Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 06-01-2013 , 2013, and ending 05-31-2014
BCheck if applicable:
CName of organization
University of Miami
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
PO Box 248106
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Coral Gables, FL331242912
D Employer identification number

59-0624458
E Telephone number

G Gross receipts $ 4,000,192,005
F Name and address of principal officer:
Donna E Shalala
1252 Memorial Dr Rm 230
CG,FL33146
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.MIAMI.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1925
M State of legal domicile: FL
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: The University of Miami's mission is to educate and nurture students, to create knowledge through its comprehensive research programs, and to provide patient care services to our community and beyond.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 69
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 62
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 22,969
6 Total number of volunteers (estimate if necessary) ............. 6 1,591
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 6,850,314
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 596,213
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 665,082,826 645,431,640
9 Program service revenue (Part VIII, line 2g) ......... 2,222,586,241 2,284,232,891
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 58,409,005 61,037,750
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 9,934,921 9,988,334
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 2,956,012,993 3,000,690,615
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 422,663,616 420,236,626
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,447,200,087 1,494,370,838
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 414,944
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet23,069,361    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,030,882,631 1,008,145,641
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,900,746,334 2,923,168,049
19 Revenue less expenses. Subtract line 18 from line 12....... 55,266,659 77,522,566
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 3,338,566,084 3,438,736,549
21 Total liabilities (Part X, line 26)............. 1,785,472,291 1,705,131,403
22 Net assets or fund balances. Subtract line 21 from line 20..... 1,553,093,793 1,733,605,146
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: See Form 990, Part I, Line 1, Description of Organization Mission.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 992,191,834 including grants of $ 366,713,062 ) (Revenue $ 720,513,498 )
See Schedule OInstruction, academic support, student services:The University of Miami (UM) is a private not-for-profit institution with more than 16,000 students. The University's 11 colleges and schools offer the following degree options: 115 undergraduate, 104 masters, and 63 doctoral (59 research/scholarship and 4 professional practice).The School of Architecture, founded in 1983, offers accredited professional undergraduate and graduate degrees in architecture and post-graduate degrees in architecture, urban design and real estate development. New programs include the Certificate in Historic Preservation and the Certificate in Classical Architecture; the post-professional Master of Science in Architecture; and the Master of Real Estate Development and Urbanism (MRED+U), an interdisciplinary one-year graduate program that draws on the real-life experience of Developers-in-Residence and faculty support from the Schools of Business Administration and Law as well as Architecture. In 2012, the School appeared for the first time among the top twenty architecture programs in the Design Intelligence annual survey.The College of Arts and Sciences enrolls over 4,300 undergraduate and over 650 graduate students in 20 departments and 10 interdisciplinary programs. Sixteen departments offer graduate degrees in the fine arts, natural sciences, humanities, and social sciences.The College of Engineering comprises five departments that offer degrees in aerospace, architectural, biomedical, civil, computer, electrical, environmental, industrial, and mechanical engineering, as well as engineering science. The College of Engineering offers a five-year B.S./M.S. degree program for our undergraduates, as well as traditional master's and doctoral degrees in a number of disciplines, with several specializations in each field of study. Consistent with the tradition of collaboration among the University of Miami schools and colleges, engineering students participate in a number of interdisciplinary programs, including partnerships between the biomedical engineering program and the School of Medicine (premedical concentration); the architectural engineering program and the School of Architecture; the audio engineering program and the School of Music; and the industrial engineering program and the School of Business Administration. Consisting of over 1,100 undergraduate students and over 250 graduate students, the College boasts an impressively diverse student body, consisting of students from 45 different countries including 29% Hispanic and 7% Black. Females represent 28% of the students (compared to an 18% national average, according to the most recent statistics from the American Society for Engineering Education).The School of Law presently enrolls nearly 1,150 candidates for either J.D., LL.M. or dual degrees, and has over 20,000 alumni worldwide. The J.D. program enrolls over 1,170 students from more than 100 colleges and universities throughout the United States. Of the entering J.D. students, approximately 46% are women, 42% are members of minority groups, and 38% are from outside Florida. Close to 59% speak more than one language. The School offers graduate programs in International Law (specializations in Inter-American Law, International Arbitration, International Law, and U.S. and Transnational Law for Foreign Lawyers), Ocean and Coastal Law, Taxation, Estate Planning, and Real Property Development, the latter offered online as well as on-campus. The graduate program in International Law and its three different specializations enroll over 45 foreign lawyers from nearly 20 nations. The School also offers several joint degree programs. It is the only law school to offer a J.D./Master's in Music Business, in addition to J.D./M.B.A., J.D./M.P.S. in Marine Affairs, J.D./M.P.H. in Public Health, J.D./M.A. in Law and Communications, J.D./M.D., J.D./M.P.A. in Public Administration, J.D./LL.M. in Tax, International Law, Ocean and Coastal Law, or Real Property Development, and a J.D./M.B.A./LL.M. in Tax. The School is regularly ranked among the top law schools by Hispanic Business Magazine and U.S. News and World Report for Tax Programs, and its alumni are regularly featured in Super Lawyers Magazine.The Leonard M. Miller School of Medicine has grown rapidly in both size and reputation, earning international acclaim for research, clinical care, and biomedical innovations. The school has more than 1,300 full-time clinical and basic science faculty members and an additional 1,310 professionals from the community serving as voluntary faculty in various departments. Along with the M.D. degree, the school offers two specialized B.S./M.D. programs, a combined M.D./Ph.D. program, an M.D./M.B.A. program, a 4-year and a 5-year M.D./M.P.H. program and 4-year M.D./M.S. in Genomic Medicine, a six-year M.D./J.D. program, graduate degrees in ten areas, postdoctoral programs, and continuing medical education courses.
4b (Code:   ) (Expenses $ 357,378,647 including grants of $ 36,402,149 ) (Revenue $ 100,447,004 )
See Schedule OResearch and Public Service:UM has been classified by the Carnegie Commission as a Very High Research University. The School of Architecture's areas of focus include new urbanism, classical and traditional architecture, and contemporary modernism. They also include health and the built environment, with health care design studios and courses and a continuing research partnership with faculty in the Miller School of Medicine; tropical and subtropical coastal design, building on faculty experience in locations such as Santo Domingo, Mumbai, Cape Town, and Barranquilla.The College of Arts and Sciences provides numerous community outreach activities, including student musical theatre and drama productions at the Jerry Herman Ring Theatre and Alvin Sherman Family Stage; student, faculty, and visiting artist exhibitions in the College of Arts and Sciences Gallery and the Project Space in the design district of downtown Miami; lectures and other educational programs sponsored by the Center for the Humanities; volunteer activities in the public schools, hospitals and community clinics for developmentally disabled children; technology workshops for Miami-Dade public school teachers sponsored by the Department of Modern Languages Laboratory; and a series of programs, hosted by several departments and funded by various federal agencies and private foundations, to enhance the diversity of students pursuing scientific careers through research opportunities for pre-college and undergraduate students; and career development opportunities for high-school and community-college faculty.The School of Law offers numerous domestic and international externship programs and foreign exchange programs in Belgium, Brazil, China, Colombia, France, Germany, Ireland, Israel, Spain, and Switzerland. The School's award-winning clinics, currently ten focusing on different areas of the law, offer exceptional training grounds and give students practical, hands-on lawyering while also helping needy and underrepresented individuals. The School is also home to LawWithoutWalls (LWOW), an innovative academic model that brings together students, faculty, practitioners, and entrepreneurs from around the country and the world to explore innovation in legal education and practice.The Rosenstiel School of Marine & Atmospheric Science is one of the leading oceanographic research and education institutions in the nation. Known originally as the University's marine laboratory, it was founded in 1943. It evolved into the Institute for Marine Science in 1961, and eight years later became the Rosenstiel School of Marine & Atmospheric Science (RSMAS) within the University of Miami. The Virginia Key campus has grown to include modern research and teaching facilities, a dedicated academic library, and an internationally recognized Marine Invertebrate Museum. RSMAS also operates a state-of-the-art 96-foot catamaran research vessel, the F.G. Walton Smith, and pioneered the first-ever marine and atmospheric laboratory aboard a cruise ship, Royal Caribbean Cruise Lines' Explorer of the Seas. CSTARS (Center for Southeastern Tropical Advanced Remote Sensing), located on the Richmond campus in south Miami-Dade county was launched in 2003, and conducts research with remotely sensed data received from earth-orbiting satellite systems. This state-of-the-art real-time reception and analysis facility provides data for environmental monitoring from 16 commercial satellites, available 24/7. The predictive power concentrated on this 78-acre campus is helping to provide vital, life-saving information regarding earthquakes, hurricanes, typhoons, freak waves and other natural and manmade disasters, including monitoring of the earthquakes in Haiti and Chile, and the Deepwater Horizon oil spill.The Leonard M. Miller School of Medicine has been designated a Center for AIDS Research (CFAR), the only such center in Florida, and is leading the University's prestigious Clinical and Translational Science Institute (CTSI), awarded by the NIH. Other clinical and research programs include the John P. Hussman Institute for Human Genomics, the Interdisciplinary Stem Cell Institute, the Dr. John T. Macdonald Foundation Biomedical Nanotechnology Institute, the Miami Transplant Institute, The Miami Project to Cure Paralysis, the Diabetes Research Institute, the Mailman Center for Child Development, and many more.
4c (Code:   ) (Expenses $ 1,125,655,505 including grants of $ 14,017 ) (Revenue $ 1,366,381,673 )
See Schedule OHealth Care:Located north of downtown Miami near the Civic Center in the Miami Health District, the Leonard M. Miller School of Medicine's campus consists of approximately 72-acres of owned and leased land within the 153-acre University of Miami/Jackson Memorial Medical Center complex. Each year the University of Miami Health System's more than 900 faculty physicians have more than one million scheduled patient encounters in primary care and 100 medical specialties and sub-specialties. University of Miami Hospital is the flagship hospital of the University of Miami Health System (UHealth). The University also owns two other hospitals: Sylvester Comprehensive Cancer Center/UMHC - University of Miami Hospital & Clinics and Anne Bates Leach Eye Hospital, home of Bascom Palmer Eye Institute. For the eleventh year in a row, Bascom Palmer was named the number one eye hospital in the country by U.S. News & World Report in its annual "America's Best Hospitals" issue. Three additional specialties were rated high-performing. Seven pediatric specialties made the list of "America's Best Children's Hospitals." In addition to the three University-owned hospitals, there are also three primary hospitals affiliated with UHealth: Jackson Memorial Hospital, the primary teaching hospital for the medical school; Holtz Children's Hospital; and the Miami VA Healthcare System. There are also more than a dozen outpatient clinics across Miami-Dade, Broward, Palm Beach, and Collier counties including multi-disciplinary clinics at UHealth at Kendall and UHealth at Plantation.
(Code:   ) (Expenses $ 231,183,143 including grants of $ 17,107,398 ) (Revenue $ 167,916,800 )
Expenses primarily represent auxiliary enterprises, including intercollegiate athletics, parking, student housing and student dining. Other program services revenues primarily represent auxiliary enterprises revenue, investment income, and investment losses.
4d Other program services (Describe in Schedule O.)
(Expenses $ 231,183,143 including grants of $ 17,107,398 ) (Revenue $ 167,916,800 )
4e Total program service expensesMediumBullet2,706,409,129
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? ...
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H.... Click to see attachment
20a
Yes
 
