Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 07-01-2013 , and ending 06-30-2014
Name of foundation
THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
 

Number and street (or P.O. box number if mail is not delivered to street address)555 LONG WHARF 12TH FLOOR   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW HAVEN, CT06511
A Employer identification number

06-0245162
B Telephone number (see instructions)

(203) 781-9600
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$8,569,998J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 102,874
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 150,530 150,530 150,530
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10  
b Gross sales price for all assets on line 6a  
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 253,404 150,530 150,530
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 35,227 14,091 14,091 23,606
c Other professional fees (attach schedule).... Click to see attachment 6,342 6,342 6,342 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 2,031 0 0 30,810
19 Depreciation (attach schedule) and depletion... Click to see attachment 63,994 0 0
20 Occupancy.............. 198,815 0 0 159,375
21 Travel, conferences, and meetings....... 2,750 0 0 2,750
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 81,934 0 0 65,681
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 391,093 20,433 20,433 282,222
25 Contributions, gifts, grants paid........ 7,600 7,600
26 Total expenses and disbursements. Add lines 24 and 25 398,693 20,433 20,433 289,822
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -145,289
b Net investment income (if negative, enter -0-) 130,097
c Adjusted net income (if negative, enter -0-)... 130,097
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 27,922 25,492 25,492
2 Savings and temporary cash investments.......... 893,051 238,140 238,140
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 7,824 9,807 9,807
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 5,222,887 Click to see attachment6,729,545 6,729,545
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet2,541,319
Less: accumulated depreciation (attach schedule) bullet974,305 1,599,408 Click to see attachment1,567,014 1,567,014
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 7,751,092 8,569,998 8,569,998
Liabilities 17 Accounts payable and accrued expenses.......... 42,281 68,711
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 42,281 68,711
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 7,499,115 8,291,591
25 Temporarily restricted................    
26 Permanently restricted................ 209,696 209,696
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 7,708,811 8,501,287
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 7,751,092 8,569,998
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 7,708,811
2 Enter amount from Part I, line 27a..................... 2 -145,289
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 937,765
4 Add lines 1, 2, and 3.......................... 4 8,501,287
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 8,501,287
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2  
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 262,245 5,878,611 0.044610
2011 241,221 5,436,740 0.044369
2010 372,092 5,397,866 0.068933
2009 332,031 5,250,646 0.063236
2008 232,389 5,167,768 0.044969
2 Total of line 1, column (d) ...................... 2 0.266117
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.053223
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 5,630,314
5 Multiply line 4 by line 3....................... 5 299,662
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,301
7 Add lines 5 and 6......................... 7 300,963
8 Enter qualifying distributions from Part XII, line 4.............. 8 289,822
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 2,602
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 2,602
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,602
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 2,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 2,500
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,500
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 32
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,866
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet1,866 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMARCUM LLP Telephone no.bullet (203) 781-9600
    Located atbullet555 LONG WHARF DRIVE 12 FLOORNEW HAVENCT ZIP+4bullet06511
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JAMES LANDE VICE PRESIDENT
    0.00     		0 0 0
    1016 29TH STREET NW
    WASHINGTON,DC200073831
    SALLY SANFORD SECRETARY
    0.00     		0 0 0
    11 WOOD STREET
    CONCORD,MA01742
    RICK MAYER PRESIDENT
    0.00     		0 0 0
    78 HART ROAD
    GUILFORD,CT064371128
    GRANT FELGENHAUER TREASURER
    0.00     		0 0 0
    15 SELLERS AVENUE
    LEXINGTON,VA244501930
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 PROVIDES OPERATING FUNDS FOR A 50 MEMBER LITERARY AND EDUCATIONAL ORGANIZATION. 370,660
    2 GRANTS FOR STUDY - G. DUPRE FUND 5,500
    3 GRANTS FOR CHASE COGGINS MEMORIAL SCHOLARSHIP 2,100
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
     
