Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 09-01-2013 , and ending 08-31-2014
Name of foundation
DOVER FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)DRAWER 208   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SHELBY, NC28151
A Employer identification number

56-0769897
B Telephone number (see instructions)

(704) 487-8888
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$19,279,272J Accounting method:
MODIFIED CASH
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 465,097 465,097  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,115,697
b Gross sales price for all assets on line 6a 23,743,767
7 Capital gain net income (from Part IV, line 2)... 1,115,697
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 19,344 19,344  
12 Total. Add lines 1 through 11........ 1,600,138 1,600,138  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 24,000     21,600
14 Other employee salaries and wages...... 37,430     37,430
15 Pension plans, employee benefits....... 2,852     2,852
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 17,905     17,905
c Other professional fees (attach schedule).... Click to see attachment 79,387 79,207    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 10,720      
19 Depreciation (attach schedule) and depletion... Click to see attachment 3,822    
20 Occupancy.............. 16,724     1,143
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 12,784     8,626
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 205,624 79,207   89,556
25 Contributions, gifts, grants paid........ 962,275 962,275
26 Total expenses and disbursements. Add lines 24 and 25 1,167,899 79,207   1,051,831
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 432,239
b Net investment income (if negative, enter -0-) 1,520,931
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 36,800 33,671 33,671
2 Savings and temporary cash investments.......... 671,743 402,655 402,655
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 2,202,654 Click to see attachment55,828 56,692
b Investments—corporate stock (attach schedule)........ 13,785,944 Click to see attachment14,952,667 16,325,775
c Investments—corporate bonds (attach schedule)........   Click to see attachment2,370,310 2,369,502
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 682,196    
14 Land, buildings, and equipment: basis bullet187,355
Less: accumulated depreciation (attach schedule) bullet96,378 94,797 Click to see attachment90,977 90,977
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 17,474,134 17,906,108 19,279,272
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment808 Click to see attachment541
23 Total liabilities (add lines 17 through 22).......... 808 541
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 17,473,326 17,905,567
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 17,473,326 17,905,567
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 17,474,134 17,906,108
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 17,473,326
2 Enter amount from Part I, line 27a..................... 2 432,239
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 2
4 Add lines 1, 2, and 3.......................... 4 17,905,567
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 17,905,567
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 29 SHARES HOSPIRA INC P 2012-06-05 2013-09-04
b 1998.85 SHARES FNMA POOL 930922 P 2012-11-19 2013-09-25
c 10.23 SHARES FNMA POOL AR5265 P 2013-02-15 2013-09-25
d 996.1 SHARES FNMA POOL 930922 P 2012-11-19 2013-10-25
e 10.13 SHARES FNMA POOL AR5265 P 2013-02-15 2013-10-25
46800.343 SHARES DUPONT CAPITAL EMER P 2013-06-05 2013-10-29
35974.29 SHARES PIMCO ALL ASSET P P 2012-11-09 2013-10-29
7847.799 SHARES TEMPLETON GLOBAL BD P 2012-11-14 2013-10-29
168.722 SHARES TEMPLETON GLOBAL BD F P 2013-10-15 2013-10-29
1333.812 SHARES ALLIANZ FIX INC P 2012-11-26 2013-10-30
1268.15 SHARES ALLIANZ FX INC P 2012-11-26 2013-10-30
41.4 SHARES FHLMC 30G Q17639 P 2013-09-16 2013-11-15
46 SHARES AMERIGAS PARTNERS L P UNIT P 2012-11-14 2013-11-21
30 SHARES ASTRAZENECA PLC SPONSORED P 2012-11-30 2013-11-21
14 SHARES BAKER HUGHES INCORPORATED P 2012-06-26 2013-11-21
54 SHARES BIG LOTS INC P 2012-12-04 2013-11-21
9 SHARES CHESAPEAKE ENERGY CORP COM P 2012-01-13 2013-11-21
20 SHARES CISCO SYS INC P 2012-03-27 2013-11-21
70 SHARES COACH INC COMMON P 2012-11-14 2013-11-21
18 SHARES CROWN CASTLE INTL COM P 2013-06-18 2013-11-21
40 SHARES DU PONT E I DE NEMOURS & C P 2012-11-30 2013-11-21
40 SHARES ENBRIDGE ENERGY PARTNERS P 2012-11-30 2013-11-21
539 SHARES ENTERPRISE PRODUCTS PARTN P 2011-04-08 2013-11-21
28 SHARES GENERAL DYNAMICS CORP P 2012-10-24 2013-11-21
20 SHARES GENUINE PARTS CO P 2012-11-30 2013-11-21
195 SHARES HSBC HLDGS PLC SPONSORED P 2012-11-09 2013-11-21
10 SHARES INTERNATIONAL PAPER CO P 2012-11-30 2013-11-21
4 SHARES J P MORGAN CHASE & CO P 2011-06-12 2013-11-21
7 SHARES KENNAMETAL INC COM P 2012-12-19 2013-11-21
60 SHARES KINDER MORGAN ENERGY PARTN P 2011-04-20 2013-11-21
190 SHARES LINN ENERGY LLC-UNITS LP P 2012-03-12 2013-11-21
36 SHARES MARKWEST ENERGY PARTNERS-U P 2011-04-08 2013-11-21
25 SHARES MET LIFE COM P 2013-03-26 2013-11-21
529 SHARES NIKE INC CL B P 2012-11-09 2013-11-21
491 SHARES ORACLE CORP P 2006-11-27 2013-11-21
118 SHARES PLAINS ALL AMERN PIPELINE P 2011-04-08 2013-11-21
30 SHARES RAYTHEON CO COMMON P 2012-11-30 2013-11-21
30 SHARES ROYAL DUTCH SHELL PLC SPON P 2012-11-30 2013-11-21
30 SHARES TEXAS INSTRUMENTS INC P 2012-11-14 2013-11-21
1000 SHARES VANGUARD FTSE ALL-WORLD P 2012-11-30 2013-11-21
28 SHARES WELLS FARGO COMPANY P 2012-11-14 2013-11-21
26.24 SHARES FNMA POOL 190404 P 2013-06-19 2013-11-25
7.16 SHARES FNMA POOL AQ7081 P 2013-07-10 2013-11-25
1535 SHARES CISCO SYS INC P 2013-11-21 2013-11-27
41.238 SHARES MFF ORION A P 2008-08-01 2013-11-30
23448.32 SHARES FNMA POOL AU3751 P 2013-10-11 2013-12-06
82000 SHARES UNITED STATES TREAS NTS P 2013-04-23 2013-12-06
12000 SHARES UNITED STATES TREAS NTS P 2013-08-20 2013-12-06
24.19 SHARES FNMA POOL 190404 P 2013-06-19 2013-12-25
3.35 SHARES FNMA POOL AR2583 P 2013-02-13 2013-12-25
2247 SHARES KROGER CO P 2013-11-21 2014-01-07
10.16 SHARES FNMA POOL AR5265 P 2013-02-15 2014-01-25
18.29 SHARES FNMA POOL AR2583 P 2013-02-13 2014-02-25
3183 SHARES INTEL CORP P 2013-11-21 2014-03-12
680 SHARES OMNICARE INC COMMON STOCK P 2013-11-21 2014-03-13
76.78 SHARES FNMA POOL AR9902 P 2013-08-12 2014-03-25
10.98 SHARES FNMA POOL AR5265 P 2013-02-15 2014-04-25
95.94 SHARES FNMA POOL AL3519 P 2013-07-22 2014-05-25
3.9 SHARES FHLMC 30G A90316 P 2013-05-15 2014-06-15
119 SHARES SAIA INC P 2014-05-01 2014-06-24
94.07 SHARES FNMA POOL AU2933 P 2013-09-16 2014-06-25
7.23 SHARES FNMA POOL AQ7081 P 2013-07-10 2014-07-25
13.74 SHARES FNMA POOL AR2583 P 2013-02-13 2014-08-25
76 SHARES KINDER MORGAN MGMT LLC P 2011-12-22 2013-09-12
401.73 SHARES FNMA POOL AB4115 P 2012-04-06 2013-09-25
11.58 SHARES FNMA POOL AR9902 P 2013-08-12 2013-09-25
138.85 SHARES FNMA POOL AB4115 P 2012-04-09 2013-10-25
16.22 SHARES FNMA POOL AR5858 P 2013-09-23 2013-10-25
5883.999 SHARES HARBOR INTERNATIONAL P 2012-11-09 2013-10-29
4525.811 SHARES PIMCO ALL ASSET P P 2012-11-14 2013-10-29
312.842 SHARES TEMPLETON GLOBAL BD F P 2012-11-15 2013-10-29
47147.154 SHARES TOUCHSTONE SANDS CA P 2012-11-09 2013-10-29
9105 SHARES ALLIANZ FIX INC P 2012-11-30 2013-10-30
7455 SHARES ALLIANZ FX INC P 2012-11-30 2013-10-30
87 SHARES 3M CO P 2012-11-09 2013-11-21
10 SHARES AMERIGAS PARTNERS L P UNIT P 2012-11-30 2013-11-21
313 SHARES AT&T INC P 2010-05-27 2013-11-21
7 SHARES BAKER HUGHES INCORPORATED P 2012-06-29 2013-11-21
29 SHARES BIG LOTS INC P 2012-12-10 2013-11-21
135 SHARES CHESAPEAKE ENERGY CORP CO P 2012-06-05 2013-11-21
6 SHARES CISCO SYS INC P 2012-05-10 2013-11-21
80 SHARES COACH INC COMMON P 2012-11-30 2013-11-21
715 SHARES CVS CORP P 2013-03-26 2013-11-21
61 SHARES EATON CORP PLC SHS P 2012-12-03 2013-11-21
165 SHARES ENBRIDGE ENERGY PARTNERS P 2013-01-31 2013-11-21
41.352 SHARES ENTERPRISE PRODUCTS PA P 2011-04-20 2013-11-21
4 SHARES GENERAL DYNAMICS CORP P 2012-11-14 2013-11-21
425 SHARES GILEAD SCIENCES INC COM P 2013-03-12 2013-11-21
23 SHARES HSBC HLDGS PLC SPONSORED A P 2012-11-14 2013-11-21
112 SHARES ISHARES COMEX GOLD TRUST P 2012-11-09 2013-11-21
19 SHARES J P MORGAN CHASE & CO P 2012-01-13 2013-11-21
9 SHARES KENNAMETAL INC COM P 2013-03-11 2013-11-21
571 SHARES KINDER MORGAN ENERGY PART P 2011-12-22 2013-11-21
114 SHARES LINN ENERGY LLC-UNITS LP P 2012-03-13 2013-11-21
42 SHARES MARKWEST ENERGY PARTNERS-U P 2011-04-20 2013-11-21
55 SHARES MET LIFE COM P 2013-03-26 2013-11-21
96 SHARES NIKE INC CL B P 2012-11-14 2013-11-21
19 SHARES ORACLE CORP P 2012-11-09 2013-11-21
82 SHARES PLAINS ALL AMERN PIPELINE P 2011-04-20 2013-11-21
30 SHARES RAYTHEON CO COMMON P 2012-11-30 2013-11-21
480 SHARES TARGA RESOURCES PARTNERS P 2013-03-05 2013-11-21
30 SHARES TEXAS INSTRUMENTS INC P 2012-11-30 2013-11-21
11680 SHARES VANGUARD FTSE ALL-WORLD P 2013-03-21 2013-11-21
30 SHARES WELLS FARGO COMPANY P 2012-11-30 2013-11-21
154.62 SHARES FNMA POOL 745580 P 2013-09-27 2013-11-25
12.59 SHARES FNMA POOL AR2583 P 2013-02-13 2013-11-25
715 SHARES DELTA AIR LINES INC P 2013-11-21 2013-11-27
2.282 SHARES MFF ORION A P 2013-06-01 2013-11-30
14928.29 SHARES FNMA POOL AU7258 P 2013-10-11 2013-12-06
16000 SHARES UNITED STATES TREAS NTS P 2013-07-09 2013-12-06
3000 SHARES UNITED STATES TREAS NTS P 2013-09-10 2013-12-06
134.78 SHARES FNMA POOL 745580 P 2013-09-27 2013-12-25
10.45 SHARES FNMA POOL AR5265 P 2013-02-15 2013-12-25
969 SHARES NEXTERA ENERGY INC P 2013-11-21 2014-01-07
3.48 SHARES FNMA POOL AR5858 P 2013-09-23 2014-01-25
10.43 SHARES FNMA POOL AR5265 P 2013-02-15 2014-02-25
592 SHARES INTEL CORP P 2013-11-27 2014-03-12
674 SHARES SM ENERGY CO P 2013-11-21 2014-03-13
46.9 SHARES FNMA POOL AU2933 P 2013-09-16 2014-03-25
3.41 SHARES FNMA POOL AR5858 P 2013-09-23 2014-04-25
53.13 SHARES FNMA POOL AQ7081 P 2013-07-10 2014-05-25
50.93 SHARES FHLMC 30G Q17639 P 2013-09-16 2014-06-15
232 SHARES TOWER INTL INC P 2014-05-01 2014-06-24
382 SHARES WALTER INVT MGMT CORP P 2014-05-01 2014-06-25
23.74 SHARES FNMA POOL AR2583 P 2013-02-13 2014-07-25
10.47 SHARES FNMA POOL AR5265 P 2013-02-15 2014-08-25
5 SHARES KINDER MORGAN MGMT LLC P 2012-10-25 2013-09-12
22.09 SHARES FNMA POOL AB6609 P 2013-01-18 2013-09-25
20.56 SHARES FNMA POOL AU7305 P 2013-08-26 2013-09-25
23.96 SHARES FNMA POOL AB6609 P 2013-01-18 2013-10-25
12.9 SHARES FNMA POOL AR9902 P 2013-08-12 2013-10-25
587.725 SHARES HARBOR INTERNATIONAL P 2012-11-14 2013-10-29
6422.421 SHARES PIMCO ALL ASSET P P 2012-11-30 2013-10-29
10470.67 SHARES TEMPLETON GLOBAL BD P 2012-11-30 2013-10-29
4512.539 SHARES TOUCHSTONE SANDS CAP P 2012-11-14 2013-10-29
1568.606 SHARES ALLIANZ FIX INC P 2012-12-19 2013-10-30
1039.246 SHARES ALLIANZ FX INC P 2012-12-19 2013-10-30
15 SHARES 3M CO P 2012-11-14 2013-11-21
4 SHARES AMGEN INC P 2012-11-09 2013-11-21
17 SHARES AT&T INC P 2012-04-24 2013-11-21
9 SHARES BAKER HUGHES INCORPORATED P 2012-08-13 2013-11-21
43 SHARES BIG LOTS INC P 2012-12-26 2013-11-21
30 SHARES CHESAPEAKE ENERGY CORP COM P 2012-11-14 2013-11-21
12 SHARES CISCO SYS INC P 2012-05-11 2013-11-21
85 SHARES COACH INC COMMON P 2013-01-30 2013-11-21
84 SHARES DIAGEO PLC ADR SPONSORED P 2012-08-02 2013-11-21
203 SHARES EL PASO PIPELINE PARTNERS P 2011-04-08 2013-11-21
193 SHARES ENERGY TRANSFER EQUITY L P 2011-04-08 2013-11-21
201 SHARES ENTERPRISE PRODUCTS PARTN P 2011-04-20 2013-11-21
5 SHARES GENERAL DYNAMICS CORP P 2012-11-30 2013-11-21
147 SHARES HARTFORD FINANCIAL SVCS G P 2013-03-05 2013-11-21
20 SHARES HSBC HLDGS PLC SPONSORED A P 2012-11-30 2013-11-21
25085 SHARES ISHARES COMEX GOLD TRUS P 2012-11-09 2013-11-21
10 SHARES J P MORGAN CHASE & CO P 2012-06-04 2013-11-21
20 SHARES KENNAMETAL INC COM P 2013-03-11 2013-11-21
25 SHARES KINDER MORGAN ENERGY PARTN P 2012-10-25 2013-11-21