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................ Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
Yes
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II.................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
26,327
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
22,969
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletBD
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
23
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
69
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
62
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
FL
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletJohn R ShipleyVP of Fin & Treasurer &Interim Controller1320 S Dixie Highway Suite 150Coral GablesFL331462912 (305) 284-4877
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Leonard Abess........................................................................
Trustee
 20.00
.......................   		X           0 0 0
(2) Stuart A Miller........................................................................
Trustee & Chair
 5.00
.......................   		X           0 0 0
(3) Wayne E Chaplin........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(4) William L Morrison........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(5) Aaron S Podhurst........................................................................
Trustee
 5.00
.......................   		X           0 0 0
(6) Adrienne Arsht........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(7) Albert Vara........................................................................
Trustee
 0.00
.......................   		X           0 0 0
(8) Alex E Rodriguez........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(9) Alfred R Camner........................................................................
Trustee
 4.00
.......................   		X           0 0 0
(10) Allan M Herbert........................................................................
Trustee
 20.00
.......................   		X           0 0 0
(11) Amy Halpern........................................................................
Trustee
 0.00
.......................   		X           0 0 0
(12) Arthur H Hertz........................................................................
Trustee
 10.00
.......................   		X           0 0 0
(13) Arva Parks McCabe........................................................................
Trustee
 5.00
.......................   		X           0 0 0
(14) Barbara A Weintraub........................................................................
Trustee
 5.00
.......................   		X           0 0 0
(15) Barbara Hecht Havenick........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(16) Bernard J Kosar Jr........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(17) Betty G Amos........................................................................
Trustee
 3.00
.......................   		X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) Brenda Yester........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(19) Carlos M de la Cruz Sr........................................................................
Trustee
 4.00
.......................   		X           0 0 0
(20) Carlos M Gutierrez........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(21) Charles E Cobb........................................................................
Trustee
 3.00
.......................   		X           0 0 0
(22) Dany Garcia - Rienzi........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(23) David Kraslow........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(24) David L Epstein........................................................................
Trustee
 3.00
.......................   		X           0 0 0
(25) David R Weaver........................................................................
Trustee
 10.00
.......................   		X           0 0 0
(26) Doyle Beneby........................................................................
Trustee
 0.00
.......................   		X           0 0 0
(27) E Roe Stamps IV........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(28) Edward A Dauer........................................................................
Trustee / Faculty Member
 40.00
.......................   		X           86,629 0 26,520
(29) Fred Berens........................................................................
Trustee
 5.00
.......................   		X           0 0 0
(30) G Ed Williamson........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(31) George Feldenkreis........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(32) HT Smith Jr........................................................................
Trustee
 5.00
.......................   		X           0 0 0
(33) Hilarie Bass........................................................................
Trustee & Vice Chair
 2.00
.......................   		X           0 0 0
(34) Jayne Sylvester Malfitano........................................................................
Trustee
 5.00
.......................   		X           0 0 0
(35) Joaquin F Blaya........................................................................
Trustee
 7.00
.......................   		X           0 0 0
(36) John E Calles........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(37) Jon Batchelor........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(38) Jorge M Perez........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(39) Jose P Bared........................................................................
Trustee
 4.00
.......................   		X           0 0 0
(40) Joseph Echevarria........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(41) Judi Prokop Newman........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(42) Laurie S Silvers........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(43) Lois Pope........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(44) M Anthony Burns........................................................................
Trustee
 5.00
.......................   		X           0 0 0
(45) Manuel Kadre........................................................................
Trustee
 4.00
.......................   		X           0 0 0
(46) Marc Buoniconti........................................................................
Trustee
 10.00
.......................   		X           0 0 0
(47) Marilyn J Holifield........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(48) Michael I Abrams........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(49) Michael Piechowski........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(50) Nicholas A Buoniconti........................................................................
Trustee
 10.00
.......................   		X           0 0 0
(51) Patricia W Toppel........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(52) Paul J DiMare........................................................................
Trustee
 4.00
.......................   		X           0 0 0
(53) Phillip Frost........................................................................
Trustee
 0.00
.......................   		X           0 0 0
(54) Phillip T George........................................................................
Trustee
 4.00
.......................   		X           0 0 0
(55) Richard D Fain........................................................................
Trustee & Vice Chair
 2.00
.......................   		X           0 0 0
(56) Robert A Mann........................................................................
Trustee
 10.00
.......................   		X           0 0 0
(57) Robert C Strauss........................................................................
Trustee
 0.00
.......................   		X           0 0 0
(58) Ronald G Stone........................................................................
Trustee
 10.00
.......................   		X           0 0 0
(59) Rose Ellen Greene........................................................................
Trustee
 0.00
.......................   		X           0 0 0
(60) Stanley H Arkin........................................................................
Trustee
 0.00
.......................   		X           0 0 0
(61) Steven Brodie........................................................................
Trustee
 3.00
.......................   		X           0 0 0
(62) Steven J Green........................................................................
Trustee
 0.00
.......................   		X           0 0 0
(63) Steven J Saiontz........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(64) Steven Sonberg........................................................................
Trustee
 5.00
.......................   		X           0 0 0
(65) T Kendall Hunt........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(66) Thelma VA Gibson........................................................................
Trustee
 2.00
.......................   		X           0 0 0
(67) Thomas D Wood........................................................................
Trustee
 1.00
.......................   		X           0 0 0
(68) Tracey Berkowitz........................................................................
Trustee
 5.00
.......................   		X           0 0 0
(69) Donna E Shalala........................................................................
President
 80.00
.......................   		X   X       994,430 0 342,948
(70) Thomas J LeBlanc........................................................................
Executive VP & Provost
 50.00
.......................   		    X       739,195 0 46,948
(71) P Goldschmidt-Clermont........................................................................
Sr VP Medical Affairs-Dean Sch Med
 90.00
.......................   		    X       1,299,866 0 46,994
(72) Joseph T Natoli........................................................................
Sr VP Business & Finance and CFO
 70.00
.......................   		    X       895,628 0 44,645
(73) Sergio M Gonzalez........................................................................
Sr VP, Advancement & External Affairs
 50.00
.......................   		    X       604,745 0 57,443
(74) John R Shipley........................................................................
VP & Treasurer
 55.00
.......................   		    X       399,480 0 42,465
(75) Rodolfo Fernandez........................................................................
VP for Government Affairs
 55.00
.......................   		    X       231,851 0 36,365
(76) Larry D Marbert........................................................................
VP for Real Estate & Facilities
 65.00
.......................   		    X       374,693 0 34,675
(77) Jacqueline R Menendez........................................................................
VP for University Communications
 60.00
.......................   		    X       270,389 0 55,028
(78) Aileen M Ugalde........................................................................
VP, General Counsel, University Sec
 60.00
.......................   		    X       534,747 0 37,973
(79) Patricia A Whitely........................................................................
VP for Student Affairs
 75.00
.......................   		    X       365,130 0 54,178
(80) Nerissa Morris........................................................................
VP for Human Resources
 65.00
.......................   		    X       379,802 0 37,652
(81) Leslie Dellinger Aceituno........................................................................
Assistant University Secretary
 60.00
.......................   		    X       110,023 0 24,150
(82) Jonathan Jack T Lord........................................................................
VP and Chief Operating Officer
 55.00
.......................   		    X       525,061 0 30,678
(83) Theresa L Ashman........................................................................
Associate VP & Controller
 60.00
.......................   		    X       259,776 0 33,691
(84) Stephen Cawley........................................................................
VP for Information Technology
 80.00
.......................   		    X       416,483 0 39,576
(85) Mark Diaz........................................................................
VP of Budget and Planning
 70.00
.......................   		    X       591,505 0 80,317
(86) Rudolph Rudy Green........................................................................
VP & Chief Compliance Officer
 60.00
.......................   		    X       444,383 0 18,570
(87) David A Lubarsky........................................................................
Chief Med & System Integration Offcr
 80.00
.......................   		      X     1,256,060 0 48,246
(88) Alan S Livingstone MD........................................................................
Chief Exec, UHealth Clinical (fmr)
 90.00
.......................   		      X     908,634 0 44,925
(89) Steven Falcone........................................................................
Chief Executive, UHealth Clinical
 70.00
.......................   		      X     682,198 0 98,191
(90) John Sory........................................................................
Chief Exec,UHealth Regional Alliance
 62.00
.......................   		      X     503,113 0 31,106
(91) Daniel J Snyder........................................................................
CEO, Univ of Miami Hospital
 80.00
.......................   		      X     416,348 0 46,056
(92) Richard Ballard........................................................................
CEO, Univ of Miami Hosp & Clinics
 48.00
.......................   		      X     405,118 0 53,769
(93) Michael Gittelman........................................................................
CEO, Anne Bates Leach Eye Hospital
 60.00
.......................   		      X     427,107 0 47,399
(94) Alfred J Golden........................................................................
Head Coach, Football
 84.00
.......................   		        X   2,504,338 0 34,977
(95) James J Larranaga........................................................................
Head Coach, Basketball
 80.00
.......................   		        X   1,496,123 0 48,055
(96) Nestor de la Cruz-Munoz........................................................................
Associate Professor Dept of Surgery
 60.00
.......................   		        X   1,521,381 0 44,111
(97) Dipen J Parekh........................................................................
Professor, Urology
 80.00
.......................   		        X   1,265,198 0 44,234
(98) Lee D Kaplan........................................................................
Professor, Orthopaedics
 71.00
.......................   		        X   1,130,035 0 43,875
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 22,039,469 0 1,675,760
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet2,321
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
Suffolk Construction80 Southwest 8th Street Suite 2710MiamiFL33130 Construction Services 24,047,818
Arrellano Construction Co7255 NW 19 St Suite BMiamiFL33126 Construction Services 16,667,563
DTZ Inc275 Grove St Suite 3-200AuburndaleMA02466 Facilities Operations 16,112,921
Moss and Associates LLC2101 N Andrews AvenueFort LauderdaleFL33311 Construction Services 15,791,878
Central Shared Services LLC155 Franklin Road Suite 300BrentwoodTN37207 Medical Supplies Services 9,343,432
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet436
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a 1,037,215
b Membership dues....1b  
c Fundraising events....1c 2,340,574
d Related organizations...1d  
e Government grants (contributions)1e 424,986,846
f All other contributions, gifts, grants, and
similar amounts not included above1f 		217,067,005
g Noncash contributions included in lines
1a-1f:$ 		10,046,922
h Total. Add lines 1a-1f.......MediumBullet 645,431,640
Program Service RevenueAmt Business Code
2a Hospitals and Clinics 900099 932,534,617 932,534,617    
b Tuition and Fees 900099 677,553,059 677,553,059    
c Medical Prof Practice 900099 394,328,019 393,715,844 612,175  
d Local Grants and Contr 900099 138,342,590 138,342,590    
e Auxiliary Enterprises 900099 119,921,553 52,779,514 3,629,795 63,512,244
f All other program service revenue . 21,553,053 19,641,882 1,911,171  
g Total. Add lines 2a–2f........MediumBullet 2,284,232,891
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 20,873,072     20,873,072
4 Income from investment of tax-exempt bond proceeds..MediumBullet 5     5
5 Royalties...........MediumBullet 8,431,420     8,431,420
(i) Real (ii) Personal
6a Gross rents 5,298,898  
b Less: rental expenses 3,069,729  
c Rental income or (loss) 2,228,348 821
d Net rental income or (loss).......MediumBullet 2,229,169     2,229,169
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 1,034,767,929 644,843
b Less: cost or other basis and sales expenses 994,966,193 281,906
c Gain or (loss) 39,801,736 362,937
d Net gain or (loss)..........MediumBullet 40,164,673   590,818 39,573,855
8a Gross income from fundraising events (not including
$ 2,340,574
of contributions reported on line 1c). See Part IV, line 18 ..
a 400,293
b Less: direct expenses ...b 1,178,903
c Net income or (loss) from fundraising events..MediumBullet -778,610   -778,610
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a 8,692
b Less: cost of goods sold ..b 4,659
c Net income or (loss) from sales of inventory..MediumBullet 4,033   4,033  
Miscellaneous Revenue Business Code
11a Other Revenue 531390 56,050   56,050  
b Advertising 541800 46,272   46,272  
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 102,322
12 Total revenue. See Instructions......MediumBullet 3,000,690,615 2,214,567,506 6,850,314 133,841,155
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 35,265,983 35,265,983
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 381,820,876 381,820,876
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 3,149,767 3,149,767
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 18,929,770 7,689,818 10,934,658 305,294
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 1,135,750,969 1,064,880,942 57,272,017 13,598,010
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 98,795,763 90,417,757 7,003,993 1,374,013
9 Other employee benefits ....... 148,185,929 119,135,093 26,437,565 2,613,271
10 Payroll taxes ........... 92,708,407 59,768,787 31,951,536 988,084
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 4,190,751 643,996 3,546,438 317
c Accounting ........... 772,943 13,710 759,233  
d Lobbying ........... 273,233 118,632 147,016 7,585
e Professional fundraising services. See Part IV, line 17 414,944 414,944
f Investment management fees ...... 10,103,197 10,103,197    
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 214,655,411 188,121,598 26,483,776 50,037
12 Advertising and promotion .... 9,581,294 9,041,911 383,006 156,377
13 Office expenses ....... 68,422,258 65,376,453 1,748,178 1,297,627
14 Information technology ...... 25,295,269 18,888,698 6,406,432 139
15 Royalties .. 1,302,262 1,302,262    
16 Occupancy ........... 121,082,349 113,785,750 7,073,426 223,173
17 Travel ............ 24,059,367 23,105,419 603,867 350,081
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 20,647,313 18,306,692 1,140,020 1,200,601
20 Interest ........... 38,997,895 37,594,540 1,403,355  
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 125,104,010 119,677,371 5,426,639  
23 Insurance .............. 39,331,560 36,886,234 2,436,393 8,933
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a Medical Supplies 248,926,306 248,926,306    
b Miscellaneous 55,400,223 52,387,337 2,532,011 480,875
c
d
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 2,923,168,049 2,706,409,129 193,689,559 23,069,361
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 45,164,001 1 30,239,296
2 Savings and temporary cash investments ......... 104,245,076 2 73,018,005
3 Pledges and grants receivable, net ........... 146,633,529 3 137,095,993
4 Accounts receivable, net ............. 232,481,767 4 274,209,883
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
300,000 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net ............. 72,690,049 7 64,595,310
8 Inventories for sale or use .............. 20,770,174 8 21,482,052
9 Prepaid expenses and deferred charges .......... 38,066,193 9 31,932,111
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 2,892,234,407
b Less: accumulated depreciation ..... 10b 1,300,294,206 1,536,149,349 10c 1,591,940,201
11 Investments—publicly traded securities .......... 227,772,081 11 177,526,956
12 Investments—other securities. See Part IV, line 11 ..... 849,905,985 12 957,937,805
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ............... 1,127,000 14 1,127,000
15 Other assets. See Part IV, line 11 ........... 63,260,880 15 77,631,937
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 3,338,566,084 16 3,438,736,549
Liabilities 17 Accounts payable and accrued expenses ......... 184,030,478 17 176,324,098
18 Grants payable .................   18  
19 Deferred revenue ................ 81,103,205 19 73,562,699
20 Tax-exempt bond liabilities ............. 823,598,716 20 794,544,555
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties .... 100,180,292 24 109,543,929
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 596,559,600 25 551,156,122
26 Total liabilities. Add lines 17 through 25......... 1,785,472,291 26 1,705,131,403
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 769,398,516 27 874,065,032
28 Temporarily restricted net assets ........... 367,660,735 28 416,287,211
29 Permanently restricted net assets ........... 416,034,542 29 443,252,903
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 1,553,093,793 33 1,733,605,146
34 Total liabilities and net assets/fund balances ........ 3,338,566,084 34 3,438,736,549
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
3,000,690,615
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
2,923,168,049
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
77,522,566
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
1,553,093,793
5
Net unrealized gains (losses) on investments ...............
5
70,290,530
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
32,698,257
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
1,733,605,146
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 485,983,518 668,320,066 664,112,561 665,082,826 645,431,640 3,128,930,611
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 485,983,518 668,320,066 664,112,561 665,082,826 645,431,640 3,128,930,611
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4. 3,128,930,611
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 485,983,518 668,320,066 664,112,561 665,082,826 645,431,640 3,128,930,611
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 55,256,119 61,014,907 62,841,566 67,787,860 70,328,911 317,229,363
9 Net income from unrelated business activities, whether or not the business is regularly carried on..   1,084,829 1,083,998 1,299,709 1,151,702 4,620,238
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10). 3,450,780,212
12
12
10,463,557,510
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
90.670 %
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...... 0  
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 273,233  
c Total lobbying expenditures (add lines 1a and 1b) ................... 273,233  
d Other exempt purpose expenditures ........................ 2,917,188,702  
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 2,917,461,935  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000  
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................ 0  
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................ 0  
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		6,000,000
c Total lobbying expenditures 312,283 300,005 301,917 273,233 1,187,438
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))		 1,500,000
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 680,351
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 54,989,537
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $ 0
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 0
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
public ed & outreach programs
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 777,946,842 678,694,294 719,851,550 618,236,320 538,605,730
b Contributions ........ 25,884,017 22,091,982 21,377,588 15,963,186 25,696,152
c Net investment earnings, gains, and losses 96,424,339 109,828,176 -32,451,356 116,702,475 86,621,587
d Grants or scholarships ..... -6,545,053 6,177,708 5,541,013 5,675,165 5,993,766
e Other expenditures for facilities
and programs ........ 		-28,275,479 26,489,902 24,542,475 25,375,267 26,693,383
f Administrative expenses ....          
g End of year balance ...... 865,434,666 777,946,842 678,694,294 719,851,550 618,236,320
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet21.520 %
b
Permanent endowment SchDMd Bullet44.680 %
c
Temporarily restricted endowment SchDMd Bullet33.800 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   86,630,474 86,630,474
b Buildings ................   1,743,542,697 757,147,172 986,395,525
c Leasehold improvements ............   48,944,818 29,695,869 19,248,949
d Equipment ................   654,670,242 412,072,266 242,597,976
e Other .................   358,446,176 101,378,899 257,067,277
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 1,591,940,201
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives -4,096,679 F
(2)Closely-held equity interests    
(3)Other
(A) Limited Partnerships 		724,700,302 F

