| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|---|---|---|---|---|---|---|---|---|
| COMPUTER | 2013-01-15 | 1,468 | 147 | 200DB | 5.000000000000 | 235 | 0 | 294 | |
| COMPUTER | 2013-04-15 | 1,838 | 184 | 200DB | 5.000000000000 | 294 | 0 | 368 | |
| COMPUTER | 2013-05-15 | 6,315 | 631 | 200DB | 5.000000000000 | 1,010 | 0 | 1,263 | |
| COMPUTER | 2013-06-03 | 598 | 60 | 200DB | 5.000000000000 | 96 | 0 | 120 | |
| COMPUTER | 2013-09-06 | 1,488 | 149 | 200DB | 5.000000000000 | 238 | 0 | 298 | |
| COMPUTER | 2013-10-02 | 728 | 73 | 200DB | 5.000000000000 | 116 | 0 | 146 | |
| COMPUTER | 2014-08-28 | 748 | 200DB | 5.000000000000 | 430 | 0 | 37 | ||
| COMPUTER | 2014-11-13 | 783 | 200DB | 5.000000000000 | 412 | 0 | 13 |
| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| POST LIMITED TERM HIGH YIELD | 2009-11 | PURCHASED | 2014-06 | 1,978,839 | 1,462,680 | 0 | 516,159 | |||
| DEUTSCHE POST | 2014-01 | PURCHASED | 2014-03 | 1,045 | 1,107 | 0 | -62 | |||
| BOC HONG KONG HOLDINGS LTD | 2014-01 | PURCHASED | 2014-04 | 1,118 | 1,238 | 0 | -120 | |||
| SMITHS GROUP PLC | 2014-01 | PURCHASED | 2014-04 | 211 | 227 | 0 | -16 | |||
| SMITHS GROUP PLC | 2014-01 | PURCHASED | 2014-04 | 531 | 568 | 0 | -37 | |||
| SMITHS GROUP PLC | 2014-01 | PURCHASED | 2014-04 | 214 | 227 | 0 | -13 | |||
| LUKOIL OAO SPONS ADR | 2014-01 | PURCHASED | 2014-05 | 1,331 | 1,391 | 0 | -60 | |||
| ABB LTD SPONS ADR | 2014-01 | PURCHASED | 2014-05 | 1,411 | 1,522 | 0 | -111 | |||
| SMITHS GROUP PLC | 2014-01 | PURCHASED | 2014-05 | 219 | 227 | 0 | -8 | |||
| SMITHS GROUP PLC | 2014-01 | PURCHASED | 2014-05 | 110 | 114 | 0 | -4 | |||
| REMAX PLC-SPONSORED ADR | 2014-01 | PURCHASED | 2014-06 | 10 | 0 | 10 | ||||
| LUKOIL OAO SPONS ADR | 2014-01 | PURCHASED | 2014-09 | 2,239 | 2,225 | 0 | 14 | |||
| LUKOIL OAO SPONS ADR | 2014-01 | PURCHASED | 2014-10 | 249 | 278 | 0 | -29 | |||
| LUKOIL OAO SPONS ADR | 2014-01 | PURCHASED | 2014-10 | 256 | 278 | 0 | -22 | |||
| LUKOIL OAO SPONS ADR | 2014-01 | PURCHASED | 2014-10 | 252 | 278 | 0 | -26 | |||
| LUKOIL OAO SPONS ADR | 2014-01 | PURCHASED | 2014-10 | 247 | 278 | 0 | -31 | |||
| KIRIN HOLDINGS CO | 2014-01 | PURCHASED | 2014-10 | 1,202 | 1,279 | 0 | -77 | |||
| VODAFONE GROUP PLC | 2014-01 | PURCHASED | 2014-11 | 329 | 412 | 0 | -83 | |||
| VODAFONE GROUP PLC | 2014-01 | PURCHASED | 2014-11 | 823 | 1,031 | 0 | -208 | |||
| VODAFONE GROUP PLC | 2014-01 | PURCHASED | 2014-11 | 165 | 206 | 0 | -41 | |||