30 SHARES LINN ENERGY LLC-UNITS LP P 2012-10-25 2013-11-21
117 SHARES MARKWEST ENERGY PARTNERS- P 2011-07-15 2013-11-21
61 SHARES MET LIFE COM P 2013-03-26 2013-11-21
60 SHARES NIKE INC CL B P 2012-11-30 2013-11-21
317 SHARES ORACLE CORP P 2012-11-09 2013-11-21
260 SHARES PLAINS ALL AMERN PIPELINE P 2011-12-02 2013-11-21
270 SHARES REGENCY ENERGY PARTNERS P 2011-04-08 2013-11-21
433 SHARES TARGET CORP P 2012-11-09 2013-11-21
96 SHARES TEXTRON INC P 2013-06-25 2013-11-21
11 SHARES VERIFONE SYSTEMS INC P 2013-03-05 2013-11-21
639 SHARES WHOLE FOODS MARKET INC CO P 2012-11-09 2013-11-21
1578.23 SHARES FNMA POOL 930922 P 2012-11-19 2013-11-25
33.27 SHARES FNMA POOL AR5265 P 2013-02-15 2013-11-25
238 SHARES J P MORGAN CHASE & CO P 2013-11-21 2013-11-27
207.105 SHARES POLARIS LP CLASS B P 2012-01-01 2013-11-30
10928.65 SHARES FNMA POOL AU7305 P 2013-08-26 2013-12-06
10000 SHARES UNITED STATES TREAS NTS P 2013-08-20 2013-12-06
8000 SHARES UNITED STATES TREAS NTS P 2013-09-17 2013-12-06
1021.49 SHARES FNMA POOL 930922 P 2012-11-19 2013-12-25
3.48 SHARES FNMA POOL AR5858 P 2013-09-23 2013-12-25
752 SHARES OMEGA HEALTHCARE INVS INC P 2013-11-27 2014-01-07
68.33 SHARES FNMA POOL AR9902 P 2013-08-12 2014-01-25
3.39 SHARES FNMA POOL AR5858 P 2013-09-23 2014-02-25
1602 SHARES JOHNSON CTLS INC P 2013-11-21 2014-03-12
253 SHARES STATE STREET CORP P 2013-11-21 2014-03-13
3.84 SHARES FHLMC 30G A90316 P 2013-05-15 2014-04-15
73.74 SHARES FNMA POOL AR9902 P 2013-08-12 2014-04-25
9.82 SHARES FNMA POOL AR2583 P 2013-02-13 2014-05-25
253 SHARES AVNET INC COM P 2013-11-21 2014-06-16
164 SHARES WALTER INVT MGMT CORP P 2014-05-01 2014-06-24
27439 SHARES EATON VANCE MUT FDS TR P 2013-11-27 2014-07-14
99.88 SHARES FNMA POOL AR5265 P 2013-02-15 2014-07-25
3.41 SHARES FNMA POOL AR5858 P 2013-09-23 2014-08-25
57 SHARES KINDER MORGAN MGMT LLC P 2012-11-14 2013-09-12
524.36 SHARES FNMA POOL AB7364 P 2012-12-13 2013-09-25
45 SHARES KINDRED HEALTHCARE INC P 2012-03-13 2013-09-30
334.36 SHARES FNMA POOL AB7364 P 2012-12-13 2013-10-25
13.65 SHARES FNMA POOL AU2933 P 2013-09-16 2013-10-25
532.811 SHARES HARBOR INTERNATIONAL P 2012-11-30 2013-10-29
15108.981 SHARES PIMCO ALL ASSET P P 2013-06-05 2013-10-29
2116.33 SHARES TEMPLETON GLOBAL BD F P 2012-12-17 2013-10-29
3220.099 SHARES TOUCHSTONE SANDS CAP P 2012-11-30 2013-10-29
2143.821 SHARES ALLIANZ FIX INC P 2013-01-25 2013-10-30
1810 SHARES ALLIANZ FX INC P 2012-12-28 2013-10-30
20 SHARES 3M CO P 2012-11-30 2013-11-21
32 SHARES AMGEN INC P 2012-11-09 2013-11-21
33 SHARES AT&T INC P 2012-11-14 2013-11-21
8 SHARES BAKER HUGHES INCORPORATED P 2012-09-26 2013-11-21
17 SHARES BIG LOTS INC P 2013-03-06 2013-11-21
70 SHARES CHESAPEAKE ENERGY CORP COM P 2012-11-30 2013-11-21
12 SHARES CISCO SYS INC P 2012-05-21 2013-11-21
59 SHARES COMMUNITY HEALTH SYS INC N P 2011-12-16 2013-11-21
11 SHARES DIAGEO PLC ADR SPONSORED P 2012-11-14 2013-11-21
61 SHARES EL PASO PIPELINE PARTNERS P 2011-04-20 2013-11-21
79 SHARES ENERGY TRANSFER EQUITY LP P 2011-04-20 2013-11-21
2362.001 SHARES ENTERPRISE PRODUCTS P 2011-12-22 2013-11-21
421 SHARES GENERAL ELEC CO P 2012-06-06 2013-11-21
244 SHARES HCP INC P 2012-11-09 2013-11-21
98 SHARES INTEL CORP P 2012-11-30 2013-11-21
2700 SHARES ISHARES COMEX GOLD TRUST P 2012-11-14 2013-11-21
16 SHARES J P MORGAN CHASE & CO P 2012-06-04 2013-11-21
60 SHARES KENNAMETAL INC COM P 2013-03-11 2013-11-21
95 SHARES KINDER MORGAN ENERGY PARTN P 2012-11-14 2013-11-21
72 SHARES LINN ENERGY LLC-UNITS LP P 2012-11-14 2013-11-21
124 SHARES MARKWEST ENERGY PARTNERS- P 2011-10-03 2013-11-21
55 SHARES MET LIFE COM P 2013-06-25 2013-11-21
590 SHARES NORDSTROM INC P 2012-11-09 2013-11-21
100 SHARES ORACLE CORP P 2012-11-14 2013-11-21
1098 SHARES PLAINS ALL AMERN PIPELIN P 2011-12-22 2013-11-21
76 SHARES REGENCY ENERGY PARTNERS L P 2011-04-20 2013-11-21
52 SHARES TARGET CORP P 2012-11-14 2013-11-21
38 SHARES TEXTRON INC P 2013-09-12 2013-11-21
48 SHARES VERIFONE SYSTEMS INC P 2013-03-06 2013-11-21
66 SHARES WHOLE FOODS MARKET INC COM P 2012-11-14 2013-11-21
428.21 SHARES FNMA POOL AB4115 P 2012-04-09 2013-11-25
3.41 SHARES FNMA POOL AR5858 P 2013-09-23 2013-11-25
205 SHARES JOHNSON CTLS INC P 2013-11-21 2013-11-27
934.91 SHARES FHLMC 30G C03792 P 2012-11-19 2013-12-06
16000 SHARES TSY INFL IX N/B 01/30/0 P 2012-11-21 2013-12-06
13000 SHARES UNITED STATES TREAS NTS P 2013-10-22 2013-12-06
1000 SHARES UNITED STATES TREAS NTS P 2013-09-24 2013-12-06
550.96 SHARES FNMA POOL AB4115 P 2012-04-09 2013-12-25
72.5 SHARES FNMA POOL AR9902 P 2013-08-12 2013-12-25
1184 SHARES OMEGA HEALTHCARE INVS IN P 2013-11-29 2014-01-07
10.82 SHARES FNMA POOL AU2933 P 2013-09-16 2014-01-25
69.72 SHARES FNMA POOL AR9902 P 2013-08-12 2014-02-25
117 SHARES KIMBERLY CLARK CORP P 2013-11-21 2014-03-12
2.96 SHARES FHLMC 30G A90316 P 2013-05-15 2014-03-15
45.04 SHARES FHLMC 30G Q17639 P 2013-09-16 2014-04-15
15.44 SHARES FNMA POOL AU2933 P 2013-09-16 2014-04-25
10.43 SHARES FNMA POOL AR5265 P 2013-02-15 2014-05-25
379 SHARES AVNET INC COM P 2014-01-07 2014-06-16
454 SHARES DESTINATION MATERNITY COR P 2014-05-01 2014-06-25
32913 SHARES EATON VANCE MUT FDS TR P 2013-12-09 2014-07-14
15.59 SHARES FNMA POOL AR5858 P 2013-09-23 2014-07-25
23.69 SHARES FNMA POOL AR9902 P 2013-08-12 2014-08-25
49 SHARES KINDER MORGAN MGMT LLC P 2012-11-30 2013-09-12
296.43 SHARES FNMA POOL AE0949 P 2013-02-13 2013-09-25
33 SHARES KINDRED HEALTHCARE INC P 2012-11-14 2013-09-30
184.96 SHARES FNMA POOL AE0949 P 2013-02-13 2013-10-25
15.65 SHARES FNMA POOL AU7305 P 2013-08-26 2013-10-25
6410.678 SHARES HARBOR INTERNATIONAL P 2013-03-21 2013-10-29
23696.555 SHARES TEMPLETON GLOBAL BD P 2012-01-04 2013-10-29
1398.539 SHARES TEMPLETON GLOBAL BD P 2012-12-17 2013-10-29
15923.279 SHARES VIRTUS FOREIGN OPPO P 2012-11-09 2013-10-29
1318.834 SHARES ALLIANZ FIX INC P 2013-05-08 2013-10-30
35 SHARES ALLIANZ FX INC P 2013-05-09 2013-10-30
814 SHARES ADOBE SYSTEMS INCORPORATE P 2012-11-09 2013-11-21
75 SHARES AMGEN INC P 2012-11-09 2013-11-21
60 SHARES AT&T INC P 2012-11-30 2013-11-21
4 SHARES BAKER HUGHES INCORPORATED P 2012-10-04 2013-11-21
106 SHARES BIOGEN IDEC INC P 2013-03-13 2013-11-21
11 SHARES CHEVRONTEXACO CORP P 2010-04-12 2013-11-21
22 SHARES CISCO SYS INC P 2012-05-24 2013-11-21
25 SHARES COMMUNITY HEALTH SYS INC N P 2012-11-14 2013-11-21
10 SHARES DIAGEO PLC ADR SPONSORED P 2012-11-30 2013-11-21
557 SHARES EL PASO PIPELINE PARTNERS P 2011-12-22 2013-11-21
64 SHARES ENERGY TRANSFER EQUITY LP P 2011-06-03 2013-11-21
129 SHARES ENTERPRISE PRODUCTS PARTN P 2012-11-14 2013-11-21
26 SHARES GENERAL ELEC CO P 2012-08-13 2013-11-21
32 SHARES HCP INC P 2012-11-14 2013-11-21
99 SHARES INTEL CORP P 2012-11-30 2013-11-21
4600 SHARES ISHARES COMEX GOLD TRUST P 2012-11-30 2013-11-21
29 SHARES J P MORGAN CHASE & CO P 2012-11-14 2013-11-21
12 SHARES KENNAMETAL INC COM P 2013-04-22 2013-11-21
120 SHARES KINDER MORGAN ENERGY PART P 2012-11-30 2013-11-21
100 SHARES LINN ENERGY LLC-UNITS LP P 2012-11-30 2013-11-21
606 SHARES MARKWEST ENERGY PARTNERS- P 2011-12-22 2013-11-21
337 SHARES MICROSOFT CORP P 2011-04-21 2013-11-21
72 SHARES NORDSTROM INC P 2012-11-14 2013-11-21
100 SHARES ORACLE CORP P 2012-11-30 2013-11-21
40 SHARES PLAINS ALL AMERN PIPELINE P 2012-10-25 2013-11-21
787 SHARES REGENCY ENERGY PARTNERS P 2011-12-22 2013-11-21
60 SHARES TARGET CORP P 2012-11-30 2013-11-21
58 SHARES TEXTRON INC P 2013-10-08 2013-11-21
65 SHARES VERIFONE SYSTEMS INC P 2013-03-25 2013-11-21
80 SHARES WHOLE FOODS MARKET INC COM P 2012-11-30 2013-11-21
31.98 SHARES FNMA POOL AB6609 P 2013-01-18 2013-11-25
12.29 SHARES FNMA POOL AR9902 P 2013-08-12 2013-11-25
358 SHARES LINCOLN NATL CORP IND P 2013-11-21 2013-11-27
174431.12 SHARES FHLMC 30G C03792 P 2012-11-19 2013-12-06
95000 SHARES TSY INFL IX N/B 01/30/0 P 2013-01-09 2013-12-06
10000 SHARES UNITED STATES TREAS NTS P 2012-12-05 2013-12-06
106000 SHARES US TREASURY N/B 11/15/ P 2013-05-07 2013-12-06
17.51 SHARES FNMA POOL AB6609 P 2013-01-18 2013-12-25
11.22 SHARES FNMA POOL AU2933 P 2013-09-16 2013-12-25
846 SHARES OMEGA HEALTHCARE INVS INC P 2013-12-02 2014-01-07
15266 SHARES AQR FDS RISK PARITY FD P 2013-11-27 2014-02-03
14.46 SHARES FNMA POOL AU2933 P 2013-09-16 2014-02-25
261 SHARES MAGNA INTERNATIONAL INC C P 2013-11-21 2014-03-12
43.08 SHARES FHLMC 30G Q17639 P 2013-09-16 2014-03-15
6345 SHARES J P MORGAN TR INCOME OPP P 2013-11-26 2014-04-22
19216 SHARES AMERICAN BEACON FDS SMA P 2013-11-21 2014-04-28
3.4 SHARES FNMA POOL AR5858 P 2013-09-23 2014-05-25
1000 SHARES DOVER CORP P 2013-11-21 2014-06-16
19.64 SHARES FNMA POOL 190404 P 2013-06-19 2014-06-25
1381 SHARES UBS E-TRACS ALERIAN MLP P 2013-11-26 2014-07-14
80.17 SHARES FNMA POOL AR9902 P 2013-08-12 2014-07-25
12.19 SHARES FNMA POOL AU2933 P 2013-09-16 2014-08-25
74 SHARES KINDRED HEALTHCARE INC P 2012-03-12 2013-09-12
59.39 SHARES FNMA POOL AH5583 P 2011-02-09 2013-09-25
20 SHARES KINDRED HEALTHCARE INC P 2012-11-30 2013-09-30
33.59 SHARES FNMA POOL AH5583 P 2011-02-09 2013-10-25
65 SHARES AECOM TECHNOLOGY CORP P 2012-11-13 2013-10-29
1998.052 SHARES HARBOR INTERNATIONAL P 2013-09-19 2013-10-29
395.643 SHARES TEMPLETON GLOBAL BD F P 2012-01-20 2013-10-29
13.994 SHARES TEMPLETON GLOBAL BD FD P 2012-12-17 2013-10-29
1357.433 SHARES VIRTUS FOREIGN OPPOR P 2012-11-14 2013-10-29
1242.313 SHARES ALLIANZ FIX INC P 2013-07-29 2013-10-30
5.018 SHARES ALLIANZ FX INC P 2013-05-10 2013-10-30
161 SHARES ADOBE SYSTEMS INCORPORATE P 2012-11-14 2013-11-21
4 SHARES AMGEN INC P 2012-11-14 2013-11-21
36 SHARES ATLAS AIR WORLDWIDE HOLDIN P 2012-08-20 2013-11-21
3 SHARES BAKER HUGHES INCORPORATED P 2012-11-14 2013-11-21
115 SHARES BOEING CO P 2012-11-09 2013-11-21
2 SHARES CHEVRONTEXACO CORP P 2010-04-13 2013-11-21
14 SHARES CISCO SYS INC P 2012-06-08 2013-11-21
30 SHARES COMMUNITY HEALTH SYS INC N P 2012-11-30 2013-11-21
149 SHARES DIAMOND OFFSHORE DRILLING P 2013-02-05 2013-11-21
20 SHARES EL PASO PIPELINE PARTNERS P 2012-10-25 2013-11-21
882 SHARES ENERGY TRANSFER EQUITY L P 2011-12-22 2013-11-21
200 SHARES ENTERPRISE PRODUCTS PARTN P 2012-11-30 2013-11-21
80 SHARES GENERAL ELEC CO P 2012-11-14 2013-11-21
40 SHARES HCP INC P 2012-11-30 2013-11-21
530 SHARES INTEL CORP P 2013-01-30 2013-11-21
6367 SHARES ISHARES TR RUSSELL 1000 P 2012-11-09 2013-11-21
30 SHARES J P MORGAN CHASE & CO P 2012-11-30 2013-11-21
23 SHARES KEYCORP COMMON P 2013-01-16 2013-11-21
99 SHARES KRAFT FOODS GROUP INC P 2012-10-16 2013-11-21
144 SHARES LINN ENERGY LLC-UNITS LP P 2012-12-14 2013-11-21
75 SHARES MARKWEST ENERGY PARTNERS-U P 2012-11-14 2013-11-21
16 SHARES MICROSOFT CORP P 2012-11-09 2013-11-21
60 SHARES NORDSTROM INC P 2012-11-30 2013-11-21
23 SHARES PATTERSON-UTI ENERGY INC P 2012-06-05 2013-11-21
202 SHARES PLAINS ALL AMERN PIPELINE P 2012-11-14 2013-11-21
167 SHARES REGENCY ENERGY PARTNERS P 2012-11-14 2013-11-21
65 SHARES TARGET CORP P 2013-01-30 2013-11-21
65 SHARES TRAVELERS COS INC/THE P 2007-04-23 2013-11-21
67 SHARES VERIFONE SYSTEMS INC P 2013-04-23 2013-11-21
30 SHARES WHOLE FOODS MARKET INC COM P 2013-01-30 2013-11-21
992.35 SHARES FNMA POOL AB7364 P 2012-12-13 2013-11-25
10.8 SHARES FNMA POOL AU2933 P 2013-09-16 2013-11-25
268 SHARES LORILLARD INC P 2013-11-21 2013-11-27
10190.87 SHARES FNMA POOL 190391 P 2009-06-08 2013-12-06
15000 SHARES TSY INFL IX N/B 07/15/1 P 2012-07-24 2013-12-06
275000 SHARES UNITED STATES TREAS NT P 2012-12-13 2013-12-06
4000 SHARES US TREASURY N/B 11/15/11 P 2013-05-14 2013-12-06
159.21 SHARES FNMA POOL AE0949 P 2013-02-13 2013-12-25
95.02 SHARES FNMA POOL AU3751 P 2013-10-11 2013-12-25
5.15 SHARES FHLMC 30G A90316 P 2013-05-15 2014-01-15
3277 SHARES TEMPLETON INCOME TR TEMP P 2013-12-09 2014-02-03
500 SHARES KNOWLES CORP COM P 2013-11-21 2014-03-06
257 SHARES MYLAN LABORATORIES P 2013-11-21 2014-03-12
14.39 SHARES FNMA POOL 190404 P 2013-06-19 2014-03-25
21470 SHARES J P MORGAN TR INCOME OP P 2014-01-15 2014-04-22
11380 SHARES ROWE PRICE NEW HORIZONS P 2013-11-22 2014-04-28