(B) Mutual Funds 		146,741,828 F

(C) Other 		90,592,354 F






Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 957,937,805
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
Medical Self-Insurance Reserves 96,990,169
Refundable Deposits 540,684
Accrued Postretirement Benefit Cost 244,917,778
Annuities Payable 9,897,320
Refundable Federal Student Loans 22,543,438
Other Liabilities 176,266,733



Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 551,156,122
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 2,693,255,339
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 70,290,530
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -108,199
e Add lines 2a through 2d ..................... 2e 70,182,331
3 Subtract line 2e from line 1..................... 3 2,623,073,008
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 10,103,197
b Other (Describe in Part XIII.) ........... 4b 367,514,410
c Add lines 4a and 4b....................... 4c 377,617,607
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 3,000,690,615
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 2,545,550,442
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e 0
3 Subtract line 2e from line 1..................... 3 2,545,550,442
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 10,103,197
b Other (Describe in Part XIII.) ............ 4b 367,514,410
c Add lines 4a and 4b....................... 4c 377,617,607
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 2,923,168,049
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Part III, Line 4: Part III, Line 4: Art Collection: The mission of the Lowe Art Museum, the art museum of the University of Miami, is to serve the University, the Greater South Florida communities, and national and international visitors as a teaching and exhibiting resource through its permanent and borrowed collections. The Museum: collects original, quality works of art primarily from Asia, Africa, Europe and the Americas; exhibits and preserves the permanent collection according to the highest professional standards; researches the permanent collection and publishes new findings in exhibition catalogues and articles; organizes traveling exhibitions and loans of individual works from the permanent collection to expand knowledge and appreciation of art both regionally and nationally; enhances the appreciation of the permanent collection through borrowed and organized traveling exhibitions and loans of individual works; and, supports, extends and enriches the mission of the University of Miami for students, faculty, scholars, residents, and visitors to South Florida to appreciate and more fully comprehend art and its history. More information on the Museum can be found on its website at www.miami.edu/lowe.
Part V, Line 4: Part V, Line 4: Endowment Funds: The University's endowment is used to support the University's mission which is to educate and nurture students, to create knowledge through its comprehensive research programs, and to provide patient care services to its community and beyond. Distributions from the University's endowment are mainly used for student scholarships and fellowships, endowed chairs, research, school/college support, academic program support, library support, and general University support.
Part X, Line 2: Fin 48 Footnote: The University is exempt from federal income taxes under section 501(c)(3) of the Internal Revenue Code. Accordingly, no provision for income taxes is made in the financial statements. At May 31, 2014, there were no uncertain tax positions. The University files tax returns with U.S. federal and other tax authorities for which the statute of limitations may go back to the year ended May 31, 2011.
Part XI, Line 2d - Other Adjustments: Refunds of Program service Rev. - Hospitals.& Clinics - 0 Refunds of Contributions - $108,199
Part XI, Line 4b - Other Adjustments: See Part XI
Part XII, Line 4b - Other Adjustments: See Part XI
Part XI and XII, Line 4b: Other Revenue and Expense Reconciling Items: Tuition discounting $204,326,201, grants and contracts pass-through transactions from sponsoring agencies $167,490,079, and gain on sale of fixed assets $362,937. Less: non-program related rental expenses $3,069,729; cost of sales of inventories/other assets $416,175; and direct expenses related to fundraising events $1,178,903.
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2013
Schedule E (Form 990 or 990EZ) 2013
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Return Reference Explanation
Schedule E, Part I, Line 3 The University publishes its Equal Opportunity Policy and Non-discrimination Policy Statement in the following publications: * Workplace Equity & Performance Web site * All UM web sites state our Non-discrimination policy under a link for "Privacy Statement and Legal Notices" * Students Rights and Responsibilities Handbook * Academic Bulletin * Student Handbook distributed at Orientation * Faculty Manual * Employee Handbook * Various public bulletin boards located throughout the various campuses, in contracts with other vendors, during University employee orientation, University Career Website, etc.
Schedule E, Part I, Line 6 The University provides financial assistance in the form of grants to award scholarships and fellowships to students attending the University. In addition, government agencies award grants to the University for research.
Schedule E (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
East Asia and the Pacific 0 0 Program Services Grants to Recipients 105,224
Europe 0 0 Program Services Grants to Recipients 515,651
North America 0 0 Program Services Grants to Recipients 243,730
South America 0 0 Program Services Grants to Recipients 324,388
Central America and the Caribbean 0 0 Program Services Grants to Recipients 1,266,331
Sub-Saharan Africa 0 0 Program Services Grants to Recipients 534,946
Middle East and North Africa 0 0 Program Services Grants to Recipients 159,497
Antarctica 0 0 Program Services Travel - Institutional Research and Education 707
East Asia and the Pacific 0 0 Program Services Travel - Institutional Research and Education 471,650
Europe 0 0 Program Services Travel - Institutional Research and Education 1,150,044
North America 0 0 Program Services Travel - Institutional Research and Education 239,851
South America 0 0 Program Services Travel - Institutional Research and Education 490,365
South Asia 0 0 Program Services Travel - Institutional Research and Education 39,564
Central America and the Caribbean 0 0 Program Services Travel - Institutional Research and Education 299,319
Sub-Saharan Africa 0 0 Program Services Travel - Institutional Research and Education 94,303
Middle East and North Africa 0 0 Program Services Travel - Institutional Research and Education 79,564
Russia and the Newly Ind States 0 0 Program Services Travel - Institutional Research and Education 6,716
Central America and the Caribbean 0 0 Investments N/A 98,103,688
Central America and the Caribbean 0 5 Program Services Independent Contractors-Institutional Research and Education 32,350
East Asia and the Pacific 0 9 Program Services Independent Contractors-Institutional Research and Education 80,965
Europe 0 34 Program Services Independent Contractors-Institutional Research and Education 3,014,019
Middle East and North Africa 0 4 Program Services Independent Contractors-Institutional Research and Education 67,426
North America 0 16 Program Services Independent Contractors-Institutional Research and Education 356,326
Russia and Neighboring States 0 1 Program Services Independent Contractors-Institutional Research and Education 9,000
South America 0 5 Program Services Independent Contractors-Institutional Research and Education 9,021
South Asia 0 2 Program Services Independent Contractors-Institutional Research and Education 32,800
Sub-Saharan Africa 0 1 Program Services Independent Contractors-Institutional Research and Education 5,000
3a Sub-total ..... 0 0 3,150,474
b Total from continuation sheets to Part I ... 0 77 104,581,971
c Totals (add lines 3a and 3b) 0 77 107,732,445
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Central America & the Caribbean Research 36,015 Check   N/A N/A
Central America & the Caribbean Research 1,207,852 Wire Transfer   N/A N/A
Central America & the Caribbean Research 8,090 Wire Transfer   N/A N/A
Central America & the Caribbean Research 9,374 Wire Transfer   N/A N/A
East Asia & the Pacific Research 105,224 Check   N/A N/A
Europe Research 61,858 Check   N/A N/A
Europe Research 24,465 Check   N/A N/A
Europe Research 25,641 Check   N/A N/A
Europe Research 30,634 Check   N/A N/A
Europe Research 40,500 Check   N/A N/A
Europe Research 236,462 Check   N/A N/A
Europe Research 57,211 Wire Transfer   N/A N/A
Europe Research 12,960 Wire Transfer   N/A N/A
Europe Research 25,920 Wire Transfer   N/A N/A
Middle East & North Africa Research 13,011 Check   N/A N/A
Middle East & North Africa Research 101,538 Check   N/A N/A
Middle East & North Africa Research 44,948 Wire Transfer   N/A N/A
North America Research 11,701 Check   N/A N/A
North America Research 207,253 Check   N/A N/A
North America Research 5,763 Check   N/A N/A
North America Research 5,763 Check   N/A N/A
North America Research 13,250 Check   N/A N/A
South America Research 20,650 Wire Transfer   N/A N/A
South America Research 25,152 Check   N/A N/A
South America Research 110,776 Check   N/A N/A
South America Research 17,300 Check   N/A N/A
South America Research 17,400 Wire Transfer   N/A N/A
South America Research 28,528 Wire Transfer   N/A N/A
South America Research 98,567 Wire Transfer   N/A N/A
South America General Support 6,015 Wire Transfer   N/A N/A
Sub-Saharan Africa General Support 5,000 Wire Transfer   N/A N/A
Sub-Saharan Africa Research 100,000 Wire Transfer   N/A N/A
Sub-Saharan Africa Research 9,991 Check   N/A N/A
Sub-Saharan Africa Research 322,422 Wire Transfer   N/A N/A
sub-Saharan Africa Research 102,533 Wire Transfer   N/A N/A
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
3
3
Enter total number of other organizations or entities .......................MediumBullet
28
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Part I, Line 2: Procedures for Monitoring Grants Outside the United States: The University awards grants as subcontracts to foreign organizations for the purpose of conducting research and research training. Prior to the University awarding the subcontract, the organization is required to submit the proposed scope of work and a budget. Once reviewed and approved, a formal subcontract is issued with the terms and conditions of the award. To comply with terms and conditions of the subcontract, the foreign organization must submit an invoice together with supporting documentation. Upon receipt of the invoice, the faculty member at the University responsible for the grant or his/her designee approves the invoice for payment. In addition, monitoring of the science is conducted by the University faculty member responsible for the grant via site visits, correspondence, phone calls, etc. Reports required under the terms and conditions of the subcontract are submitted by the grantee.
Part I, line 3: Activity Expenditures: Expenditures are recorded based on the accrual method of accounting and are recorded when incurred.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
RuffaloCody LLC
65 Kirkwood N Rd SW
 
Cedar Rapids, IA52404 		Campaign Management   No 546,442 414,944 131,498
             
             
             
             
             
             
             
             
             
Total .................right arrow 546,442 414,944 131,498
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AR, CT, GA, HI, KS, KY, ME, MN, MS, MO, NM, NC, ND, PA, RI, TN, UT, VA, MD
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

Dinner Gala
(event type) 		(b) Event #2

Dinner Gala
(event type) 		(c) Other events

11
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 802,341 506,143 1,432,383 2,740,867
2 Less: Contributions . . 672,810 479,222 1,188,542 2,340,574
3 Gross income (line 1
minus line 2) . . . 		129,531 26,921 243,841 400,293
VerticalDirectExpenses 4 Cash prizes . . . 0 0 1,000 1,000
5 Noncash prizes . . 0 10,238 5,362 15,600
6 Rent/facility costs . . 9,585 1,849 50,701 62,135
7 Food and beverages . 6,050 125,265 311,302 442,617
8 Entertainment . . . 13,000 524 33,894 47,418
9 Other direct expenses . 390,998 48,864 170,271 610,133
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 1,178,903
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow -778,610
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
SCHEDULE H (Form 990)
Department of the Treasury
Internal Revenue Service
Hospitals
MediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, question 20.
MediumBullet Attach to Form 990. MediumBullet See separate instructions.
MediumBullet Information about Schedule H (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Financial Assistance and Certain Other Community Benefits at Cost
Yes
No
1a
Did the organization have a financial assistance policy during the tax year? If "No," skip to question 6a ...
1a
Yes
 
b
If "Yes," was it a written policy? .......................
1b
Yes
 
2
If the organization had multiple hospital facilities, indicate which of the following best describes application of the financial assistance policy to its various hospital facilities during the tax year.
3
Answer the following based on the financial assistance eligibility criteria that applied to the largest number of the organization's patients during the tax year.
a
Did the organization use Federal Poverty Guidelines (FPG) as a factor in determining eligibility for providing free care?
If "Yes," indicate which of the following was the FPG family income limit for eligibility for free care:
3a
Yes
 
%
b
Did the organization use FPG as a factor in determining eligibility for providing discounted care? If "Yes," indicate
which of the following was the family income limit for eligibility for discounted care: .........
3b
 
No
%
c
If the organization used factors other than FPG in determining eligibility, describe in Part VI the income based criteria for determining eligibility for free or discounted care. Include in the description whether the organization used an asset test or other threshold, regardless of income, as a factor in determining eligibility for free or discounted care.
4
Did the organization's financial assistance policy that applied to the largest number of its patients during the tax year provide for free or discounted care to the "medically indigent"? ..............