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$  
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
    1975-11-06
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
    130,097 293,931 105,405 269,893 799,326
    b 85% of line 2a ......... 110,582 249,841 89,594 229,409 679,427
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		289,822 262,245 241,221 376,296 1,169,584
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		0 0 0 0 0
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		289,822 262,245 241,221 376,296 1,169,584
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......         0
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		         0
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		187,677 195,954 181,225 179,929 744,785
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		        0
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		        0
    (3) Largest amount of support
    from an exempt organization    		         0
    (4) Gross investment income         0
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    THE CHASE COGGINS MEMORIAL GRANT CO
    483 COLLEGE STREET
    NEW HAVEN,CT06511
    (203) 865-5429
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICANTS MUST SUBMIT A BRIEF SUMMARY OF ACADEMIC BACKGROUND, STATEMENT OF OBJECTIVES, ITINERARY AND BUDGET. RECOMMENDATIONS ARE WELCOME, AND THE SELECTION COMMITTEE MAY REQUEST AN INTERVIEW WITH THE APPLICANT.
    cAny submission deadlines:
    MARCH 29
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTS ARE AWARDED TO MEMBERS OF THE YALE COMMUNITY FOR WILDERNESS EXPLORATION WITH PHILOSOPHIC, ARTISTIC OR SCIENTIFIC INTENT, OR FOR TRAVEL TO RURAL AREAS OR DEVELOPING COUNTRIES FOR STUDY.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALMA ALEGRIA
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 350
    AMY SHENG
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 100
    ARIAN SHPAIRO
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 350
    CAYLA BROTON
    484 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 350
    CORY COMBS
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 300
    CRISTOBAL TRUJILLO
    485 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 350
    DEMETRA HUFNAGEL
    3701 MULTIVIEW DRIVE
    LOS ANGELES,CA90068     		NONE NONE EDUCATIONAL EXPENSES 275
    DIDEM KAYA
    486 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 350
    EDMUND DOWNIE
    4632 BRANDYWINE STREET NW
    WASHINGTON,DC22016     		NONE NONE EDUCATIONAL EXPENSES 150
    ELISABED LIZA ZHVANIA
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 300
    FIONA LOWENSTEIN
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 300
    HANA AWARD
    PO BOX 660
    RAMALLAH    
    SA     		NONE NONE EDUCATIONAL EXPENSES 150
    HONG TRAN
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 350
    JESUS GUTIERREZ
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 275
    JOHN BARRIOS
    487 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 350
    MAINAK GHOSH
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 300
    NAIMA HEBRAIL-KIDRO
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 100
    NAIMA SAKANDE
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 250
    NEHEMIAH BLACKBURN
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 100
    NINA RUSSELL
    620 OHIO STREET
    LAWRENCE,KS66044     		NONE NONE EDUCATIONAL EXPENSES 100
    VIVIENNE HAY
    189 ELM STREET
    NEW HAVEN,CT06520     		NONE NONE EDUCATIONAL EXPENSES 1,100
    JULIAN TAFFA
    PO BOX 201447
    NEW HAVEN,CT06520     		NONE NONE EDUCATIONAL EXPENSES 1,000
    YONATAN LANDAU
    483 COLLEGE STREET
    NEW HAVEN,CT06411     		NONE NONE EDUCATIONAL EXPENSES 350
    Total .................................bullet 3a 7,600
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 150,530  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		         
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 150,530 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13150,530
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
     
    Employer identification number

    06-0245162
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
          		Employer identification number

    06-0245162
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    DUNCAN MCFARLAND  
    299 CLAPBOARDTREE STREET
     
    WESTWOOD, MA020902907

    		$12,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    WOLFGANG HAHN  
    SANTA LUCIA 208 COL BOSQUES DE SAN
     
    GARZA GARCIA NL,   66240MX

    		$5,015


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
          		Employer identification number

    06-0245162
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
          		Employer identification number

    06-0245162
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
    EIN: 06-0245162
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BOOKKEEPING FEES 12,000 4,800 4,800 7,200
    ACCOUNTING FEES 23,227 9,291 9,291 16,406