12.08 SHARES FNMA POOL AR9902 P 2013-08-12 2014-05-25
135 SHARES DOVER CORP P 2014-03-12 2014-06-16
103.2 SHARES FNMA POOL 745580 P 2013-09-27 2014-06-25
4348 SHARES UBS E-TRACS ALERIAN MLP P 2013-11-26 2014-07-14
42.55 SHARES FNMA POOL AU2933 P 2013-09-16 2014-07-25
ROUNDING ADJUSTMENT P 2014-08-31 2014-08-31
37 SHARES TEXAS INSTRUMENTS P 2009-04-21 2013-09-12
15.95 SHARES FNMA POOL AJ5890 P 2013-03-13 2013-09-25
29 SHARES MACY'S INC P 2010-05-10 2013-10-08
31.63 SHARES FNMA POOL AJ5890 P 2013-03-13 2013-10-25
20 SHARES AECOM TECHNOLOGY CORP P 2012-11-14 2013-10-29
46592.018 SHARES INVESCO BALANCED-RI P 2013-03-21 2013-10-29
381.548 SHARES TEMPLETON GLOBAL BD F P 2012-02-21 2013-10-29
357.789 SHARES TEMPLETON GLOBAL BD F P 2013-01-15 2013-10-29
1398.934 SHARES VIRTUS FOREIGN OPPOR P 2012-11-30 2013-10-29
1092.03 SHARES ALLIANZ FIX INC P 2013-08-12 2013-10-30
65.047 SHARES ALLIANZ FX INC P 2013-05-13 2013-10-30
25 SHARES AGILENT TECHNOLOGIES INC P 2012-08-16 2013-11-21
55 SHARES AMGEN INC P 2012-11-14 2013-11-21
23 SHARES ATLAS AIR WORLDWIDE HOLDIN P 2012-11-14 2013-11-21
7 SHARES BAKER HUGHES INCORPORATED P 2012-11-14 2013-11-21
15 SHARES BOEING CO P 2012-11-14 2013-11-21
57 SHARES CHEVRONTEXACO CORP P 2010-04-15 2013-11-21
8 SHARES CISCO SYS INC P 2012-11-09 2013-11-21
206 SHARES CONOCOPHILLIPS P 2012-11-09 2013-11-21
73 SHARES DIAMOND OFFSHORE DRILLING P 2013-07-01 2013-11-21
119 SHARES EL PASO PIPELINE PARTNERS P 2012-11-14 2013-11-21
182 SHARES ENERGY TRANSFER EQUITY L P 2012-11-14 2013-11-21
222 SHARES EQT MIDSTREAM PARTNERS L P 2013-07-19 2013-11-21
70 SHARES GENERAL ELEC CO P 2012-11-30 2013-11-21
178 SHARES HEALTH CARE REIT INC COM P 2012-11-09 2013-11-21
27 SHARES INTERNATIONAL BUSINESS MAC P 2011-03-28 2013-11-21
638 SHARES ISHARES TR RUSSELL 1000 V P 2012-11-14 2013-11-21
28 SHARES J P MORGAN CHASE & CO P 2013-06-25 2013-11-21
130 SHARES KEYCORP COMMON P 2013-01-25 2013-11-21
491 SHARES LAUDER ESTEE COS INC CL A P 2012-11-09 2013-11-21
37 SHARES MACYS INC P 2010-05-10 2013-11-21
100 SHARES MARKWEST ENERGY PARTNERS- P 2012-11-30 2013-11-21
99 SHARES MICROSOFT CORP P 2012-11-14 2013-11-21
25 SHARES NORDSTROM INC P 2013-01-30 2013-11-21
150 SHARES PATTERSON-UTI ENERGY INC P 2012-07-27 2013-11-21
100 SHARES PLAINS ALL AMERN PIPELINE P 2012-11-30 2013-11-21
100 SHARES REGENCY ENERGY PARTNERS P 2012-11-30 2013-11-21
21 SHARES TEREX CORP NEW COM P 2012-05-29 2013-11-21
19 SHARES TRAVELERS COS INC/THE P 2009-06-23 2013-11-21
93 SHARES VERIFONE SYSTEMS INC P 2013-06-06 2013-11-21
142 SHARES WILLIAMS PARTNERS L P COM P 2011-04-08 2013-11-21
168.08 SHARES FNMA POOL AE0949 P 2013-02-13 2013-11-25
150.46 SHARES FNMA POOL AU3751 P 2013-10-11 2013-11-25
234 SHARES MET LIFE COM P 2013-11-21 2013-11-27
75692.99 SHARES FNMA POOL 930922 P 2012-11-19 2013-12-06
22000 SHARES TSY INFL IX N/B 07/15/1 P 2012-07-24 2013-12-06
17000 SHARES UNITED STATES TREAS NTS P 2013-01-09 2013-12-06
33000 SHARES US TREASURY N/B 11/15/1 P 2013-05-21 2013-12-06
22.49 SHARES FNMA POOL AH5583 P 2011-02-09 2013-12-25
23.66 SHARES FNMA POOL AU7258 P 2013-10-11 2013-12-25
26.44 SHARES FHLMC 30G Q17639 P 2013-09-16 2014-01-15
3.63 SHARES FHLMC 30G A90316 P 2013-05-15 2014-02-15
76 SHARES ALLIANCE DATA SYS COMMON P 2013-11-21 2014-03-12
976 SHARES OMNICARE INC COMMON STOCK P 2013-11-21 2014-03-12
77.33 SHARES FNMA POOL 745580 P 2013-09-27 2014-03-25
6141 SHARES WILLIAM BLAIR FDS ALLOC P 2013-11-26 2014-04-22
250000 SHARES BOTTLING GROUP LLC 01/ P 2013-12-09 2014-05-05
14.58 SHARES FNMA POOL AU2933 P 2013-09-16 2014-05-25
1575 SHARES AVNET INC COM P 2013-11-21 2014-06-17
23.19 SHARES FNMA POOL AB6609 P 2013-01-18 2014-06-25
1352 SHARES UBS E-TRACS ALERIAN MLP P 2014-01-15 2014-07-14
6.24 SHARES FHLMC 30G A90316 P 2013-05-15 2014-08-15
8.71 SHARES FHLMC 30G A90316 P 2013-05-15 2013-09-15
732.36 SHARES FNMA POOL AJ8345 P 2012-12-13 2013-09-25
44 SHARES BARNES GROUP INC P 2011-08-11 2013-10-09
194.98 SHARES FNMA POOL AJ8345 P 2012-12-13 2013-10-25
13 SHARES ARCHER DANIELS MIDLAND P 2011-06-13 2013-10-29
14462.114 SHARES INVESCO BALANCED-RI P 2013-06-05 2013-10-29
383.075 SHARES TEMPLETON GLOBAL BD F P 2012-03-20 2013-10-29
356.721 SHARES TEMPLETON GLOBAL BD F P 2013-02-15 2013-10-29
14716.934 SHARES VIRTUS FOREIGN OPPO P 2013-03-21 2013-10-29
1841.752 SHARES ALLIANZ FIX INC P 2013-08-22 2013-10-30
935 SHARES ALLIANZ FX INC P 2013-07-29 2013-10-30
15 SHARES AGILENT TECHNOLOGIES INC P 2012-11-14 2013-11-21
4 SHARES AMGEN INC P 2012-11-30 2013-11-21
32 SHARES ATLAS AIR WORLDWIDE HOLDIN P 2012-11-30 2013-11-21
12 SHARES BAKER HUGHES INCORPORATED P 2012-11-14 2013-11-21
20 SHARES BOEING CO P 2012-11-30 2013-11-21
14 SHARES CHEVRONTEXACO CORP P 2010-06-26 2013-11-21
220 SHARES CISCO SYS INC P 2012-11-09 2013-11-21
27 SHARES CONOCOPHILLIPS P 2012-11-14 2013-11-21
560 SHARES DISNEY, WALTER CO P 2012-11-09 2013-11-21
40 SHARES EL PASO PIPELINE PARTNERS P 2012-11-30 2013-11-21
100 SHARES ENERGY TRANSFER EQUITY L P 2012-11-30 2013-11-21
140 SHARES EV ENERGY PARTNERS LP P 2012-08-21 2013-11-21
301 SHARES GENESIS ENERGY COM LP P 2011-04-08 2013-11-21
15 SHARES HEALTH CARE REIT INC COM P 2012-11-14 2013-11-21
6 SHARES INTERNATIONAL BUSINESS MACH P 2012-11-09 2013-11-21
600 SHARES ISHARES TR RUSSELL 1000 V P 2012-11-30 2013-11-21
155 SHARES JOHNSON & JOHNSON P 2012-11-09 2013-11-21
100 SHARES KEYCORP COMMON P 2013-03-11 2013-11-21
64 SHARES LAUDER ESTEE COS INC CL A P 2012-11-14 2013-11-21
14 SHARES MACYS INC P 2012-11-14 2013-11-21
6 SHARES MERCK & CO INC NEW P 2012-11-09 2013-11-21
90 SHARES MICROSOFT CORP P 2012-11-30 2013-11-21
15 SHARES OM GROUP INC COM P 2013-01-23 2013-11-21
19 SHARES PATTERSON-UTI ENERGY INC P 2012-11-14 2013-11-21
521 SHARES QUALCOMM INC P 2012-11-09 2013-11-21
2 SHARES RIO TINTO PLC P 2012-11-30 2013-11-21
2 SHARES TEREX CORP NEW COM P 2012-11-14 2013-11-21
42 SHARES TRAVELERS COS INC/THE P 2012-11-09 2013-11-21
263 SHARES VODAFONE GROUP PLC-SP ADR P 2008-11-10 2013-11-21
46 SHARES WILLIAMS PARTNERS L P COM P 2011-04-20 2013-11-21
25.56 SHARES FNMA POOL AH5583 P 2011-02-09 2013-11-25
48.04 SHARES FNMA POOL AU7258 P 2013-10-11 2013-11-25
470 SHARES MYLAN LABORATORIES P 2013-11-21 2013-11-27
30322.94 SHARES FNMA POOL AB4115 P 2012-11-19 2013-12-06
75000 SHARES TSY INFL IX N/B 07/15/1 P 2012-11-21 2013-12-06
16000 SHARES UNITED STATES TREAS NTS P 2013-07-16 2013-12-06
12000 SHARES US TREASURY N/B 11/15/1 P 2013-08-20 2013-12-06
27.11 SHARES FNMA POOL AJ5890 P 2013-03-13 2013-12-25
16.61 SHARES FNMA POOL AU7305 P 2013-08-26 2013-12-25
29.95 SHARES FNMA POOL 190404 P 2013-06-19 2014-01-25
28.36 SHARES FHLMC 30G Q17639 P 2013-09-16 2014-02-15
188 SHARES AVNET INC COM P 2013-11-21 2014-03-12
168 SHARES QUALCOMM INC P 2014-01-07 2014-03-12
23.09 SHARES FNMA POOL AB6609 P 2013-01-18 2014-03-25
22.83 SHARES FNMA POOL 190404 P 2013-06-19 2014-04-25
3.53 SHARES FHLMC 30G A90316 P 2013-05-15 2014-05-15
2722 SHARES B B & T CORPORATION COM P 2013-11-21 2014-06-13
555 SHARES ADVANCED ENERGY INDS INC P 2014-05-01 2014-06-24
36.4 SHARES FNMA POOL AH5583 P 2011-02-09 2014-06-25
5.68 SHARES FHLMC 30G A90316 P 2013-05-15 2014-07-15
58.69 SHARES FHLMC 30G Q17639 P 2013-09-16 2014-08-15
1573.03 SHARES FHLMC 30G C03792 P 2012-11-19 2013-09-15
572.37 SHARES FNMA POOL AL0160 P 2013-03-13 2013-09-25
5.69 SHARES FHLMC 30G A90316 P 2013-05-15 2013-10-15
395.83 SHARES FNMA POOL AL0160 P 2013-03-13 2013-10-25
39 SHARES ARCHER DANIELS MIDLAND P 2011-09-01 2013-10-29
23902.132 SHARES INVESCO GLB REAL ES P 2012-11-09 2013-10-29
391.077 SHARES TEMPLETON GLOBAL BD F P 2012-04-19 2013-10-29
360.372 SHARES TEMPLETON GLOBAL BD F P 2013-03-15 2013-10-29
6171.14 SHARES VIRTUS FOREIGN OPPORT P 2013-09-19 2013-10-29
3243.821 SHARES ALLIANZ FIX INC P 2013-09-11 2013-10-30
1105.848 SHARES ALLIANZ FX INC P 2013-08-12 2013-10-30
60 SHARES AGILENT TECHNOLOGIES INC P 2012-11-20 2013-11-21
44 SHARES AMGEN INC P 2012-11-30 2013-11-21
25 SHARES ATLAS AIR WORLDWIDE HOLDIN P 2013-05-15 2013-11-21
1 SHARES BAKER HUGHES INCORPORATED P 2012-11-30 2013-11-21
49 SHARES BP AMOCO PLC - SPONS ADR P 2012-07-27 2013-11-21
21 SHARES CHEVRONTEXACO CORP P 2012-11-09 2013-11-21
10 SHARES CISCO SYS INC P 2012-11-14 2013-11-21
40 SHARES CONOCOPHILLIPS P 2012-11-30 2013-11-21
20 SHARES DISNEY, WALTER CO P 2012-11-14 2013-11-21
1156 SHARES EMC CORP/MASS P 2012-11-09 2013-11-21
135 SHARES ENERGY TRANSFER EQUITY L P 2013-01-31 2013-11-21
190 SHARES EV ENERGY PARTNERS LP P 2012-11-14 2013-11-21
70 SHARES GENESIS ENERGY COM LP P 2011-04-20 2013-11-21
40 SHARES HEALTH CARE REIT INC COM P 2012-11-30 2013-11-21
119 SHARES INTERNATIONAL BUSINESS MA P 2012-11-09 2013-11-21
3 SHARES J P MORGAN CHASE & CO P 2008-08-25 2013-11-21
24 SHARES JOHNSON & JOHNSON P 2012-11-14 2013-11-21
138 SHARES KEYCORP COMMON P 2013-04-09 2013-11-21
60 SHARES LAUDER ESTEE COS INC CL A P 2012-11-30 2013-11-21
40 SHARES MACYS INC P 2012-11-30 2013-11-21
310 SHARES MERCK & CO INC NEW P 2012-11-09 2013-11-21
313 SHARES MONDELEZ INTL INC COM P 2013-03-04 2013-11-21
37 SHARES OM GROUP INC COM P 2013-01-30 2013-11-21
20 SHARES PATTERSON-UTI ENERGY INC P 2012-11-30 2013-11-21
70 SHARES QUALCOMM INC P 2012-11-14 2013-11-21
21 SHARES RIO TINTO PLC P 2012-12-06 2013-11-21
38 SHARES TEREX CORP NEW COM P 2012-11-14 2013-11-21
21 SHARES TRAVELERS COS INC/THE P 2012-11-14 2013-11-21
135 SHARES VODAFONE GROUP PLC-SP ADR P 2012-08-02 2013-11-21
400 SHARES WILLIAMS PARTNERS L P COM P 2011-12-22 2013-11-21
22.66 SHARES FNMA POOL AJ5890 P 2013-03-13 2013-11-25
18.51 SHARES FNMA POOL AU7305 P 2013-08-26 2013-11-25
6967 SHARES REGIONS FINL CORP NEW P 2013-11-21 2013-11-27
127033.14 SHARES FNMA POOL AB7364 P 2012-12-13 2013-12-06
85000 SHARES TSY INFL IX N/B 07/15/1 P 2012-11-28 2013-12-06
5000 SHARES UNITED STATES TREAS NTS P 2013-08-20 2013-12-06
2000 SHARES US TREASURY N/B 11/15/11 P 2013-09-10 2013-12-06
35.13 SHARES FNMA POOL AJ8345 P 2012-12-13 2013-12-25
1872 SHARES GAP INC P 2013-11-21 2013-12-26
125.79 SHARES FNMA POOL 745580 P 2013-09-27 2014-01-25
19.18 SHARES FNMA POOL 190404 P 2013-06-19 2014-02-25
236 SHARES CIGNA CORP P 2013-11-21 2014-03-12
102 SHARES RAYTHEON CO COMMON P 2013-11-27 2014-03-12
25.02 SHARES FNMA POOL AH5583 P 2011-02-09 2014-03-25
92.45 SHARES FNMA POOL 745580 P 2013-09-27 2014-04-25
41.3 SHARES FHLMC 30G Q17639 P 2013-09-16 2014-05-15
2702 SHARES CA INC P 2013-11-21 2014-06-13
252 SHARES AKORN INC COM P 2014-05-01 2014-06-24
39.5 SHARES FNMA POOL AJ5890 P 2013-03-13 2014-06-25
79.09 SHARES FHLMC 30G Q17639 P 2013-09-16 2014-07-15
31.91 SHARES FNMA POOL 190404 P 2013-06-19 2014-08-25
16 SHARES SEALED AIR CP P 2012-11-14 2013-09-16
557.68 SHARES FNMA POOL AL1948 P 2012-08-07 2013-09-25
1608.61 SHARES FHLMC 30G C03792 P 2012-11-19 2013-10-15
251.4 SHARES FNMA POOL AL1948 P 2012-08-07 2013-10-25
19 SHARES BARNES GROUP INC P 2011-05-10 2013-10-29
2111.711 SHARES INVESCO GLB REAL EST P 2012-11-14 2013-10-29
403.969 SHARES TEMPLETON GLOBAL BD F P 2012-05-15 2013-10-29
160.332 SHARES TEMPLETON GLOBAL BD F P 2013-04-15 2013-10-29
24694.295 SHARES VIRTUS INSIGHT EMER P 2012-11-09 2013-10-29
1090 SHARES ALLIANZ FIX INC P 2013-09-19 2013-10-30
1353.174 SHARES ALLIANZ FX INC P 2013-08-22 2013-10-30
20 SHARES AGILENT TECHNOLOGIES INC P 2012-11-30 2013-11-21
65 SHARES ARCHER DANIELS MIDLAND CO P 2011-09-01 2013-11-21
51 SHARES AVNET INC COM P 2012-12-20 2013-11-21
9 SHARES BAKER HUGHES INCORPORATED P 2012-11-30 2013-11-21
4 SHARES BP AMOCO PLC - SPONS ADR Q P 2012-11-14 2013-11-21
13 SHARES CHEVRONTEXACO CORP P 2012-11-14 2013-11-21
40 SHARES CISCO SYS INC P 2012-11-30 2013-11-21
328 SHARES COSTCO WHOLESALE CORP P 2012-11-09 2013-11-21
70 SHARES DISNEY, WALTER CO P 2012-11-30 2013-11-21
175 SHARES EMC CORP/MASS P 2012-11-14 2013-11-21
171 SHARES ENERGY TRANSFER PARTNERS P 2011-04-08 2013-11-21
40 SHARES EV ENERGY PARTNERS LP P 2012-11-30 2013-11-21
727 SHARES GENESIS ENERGY COM LP P 2011-12-22 2013-11-21
131 SHARES HEALTH MGMT ASSOC INC NEW P 2012-11-09 2013-11-21