4

Yes

 
5a
Did the organization budget amounts for free or discounted care provided under its financial assistance policy during the tax year? ............................

5a

Yes

 
b
If "Yes," did the organization's financial assistance expenses exceed the budgeted amount? ......
5b
 
No
c
If "Yes" to line 5b, as a result of budget considerations, was the organization unable to provide free or discountedcare to a patient who was eligibile for free or discounted care? ..............
5c
 
 
6a
Did the organization prepare a community benefit report during the tax year? ..........
6a
 
No
b
If "Yes," did the organization make it available to the public? ..............
6b
 
 
Complete the following table using the worksheets provided in the Schedule H instructions. Do not submit these worksheets with the Schedule H.
7
Financial Assistance and Certain Other Community Benefits at Cost
Financial Assistance and
Means-Tested
Government Programs
 (a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community benefit expense (d) Direct offsetting revenue (e) Net community benefit expense (f) Percent of total expense
a Financial Assistance at cost
(from Worksheet 1) .. 		    17,524,000 813,750 16,710,250 0.570 %
b Medicaid (from Worksheet 3,
column a) .... 		    77,100,798 69,108,009 7,992,789 0.270 %
c Costs of other means-tested
government programs (from
Worksheet 3, column b) . 		           
d Total Financial Assistance
and Means-Tested
Government Programs . 		    94,624,798 69,921,759 24,703,039 0.840 %
Other Benefits
     4,486,984 3,960,688 526,296 0.020 %
e Community health
improvement services and
community benefit operations
(from Worksheet 4) ..
f Health professions education
(from Worksheet 5) .. 		    18,211,626 4,032,544 14,179,082 0.490 %
g Subsidized health services
(from Worksheet 6) .. 		    1,628,805 1,628,805    
h Research (from Worksheet 7)     183,943,152 183,808,612 134,540 0 %
i Cash and in-kind
contributions for community
benefit (from Worksheet 8) 		    275,531 100,000 175,531 0.010 %
j Total. Other Benefits ..     208,546,098 193,530,649 15,015,449 0.520 %
k Total. Add lines 7d and 7j .     303,170,896 263,452,408 39,718,488 1.360 %
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat. No. 50192T Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part II
Community Building Activities Complete this table if the organization conducted any community building activities during the tax year, and describe in Part VI how its community building activities promoted the health of the communities it serves.
(a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community building expense (d) Direct offsetting
revenue 		(e) Net community building expense (f) Percent of total expense
1 Physical improvements and housing            
2 Economic development            
3 Community support     1,589,452 1,365,853 223,599 0.010 %
4 Environmental improvements            
5 Leadership development and training for community members            
6 Coalition building            
7 Community health improvement advocacy            
8 Workforce development            
9 Other            
10 Total     1,589,452 1,365,853 223,599 0.010 %
Part III
Bad Debt, Medicare, & Collection Practices
Section A. Bad Debt Expense
Yes
No
1
Did the organization report bad debt expense in accordance with Heathcare Financial Management Association Statement No. 15? ..........................
1
Yes
 
2
Enter the amount of the organization's bad debt expense. Explain in Part VI the methodology used by the organization to estimate this amount. ......
2
60,451,883
3
Enter the estimated amount of the organization's bad debt expense attributable to patients eligible under the organization's financial assistance policy. Explain in Part VI the methodology used by the organization to estimate this amount and the rationale, if any, for including this portion of bad debt as community benefit. ......
3
0
4
Provide in Part VI the text of the footnote to the organization’s financial statements that describes bad debt expense or the page number on which this footnote is contained in the attached financial statements.
Section B. Medicare
5
Enter total revenue received from Medicare (including DSH and IME).....
5
215,588,675
6
Enter Medicare allowable costs of care relating to payments on line 5.....
6
238,135,694
7
Subtract line 6 from line 5. This is the surplus (or shortfall)........
7
-22,547,019
8
Describe in Part VI the extent to which any shortfall reported in line 7 should be treated as community benefit.Also describe in Part VI the costing methodology or source used to determine the amount reported on line 6.Check the box that describes the method used:
Section C. Collection Practices
9a
Did the organization have a written debt collection policy during the tax year? ..........
9a
Yes
 
b
If "Yes," did the organization’s collection policy that applied to the largest number of its patients during the tax year contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance? Describe in Part VI.......................

9b

Yes

 
Part IV
Management Companies and Joint Ventures(owned 10% or more by officers, directors, trustees, key employees, and physicians—see instructions)
(a) Name of entity (b) Description of primary
activity of entity 		(c) Organization's
profit % or stock
ownership % 		(d) Officers, directors,
trustees, or key
employees' profit %
or stock ownership % 		(e) Physicians'
profit % or stock
ownership %
1
2
3
4
5
6
7
8
9
10
11
12
13
Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VFacility Information
Section A. Hospital Facilities
(list in order of size from largest to smallest—see instructions)
How many hospital facilities did the organization operate during the tax year?3
Name, address, primary website address, and state license number 		Licensed Hospital General-Medical-Surgical Children's Hospital Teaching Hospital Critical Hospital ResearchGrp Facility ER-24Hours ER-Other Other (Describe) Facility reporting group
1 University of Miami Hospital
1400 NW 12 Avenue
Miami,FL33136
umiamihospital.com
#4109 		X X   X     X      
2 University of Miami Hospital & Clinics
1475 NW 12 Avenue
Miami,FL33136
sylvester.org
#4074 		X X                
3 Anne Bates Leach Eye Hospital
900 NW 17 Street
Miami,FL33136
bascompalmer.org
#4040 		X           X      
Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)
University of Miami Hospital
Name of hospital facility or facility reporting group  
If reporting on Part V, Section B for a single hospital facility only: line number of
hospital facility (from Schedule H, Part V, Section A) 		1
Yes No
Community Health Needs Assessment (Lines 1 through 8c are optional for tax years begining on or before March 23, 2012)
1 During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 9.................... 1 Yes  
If "Yes," indicate what the CHNA report describes (check all that apply):
a
b
c
d
e
f
g
h
i
j
2 Indicate the tax year the hospital facility last conducted a CHNA: 20 12
3 In conducting its most recent CHNA, did the hospital facility take into account input from persons who represent the broad interests of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If "Yes," describe in Part VI how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted .................... 3 Yes  
4 Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Part VI................................ 4   No
5 Did the hospital facility make its CHNA report widely available to the public? ............. 5 Yes  
If "Yes," indicate how the CHNA report was made widely available (check all that apply):
a
b
c
d
6 If the hospital facility addressed needs identified in its most recently conducted CHNA, indicate how (check all that apply as of the end of the tax year):
a
b
c
d
e
f
g
h
i
7 Did the hospital facility address all of the needs identified in its most recently conducted CHNA? If "No," explain in Part VI which needs it has not addressed and the reasons why it has not addressed such needs ........ 7 Yes  
8a Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ........................... 8a   No
b If "Yes" to line 8a, did the organization file Form 4720 to report the section 4959 excise tax? ...... 8b    
c If "Yes" to line 8b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $  

Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VFacility Information (continued)

Financial Assistance Policy Yes No
9 Did the hospital facility have in place during the tax year a written financial assistance policy that:
Explained eligibility criteria for financial assistance, and whether such assistance includes free or discounted care? 9 Yes  
10 Used federal poverty guidelines (FPG) to determine eligibility for providing free care?........... 10 Yes  
If "Yes," indicate the FPG family income limit for eligibility for free care: 200.000000000000%
If "No," explain in Part VI the criteria the hospital facility used.
11 Used FPG to determine eligibility for providing discounted care?................. 11   No
If "Yes," indicate the FPG family income limit for eligibility for discounted care:   %
If "No," explain in Part VI the criteria the hospital facility used.
12 Explained the basis for calculating amounts charged to patients?................. 12 Yes  
If "Yes," indicate the factors used in determining such amounts (check all that apply):
a
b
c
d
e
f
g
h
i
13 Explained the method for applying for financial assistance?................... 13 Yes  
14 Included measures to publicize the policy within the community served by the hospital facility?....... 14 Yes  
If "Yes," indicate how the hospital facility publicized the policy (check all that apply):
a
b
c
d
e
f
g
Billing and Collections
15 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained actions the hospital facility may take upon non-payment?....... 15 Yes  
16 Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP:
a
b
c
d
e
17 Did the hospital facility or an authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP?.......... 17   No
If "Yes," check all actions in which the hospital facility or a third party engaged:
a
b
c
d
e
Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VFacility Information (continued)

18 Indicate which efforts the hospital facility made before initiating any of the actions listed in line 17 (check all that apply):
a
b
c
d
e
Policy Relating to Emergency Medical Care
Yes No
19 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that requires the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?.......... 19 Yes  
If "No," indicate why:
a
b
c
d
Charges to Individuals Eligible for Assistance under the FAP (FAP-Eligible Individuals)
20 Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.
a
b
c
d
21 During the tax year, did the hospital facility charge any FAP-eligible individual to whom the hospital facility provided emergency or other medically necessary services more than the amounts generally billed to individuals who had insurance covering such care? ............................ 21   No
If "Yes," explain in Part VI.
22 During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? ......................... 22   No
If "Yes," explain in Part VI.
Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)
University of Miami Hospital & Clinics
Name of hospital facility or facility reporting group  
If reporting on Part V, Section B for a single hospital facility only: line number of
hospital facility (from Schedule H, Part V, Section A) 		2
Yes No
Community Health Needs Assessment (Lines 1 through 8c are optional for tax years begining on or before March 23, 2012)
1 During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 9.................... 1 Yes  
If "Yes," indicate what the CHNA report describes (check all that apply):
a
b
c
d
e
f
g
h
i
j
2 Indicate the tax year the hospital facility last conducted a CHNA: 20 12
3 In conducting its most recent CHNA, did the hospital facility take into account input from persons who represent the broad interests of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If "Yes," describe in Part VI how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted .................... 3 Yes  
4 Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Part VI................................ 4   No
5 Did the hospital facility make its CHNA report widely available to the public? ............. 5 Yes  
If "Yes," indicate how the CHNA report was made widely available (check all that apply):
a
b
c
d
6 If the hospital facility addressed needs identified in its most recently conducted CHNA, indicate how (check all that apply as of the end of the tax year):
a
b
c
d
e
f
g
h
i
7 Did the hospital facility address all of the needs identified in its most recently conducted CHNA? If "No," explain in Part VI which needs it has not addressed and the reasons why it has not addressed such needs ........ 7 Yes  
8a Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ........................... 8a   No
b If "Yes" to line 8a, did the organization file Form 4720 to report the section 4959 excise tax? ...... 8b    
c If "Yes" to line 8b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $  

Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VFacility Information (continued)

Financial Assistance Policy Yes No
9 Did the hospital facility have in place during the tax year a written financial assistance policy that:
Explained eligibility criteria for financial assistance, and whether such assistance includes free or discounted care? 9 Yes  
10 Used federal poverty guidelines (FPG) to determine eligibility for providing free care?........... 10 Yes  
If "Yes," indicate the FPG family income limit for eligibility for free care: 200.000000000000%
If "No," explain in Part VI the criteria the hospital facility used.
11 Used FPG to determine eligibility for providing discounted care?................. 11 Yes  
If "Yes," indicate the FPG family income limit for eligibility for discounted care: 400.000000000000%
If "No," explain in Part VI the criteria the hospital facility used.
12 Explained the basis for calculating amounts charged to patients?................. 12 Yes  
If "Yes," indicate the factors used in determining such amounts (check all that apply):
a
b
c
d
e
f
g
h
i
13 Explained the method for applying for financial assistance?................... 13 Yes  
14 Included measures to publicize the policy within the community served by the hospital facility?....... 14 Yes  
If "Yes," indicate how the hospital facility publicized the policy (check all that apply):
a
b
c
d
e
f
g
Billing and Collections
15 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained actions the hospital facility may take upon non-payment?....... 15 Yes  
16 Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP:
a
b
c
d
e
17 Did the hospital facility or an authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP?.......... 17   No
If "Yes," check all actions in which the hospital facility or a third party engaged:
a
b
c
d
e
Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VFacility Information (continued)

18 Indicate which efforts the hospital facility made before initiating any of the actions listed in line 17 (check all that apply):
a
b
c
d
e
Policy Relating to Emergency Medical Care
Yes No
19 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that requires the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?.......... 19   No
If "No," indicate why:
a
b
c
d
Charges to Individuals Eligible for Assistance under the FAP (FAP-Eligible Individuals)
20 Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.
a
b
c
d
21 During the tax year, did the hospital facility charge any FAP-eligible individual to whom the hospital facility provided emergency or other medically necessary services more than the amounts generally billed to individuals who had insurance covering such care? ............................ 21   No
If "Yes," explain in Part VI.
22 During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? ......................... 22   No
If "Yes," explain in Part VI.
Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)
Anne Bates Leach Eye Hospital
Name of hospital facility or facility reporting group  
If reporting on Part V, Section B for a single hospital facility only: line number of
hospital facility (from Schedule H, Part V, Section A) 		3
Yes No
Community Health Needs Assessment (Lines 1 through 8c are optional for tax years begining on or before March 23, 2012)
1 During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 9.................... 1 Yes  
If "Yes," indicate what the CHNA report describes (check all that apply):
a
b
c
d
e
f
g
h
i
j
2 Indicate the tax year the hospital facility last conducted a CHNA: 20 12
3 In conducting its most recent CHNA, did the hospital facility take into account input from persons who represent the broad interests of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If "Yes," describe in Part VI how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted .................... 3 Yes  
4 Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Part VI................................ 4   No
5 Did the hospital facility make its CHNA report widely available to the public? ............. 5 Yes  
If "Yes," indicate how the CHNA report was made widely available (check all that apply):
a
b
c
d
6 If the hospital facility addressed needs identified in its most recently conducted CHNA, indicate how (check all that apply as of the end of the tax year):
a
b
c
d
e
f
g
h
i
7 Did the hospital facility address all of the needs identified in its most recently conducted CHNA? If "No," explain in Part VI which needs it has not addressed and the reasons why it has not addressed such needs ........ 7 Yes  
8a Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ........................... 8a   No
b If "Yes" to line 8a, did the organization file Form 4720 to report the section 4959 excise tax? ...... 8b    
c If "Yes" to line 8b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $  

Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VFacility Information (continued)

Financial Assistance Policy Yes No
9 Did the hospital facility have in place during the tax year a written financial assistance policy that:
Explained eligibility criteria for financial assistance, and whether such assistance includes free or discounted care? 9 Yes  
10 Used federal poverty guidelines (FPG) to determine eligibility for providing free care?........... 10 Yes  
If "Yes," indicate the FPG family income limit for eligibility for free care: 200.000000000000%
If "No," explain in Part VI the criteria the hospital facility used.
11 Used FPG to determine eligibility for providing discounted care?................. 11 Yes  
If "Yes," indicate the FPG family income limit for eligibility for discounted care: 400.000000000000%
If "No," explain in Part VI the criteria the hospital facility used.
12 Explained the basis for calculating amounts charged to patients?................. 12 Yes  
If "Yes," indicate the factors used in determining such amounts (check all that apply):
a
b
c
d
e
f
g
h
i
13 Explained the method for applying for financial assistance?................... 13 Yes  
14 Included measures to publicize the policy within the community served by the hospital facility?....... 14 Yes  
If "Yes," indicate how the hospital facility publicized the policy (check all that apply):
a
b
c
d
e
f
g
Billing and Collections
15 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained actions the hospital facility may take upon non-payment?....... 15 Yes  
16 Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP:
a
b
c
d
e
17 Did the hospital facility or an authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP?.......... 17   No
If "Yes," check all actions in which the hospital facility or a third party engaged:
a
b
c
d
e
Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VFacility Information (continued)

18 Indicate which efforts the hospital facility made before initiating any of the actions listed in line 17 (check all that apply):
a
b
c
d
e
Policy Relating to Emergency Medical Care
Yes No
19 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that requires the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?.......... 19 Yes  
If "No," indicate why:
a
b
c
d
Charges to Individuals Eligible for Assistance under the FAP (FAP-Eligible Individuals)
20 Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.
a
b
c
d
21 During the tax year, did the hospital facility charge any FAP-eligible individual to whom the hospital facility provided emergency or other medically necessary services more than the amounts generally billed to individuals who had insurance covering such care? ............................ 21   No
If "Yes," explain in Part VI.
22 During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? ......................... 22   No
If "Yes," explain in Part VI.
Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part V
Facility Information (continued)
Section C. Supplemental Information for Part V, Section B.Provide descriptions required for Part V, Section B, lines 1j, 3, 4, 5d, 6i, 7, 10, 11, 12i, 14g, 16e, 17e, 18e, 19c, 19d, 20d, 21, and 22. If applicable, provide separate descriptions for each facility in a facility reporting group, designated by "Facility A," "Facility B," etc.
Form and Line Reference Explanation
University of Miami Hospital Part V, Section B, Line 3: The organization conducted focus groups to gather information about health concerns from particular interest groups in Miami-Dade County to add richness to the quantitative data collected. At University of Miami Hospital, three focus groups were conducted during December 4-6, 2012; two consultants from Carnahan Group facilitated each session at UMH. A total of 26 individuals participated in the focus groups, one of which consisted of Spanish-speaking adults, another of African American community members and one general group of adult community members. Community members consulted: Gepsie Metellus, Director, Sant La Haitian Neighborhood Center; Dr. Reynald Jean, Director, Tuberculosis Program, Miami-Dade County Health Department; Tori Gabriel, Director, Education and Prevention, Florida Heart Research Institute; Kathleen Ducasse, CEO, Florida Heart Research Institute; Pamela Toomer, Director, School Health Program, Miami-Dade County Health Department; Dr. Lillian Rivera, Administrator, Miami-Dade County Health Department; Betty Gomez-Galan, Specialist, American Diabetes Association; Angenys Gonzalez-Eilert, Executive Director, Colombian American Service Association; Helene Good, President and CEO, CCDH) formerly Community Committee for Developmental Handicaps); Dr. Erin Kobetz, Assistant Research Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine, Director, SCCC Disparities and Community Outreach Core Resource, Director, Jay Weiss Center for Social Medicine and Health Equity; Dr. Noella Dietz, Research Assistant Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine; Ann-Karen Weller, Director, Office of Community Health and Planning, Miami-Dade County Health Department; Dr. David Lubarsky, Chair, Dept. of Anesthesiology, Perioperative Medicine and Pain Management, University of Miami Hospital; Dr. Dan Brady, Executive Director, Douglas Gardens Community Mental Health Center of Miami Beach.
University of Miami Hospital & Clinics Part V, Section B, Line 3: At University of Miami Hospital & Clinics, a focus group consisting of cancer patients, cancer survivors and caregivers was conducted on December 4, 2012 at Sylvester Comprehensive Cancer Center; the session was facilitated by two consultants from Carnahan Group. Community leaders consulted: Dr. Jerry Goodwin, Chief Medical Officer, SCCC; Dr. Teresa Neira, Social Worker, Courtelis Center, SCCC; Dr. Erin Kobetz, Assistant Research Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine, Director, SCCC Disparities and Community Outreach Core Resource, Director, Jay Weiss Center for Social Medicine and Health Equity; Dr. Noella Dietz, Research Assistant Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine; Dr. Ana Espinosa, Director of Outpatient Clinics, SCCC, Director, Ask for Ana Program, SCCC; Vivi Carreras, Nurse Navigator, SCCC; Dawn Albright, Nurse Navigator, SCCC; Dr. Jill MacKinnon, Project Director, Florida Cancer Data System; Richard Ballard, Chief Executive Officer, SCCC; Lazara Barreras-Pagan, Chief Operating and Nursing Officer, SCCC; Alyssia Crews, Director of Clinical Operations, SCCC; Antonieta Sauerteig, Associate Director of Administration, SCCC; Harry Rohrer, Chief Financial Officer, SCCC.
Anne Bates Leach Eye Hospital Part V, Section B, Line 3: At Anne Bates Leach Eye Hospital, a focus group was conducted on December 6, 2012 at Bascom Palmer Eye Institute; the session was faciliated by two consultants from Carnahan Group. A total of 10 individuals participated in the focus group, which consisted of adult community members living with various eye conditions. Community leaders consulted: Betty Gomez-Galan, Specialist, American Diabetes Association; Charles Pappas, Chief Operations Officer, BPEI; Marla Bercuson, Director of Business Operations, BPEI.
University of Miami Hospital Part V, Section B, Line 11: At UMH an uninsured patient receiving non-elective care not meeting charity criteria is treated as uninsured and receives a 40% discount from charges. Not applicable at UMHC and ABLEH.
University of Miami Hospital Part V, Section B, Line 16e: At UMH the hospital's policy allows the following actions to be taken against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency, lawsuits, liens on residences. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
University of Miami Hospital & Clinics Part V, Section B, Line 16e: At UMHC the hospital's policy allows the following actions to be taken against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
Anne Bates Leach Eye Hospital Part V, Section B, Line 16e: At ABLEH the hospital's policy allows the following actions to be taken against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
University of Miami Hospital Part V, Section B, Line 17e: At UMH the hospital performed the following actions against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency, lawsuits, liens on residences. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
University of Miami Hospital & Clinics Part V, Section B, Line 17e: At UMHC the hospital performed the following actions against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
Anne Bates Leach Eye Hospital Part V, Section B, Line 17e: At ABLEH the hospital performed the following actions against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
University of Miami Hospital Part V, Section B, Line 20d: Based upon 75% of the contracted managed care PPO payers for the hospital.
University of Miami Hospital & Clinics Part V, Section B, Line 20d: Low income patients are charged based on FPG, and self-pay patients are entitled to a 30-40% discount for prompt payment.
Anne Bates Leach Eye Hospital Part V, Section B, Line 20d: Low income patients are charged based on FPG, and self-pay patients are entitled to a 30-40% discount for prompt payment.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VFacility Information (continued)

Section D. Other Health Care Facilities That Are Not Licensed, Registered, or Similarly Recognized as a Hospital Facility
(list in order of size, from largest to smallest)
How many non-hospital health care facilities did the organization operate during the tax year?  
Name and address Type of Facility (describe)
1
2
3
4
5
6
7
8
9
10
Schedule H (Form 990) 2013
Schedule H (Form 990) 2013
Page
Part VI
Supplemental Information
Provide the following information.
1 Required descriptions. Provide the descriptions required for Part I, lines 3c, 6a, and 7; Part II and Part III, lines 2, 3, 4, 8 and 9b.
2 Needs assessment. Describe how the organization assesses the health care needs of the communities it serves, in addition to any CHNAs reported in Part V, Section B.
3 Patient education of eligibility for assistance. Describe how the organization informs and educates patients and persons who may be billed for patient care about their eligibility for assistance under federal, state, or local government programs or under the organization’s financial assistance policy.
4 Community information. Describe the community the organization serves, taking into account the geographic area and demographic constituents it serves.
5 Promotion of community health. Provide any other information important to describing how the organization’s hospital facilities or other health care facilities further its exempt purpose by promoting the health of the community (e.g., open medical staff, community board, use of surplus funds, etc.).
6 Affiliated health care system. If the organization is part of an affiliated health care system, describe the respective roles of the organization and its affiliates in promoting the health of the communities served.
7 State filing of community benefit report. If applicable, identify all states with which the organization, or a related organization, files a community benefit report.
Form and Line Reference Explanation
University of Miami Hospital Part V, Section B, Line 3: The organization conducted focus groups to gather information about health concerns from particular interest groups in Miami-Dade County to add richness to the quantitative data collected. At University of Miami Hospital, three focus groups were conducted during December 4-6, 2012; two consultants from Carnahan Group facilitated each session at UMH. A total of 26 individuals participated in the focus groups, one of which consisted of Spanish-speaking adults, another of African American community members and one general group of adult community members. Community members consulted: Gepsie Metellus, Director, Sant La Haitian Neighborhood Center; Dr. Reynald Jean, Director, Tuberculosis Program, Miami-Dade County Health Department; Tori Gabriel, Director, Education and Prevention, Florida Heart Research Institute; Kathleen Ducasse, CEO, Florida Heart Research Institute; Pamela Toomer, Director, School Health Program, Miami-Dade County Health Department; Dr. Lillian Rivera, Administrator, Miami-Dade County Health Department; Betty Gomez-Galan, Specialist, American Diabetes Association; Angenys Gonzalez-Eilert, Executive Director, Colombian American Service Association; Helene Good, President and CEO, CCDH) formerly Community Committee for Developmental Handicaps); Dr. Erin Kobetz, Assistant Research Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine, Director, SCCC Disparities and Community Outreach Core Resource, Director, Jay Weiss Center for Social Medicine and Health Equity; Dr. Noella Dietz, Research Assistant Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine; Ann-Karen Weller, Director, Office of Community Health and Planning, Miami-Dade County Health Department; Dr. David Lubarsky, Chair, Dept. of Anesthesiology, Perioperative Medicine and Pain Management, University of Miami Hospital; Dr. Dan Brady, Executive Director, Douglas Gardens Community Mental Health Center of Miami Beach.
University of Miami Hospital & Clinics Part V, Section B, Line 3: At University of Miami Hospital & Clinics, a focus group consisting of cancer patients, cancer survivors and caregivers was conducted on December 4, 2012 at Sylvester Comprehensive Cancer Center; the session was facilitated by two consultants from Carnahan Group. Community leaders consulted: Dr. Jerry Goodwin, Chief Medical Officer, SCCC; Dr. Teresa Neira, Social Worker, Courtelis Center, SCCC; Dr. Erin Kobetz, Assistant Research Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine, Director, SCCC Disparities and Community Outreach Core Resource, Director, Jay Weiss Center for Social Medicine and Health Equity; Dr. Noella Dietz, Research Assistant Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine; Dr. Ana Espinosa, Director of Outpatient Clinics, SCCC, Director, Ask for Ana Program, SCCC; Vivi Carreras, Nurse Navigator, SCCC; Dawn Albright, Nurse Navigator, SCCC; Dr. Jill MacKinnon, Project Director, Florida Cancer Data System; Richard Ballard, Chief Executive Officer, SCCC; Lazara Barreras-Pagan, Chief Operating and Nursing Officer, SCCC; Alyssia Crews, Director of Clinical Operations, SCCC; Antonieta Sauerteig, Associate Director of Administration, SCCC; Harry Rohrer, Chief Financial Officer, SCCC.
Anne Bates Leach Eye Hospital Part V, Section B, Line 3: At Anne Bates Leach Eye Hospital, a focus group was conducted on December 6, 2012 at Bascom Palmer Eye Institute; the session was faciliated by two consultants from Carnahan Group. A total of 10 individuals participated in the focus group, which consisted of adult community members living with various eye conditions. Community leaders consulted: Betty Gomez-Galan, Specialist, American Diabetes Association; Charles Pappas, Chief Operations Officer, BPEI; Marla Bercuson, Director of Business Operations, BPEI.
University of Miami Hospital Part V, Section B, Line 11: At UMH an uninsured patient receiving non-elective care not meeting charity criteria is treated as uninsured and receives a 40% discount from charges. Not applicable at UMHC and ABLEH.
University of Miami Hospital Part V, Section B, Line 16e: At UMH the hospital's policy allows the following actions to be taken against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency, lawsuits, liens on residences. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
University of Miami Hospital & Clinics Part V, Section B, Line 16e: At UMHC the hospital's policy allows the following actions to be taken against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
Anne Bates Leach Eye Hospital Part V, Section B, Line 16e: At ABLEH the hospital's policy allows the following actions to be taken against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
University of Miami Hospital Part V, Section B, Line 17e: At UMH the hospital performed the following actions against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency, lawsuits, liens on residences. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
University of Miami Hospital & Clinics Part V, Section B, Line 17e: At UMHC the hospital performed the following actions against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
Anne Bates Leach Eye Hospital Part V, Section B, Line 17e: At ABLEH the hospital performed the following actions against an individual, only after making reasonable efforts to determine the patient's eligibility under the FAP: Reporting to credit agency. These reasonable efforts are made in the front-end prior to discharge and/or in the back-end. These efforts are identified in Part V, section B line 18.
University of Miami Hospital Part V, Section B, Line 20d: Based upon 75% of the contracted managed care PPO payers for the hospital.
University of Miami Hospital & Clinics Part V, Section B, Line 20d: Low income patients are charged based on FPG, and self-pay patients are entitled to a 30-40% discount for prompt payment.
Anne Bates Leach Eye Hospital Part V, Section B, Line 20d: Low income patients are charged based on FPG, and self-pay patients are entitled to a 30-40% discount for prompt payment.
Schedule H (Form 990) 2013
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
University of Miami
 