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
    EIN: 06-0245162
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    IMAC MACBOOK 2012-08-06 1,617 296 SL 5.000000000000 323 0 323  
    4TH FL WINDOW REPLACEMENT 2013-08-19 24,950   SL 40.000000000000 520 0 520  
    HARDWOOD FLOORS 2014-04-14 5,500   SL 40.000000000000 34 0 34  
    PHONE & ACCESSORIES 2013-12-11 513   SL 5.000000000000 60 0 60  
    APPLE TV & WIFI HOOKUP 2014-02-24 653   SL 5.000000000000 44 0 44  
    DUPRE FUND CABINETS 1983-07-01 2,700 2,700 PRE 5.000000000000 0 0 0  
    PIANO 1994-04-21 8,935 8,935 SL 10.000000000000 0 0 0  
    SHELVES 1998-05-01 1,708 1,708 SL 10.000000000000 0 0 0  
    BUILDINGS PRE 1970 1970-07-01 99,300 99,300 SL 20.000000000000 0 0 0  
    SIDEWALK 1976-07-01 5,000 5,000 SL 10.000000000000 0 0 0  
    HEATING SYSTEM 1988-07-01 1,093 1,093 SL 10.000000000000 0 0 0  
    LCD PROJECTOR 2001-05-25 2,661 2,661 SL 5.000000000000 0 0 0  
    HOOD/EXHAUST SYSTEM 1992-09-01 13,234 13,234 SL 20.000000000000 0 0 0  
    IMPROVEMENTS - CONSULTING ARCHITECT 1992-09-01 3,757 3,757 SL 20.000000000000 0 0 0  
    QUARRY TILE FLOOR 1992-10-01 560 560 SL 10.000000000000 0 0 0  
    3 OUTLETS/EMERGENCY LIGHTS 1992-10-01 507 507 SL 10.000000000000 0 0 0  
    NEW DOORS 1993-07-28 3,700 3,685 SL 20.000000000000 15 0 15  
    DOORS 1994-06-01 11,841 11,299 SL 20.000000000000 542 0 542  
    HARDWARE FOR DOORS 1994-08-07 2,065 1,952 SL 20.000000000000 103 0 103  
    IRON HANDRAILS 1994-07-15 1,106 1,045 SL 20.000000000000 55 0 55  
    SECURITY SYSTEM 2002-07-01 1,600 1,600 SL 10.000000000000 0 0 0  
    NEW RUG (BAR) & TILE (LADIES' LOUNGE) 1995-06-28 3,338 3,338 SL 10.000000000000 0 0 0  
    DRAINAGE RENOVATIONS 1997-01-19 28,572 11,727 SL 40.000000000000 714 0 714  
    3 NEW CIRCUITS TO BAR 1997-07-14 824 330 SL 40.000000000000 21 0 21  
    FABRIC FOR NEW CABINET 2003-05-28 732 726 SL 10.000000000000 0 0 0  
    FORTIN ELECTRIC 2001-12-03 5,591 5,397 SL 12.000000000000 194 0 194  
    CUSTOME DRAPERIES 2003-03-07 2,109 2,109 SL 7.000000000000 0 0 0  
    TREE REMOVAL & LANDSCAPE ARCH. 1998-10-26 1,424 1,400 SL 15.000000000000 24 0 24  
    FIRE SYSTEM RENOVATION 1999-09-30 44,740 15,473 SL 40.000000000000 1,119 0 1,119  
    FURNITURE & FIXTURES PRE 1970 1970-07-01 36,858 36,858 200SL 5.000000000000 0 0 0  
    REPLACE MOTHER BOARD, SMOKES & PULL STATION 2002-01-22 4,804 4,804 200DB 7.000000000000 0 0 0  
    2 TABLES 1992-09-01 897 897 SL 10.000000000000 0 0 0  
    GYM EQUIPMENT 1994-04-18 2,798 2,798 SL 10.000000000000 0 0 0  
    EXERCISE BIKE 1994-09-20 366 366 SL 5.000000000000 0 0 0  
    MAP CASES 1995-10-25 900 900 SL 10.000000000000 0 0 0  
    TV STAND 1996-05-24 116 116 SL 10.000000000000 0 0 0  
    CABINET & SHELF 1996-08-20 510 510 SL 10.000000000000 0 0 0  
    DRAWING BOARD 1996-11-15 343 343 SL 10.000000000000 0 0 0  