20 SHARES INTERNATIONAL BUSINESS MAC P 2012-11-14 2013-11-21
1 SHARES J P MORGAN CHASE & CO P 2008-09-23 2013-11-21
30 SHARES JOHNSON & JOHNSON P 2012-11-30 2013-11-21
19 SHARES KEYCORP COMMON P 2013-04-17 2013-11-21
216 SHARES LILLY ELI & CO P 2012-11-09 2013-11-21
260 SHARES MAGELLAN MIDSTREAM PARTNE P 2011-04-08 2013-11-21
40 SHARES MERCK & CO INC NEW P 2012-11-14 2013-11-21
1172 SHARES MONDELEZ INTL INC COM P 2013-03-04 2013-11-21
157 SHARES ONEOK PARTNERS LP P 2011-04-08 2013-11-21
114 SHARES PBF ENERGY INC CL A P 2013-08-19 2013-11-21
50 SHARES QUALCOMM INC P 2012-11-30 2013-11-21
32 SHARES RIO TINTO PLC P 2012-12-18 2013-11-21
10 SHARES TEREX CORP NEW COM P 2012-11-30 2013-11-21
20 SHARES TRAVELERS COS INC/THE P 2012-11-30 2013-11-21
73 SHARES VODAFONE GROUP PLC-SP ADR P 2012-11-14 2013-11-21
15 SHARES WILLIAMS PARTNERS L P COM P 2012-10-25 2013-11-21
132.68 SHARES FNMA POOL AJ8345 P 2012-12-13 2013-11-25
186 SHARES AGCO CORP P 2013-11-21 2013-11-27
926 SHARES THERMO ELECTRON CORP COM P 2013-11-21 2013-11-27
16128.17 SHARES FNMA POOL AE0949 P 2013-02-13 2013-12-06
23000 SHARES TSY INFL IX N/B 07/15/1 P 2012-12-05 2013-12-06
2000 SHARES UNITED STATES TREAS NTS P 2013-08-27 2013-12-06
5000 SHARES US TREASURY N/B 11/15/11 P 2013-09-17 2013-12-06
310.87 SHARES FNMA POOL AL0160 P 2013-03-13 2013-12-25
4 SHARES COMCAST CORP CL A P 2013-11-27 2014-01-07
20.79 SHARES FNMA POOL AB6609 P 2013-01-18 2014-01-25
100 SHARES FNMA POOL 745580 P 2013-09-27 2014-02-25
111 SHARES CVS CORP P 2013-11-21 2014-03-12
390 SHARES SM ENERGY CO P 2013-11-21 2014-03-12
27.43 SHARES FNMA POOL AJ5890 P 2013-03-13 2014-03-25
41.58 SHARES FNMA POOL AB6609 P 2013-01-18 2014-04-25
2788.111 SHARES MAINSTAY FDS TR MARK P 2013-11-26 2014-05-16
195 SHARES CONOCOPHILLIPS P 2013-11-21 2014-06-13
74 SHARES ASBURY AUTOMOTIVE GROUP CO P 2014-05-01 2014-06-24
127.9 SHARES FNMA POOL AL3519 P 2013-07-22 2014-06-25
23.8 SHARES FNMA POOL 190404 P 2013-06-19 2014-07-25
116.31 SHARES FNMA POOL 745580 P 2013-09-27 2014-08-25
70 SHARES SEALED AIR CP P 2012-11-30 2013-09-16
2168.24 SHARES FNMA POOL AL2243 P 2012-11-19 2013-09-25
33.22 SHARES FHLMC 30G Q17639 P 2013-09-16 2013-10-15
1491.12 SHARES FNMA POOL AL2243 P 2012-11-19 2013-10-25
18 SHARES BARNES GROUP INC P 2011-08-11 2013-10-29
2563.097 SHARES INVESCO GLB REAL EST P 2012-11-30 2013-10-29
404.966 SHARES TEMPLETON GLOBAL BD F P 2012-06-15 2013-10-29
159.798 SHARES TEMPLETON GLOBAL BD F P 2013-05-15 2013-10-29
2089.197 SHARES VIRTUS INSIGHT EMERG P 2012-11-14 2013-10-29
1643.051 SHARES ALLIANZ FIX INC P 2013-10-04 2013-10-30
3302.242 SHARES ALLIANZ FX INC P 2013-09-11 2013-10-30
413 SHARES ALTRIA GROUP INC P 2012-11-09 2013-11-21
64 SHARES ASPEN INSURANCE HOLDINGS L P 2011-08-18 2013-11-21
90 SHARES AVNET INC COM P 2013-01-09 2013-11-21
34 SHARES BARNES GROUP INC COM P 2011-05-10 2013-11-21
10 SHARES BP AMOCO PLC - SPONS ADR P 2012-11-30 2013-11-21
20 SHARES CHEVRONTEXACO CORP P 2012-11-30 2013-11-21
18 SHARES CISCO SYS INC P 2013-04-04 2013-11-21
37 SHARES COSTCO WHOLESALE CORP P 2012-11-14 2013-11-21
137 SHARES DOMINION RESOURCES INC/VA P 2012-11-09 2013-11-21
100 SHARES EMC CORP/MASS P 2012-11-30 2013-11-21
50 SHARES ENERGY TRANSFER PARTNERS P 2011-04-20 2013-11-21
675 SHARES EXPRESS SCRIPTS HOLDINGS P 2013-02-28 2013-11-21
25 SHARES GENESIS ENERGY COM LP P 2012-10-25 2013-11-21
87 SHARES HEALTH MGMT ASSOC INC NEW P 2012-11-14 2013-11-21
10 SHARES INTERNATIONAL BUSINESS MAC P 2012-11-30 2013-11-21
5 SHARES J P MORGAN CHASE & CO P 2008-09-23 2013-11-21
506 SHARES JOHNSON & JOHNSON P 2013-04-01 2013-11-21
55 SHARES KEYCORP COMMON P 2013-06-25 2013-11-21
41 SHARES LILLY ELI & CO P 2012-11-14 2013-11-21
84 SHARES MAGELLAN MIDSTREAM PARTNER P 2011-04-20 2013-11-21
50 SHARES MERCK & CO INC NEW P 2012-11-30 2013-11-21
159 SHARES NABORS INDUSTRIES LTD COM P 2013-06-04 2013-11-21
50 SHARES ONEOK PARTNERS LP P 2011-04-20 2013-11-21
62 SHARES PBF ENERGY INC CL A P 2013-10-08 2013-11-21
20 SHARES QUALCOMM INC P 2013-01-30 2013-11-21
26 SHARES RIO TINTO PLC P 2013-01-09 2013-11-21
58 SHARES TEVA PHARMACEUTICAL-SP ADR P 2012-08-02 2013-11-21
282 SHARES UNILEVER N V NEW YORK SHS P 2008-03-31 2013-11-21
80 SHARES VODAFONE GROUP PLC-SP ADR P 2012-11-30 2013-11-21
87 SHARES WILLIAMS PARTNERS L P COM P 2012-11-14 2013-11-21
362.52 SHARES FNMA POOL AL0160 P 2013-03-13 2013-11-25
921 SHARES AGCO CORP P 2013-11-21 2013-11-27
279 SHARES AGCO CORP P 2013-11-21 2013-11-29
20174.45 SHARES FNMA POOL AJ8345 P 2012-12-13 2013-12-06
96000 SHARES TSY INFL IX N/B 07/15/1 P 2012-12-13 2013-12-06
3000 SHARES UNITED STATES TREAS NTS P 2013-09-10 2013-12-06
1000 SHARES US TREASURY N/B 11/15/11 P 2013-09-24 2013-12-06
297.76 SHARES FNMA POOL AL1948 P 2012-08-07 2013-12-25
110 SHARES COMCAST CORP CL A P 2013-11-29 2014-01-07
24.79 SHARES FNMA POOL AH5583 P 2011-02-09 2014-01-25
27.59 SHARES FNMA POOL AB6609 P 2013-01-18 2014-02-25
446 SHARES DELTA AIR LINES INC P 2013-11-21 2014-03-12
1069 SHARES STATE STREET CORP P 2013-11-21 2014-03-12
69.94 SHARES FNMA POOL AL3519 P 2013-07-22 2014-03-25
25.47 SHARES FNMA POOL AH5583 P 2011-02-09 2014-04-25
25 SHARES FNMA POOL 190404 P 2013-06-19 2014-05-25
188 SHARES HANESBRANDS INC. P 2013-11-21 2014-06-13
159 SHARES DESTINATION MATERNITY COR P 2014-05-01 2014-06-24
7.06 SHARES FNMA POOL AQ7081 P 2013-07-10 2014-06-25
85.14 SHARES FNMA POOL 745580 P 2013-09-27 2014-07-25
56.49 SHARES FNMA POOL AB6609 P 2013-01-18 2014-08-25
7526 SHARES VANGUARD INTL EQUITY IND P 2012-11-09 2013-09-19
1830.63 SHARES FNMA POOL AL2629 P 2013-03-18 2013-09-25
478.544 SHARES FNMA POOL 190391 P 2009-06-08 2013-10-25
1105.83 SHARES FNMA POOL AL2629 P 2013-03-18 2013-10-25
26944.22 SHARES DUPONT CAPITAL EMERG P 2012-11-09 2013-10-29
13772.203 SHARES INVESCO GLB REAL ES P 2013-03-21 2013-10-29
397.744 SHARES TEMPLETON GLOBAL BD F P 2012-07-16 2013-10-29
167.145 SHARES TEMPLETON GLOBAL BD F P 2013-06-17 2013-10-29
2181.372 SHARES VIRTUS INSIGHT EMERG P 2012-11-30 2013-10-29
57085 SHARES ALLIANZ FX INC P 2012-11-14 2013-10-30
1075.023 SHARES ALLIANZ FX INC P 2013-09-19 2013-10-30
57 SHARES ALTRIA GROUP INC P 2012-11-14 2013-11-21
16 SHARES ASPEN INSURANCE HOLDINGS L P 2012-11-14 2013-11-21
5 SHARES BAKER HUGHES INCORPORATED P 2012-02-23 2013-11-21
40 SHARES BARNES GROUP INC COM P 2011-05-26 2013-11-21
3 SHARES CELGENE CORP COM P 2012-11-09 2013-11-21
32 SHARES CISCO SYS INC P 2011-11-20 2013-11-21
94 SHARES CISCO SYS INC P 2013-06-05 2013-11-21
30 SHARES COSTCO WHOLESALE CORP P 2012-11-30 2013-11-21
12 SHARES DOMINION RESOURCES INC/VA P 2012-11-14 2013-11-21
230 SHARES EMC CORP/MASS P 2013-01-30 2013-11-21
485 SHARES ENERGY TRANSFER PARTNERS P 2011-12-22 2013-11-21
57 SHARES FIRST NIAGARA FINL GROUP I P 2012-06-28 2013-11-21
177 SHARES GENESIS ENERGY COM LP P 2012-11-14 2013-11-21
90 SHARES HEALTH MGMT ASSOC INC NEW P 2012-11-30 2013-11-21
6 SHARES INTERNATIONAL BUSINESS MACH P 2013-01-30 2013-11-21
8 SHARES J P MORGAN CHASE & CO P 2010-01-25 2013-11-21
58 SHARES JOHNSON CTLS INC P 2012-07-19 2013-11-21
90 SHARES KIMBERLY CLARK CORP P 2012-11-09 2013-11-21
20 SHARES LILLY ELI & CO P 2012-11-30 2013-11-21
700 SHARES MAGELLAN MIDSTREAM PARTNE P 2011-12-22 2013-11-21
95 SHARES MET LIFE COM P 2011-08-09 2013-11-21
75 SHARES NABORS INDUSTRIES LTD COMM P 2013-09-12 2013-11-21
424 SHARES ONEOK PARTNERS LP P 2011-12-22 2013-11-21
27 SHARES PBF ENERGY INC CL A P 2013-10-23 2013-11-21
19 SHARES QUALCOMM INC P 2013-06-18 2013-11-21
20 SHARES RIO TINTO PLC P 2013-09-12 2013-11-21
30 SHARES TEVA PHARMACEUTICAL-SP ADR P 2012-11-14 2013-11-21
35 SHARES UNILEVER N V NEW YORK SHS P 2012-11-14 2013-11-21
47 SHARES WELLPOINT INC P 2012-09-19 2013-11-21
40 SHARES WILLIAMS PARTNERS L P COM P 2012-11-30 2013-11-21
249.87 SHARES FNMA POOL AL1948 P 2012-08-07 2013-11-25
88 SHARES BOEING CO P 2013-11-21 2013-11-27
2300 SHARES REGIONS FINL CORP NEW P 2013-11-21 2013-11-29
27285.67 SHARES FNMA POOL AL0160 P 2013-03-13 2013-12-06
29000 SHARES TSY INFL IX N/B 07/15/1 P 2013-07-16 2013-12-06
11000 SHARES UNITED STATES TREAS NTS P 2013-09-17 2013-12-06
4.69 SHARES FHLMC 30G A90316 P 2013-05-15 2013-12-15
942.63 SHARES FNMA POOL AL2243 P 2012-11-19 2013-12-25
196 SHARES COMCAST CORP CL A P 2013-12-02 2014-01-07
16.67 SHARES FNMA POOL AJ5890 P 2013-03-13 2014-01-25
25.12 SHARES FNMA POOL AH5583 P 2011-02-09 2014-02-25
1023 SHARES EASTMAN CHEM CO P 2013-11-21 2014-03-12
1286 SHARES WAL MART STORES INC P 2013-11-21 2014-03-12
7.04 SHARES FNMA POOL AQ7081 P 2013-07-10 2014-03-25
7.15 SHARES FNMA POOL AJ5890 P 2013-03-13 2014-04-25
97.53 SHARES FNMA POOL 745580 P 2013-09-27 2014-05-25
1538 SHARES J P MORGAN CHASE & CO P 2013-11-21 2014-06-13
147 SHARES DXP ENTERPRISES INC P 2014-05-01 2014-06-24
16.38 SHARES FNMA POOL AR2583 P 2013-02-13 2014-06-25
31.49 SHARES FNMA POOL AB6609 P 2013-01-18 2014-07-25
40 SHARES FNMA POOL AH5583 P 2011-02-09 2014-08-25
649.321 SHARES FNMA POOL 190391 P 2009-06-08 2013-09-25
171.97 SHARES FNMA POOL AL3519 P 2013-07-22 2013-09-25
184.055 SHARES FNMA POOL 190391 P 2009-06-25 2013-10-25
85.73 SHARES FNMA POOL AL3519 P 2013-07-22 2013-10-25
2619.339 SHARES DUPONT CAPITAL EMERG P 2012-11-14 2013-10-29
9130.961 SHARES LATEEF FUND I P 2012-11-09 2013-10-29
391.314 SHARES TEMPLETON GLOBAL BD F P 2012-08-15 2013-10-29
168.079 SHARES TEMPLETON GLOBAL BD F P 2013-07-15 2013-10-29
25684.75 SHARES VIRTUS INSIGHT EMERG P 2013-03-21 2013-10-29
1777.603 SHARES ALLIANZ FX INC P 2012-11-14 2013-10-30
1220.935 SHARES ALLIANZ FX INC P 2013-10-04 2013-10-30
20 SHARES ALTRIA GROUP INC P 2012-11-30 2013-11-21
20 SHARES ASPEN INSURANCE HOLDINGS L P 2012-11-30 2013-11-21
8 SHARES BAKER HUGHES INCORPORATED P 2012-03-21 2013-11-21
15 SHARES BCE INC QDI P 2013-06-05 2013-11-21
71 SHARES CELGENE CORP COM P 2012-11-09 2013-11-21
37 SHARES CISCO SYS INC P 2011-12-14 2013-11-21
30 SHARES CISCO SYS INC P 2013-06-25 2013-11-21
456 SHARES CROWN CASTLE INTL COM P 2012-11-09 2013-11-21
30 SHARES DOMINION RESOURCES INC/VA P 2012-11-30 2013-11-21
510 SHARES ENBRIDGE ENERGY PARTNERS P 2012-05-02 2013-11-21
94 SHARES ENERGY TRANSFER PARTNERS P 2012-11-14 2013-11-21
280 SHARES FIRST NIAGARA FINL GROUP P 2012-07-27 2013-11-21
100 SHARES GENESIS ENERGY COM LP P 2012-11-30 2013-11-21
16 SHARES HOSPIRA INC P 2012-06-05 2013-11-21
20 SHARES INTERNATIONAL BUSINESS MAC P 2013-04-19 2013-11-21
5 SHARES J P MORGAN CHASE & CO P 2011-01-10 2013-11-21
22 SHARES JOHNSON CTLS INC P 2012-11-14 2013-11-21
10 SHARES KIMBERLY CLARK CORP P 2012-11-14 2013-11-21
153 SHARES LINN ENERGY LLC-UNITS LP P 2011-04-08 2013-11-21
25 SHARES MAGELLAN MIDSTREAM PARTNER P 2012-10-25 2013-11-21
70 SHARES MET LIFE COM P 2012-07-27 2013-11-21
149 SHARES NEXTERA ENERGY INC P 2012-11-09 2013-11-21
69 SHARES ONEOK PARTNERS LP P 2012-11-14 2013-11-21
132 SHARES PHILIP MORRIS INTL INC P 2012-11-09 2013-11-21
72 SHARES QUALITY SYS INC COM P 2013-01-10 2013-11-21
25 SHARES RIO TINTO PLC P 2013-10-15 2013-11-21
10 SHARES TEVA PHARMACEUTICAL-SP ADR P 2012-11-30 2013-11-21
30 SHARES UNILEVER N V NEW YORK SHS P 2012-11-30 2013-11-21
13 SHARES WELLPOINT INC P 2012-11-14 2013-11-21
310 SHARES WILLIAMS PARTNERS L P COM P 2013-05-29 2013-11-21
1332.34 SHARES FNMA POOL AL2243 P 2012-11-19 2013-11-25
1750 SHARES CBS CORP NEW CL B P 2013-11-21 2013-11-27
123.37 SHARES MF PREMIER AVENTS II P 2006-04-01 2013-11-30
35786.21 SHARES FNMA POOL AL1948 P 2012-08-17 2013-12-06
37000 SHARES TSY INFL IX N/B 07/30/0 P 2013-10-23 2013-12-06
1000 SHARES UNITED STATES TREAS NTS P 2013-09-24 2013-12-06
33.12 SHARES FHLMC 30G Q17639 P 2013-09-16 2013-12-15
1131.54 SHARES FNMA POOL AL2629 P 2013-03-18 2013-12-25
1805 SHARES HALLIBURTON CO P 2013-11-21 2014-01-07
146.14 SHARES FNMA POOL AL3519 P 2013-07-22 2014-01-25
17.64 SHARES FNMA POOL AJ5890 P 2013-03-13 2014-02-25
112 SHARES EASTMAN CHEM CO P 2013-11-27 2014-03-12
801 SHARES CIGNA CORP P 2013-11-21 2014-03-13
18.87 SHARES FNMA POOL AR2583 P 2013-02-13 2014-03-25