| VODAFONE GROUP PLC | 2014-01 | PURCHASED | 2014-11 | 164 | 206 | 0 | -42 | |||
| STATOIL ASA | 2014-01 | PURCHASED | 2014-11 | 112 | 140 | 0 | -28 | |||
| BHP LTD | 2014-01 | PURCHASED | 2014-11 | 1,754 | 2,080 | 0 | -326 | |||
| AMERICAN ELECTRIC POWER CO | 2014-01 | PURCHASED | 2014-03 | 2,390 | 2,461 | 0 | -71 | |||
| CATERPILLAR INC | 2014-01 | PURCHASED | 2014-04 | 2,859 | 2,710 | 0 | 149 | |||
| TARGET CORP | 2014-01 | PURCHASED | 2014-05 | 2,709 | 2,718 | 0 | -9 | |||
| AT&T INC | 2014-01 | PURCHASED | 2014-05 | 1,569 | 1,406 | 0 | 163 | |||
| TIME INC | 2014-01 | PURCHASED | 2014-06 | 12 | 0 | 12 | ||||
| E I DU PONT DE NEMOURS | 2014-01 | PURCHASED | 2014-07 | 2,467 | 2,490 | 0 | -23 | |||
| TIME WARNER INC | 2014-01 | PURCHASED | 2014-07 | 275 | 239 | 0 | 36 | |||
| VERITIV CORP | 2014-01 | PURCHASED | 2014-07 | 38 | 38 | 0 | ||||
| VERITIV CORP | 2014-01 | PURCHASED | 2014-07 | 34 | 0 | 34 | ||||
| INTERNATIONAL PAPER CO | 2014-01 | PURCHASED | 2014-07 | 50 | 48 | 0 | 2 | |||
| INTERNATIONAL PAPER CO | 2014-01 | PURCHASED | 2014-07 | 800 | 770 | 0 | 30 | |||
| INTERNATIONAL PAPER CO | 2014-01 | PURCHASED | 2014-07 | 800 | 770 | 0 | 30 | |||
| PFIZER INC | 2014-01 | PURCHASED | 2014-08 | 5,353 | 5,864 | 0 | -511 | |||
| HONDA MOTOR LTD | 2014-01 | PURCHASED | 2014-10 | 2,627 | 2,986 | 0 | -359 | |||
| AUTOMATIC DATA PROCESSING INC | 2014-01 | PURCHASED | 2014-10 | 566 | 615 | 0 | -49 | |||
| UNITEDHEALTH GROUP INC | 2014-01 | PURCHASED | 2014-10 | 1,179 | 988 | 0 | 191 | |||
| PEOPLE'S UNITED FINANCIAL INC | 2014-01 | PURCHASED | 2014-10 | 2,125 | 2,124 | 0 | 1 | |||
| WASTE MANAGEMENT INC | 2014-01 | PURCHASED | 2014-11 | 1,080 | 942 | 0 | 138 | |||
| QUALCOMM INC | 2014-01 | PURCHASED | 2014-11 | 924 | 897 | 0 | 27 | |||
| QUALCOMM INC | 2014-01 | PURCHASED | 2014-11 | 1,178 | 1,270 | 0 | -92 | |||
| UNITEDHEALTH GROUP INC | 2014-01 | PURCHASED | 2014-11 | 1,321 | 1,064 | 0 | 257 | |||
| HALYARD HEALTH INC | 2014-01 | PURCHASED | 2014-11 | 23 | 0 | 23 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| INVESTMENT IN SECURITIES | 2,548,470 | 2,548,470 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| MILLIE INVESTMENT PARTNERS, LLC | AT COST | 3,977 | 3,977 |
| MINERVA GROUP, LP | AT COST | 4,474,948 | 4,474,948 |
| OSAGE UNIVERSITY PARTNERS I LLC | AT COST | 145,959 | 145,959 |
| POST SENIOR LOAN FUND, L.P. | AT COST | 21,157 | 21,157 |
