciation ..... 10b 151,914,846 217,459,967 10c 170,402,143
11 Investments—publicly traded securities .......... 3,924,715 11 8,119,479
12 Investments—other securities. See Part IV, line 11 ..... 75,796,164 12 87,155,404
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14 52,050,105
15 Other assets. See Part IV, line 11 ...........   15  
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 418,035,060 16 1,363,045,860
Liabilities 17 Accounts payable and accrued expenses ......... 98,895,830 17 83,237,716
18 Grants payable .................   18  
19 Deferred revenue ................ 188,102,588 19 163,851,856
20 Tax-exempt bond liabilities .............   20 885,198,103
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 36,283,815 25 80,766,228
26 Total liabilities. Add lines 17 through 25......... 323,282,233 26 1,213,053,903
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 94,752,827 27 149,991,957
28 Temporarily restricted net assets ...........   28  
29 Permanently restricted net assets ...........   29  
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 94,752,827 33 149,991,957
34 Total liabilities and net assets/fund balances ........ 418,035,060 34 1,363,045,860
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
410,922,746
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
390,309,894
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
20,612,852
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
94,752,827
5
Net unrealized gains (losses) on investments ...............
5
85,811
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
34,540,467
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
149,991,957
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
YALE NEW HAVEN HEALTH SERVICES CORP
 
Employer identification number

22-2529464
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
No
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
No
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
No
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
(A) YALE-NEW HAVEN HOSPITALINC
  		060646652 3 Yes           0
(B) BRIDGEPORT HOSPITAL
  		060646554 3 Yes           0
(C) GREENWICH HOSPITAL
  		060646659 3 Yes           0
(D) NORTHEAST MEDICAL GROUP INC
  		061330992 9 Yes           47,183,195
Total 47,183,195

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4.  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).  
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
YALE NEW HAVEN HEALTH SERVICES CORP
 
Employer identification number

22-2529464
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance ....          
b Contributions ........          
c Net investment earnings, gains, and losses          
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........ 		         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   2,117,614 856,430 1,261,184
d Equipment ................   319,537,309 151,058,416 168,478,893
e Other .................   662,066   662,066
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 170,402,143
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) INVESTMENT IN MCIC-VERMONT 		75,451,819 C

(B) INVESTMENT IN YALE ENDOWMENT FUND 		183,971 F

(C) CASH SURRENDER VALUE OF LIFE INSURANCE 		11,451,825 F

(D) ALTERNATIVE INVESTMENTS 		2,615 F

(E) INVESTMENT IN NEPC 		65,174 C




Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 87,155,404
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
PROFESSIONAL LIABILITY INSURANCE 11,775,175
ACCRUED SUPPLEMENTAL RETIREMENT 26,209,164
ACQUISITION CONTINGENT LIABILITY 5,000,000
RETRO INSURANCE CREDIT 8,146,162
INTEREST RATE SWAP 29,635,727




Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 80,766,228
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
YALE NEW HAVEN HEALTH SERVICES CORP
 
Employer identification number
22-2529464
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) NAACP NEW HAVEN BRANCH
545 WHALLEY AVE
NEW HAVEN,CT06511 		06-6099313 501(C)(4) 18,500       SPONSORSHIP
(2) NEW HAVEN INTERNATIONAL FESTIVAL
195 CHURCH STREET
NEW HAVEN,CT06511 		06-1444222 501(C)(3) 15,000       SPONSORSHIP
(3) ACHIEVEMENT FIRST
403 JAMES STREET
NEW HAVEN,CT06511 		65-1203744 501(C)(3) 10,000       SUPPORT MISSION
(4) VISITING NURSE ASSOCIATION SOUTH
ONE LONG WHARF DRIVE
NEW HAVEN,CT06511 		06-0646941 501(C)(3) 10,000       SUPPORT MISSION
(5) ANTI DEFAMATION LEAGUE
WHITNEY AVE
NEW HAVEN,CT06511 		13-1818723 501(C)(3) 10,000       SPONSORSHIP
(6) BEULAH HEIGHT SOCIAL INTEGRATION
782 ORCHARD STREET
NEW HAVEN,CT06511 		06-1290930 501(C)(3) 7,500       SPONSORSHIP
(7) AMERICAN HEART ASSOCIATION
7272 GREENVILLE AVE
DALLAS,TX75231 		13-5613797 501(C)(3) 5,000       SUPPORT MISSION
(8) THE CHAIN FUND
234 SHERMAN AVE C25
MERIDEN,CT06450 		52-2375279 501(C)(3) 5,000       SUPPORT MISSION
(9) PROMISING SCHOLARSHIP FUND INC
44 UPPER STATE STREET
NORTH HAVEN,CT06473 		80-0112325 501(C)(3) 10,000       SUPPORT MISSION
(10) BEULAH LAND DEVELOPMENT
774 ORCHARD STREET
NEW HAVEN,CT06511 		06-1419774 501(C)(3) 10,000       SUPPORT MISSION
(11) CT STATE MISSIONARY BAPTIST CONVENT
10 CHERRY DRIVE
DANBURY,CT06812 		06-1421410 501(C)(3) 6,500       SUPPORT MISSION
(12) EASTER SEALS GOODWILL
95 HAMILTON STREET
NEW HAVEN,CT06511 		23-7431264 501(C)(3) 5,400       SUPPORT MISSION
(13) CITY SEED
817 GRAND AVENUE
NEW HAVEN,CT06511 		83-0397621 501(C)(3) 5,000       SUPPORT MISSION
(14) LEEWAY INC
40 ALBERTS ST
NEW HAVEN,CT06511 		22-3065487 501(C)(3) 5,000       SUPPORT MISSION
(15) CITY OF NEW HAVEN
165 CHURCH STREET
NEW HAVEN,CT06511 		GOVERNEMENT 10,000       SUPPORT MISSION
(16) CHAPEL WEST SPECIAL SERVICES
1205 CHAPEL STREET
NEW HAVEN,CT06511 		GOVERNEMENT 10,000       SUPPORT MISSION
(17) CORNELL HILL SCOTT CORPORATION
400-428 COLUMBUS AVE
NEW HAVEN,CT06519 		06-0870990 501(C)(3) 10,000       SUPPORT MISSION
(18) EAST END COMMUNITY COUNCIL
1149 STRATFORD AVE
BRIDGEPORT,CT06607 		06-1614075 501(C)(3) 5,000       SUPPORT MISSION
(19) FIRST CALVERY BAPTISH CHURCH
609 DIXWELL AVE
NEW HAVEN,CT06511 		06-1173497 501(C)(3) 5,000       SUPPORT MISSION
(20) LIFE HAVEN
153 EAST STREET
NEW HAVEN,CT06511 		22-2513519 501(C)(3) 5,000       SUPPORT MISSION
(21) CHRISTIAN COMMUNITY ACTION INC
168 DAVENPORT AVE
NEW HAVEN,CT06519 		06-0941885 501(C)(3) 5,000       SUPPORT MISSION
(22) LOVE CHRISTIAN ACADEMY
729 UNION AVE
BRIDGEPORT,CT06607 		06-1448782 501(C)(3) 5,000       SUPPORT MISSION
(23) NEW HAVEN PUBLIC LIBRARY
133 ELM STREET
NEW HAVEN,CT06510 		06-1283798 501(C)(3) 5,000       SUPPORT MISSION
(24) POLICE ACTIVITY LEAGUE OF NEW HAVEN
1 UNION AVE
NEW HAVEN,CT06519 		47-1212812 501(C)(3) 5,000       SUPPORT MISSION
(25) UNITED WAY OF GREATER NEW HAVEN
370 JAMES STREET STE 403
NEW HAVEN,CT06519 		06-0646761 501(C)(3) 12,500       SUPPORT MISSION
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
24
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
1
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
PART I, LINE 2: NONE OF THE AMOUNTS REPORTED ON SCHEDULE I, PART II ARE GRANTS. THESE AMOUNTS ARE DONATIONS AND SPONSORSHIPS GIVEN TO ORGANIZATIONS TO ASSIST IN THE FURTHERANCE OF THEIR CHARITABLE MISSION. YALE NEW HAVEN HEALTHCARE SERVICES CORPORATION ("HSC") CARRIES OUT DUE DILIGENCE IN PROVIDING MONETARY ASSISTANCE ONLY TO QUALIFYING 501(C)3 ORGANIZATIONS THAT COMPLEMENT ITS MISSION OR SUPPORT THE GREATER GOOD IN THE COMMUNITIES SERVED. HSC VERIFIES EACH ORGANIZATION'S EIN AS LISTED ON IRS FORM W-9 THAT HAS BEEN SUBMITTED TO HSC. ASSISTANCE DONATED BY HSC TO THESE QUALIFYING ORGANIZATIONS IS NOT OUTCOMES-BASED AND IS GIVEN IN SUPPORT OF AN INDIVIDUAL ORGANIZATION'S FUNDRAISING EVENTS OR IN SUPPORT OF DIRECT SERVICES. HSC MAINTAINS FULL AND COMPLETE RECORDS OF ALL MONETARY ASSISTANCE PROVIDED, HOWEVER DOES NOT MONITOR SPECIFIC FUNDS.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
YALE NEW HAVEN HEALTH SERVICES CORP
 