70.79 SHARES FNMA POOL AL3519 P 2013-07-22 2014-04-25
29.87 SHARES FNMA POOL AB6609 P 2013-01-18 2014-05-25
254 SHARES J P MORGAN CHASE & CO P 2014-03-12 2014-06-13
644 SHARES FINISAR CORPORATION P 2014-05-01 2014-06-24
10.65 SHARES FNMA POOL AR5265 P 2013-02-15 2014-06-25
41.6 SHARES FNMA POOL AH5583 P 2011-02-09 2014-07-25
16.52 SHARES FNMA POOL AJ5890 P 2013-03-13 2014-08-25
249.738 SHARES FNMA POOL 190391 P 2009-06-25 2013-09-25
102.59 SHARES FNMA POOL AQ7081 P 2013-07-10 2013-09-25
28.74 SHARES FNMA POOL 190404 P 2013-06-19 2013-10-25
7.13 SHARES FNMA POOL AQ7081 P 2013-07-10 2013-10-25
3074.779 SHARES DUPONT CAPITAL EMERG P 2012-11-30 2013-10-29
1994.173 SHARES LATEEF FUND I P 2012-11-14 2013-10-29
301.497 SHARES TEMPLETON GLOBAL BD F P 2012-09-17 2013-10-29
171.399 SHARES TEMPLETON GLOBAL BD F P 2013-08-15 2013-10-29
37207.219 SHARES VIRTUS INSIGHT EMER P 2013-06-05 2013-10-29
35.026 SHARES ALLIANZ FX INC P 2012-11-14 2013-10-30
5.48 SHARES FHLMC 30G A90316 P 2013-05-15 2013-11-15
166 SHARES AMERIGAS PARTNERS L P UNI P 2011-12-22 2013-11-21
259 SHARES ASTRAZENECA PLC SPONSORED P 2012-11-09 2013-11-21
9 SHARES BAKER HUGHES INCORPORATED P 2012-04-24 2013-11-21
335 SHARES BCE INC QDI P 2013-08-08 2013-11-21
50 SHARES CELGENE CORP COM P 2012-11-14 2013-11-21
24 SHARES CISCO SYS INC P 2011-12-21 2013-11-21
1 SHARES COACH INC COMMON P 2012-11-09 2013-11-21
61 SHARES CROWN CASTLE INTL COM P 2012-11-14 2013-11-21
184 SHARES DU PONT E I DE NEMOURS & P 2012-11-09 2013-11-21
5 SHARES ENBRIDGE ENERGY PARTNERS L P 2012-11-14 2013-11-21
40 SHARES ENERGY TRANSFER PARTNERS P 2012-11-30 2013-11-21
140 SHARES FIRST NIAGARA FINL GROUP P 2012-11-14 2013-11-21
124 SHARES GENUINE PARTS CO P 2012-11-09 2013-11-21
19 SHARES HOSPIRA INC P 2012-11-14 2013-11-21
76 SHARES INTERNATIONAL PAPER CO P 2011-08-11 2013-11-21
59 SHARES J P MORGAN CHASE & CO P 2011-01-10 2013-11-21
10 SHARES JOHNSON CTLS INC P 2012-11-30 2013-11-21
30 SHARES KIMBERLY CLARK CORP P 2012-11-30 2013-11-21
79 SHARES LINN ENERGY LLC-UNITS LP P 2011-04-20 2013-11-21
131 SHARES MAGELLAN MIDSTREAM PARTNE P 2012-11-14 2013-11-21
23 SHARES MET LIFE COM P 2012-11-14 2013-11-21
24 SHARES NEXTERA ENERGY INC P 2012-11-14 2013-11-21
60 SHARES ONEOK PARTNERS LP P 2012-11-30 2013-11-21
26 SHARES PHILIP MORRIS INTL INC P 2012-11-14 2013-11-21
66 SHARES QUALITY SYS INC COM P 2013-04-08 2013-11-21
176 SHARES ROYAL DUTCH SHELL PLC SPO P 2012-08-02 2013-11-21
30 SHARES TEVA PHARMACEUTICAL-SP ADR P 2012-12-27 2013-11-21
5088 SHARES VANGUARD FTSE ALL-WORLD P 2012-11-09 2013-11-21
20 SHARES WELLPOINT INC P 2012-11-30 2013-11-21
347.988 SHARES FNMA POOL 190391 P 2009-06-08 2013-11-25
963.69 SHARES FNMA POOL AL2629 P 2013-03-18 2013-11-25
94 SHARES CISCO SYS INC P 2013-06-05 2013-11-27
114.855 SHARES MFF FAIRFIELD II P 2006-04-01 2013-11-30
138461.65 SHARES FNMA POOL AL2243 P 2012-11-19 2013-12-06
22000 SHARES UNITED STATES TREAS NTS P 2013-03-04 2013-12-06
14000 SHARES UNITED STATES TREAS NTS P 2013-10-22 2013-12-06
519 SHARES GAP INC P 2013-11-21 2013-12-24
160.88 SHARES FNMA POOL AL3519 P 2013-07-22 2013-12-25
1801 SHARES INTERNATIONAL PAPER CO P 2013-11-21 2014-01-07
50.48 SHARES FNMA POOL AQ7081 P 2013-07-10 2014-01-25
74.4 SHARES FNMA POOL AL3519 P 2013-07-22 2014-02-25
271 SHARES HANESBRANDS INC. P 2013-11-21 2014-03-12
455 SHARES JOHNSON CTLS INC P 2013-11-21 2014-03-13
57.79 SHARES FNMA POOL AR5265 P 2013-02-15 2014-03-25
7.08 SHARES FNMA POOL AQ7081 P 2013-07-10 2014-04-25
35.76 SHARES FNMA POOL AH5583 P 2011-02-09 2014-05-25
219 SHARES LORILLARD INC P 2013-11-21 2014-06-13
298 SHARES HSN INC P 2014-05-01 2014-06-24
15.38 SHARES FNMA POOL AR5858 P 2013-09-23 2014-06-25
7.28 SHARES FNMA POOL AJ5890 P 2013-03-13 2014-07-25
95.77 SHARES FNMA POOL AL3519 P 2013-07-22 2014-08-25
47.29 SHARES FNMA POOL 190404 P 2013-06-19 2013-09-25
13.47 SHARES FNMA POOL AR2583 P 2013-02-13 2013-09-25
198.41 SHARES FNMA POOL 745580 P 2013-09-27 2013-10-25
13.55 SHARES FNMA POOL AR2583 P 2013-02-13 2013-10-25
28562.938 SHARES DUPONT CAPITAL EMER P 2013-03-21 2013-10-29
2341.819 SHARES LATEEF FUND I P 2012-11-30 2013-10-29
302.065 SHARES TEMPLETON GLOBAL BD F P 2012-10-15 2013-10-29
169.979 SHARES TEMPLETON GLOBAL BD F P 2013-09-16 2013-10-29
62850 SHARES ALLIANZ FIX INC P 2012-11-14 2013-10-30
29.956 SHARES ALLIANZ FX INC P 2012-11-14 2013-10-30
313.62 SHARES FHLMC 30G C03792 P 2012-11-19 2013-11-15
20 SHARES AMERIGAS PARTNERS L P UNIT P 2012-10-25 2013-11-21
36 SHARES ASTRAZENECA PLC SPONSORED P 2012-11-14 2013-11-21
18 SHARES BAKER HUGHES INCORPORATED P 2012-06-25 2013-11-21
1 SHARES BIG LOTS INC P 2012-11-30 2013-11-21
60 SHARES CELGENE CORP COM P 2012-11-30 2013-11-21
11 SHARES CISCO SYS INC P 2012-03-15 2013-11-21
499 SHARES COACH INC COMMON P 2012-11-09 2013-11-21
60 SHARES CROWN CASTLE INTL COM P 2012-11-30 2013-11-21
33 SHARES DU PONT E I DE NEMOURS & C P 2012-11-14 2013-11-21
305 SHARES ENBRIDGE ENERGY PARTNERS P 2012-11-14 2013-11-21
427.647 SHARES ENTERPRISE PRODUCTS P P 2011-04-08 2013-11-21
100 SHARES FIRST NIAGARA FINL GROUP P 2012-11-30 2013-11-21
23 SHARES GENUINE PARTS CO P 2012-11-14 2013-11-21
30 SHARES HOSPIRA INC P 2012-11-30 2013-11-21
26 SHARES INTERNATIONAL PAPER CO P 2012-11-14 2013-11-21
19 SHARES J P MORGAN CHASE & CO P 2011-05-16 2013-11-21
20 SHARES JOHNSON CTLS INC P 2013-01-18 2013-11-21
229 SHARES KINDER MORGAN ENERGY PART P 2011-04-08 2013-11-21
662 SHARES LINN ENERGY LLC-UNITS LP P 2011-12-22 2013-11-21
100 SHARES MAGELLAN MIDSTREAM PARTNE P 2012-11-30 2013-11-21
1 SHARES MET LIFE COM P 2012-11-30 2013-11-21
30 SHARES NEXTERA ENERGY INC P 2012-11-30 2013-11-21
267 SHARES ORACLE CORP P 2006-11-09 2013-11-21
10 SHARES PHILIP MORRIS INTL INC P 2012-11-30 2013-11-21
209 SHARES RAYTHEON CO COMMON P 2012-11-09 2013-11-21
22 SHARES ROYAL DUTCH SHELL PLC SPON P 2012-11-14 2013-11-21
5 SHARES TEXAS INSTRUMENTS INC P 2009-04-21 2013-11-21
1186 SHARES VANGUARD FTSE ALL-WORLD P 2012-11-14 2013-11-21
29 SHARES WELLS FARGO COMPANY P 2009-02-10 2013-11-21
133.842 SHARES FNMA POOL 190391 P 2009-06-28 2013-11-25
132.17 SHARES FNMA POOL AL3519 P 2013-07-22 2013-11-25
30 SHARES CISCO SYS INC P 2013-06-25 2013-11-27
62.505 SHARES MFF ORION A P 2006-04-01 2013-11-30
32812.68 SHARES FNMA POOL AL2629 P 2013-03-18 2013-12-06
12000 SHARES UNITED STATES TREAS NTS P 2013-03-05 2013-12-06
192000 SHARES UNITED STATES TREAS NT P 2013-01-19 2013-12-06
430.47 SHARES FNMA POOL 190391 P 2009-06-08 2013-12-25
55.85 SHARES FNMA POOL AQ7081 P 2013-07-10 2013-12-25
688 SHARES KLA-TENCOR CORPORATION P 2013-11-21 2014-01-07
3.32 SHARES FNMA POOL AR2583 P 2013-02-13 2014-01-25
52.67 SHARES FNMA POOL AQ7081 P 2013-07-10 2014-02-25
297 SHARES HELMERICH & PAYNE INC COM P 2013-11-21 2014-03-12
116 SHARES LYONDELLBASELL INDUSTRIES P 2014-01-07 2014-03-13
16.01 SHARES FNMA POOL AR5858 P 2013-09-23 2014-03-25
5.11 SHARES FNMA POOL AR2583 P 2013-02-13 2014-04-25
22.83 SHARES FNMA POOL AJ5890 P 2013-03-13 2014-05-25
1261 SHARES WYNDHAM WORLDWIDE CORP P 2014-01-07 2014-06-13
159 SHARES LANNET INC COM P 2014-05-01 2014-06-24
11.97 SHARES FNMA POOL AR9902 P 2013-08-12 2014-06-25
108.73 SHARES FNMA POOL AL3519 P 2013-07-22 2014-07-25
7.38 SHARES FNMA POOL AQ7081 P 2013-07-10 2014-08-25
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,122   928 194
b 1,999   2,152 -153
c 10   11 -1
d 996   1,073 -77
e 10   10  
444,604   408,099 36,505
451,837   456,154 -4,317
103,277   105,239 -1,962
2,221   2,212 9
14,499   14,992 -493
16,638   17,412 -774
41   54 -13
1,948   1,851 97
1,644   1,425 219
806   531 275
2,053   1,715 338
237   196 41
427   420 7
3,769   3,720 49
1,338   1,282 56
2,452   1,726 726
1,191   1,166 25
33,473   23,294 10,179
2,539   1,914 625
1,627   1,294 333
10,957   9,342 1,615
462   371 91
229   165 64
330   289 41
4,901   4,527 374
5,632   7,332 -1,700
2,499   1,789 710
1,320   958 362
41,336   24,464 16,872
17,053   9,324 7,729
6,076   3,745 2,331
2,605   1,707 898
2,128   2,073 55
1,268   866 402
50,009   44,088 5,921
1,235   884 351
26   63 -37
7   13 -6
32,665   32,956 -291
107,426   100,000 7,426
24,086   24,593 -507
77,009   84,137 -7,128
11,463   11,339 124
24   24  
3   3  
87,545   94,206 -6,661
10   10  
18   19 -1
78,911   80,306 -1,395
39,119   39,079 40
77   77  
11   11  
96   103 -7
4   4  
5,190   4,952 238
94   94  
7   7  
14   15 -1
5,713   5,240 473
402   425 -23
12   12  
139   147 -8
16   16  
422,648   344,037 78,611
56,844   57,161 -317
4,117   4,189 -72
816,589   569,755 246,834
98,971   102,613 -3,642
97,810   102,581 -4,771
11,319   7,738 3,581
424   412 12
11,024   7,674 3,350
403   286 117
1,103   828 275
3,557   2,290 1,267
128   104 24
4,307   4,588 -281
47,169   39,746 7,423
4,414   3,151 1,263
4,912   4,935 -23
2,568   1,676 892
363   250 113
30,383   19,508 10,875
1,292   1,097 195
1,348   1,888 -540
1,086   675 411
425   381 44
46,640   47,065 -425
3,379   4,403 -1,024
2,916   2,095 821
2,903   2,108 795
7,501   4,336 3,165
660   578 82
4,222   2,653 1,569
2,605   1,707 898
24,866   20,860 4,006
1,268   885 383
584,110   540,424 43,686
1,323   986 337
155   395 -240
13   11 2
20,878   20,048 830
5,945     5,945
14,788   15,173 -385
15,026   15,208 -182
2,866   2,813 53
135   135  
10   10  
82,133   84,215 -2,082
3   3  
10   11 -1
14,676   14,104 572
47,797   61,494 -13,697
47   47  
3   3  
53   53  
51   48 3
8,233   6,540 1,693
11,127   9,788 1,339
24   25 -1
10   11 -1
376   388 -12
22   23 -1
21   21  
24   25 -1
13   13  
42,216   33,947 8,269
80,666   82,207 -1,541
137,794   142,087 -4,293
78,157   53,933 24,224
17,051   17,662 -611
13,635   14,331 -696
1,952   1,315 637
447   341 106
599   541 58
518   437 81
1,635   1,215 420
790   511 279
256   200 56
4,576   4,395 181
10,791   8,908 1,883
8,334   7,439 895
14,619   8,760 5,859
12,483   8,727 3,756
453   332 121
5,194   3,571 1,623
1,124   1,022 102
302,018   422,933 -120,915
572   311 261
944   847 97
2,042   2,146 -104
889   1,257 -368
8,122   5,638 2,484
3,220   2,338 882
4,688   2,914 1,774
11,010   9,632 1,378
13,388   8,687 4,701
6,626   7,458 -832
27,656   26,914 742
2,990   2,449 541
268   212 56
36,001   29,202 6,799
1,578   1,699 -121
33   32 1
13,745   13,623 122
212,800   241,538 -28,738
11,226   11,292 -66
9,391   9,336 55
7,642   7,559 83
1,021   1,021  
3   3  
22,906   24,673 -1,767
68   69 -1
3   3  
75,031   81,019 -5,988
16,513   18,256 -1,743
4   1 3
74   75 -1
10   10  
10,988   10,355 633
4,982   4,202 780
251,067   251,890 -823
100   103 -3
3   3  
4,285   4,020 265
524   550 -26
596   437 159
334   351 -17
14   14  
38,272   32,656 5,616
189,769   188,409 1,360
27,851   27,936 -85
55,772   41,282 14,490
23,303   24,011 -708
23,747   24,417 -670
2,602   1,815 787
3,574   2,729 845
1,162   1,120 42
461   367 94
646   606 40
1,844   1,190 654
256   197 59
2,416   991 1,425
1,413   1,263 150
2,504   2,251 253
5,984   3,541 2,443
146,686   106,895 39,791
11,304   7,837 3,467
9,514   10,796 -1,282
2,444   1,923 521
32,507   45,357 -12,850
914   500 414
2,831   2,540 291
7,760   7,353 407
2,134   2,714 -580
8,608   5,620 2,988
2,903   2,470 433
36,638   32,437 4,201
3,473   2,967 506
56,539   39,288 17,251
1,865   2,071 -206
3,321   3,195 126
1,184   1,083 101
1,169   1,011 158
3,718   2,906 812
428   420 8
3   5 -2
10,283   10,368 -85
935   935  
20,566   24,880 -4,314
12,209   12,497 -288
955   957 -2
551   551  
73   73  
36,064   38,593 -2,529
11   11  
70   70  
12,812   12,645 167
3   1 2
45   42 3
15   15  
10   11 -1
16,460   15,940 520
10,082   11,196 -1,114
301,154   302,141 -987
16   15 1
24   24  
3,684   3,034 650
296   316 -20
437   331 106
185   197 -12
16   16  
460,479   405,219 55,260
311,846   295,021 16,825
18,405   18,461 -56
445,055   402,859 42,196
14,336   14,929 -593
459   482 -23
45,632   26,884 18,748
8,376   6,404 1,972
2,113   2,040 73
230   174 56
26,095   18,549 7,546
1,354   886 468
470   361 109
1,024   700 324
1,285   1,196 89
22,866   18,862 4,004