    DESK 1996-11-15 401 401 SL 10.000000000000 0 0 0  
    LIVING ROOM RUG 1997-07-25 2,332 2,332 SL 10.000000000000 0 0 0  
    CRYPT WALLS RUG 1997-07-30 1,705 1,705 SL 10.000000000000 0 0 0  
    DISHWASHER & SINK 1998-08-07 5,292 5,292 SL 10.000000000000 0 0 0  
    CURTAINS (BLANKSTEEN) 1999-02-04 2,047 2,047 SL 10.000000000000 0 0 0  
    DISHWASHER & SINK INSTALLATION 1998-10-08 1,943 1,943 SL 10.000000000000 0 0 0  
    JET SPRAY FOR SINK 1998-11-23 275 275 SL 10.000000000000 0 0 0  
    DIRECT PHONE SYSTEM 1998-11-08 261 261 SL 10.000000000000 0 0 0  
    22 CHAIRS (10 MAPLE, 12 RAILBACK) 1998-09-03 1,862 1,862 SL 10.000000000000 0 0 0  
    BUILDING RENOVATIONS (BARKIN) 1999-09-30 22,202 7,678 SL 40.000000000000 555 0 555  
    LIFE SAFETY UPGRADES/RENOVATIONS 1999-09-30 15,801 5,465 SL 40.000000000000 395 0 395  
    REMOVE HEDGES/ROOTS 1999-05-17 318 300 SL 15.000000000000 18 0 18  
    PLANTING - GLEN TERRACE LANDSCAPING 1999-05-21 4,350 4,108 SL 15.000000000000 242 0 242  
    RENOVATIONS (BARKIN) 1999-09-30 7,917 2,738 SL 40.000000000000 198 0 198  
    LIFE SAFETY RENOVATIONS (PETRA) 1999-09-30 224,935 77,790 SL 40.000000000000 5,623 0 5,623  
    BARKIN 1999-09-30 7,335 2,536 SL 40.000000000000 183 0 183  
    PETRA 1999-09-30 12,332 4,265 SL 40.000000000000 308 0 308  
    MOVERS 1999-09-30 12,921 4,468 SL 40.000000000000 323 0 323  
    PETRA 1999-09-30 228,767 79,115 SL 40.000000000000 5,719 0 5,719  
    PETRA-INCL FOR PHNE CALL OFFSET OF 405 1999-10-11 322,375 110,816 SL 40.000000000000 8,059 0 8,059  
    ROLLAND TOWERS 1999-09-30 206 71 SL 40.000000000000 5 0 5  
    BARKIN ANDRADE 1999-09-30 15,306 5,293 SL 40.000000000000 383 0 383  
    4TH FLOOR FLUORESCENT FIXTURES 1998-04-17 753 287 SL 40.000000000000 19 0 19  
    ARCHITECT FEES FOR BLDG RENOVATION 1999-09-30 9,473 3,197 SL 40.000000000000 237 0 237  
    ARCHITECT FEES (BARKIN) 1999-09-30 2,532 855 SL 40.000000000000 63 0 63  
    DELL COMPUTER 2000-02-11 2,598 2,598 SL 5.000000000000 0 0 0  
    PETRA ADDITIONAL UPGRADES 2000-01-30 126,077 42,551 SL 40.000000000000 3,152 0 3,152  
    FIRE DOORS 2000-06-30 1,908 624 SL 40.000000000000 48 0 48  
    RECOVER SOFA 2000-04-28 1,875 1,875 SL 10.000000000000 0 0 0  
    PETRA CONSTRUCTION 2000-01-31 19,781 6,676 SL 40.000000000000 495 0 495  
    BARKIN ANDRADE - 99 RENOVATIONS 2000-03-03 9,925 3,350 SL 40.000000000000 248 0 248  
    NEW BAR 2003-06-06 658 653 SL 10.000000000000 0 0 0  
    TWO AREA RUGS FOR CRYPT 2000-07-30 4,606 4,606 SL 10.000000000000 0 0 0  
    PETRA CONS - FINAL PAYMENT OF LIFE SAFETY UPDATE 2000-08-31 16,863 5,445 SL 40.000000000000 422 0 422  
    NEW RUGS 2003-06-26 2,800 2,800 SL 7.000000000000 0 0 0  
    AMODIO MOVERS RELATED TO LIFE SAFETY UPGRADE 2001-02-12 1,331 1,331 SL 10.000000000000 0 0 0  
    DELL COMPUTER 2002-11-22 1,705 1,705 200DB 5.000000000000 0 0 0  