Employer identification number

22-2529464
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)MARNA BORGSTROMPRESIDENT & CEO (i)
(ii)		 658,423
987,634 		377,328
565,993 		21,720
32,580 		265,958
398,937 		35,533
53,300 		1,358,962
2,038,444 		0
0
(2)STEPHEN ALLEGRETTOVP (i)
(ii)		 363,214
12,629 		100,519
3,495 		64,681
2,249 		155,234
5,397 		15,586
542 		699,234
24,312 		26,137
808
(3)WILLIAM ASELTYNESR. VP (i)
(ii)		 107,626
430,504 		29,798
119,192 		18,302
73,209 		41,193
164,774 		5,377
21,506 		202,296
809,185 		0
0
(4)DANIEL BARCHISR. VP (i)
(ii)		 52,969
476,721 		17,945
161,505 		6,491
58,418 		21,670
195,032 		5,083
45,743 		104,158
937,419 		0
0
(5)GAYLE CAPOZZALOEXECUTIVE VP (i)
(ii)		 263,471
395,207 		92,006
138,009 		167,616
251,424 		57,460
86,190 		18,420
27,630 		598,973
898,460 		0
0
(6)EUGENE COLUCCIVP (i)
(ii)		 20,088
381,669 		5,578
105,979 		3,522
66,922 		8,543
162,315 		1,065
20,230 		38,796
737,115 		2,210
41,989
(7)FRANK CORVINOEXECUTIVE VP (i)
(ii)		 208,091
624,273 		98,496
295,489 		8,897
26,691 		34,413
103,238 		5,285
15,856 		355,182
1,065,547 		4,540
13,621
(8)RICHARD D'AQUILAEXECUTIVE VP (i)
(ii)		 266,395
799,184 		99,418
298,253 		38,827
116,480 		96,233
288,700 		5,771
17,312 		506,644
1,519,929 		4,514
13,543
(9)MICHAEL DIMENSTEINVP (i)
(ii)		 25,804
260,911 		7,572
76,564 		5,938
60,041 		10,923
110,443 		2,906
29,385 		53,143
537,344 		0
0
(10)WILLIAM GEDGESR. VP (i)
(ii)		 367,341
157,432 		136,706
58,588 		51,857
22,225 		160,174
68,646 		13,496
5,784 		729,574
312,675 		0
0
(11)PETER HERBERTSR. VP (i)
(ii)		 306,683
460,024 		95,623
143,434 		194,374
291,560 		8,060
12,090 		21,426
32,138 		626,166
939,246 		0
0
(12)WILLIAM JENNINGSEXECUTIVE VP (i)
(ii)		 169,352
508,055 		58,633
175,899 		18,553
55,658 		64,212
192,644 		12,520
37,559 		323,270
969,815 		0
0
(13)NANCY LEVITT-ROSENTHALVP (i)
(ii)		 0
296,690 		0
77,331 		0
38,476 		0
132,522 		0
4,347 		0
549,366 		0
0
(14)PATRICK MCCABESR. VP (i)
(ii)		 70,786
401,120 		17,265
97,832 		9,378
53,143 		29,651
168,023 		3,088
17,500 		130,168
737,618 		4,638
26,280
(15)KEVIN MYATTSR. VP (i)
(ii)		 195,717
293,576 		72,783
109,174 		37,503
56,254 		87,586
131,378 		11,128
16,691 		404,717
607,073 		0
0
(16)JAMES MORRISVP (i)
(ii)		 10,601
254,435 		2,843
68,241 		1,967
47,216 		4,518
108,437 		840
20,152 		20,769
498,481 		0
0
(17)ROBERT NORDGRENSR. VP (i)
(ii)		 0
407,367 		0
113,705 		0
52,278 		0
144,692 		0
21,337 		0
739,379 		0
1,568
(18)CHRISTOPHER O'CONNOREXECUTIVE VP & COO (i)
(ii)		 290,957
436,435 		16,280
24,420 		18,484
27,726 		107,134
160,702 		20,215
30,322 		453,070
679,605 		0
0
(19)VINCENT PETRINISR. VP (i)
(ii)		 0
373,039 		0
128,289 		0
68,258 		0
156,080 		0
33,581 		0
759,247 		0
0
(20)CAROLYN SALSGIVERVP (i)
(ii)		 0
242,593 		0
62,705 		0
47,022 		0
116,146 		0
25,792 		0
494,258 		0
0
(21)JOHN SKELLYVP (i)
(ii)		 0
408,026 		0
100,765 		0
69,304 		0
163,996 		0
23,267 		0
765,358 		0
9,357
(22)JAMES STATENEXECUTIVE VP (i)
(ii)		 377,308
565,962 		115,136
172,704 		36,552
54,828 		136,948
205,423 		8,518
12,777 		674,462
1,011,694 		16,673
25,010
(23)VINCENT TAMMAROSR. VP (i)
(ii)		 48,368
365,033 		12,616
95,213 		7,365
55,580 		19,861
149,888 		3,217
24,282 		91,427
689,996 		0
0
(24)MELISSA TURNERVP (i)
(ii)		 0
245,211 		0
62,965 		0
46,099 		0
100,368 		0
23,343 		0
477,986 		0
0
(25)DAVID WURCELVP (i)
(ii)		 0
374,723 		0
110,574 		0
68,655 		0
164,147 		0
14,357 		0
732,456 		0
3,026
(26)JOSEPH BISSONVP (i)
(ii)		 321,985
0 		0
0 		31,505
0 		46,150
0 		44,544
0 		444,184
0 		0
0
(27)STEPHEN CARBERYVP (i)
(ii)		 250,967
0 		72,136
0 		51,352
0 		60,473
0 		21,734
0 		456,662
0 		13,826
0
(28)RICHARD LISITANOVP (i)
(ii)		 283,275
0 		83,544
0 		59,977
0 		68,650
0 		22,363
0 		517,809
0 		6,219
0
(29)PAMELA SCAGLIARINIVP (i)
(ii)		 288,637
0 		76,124
0 		49,552
0 		60,600
0 		20,401
0 		495,314
0 		9,312
0
(30)RICHARD STAHLVP (i)
(ii)		 428,381
0 		110,792
0 		88,792
0 		22,650
0 		9,099
0 		659,714
0 		0
0
(31)MARK ANDERSENFORMER OFFICER (i)
(ii)		 0
0 		0
0 		55,446
0 		0
0 		0
0 		55,446
0 		55,446
0
(32)QUINTON FRIESENFORMER OFFICER (i)
(ii)		 0
0 		0
117,663 		0
542,230 		0
0 		0
0 		0
659,893 		0
520,569
(33)JOSEPH JANELLFORMER OFFICER (i)
(ii)		 0
0 		0
0 		0
267,707 		0
0 		0
0 		0
267,707 		0
264,750
(34)ROBERT TREFRYFORMER OFFICER (i)
(ii)		 0
0 		0
0 		0
0 		0
0 		0
0 		 
  		0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 4B THE INDIVIDUALS LISTED BELOW ARE PARTICIPANTS IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. THESE ACCRUALS ARE INCLUDED IN THE AMOUNTS REPORTED IN PART II, COLUMN C (DEFERRED COMPENSATION)AND REPRESENTS BOTH THE REPORTING ENTITY'S AND RELATED ENTITY'S COMBINED AMOUNTS THAT HAVE NOT YET BEEN VESTED CONSISTENT WITH THE COMPENSATION REPORTING PER IRS. SEVERANCE NONQUALIFIED EQUITY-BASED MARNA P. BORGSTROM - $370,245 - RICHARD D'AQUILA - 218,016 - JAMES M. STATEN - 185,221 - CHRISTOPHER O'CONNOR - 166,274 - WILLIAM A.JENNINGS - 139,208 - WILLIAM S.GEDGE - 120,170 - DANIEL BARCHI - 115,052 - KEVIN A.MYATT - 113,328 - WILLIAM J.ASELTYNE - 108,317 - PATRICK MCCABE - 91,524 - EUGENE J.COLUCCI - 86,208 - JOHN SKELLY - 85,346 - STEPHEN ALLEGRETTO - 82,275 - ROBERT NORDGREN - 82,059 - DAVID WURCEL - 80,497 - VINCENT PETRINI - 78,018 - VINCENT TAMMARO - 76,599 - NANCY LEVITT-ROSENTHAL - 64,872 - MICHAEL DIMENSTEIN - 62,716 - JAMES B.MORRIS - 56,305 - CAROLYN SALSGIVER - 55,496 - MELISSA TURNER - 53,317 - THE INDIVIDUALS LISTED BELOW BECAME VESTED IN BENEFITS VALUED AT THE AMOUNT RESPECTIVELY REPORTED BELOW DURING THE REPORTING YEAR. INCLUDED IN SECTION II, COLUMN B (III) ARE AMOUNTS VESTED DURING THE 2013 CALENDAR YEAR THAT WERE RECOGNIZED AS TAXABLE EVENTS AND REPORTED IN THE INDIVIDUALS' 2013 CALENDAR YEAR FORM W-2. SEVERANCE NONQUALIFIED EQUITY-BASED PETER HERBERT - $ 390,067 - GAYLE CAPOZZALO - $ 322,870 - FOUR FORMER OFFICERS, ROBERT TREFRY, MARK ANDERSEN, JOSEPH JANNEL AND QUINTON FRIESEN RECEIVED PAYMENTS FROM THE NONQUALIFIED PLAN. THESE AMOUNTS ARE NOT INCLUDED IN COLUMN B OR C. THE FOLLOWING PAYMENTS WERE MADE DIRECTLY TO THEM FROM THE TRUST: ROBERT TREFRY $216,182 QUINTON FRIESEN $127,684 MARK ANDERSEN $ 83,767 JOSEPH JANELL $ 33,365 THE SUPPLEMENTAL RETIREMENT INCOME PLAN (SRIP) IS DESIGNED TO ENSURE THE PAYMENT OF A COMPETITIVE LEVEL OF RETIREMENT INCOME WHEN ADDED TO OTHER SOURCES OF RETIREMENT INCOME IN ORDER TO ATTRACT AND RETAIN KEY MANAGEMENT EMPLOYEES SERVING AS CORPORATE OFFICERS. THE PLAN PROVIDES SUPPLEMENTAL RETIREMENT INCOME THROUGH AN UNFUNDED, NONQUALIFIED DEFERRED COMPENSATION ARRANGEMENT UNDER SECTION 457(F) AND THROUGH A DEFERRED COMPENSATION PLAN UNDER SECTION 409A OF THE INTERNAL REVENUE CODE AND A MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES' PLAN UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 (ERISA).
PART I, LINE 7 THE SHORT TERM INCENTIVE PLAN (STIP) IS A VARIABLE COMPENSATION PLAN WHICH PROVIDES ONE-TIME PAYMENTS TO ELIGIBLE MEMBERS OF MANAGEMENT IN RECOGNITION OF THE ACCOMPLISHMENT OF KEY ORGANIZATIONAL AND INDIVIDUAL PERFORMANCE OBJECTIVES. PERFORMANCE LEVELS ARE ESTABLISHED AND REVIEWED ANNUALLY AT THRESHOLD, TARGET AND MAXIMUM LEVELS, ACCORDING TO PLANNED "STRETCH" GOALS AND OBJECTIVES. INCENTIVE AWARD OPPORTUNITIES ARE ESTABLISHED ACCORDING TO MARKET PRACTICES BASED ON EACH ELIGIBLE POSITION'S RESPONSIBILITIES, PERFORMANCE AND LEVEL OF AUTHORITY. PERFORMANCE RELATIVE TO STIP AWARD OPPORTUNITIES INCORPORATES A BROAD SPECTRUM OF PRE-DEFINED FINANCIAL AND NON-FINANCIAL METRICS THAT ARE ALIGNED WITH ORGANIZATIONAL MISSION AND VALUES.
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
YALE NEW HAVEN HEALTH SERVICES CORP
 
Employer identification number
22-2529464
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A CHEFA - SERIES A
  		06-0806186 20774YQY6 06-24-2014 102,300,000 REFUND- M   X   X   X
B CHEFA - SERIES B
  		06-0806186 20774YQP5 06-24-2014 168,275,000 REFUND- J-1   X   X   X
C CHEFA - SERIES C
  		06-0806186 20774YRV1 06-24-2014 83,625,000 REFUND- K-1,K-2   X   X   X
D CHEFA - SERIES D
  		06-0806186 20774YQM2 06-24-2014 108,275,000 REFUND- L-1,L-2   X   X   X
CHEFA - SERIES E
  		06-0806186 20774YQN0 06-24-2014 80,935,000 CONSTRUCTION PROJECT   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . .        
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 122,995,448 176,848,421 90,435,635 109,088,097
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . . 1,461,826 1,470,421 710,635 808,810
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 62,166,628      
11 Other spent proceeds . . . . . . . . . . . . . . 121,533,632 175,378,000 89,725,000 108,279,287
12 Other unspent proceeds . . . . . . . . . . . . . . 28,992,169      
13 Year of substantial completion . . . . . . . . . . . . 2014 2014 2014 2014
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X   X X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . . X   X     X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X   X   X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?                
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.030 % 0.030 % 0.020 % 0.410 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet        
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.030 % 0.030 % 0.020 % 0.410 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		  X   X   X   X
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . . X   X   X   X  
b Exception to rebate? . . . . . . . .   X   X   X   X
c No rebate due? . . . . . . . .   X   X   X   X
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X   X   X  
b Name of provider . . . . . . . . . BARCLAYS BANK & JP
MORGAN 		BARCLAYS BANK & JP
MORGAN 		GOLDMAN SASHS
CAPITAL 		 
 