4,848   2,765 2,083
8,011   6,477 1,534
698   547 151
1,248   1,402 -154
2,469   1,942 527
55,383   76,541 -21,158
1,657   1,138 519
566   434 132
9,802   9,823 -21
2,964   3,962 -998
42,070   32,756 9,314
12,600   8,596 4,004
4,471   3,905 566
3,473   3,211 262
2,060   1,838 222
19,313   18,978 335
3,832   3,788 44
1,807   1,560 247
1,583   1,341 242
4,507   3,723 784
32   33 -1
12   12  
18,385   18,088 297
173,886   186,378 -12,492
122,108   146,739 -24,631
9,887   10,063 -176
102,505   109,730 -7,225
18   18  
11   11  
25,769   27,609 -1,840
161,514   176,017 -14,503
14   14  
25,174   21,752 3,422
43   40 3
75,632   75,569 63
510,761   546,119 -35,358
3   3  
89,017   77,541 11,476
20   21 -1
60,103   54,660 5,443
80   81 -1
12   12  
976   708 268
59   60 -1
265   217 48
34   34  
2,077   1,236 841
143,520   141,522 1,998
5,207   4,985 222
184   185 -1
37,940   33,963 3,977
13,504   13,318 186
66   69 -3
9,026   5,189 3,837
447   336 111
1,333   1,909 -576
173   119 54
15,267   8,398 6,869
246   160 86
299   233 66
1,229   884 345
8,985   10,932 -1,947
821   736 85
66,809   35,253 31,556
12,420   10,391 2,029
2,148   1,609 539
1,560   1,800 -240
13,218   11,347 1,871
526,414   406,341 120,073
1,715   1,227 488
298   206 92
5,188   4,639 549
4,268   5,211 -943
5,207   3,484 1,723
598   463 135
3,726   3,241 485
562   350 212
10,402   8,908 1,494
4,098   3,610 488
4,152   3,970 182
5,794   3,504 2,290
1,632   1,376 256
1,690   1,430 260
992   1,041 -49
11   11  
13,770   13,981 -211
10,904   10,656 248
14,689   16,527 -1,838
271,905   275,937 -4,032
3,868   4,102 -234
159   159  
95   98 -3
5   2 3
37,194   38,144 -950
15,168   15,289 -121
13,573   10,871 2,702
14   6 8
255,922   255,922  
496,623   542,029 -45,406
12   12  
12,017   10,986 1,031
103   113 -10
188,168   172,093 16,075
43   42 1
25     25
1,478   645 833
16   17 -1
1,243   689 554
32   34 -2
639   386 253
607,094   595,446 11,648
5,021   5,006 15
4,709   4,802 -93
39,100   36,750 2,350
11,870   11,728 142
853   891 -38
1,356   937 419
6,142   4,626 1,516
852   934 -82
403   344 59
1,991   1,071 920
7,014   4,626 2,388
171   135 36
15,077   11,503 3,574
4,402   5,053 -651
4,885   4,193 692
13,786   7,834 5,952
11,877   10,316 1,561
1,880   1,475 405
10,444   10,446 -2
4,967   4,385 582
52,749   40,072 12,677
1,600   1,453 147
1,685   1,200 485
36,183   28,334 7,849
1,884   880 1,004
6,942   5,212 1,730
3,702   2,671 1,031
1,552   1,391 161
3,664   2,418 1,246
5,149   4,677 472
2,454   2,232 222
720   391 329
1,694   776 918
2,266   1,662 604
7,074   7,580 -506
168   179 -11
150   156 -6
12,264   12,378 -114
80,518   81,578 -1,060
21,543   24,243 -2,700
16,809   17,012 -203
31,912   33,914 -2,002
22   22  
24   24  
26   24 2
4   1 3
21,583   18,502 3,081
56,137   56,090 47
77   12 65
78,359   77,622 737
284,198   285,030 -832
15   15  
68,218   64,466 3,752
23   25 -2
58,510   51,779 6,731
6   7 -1
9   9  
732   788 -56
1,537   943 594
195   210 -15
537   388 149
188,441   183,235 5,206
5,041   5,045 -4
4,694   4,794 -100
411,338   403,244 8,094
20,020   19,338 682
12,267   12,164 103
814   544 270
447   354 93
1,185   1,392 -207
691   478 213
2,655   1,480 1,175
1,723   1,040 683
4,697   3,711 986
1,976   1,483 493
39,071   26,415 12,656
1,642   1,489 153
7,575   4,551 3,024
4,766   8,225 -3,459
15,112   8,327 6,785
880   881 -1
1,104   1,139 -35
49,607   39,444 10,163
14,742   10,849 3,893
1,296   988 308
4,716   3,607 1,109
713   546 167
291   264 27
3,365   2,389 976
480   405 75
464   307 157
36,965   32,118 4,847
104   99 5
69   43 26
3,744   2,899 845
9,747   4,398 5,349
2,292   2,474 -182
23   59 -36
48   49 -1
20,592   19,881 711
31,299   32,121 -822
73,444   82,861 -9,417
15,820   15,718 102
11,604   11,517 87
27   27  
17   17  
30   12 18
28   26 2
7,870   7,695 175
12,889   12,263 626
23   22 1
23   24 -1
4   4  
104,224   93,745 10,479
10,390   12,144 -1,754
36   37 -1
6   6  
59   55 4
1,573   1,680 -107
572   618 -46
6   6  
396   427 -31
1,612   1,107 505
295,908   268,899 27,009
5,146   5,056 90
4,742   4,843 -101
172,484   171,928 556
35,260   34,125 1,135
14,509   14,409 100
3,254   2,202 1,052
4,914   3,900 1,014
926   1,151 -225
58   43 15
2,316   2,025 291
2,584   2,225 359
214   177 37
2,928   2,271 657
1,395   946 449
27,674   28,109 -435
10,226   6,815 3,411
6,467   10,992 -4,525
3,514   1,977 1,537
2,347   2,373 -26
21,891   22,538 -647
171   110 61
2,283   1,661 622
1,788   1,358 430
4,422   3,485 937
2,037   1,537 500
15,038   13,642 1,396
10,532   8,802 1,730
1,184   1,058 126
489   355 134
4,966   4,310 656
1,096   1,090 6
1,302   814 488
1,872   1,432 440
5,003   3,943 1,060
19,927   23,855 -3,928
23   46 -23
19   18 1
68,346   68,555 -209
120,999   133,759 -12,760
83,236   94,355 -11,119
4,944   4,891 53
1,934   1,903 31
35   35  
72,761   78,187 -5,426
126   19 107
19   8 11
18,737   20,378 -1,641
10,198   9,099 1,099
25   13 12
92   101 -9
41   39 2
77,934   87,841 -9,907
7,594   6,289 1,305
40   42 -2
79   75 4
32   34 -2
486   267 219
558   610 -52
1,609   1,718 -109
251   275 -24
683   453 230
26,143   23,440 2,703
5,316   5,086 230
2,110   2,169 -59
248,425   242,498 5,927
11,848   11,630 218
17,754   17,266 488
1,085   760 325
2,679   1,844 835
2,083   1,621 462
518   386 132
189   161 28
1,600   1,340 260
854   756 98
40,534   31,399 9,135
4,884   3,459 1,425
4,189   4,097 92
9,145   9,057 88
1,362   2,439 -1,077
36,499   19,494 17,005
1,707   1,048 659
3,679   3,724 -45
57   41 16
2,853   2,090 763
246   181 65
10,880   10,296 584
15,902   7,819 8,083
1,940   1,721 219
39,437   32,959 6,478
8,341   6,565 1,776
3,046   2,500 546
3,547   3,175 372
1,671   1,858 -187
343   239 104
1,783   1,416 367
2,705   1,866 839
747   811 -64
133   143 -10
10,829   10,672 157
93,598   94,285 -687
16,673   17,182 -509
22,523   25,768 -3,245
1,977   1,956 21
4,835   4,792 43
311   311  
210   198 12
21   20 1
100   15 85
8,040   7,323 717
28,010   35,582 -7,572
27   16 11
42   44 -2
48,485   50,548 -2,063
16,159   14,304 1,855
4,906   4,568 338
128   137 -9
24   26 -2
116   116  
2,127   1,177 950
2,168   2,334 -166
33   31 2
1,491   1,605 -114
647   386 261
31,731   29,450 2,281
5,329   5,078 251
2,103   2,181 -78
21,017   20,307 710
17,861   17,663 198
43,325   42,269 1,056
15,207   13,008 2,199
2,567   1,595 972
3,676   2,786 890
1,213   810 403
473   417 56
2,461   2,108 353
384   367 17
4,572   3,511 1,061
9,127   6,756 2,371
2,394   2,474 -80
2,674   2,670 4
44,347   38,509 5,838
1,255   826 429
1,134   662 472
1,840   1,898 -58
286   206 80
48,125   41,383 6,742
713   579 134
2,065   1,893 172
5,138   2,550 2,588
2,426   2,211 215
2,740   2,580 160
2,656   2,105 551
1,662   1,357 305
1,419   1,276 143
1,357   1,483 -126
2,320   2,308 12
10,933   9,502 1,431
2,965   2,059 906
4,334   4,123 211
363   391 -28
53,517   52,843 674
16,230   16,008 222
20,741   21,722 -981
94,008   106,398 -12,390
2,966   2,915 51
967   975 -8
298   298  
5,780   5,471 309
25   13 12
28   26 2
15,452   12,506 2,946
70,843   77,139 -6,296
70   65 5
25   26 -1
25   27 -2
16,013   13,073 2,940
3,568   3,921 -353
7   7  
85   85  
56   60 -4
373,671   321,326 52,345
1,831   1,984 -153
479   499 -20
1,106   1,198 -92
255,970   242,498 13,472
170,500   164,991 5,509
5,234   5,119 115
2,200   2,178 22
21,945   22,250 -305
748,955   785,490 -36,535
14,104   13,997 107
2,099   1,758 341
642   478 164
288   262 26
1,427   988 439
476   216 260
683   564 119
2,007   2,294 -287
3,707   3,114 593
799   600 199
5,506   5,704 -198
25,939   22,089 3,850
627   432 195
8,886   5,660 3,226
1,173   714 459
1,104   1,225 -121
457   314 143
2,937   1,531 1,406
9,707   7,490 2,217
1,007   982 25
42,814   23,182 19,632
5,015   3,207 1,808
1,292   1,229 63
22,527   23,899 -1,372
724   709 15
1,348   1,188 160
1,044   1,007 37
1,200   1,158 42
1,357   1,263 94
4,328   2,782 1,546
1,993   2,044 -51
250   273 -23
11,866   11,695 171
22,450   22,632 -182
29,042   29,485 -443
28,398   29,172 -774
10,876   10,749 127
5   5  
943   943  
10,298   9,773 525
17   10 7
25   13 12
87,350   78,392 8,958
96,922   101,350 -4,428
7   7  
7   8 -1
98   107 -9
87,469   88,034 -565
10,751   16,744 -5,993
16   17 -1
31   34 -3
40   40  
649   677 -28
172   183 -11
184   193 -9
86   91 -5
24,884   23,024 1,860
129,933   107,015 22,918
5,150   5,150  
2,212   2,185 27
258,389   262,755 -4,366
23,322   25,331 -2,009
16,019   15,933 86
736   677 59
802   624 178
461   360 101
668   660 8
11,275   5,125 6,150
790   664 126
640   728 -88
33,899   30,573 3,326
1,999   1,519 480
15,182   15,646 -464
5,027   3,954 1,073
3,080   2,034 1,046
5,021   3,591 1,430
621   512 109
3,679   3,812 -133
286   217 69
1,114   550 564
1,079   840 239
4,535   5,989 -1,454
1,529   1,113 416
3,695   2,086 1,609
12,903   10,060 2,843
3,666   3,866 -200
11,282   11,309 -27
1,599   1,296 303
1,305   1,283 22
400   401 -1
1,163   1,134 29
1,197   708 489
15,443   16,085 -642
1,332   1,434 -102
102,193   102,285 -92
174,762   140,000 34,762
36,972   39,152 -2,180
53,127   55,374 -2,247
989   984 5
33   33  
1,132   1,132  
90,564   96,952 -6,388
146   135 11
18   10 8
9,563   8,578 985
62,662   69,164 -6,502
19   19  
71   76 -5
30   32 -2
14,446   14,696 -250
12,739   16,711 -3,972
11   11  
42   42  
17   18 -1
250   261 -11
103   103  
29   31 -2
7   7  
29,210   27,919 1,291
28,377   22,933 5,444
3,968   4,019 -51
2,256   2,197 59
374,305   381,374 -7,069
460   501 -41
5   15 -10
7,031   7,357 -326
14,190   11,798 2,392
518   391 127
14,915   14,806 109
7,940   3,733 4,207
512   435 77
54   54  
4,535   3,993 542
11,281   7,991 3,290
149   141 8
2,139   1,756 383
1,540   1,014 526
10,088   7,710 2,378
738   558 180
3,513   1,870 1,643
3,372   2,556 816
506   275 231
3,236   2,575 661
2,342   3,060 -718
8,012   5,257 2,755
1,214   714 500
2,078   1,599 479
3,188   3,511 -323
2,222   2,156 66
1,466   1,230 236
12,487   12,377 110
1,200   1,107 93
254,448   217,234 37,214
1,842   1,118 724
348   363 -15
964   1,044 -80
2,000   2,306 -306
90,572   93,815 -3,243
143,351   149,135 -5,784
20,661   22,244 -1,583
13,842   13,862 -20
20,038   21,677 -1,639
161   161  
88,097   84,429 3,668
50   48 2
74   69 5
19,903   18,844 1,059
21,401   23,011 -1,610
58   58  
7   7  
36   36  
13,340   11,425 1,915
17,571   16,432 1,139
15   15  
7   8 -1
96   103 -7
47   50 -3
13   14 -1
198   215 -17
14   14  
271,348   260,494 10,854
33,324   28,055 5,269
3,975   4,051 -76
2,237   2,200 37
683,179   706,434 -23,255
393   428 -35
314   335 -21
847   895 -48
1,972   1,621 351
1,037   685 352
38   28 10
9,528   4,724 4,804
235   220 15
26,866   26,964 -98
4,460   4,028 432
2,023   1,398 625
9,080   8,642 438
26,558   17,316 9,242
1,100   747 353
1,871   1,387 484
1,165   894 271
1,202   877 325
1,086   823 263
1,013   614 399
18,705   16,998 1,707
19,621   25,309 -5,688
6,116   4,454 1,662
53   33 20
2,598   2,049 549
9,273   4,998 4,275
855   899 -44
18,147   11,741 6,406
1,561   1,503 58
211   87 124
59,311   49,855 9,456
1,279   495 784
134   140 -6
132   148 -16
638   731 -93
162,827   106,843 55,984
35,622   35,648 -26
11,270   12,107 -837
183,412   190,275 -6,863
430   430  
56   56  
42,883   43,660 -777
3   3  
53   50 3
29,246   23,492 5,754
10,528   9,168 1,360
16   15 1
5   5  
23   24 -1
91,301   91,501 -200
7,902   5,555 2,347
12   12  
109   116 -7
7   7  
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       194
b       -153
c       -1
d       -77
e        
      36,505
      -4,317
      -1,962
      9
      -493
      -774
      -13
      97
      219
      275
      338
      41
      7
      49
      56
      726
      25
      10,179
      625
      333
      1,615
      91
      64
      41
      374
      -1,700
      710
      362
      16,872
      7,729
      2,331
      898
      55
      402
      5,921
      351
      -37
      -6
      -291
      7,426
      -507
      -7,128
      124
       