    COMPUTER EQUIPMENT 2002-05-29 1,015 1,015 200DB 5.000000000000 0 0 0  
    HARDWOOD FLOOR IN FOYER 2001-09-06 14,576 4,312 SL 40.000000000000 364 0 364  
    FAIR HAVEN WDWKS - NEW FURNITURE 2002-02-22 14,300 14,300 SL 10.000000000000 0 0 0  
    ELECTRICAL IMPROVEMENTS 2002-07-01 2,569 725 SL 39.000000000000 66 0 66  
    COMPUTER 2002-05-23 1,542 1,542 SL 5.000000000000 0 0 0  
    COMPUTER 2002-03-19 1,406 1,406 SL 5.000000000000 0 0 0  
    COMPUTER CONNECTIONS AND LABOR 2002-03-22 437 437 SL 5.000000000000 0 0 0  
    NEW RUGS 2003-05-30 3,200 3,200 200DB 5.000000000000 0 0 0  
    CUSTOM DRAPERIES - POOL ROOM 2003-09-16 2,620 2,620 200DB 7.000000000000 0 0 0  
    2 PRARIE SETTLE 2002-11-04 11,125 11,125 SL 10.000000000000 0 0 0  
    NEW CABINET 2002-12-23 17,308 16,443 SL 10.000000000000 0 0 0  
    LADIES ROOM DRAPERIES 2004-02-02 1,602 1,602 200DB 7.000000000000 0 0 0  
    DRAPERIES & CURTAIN ROD 2004-06-14 2,045 2,045 200DB 7.000000000000 0 0 0  
    NEW ROOF 2003-03-27 422,886 111,143 SL 39.000000000000 10,843 0 10,843  
    AUDIO VISUAL EQUIPMENT 2004-02-17 1,800 1,800 200DB 5.000000000000 0 0 0  
    DRAPERIES 2004-10-07 650 650 200DB 5.000000000000 0 0 0  
    CARVING FOR CABINETS 2004-10-07 2,640 2,640 200DB 5.000000000000 0 0 0  
    LAPTOP-JIM 2007-02-25 734 734 SL 5.000000000000 0 0 0  
    PRINTER-JIM 2007-02-25 325 325 SL 5.000000000000 0 0 0  
    VACUUM 2007-02-06 731 731 SL 5.000000000000 0 0 0  
    MULTIMEDIA PROJECTOR 2007-11-06 1,450 1,450 SL 5.000000000000 0 0 0  
    MILLWORK DISPLAY CASES 2008-01-02 48,080 26,444 SL 10.000000000000 4,808 0 4,808  
    BARKIN-ARCHITECTURE FEE FOR SURVEY 2007-07-15 15,088 2,263 SL 40.000000000000 377 0 377  
    BAR RENOVATION 2010-04-01 403,190 32,759 SL 40.000000000000 10,080 0 10,080  
    GUTTERS PM & STAIRWELL ROOF 2009-01-30 12,633 1,395 SL 40.000000000000 316 0 316  
    HD TV IN BAR 2009-10-26 597 219 SL 10.000000000000 60 0 60  
    AUDIO SYSTEM IN BAR 2009-12-07 3,599 1,290 SL 10.000000000000 360 0 360  
    60-HARDWOOD CHAIRS 2009-12-04 20,252 7,257 SL 10.000000000000 2,025 0 2,025  
    GLASS SHELVES 2009-11-21 483 173 SL 10.000000000000 48 0 48  
    2-PLAQUES 2009-10-04 592 222 SL 10.000000000000 59 0 59  
    ESPRESSO MACHINE 2010-01-28 2,500 854 SL 10.000000000000 250 0 250  
    16-POPLAR BANQUET TABLE 2010-04-09 6,400 2,080 SL 10.000000000000 640 0 640  
    5-SOLID CHERRY TABLE 2010-04-09 1,890 614 SL 10.000000000000 189 0 189  
    ATTIC RENOVATION 2010-08-10 37,468 2,732 SL 40.000000000000 937 0 937  
    ARCHIVE RENOVATION 2011-05-18 47,412 2,469 SL 40.000000000000 1,185 0 1,185  
    EXTERIOR DOOR RENOVATION 2011-04-29 6,681 362 SL 40.000000000000 167 0 167  
    4-LIBRARY TABLE 2010-11-16 5,226 1,350 SL 10.000000000000 523 0 523  
    MAHOGANY REPLICA COATRACKS 2010-12-03 2,335 603 SL 10.000000000000 234 0 234  