c Term of hedge . . . . . . . . . . 35.000000000000 35.000000000000 11.000000000000 22.000000000000
d Was the hedge superintegrated? . . . .   X   X   X   X
e Was the hedge terminated? . . . . . .   X   X   X   X
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?                
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
ON JUNE 24, 2014 YALE NEW HAVEN HEALTH SERVICES CORPORATION ("CORPORATION") ISSUED APPROXIMATELY $543M OF CHEFA REVENUE BONDS SERIES A, B, C, D & E. CONCURRENT WITH THE ISSUANCE OF THE CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (CHEFA) REVENUE BONDS, YALE-NEW HAVEN HEALTH OBLIGATED GROUP ISSUE, SERIES A, B, C, D AND E DATED MAY 20, 2014; SIX MEMBERS OF THE SYSTEM WERE COMBINED TO FORM AN OBLIGATED GROUP. THE OBLIGATED GROUP COMPRISES OF THE CORPORATION, YALE-NEW HAVEN HOSPITAL, YALE NEW HAVEN CARE CONTINUUM CORPORATION, BRIDGEPORT HOSPITAL, BRIDGEPORT HOSPITAL FOUNDATION, INC., AND NORTHEAST MEDICAL GROUP, INC. THE MEMBERS OF THE OBLIGATED GROUP HAVE ADOPTED CERTAIN GOVERNANCE PROVISIONS IN THEIR CERTIFICATES OF INCORPORATION AND BY-LAWS PURSUANT TO WHICH YALE NEW HAVEN HEALTH SERVICES, CORPORATION RETAINS THE AUTHORITY TO DIRECTLY TAKE CERTAIN ACTIONS ON BEHALF OF EACH OBLIGATED GROUP MEMBER WITHOUT THE APPROVAL OF THE BOARD OF TRUSTEES OF THE APPLICABLE OBLIGATED GROUP MEMBER, INCLUDING THE INCURRENCE OF INDEBTEDNESS ON BEHALF OF EACH OBLIGATED GROUP MEMBER, THE MANAGEMENT AND CONTROL OF THE LIQUID ASSETS OF EACH, AND THE APPOINTMENT OF THE PRESIDENT AND CHIEF EXECUTIVE OFFICER OF EACH OBLIGATED GROUP MEMBER. GHCS AND ITS SUBSIDIARIES ARE PART OF THE SYSTEM, BUT THEY ARE NOT MEMBERS OF THE OBLIGATED GROUP. PART II LINE 3 THE DIFFERENCE BETWEEN THE ISSUE PRICE REPORTED ON PART I, COLUMN (E) AND TOTAL PROCEEDS REPORTED ON PART II, LINE 3 IS DUE TO EITHER INVESTMENT EARNINGS OR PREMIUM RECEIVED FROM PURCHASER.
PART III LINE 3B THE ORGANIZATION HAS IN-HOUSE LEGAL STAFF WHO PROVIDE ROUTINE REVIEW OF MANAGEMENT OR SERVICE CONTRACTS OR RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY TO ENSURE THAT SUCH AGREEMENTS ARE COMPLIANT WITH APPLICABLE SAFE HARBORS. IN-HOUSE COUNSEL CONSULT WITH THE HOSPITAL'S OUTSIDE BOND COUNSEL AS NEEDED, INCLUDING ON NON-ROUTINE ISSUES.
PART III, LINE 9 THE ORGANIZATION HAS POLICIES AND PROCEDURES IN PLACE TO ENSURE COMPLIANCE WITH FEDERAL TAX LAW, AND TO TIMELY IDENTIFY NONCOMPLIANCE. IN THE EVENT OF NON-COMPLIANCE THE ORGANIZATION WOULD INVOLVE ITS LEGAL COUNSEL TO ADVISE REGARDING APPROPRIATE REMEDIATION.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
YALE NEW HAVEN HEALTH SERVICES CORP
 
Employer identification number
22-2529464
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A CHEFA - SERIES A
  		06-0806186 20774YQY6 06-24-2014 102,300,000 REFUND- M   X   X   X
B CHEFA - SERIES B
  		06-0806186 20774YQP5 06-24-2014 168,275,000 REFUND- J-1   X   X   X
C CHEFA - SERIES C
  		06-0806186 20774YRV1 06-24-2014 83,625,000 REFUND- K-1,K-2   X   X   X
D CHEFA - SERIES D
  		06-0806186 20774YQM2 06-24-2014 108,275,000 REFUND- L-1,L-2   X   X   X
CHEFA - SERIES E
  		06-0806186 20774YQN0 06-24-2014 80,935,000 CONSTRUCTION PROJECT   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . .        
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 122,995,448 176,848,421 90,435,635 109,088,097
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . . 1,461,826 1,470,421 710,635 808,810
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 62,166,628      
11 Other spent proceeds . . . . . . . . . . . . . . 121,533,632 175,378,000 89,725,000 108,279,287
12 Other unspent proceeds . . . . . . . . . . . . . . 28,992,169      
13 Year of substantial completion . . . . . . . . . . . . 2014 2014 2014 2014
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X   X X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . . X   X     X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X   X   X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?                
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.030 % 0.030 % 0.020 % 0.410 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet        
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.030 % 0.030 % 0.020 % 0.410 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		  X   X   X   X
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . . X   X   X   X  
b Exception to rebate? . . . . . . . .   X   X   X   X
c No rebate due? . . . . . . . .   X   X   X   X
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X   X   X  
b Name of provider . . . . . . . . . BARCLAYS BANK & JP
MORGAN 		BARCLAYS BANK & JP
MORGAN 		GOLDMAN SASHS
CAPITAL 		 
 
c Term of hedge . . . . . . . . . . 35.000000000000 35.000000000000 11.000000000000 22.000000000000
d Was the hedge superintegrated? . . . .   X   X   X   X
e Was the hedge terminated? . . . . . .   X   X   X   X
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?                
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
ON JUNE 24, 2014 YALE NEW HAVEN HEALTH SERVICES CORPORATION ("CORPORATION") ISSUED APPROXIMATELY $543M OF CHEFA REVENUE BONDS SERIES A, B, C, D & E. CONCURRENT WITH THE ISSUANCE OF THE CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (CHEFA) REVENUE BONDS, YALE-NEW HAVEN HEALTH OBLIGATED GROUP ISSUE, SERIES A, B, C, D AND E DATED MAY 20, 2014; SIX MEMBERS OF THE SYSTEM WERE COMBINED TO FORM AN OBLIGATED GROUP. THE OBLIGATED GROUP COMPRISES OF THE CORPORATION, YALE-NEW HAVEN HOSPITAL, YALE NEW HAVEN CARE CONTINUUM CORPORATION, BRIDGEPORT HOSPITAL, BRIDGEPORT HOSPITAL FOUNDATION, INC., AND NORTHEAST MEDICAL GROUP, INC. THE MEMBERS OF THE OBLIGATED GROUP HAVE ADOPTED CERTAIN GOVERNANCE PROVISIONS IN THEIR CERTIFICATES OF INCORPORATION AND BY-LAWS PURSUANT TO WHICH YALE NEW HAVEN HEALTH SERVICES, CORPORATION RETAINS THE AUTHORITY TO DIRECTLY TAKE CERTAIN ACTIONS ON BEHALF OF EACH OBLIGATED GROUP MEMBER WITHOUT THE APPROVAL OF THE BOARD OF TRUSTEES OF THE APPLICABLE OBLIGATED GROUP MEMBER, INCLUDING THE INCURRENCE OF INDEBTEDNESS ON BEHALF OF EACH OBLIGATED GROUP MEMBER, THE MANAGEMENT AND CONTROL OF THE LIQUID ASSETS OF EACH, AND THE APPOINTMENT OF THE PRESIDENT AND CHIEF EXECUTIVE OFFICER OF EACH OBLIGATED GROUP MEMBER. GHCS AND ITS SUBSIDIARIES ARE PART OF THE SYSTEM, BUT THEY ARE NOT MEMBERS OF THE OBLIGATED GROUP. PART II LINE 3 THE DIFFERENCE BETWEEN THE ISSUE PRICE REPORTED ON PART I, COLUMN (E) AND TOTAL PROCEEDS REPORTED ON PART II, LINE 3 IS DUE TO EITHER INVESTMENT EARNINGS OR PREMIUM RECEIVED FROM PURCHASER.
PART III LINE 3B THE ORGANIZATION HAS IN-HOUSE LEGAL STAFF WHO PROVIDE ROUTINE REVIEW OF MANAGEMENT OR SERVICE CONTRACTS OR RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY TO ENSURE THAT SUCH AGREEMENTS ARE COMPLIANT WITH APPLICABLE SAFE HARBORS. IN-HOUSE COUNSEL CONSULT WITH THE HOSPITAL'S OUTSIDE BOND COUNSEL AS NEEDED, INCLUDING ON NON-ROUTINE ISSUES.
PART III, LINE 9 THE ORGANIZATION HAS POLICIES AND PROCEDURES IN PLACE TO ENSURE COMPLIANCE WITH FEDERAL TAX LAW, AND TO TIMELY IDENTIFY NONCOMPLIANCE. IN THE EVENT OF NON-COMPLIANCE THE ORGANIZATION WOULD INVOLVE ITS LEGAL COUNSEL TO ADVISE REGARDING APPROPRIATE REMEDIATION.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
YALE NEW HAVEN HEALTH SERVICES CORP
 
Employer identification number

22-2529464
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2013
Schedule L (Form 990 or 990-EZ) 2013
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) CENTURY FINANCIAL SERVICES
  		SEE SCHEDULE O 1,044,605 SEE PART V   No
(2) UNITED ILLUMINATING CO
  		SEE SCHEDULE O 135,952 SEE PART V   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
PART IV - BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS PART IV, COLUMN DBUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONSNAME OF INTERESTED PERSON: CENTURY FINANCIAL SERVICES, INC.OFFICERS EUGENE J. COLUCCI, PATRICK MCCABE AND DAVID WURCEL ARE OFFICERS AND/OR DIRECTORS OF CENTURY FINANCIAL SERVICES, INC., WHICH PROVIDES BILLING AND COLLECTION SERVICES FOR AND IS PARTIALLY OWNED BY YALE-NEW HAVEN HEALTH SERVICES CORPORATION.AMOUNT OF TRANSACTION: $1,044,605NAME OF INTERESTED PERSON: UNITED ILLUMINATING CO.TRUSTEES DANIEL J. MIGLIO AND JOHN L. LAHEY AND OFFICER JAMES TORGERSON ARE DIRECTORS OF UIL HOLDINGS CORPORATION, THE PARENT COMPANY OF UNITED ILLUMINATING CO. YALE-NEW HAVEN HEALTH SERVICES CORPORATION PURCHASED ELECTRICITY AND GAS SERVICES FROM UNITED ILLUMINATING CO., THE ONLY SUPPLIER OF ELECTRICITY AND GAS AVAILABLE TO YALE-NEW HAVEN HEALTH SERVICES CORPORATION. RATES CHARGED BY UNITED ILLUMINATING CO. ARE REVIEWED AND APPROVED BY THE CONNECTICUT DEPARTMENT OF PUBLIC UTILITY CONTROL.AMOUNT OF TRANSACTION: $135,952PART IVBUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONSSOME OF THE ORGANIZATION'S CURRENT OFFICERS SERVE AS OFFICERS AND/OR DIRECTORS OF TAXABLE AFFILIATES WITHIN THE ORGANIZATION'S CORPORATE SYSTEM. THE ORGANIZATION ENGAGES IN BUSINESS TRANSACTIONS WITH SOME OF THESE TAXABLE AFFILIATES. THESE TRANSACTIONS HAVE BEEN REPORTED AND DISCLOSED ON SCHEDULE R. THEY ARE NOT BEING REPORTED AGAIN HERE BECAUSE THE INDIVIDUAL OFFICERS DO NOT HAVE PERSONAL FINANCIAL INTERESTS IN THE TAXABLE AFFILIATES AND SERVE ONLY AS A FUNCTION OF THEIR ROLES AT THE ORGANIZATION.
Schedule L (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
YALE NEW HAVEN HEALTH SERVICES CORP
 