       
      -6,661
       
      -1
      -1,395
      40
       
       
      -7
       
      238
       
       
      -1
      473
      -23
       
      -8
       
      78,611
      -317
      -72
      246,834
      -3,642
      -4,771
      3,581
      12
      3,350
      117
      275
      1,267
      24
      -281
      7,423
      1,263
      -23
      892
      113
      10,875
      195
      -540
      411
      44
      -425
      -1,024
      821
      795
      3,165
      82
      1,569
      898
      4,006
      383
      43,686
      337
      -240
      2
      830
      5,945
      -385
      -182
      53
       
       
      -2,082
       
      -1
      572
      -13,697
       
       
       
      3
      1,693
      1,339
      -1
      -1
      -12
      -1
       
      -1
       
      8,269
      -1,541
      -4,293
      24,224
      -611
      -696
      637
      106
      58
      81
      420
      279
      56
      181
      1,883
      895
      5,859
      3,756
      121
      1,623
      102
      -120,915
      261
      97
      -104
      -368
      2,484
      882
      1,774
      1,378
      4,701
      -832
      742
      541
      56
      6,799
      -121
      1
      122
      -28,738
      -66
      55
      83
       
       
      -1,767
      -1
       
      -5,988
      -1,743
      3
      -1
       
      633
      780
      -823
      -3
       
      265
      -26
      159
      -17
       
      5,616
      1,360
      -85
      14,490
      -708
      -670
      787
      845
      42
      94
      40
      654
      59
      1,425
      150
      253
      2,443
      39,791
      3,467
      -1,282
      521
      -12,850
      414
      291
      407
      -580
      2,988
      433
      4,201
      506
      17,251
      -206
      126
      101
      158
      812
      8
      -2
      -85
       
      -4,314
      -288
      -2
       
       
      -2,529
       
       
      167
      2
      3
       
      -1
      520
      -1,114
      -987
      1
       
      650
      -20
      106
      -12
       
      55,260
      16,825
      -56
      42,196
      -593
      -23
      18,748
      1,972
      73
      56
      7,546
      468
      109
      324
      89
      4,004
      2,083
      1,534
      151
      -154
      527
      -21,158
      519
      132
      -21
      -998
      9,314
      4,004
      566
      262
      222
      335
      44
      247
      242
      784
      -1
       
      297
      -12,492
      -24,631
      -176
      -7,225
       
       
      -1,840
      -14,503
       
      3,422
      3
      63
      -35,358
       
      11,476
      -1
      5,443
      -1
       
      268
      -1
      48
       
      841
      1,998
      222
      -1
      3,977
      186
      -3
      3,837
      111
      -576
      54
      6,869
      86
      66
      345
      -1,947
      85
      31,556
      2,029
      539
      -240
      1,871
      120,073
      488
      92
      549
      -943
      1,723
      135
      485
      212
      1,494
      488
      182
      2,290
      256
      260
      -49
       
      -211
      248
      -1,838
      -4,032
      -234
       
      -3
      3
      -950
      -121
      2,702
      8
       
      -45,406
       
      1,031
      -10
      16,075
      1
      25
      833
      -1
      554
      -2
      253
      11,648
      15
      -93
      2,350
      142
      -38
      419
      1,516
      -82
      59
      920
      2,388
      36
      3,574
      -651
      692
      5,952
      1,561
      405
      -2
      582
      12,677
      147
      485
      7,849
      1,004
      1,730
      1,031
      161
      1,246
      472
      222
      329
      918
      604
      -506
      -11
      -6
      -114
      -1,060
      -2,700
      -203
      -2,002
       
       
      2
      3
      3,081
      47
      65
      737
      -832
       
      3,752
      -2
      6,731
      -1
       
      -56
      594
      -15
      149
      5,206
      -4
      -100
      8,094
      682
      103
      270
      93
      -207
      213
      1,175
      683
      986
      493
      12,656
      153
      3,024
      -3,459
      6,785
      -1
      -35
      10,163
      3,893
      308
      1,109
      167
      27
      976
      75
      157
      4,847
      5
      26
      845
      5,349
      -182
      -36
      -1
      711
      -822
      -9,417
      102
      87
       
       
      18
      2
      175
      626
      1
      -1
       
      10,479
      -1,754
      -1
       
      4
      -107
      -46
       
      -31
      505
      27,009
      90
      -101
      556
      1,135
      100
      1,052
      1,014
      -225
      15
      291
      359
      37
      657
      449
      -435
      3,411
      -4,525
      1,537
      -26
      -647
      61
      622
      430
      937
      500
      1,396
      1,730
      126
      134
      656
      6
      488
      440
      1,060
      -3,928
      -23
      1
      -209
      -12,760
      -11,119
      53
      31
       
      -5,426
      107
      11
      -1,641
      1,099
      12
      -9
      2
      -9,907
      1,305
      -2
      4
      -2
      219
      -52
      -109
      -24
      230
      2,703
      230
      -59
      5,927
      218
      488
      325
      835
      462
      132
      28
      260
      98
      9,135
      1,425
      92
      88
      -1,077
      17,005
      659
      -45
      16
      763
      65
      584
      8,083
      219
      6,478
      1,776
      546
      372
      -187
      104
      367
      839
      -64
      -10
      157
      -687
      -509
      -3,245
      21
      43
       
      12
      1
      85
      717
      -7,572
      11
      -2
      -2,063
      1,855
      338
      -9
      -2
       
      950
      -166
      2
      -114
      261
      2,281
      251
      -78
      710
      198
      1,056
      2,199
      972
      890
      403
      56
      353
      17
      1,061
      2,371
      -80
      4
      5,838
      429
      472
      -58
      80
      6,742
      134
      172
      2,588
      215
      160
      551
      305
      143
      -126
      12
      1,431
      906
      211
      -28
      674
      222
      -981
      -12,390
      51
      -8
       
      309
      12
      2
      2,946
      -6,296
      5
      -1
      -2
      2,940
      -353
       
       
      -4
      52,345
      -153
      -20
      -92
      13,472
      5,509
      115
      22
      -305
      -36,535
      107
      341
      164
      26
      439
      260
      119
      -287
      593
      199
      -198
      3,850
      195
      3,226
      459
      -121
      143
      1,406
      2,217
      25
      19,632
      1,808
      63
      -1,372
      15
      160
      37
      42
      94
      1,546
      -51
      -23
      171
      -182
      -443
      -774
      127
       
       
      525
      7
      12
      8,958
      -4,428
       
      -1
      -9
      -565
      -5,993
      -1
      -3
       
      -28
      -11
      -9
      -5
      1,860
      22,918
       
      27
      -4,366
      -2,009
      86
      59
      178
      101
      8
      6,150
      126
      -88
      3,326
      480
      -464
      1,073
      1,046
      1,430
      109
      -133
      69
      564
      239
      -1,454
      416
      1,609
      2,843
      -200
      -27
      303
      22
      -1
      29
      489
      -642
      -102
      -92
      34,762
      -2,180
      -2,247
      5
       
       
      -6,388
      11
      8
      985
      -6,502
       
      -5
      -2
      -250
      -3,972
       
       
      -1
      -11
       
      -2
       
      1,291
      5,444
      -51
      59
      -7,069
      -41
      -10
      -326
      2,392
      127
      109
      4,207
      77
       
      542
      3,290
      8
      383
      526
      2,378
      180
      1,643
      816
      231
      661
      -718
      2,755
      500
      479
      -323
      66
      236
      110
      93
      37,214
      724
      -15
      -80
      -306
      -3,243
      -5,784
      -1,583
      -20
      -1,639
       
      3,668
      2
      5
      1,059
      -1,610
       
       
       
      1,915
      1,139
       
      -1
      -7
      -3
      -1
      -17
       
      10,854
      5,269
      -76
      37
      -23,255
      -35
      -21
      -48
      351
      352
      10
      4,804
      15
      -98
      432
      625
      438
      9,242
      353
      484
      271
      325
      263
      399
      1,707
      -5,688
      1,662
      20
      549
      4,275
      -44
      6,406
      58
      124
      9,456
      784
      -6
      -16
      -93
      55,984
      -26
      -837
      -6,863
       