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
    EIN: 06-0245162
    Name of Stock End of Year Book Value End of Year Fair Market Value
    2564 SPDR GOLD TRUST 328,295 328,295
    LOWE'S 3,027 3,027
    175 SPDR S&P 500 ETF TR 34,251 34,251
    40 SPDR S&P MIDCAP 400 ETF 10,422 10,422
    113 PIMCO EXCH TRADED FUND TOTAL RETURN 12,317 12,317
    50 ISHARES TR MSCI EAFE FD MSCI EAFE INDEX FUND 3,418 3,418
    224 VANGUARD FTSE EMERGING MARKETS ETF 9,661 9,661
    130 VANGUARD FTSE ETF DEVELOPED MARKETS 5,537 5,537
    55 VANGUARD SMALL CAP 6,442 6,442
    21885 VANGUARD HIGH DIVIDEND YIELD ETF 1,451,304 1,451,304
    8339 VANGUARD INDEX FDS 1,496,267 1,496,267
    5059 VANGUARD MID-CAP VIPERS 600,352 600,352
    4538 VANGUARD SMALL CAPITAL ETF 531,491 531,491
    20291 VANGUARD FTSE DEVELPED MARKETS ETF 864,194 864,194
    10524 VANGUARD FTSE EMERGING MARKETS ETF 453,900 453,900
    42196.87 DOUBLELINE FDS TR 465,009 465,009
    4162 PIMCO TOTAL RETURN ETF 453,658 453,658