Employer identification number

22-2529464
Return Reference Explanation
FORM 990, PART III, LINE 4A YALE NEW HAVEN HEALTH SYSTEM (YNHHS OR THE SYSTEM), CONNECTICUT'S LEADING HEALTHCARE SYSTEM, WAS FORMED IN 1996 TO ENHANCE THE QUALITY AND SCOPE OF HEALTHCARE SERVICES FOR RESIDENTS OF CONNECTICUT AND BEYOND. YNHHS INCLUDES THREE DELIVERY NETWORKS: BRIDGEPORT HOSPITAL, GREENWICH HOSPITAL AND YALE-NEW HAVEN HOSPITAL, AND A PHYSICIAN FOUNDATION, NORTHEAST MEDICAL GROUP. YNHHS HAS CLINICAL RELATIONSHIPS WITH SEVERAL OTHER HOSPITALS IN CONNECTICUT AND NUMEROUS OUTPATIENT LOCATIONS THROUGHOUT THE STATE. YNHHS IS AFFILIATED WITH YALE UNIVERSITY IN SUPPORT OF PATIENT CARE, MEDICAL EDUCATION AND CLINICAL RESEARCH. YNHHS PROVIDES QUALITY ACCESSIBLE CARE TO A BROAD PATIENT POPULATION. THE SYSTEM IS COMMITTED TO CREATING A CULTURE OF SAFETY FOR PATIENTS. IT CONTINUED A MULTI-YEAR INITIATIVE TO BECOME A HIGH RELIABILITY ORGANIZATION (HRO), IN COLLABORATION WITH THE CONNECTICUT HOSPITAL ASSOCIATION. THE SYSTEM HAS FURTHER CONTINUED AND BEEN SUCCESSFUL IN ITS EFFORTS TO IMPROVE QUALITY OUTCOMES WHILE REDUCING EXPENSES IN A TIME OF GREAT CHANGE IN HEALTHCARE REIMBURSEMENT IN ORDER TO CONTINUE ITS MISSION OF PROVIDING QUALITY AFFORDABLE CARE TO A BROAD PATIENT POPULATION REGARDLESS OF ABILITY TO PAY AND OTHERWISE WITHOUT DISCRIMINATION, FURTHERING MEDICAL EDUCATION AND ADVANCEMENTS IN HEALTHCARE THROUGH CLINICAL RESEARCH. SPECIFICALLY, IT HAS LED CLINICAL INITIATIVES DESIGNED TO REDUCE CLINICAL VARIATION, POTENTIALLY AVOIDABLE COMPLICATIONS AND EXCESS COST THROUGH BEST PRACTICES AND IMPROVED CARE MODELS - AND IN DOING SO IDENTIFIED OPPORTUNITIES FOR IMPROVEMENT IN LENGTH OF STAY, READMISSIONS, EXPENSE REDUCTIONS, REVENUE IMPROVEMENT AND INCREASED VOLUME. FOR EXAMPLE, AN INITIATIVE TO STANDARDIZE DRUG INVENTORIES AT ALL THREE SYSTEM HOSPITALS RESULTED IN SIGNIFICANT SAVINGS AND HELPED ELIMINATE "DUPLICATE THERAPIES" - DEFINED AS USING SIMILAR, BUT MORE COSTLY MEDICATIONS TO TREAT THE SAME CONDITIONS. THE PROJECT EARNED BAXTER HEALTHCARE CORPORATION'S LEADERSHIP EXCELLENCE AWARD IN PHARMACY AND WAS RECOGNIZED AS PART OF AN EXCELLENCE AWARD FOR SUPPLY CHAIN MANAGEMENT FROM VHA INC., A NATIONAL NETWORK OF NOT-FOR-PROFIT HEALTHCARE ORGANIZATIONS. EPIC, THE SYSTEM'S ELECTRONIC MEDICAL RECORD SYSTEM, WAS UPGRADED IN 2014 TO OPTIMIZE USAGE AND ADD NEW TOOLS, SEARCH FUNCTIONS AND SAFETY FEATURES, AND WAS FURTHER EXTENDED INTO COMMUNITY PRACTICES IN 2014. YNHHS AND ITS MEMBER HOSPITALS WERE AGAIN SELECTED AS ONE OF THE MOST WIRED HEALTH SYSTEMS IN THE NATION BY HOSPITALS AND HEALTH NETWORKS MAGAZINE WITH CLINICAL INFORMATION TECHNOLOGY INITIATIVES THAT ENHANCE ACCESS AND CONTINUITY FOR PATIENTS AND PROVIDERS IN THE DELIVERY OF HEALTHCARE. TO SUPPORT ITS' THREE-FOLD STRATEGY, IT WAS PARAMOUNT THAT THE YALE-NEW HAVEN HEALTH SYSTEM PARTNER WITH YALE UNIVERSITY TO CREATE A CUTTING EDGE DATA AND ANALYTICS TEAM THAT WOULD COMBINE DISPARATE REPORTING RESOURCES FROM YNHHS, YALE MEDICAL GROUP (YMG), YALE SCHOOL OF MEDICINE (YSM). THE NEW DEPARTMENT CALLED THE JOINT DATA ANALYTICS TEAM (JDAT) WAS FORMED ON OCTOBER 1, 2014 TO SUPPORT THE ORGANIZATIONS IN A DATA DRIVEN, TRANSPARENT AND SECURITY FOCUSED MISSION UNDER THE LEADERSHIP OF THE YNHHS AND YSM CHIEF MEDICAL INFORMATION OFFICER. SINCE ITS' FORMATION, JDAT HAS HAD NUMEROUS SUCCESSES INCLUDING CREATING A CENTRALLY MANAGED AND SINGLE PORTAL FOR ALL DATA REQUESTS, BUILDING A RESEARCH FOCUSED TEAM OF ANALYSTS, CREATING STANDARDIZED METRICS AND DASHBOARDS ACROSS THE INSTITUTIONS AND DEVELOPING THE 'HELIX' BRAND REPRESENTING THE ENTERPRISE DATA WAREHOUSE AND ALL ANALYTICS PRODUCED BY THE 60+ MEMBER TEAM. EACH JDAT ANALYST HAS OBTAINED AT LEAST ONE EPIC CERTIFICATION AND ALL ARE TRAINED IN THE LATEST BUSINESS INTELLIGENCE (BI) TECHNOLOGIES AS WELL AS DATABASE QUERYING TOOLS. YNHHS CONTINUED TO SERVE A BROAD PATIENT POPULATION EXPANDING ITS CLINICAL SERVICE PARTNERSHIPS AND PROGRAMS TO MAKE CARE MORE ACCESSIBLE AND AVAILABLE ACROSS THE STATE. FURTHERING EXPANDING ACCESS TO CARE, YNHHS PARTNERED WITH ANOTHER AREA NONPROFIT HEALTH SYSTEM TO PROVIDE EMERGENCY HOSPITAL-TO-HOSPITAL TRANSPORT BY HELICOPTER. SPECIFIC EXAMPLES OF CLINICAL SERVICE PARTNERSHIPS AND PROGRAM EXPANSIONS IMPLEMENTED DURING 2014 INCLUDE: - THE YALE-NEW HAVEN CHILDREN'S HOSPITAL SPECIALTY CENTER IN TRUMBULL OPENED. - YNHHS AND MILFORD HOSPITAL SIGNED AN AGREEMENT TO BRING VARIOUS YALE-NEW HAVEN HOSPITAL PROGRAMS TO THE MILFORD CAMPUS, INCLUDING A 24-BED INPATIENT REHABILITATION UNIT. - BRIDGEPORT HOSPITAL EXPANDED ITS CARDIAC SURGERY PROGRAM BY INTEGRATING WITH YALE-NEW HAVEN HOSPITAL AND YALE SCHOOL OF MEDICINE. - SMILOW CANCER HOSPITAL AT YALE-NEW HAVEN, IN COLLABORATION WITH THE PHYSICIANS AND STAFF FORMERLY OF ONCOLOGY ASSOCIATES OF BRIDGEPORT (WHO JOINED THE YALE SCHOOL OF MEDICINE), BEGAN TO PROVIDE CANCER SERVICES AT BRIDGEPORT HOSPITAL'S TRUMBULL AND FAIRFIELD LOCATIONS IN SEPTEMBER. - PEDIATRIC AND HEART AND VASCULAR SERVICES WERE EXPANDED AT GREENWICH HOSPITAL. - YNHHS EXTENDED MATERNAL FETAL MEDICINE, HEART AND VASCULAR SERVICES AND NEUROSURGICAL SERVICES TO LAWRENCE & MEMORIAL HOSPITAL. - YALE-NEW HAVEN CHILDREN'S HOSPITAL ESTABLISHED A RELATIONSHIP WITH STAMFORD HOSPITAL TO PROVIDE PEDIATRIC EMERGENCY DEPARTMENT SERVICES. - COLLABORATING WITH EASTERN CONNECTICUT HEALTH NETWORK, YNHHS EXPANDED HEART AND VASCULAR AND SLEEP MEDICINE SERVICES. THE SERVICE EXCELLENCE COUNCIL CONTINUED TO IDENTIFY STRATEGIES AND IMPLEMENT MEASURES THAT IMPROVE THE PATIENT EXPERIENCE. THE HOSPITAL CONSUMER ASSESSMENT OF HEALTHCARE PROVIDERS AND SYSTEMS (HCAHPS) SURVEY, DEVELOPED BY THE CENTERS FOR MEDICARE AND MEDICAID SERVICES, WAS ONE OF MANY MEASURES OF THE PATIENT EXPERIENCE. IN MARCH, HCAHPS REPORTED THAT GREENWICH HOSPITAL HAD THE HIGHEST RANKING FOR BOTH "OVERALL RATING" AND "WILLINGNESS TO RECOMMEND" IN THE STATE OF CONNECTICUT AS WELL AS THE NEARBY NEW YORK COUNTIES. THE ANNUAL YNHHS SERVICE EXCELLENCE CONFERENCE DREW MORE THAN 950 ATTENDEES AND 96 PRESENTATIONS ON PROJECTS THAT STAFF DEVELOPED TO IMPROVE THE OVERALL PATIENT EXPERIENCE. A REFRESHED DIVERSITY AND INCLUSION PROGRAM WAS IMPLEMENTED TO HELP EMPLOYEES BETTER UNDERSTAND AND WORK WITH DIVERSE PATIENT AND STAFF POPULATIONS. FOR THE SECOND CONSECUTIVE YEAR, YNHHS HOSPITALS WERE NAMED "LEADERS IN LGBT HEALTHCARE EQUALITY" BY THE NATIONAL HUMAN RIGHTS CAMPAIGN FOUNDATION FOR COMMITMENT TO EQUITABLE, INCLUSIVE CARE FOR LESBIAN, GAY, BISEXUAL AND TRANSGENDER PATIENTS AND FAMILIES. YNHHS FORMED A SYSTEM-WIDE PRICING ALIGNMENT COMMITTEE AND A NEW PATIENT AND FAMILY ADVISORY COMMITTEE TO ADDRESS THE PRICING OF OUR HEALTHCARE SERVICES, TAKING A PROACTIVE STANCE ON PRICING TRANSPARENCY, AND ADVISING LEADERS ON BILLING APPROACHES AND THE SIMPLIFICATION OF PATIENT BILLS. THE PATIENT AND FAMILY ADVISORY COMMITTEE HAS GUIDED THE HEALTH SYSTEM TOWARD SIMPLER, MORE UNDERSTANDABLE PATIENT STATEMENTS AND MORE EFFECTIVE COMMUNICATIONS TO PATIENTS REGARDING THE PRICES OF SERVICES. COST ESTIMATES FOR PATIENTS PRIOR TO SERVICE WERE IMPLEMENTED SYSTEM-WIDE IN 2014. VIRTUALLY ALL HEALTH BENEFIT PLANS NOW CONSIST OF SUBSTANTIAL DEDUCTIBLES AND COPAYMENTS; YNHHS RECOGNIZES THE IMPORTANCE TO CONSUMERS OF UNDERSTANDING THEIR FINANCIAL OBLIGATIONS AND RESOURCES AVAILABLE TO THEM TO HELP PAY FOR MEDICALLY NECESSARY CARE AND, TO THAT END, IS WORKING TO PROVIDE GREATER TRANSPARENCY OF PRICING, AND AWARENESS AROUND FINANCIAL ASSISTANCE PROGRAMS AVAILABLE TO HELP CONSUMERS PAY THEIR MEDICAL BILLS, IF NEEDED.
FORM 990, PART III, LINE 4A YNHHS CONTINUES TO BUILD ITS CAPABILITIES TO MANAGE POPULATION-BASED HEALTH CARE, INCLUDING WAYS TO ADDRESS THE INTERRELATED FACTORS THAT IMPACT THE HEALTH OF SPECIFIC POPULATIONS OF PATIENTS. THE GOAL OF BUILDING A SCALABLE INFRASTRUCTURE AND IMPLEMENTING TARGETED PROGRAMS TO BETTER COORDINATE THE PREVENTIVE, WELLNESS AND MEDICAL CARE OF PATIENTS ACROSS THE HEALTHCARE CONTINUUM WAS EVIDENCED IN MANY WAYS. IN 2014, NORTHEAST MEDICAL GROUP ACHIEVED LEVEL III (THE HIGHEST LEVEL) PATIENT CENTERED MEDICAL HOME (PCMH) RECOGNITION FROM THE NATIONAL COMMITTEE ON QUALITY ASSURANCE (NCQA) IN 12 PRIMARY CARE PRACTICES, UTILIZING A CARE MANAGEMENT MODEL THAT USES EMBEDDED AND CENTRALIZED CARE COORDINATORS AND PATIENT NAVIGATORS TO MANAGE THE CARE OF PATIENTS. THESE MODELS OF CARE FOCUS ON IMPROVING ACCESS AND COORDINATING PATIENT CARE ACROSS THE HEALTHCARE CONTINUUM THROUGH THE PRIMARY CARE PROVIDER'S OFFICE. THIS HELPS ENSURE THAT PATIENTS RECEIVE THE CARE THEY NEED, WHEN THEY NEED IT, THEREBY IMPROVING BOTH THE PHYSICIAN'S AND PATIENT'S EXPERIENCE WHILE LOWERING COSTS. ACROSS YNHHS, PATIENT REGISTRIES WERE ESTABLISHED FOR DIABETES, CARDIOVASCULAR DISEASE AND GERIATRICS WHICH IMPROVED OUR AFFILIATED PROVIDERS' ABILITY TO IDENTIFY PATIENTS IN NEED OF SUPPORT. YNHHS CONTINUED TO ENHANCE CARE MANAGEMENT WITH ITS EMPLOYEES RESULTING IN A SIGNIFICANT IMPROVEMENT IN HEALTHCARE UTILIZATION PATTERNS AND REDUCING THE PER MEMBER PER MONTH INDEX OF TARGETED PATIENTS WHILE MAINTAINING A GREATER THAN 97 PERCENT