| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BARCLAY 100%PP CNY REN 5/01/14 | 0 | 0 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 1 SHS BERKSHIRE HATHAWAY-CLASS B | 35 | 140 |
| 3,233.1380 SHS CISCO SYSTEMS INC | 62,426 | 79,115 |
| 7,621.2830 SHS MICROSOFT CORP | 205,610 | 357,819 |
| FIRST BIOMED LIMITED | 500,000 | 1,434,016 |
| FIRST HEALTH, LP | 300,000 | 2,019,007 |
| 285 SHS EXPRESS SCRIPTS HOLDIING CO | 7,001 | 21,894 |
| 39,155.2615 SHS EXXONMOBIL CORP. | 2,109,021 | 3,786,705 |
| 4939.4504 SHS ROYAL DUTCH SHELL | 138,749 | 354,603 |
| 5,700 SHS JOHNSON & JOHNSON | 324,996 | 614,346 |
| RCG LONGVIEW DEBT FUND IV LP | 108,603 | 178,499 |
| 8,500 SHS XENOPORT INC | 0 | 0 |
| 9,100 SHS AMERICAN WATER WORKS CO., INC. | 181,949 | 485,667 |
| 4,495 SHS ALTISOURCE PORTFOLIO SOLUTIONS | 125,276 | 335,597 |
| 449 SHS ALTISOURCE ASSET MANAGEMENT CORP | 35,095 | 242,460 |
| 1,498 SHS ALTISOURCE RESIDENTIAL CORP | 22,507 | 34,784 |
| 7,887 SHS OCWEN FINANCIAL CORPORATION | 69,958 | 185,818 |
| 5,902 SHS GENERAL ELECTRIC COMPANY | 187,619 | 152,331 |
| 6,600 SHS ABBOTT LABS | 145,521 | 287,694 |
| 6,600 SHS ABBVIE INC | 157,810 | 418,836 |
| 3,700 SHS MEDTRONIC, INC | 119,630 | 252,192 |
| 12,200 SHS NIPPON SHINYAKU CO., LTD | 164,302 | 351,541 |
| 47,800 SHS VIVUS INC. | 481,860 | 162,042 |
| 9,400 SHS AMEREN CORP. | 265,775 | 397,996 |
| 4,800 SHS RANGE RESOURCES CORPORATION | 259,167 | 328,320 |
| 2,100 SHS ANHEUSER-BUSCH INBEV | 122,435 | 233,058 |
| 2,600 SHS BEIERSDORF AG | 165,496 | 210,290 |
| 5,236.24 SHS VERTEX PHARACEUTICALS INC | 0 | 0 |
| 1,659.5330 SHS APPLE INC. | 102,664 | 179,230 |
| 1,630 SHS BED BATH & BEYOND INC | 0 | 0 |
| 14,900 SHS APPROACH RESOURCES INC | 334,847 | 147,510 |
| 3,500 SHS JPMORGAN CHASE & CO | 199,255 | 214,704 |
| 815.1030 VISA INC | 173,426 | 196,790 |
| 7,000 SHS ARAMARK | 189,121 | 195,370 |
| 2,149 SHS PROCTOR & GAMBLE CO. | 175,036 | 187,543 |
| 35,460 SHS DANONE | 498,274 | 481,760 |
| 2,800 SHS DIAGEO PLC | 332,823 | 330,316 |
| CITI MANAGED FUND | 2,008,737 | 2,267,740 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| WEXFORD PARTNERS 10, L.P. | AT COST | 788,990 | 776,077 |
| SMSF, LLC (HEDGE FORUM) | AT COST | 29,382 | 34,491 |
| HSBC MM FUND | AT COST | 1,581,930 | 1,581,930 |
| FMC MM FUND # 1 | AT COST | 1,807,023 | 1,807,023 |
| CITI INVESTOR M/F | AT COST | 259,398 | 259,398 |
| FP ALTERNATIVE FUND | AT COST | 16,068 | 41,824 |
| DEUTSCHEBANK M/F | AT COST | 27,823 | 27,823 |
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II, L.P. | AT COST | 153,988 | 188,477 |
| BEP PRIVATE INVESTORS LP | AT COST | 358,457 | 374,288 |
| GREENLIGHT CAPITAL OFFSHORE (GOLD), LTD | AT COST | 2,000,000 | 2,488,595 |
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, LP | AT COST | 83,669 | 80,258 |
| FIRST HONG KONG FUND LLC | AT COST | 821,357 | 795,818 |
| STARWOOD DISTRESSED OPPORTUNITY FUND IX, L.P. | AT COST | 268,495 | 355,732 |
| BREP ASIA PRIVATE | AT COST | 90,482 | 87,029 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 19,053 | 1,350 | 12,084 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| LIFE INSURANCE POLICIES-NET CASH VALUE | 240,103 | 0 | |
| INTEREST RECEIVABLE | 15,671 | 0 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT ADVISORY FEE | 80,014 | 60,011 | 20,003 | |
| NYS FILING FEE | 759 | 0 | 0 | |
| DUES & SUBSCRIPTIONS | 350 | 350 | 0 | |
| INSURANCE PREMIUMS | 3,741 | 3,741 | 0 | |
| BROKERAGE COMMISSION FEES | 927 | 927 | 0 | |
| MISCELLANEOUS | 5 | 5 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| INCOME/LOSS FROM PARTNERSHIP | 360,751 | 360,751 | 360,751 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| REAL ESTATE TAX ESCROWED | 8,750 | 12,815 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXCISE TAX ON INVESTMENT INCOME | 6,953 | 6,953 | 0 | |
| FOREIGN INCOME TAX WITHHELD | 9,215 | 9,215 | 0 |