    TY 2013 LandEtcSchedule2
    Name:
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
    EIN: 06-0245162
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    IMAC MACBOOK 1,617 619 998 998
    4TH FL WINDOW REPLACEMENT 24,950 520 24,430 24,430
    HARDWOOD FLOORS 5,500 34 5,466 5,466
    PHONE & ACCESSORIES 513 60 453 453
    APPLE TV & WIFI HOOKUP 653 44 609 609
    DUPRE FUND CABINETS 2,700 2,700 0 0
    PIANO 8,935 8,935 0 0
    SHELVES 1,708 1,708 0 0
    BUILDINGS PRE 1970 99,300 99,300 0 0
    SIDEWALK 5,000 5,000 0 0
    HEATING SYSTEM 1,093 1,093 0 0
    LCD PROJECTOR 2,661 2,661 0 0
    HOOD/EXHAUST SYSTEM 13,234 13,234 0 0
    IMPROVEMENTS - CONSULTING ARCHITECT 3,757 3,757 0 0
    QUARRY TILE FLOOR 560 560 0 0
    3 OUTLETS/EMERGENCY LIGHTS 507 507 0 0
    NEW DOORS 3,700 3,700 0 0
    DOORS 11,841 11,841 0 0
    HARDWARE FOR DOORS 2,065 2,055 10 10
    IRON HANDRAILS 1,106 1,100 6 6
    SECURITY SYSTEM 1,600 1,600 0 0
    NEW RUG (BAR) & TILE (LADIES' LOUNGE) 3,338 3,338 0 0
    DRAINAGE RENOVATIONS 28,572 12,441 16,131 16,131
    3 NEW CIRCUITS TO BAR 824 351 473 473
    FABRIC FOR NEW CABINET 732 726 6 6
    FORTIN ELECTRIC 5,591 5,591 0 0
    CUSTOME DRAPERIES 2,109 2,109 0 0
    TREE REMOVAL & LANDSCAPE ARCH. 1,424 1,424 0 0
    FIRE SYSTEM RENOVATION 44,740 16,592 28,148 28,148
    FURNITURE & FIXTURES PRE 1970 36,858 36,858 0 0
    REPLACE MOTHER BOARD, SMOKES & PULL STATION 4,804 4,804 0 0
    2 TABLES 897 897 0 0
    GYM EQUIPMENT 2,798 2,798 0 0
    EXERCISE BIKE 366 366 0 0
    MAP CASES 900 900 0 0
    TV STAND 116 116 0 0
    CABINET & SHELF 510 510 0 0
    DRAWING BOARD 343 343 0 0
    DESK 401 401 0 0
    LIVING ROOM RUG 2,332 2,332 0 0
    CRYPT WALLS RUG 1,705 1,705 0 0
    DISHWASHER & SINK 5,292 5,292 0 0
    CURTAINS (BLANKSTEEN) 2,047 2,047 0 0
    DISHWASHER & SINK INSTALLATION 1,943 1,943 0 0
    JET SPRAY FOR SINK 275 275 0 0
    DIRECT PHONE SYSTEM 261 261 0 0
    22 CHAIRS (10 MAPLE, 12 RAILBACK) 1,862 1,862 0 0
    BUILDING RENOVATIONS (BARKIN) 22,202 8,233 13,969 13,969
    LIFE SAFETY UPGRADES/RENOVATIONS 15,801 5,860 9,941 9,941
    REMOVE HEDGES/ROOTS 318 318 0 0
    PLANTING - GLEN TERRACE LANDSCAPING 4,350 4,350 0 0
    RENOVATIONS (BARKIN) 7,917 2,936 4,981 4,981
    LIFE SAFETY RENOVATIONS (PETRA) 224,935 83,413 141,522 141,522
    BARKIN 7,335 2,719 4,616 4,616
    PETRA 12,332 4,573 7,759 7,759
    MOVERS 12,921 4,791 8,130 8,130
    PETRA 228,767 84,834 143,933 143,933
    PETRA-INCL FOR PHNE CALL OFFSET OF 405 322,375 118,875 203,500 203,500
    ROLLAND TOWERS 206 76 130 130
    BARKIN ANDRADE 15,306 5,676 9,630 9,630
    4TH FLOOR FLUORESCENT FIXTURES 753 306 447 447
    ARCHITECT FEES FOR BLDG RENOVATION 9,473 3,434 6,039 6,039
    ARCHITECT FEES (BARKIN) 2,532 918 1,614 1,614
    DELL COMPUTER 2,598 2,598 0 0
    PETRA ADDITIONAL UPGRADES 126,077 45,703 80,374 80,374
    FIRE DOORS 1,908 672 1,236 1,236
    RECOVER SOFA 1,875 1,875 0 0
    FILEMAKER PRO 5.0 242 242 0 0
    PETRA CONSTRUCTION 19,781 7,171 12,610 12,610
    BARKIN ANDRADE - 99 RENOVATIONS 9,925 3,598 6,327 6,327
    NEW BAR 658 653 5 5
    TWO AREA RUGS FOR CRYPT 4,606 4,606 0 0
    PETRA CONS - FINAL PAYMENT OF LIFE SAFETY UPDATE 16,863 5,867 10,996 10,996
    NEW RUGS 2,800 2,800 0 0
    AMODIO MOVERS RELATED TO LIFE SAFETY UPGRADE 1,331 1,331 0 0
    DELL COMPUTER 1,705 1,705 0 0
    COMPUTER EQUIPMENT 1,015 1,015 0 0
    HARDWOOD FLOOR IN FOYER 14,576 4,676 9,900 9,900
    FAIR HAVEN WDWKS - NEW FURNITURE 14,300 14,300 0 0
    ELECTRICAL IMPROVEMENTS 2,569 791 1,778 1,778
    COMPUTER 1,542 1,542 0 0
    COMPUTER 1,406 1,406 0 0
    COMPUTER CONNECTIONS AND LABOR 437 437 0 0
    NEW RUGS 3,200 3,200 0 0
    CUSTOM DRAPERIES - POOL ROOM 2,620 2,620 0 0
    2 PRARIE SETTLE 11,125 11,125 0 0
    NEW CABINET 17,308 16,443 865 865
    LADIES ROOM DRAPERIES 1,602 1,602 0 0
    DRAPERIES & CURTAIN ROD 2,045 2,045 0 0
    NEW ROOF 422,886 121,986 300,900 300,900
    AUDIO VISUAL EQUIPMENT 1,800 1,800 0 0
    DRAPERIES 650 650 0 0
    CARVING FOR CABINETS 2,640 2,640 0 0
    LAPTOP-JIM 734 734 0 0
    PRINTER-JIM 325 325 0 0
    VACUUM 731 731 0 0
    MULTIMEDIA PROJECTOR 1,450 1,450 0 0
    MILLWORK DISPLAY CASES 48,080 31,252 16,828 16,828
    BARKIN-ARCHITECTURE FEE FOR SURVEY 15,088 2,640 12,448 12,448
    BAR RENOVATION 403,190 42,839 360,351 360,351
    GUTTERS PM & STAIRWELL ROOF 12,633 1,711 10,922 10,922
    HD TV IN BAR 597 279 318 318
    AUDIO SYSTEM IN BAR 3,599 1,650 1,949 1,949
    60-HARDWOOD CHAIRS 20,252 9,282 10,970 10,970
    GLASS SHELVES 483 221 262 262
    2-PLAQUES 592 281 311 311
    ESPRESSO MACHINE 2,500 1,104 1,396 1,396
    16-POPLAR BANQUET TABLE 6,400 2,720 3,680 3,680
    5-SOLID CHERRY TABLE 1,890 803 1,087 1,087
    ATTIC RENOVATION 37,468 3,669 33,799 33,799
    ARCHIVE RENOVATION 47,412 3,654 43,758 43,758
    EXTERIOR DOOR RENOVATION 6,681 529 6,152 6,152
    4-LIBRARY TABLE 5,226 1,873 3,353 3,353
    MAHOGANY REPLICA COATRACKS 2,335 837 1,498 1,498