PARTICIPANT SATISFACTION RATING. IN 2014 THE PROGRAM GREW TO NEARLY 500 PARTICIPANTS AND INCLUDED A LOWER ACUITY HEALTH COACHING PROGRAM AT ALL YNHHS CAMPUSES. YNHHS ALSO LAID THE GROUNDWORK FOR A CLINICALLY INTEGRATED NETWORK OF PHYSICIANS, HOSPITALS AND OTHER HEALTHCARE PROVIDERS TO PROVIDE PATIENTS WITH SAFE, HIGH-QUALITY, COORDINATED AND COST-EFFECTIVE HEALTHCARE SERVICES. CALLED TOTAL HEALTH, THIS COLLABORATIVE NETWORK DELIVERS HEALTH CARE THAT IS PATIENT-FOCUSED, PHYSICIAN-LED AND COMMITTED TO OUR COMMUNITIES. IT IS ANTICIPATED, THAT TOTAL HEALTH WILL GROW THE INFRASTRUCTURE, RESOURCES, POLICIES, PROCESSES AND ORGANIZATIONAL STRUCTURE NEEDED TO SUPPORT A NETWORK OF PHYSICIANS AND PRACTICES WORKING WITH EACH OTHER AND WITH YNHHS TO DELIVER EVIDENCE-BASED CARE TO IMPROVE THE QUALITY, EFFICIENCY AND COORDINATION OF HEALTH CARE SERVICES. THE CONIFER VALUE-BASED CARE SUITE OF TECHNOLOGIES WILL ASSIST CLINICAL INTEGRATION WITH A FOCUS ON PHYSICIAN DASHBOARDS FOR METRIC REPORTING FROM THE POPULATION LEVEL DOWN TO THE PATIENT LEVEL. TOTAL HEALTH IS ONE OF SEVERAL WAYS YNHHS IS CHANGING TO MEET THE CHALLENGES AND DEMANDS OF THE 2010 PATIENT PROTECTION AND AFFORDABLE CARE ACT IN INCREASING QUALITY, AFFORDABILITY AND ACCESS TO HEALTH CARE. EACH YEAR YNHHS DELIVERY NETWORKS PROVIDE OVER $565.3 MILLION (AT COST) IN COMMUNITY BENEFIT AND COMMUNITY-BUILDING ACTIVITIES. AS PART OF THE SYSTEM-WIDE COMMITMENT TO SERVE AS STRONG COMMUNITY PARTNERS, EACH YNHHS DELIVERY NETWORK PROVIDED NUMEROUS HEALTH SCREENINGS, COMMUNITY EDUCATION SESSIONS, COMMUNITY-BUILDING EVENTS, COMMUNITY LEADERSHIP ACTIVITIES AND GRANTS AND ASSISTANCE TO IMPROVE AND ENHANCE THE HEALTH OF ITS LOCAL COMMUNITY. IN ADDITION, THE AREA OF COMMUNITY BENEFITS ALSO INCLUDES COSTS ASSOCIATED WITH HEALTH PROFESSIONS EDUCATION, UNCOMPENSATED AND UNDER-COMPENSATED CARE. BASED ON THE RESULTS OF LAST YEAR'S COMMUNITY HEALTH NEEDS ASSESSMENTS, EACH YNHHS HOSPITAL IMPLEMENTED COMMUNITY HEALTH IMPROVEMENT PLANS WITH PARTNERS IN THEIR LOCAL COMMUNITIES THAT ADDRESSED THEIR TOP THREE PUBLIC HEALTH ISSUES. BUILDING ON THE SUCCESS OF LAST YEAR'S "KNOW YOUR NUMBERS" EMPLOYEE WELLNESS PROGRAM, YNHHS OFFERED "KNOW YOUR NUMBERS PLUS" TO FURTHER SUPPORT EMPLOYEE WELLNESS. EMPLOYEES WHO COMPLETED A HEALTH SCREENING AND DOCUMENTATION OF HEALTHY BEHAVIOR RECEIVED A $500 CREDIT TOWARD THE COST OF THEIR ANNUAL MEDICAL PREMIUM. MORE THAN 10,000 SYSTEM EMPLOYEES PARTICIPATED IN HEALTH SCREENINGS. THE LIVINGWELLCARES ON SITE CARE COORDINATION PROGRAM, WHICH PROVIDES FREE, CONFIDENTIAL HEALTHCARE COORDINATION SERVICES TO EMPLOYEES, INCREASED ENROLLMENT. THE PROGRAM EXPANDED THIS YEAR FROM A FOCUS ON DIABETES TO CORONARY ARTERY DISEASE, CONGESTIVE HEART FAILURE, ASTHMA, COPD, HYPERTENSION, HYPERLIPIDEMIA AND CERTAIN MUSCULOSKELETAL CONDITIONS. PARTICIPANTS DEMONSTRATED DECREASED BLOOD PRESSURE, CHOLESTEROL AND HEMOGLOBIN LEVELS OVER THE PAST YEAR, AND RANKED THEIR SATISFACTION WITH THE PROGRAM AT 97 PERCENT. THE E-LEARNING DEPARTMENT PROVIDED 381,000 HOURS OF ONLINE EDUCATION TO MORE THAN 20,000 EMPLOYEES. AMONG OTHER THINGS THE CENTER PROVIDED HIGH-IMPACT TRAINING THAT INCLUDED EBOLA PREPAREDNESS TRAINING FOR PERSONAL PROTECTIVE EQUIPMENT. TO FACILITATE ITS STRATEGIES DESIGNED TO PREPARE YNHHS TO CONTINUE TO DELIVER COMPREHENSIVE, INTEGRATED, QUALITY HEALTH CARE IN A CONSUMER FRIENDLY AND ACCESSIBLE MANNER IN A CHANGING AND CHALLENGING ENVIRONMENT, YNHHS FORMED AN "OBLIGATED GROUP" TO ENHANCE THE SYSTEM'S ACCESS TO AND COORDINATED DEPLOYMENT OF CAPITAL. BRIDGEPORT DELIVERY NETWORK BRIDGEPORT HOSPITAL, FOUNDED IN 1878, IS A 383-BED URBAN TEACHING HOSPITAL SERVING 18,208 INPATIENTS AND MORE THAN 277,000 OUTPATIENT ENCOUNTERS IN 2014. A MEMBER OF YNHHS SINCE 1996, BRIDGEPORT HOSPITAL IS THE SITE OF THE CONNECTICUT BURN CENTER; THE JOEL E. SMILOW HEART INSTITUTE; THE NORMA F. PFRIEM CANCER INSTITUTE AND BREAST CENTER, THE WOMEN'S CARE CENTER, CENTER FOR WOUND HEALING AND HYPERBARIC MEDICINE AND AHLBIN CENTERS FOR REHABILITATION MEDICINE. BRIDGEPORT HOSPITAL IS ALSO HOME TO THE SECOND INPATIENT CAMPUS OF YALE-NEW HAVEN CHILDREN'S HOSPITAL. DURING FISCAL YEAR 2014, BRIDGEPORT HOSPITAL PROVIDED APPROXIMATELY $66.4 MILLION IN COMMUNITY BENEFITS. THIS FIGURE INCLUDES $53.5 MILLION IN CHARITY CARE (AT COST) AND UNDER REIMBURSED MEDICAID (AT COST), $10.3 MILLION IN HEALTH PROFESSIONS EDUCATION, AND OVER $2.6 MILLION IN COMMUNITY HEALTH IMPROVEMENT AND EDUCATION ACTIVITIES, SUBSIDIZED SERVICES, RESEARCH AND IN-KIND CONTRIBUTIONS TO COMMUNITY GROUPS. AN ADDITIONAL $90,759 WAS PROVIDED IN THE AREA OF COMMUNITY BUILDING ACTIVITIES, WHICH INCLUDED SUPPORT FOR ECONOMIC DEVELOPMENT, ENVIRONMENTAL IMPROVEMENTS, WORKFORCE DEVELOPMENT, ADVOCACY AND COALITION BUILDING. BRIDGEPORT HOSPITAL HAS INVESTED A SIGNIFICANT AMOUNT OF TIME AND RESOURCES IN THE DEVELOPMENT AND IMPLEMENTATION OF PUBLIC HEALTH PROJECTS TO IMPROVE HEALTH AND INCREASE ACCESS . GREENWICH HOSPITAL DELIVERY NETWORK GREENWICH HOSPITAL, FOUNDED IN 1903, IS A 206-BED COMMUNITY TEACHING HOSPITAL THAT HAS EVOLVED INTO A PROGRESSIVE REGIONAL HEALTHCARE CENTER, WITH MORE THAN 12,500 INPATIENT DISCHARGES AND NEARLY 290,000 OUTPATIENT ENCOUNTERS LAST YEAR. THE HOSPITAL OFFERS A WIDE RANGE OF MEDICAL, SURGICAL, DIAGNOSTIC AND WELLNESS PROGRAMS. SPECIALIZED SERVICES ARE OFFERED AT THE BENDHEIM CANCER CENTER, BREAST CENTER, ENDOSCOPY CENTER, LEONA M. AND HARRY B. HELMSLEY AMBULATORY MEDICAL CENTER, THE RICHARD R. PIVIROTTO CENTER FOR HEALTHY LIVING AND THE GREENWICH HOSPITAL DIAGNOSTIC CENTER IN STAMFORD. DURING FISCAL YEAR 2014, GREENWICH HOSPITAL PROVIDED APPROXIMATELY $35.6 MILLION IN COMMUNITY BENEFITS. THIS FIGURE INCLUDES $27.4 MILLION IN CHARITY CARE (AT COST) AND UNDER REIMBURSED MEDICAID (AT COST), $3.6 MILLION IN HEALTH PROFESSIONS EDUCATION AND $4.7 MILLION IN COMMUNITY HEALTH IMPROVEMENT AND EDUCATION ACTIVITIES, SUBSIDIZED SERVICES, RESEARCH AND IN-KIND CONTRIBUTIONS TO COMMUNITY GROUPS. AN ADDITIONAL $319,409 WAS PROVIDED IN THE AREA OF COMMUNITY BUILDING ACTIVITIES, WHICH INCLUDED SUPPORT FOR ECONOMIC DEVELOPMENT, ENVIRONMENTAL IMPROVEMENTS, WORKFORCE DEVELOPMENT, COALITION BUILDING AND PHYSICAL IMPROVEMENT AND HOUSING. GREENWICH HOSPITAL HAS INVESTED A SIGNIFICANT AMOUNT OF TIME, MONEY AND RESOURCES IN THE DEVELOPMENT AND IMPLEMENTATION OF PUBLIC HEALTH PROJECTS TO IMPROVE HEALTH AND INCREASE ACCESS. YALE-NEW HAVEN DELIVERY NETWORK YALE-NEW HAVEN HOSPITAL, FOUNDED IN 1826 AS THE FIRST HOSPITAL IN CONNECTICUT, IS A 1,541-BED ACUTE AND TERTIARY CARE HOSPITAL. WITH TWO INPATIENT CAMPUSES IN NEW HAVEN, YALE-NEW HAVEN HOSPITAL IS THE PRIMARY TEACHING HOSPITAL FOR YALE SCHOOL OF MEDICINE AND IS A MAJOR TERTIARY CARE CENTER FOR ACUTELY ILL OR INJURED PATIENTS, RECEIVING REGIONAL, NATIONAL AND INTERNATIONAL REFERRALS. YALE-NEW HAVEN HOSPITAL DISCHARGED ALMOST 79,400 INPATIENTS AND HANDLED ABOUT 1.2 MILLION OUTPATIENT ENCOUNTERS IN NEW HAVEN, NORTH HAVEN, EAST HAVEN AND GUILFORD AND DOZENS OF RADIOLOGY AND BLOOD-DRAWING SERVICES THROUGHOUT THE STATE. LAST YEAR, THE HOSPITAL RECEIVED NATIONAL RECOGNITION FOR ITS CLINICAL SERVICES RANKING AMONG THE COUNTRY'S TOP HOSPITALS IN 11 SPECIALTIES IN U.S. NEWS & WORLD REPORT'S ANNUAL "AMERICA'S BEST HOSPITALS; AND FOR SEVEN PEDIATRIC SUBSPECIALTIES IN THE U.S. NEWS BEST CHILDREN'S HOSPITALS RANKINGS.
FORM 990, PART III, LINE 4A DURING FISCAL YEAR 2014, YALE-NEW HAVEN HOSPITAL PROVIDED APPROXIMATELY 463.3 MILLION IN COMMUNITY BENEFITS. THIS FIGURE INCLUDES 353.8 MILLION DOLLARS IN CHARITY CARE (AT COST) AND UNDER REIMBURSED MEDICAID (AT COST), $93.9 MILLION IN HEALTH PROFESSIONS EDUCATION, AND $15.6 MILLION IN COMMUNITY HEALTH IMPROVEMENT AND EDUCATION ACTIVITIES, SUBSIDIZED SERVICES AND IN-KIND CONTRIBUTIONS TO COMMUNITY GROUPS. AN ADDITIONAL $3.5 MILLION DOLLARS WAS PROVIDED IN THE AREA OF COMMUNITY BUILDING ACTIVITIES, WHICH INCLUDED SUPPORT FOR ECONOMIC DEVELOPMENT, ENVIRONMENTAL IMPROVEMENTS, WORKFORCE DEVELOPMENT, ADVOCACY, COALITION BUILDING AND PHYSICAL IMPROVEMENTS AND HOUSING. YALE-NEW HAVEN HOSPITAL HAS INVESTED A SIGNIFICANT AMOUNT OF TIME AND RESOURCES IN THE DEVELOPMENT AND IMPLEMENTATION OF PUBLIC HEALTH PROJECTS TO IMPROVE HEALTH AND INCREASE ACCESS. NORTHEAST MEDICAL GROUP NEMG, ESTABLISHED IN 2010, IS A SYSTEM-WIDE PHYSICIAN GROUP DESIGNED TO CREATE OPPORTUNITIES FOR BETTER COLLABORATION, QUALITY OF CARE AND PHYSICIAN ALIGNMENT. A NOT-FOR-PROFIT MULTISPECIALTY MEDICAL FOUNDATION, NEMG HAS ALIGNED PHYSICIANS AND ADVANCED PRACTICE CLINICIANS ACROSS THE SYSTEM. NEMG INCLUDES PHYSICIANS THROUGHOUT THE SYSTEM, INCLUDING HOSPITAL-EMPLOYED PHYSICIANS AT GREENWICH HOSPITAL, BRIDGEPORT HOSPITAL AND THE HOSPITALISTS OF YALE- NEW HAVEN HOSPITAL AND COMMUNITY PHYSICIANS. BASED IN BRIDGEPORT, CONNECTICUT, NEMG COMMUNITY PRACTICES EXTEND FROM RYE BROOK, NEW YORK, TO GALES FERRY, CONNECTICUT. THROUGH ITS GROWING PHYSICIAN NETWORK, NEMG HELPS THE SYSTEM BETTER CARE FOR PATIENTS ACROSS THE CARE CONTINUUM-FROM HOSPITALS TO AMBULATORY CARE SETTINGS TO HOME. NEMG OFFERS ITS EMPLOYED PHYSICIANS OPPORTUNITIES FOR COLLABORATION AND RESOURCES TO IMPROVE PRACTICE MANAGEMENT AND CLINICAL QUALITY. NEMG PHYSICIAN PRACTICES CAN TAKE ADVANTAGE OF ECONOMIES OF SCALE, ASSISTANCE WITH RECRUITMENT EFFORTS AND SUPPORT FOR THE DELIVERY OF INTEGRATED, HIGH-QUALITY CARE. BY GROWING ITS PROVIDER NETWORK, NEMG STRENGTHENED ITS ABILITY TO INCREASE PATIENT ACCESS TO HIGH-QUALITY HEALTHCARE SERVICES, ESPECIALLY IN PRIMARY CARE, IN A COST-EFFICIENT, COORDINATED MANNER. NEMG CONTINUED TO DEVOTE ATTENTION TO THE PATIENT EXPERIENCE, MAINTAINING STRONG GAINS REFLECTED IN ITS PATIENT SATISFACTION SCORES. NEMG RANKED IN THE 97TH PERCENTILE NATIONALLY FOR OVERALL PATIENT SATISFACTION.