Employer identification number
59-0624458
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ALGYNOMICS INC
208 N COLUMBIA STREET
CHAPEL HILL,NC27514 		20-3217603   150,199 0 N/A N/A Research
(2) ALLOGY INTERACTIVE LLC
3625 E AMELIA STREET
ORLANDO,FL32803 		27-0305949   685,000 0 N/A N/A Research
(3) AMERICAN HEART ASSOCIATION
PO BOX 841750
DALLAS,TX75284 		13-5613797 501(c)(3) 745,634 0 N/A N/A Research
(4) ARAPAHOE HOUSE INC
3530 WEST LEHIGH AVE
DENVER,CO80236 		84-0705495 501(c)(3) 92,194 0 N/A N/A Research
(5) ARGONNE NATIONAL LABORATORY
PO BOX 87916
CAROL STREAM,IL60188 		68-0628477 US Dept of Energy 50,059 0 N/A N/A Research
(6) ARIZONA STATE UNIVERSITY
PO BOX 876401
TEMPE,AZ85287 		86-0196696 State of AZ 6,736 0 N/A N/A Research
(7) BANYAN BIOMARKERS INC
13400 PROGRESS BLVD
ALACHUA,FL32615 		20-1449566   26,412 0 N/A N/A Research
(8) BATTELLE MEMORIAL INSTITUTE
PO BOX 84262
SEATTLE,WA98124 		31-4379427 501(c)(3) 157,461 0 N/A N/A Research
(9) BAYLOR COLLEGE OF MEDICINE
PO BOX 301207
DALLAS,TX75303 		74-1613878 501(c)(3) 12,164 0 N/A N/A Research
(10) BENAROYA RESEARCH INSTITUTE AT VIRGINIA MASON
1201 NINTH AVENUE
SEATTLE,WA98101 		91-0653422 501(c)(3) 110,838 0 N/A N/A Research
(11) BIOQUAL INC
9600 MEDICAL CENTER DR SUITE 102
ROCKVILLE,MD20850 		13-3078199   6,766 0 N/A N/A Research
(12) BOARD OF REG OF THE UNIV OF OKLAHOMA
PO BOX 26901 - SCB 228
OKLAHOMA CITY,OK73126 		73-6017987 State of OK 280,939 0 N/A N/A Research
(13) BOSTON CHILDRENS HOSPITAL
PO BOX 414413
BOSTON,MA02115 		04-2774441 501(c)(3) 64,318 0 N/A N/A Research
(14) CALIFORNIA ACADEMY OF SCIENCE
55 MUSIC CONCOURSE DRIVE
SAN FRANSISCO,CA94118 		94-1156258 501(c)(3) 36,478 0 N/A N/A Research
(15) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVD
PASADENA,CA91125 		95-1643307 501(c)(3) 157,519 0 N/A N/A Research
(16) CANCER RESEARCH AND BIOSTATIS
1730 MINOR AVENUE SUITE 1900
SEATTLE,WA98101 		91-1828539 501(c)(3) 130,887 0 N/A N/A Research
(17) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVE NORD HALL 600
CLEVELAND,OH44106 		34-1018992 501(c)(3) 130,567 0 N/A N/A Research
(18) CATALYST MIAMI INC
1900 BISCAYNE BLVD SUITE 200
MIAMI,FL33132 		65-0690368 501(c)(3) 29,399 0 N/A N/A Research
(19) CENTER FOR HAITIAN STUDIES INC
8260 NE 2ND AVENUE
MIAMI,FL33138 		65-0136723 501(c)(3) 595,739 0 N/A N/A Research
(20) CHILDREN HEALTH AND EDUC MGMT
7800 SW 57TH AVENUE SUITE 228
SOUTH MIAMI,FL33143 		02-0552323   142,500 0 N/A N/A Research
(21) CHILDRENS HOSPITAL LOS ANGELES
4650 SUNSET BOULEVARD MAIL STOP 97
LOS ANGELES,CA90027 		95-1690977 501(c)(3) 16,354 0 N/A N/A Research
(22) CHILDRENS HOSPITAL OF CHICAGO
225 E CHICAGO AV BOX 205
CHICAGO,IL60611 		36-2170833 501(c)(3) 46,500 0 N/A N/A Research
(23) CHILDRENS HOSPITAL OF PHILADELPHIA
PO BOX 8500
PHILADELPHIA,PA19178 		23-1352166 501(c)(3) 15,047 0 N/A N/A Research
(24) CINCINNATI CHILDRENS HOSPITAL
3333 BURNET AVENUE
CINCINNATI,OH45229 		31-0833936 501(c)(3) 1,503,759 0 N/A N/A Research
(25) CLEVELAND CLINIC REFERENCE LABORATORY
PO BOX 931562
CLEVELAND,OH44193 		34-0714585 501(c)(3) 24,085 0 N/A N/A Research
(26) COLUMBIA UNIVERSITY
PO BOX 29789
NEW YORK,NY10087 		13-5598093 501(c)(3) 2,744,118 0 N/A N/A Research
(27) DANA FARBER CANCER INSTITUTE
450 BROOKLINE AVE MAIL STOP BP425
BOSTON,MA02215 		04-2263040 501(c)(3) 16,831 0 N/A N/A Research
(28) DFAS REF CODE 7320- US NAVAL
DEPARTMENT ESTABLISHMENT
WASHINGTON,DC20375 		31-1575142 US Govt 678,368 0 N/A N/A Research
(29) DUKE UNIVERSITY
PO BOX 602651
CHARLOTTE,NC28260 		56-0532129 501(c)(3) 11,901 0 N/A N/A Research
(30) EMORY UNIVERSITY
1599 CLIFTON RD NE 5TH FLOOR
ATLANTA,GA30322 		58-0566256 501(c)(3) 890,371 0 N/A N/A Research
(31) ENFAMILIA INC
PO BOX 924229
HOMESTEAD,FL33092 		52-2284294 501(c)(3) 14,000 0 N/A N/A Research
(32) EXAMINATION MGMT SERVICES INC
PO BOX 202669
DALLAS,TX75320 		75-1444139   9,950 0 N/A N/A Research
(33) FLORIDA ATLANTIC UNIVERSITY
PO BOX 198660
ATLANTA,GA30384 		65-0385507 State of FL 95,560 0 N/A N/A Research
(34) FLORIDA INTERNATIONAL UNIVERSITY
11200 SW 8TH STREET
MIAMI,FL33199 		65-0177616 State of FL 1,284,656 0 N/A N/A Research
(35) FLORIDA KEYS AHEC INC
5800 OVERSEAS HIGHWAY SUITE 38
MARATHON,FL33050 		65-0183810 501(c)(3) 691,914 0 N/A N/A Research
(36) FLORIDA STATE UNIVERSITY
874 TRADITIONS WAY PO BOX 3064166
TALLAHASSEE,FL32306 		59-6001874 State of FL 590,387 0 N/A N/A Research
(37) FRED HUTCHINSON CANCER RESEARCH CENTER
1100 FAIRVIEW AV N PO BOX 19024
SEATTLE,WA98109 		23-7156071 501(c)(3) 11,171 0 N/A N/A Research
(38) FRONTIER SCIENCE & TECHNOLOGY
PO BOX 983027
BOSTON,MA02298 		16-1056814 501(c)(3) 9,625 0 N/A N/A Research
(39) GATEWAY COMMUNITY SERVICES
555 STOCKTON STREET
JACKSONVILLE,FL32204 		59-1881828 501(c)(3) 386,884 0 N/A N/A Research
(40) GEORGIA TECH RESEARCH CORP
PO BOX 100117
ATLANTA,GA30384 		58-0603146 501(c)(3) 268,919 0 N/A N/A Research
(41) HARVARD UNIVERSITY
PO BOX 415649
BOSTON,MA02241 		04-2103580 501(c)(3) 30,745 0 N/A N/A Research
(42) HEADWATERS RESOURCE
65 E BROADWAY
BUTTE,MT59701 		23-7380551 501(c)(3) 176,500 0 N/A N/A Research
(43) HEALTH CHOICE NETWORK INC
9064 NW 13 TERRACE
DORAL,FL33172 		65-0504316 501(c)(3) 167,708 0 N/A N/A Research
(44) HEALTH FOUNDATION OF SOUTH FL
2 SOUTH BISCAYNE BLVD SUITE 1710
MIAMI,FL33131 		65-0005384 501(c)(3) 126,469 0 N/A N/A Research
(45) HUMANA INC
3594 RELIABLE PARKWAY
CHICAGO,IL60686 		61-0647538   25,875 0 N/A N/A Research
(46) IMPACT RESEARCH LLC
10420 LITTLE PATUXENT PKWY SUITE
530
COLUMBIA,MD21044 		27-1635564   99,804 0 N/A N/A Research
(47) INDIANA UNIVERSITY
PO BOX 78000
DETROIT,MI48278 		35-6001673 State of IN 153,015 0 N/A N/A Research
(48) INTELLIGENT PRODUCT SOLUTIONS
120 COMAC STREET
RONKONKOMA,NY11779 		26-1611673   74,250 0 N/A N/A Research
(49) INTERNATIONAL AIDS VACCINE INITIATIVE INC
125 BROAD STREET 9TH FLOOR
NEW YORK,NY10004 		13-3870223 501(c)(3) 112,483 0 N/A N/A Research
(50) JACKSON MEMORIAL HOSPITAL
1611 NW 12 AVE
MIAMI,FL33136 		59-1713947 501(c)(3) 348,240 0 N/A N/A Research
(51) JEFF MURRAYS PROGRAMMING SHOP
1215 PRYTANIA STREET SUITE 235
NEW ORLEANS,LA70130 		72-1206635   54,450 0 N/A N/A Research
(52) JOHNS HOPKINS UNIVERSITY
12529 COLLECTIONS CENTER DRIVE
CHICAGO,IL60693 		52-0595110 501(c)(3) 464,079 0 N/A N/A Research
(53) LA JOLLA INSTITUTE FOR ALLERGIES
9420 ATHENA CIRCLE
LA JOLLA,CA92037 		33-0328688 501(c)(3) 243,373 0 N/A N/A Research
(54) LARKIN COMMUNITY HOSPITAL INC
7031 SW 62ND AVENUE
SOUTH MIAMI,FL33143 		65-0729921   70,854 0 N/A N/A Research
(55) LELAND STANFORD JUNIOR UNIV
PO BOX 44253
SAN FRANCISCO,CA94144 		94-1156365 501(c)(3) 324,119 0 N/A N/A Research
(56) LOUISIANA STATE UNIVERSITY
433 BOLIVAR STREET
NEW ORLEANS,LA70112 		72-0702002 State of LA 7,800 0 N/A N/A Research
(57) LOYOLA UNIVERSITY OF CHICAGO
2160 SOUTH 1ST AVENUE
MAYWOOD,IL60153 		36-1408475 501(c)(3) 6,058 0 N/A N/A Research
(58) MANHATTAN COLLEGE
4513 MANHATTAN COLLEGE PKWY
RIVERDALE,NY10471 		13-1740468 501(c)(3) 51,248 0 N/A N/A Research
(59) MASS GENERAL HOSPITAL CORP
NEUROLOGY CRB-149 13TH STREET
CHARLESTOWN,MA02129 		04-1564655 501(c)(3) 49,426 0 N/A N/A Research
(60) MAYO CLINIC ARIZONA
PO BOX 860334
MINNEAPOLIS,MN55486 		86-0800150 501(c)(3) 101,876 0 N/A N/A Research
(61) MAYO MEDICAL LABORATORIES
PO BOX 9146
MINNEAPOLIS,MN55480 		41-1346366   7,378 0 N/A N/A Research
(62) MEDICAL UNIV OF SOUTH CAROLINA
19 HAGOOD AVE SUITE 303
CHARLESTON,SC29425 		57-6000722 State of SC 10,710 0 N/A N/A Research
(63) MIAMI DADE AHEC
1200 NW 78TH AVENUE SUITE 209
MIAMI,FL33126 		65-0009277 501(c)(3) 727,663 0 N/A N/A Research
(64) MIAMI DADE COLLEGE
BUILDING 9TH ROOM 9253
MIAMI,FL33176 		59-1210485 State of FL 11,007 0 N/A N/A Research
(65) MIAMI DADE COUNTY HEALTH DEPT
8175 NW 12TH STREET SUITE 306
MIAMI,FL33126 		59-3502843 State of FL 9,211 0 N/A N/A Research
(66) MIAMI DADE COUNTY PUBLIC SCHOOLS
1450 NE SECOND AVENUE SUITE 615
MIAMI,FL33132 		59-6000572 M-Dade County 24,738 0 N/A N/A Research
(67) MIAMI SCIENCE MUSEUM
3280 S MIAMI AVE
MIAMI,FL33129 		59-0854960 501(c)(3) 151,991 0 N/A N/A Research
(68) MONTEFIORE MEDICAL CENTER
1300 MORRIS PARK AVE
BRONX,NY10461 		13-1740114 501(c)(3) 27,300 0 N/A N/A Research
(69) NEW ENGLAND RESEARCH INSTITUTE
9 GALEN STREET
WATERTOWN,MA02472 		04-2919509 501(c)(3) 674,709 0 N/A N/A Research
(70) NEW YORK HALL OF SCIENCE
47-01 111 STREET
QUEENS,NY11368 		11-2104059 501(c)(3) 47,795 0 N/A N/A Research
(71) NORTHWESTERN UNIVERSITY
2205 TECH DRIVE ROOM 2-150
EVANSTON,IL60208 		36-2167817 501(c)(3) 48,174 0 N/A N/A Research
(72) NOVA SOUTHEASTERN UNIV
3100 SW 9 AVE RM 523
FT LAUDERDALE,FL33315 		59-1083502 501(c)(3) 627,437 0 N/A N/A Research
(73) OPERATION PAR INC
6655 66 STREET NORTH
PINELLAS PARK,FL33781 		59-1349234 501(c)(3) 22,266 0 N/A N/A Research
(74) OREGON HEALTH & SCIENCE UNIVERSITY
0690 SW BANCROFT ST MAILCODE
L1065PA
PORTLAND,OR97239 		93-1176109 State of OR 175,851 0 N/A N/A Research
(75) OREGON STATE UNIVERSITY
108 HOVLAND HALL
CORVALLIS,OR97331 		48-1278540 State of OR 31,927 0 N/A N/A Research
(76) PHILADELPHIA UNIVERSITY
SCHOOL HOUSE LAND AND HENRY AVENUE
SUITE
PHILADELPHIA,PA19144 		23-1352294 501(c)(3) 269,823 0 N/A N/A Research
(77) REGENTS OF THE UNIV OF CALIFORNIA SAN DIEGO
9500 GILMAN DRIVE
LA JOLLA,CA92093 		95-6006144 State of CA 398,426 0 N/A N/A Research
(78) REGENTS OF UNIV OF COLORADO
PO BOX 910220
DENVER,CO80291 		84-6000555 State of CO 36,713 0 N/A N/A Research
(79) RESEARCH FOUNDATION FOR MENTAL HYGIENE
150 BROADWAY RIVERVIEW CENTER STE
301
MENANDA,NY12204 		14-1410842 501(c)(3) 22,553 0 N/A N/A Research
(80) RESEARCH FOUNDATION SUNY
230 WEST 41ST STREET 7TH FLOOR
NEW YORK,NY10036 		14-1368361 501(c)(3) 173,912 0 N/A N/A Research
(81) RUSH UNIVERSITY MEDICAL CENTER
1700 W VAN BUREN STREET