    TY 2013 OtherExpensesSchedule
    Name:
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
    EIN: 06-0245162
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DINNERS AND LUNCHES 3,124 0 0 3,124
    FUND RAISING CAMPAIGN 13,748 0 0 15,033
    WORKERS COMPENSATION 2,057 0 0 -1,137
    BANK CHARGES 1,787 0 0 1,787
    SUPPLIES 3,177 0 0 3,177
    POSTAGE 2,325 0 0 2,325
    CONTRACTOR 16,080 0 0 13,849
    EVENTS & REUNIONS 6,291 0 0 6,291
    CONSULTING DATABASE 28,723 0 0 14,224
    MISCELLANEOUS EXPENSES 3,372 0 0 4,008
    LICENSE 1,250 0 0 3,000


    TY 2013 OtherIncreasesSchedule
    Name:
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
    EIN: 06-0245162
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS - UNRESTRICTED ASSETS 937,765


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
    EIN: 06-0245162
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CUSTODY FEES 0 0 0 0
    ADVISORY FEES 6,342 6,342 6,342 0


    TY 2013 TaxesSchedule
    Name:
    THE ANTHONY TRUST ASSOCIATION CO MARCUM LLP
    EIN: 06-0245162
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAXES 1,962 0 0 30,741
    TAXES - PAYROLL 69 0 0 69