       
      -777
       
      3
      5,754
      1,360
      1
       
      -1
      -200
      2,347
       
      -7
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,115,697
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 584,965
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,052,864 17,774,048 0.059236
2011 999,872 18,256,246 0.054769
2010 980,266 17,160,124 0.057125
2009 818,923 17,532,344 0.046709
2008 978,904 19,246,981 0.050860
2 Total of line 1, column (d) ...................... 2 0.268699
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.053740
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 18,407,737
5 Multiply line 4 by line 3....................... 5 989,232
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 15,209
7 Add lines 5 and 6......................... 7 1,004,441
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,051,831
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 15,209
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 15,209
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 15,209
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 12,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 12,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 1
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 3,210
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNA
    14
    The books are in care ofbulletJ LINTON SUTTLE Telephone no.bullet (704) 487-8888
    Located atbulletPO BOX 208SHELBYNC ZIP+4bullet28151
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    HOYT BAILEYClick to see attachment PRESIDENT
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    MELANIE ANN KNIGHTClick to see attachment DIRECTOR
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    J LINTON SUTTLEClick to see attachment TREASURER
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    KATHLEEN H WILSONClick to see attachment VICE-PRES.
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    CYNTHIA B BUCKINGHAMClick to see attachment DIRECTOR
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    HARVEY B HAMRICK JRClick to see attachment SECRETARY
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    920,387
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    15,209
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    15,209
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    905,178
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    905,178
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    905,178
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 905,178
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 50,684
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,051,831
    a Applied to 2012, but not more than line 2a 50,684
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 905,178
    e Remaining amount distributed out of corpus 95,969
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 95,969
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		95,969
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013.... 95,969
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    HOYT Q BAILEY
    P O BOX 208
    SHELBY,NC28151
    (704) 487-8888
    NONE
    bThe form in which applications should be submitted and information and materials they should include:
    DETAILED REQUEST DATA AND COPY OF IRS EXEMPTION CERTIFICATE.
    cAny submission deadlines:
    NONE.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    N/A
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ABUSE PREVENTION COUNCIL
    PO BOX 2589
    SHELBY,NC28151     		    DONATION 10,000
    ALDERSGATE UNITED METHODIST CHURCH
    1207 W DIXON BOULEVARD
    SHELBY,NC28152     		    DONATION 5,000
    AMERICAN HEART ASSOCATION
    222 S TRYON ST
    SUITE 1588
    CHARLOTTE,NC28202     		    DONATION FOR RESEARCH 10,000
    AMERICAN LEGION WORLD SERIES
    222 N LAFAYETTE ST
    SHELBY,NC28150     		    LONG-TERM PLEDGE 25,000
    AMERICAN LEGION WORLD SERIES
    222 N LAFAYETTE ST
    SHELBY,NC28150     		    SPECIAL REQUEST ABOVE LONG-TERM PLED 25,000
    AMERICAN RED CROSS
    2425 PARK ROAD
    CHARLOTTE,NC28203     		    GENERAL SUPPORT 10,000
    ASCENSION LUTHERAN CHURCH
    300 N LAFAYETTE ST
    SHELBY,NC28150     		    DONATION 3,945
    BAPTIST CHILDREN'S HOME OF NC
    PO BOX 338
    THOMASVILLE,NC27361     		    GENERAL SUPPORT 1,000
    BETHLEHEM UMC
    2741 HIGHWAY 274
    CHERRYVILLE,NC28021     		    GENERAL SUPPORT 2,500
    BOY SCOUTS OF AMERICA
    PO BOX 1059
    GASTONIA,NC28053     		    GENERAL SUPPORT 5,000
    BOY SCOUT TROOP 101
    120 N LAFAYETTE ST
    SHELBY,NC28150     		    GENERAL SUPPORT 200
    BOYS & GIRLS CLUB OF CLEVELAND CO
    PO BOX 2001
    SHELBY,NC28151     		    GENERAL SUPPORT 30,000
    BOYS & GIRLS CLUB OF CLEVELAND CO
    PO BOX 2001
    SHELBY,NC28151     		    GENERAL SUPPORT 1,000
    BROTHERS IN CHRIST OUTREACH MINISTR
    PO BOX 1264
    SHELBY,NC28151     		    GENERAL SUPPORT 15,000
    BURNS HIGH SCHOOL
    307 E STAGECOACH TRAIL
    LAWNDALE,NC28090     		    BURNS HIGH SCHOOL PERCUSSION PROJECT 2,080
    BURNS MIDDLE SCHOOL
    215 SHADY GROVE ROAD
    LAWNDALE,NC28090     		    GENERAL SUPPORT 5,000
    CHILDREN'S HOMES OF CLEVELAND COUNT
    PO BOX 2053
    SHELBY,NC28151     		    GENERAL SUPPORT 25,000
    CHRISTIAN RECORD SERVICES FOR THE B
    123 APRIL LANE
    HENDERSONVILLE,NC28792     		    GENERAL SUPPORT 2,000
    CLEVELAND CO ARTS COUNCIL
    111 S WASHINGTON STREET
    SHELBY,NC28150     		    GENERAL SUPPORT 10,000
    CLEVELAND CO BUSINESS DEV CENTER
    7 NORTH LAFAYETTE STREET
    SUITE 1
    SHELBY,NC28150     		    GENERAL SUPPORT 2,500
    CLEVELAND CO CHORAL SOCIETY
    324-2 LAMAR AVENUE
    SHELBY,NC28150     		    GENERAL SUPPORT 500
    CLEVELAND CO EMERGENCY MANAGEMENT
    100 JUSTICE PLACE
    SHELBY,NC28150     		    GENERAL SUPPORT 250
    CLEVELAND CO HUMANE SOCIETY
    PO BOX 2432
    SHELBY,NC28151     		    GENERAL SUPPORT 40,000
    CLEVELAND CO REALTOR'S ANGEL PROJE
    PO BOX 2407
    SHELBY,NC28151     		    ANGEL PROJECT 5,000
    CLEVELAND CO RESCUE MISSION
    PO BOX 1272
    SHELBY,NC28151     		    GENERAL SUPPORT 15,000
    CLEVELAND CO SCHOOL ED FOUNDATION
    400 WEST MARION STREET
    SHELBY,NC28150     		    SPONSOR HEROES PROGRAM 3,000
    CLEVELAND CO SENIOR CITIZENS HOUSI
    408 MARION STREET
    SHELBY,NC28150     		    LIONS SENIOR VILLAGE 200
    CLEVELAND CO-SHELBY RELAY FOR LIFE
    1310 MONTROSE DRIVE
    SHELBY,NC28150     		    IN CELEBRATION OF YOUR 20 YEAR ANNIV 10,000
    CLEVELAND COMMUNITY COLLEGE
    137 SOUTH POST ROAD
    SHELBY,NC28152     		    LEGRAND CENTER LONG-TERM PLEDGE 25,000
    CLEVELAND COUNTY LIBRARY SYSTEM
    PO BOX 1120
    SHELBY,NC28151     		    GENERAL SUPPORT 5,000
    CLEVELAND PSYCHOSOCIAL SERVICES
    924 N LAFAYETTE STREET
    SHELBY,NC28150     		    GENERAL SUPPORT 9,000
    CLEVELANDRUTHFORD KIDNEY ASSOCIATI
    1017 N WASHINGTON STREET
    SHELBY,NC28150     		    GENERAL SUPPORT 25,000
    COMMUNITY MATH ACADEMY
    PO BOX 687
    SHELBY,NC28151     		    GENERAL SUPPORT 7,500
    COUNCIL ON AGING
    1266 FALLSTON RD
    SHELBY,NC28150     		    GENERAL SUPPORT 5,000
    CROSSROADS RESCUE MISSION
    206 MT SINAI CHURCH RD
    SHELBY,NC28152     		    GENERAL SUPPORT 5,000
    DON GIBSON THEATRE
    PO BOX 105
    SHELBY,NC28151     		    GENERAL SUPPORT 2,500
    DOVER BAPTIST CHRUCH
    1501 POLKVILLE ROAD
    SHELBY,NC28150     		    GENERAL SUPPORT 25,000
    ELIZABETH BAPTIST CHURCH
    301 NORTH POST ROAD
    SHELBY,NC28152     		    GENERAL SUPPORT 12,500
    FELLOWSHIP OF CHRISTIAN ATHLETES
    PO BOX 83
    SHELBY,NC28151     		    GENERAL SUPPORT 5,000
    FOOTHILLS CONSERVANCY OF NC
    PO BOX 3023
    MORGANTON,NC28680     		    GENERAL SUPPORT 5,000
    GARDNER-WEBB UNIVERSITY
    PO BOX 955
    BOILING SPRINGS,NC28017     		    DONATION 25,000
    GARDNER-WEBB UNIVERSITY
    PO BOX 955
    BOILING SPRINGS,NC28017     		    DOVER FOUNDATION SCHOLARSHIPS 50,000
    GIRL'S CLUB YMCA
    PO BOX 2272
    SHELBY,NC28151     		    GENERAL SUPPORT 7,500
    GRACE CHRISTIAN ACADEMY
    260 RANGE ROAD
    KINGS MOUNTAIN,NC28086     		    GENERAL SUPPORT 1,500
    GRAHAM ELEMENTARY SCHOOL
    1100 BLANTON STREET
    SHELBY,NC28150     		    GENERAL SUPPORT 10,000
    GREATER CLEVELAND CO BAPTIST ASSOC
    1175 WYKE ROAD
    SHELBY,NC28150     		    GENERAL SUPPORT 50,000
    GREATER CLEVELAND CO BAPTIST ASSOC
    1175 WYKE ROAD
    SHELBY,NC28150     		    GENERAL SUPPORT 1,000
    GREATER SHELBY COMMUNITY THEATRE
    PO BOX 1754
    SHELBY,NC28151     		    GENERAL SUPPORT 3,800
    GREGG MUSEUM OF ART & DESIGN
    NCSU CAMPUS BOX 7306
    RALEIGH,NC27695     		    GENERAL SUPPORT 2,500
    HABITAT FOR HUMANITY
    PO BOX 2908
    SHELBY,NC28151     		    GENERAL SUPPORT 3,000
    HEINEMAN MEDICAL RESEACH INC
    101 BLYTHE BLVD
    SUITE 604
    CHARLOTTE,NC28203     		    GENERAL SUPPORT 30,000
    HOG HAPPNIN'
    PO BOX 2343
    SHELBY,NC28151     		    GENERAL SUPPORT 10,000
    HOLY ANGELS
    PO BOX 710
    BELMONT,NC28012     		    GENERAL SUPPORT 3,500
    HOSPICE OF CLEVELAND COUNTY
    951 WENDVOER HEIGHTS DRIV
    SHELBY,NC28150     		    LONG-TERM PLEDGE LAST PAYMENT 50,000
    HOSPITALITY HOUSE OF CHARLOTTE
    1400 SCOTT AVE
    CHARLOTTE,NC28203     		    GENERAL SUPPORT 5,000
    HOUSE OF MERCY INC
    PO BOX 808
    BLEMONT,NC28012     		    GENERAL SUPPORT 3,000
    JC RAULSTON ARBORETUM
    NCSU CAMPUS BOX 7522
    RALEIGH,NC27695     		    GENERAL SUPPORT 500
    JUNIOR CHARITY LEAGUE OF SHELBY NC
    PO BOX 1324
    SHELBY,NC28151     		    GENERAL SUPPORT 6,000
    KAIROS OUTSIDE WNC
    PO BOX 2543
    SHELBY,NC28151     		    GENERAL SUPPORT 1,000
    KIDS SENSES
    PO BOX 150
    RUTHERFORDTON,NC28139     		    GENERAL SUPPORT 5,000
    KINGS MOUNTAIN HIGH SCHOOL
    500 PHIFER RD
    KINGS MOUNTAIN,NC28086     		    GENERAL SUPPORT 600
    KINGS MOUNTAIN LITTLE THEATRE INC
    PO BOX 1022
    KINGS MOUNTAIN,NC28086     		    GENERAL SUPPORT 5,000
    KIWANIS CLUB
    1427 EAST MARION ST
    SHELBY,NC28150     		    GENERAL SUPPORT 500
    LATTIMORE BAPTIST CHURCH
    PO BOX 188
    LATTIMORE,NC28089     		    GENERAL SUPPORT 1,500
    LIFE ENRICHMENT CENTER
    101 LIFE ENRICHMENT BLVD
    SHELBY,NC28150     		    GENERAL SUPPORT 25,000
    MAN II MAN
    PO BOX 1572
    SHELBY,NC28151     		    GENERAL SUPPORT 2,000
    MAUNEY MEMORIAL LIBRARY
    100 SOUTH PIEDMONT AVE
    KINGS MOUNTAIN,NC28086     		    GENERAL SUPPORT 2,500
    MENTAL HEALTH ASSOCIATION OF CLEVEL
    PO BOX 623
    SHELBY,NC28151     		    GENERAL SUPPORT 5,000
    NC 4-H DEVELOPMENT FUND
    NCSU BOX 7645
    RALEIGH,NC27695     		    GENERAL SUPPORT 1,000
    NC STATE UNIVERSITY OFFICE OF SCHOL
    2016 HARRIS HALL
    BOX 7302
    RALEIGH,NC27695     		    SCHOLARSHIP FOR NATHANIEL KEITH CHAP 7,000
    NC STATE UNIVERSITY OFFICE OF SCHOL
    2016 HARRIS HALL
    BOX 7302
    RALEIGH,NC27695     		    SCHOLARSHIP FOR RACHEL QUEEN 7,000
    NCBM SHELBY MISSION CAMP
    PO BOX 1047
    SHELBY,NC28151     		    GENERAL SUPPORT 10,000
    NCSU STUDENT AID ASSOCIATION
    PO BOX 37100
    RALEIGH,NC27627     		    LONG-TERM PLEDGE 25,000
    PATRICK SENIOR CENTER
    909 EAST KINGS STREET
    KINGS MOUNTAIN,NC28086     		    LONG-TERM PLEDGE 150,000 OVER 4 YRS 37,500
    PEFBEARS CLUB
    LENOIR-RHYNE UNIVERSITY L
    HICKORY,NC28603     		    GENERAL SUPPORT 500
    PENNSYLVANIA STATE UNIVERSITY
    108 SHIELDS BLDG
    UNIVERSITY PARK,PA16802     		    SCHOLARSHIP FOR LUKE HAYEK 7,000
    PENTECOSTAL APOSTOLIC CHURCH OF CHR
    125 WEST ZION CHURCH ROAD
    SHELBY,NC28150     		    GENERAL SUPPORT 1,500
    PINNACLE CLASSICAL ACADEMY
    PO BOX 2695
    SHELBY,NC28151     		    GENERAL SUPPORT 5,000
    PLEASANT RIDGE BAPTIST CHURCH
    198 PLEASANT RIDGE BAPTIS
    SHELBY,NC28152     		    GENERAL SUPPORT 2,000
    POLKVILLE CUB SCOUT PACK 114
    2331 WASHBURN ROAD
    SHELBY,NC28150     		    GENERAL SUPPORT 2,000
    POPLAR SPRINGS BAPTIST CHURCH
    1106 POPLAR SPRINGS CH RD
    SHELBY,NC28152     		    GENERAL SUPPORT 1,500
    RAPER-ROARK TRUST FUND
    PO BOX 207
    SHELBY,NC28151     		    GENERAL SUPPORT 250
    RYBURN MEMORIAL PRESBYTERIAN CHURCH
    PO BOX 2058
    SHELBY,NC28151     		    GENERAL SUPPORT 3,000
    SALVATION ARMY
    311 N LAFAYETTE STREET
    SHELBY,NC28150     		    GENERAL SUPPORT 35,000
    SANDBOX GROUP INC
    1800 CAMDEN RD SUITE 107
    CHARLOTTE,NC28203     		    GENERAL SUPPORT 100
    SANDY RUN BAPTIST CHURCH
    PO BOX 297
    MOORESBORO,NC28114     		    GENERAL SUPPORT 2,000
    SHELBY HIGH SCHOOL
    230 EAST DIXON BLVD
    SHELBY,NC28152     		    GENERAL SUPPORT 5,000
    SHELBY HIGH SCHOOL
    230 EAST DIXON BLVD
    SHELBY,NC28152     		    CHORAL DEPARTMENT 100
    SHELBY HIGH SCHOOL
    230 EAST DIXON BLVD
    SHELBY,NC28152     		    ATHLETIC PROGRAMS 1,000
    SHELBY INTERMEDIATE SCHOOL
    220 SOUTH POST ROAD
    SHELBY,NC28152     		    GENERAL SUPPORT 3,000
    SHELBY PRESBYTERIAN CHURCH
    PO BOX 1444
    SHELBY,NC28151     		    GENERAL SUPPORT 10,000
    SOUTH MOUNTAIN CHILDREN & FAMILY SE
    115 N STERLING ST
    MORGANTON,NC28655     		    GENERAL SUPPORT 250
    SPECIAL OLYMPICS OF NC
    2200 GATEWAY CENTER BLVD
    SUITE 201
    MORRISVILLE,NC27560     		    GENERAL SUPPORT 2,000
    STOLEN HORSE INTERNATIONAL INC
    PO BOX 1341
    SHELBY,NC28151     		    GENERAL SUPPORT 3,000
    THE MASTER'S HOUSE
    2277 OG LAIL ROAD
    SHELBY,NC28152     		    GENERAL SUPPORT 2,500
    TOWNSHIP THREE ELEMENTARY SCHOOL
    526 DAVIS ROAD
    SHELBY,NC28152     		    GENERAL SUPPORT 1,000
    UNC CHAPEL HILL
    450 RIDGE RD
    SASB NORTH SUITE 2215
    CHAPEL HILL,NC27599     		    SCHOLARSHIP FOR JORDAN PAUL DRAKE 15,000
    UNC CHAPEL HILL
    450 RIDGE RD
    SASB NORTH SUITE 2215
    CHAPEL HILL,NC27599     		    SCHOLARSHIP FOR MADELINE MARIE SKEIT 7,000
    UNION BAPTIST CHURCH
    3800 POLKVILLE ROAD
    SHELBY,NC28150     		    GENERAL SUPPORT 1,500
    UNITED WAY OF CLEVELAND COUNTY
    PO BOX 2242
    SHELBY,NC28151     		    GENERAL SUPPORT 5,000
    UPPER CLEVELAND AREA NEEDS
    230 MAIN STREET
    LAWNDALE,NC28090     		    GENERAL SUPPORT 5,000
    UPPER CLEVELAND BULLDOG BOOSTER CLU
    424 BELWOOD-LAWNDALE ROAD
    LAWNDALE,NC28090     		    GENERAL SUPPORT 3,500
    UPPER CLEVELAND RESCUE SQUAD
    PO BOX 278
    LAWNDALE,NC28090     		    GENERAL SUPPORT 5,000
    UPTOWN SHELBY ASSOCIATION
    PO BOX 2042
    SHELBY,NC28151     		    GENERAL SUPPORT 5,000
    VFW POST 4066
    305 W WARREN STREET
    SHELBY,NC28150     		    GENERAL SUPPORT 1,000
    WAKE FOREST UNIVERSITY
    PO BOX 7246
    WINSTONSALEM,NC27109     		    SCHOLARSHIP FOR WILL CAMERSON BOYLES 7,000
    WALLS MEMORIAL BAPTIST CHURCH
    2223 ELIZABETH AVENUE
    SHELBY,NC28150     		    GENERAL SUPPORT 2,000
    WASHINGTON OUTREACH MINISTRY
    PO BOX 507
    WACO,NC28169     		    GENERAL SUPPORT 5,000
    WESTWOOD HEIGHTS BAPTIST CHURCH
    PO BOX 836
    SHELBY,NC28151     		    GENERAL SUPPORT 5,000
    WILLOW TREE COMMUNITY SCHOOL
    PO BOX 753
    BOILING SPRINGS,NC28017     		    GENERAL SUPPORT 4,000
    YOUNG LIFE
    PO BOX 1757
    SHELBY,NC28151     		    GENERAL SUPPORT 10,000
    Total .................................bullet 3a 962,275
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 465,097  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 19,344  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    25 1,115,697  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,600,138  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,600,138
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 17,905     17,905

    TY 2013 CompensationExplanation
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Person Name Explanation
    HOYT BAILEY  
    MELANIE ANN KNIGHT  
    J LINTON SUTTLE  
    KATHLEEN H WILSON  
    CYNTHIA B BUCKINGHAM  
    HARVEY B HAMRICK JR  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    OFFICE FURNITURE 1987-01-01 2,513 2,513 S/L 10.0000        
    TYPEWRITER 1992-08-01 843 843 S/L 10.0000        
    COMPUTER DESK 1992-10-01 705 705 S/L 10.0000        
    FILE CABINETS 1992-01-01 445 445 S/L 10.0000        
    MAIN HOUSE 1991-04-01 84,000 47,075 S/L 40.0000 2,100      
    HOUSE 1991-04-01 36,000 20,175 S/L 40.0000 900      
    SIDING 1995-12-20 9,175 9,175 S/L 15.0000        
    ROOF 1996-05-14 6,690 6,690 S/L 15.0000        
    REPLACEMENT WINDOWS 1996-01-09 1,150 1,150 S/L 15.0000        
    HEWLETT PACKARD OFFICE JETPRO 1999-06-30 700 700 S/L 5.0000        
    LAND 1991-04-01 38,000              
    CONFERENCE TABLE/2 CHAIRS 2002-01-10 1,210 1,210 S/L 7.0000        
    4-LINE BUSINESS SPEAKER PHONE SYSTEM 2003-05-30 631 631 S/L 5.0000        
    PHONE SYSTEM 2005-01-18 952 952 S/L 5.0000        
    ELITEBOOK & ACCESSORIES 2013-04-30 2,178 145 S/L 5.0000 436      
    42-IN MONITOR 2013-04-30 1,266 84 S/L 5.0000 254      
    DOMAIN NAME 2013-04-30 479 16 S/L 10.0000 48      
    CONFERENCE ROOM PHONE EQUIP 2013-02-11 419 49 S/L 5.0000 84      

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS & BOND FUNDS 2,370,310 2,369,502

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Name of Stock End of Year Book Value End of Year Fair Market Value
    STOCKS 6,760,033 7,499,464
    MUTUAL, EX TRADED & CLOSED END FUNDS 8,192,634 8,826,311

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    US Government Securities - End of Year Book Value:

    55,828
    US Government Securities - End of Year Fair Market Value:

    56,692
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 InvestmentsOtherSchedule2
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MANAGED FUTURES AT COST    

    TY 2013 LandEtcSchedule2
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    OFFICE FURNITURE/EQUIPMENT 12,340 9,113 3,227 3,227
    BUILDINGS 137,015 87,265 49,750 49,750
    LAND 38,000   38,000 38,000


    TY 2013 OtherExpensesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    OFFICE SUPPLIES/POSTAGE 1,777      
    DUES & SUBSCRIPTIONS 725      
    MISCELLANEOUS EXPENSE 2,017     1,636
    MEETING EXPENSE 1,963     1,498
    INSURANCE-D & O 4,713     4,242
    SCHOLARSHIP SELECTION COMMITT 1,250     1,250
    MEALS & ENTERTAINMENT 192      
    BANK CHARGES 147      


    TY 2013 OtherIncomeSchedule2
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    AMORTIZATION OF BOND PREMIUM 4,394 4,394  
    INVESTMENT INCOME-OTHER 14,950 14,950  


    TY 2013 OtherIncreasesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Description Amount
    ROUNDING 2


    TY 2013 OtherLiabilitiesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Description Beginning of Year - Book Value End of Year - Book Value
    NC INCOME TAX WITHHELD 184 150
    941 TAXES WITHHELD 624 391


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OUTSIDE CONTRACT SERVICES 180      
    MANAGEMENT FEES-FIFTH THIRD 79,207 79,207    


    TY 2013 TaxesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER TAXES 37      
    EXCISE TAX 10,683