| POST LIMITED HIGH YIELD | AT COST | 62,044 | 62,044 |
| ARENA SHORT DURATION HIGH-B | AT COST | 250,000 | 250,000 |
| ARENA SHORT DURATION HIGH-A | AT COST | 1,750,000 | 1,750,000 |
| Category / Item | Cost / Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|---|---|---|---|
| COMPUTER | 1,468 | 1,116 | 352 | 352 |
| COMPUTER | 1,838 | 1,397 | 441 | 441 |
| COMPUTER | 6,315 | 4,799 | 1,516 | 1,516 |
| COMPUTER | 598 | 455 | 143 | 143 |
| COMPUTER | 1,488 | 1,131 | 357 | 357 |
| COMPUTER | 728 | 553 | 175 | 175 |
| COMPUTER | 748 | 430 | 318 | 318 |
| COMPUTER | 783 | 412 | 371 | 371 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 5,105 | 4,084 | 0 | 1,021 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| DUE FROM PATRICIA MACHADO | 2,505 | 2,984 | |
| OTHER ASSET | 1,059 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BANK SERVICE FEE | 874 | 0 | 0 | 0 |
| DUES & SUBSCRIPTIONS | 1,588 | 0 | 0 | 0 |
| INVESTMENT EXPENSES | 7,103 | 7,103 | 0 | 0 |
| MEALS & ENTERTAINMENT | 1,136 | 0 | 0 | 0 |
| OFFICE SUPPLIES & EXPENSES | 2,979 | 0 | 0 | 0 |
| PAYROLL PROCESSING FEES | 1,402 | 0 | 0 | 0 |
| POSTAGE | 937 | 0 | 0 | 0 |
| TELEPHONE & FAX | 1,027 | 0 | 0 | 0 |
| GRANT RESEARCH EXPENSE | 4,053 | 0 | 0 | 0 |
| OUTSIDE CONTRACT SERVICE EXPENSE | 6,027 | 0 | 0 | 0 |
| BUSINESS EXPENSE | 4,590 | 0 | 0 | 0 |
| COMPUTER EXPENSE | 1,274 | 0 | 0 | 0 |
| AUTOMOBILE EXPENSE | 295 | 0 | 0 | 0 |
| ADMINISTRATIVE EXPENSE | 285 | 0 | 0 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| K-1 INCOME FROM MILLIE | 1,306 | 1,306 | 1,306 |
| K-1 INCOME FROM MINERVA | 355,095 | 355,095 | 355,095 |
| K-1 INCOME FROM OSAGE UNIVERSITY | 3,538 | 3,538 | 3,538 |
| K-1 INCOME FROM POST SENIOR LOAN FUND | -1,438 | -1,438 | -1,438 |
| K-1 INCOME FROM POST LIMITED HIGH YIELD | 24,724 | 24,724 | 24,724 |
| K-1 INCOME FROM LINN ENERGY | -13,782 | -13,782 | -13,782 |
| ROYALTIES | 9,163 | 9,163 | 9,163 |
| Description | Amount |
|---|---|
| UNREALIZED GAIN/LOSS ON SECURITIES | 95,998 |
| BOOK TO TAX DIFFERENCES ON K-1S RECEIVED FROM PARTNERSHIP INVESTMENTS | 730,431 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PROFESSIONAL FEES | 23,938 | 19,150 | 0 | 4,788 |
| Name | Address |
|---|---|
| JEFF NEUMAN |
1172 S DIXIE HWY 628 MIAMI,FL33146 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAXES-FOREIGN | 1,316 | 1,316 | 0 | 0 |
| TAXES-P/R TAXES | 8,307 | 0 | 0 | 8,307 |
| TAXES-SEVERANCE | 1,465 | 1,465 | 0 | 0 |