FORM 990, PART VI PART I, LINE 4 & PART VI, LINE 1B NUMBER OF INDEPENDENT VOTING MEMBERS OF THE GOVERNING BODY THE HOSPITAL SOUGHT TO CONFIRM THE INDEPENDENCE OF EACH VOTING MEMBER OF ITS GOVERNING BODY BY REQUESTING THAT EACH SUCH VOTING MEMBER RESPOND TO A QUESTIONNAIRE CONTAINING THE PERTINENT INSTRUCTIONS AND DEFINITIONS AND DESIGNED TO ELICIT THE INFORMATION NECESSARY TO DETERMINE INDEPENDENCE. BASED ON RESPONSES TO THE QUESTIONNAIRES RECEIVED BY THE HOSPITAL AND ANNUAL CONFLICTS OF INTEREST DISCLOSURES, THE HOSPITAL WAS ABLE TO CONFIRM THAT 13 VOTING MEMBERS ARE INDEPENDENT.
FORM 990, PART VI, SECTION A, LINE 2 PART VI, LINE 2 BUSINESS RELATIONSHIPS BETWEEN OFFICERS, DIRECTORS, TRUSTEES, OR KEY EMPLOYEES TRUSTEES DANIEL J. MIGLIO AND JOHN L. LAHEY AND OFFICER JAMES TORGERSON ARE DIRECTORS AND OFFICERS OF THE SAME BUSINESS ENTITY. SOME OF THE ORGANIZATION'S CURRENT OFFICERS SERVE AS OFFICERS AND/OR DIRECTORS OF TAXABLE AFFILIATES WITHIN THE ORGANIZATION'S CORPORATE SYSTEM. THE INDIVIDUAL OFFICERS DO NOT HAVE PERSONAL FINANCIAL INTERESTS IN THOSE TAXABLE AFFILIATES AND SERVE ONLY AS A FUNCTION OF THEIR ROLES WITH THE ORGANIZATION. THE TAXABLE AFFILIATES FOR WHICH SOME OF THE ORGANIZATION'S OFFICERS SERVE ALSO AS OFFICERS AND/OR DIRECTORS INCLUDE: CENTURY FINANCIAL SERVICES, INC.; GREENWICH HEALTH SERVICES, INC.; GREENWICH INTEGRATIVE MEDICINE, P.C.; GREENWICH OCCUPATIONAL HEALTH SERVICES OF NEW JERSEY, P.C.; GREENWICH PEDIATRIC SERVICES, P.C.; MEDICAL CENTER REALTY, INC.; MEDICAL CENTER PHARMACY AND HOME CARE CENTER, INC.; SHORELINE SURGERY CENTER LLC; SSC II, LLC; YNHH-MSO, INC.; YNHH PHYSICIANS CORP.; YALE-NEW HAVEN AMBULATORY SERVICES CORPORATION; AND YORK ENTERPRISES, INC.
FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 TAX RETURN AND ATTACHED SCHEDULES WERE PREPARED BY EMPLOYEES OF THE SYSTEM TAX DEPARTMENT. THE RETURN IS INITIALLY REVIEWED BY THE DIRECTOR AND VP OF CORPORATE FINANCE. SUBSEQUENTLY IT IS SENT TO ERNST & YOUNG US, LLP FOR THEIR INITIAL REVIEW. AFTER ALL COMMENTS FROM THE ABOVE GROUP ARE CLEARED, THE RETURN IS THEN REVIEWED BY THE CHIEF FINANCIAL OFFICER OF THE ENTITY AND A FINAL VERSION OF THE RETURN IS SENT BACK TO ERNST & YOUNG US, LLP FOR FINAL REVIEW. PRIOR TO FILING, THE ORGANIZATION MADE AVAILABLE A COMPLETE COPY OF THE RETURN TO THE BOARD OF TRUSTEES. A SECURE WEB PORTAL IS AVAILABLE TO BOARD MEMBERS TO ACCESS THE RETURN.
FORM 990, PART VI, SECTION B, LINE 12C THE YALE NEW HAVEN HEALTH SYSTEM CONFLICT OF INTEREST POLICY (CC:R-7) AND INDIVIDUAL ANNUAL DISCLOSURE FORM APPLIES TO A POOL OF EMPLOYEES, BOARD MEMBERS AND NON-BOARD MEMBERS SERVING ON BOARD COMMITTEES. THESE "COVERED INDIVIDUALS" ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT, UPON BEGINNING EMPLOYMENT OR OTHERWISE BECOMING A COVERED INDIVIDUAL AND ANNUALLY THEREAFTER. COVERED INDIVIDUALS ARE ALSO REQUIRED TO IMMEDIATELY REPORT MATERIAL CHANGES TO THEIR MOST RECENTLY COMPLETED DISCLOSURE STATEMENT. THESE DISCLOSURE STATEMENTS AND REPORTS ARE REVIEWED BY THE OFFICE OF PRIVACY AND CORPORATE COMPLIANCE AND/OR THE LEGAL AND RISK SERVICES DEPARTMENT TO ENSURE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. IF A POTENTIAL CONFLICT ARISES, THE PRESIDENT AND CEO WOULD CONSULT WITH THE BOARD CHAIRPERSON AND THE LEGAL AND RISK SERVICES DEPARTMENT AND TAKE ANY ACTIONS THAT SHE DEEMS REQUIRED OR APPROPRIATE TO MANAGE OR RESOLVE A POTENTIAL CONFLICT OF INTEREST. FOR EXAMPLE, A VOTING BOARD OR COMMITTEE MEMBER WOULD BE REQUIRED TO RECUSE HIMSELF OR HERSELF FROM VOTING ON MATTERS RELATED TO THE POTENTIAL CONFLICT AND THE POTENTIAL CONFLICT WOULD BE DISCLOSED TO OTHER VOTING MEMBERS.
FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMPENSATION COMMITTEE OF THE YNHHS STRIVES TO TAKE THE STEPS NECESSARY TO QUALIFY FOR THE "REBUTTABLE PRESUMPTION OF REASONABLENESS" UNDER FEDERAL TAX LAW. THE EXECUTIVE COMPENSATION COMMITTEE IS AUTHORIZED UNDER THE YNHHS BYLAWS AND IS RESPONSIBLE FOR (1) DETERMINING THE OVERALL TOTAL COMPENSATION STRATEGY FOR ALL CORPORATE OFFICERS, (2) APPROVING ALL COMPENSATION AND BENEFITS DECISIONS FOR CORPORATE OFFICERS, AND (3) REPORTING SUCH ACTIONS TO THE FULL YNHHS BOARD ON AN ANNUAL BASIS. IN ADDITION, THE EXECUTIVE COMPENSATION COMMITTEE EXPRESSLY DETERMINES THE REASONABLENESS OF TOTAL COMPENSATION AND BENEFITS FOR ALL CORPORATE OFFICERS, AND ASSURES THAT ALL OFFICER COMPENSATION DECISIONS ARE MADE AFTER THOROUGH CONSIDERATION OF AND COMPARISON TO THE MARKET PRACTICES OF OTHER SIMILARLY SITUATED NOT-FOR-PROFIT HEALTHCARE EXECUTIVES IN COMPARABLE ORGANIZATIONS. THE EXECUTIVE COMPENSATION COMMITTEE CONSISTS OF BOARD MEMBERS WHO DO NOT HAVE MATERIAL FINANCIAL INTERESTS THAT COULD BE AFFECTED BY THE OFFICER COMPENSATION DECISIONS MADE BY THE COMMITTEE. THE COMPARABILITY DATA USED TO ASSIST THE EXECUTIVE COMPENSATION COMMITTEE IN ITS COMPENSATION DELIBERATIONS ARE COMPILED BY AN INDEPENDENT, NATIONAL COMPENSATION CONSULTING FIRM THAT IS RETAINED BY AND REPORTS DIRECTLY TO THE EXECUTIVE COMPENSATION COMMITTEE. THE DATA COLLECTED BY THE CONSULTANT CONSISTS OF MARKET INFORMATION FOR EXECUTIVES IN FUNCTIONALLY SIMILAR POSITIONS IN SIMILARLY SITUATED NOT-FOR-PROFIT HEALTHCARE ORGANIZATIONS. THE DELIBERATIONS AND DECISIONS OF THE EXECUTIVE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY DOCUMENTED, REVIEWED AND APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE, AND PROVIDED TO THE BOARD. PART VI, LINE 15B THE EXECUTIVE COMPENSATION COMMITTEE OF THE YNHHS STRIVES TO TAKE THE STEPS NECESSARY TO QUALIFY FOR THE "REBUTTABLE PRESUMPTION OF REASONABLENESS" UNDER FEDERAL TAX LAW. THE EXECUTIVE COMPENSATION COMMITTEE IS AUTHORIZED UNDER THE YNHHS BYLAWS AND IS RESPONSIBLE FOR (1) DETERMINING THE OVERALL TOTAL COMPENSATION STRATEGY FOR ALL CORPORATE OFFICERS, (2) APPROVING ALL COMPENSATION AND BENEFITS DECISIONS FOR CORPORATE OFFICERS, AND (3) REPORTING SUCH ACTIONS TO THE FULL YNHHS BOARD ON AN ANNUAL BASIS. IN ADDITION, THE EXECUTIVE COMPENSATION COMMITTEE EXPRESSLY DETERMINES THE REASONABLENESS OF TOTAL COMPENSATION AND BENEFITS FOR ALL CORPORATE OFFICERS, AND ASSURES THAT ALL OFFICER COMPENSATION DECISIONS ARE MADE AFTER THOROUGH CONSIDERATION OF AND COMPARISON TO THE MARKET PRACTICES OF OTHER SIMILARLY SITUATED NOT-FOR-PROFIT HEALTHCARE EXECUTIVES IN COMPARABLE ORGANIZATIONS. THE EXECUTIVE COMPENSATION COMMITTEE CONSISTS OF BOARD MEMBERS WHO DO NOT HAVE MATERIAL FINANCIAL INTERESTS THAT COULD BE AFFECTED BY THE OFFICER COMPENSATION DECISIONS MADE BY THE COMMITTEE. THE COMPARABILITY DATA USED TO ASSIST THE EXECUTIVE COMPENSATION COMMITTEE IN ITS COMPENSATION DELIBERATIONS ARE COMPILED BY AN INDEPENDENT, NATIONAL COMPENSATION CONSULTING FIRM THAT IS RETAINED BY AND REPORTS DIRECTLY TO THE EXECUTIVE COMPENSATION COMMITTEE. THE DATA COLLECTED BY THE CONSULTANT CONSISTS OF MARKET INFORMATION FOR EXECUTIVES IN FUNCTIONALLY SIMILAR POSITIONS IN SIMILARLY SITUATED NOT-FOR-PROFIT HEALTHCARE ORGANIZATIONS. THE DELIBERATIONS AND DECISIONS OF THE EXECUTIVE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY DOCUMENTED, REVIEWED AND APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE, AND PROVIDED TO THE BOARD.
FORM 990, PART VI, SECTION C, LINE 19 ANY AVAILABLE COPIES OF FORM 990, FORM 1023 AND AUDITED FINANCIAL STATEMENTS ARE MAINTAINED IN THE SYSTEM TAX DEPARTMENT. OTHER CORPORATE GOVERNING DOCUMENTS ARE MAINTAINED BY OFFICE OF LEGAL AND CORPORATE COMPLIANCE. THE CONFLICT OF INTEREST POLICY, WHISTLEBLOWER POLICY, AND DOCUMENT RETENTION POLICY ARE AVAILABLE TO ALL EMPLOYEES ON THE CORPORATE INTERNAL WEBSITE. COPIES OF ALL DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST.
FORM 990, PART IX, LINE 11G CONSULTING FEES: PROGRAM SERVICE EXPENSES 4,831,413. MANAGEMENT AND GENERAL EXPENSES 852,602. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,684,015. PERSONNEL SUPPORT/OUTSIDE CONTRACTUAL: PROGRAM SERVICE EXPENSES 35,561,027. MANAGEMENT AND GENERAL EXPENSES 6,275,475. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 41,836,502. TEMPORARY HELP/TRAINING/DEVELOPMENT: PROGRAM SERVICE EXPENSES 1,382,908. MANAGEMENT AND GENERAL EXPENSES 244,043. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,626,951.
FORM 990, PART XI, LINE 9: TRANSFER TO/FROM AFFILIATES- NEMG/PRIMED 34,540,467.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
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SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
YALE NEW HAVEN HEALTH SERVICES CORP
 
Employer identification number

22-2529464
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) BRIDGEPORT RENEWAL LLC
267 GRANT STREET
BRIDGEPORT,CT06610
06-1452169 		REAL ESTATE RENTAL CT 89,131 483,138 SOUTHERERN CONNECTICUT HEALTH SYSTEM PROPERTIES
 
(2) 900 KING STREET ASSOCIATES LLC
5 PERRYRIDGE ROAD
GREENWICH,CT06830
26-0805259 		BUILDING OPERATIONS CT 0 0 GREENWICH HOSPITAL
 
(3) GREENWICH PATHOLOGY ASSOCIATES LLC
5 PERRYRIDGE ROAD
GREENWICH,CT06830
06-6140101 		HEALTHCARE SERVICES CT 3,418,510 643,708 GREENWICH HOSPITAL
 
(4) GREENWICH CLINICAL PATHOLOGYLLC
5 PERRYRIDGE ROAD
GREENWICH,CT06830
26-2455578 		HEALTHCARE SERVICES CT 1,303,060 251,548 GREENWICH HOSPITAL
 
(5) GREENWICH ENDOSCOPY CENTER LLC
5 PERRYRIDGE ROAD
GREENWICH,CT06830
26-0805473 		HEALTHCARE SERVICES CT 0 0 GREENWICH HEALTH CARE SERVICES INC
 
(6) 2015 WEST MAIN STREET ASSOC LLC
5 PERRYRIDGE ROAD
GREENWICH,CT06830
73-1718563 		REAL ESTATE RENTAL CT 721,431 2,229,489 PERRYRIDGE CORPORATION
 
(7) GH REALTY HOLDING LLC
5 PERRYRIDGE ROAD
GREENWICH,CT06830
06-1623145 		REAL ESTATE RENTAL CT 1,203,096 8,753,954 PERRYRIDGE CORPORATION
 
(8) GREENWICH AMBULATORY SURGERY CENTERLLC
5 PERRYRIDGE ROAD
GREENWICH,CT06830
26-0810580 		HEALTHCARE SERVICES CT 7,585,000 2,232,000 GREENWICH HEALTH CARE SERVICES INC
 
(9) NORTHEAST MEDICAL GROUP ACO LLC
226 MILL HILL AVE
BRIDGEPORT,CT06610
47-0970286 		HEALTHCARE SERVICES CT 0 0 NORTHEAST MEDICAL GROUP INC
 
Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) GREENWICH HOSPITAL

5 PERRYRIDGE ROAD

GREENWICH,CT06830
06-0646659 		HEALTHCARE SERVICES CT 501C3 LINE 3 GREENWICH HEALTH CARE SERVICES INC
 
Yes
 
(2) GREENWICH HEALTH CARE SERVICES INC

5 PERRYRIDGE ROAD

GREENWICH,CT06830
22-2593399 		SYSTEM SUPPORT SERVICES CT 501C3 LINE 11B, II YALE NEW HAVEN HEALTH SERVICES CORP
 
Yes
 
(3) THE GREENWICH HOSPITAL ENDOWMENT FUND INC

5 PERRYRIDGE ROAD

GREENWICH,CT06830
06-1526642 		SYSTEM SUPPORT SERVICES CT 501C3 LINE 11B, II GREENWICH HEALTH CARE SERVICES INC
 
Yes
 
(4) BRIDGEPORT HOSPITAL & HEALTHCARE SERVICES - MERGED 5162014

267 GRANT STREET

BRIDGEPORT,CT06610
06-1066729 		SYSTEM SUPPORT SERVICES CT 501C3 LINE 11A, I YALE NEW HAVEN HEALTH SERVICES CORP
 
Yes
 
(5) BRIDGEPORT HOSPITAL

267 GRANT STREET

BRIDGEPORT,CT06610
06-0646554 		HEALTHCARE SERVICES CT 501C3 LINE 3 SEE PART VII
 
Yes
 
(6) SOUTHERN CONNECTICUT HEALTH SYSTEM PROPERTIES INC

267 GRANT STREET

BRIDGEPORT,CT06610
06-1297708 		TITLE HOLDING CT 501C2   SEE PART VII
 
Yes
 
(7) BRIDGEPORT HOSPITAL AUXILIARY INC

267 GRANT STREET

BRIDGEPORT,CT06610
06-6042500 		SYSTEM SUPPORT SERVICES CT 501C3 LINE 11A, I SEE PART VII
 
Yes
 
(8) BRIDGEPORT HOSPITAL FOUNDATION INC

267 GRANT STREET

BRIDGEPORT,CT06610
22-2908698 		SYSTEM SUPPORT SERVICES CT 501C3 LINE 7 SEE PART VII
 
Yes
 
(9) NORMA F PFREIM BREAST CANCER INC -MERGED 2202014

111 BEACH ROAD

FAIRFIELD,CT06430
06-0567752 		HEALTHCARE SERVICES CT 501C3 LINE 11A, I BRIDGEPORT HOSPITAL
 
Yes
 
(10) NORTHEAST MEDICAL GROUP INC

226 MILL HILL AVENUE

BRIDGEPORT,CT06610
06-1330992 		HEALTHCARE SERVICES CT 501C3 LINE 9 YALE NEW HAVEN HEALTH SERVICES CORP
 
Yes
 
(11) NORTHEAST MEDICAL GROUP PLLC

226 MILL HILL AVENUE

BRIDGEPORT,CT06610
35-2380180 		HEALTHCARE SERVICES CT 501C3 LINE 11A, I NORTHEAST MEDICAL GROUP INC
 
Yes
 
(12) YNH NETWORK CORP -MERGED 52014

789 HOWARD AVE

NEW HAVEN,CT06519
06-1513687 		SYSTEM SUPPORT SERVICES CT 501C3 LINE 11A, I YALE NEW HAVEN HEALTH SERVICES CORP
 
Yes
 
(13) YALE-NEW HAVEN HOSPITAL

20 YORK STREET

NEW HAVEN,CT06504
06-0646652 		HEALTHCARE SERVICES CT 501C3 LINE 3 SEE PART VII
 
Yes
 
(14) YALE-NEW HAVEN CARE CONTINUUM CORP

789 HOWARD AVE

NEW HAVEN,CT06519
45-5235566 		NURSING HOME CT 501C3 LINE 3 SEE PART VII
 
Yes
 
(15) CARITAS INSURANCE

40 MAIN STREET

BURLINGTON,VT05401
03-0322238 		INSURANCE VT 501C3 LINE 11A, I YALE NEW HAVEN HOSPITAL
 
Yes
 
(16) PERRYRIDGE CORPORATION

5 PERRYRIDGE ROAD

GREENWICH,CT06830
06-1207316 		SYSTEM SUPPORT SERVICES CT 501C3 LINE 11B, II GREENWICH HEALTH CARE SERVICES INC
 
Yes
 
(17) BRIDGEPORT HOSPITAL FRIENDS OF PEDIATRICS

120 COLUMBINE DRIVE

TRUMBULL,CT06611
06-6048427 		SYSTEM SUPPORT SERVICES CT 501C3 LINE 11A, I YALE-NEW HAVEN HOSPITAL
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) SHORELINE SURGERY CENTER LLC

60 TEMPLE STREET
NEW HAVEN,CT06510
90-0110459 		HEALTHCARE SERVICES CT YALE NEW HAVEN AMBULATORY SERVICE CORP
  		RELATED 3,390,452 1,263,971   No     No 51.000 %
(2) SSC II LLC

111 GOOSE LANE
GUILFORD,CT06437
26-1709382 		HEALTHCARE SERVICES CT YALE NEW HAVEN AMBULATORY SERVICE CORP
  		RELATED 4,070,552 1,412,995   No     No 51.000 %
(3) ORTHOPAEDIC & NEUROSURGERY CENTER LLC

55 HOLLY HILL LANE
GREENWICH,CT06830
27-3477197 		HEALTHCARE SERVICES CT GREENWICH AMBULATORY SERVICE CORP
  		RELATED 2,317,736 824,618   No     No 35.000 %








Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) YNHHS-MSO INC

789 HOWARD AVE
NEW HAVEN,CT06519
06-1467717 		MANAGEMENT SERVICES CT N/A
 C 1,707,648 368,236 100.000 % Yes  
(2) YALE-NEW HAVEN AMBULATORY SERVICES

40 TEMPLE STREET
NEW HAVEN,CT06510
06-1398526 		HEALTHCARE SERVICES CT SEE PART VII
  		C 4,275,292 13,270,460 100.000 % Yes  
(3) MEDICAL CENTER REALTY

50 YORK STREET
NEW HAVEN,CT06511
06-1110858 		REAL ESTATE RENTAL CT YORK ENTERPRISES INC
  		C 1,703,790 4,528,007 100.000 % Yes  
(4) GREENWICH HEALTH SERVICES INC

5 PERRYRIDGE ROAD
GREENWICH,CT06830
06-1233643 		HEALTHCARE SERVICES CT GREENWICH HEALTH CARE SERVICES CORP
  		C 377,977 831,138 100.000 % Yes  
(5) GREENWICH PEDIATRIC SERVICES PC - DISSOLVED 92014

5 PERRYRIDGE ROAD
GREENWICH,CT06830
74-3054409 		HEALTHCARE SERVICES CT GREENWICH HEALTH SERVICES INC
  		C 1,170 441 100.000 % Yes  
(6) GREENWICH INTEGRATIVE MEDICINE - DISSOLVED 92014

5 PERRYRIDGE ROAD
GREENWICH,CT06830
26-0236411 		HEALTHCARE SERVICES CT GREENWICH HEALTH SERVICES INC
  		C 166,380   100.000 % Yes  
(7) GREENWICH FERTILITY & IVF PC

5 PERRYRIDGE ROAD
GREENWICH,CT06830
30-0145464 		HEALTHCARE SERVICES CT GREENWICH HEALTH SERVICES INC
  		C 2,378,146 1,985,666 100.000 % Yes  
(8) YORK ENTERPRISES INC

50 YORK STREET
NEW HAVEN,CT06511
06-1110937 		TITLE HOLDING CT SEE PART VII
  		C 33,058 8,862,600 100.000 % Yes  
(9) YNHH-PHYSICIANS CORP

789 HOWARD AVE
NEW HAVEN,CT06519
06-1202305 		ADMININISTRATIVE SERVICES CT N/A
 C 21 100,626 100.000 % Yes  
(10) MEDICAL CENTER PHARMACY

50 YORK STREET
NEW HAVEN,CT06511
06-1087673 		PHARMACY CT YORK ENTERPRISES INC
  		C 8,554,227 11,371,300 100.000 % Yes  
(11) CENTURY FINANCIAL SERVICES INC

23 MAIDEN LANE
NORTH HAVEN,CT06473
06-1110797 		DEBT COLLECTION CT N/A
 C 5,635,442 3,094,101 95.290 % Yes  
(12) GREENWICH OCCUPATIONAL HEALTH SERVICES INC-NY

5 PERRYRIDGE ROAD
GREENWICH,CT06830
06-1540101 		HEALTHCARE NY GREENWICH HEALTH SERVICES INC
  		C 287,000 264,970 100.000 % Yes  
(13) LUKAN INDEMNITY COMPANY

58 PAR-LA-VALLIS RD
HAMILTON    
BD
98-1072793 		INSURANCE BD YALE-NEW HAVEN HOSPITAL
  		C     100.000 % Yes  
(14) GREENWICH OCCUPATIONAL HEALTH SERVICES INC- NJ

5 PERRYRIDGE ROAD
GREENWICH,CT06830
45-3833883 		HEALTHCARE NJ GREENWICH HEALTH SERVICES INC
  		C 219,786 118,276 100.000 % Yes  
(15) PRIMARYNET OF CT INC

789 HOWARD AVE
NEW HAVEN,CT06519
06-1463534 		HEALTHCARE CT CHC PHYSICIANS INC
  		C     100.000 % Yes  
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) BRIDGEPORT HOSPITAL

 L 65,145,444 COMPARABLE MARKET VALUE
(2) BRIDGEPORT HOSPITAL

 Q 9,480,937 TRANSACTION REVIEW
(3) YALE-NEW HAVEN HOSPITAL

 L 188,471,600 COMPARABLE MARKET VALUE
(4) YALE-NEW HAVEN HOSPITAL

 Q 26,886,799 TRANSACTION REVIEW
(5) YALE-NEW HAVEN HOSPITAL

 K 3,066,000 COMPARABLE MARKET VALUE
(6) YALE-NEW HAVEN HOSPITAL

 S 25,000,000 CASH
(7) GREENWICH HOSPITAL

 L 46,393,443 COMPARABLE MARKET VALUE
(8) NORTHEAST MEDICAL GROUP INC

 L 7,180,141 COMPARABLE MARKET VALUE
(9) NORTHEAST MEDICAL GROUP INC

 R 47,183,195 CASH
(10) YALE NEW HAVEN AMBULATORY SERVICES CORP

 L 138,526 COMPARABLE MARKET VALUE
(11) YORK ENTERPRISES INC

 L 339,156 COMPARABLE MARKET VALUE
(12) GREENWICH HOSPITAL

 Q 5,647,266 TRANSACTION REVIEW
(13) CENTURY FINANCIAL SERVICES INC

 L 98,959 COMPARABLE MARKET VALUE
(14) YALE NEW HAVEN CARE CONTINUUM CORP

 L 163,052 COMPARABLE MARKET VALUE
(15) BRIDGEPORT HOSPITAL

 S 25,000,000 CASH
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
PART II (F), DIRECT CONTROLLING ENTITY OF TAX-EXEMPT ORGANIZATIONS: BRIDGEPORT HOSPITAL - BRIDGEPORT HOSP & HEALTHCARE SERVICES 10/1/13-5/16/14 YALE NEW HAVEN HEALTH SERVICES CORPORATION 5/17/14 - 9/30/14 BRIDGEPORT HOSPITAL AUXILIARY INC - BRIDGEPORT HOSP & HEALTHCARE SERVICES 10/1/13-5/16/14 BRIDGEPORT HOSPITAL 5/17/14 - 9/30/14 BRIDGEPORT HOSPITAL FOUNDATION, INC - BRIDGEPORT HOSP & HEALTHCARE SERVICES 10/1/13-5/16/14 BRIDGEPORT HOSPITAL 5/17/14 - 9/30/14 SOUTHERN CT HEALTH SYSTEM PROPERTIES INC - BRIDGEPORT HOSP & HEALTHCARE SERVICES 10/1/13-5/16/14 BRIDGEPORT HOSPITAL 5/17/14 - 9/30/14 YALE-NEW HAVEN CARE CONTINUUM CORP - YNH NETWORK CORP 10/1/13-5/16/14 YALE-NEW HAVEN HOSPITAL 5/17/14 - 9/30/14 YALE-NEW HAVEN HOSPITAL - YNH NETWORK CORP 10/1/13-5/16/14 YALE NEW HAVEN HEALTH SERVICES CORPORATION 5/17/14 - 9/30/14 PART IV (D), DIRECT CONTROLLING ENTITY OF ORGANIZATIONS TAXABLE AS CORP OR TRUST: YALE NEW HAVEN AMBULATORY SERVICES - YNH NETWORK CORP 10/1/13-5/16/14 YALE-NEW HAVEN HOSPITAL 5/17/14 - 9/30/14 YORK ENTERPRISES INC - YNH NETWORK CORP 10/1/13-5/16/14 YALE-NEW HAVEN HOSPITAL 5/17/14 - 9/30/14
Schedule R (Form 990) 2013
Additional Data


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