CHICAGO,IL60612 		36-2174823 501(c)(3) 77,231 0 N/A N/A Research
(82) SAN JOSE STATE UNIVERSITY
210 N FOURTH STREET 4TH FLOOR
SAN JOSE,CA95112 		94-6017638 501(c)(3) 1,625,524 0 N/A N/A Research
(83) SANFORD-BURNHAM MEDICAL RESEARCH
10901 NORTH TORREY PINES ROAD
LA JOLLA,CA92037 		51-0197108 501(c)(3) 462,038 0 N/A N/A Research
(84) SCHILLINGER GENETICS INC
4401 WESTOWN PKWY SUITE 225
W DES MOINES,IA50266 		42-1496452   43,375 0 N/A N/A Research
(85) SCHOOL BOARD OF BROWARD COUNTY
600 SW 3 AVE 5TH FLOOR
FT LAUDERDALE,FL33301 		59-6000530 Broward County 62,236 0 N/A N/A Research
(86) SEATTLE CHILDRENS RESEARCH INSTITUTE
PO BOX 24728
SEATTLE,WA98124 		91-0564748 501(c)(3) 14,111 0 N/A N/A Research
(87) SHEPHERD CENTER INC
2020 PEACHTREE ROAD NW
ATLANTA,GA30309 		51-0141601 501(c)(3) 197,540 0 N/A N/A Research
(88) SIMPSON WEATHER ASSOCIATES INC
809 R JEFFERSON STREET
CHARLOTTESVILLE,VA22902 		54-1132684   28,432 0 N/A N/A Research
(89) SOUTH FLORIDA VA FOUNDATION
1201 NW 16 STREET ROOM 2A103C
MIAMI,FL33125 		65-0207903 501(c)(3) 301,685 0 N/A N/A Research
(90) SOUTHERN METHODIST UNIVERSITY
PO BOX 750259
DALLAS,TX75275 		75-0800689 501(c)(3) 216,666 0 N/A N/A Research
(91) SPECTRUM PROGRAMS INC
6100 BLUE LAGOON DRIVE SUITE 400
MIAMI,FL33126 		59-1415981 501(c)(3) 66,098 0 N/A N/A Research
(92) SPEECH PATHOLOGY AND EDUCATIONAL CENTER INC
8510 SOUTHWEST 8TH STREET
MIAMI,FL33144 		65-0303523   155,825 0 N/A N/A Research
(93) SRI INTERNATIONAL
PO BOX 2767
MENLO PARK,CA94025 		94-1160950 501(c)(3) 66,368 0 N/A N/A Research
(94) TEMPLE UNIVERSITY
BROAD AND MONTOGOMERY STREETS
PHILADELPHIA,PA19122 		23-1365971 501(c)(3) 433,578 0 N/A N/A Research
(95) TEXAS A&M UNIVERSITY CORPUS CHRISTI
6300 OCEAN DRIVE
CORPUS CHRIST,TX78412 		74-1760663 State of TX 244,020 0 N/A N/A Research
(96) THE CTR FOR DRUG FREE LIVING
5151 ADANSON STREET
ORLANDO,FL32804 		59-1532941 501(c)(3) 18,850 0 N/A N/A Research
(97) THE GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PLACE
ASHBURN,VA20147 		53-0196584 501(c)(3) 15,756 0 N/A N/A Research
(98) THE OHIO STATE UNIVERSITY RESEARCH FOUNDATION
1960 KENNY ROAD
COLUMBUS,OH43210 		31-6401599 State of OH 55,558 0 N/A N/A Research
(99) THE REGENTS OF THE UNIV OF CA AT BERKELEY
2195 HEARST AVENUE RM 130 MC 1103
BERKELEY,CA94720 		94-6002123 State of CA 9,545 0 N/A N/A Research
(100) THE REGENTS OF THE UNIV OF CALIFORNIA
924 WESTWOOD BLVD SUITE 400A
LOS ANGELES,CA90095 		95-6006143 State of CA 57,014 0 N/A N/A Research
(101) THE REGENTS OF THE UNIV OF CALIFORNIA SANTA BARBARA
3227 CHEADLE HALL
SANTA BARBARA,CA93106 		95-6006145 State of CA 133,645 0 N/A N/A Research
(102) THE REGENTS OF THE UNIV OF MICHIGAN
PO BOX 223131
PITTSBURGH,PA15251 		38-6006309 501(c)(3) 103,476 0 N/A N/A Research
(103) THE REGENTS OF UC DAVIS
PO BOX 989062
W SACRAMENTO,CA95798 		94-6036494 State of CA 58,488 0 N/A N/A Research
(104) THE ROCKEFELLER UNIVERSITY
1230 YORK AVENUE BOX 259
NEW YORK,NY10065 		13-1624158 501(c)(3) 172,759 0 N/A N/A Research
(105) THE SCRIPPS RESEARCH INST
10550 NORTH TORREY PINES RD TPC-7
LA JOLLA,CA92037 		33-0435954 501(c)(3) 430,081 0 N/A N/A Research
(106) THE UNIVERSITY OF MONTANA
32 CAMPUS DRIVE
MISSOULA,MT59812 		81-6001713 State of MT 182,500 0 N/A N/A Research
(107) THE VILLAGE
169 E FLAGLER STREET 13TH FLOOR
MIAMI,FL33131 		59-1452736 501(c)(3) 56,790 0 N/A N/A Research
(108) THERAPY AND LEARNING CORP
621 NE 13 STREET
HOMESTEAD,FL33030 		83-0471851   16,550 0 N/A N/A Research
(109) THERAPY FOR TODAY INC
7210 SW 57TH AVE SUITE 203
SOUTH MIAMI,FL33143 		20-4979540   8,280 0 N/A N/A Research
(110) TOLEDO CHILDRENS HOSPITAL
2142 N COVE BLVD
TOLEDO,OH43606 		34-4428256 501(c)(3) 7,293 0 N/A N/A Research
(111) TRANSLATIONAL GENOMICS RESEARCH
445 NORTH FIFTH STREET SUITE 600
PHOENIX,AZ85004 		75-3065445 501(c)(3) 174,908 0 N/A N/A Research
(112) TRUSTEES OF DARTMOUTH COLLEGE
11 ROPE FERRY ROAD 6210
HANOVER,NH03755 		02-0222111 501(c)(3) 12,742 0 N/A N/A Research
(113) TULANE UNIVERSITY
100 JONES HALL
NEW ORLEANS,LA70118 		72-0423889 501(c)(3) 220,388 0 N/A N/A Research
(114) UNIV OF PUERTO RICO
MEDICAL SCIENCES CAMPUS PO BOX
365067
SAN JUAN,PR00936 		66-0433762 Gov't of PR 24,029 0 N/A N/A Research
(115) UNIV OF ROCHESTER
910 GENESEE ST SUITE 200
ROCHESTER,NY14611 		16-0743209 501(c)(3) 83,514 0 N/A N/A Research
(116) UNIVERSITY CITY SCIENCE CENTER
3711 MARKET STREET SUITE 800
PHILADELPHIA,PA19104 		23-1645908 501(c)(3) 158,701 0 N/A N/A Research
(117) UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH
PO BOX 3000
BOULDER,CO80307 		84-0412668 501(c)(3) 20,126 0 N/A N/A Research
(118) UNIVERSITY HOSPITALS OF CLEVELAND
PO BOX 74420
CLEVELAND,OH44194 		34-1567805 501(c)(3) 19,100 0 N/A N/A Research
(119) UNIVERSITY OF ALABAMA AT BIRMINGHAM
619 SOUTH 19TH STREET
BIRMINGHAM,AL35233 		63-6005396 State of AL 14,728 0 N/A N/A Research
(120) UNIVERSITY OF ARIZONA
1303 E UNIVERSITY BLVD BOX 3
TUCSON,AZ85719 		86-6004791 State of AZ 252,060 0 N/A N/A Research
(121) UNIVERSITY OF CALIFORNIA
109 WILSHIRE BLVD SUITE 1200
LOS ANGELES,CA90024 		95-2226406 State of CA 9,989 0 N/A N/A Research
(122) UNIVERSITY OF CENTRAL FLORIDA
PO BOX 160118
ORLANDO,FL32826 		59-2924021 State of FL 515,955 0 N/A N/A Research
(123) UNIVERSITY OF CHICAGO
6054 SOUTH DREXEL AVENUE SUITE 300
CHICAGO,IL60637 		36-2177139 501(c)(3) 13,644 0 N/A N/A Research
(124) UNIVERSITY OF DELAWARE
116 STUDENT SERVICES BLDG
NEWARK,DE19716 		51-6000297 501(c)(3) 149,343 0 N/A N/A Research
(125) UNIVERSITY OF FLORIDA
PO BOX 113001
GAINESVILLE,FL32611 		59-6002052 State of FL 1,077,084 0 N/A N/A Research
(126) UNIVERSITY OF HAWAII
2440 CAMPUS ROAD BOX 368
HONOLULU,HI96822 		99-0085260 State of HI 318,227 0 N/A N/A Research
(127) UNIVERSITY OF ILLINOIS LIBRARY
PO BOX 4610
SPRINGFIELD,IL62708 		37-6000511 501(c)(3) 1,168,356 0 N/A N/A Research
(128) UNIVERSITY OF IOWA
200 HAWKINS DRIVE
IOWA CITY,IA52242 		42-6004813 State of IA 159,450 0 N/A N/A Research
(129) UNIVERSITY OF MARYLAND
PO BOX 41428
BALTIMORE,MD21203 		52-6002033 State of MD 65,456 0 N/A N/A Research
(130) UNIVERSITY OF MINNESOTA
NW 5957 PO BOX 1450
MINNEAPOLIS,MN55485 		41-6007513 State of MN 233,630 0 N/A N/A Research
(131) UNIVERSITY OF NORTH CAROLINA
CAMPUS BOX 7295
CHAPEL HILL,NC27599 		56-6001393 State of NC 193,767 0 N/A N/A Research
(132) UNIVERSITY OF PENNSYLVANIA
PO BOX 785541
PHILADELPHIA,PA19178 		23-1352685 501(c)(3) 309,595 0 N/A N/A Research
(133) UNIVERSITY OF PITTSBURGH
PO BOX 371220
PITTSBURGH,PA15251 		25-0965591 501(c)(3) 106,040 0 N/A N/A Research
(134) UNIVERSITY OF SOUTH FLORIDA
PO BOX 864568
ORLANDO,FL32886 		59-2959590 501(c)(3) 615,763 0 N/A N/A Research
(135) UNIVERSITY OF SOUTHERN CALIFORNIA
SPONSORED PROJECTS ACCOUNTING FILE
NO 52095
LOS ANGELES,CA90074 		95-1642394 501(c)(3) 261,422 0 N/A N/A Research
(136) UNIVERSITY OF TEXAS AT AUSTIN
PO BOX 7159
AUSTIN,TX78713 		74-6000203 State of TX 221,586 0 N/A N/A Research
(137) UNIVERSITY OF UTAH
201 S PRESIDENTS CIRCLE RM 406
SALT LAKE CITY,UT84112 		87-6000525 State of UT 12,297 0 N/A N/A Research
(138) UNIVERSITY OF WASHINGTON
12455 COLLECTIONS DRIVE
CHICAGO,IL60693 		91-6001537 State of WA 182,087 0 N/A N/A Research
(139) UNIVERSITY OF WISCONSIN
UW-MADISON OFF RESEARCH SPONSORED
PROG DRAWER 538
MILWAUKEE,WI53278 		39-1805963 501(c)(3) 1,719,999 0 N/A N/A Research
(140) US TREASURY
699 DYER RD HALLIGAN H RM 226
MONTEREY,CA93943 		57-1000830 US Govt 133,476 0 N/A N/A Research
(141) UT HEALTH SCIENCE CENTER
7703 FLOYD CURL DRIVE MC 7845
SAN ANTONIO,TX78229 		74-1586031 State of TX 58,679 0 N/A N/A Research
(142) VACCINE & GENE THERAPY INSTITUTE
9801 SW DISCOVERY WAY
PORT ST LUCIE,FL34987 		36-4631835 501(c)(3) 88,215 0 N/A N/A Research
(143) VANDERBILT UNIVERSITY MEDICAL
PO BOX 121236
DALLAS,TX75312 		62-0476822 501(c)(3) 444,990 0 N/A N/A Research
(144) WAKE FOREST UNIVERSITY
HEALTH SERVICES - MEDICAL CENTER
BLVD
WINSTONSALEM,NC27157 		56-0532138 501(c)(3) 89,578 0 N/A N/A Research
(145) WALSH COLLEGE
3838 LIVERNOIS ROAD PO BOX 7006
TROY,MI48007 		38-1308480 501(c)(3) 275,000 0 N/A N/A Research
(146) WASHINGTON UNIV SCHOOL OF MEDICINE
700 ROSEDALE AVE
ST LOUIS,MO63112 		43-0653611 501(c)(3) 96,417 0 N/A N/A Research
(147) WAYNE STATE UNIVERSITY
275 E HANCOCK RM 020 MOTT CENTER
DETROIT,MI48201 		38-6028429 State of MI 275,000 0 N/A N/A Research
(148) WOODS HOLE OCEANOGRAPHIC INST
ACCOUNTS RECEIVABLE MS NO 14
WOODS HOLE,MA02543 		04-2105850 501(c)(3) 34,755 0 N/A N/A Research
(149) YALE UNIVERSITY
PO BOX 1873
NEW HAVEN,CT06508 		06-0646973 501(c)(3) 209,820 0 N/A N/A Research
(150) AMERICAN HEART ASSOCIATION
PO BOX 841750
DALLAS,TX75284 		13-5613797 501(c)(3) 45,000 0 N/A N/A General Support
(151) DAILY BUSINESS REVIEW
1 SE 3RD AVENUE
MIAMI,FL33131 		13-3273851   8,500 0 N/A N/A General Support
(152) FLORIDA INTERNATIONAL UNIVERSITY
11200 SW 8TH STREET
MIAMI,FL33199 		65-0177616 State of FL 14,175 0 N/A N/A General Support
(153) INTERNATIONAL SOCIETY FOR HEART RESEARCH INC
5890 PARK ROAD
CINCINNATI,OH45243 		23-7055675 501(c)(3) 37,568 0 N/A N/A General Support
(154) LATCRIT INC
PO BOX 248243
CORAL GABLES,FL33124 		59-3557150 501(c)(3) 40,000 0 N/A N/A General Support
(155) LIFT 1428 LLC
1658 HILLCREST ROAD
CHATTANOOGA,TN37405 		46-1192005   15,000 0 N/A N/A General Support
(156) WAYNE STATE UNIVERSITY
3901 BEAUBIEN STREET SUITE 1K40
DETROIT,MI48201 		38-6028429 State of MI 605,297 0 N/A N/A General Support
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
134
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
19
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) Scholarships for tuition housing meals and books 14520 381,764,931   N/A N/A
(2) Grants and Other Assistance - Research 3 45,945   N/A N/A
(3) Grants and Other Assistance - General Support 1 10,000   N/A N/A








Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
Part I, Line 2: Procedure for Monitoring Grants: Grants to organizations and individuals awarded for the purpose of conducting research are monitored as follows: Subcontracts are issued with a defined scope of work and a budget and include other terms and conditions such as frequency of required reporting. The faculty member at the University of Miami responsible for the grant monitors the scientific progress via site visits, correspondence, reports, etc. Invoices submitted for payments by the outside organization or by an individual are approved by the University of Miami Faculty member responsible for the grant.
Schedule I, Part III: Assistance to the University students in the form of scholarships are awarded for the purpose of aiding with the cost of attending the University (i.e., for tuition, housing and meals). Scholarships are based on need and academic achievement. Total scholarships, grants and loans cannot exceed the total cost of attendance. The University publishes criteria for the eligibility requirements needed to award a scholarship. The amount of aid awarded is based on a need analysis formula developed by the federal government and includes verification of the information submitted by the student.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
Yes
 
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Donna E ShalalaPresident (i)
(ii)		 904,167
0 		0
0 		90,263
0 		28,050
0 		314,898
0 		1,337,378
0 		0
0
(2)Thomas J LeBlancExecutive VP & Provost (i)
(ii)		 679,894
0 		0
0 		59,301
0 		28,050
0 		18,898
0 		786,143
0 		0
0
(3)P Goldschmidt-ClermontSr VP Medical Affairs-Dean Sch Med (i)
(ii)		 1,108,967
0 		90,334
0 		100,565
0 		28,050
0 		18,944
0 		1,346,860
0 		0
0
(4)Joseph T NatoliSr VP Business & Finance and CFO (i)
(ii)		 672,985
0 		0
0 		222,643
0 		25,500
0 		19,145
0 		940,273
0 		0
0
(5)Sergio M GonzalezSr VP, Advancement & External Affair (i)
(ii)		 553,552
0 		0
0 		51,193
0 		21,314
0 		36,129
0 		662,188
0 		0
0
(6)John R ShipleyVP & Treasurer (i)
(ii)		 385,506
0 		0
0 		13,974
0 		26,050
0 		16,415
0 		441,945
0 		0
0
(7)Rodolfo FernandezVP for Government Affairs (i)
(ii)		 212,044
0 		0
0 		19,807
0 		23,782
0 		12,583
0 		268,216
0 		0
0
(8)Larry D MarbertVP for Real Estate & Facilities (i)
(ii)		 363,005
0 		0
0 		11,688
0 		26,035
0 		8,640
0 		409,368
0 		0
0
(9)Jacqueline R MenendezVP for University Communications (i)
(ii)		 269,975
0 		0
0 		414
0 		27,114
0 		27,914
0 		325,417
0 		0
0
(10)Aileen M UgaldeVP, General Counsel, University Sec (i)
(ii)		 499,756
0 		0
0 		34,991
0 		24,551
0 		13,422
0 		572,720
0 		0
0
(11)Patricia A WhitelyVP for Student Affairs (i)
(ii)		 322,493
0 		0
0 		42,637
0 		34,680
0 		19,498
0 		419,308
0 		0
0
(12)Nerissa MorrisVP for Human Resources (i)
(ii)		 370,733
0 		0
0 		9,069
0 		28,701
0 		8,951
0 		417,454
0 		0
0
(13)Jonathan Jack T LordVP and Chief Operating Officer (i)
(ii)		 444,333
0 		0
0 		80,728
0 		20,174
0 		10,504
0 		555,739
0 		0
0
(14)Theresa L AshmanAssociate VP & Controller (i)
(ii)		 259,062
0 		0
0 		714
0 		17,311
0 		16,380
0 		293,467
0 		0
0
(15)Stephen CawleyVP for Information Technology (i)
(ii)		 416,081
0 		0
0 		402
0 		26,167
0 		13,409
0 		456,059
0 		0
0
(16)Mark DiazVP of Budget and Planning (i)
(ii)		 315,603
0 		116,250
0 		159,652
0 		19,219
0 		61,098
0 		671,822
0 		0
0
(17)Rudolph Rudy GreenVP & Chief Compliance Officer (i)
(ii)		 292,285
0 		0
0 		152,098
0 		0
0 		18,570
0 		462,953
0 		0
0
(18)David A LubarskyChief Med & System Integration Offcr (i)
(ii)		 657,290
0 		225,000
0 		373,770
0 		28,050
0 		20,196
0 		1,304,306
0 		0
0
(19)Alan S Livingstone MDChief Exec, UHealth Clinical (fmr) (i)
(ii)		 771,991
0 		62,156
0 		74,487
0 		28,050
0 		16,875
0 		953,559
0 		0
0
(20)Steven FalconeChief Executive, UHealth Clinical (i)
(ii)		 540,910
0 		67,500
0 		73,788
0 		28,050
0 		70,141
0 		780,389
0 		0
0
(21)John SoryChief Exec,UHealth Regional Alliance (i)
(ii)		 431,304
0 		71,719
0 		90
0 		18,382
0 		12,724
0 		534,219
0 		0
0
(22)Daniel J SnyderCEO, Univ of Miami Hospital (i)
(ii)		 359,840
0 		56,250
0 		258
0 		31,500
0 		14,556
0 		462,404
0 		0
0
(23)Richard BallardCEO, Univ of Miami Hosp & Clinics (i)
(ii)		 345,689
0 		54,000
0 		5,429
0 		34,435
0 		19,334
0 		458,887
0 		0
0
(24)Michael GittelmanCEO, Anne Bates Leach Eye Hospital (i)
(ii)		 361,596
0 		54,058
0 		11,453
0 		29,477
0 		17,922
0 		474,506
0 		0
0
(25)Alfred J GoldenHead Coach, Football (i)
(ii)		 153,847
0 		0
0 		2,350,491
0 		16,000
0 		18,977
0 		2,539,315
0 		0
0
(26)James J LarranagaHead Coach, Basketball (i)
(ii)		 199,938
0 		120,000
0 		1,176,185
0 		30,556
0 		17,499
0 		1,544,178
0 		0
0
(27)Nestor de la Cruz-MunozAssociate Professor Dept of Surgery (i)
(ii)		 597,500
0 		804,292
0 		119,589
0 		25,500
0 		18,611
0 		1,565,492
0 		0
0
(28)Dipen J ParekhProfessor, Urology (i)
(ii)		 717,794
0 		101,875
0 		445,529
0 		25,500
0 		18,734
0 		1,309,432
0 		0
0
(29)Lee D KaplanProfessor, Orthopaedics (i)
(ii)		 803,359
0 		90,000
0 		236,676
0 		22,669
0 		21,206
0 		1,173,910
0 		0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Part I, Line 1a First Class Travel: First class travel was provided to Rodolfo Fernandez, Sergio Gonzalez, President, Donna E. Shalala, John Shipley, David Lubarsky, James J. Larranaga, Dipen Parekh, and Lee Kaplan. The amounts were not included in taxable income. House and Household Assistance: A house and household assistance is provided to the President, Donna E. Shalala, at the convenience of the employer as a condition of employment. The amounts were not included in taxable income. Travel for Companions: Companion travel was provided for James J. Larranaga. Amount was included in taxable income. Club Dues: Club dues were provided for Pascal Goldschmidt, Sergio M. Gonzalez, Thomas J. Leblanc, Joseph T. Natoli, Donna E. Shalala, James J. Larranaga and Alfred J. Golden. The amounts were included in taxable income. Social Club Dues: Social club dues were provided for Sergio M. Gonzalez and Donna E. Shalala. The amounts were not included in taxable income.
Part I, Line 6 Bonus/Incentives: Based on School of Medicine (MSOM) performance metric. Target represents 100% payment expected under the bonus program if all goals are achieved and financial performance is on plan; additional bonus payments may be earned if MSOM operating income exceeds budget; no bonus is earned if budgeted operating income is not achieved.
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
University of Miami
 
Employer identification number
59-0624458
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A Miami-Dade Co Educ Fac Authority
  		59-6000573 59333AFW6 04-26-2007 473,302,567 See Schedule K, Part VI   X   X   X
B Miami-Dade Co Educ Fac Authority
  		59-6000573 59333AJW2 05-08-2008 293,597,924 See Schedule K, Part VI   X   X   X
C Miami-Dade Co Educ Fac Authority
  		59-6000573 59333ALR0 12-12-2012 106,138,985 See Schedule K, Part VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 45,995,000      
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 478,963,291 294,962,040 106,138,985  
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 16,255,508 5,500,732 1,362,175  
6 Proceeds in refunding escrows . . . . . . . . . . . . 303,488,136      
7 Issuance costs from proceeds . . . . . . . . . . . . 3,097,405 2,148,447 949,210  
8 Credit enhancement from proceeds . . . . . . . . . . . 3,351,958      
9 Working capital expenditures from proceeds . . . . . . . . . 25,082,030   25,082,030  
10 Capital expenditures from proceeds . . . . . . . . . . . 152,770,284 287,312,862 74,895,734  
11 Other spent proceeds . . . . . . . . . . . . . .        
12 Other unspent proceeds . . . . . . . . . . . . . . 3,849,835   3,849,835  
13 Year of substantial completion . . . . . . . . . . . . 2009 2009 2014
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X      
15 Were the bonds issued as part of an advance refunding issue? . . . . . X     X   X    
16 Has the final allocation of proceeds been made? . . . . . . . . X   X     X    
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X      
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X    
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X      
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X      
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X      
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X      
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X      
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.250 % 1.640 % 1.100 %  
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.920 %      
6 Total of lines 4 and 5 . . . . . . . . . . . . . 1.170 % 1.640 % 1.100 %  
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X    
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X    
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		X   X   X      
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . . X     X   X    
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X X      
b Exception to rebate? . . . . . . . .   X   X   X    
c No rebate due? . . . . . . . . X   X     X    
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X   X   X    
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X    
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was the hedge terminated? . . . . . .                
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . . X   X     X    
b Name of provider . . . . . . . . . Bayerische
Landesbank 		AEGONTransamerica
Occidential Life 		 
  		 
 
c Term of GIC . . . . . . . . . . 2.100000000000 2.400000000000    
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . X   X          
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . . X         X    
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X      
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X      
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Schedule K, Part I - Line A, Column F: Acquire, construct, equip and renovate University facilities and refunding of the following: Series 1993- Issue Date January 5, 1994; Series 1996A- Issue Date March 13, 1996; Series 1996B - Issue Date October 1, 1996; Series 1997A - Issue Date January 10, 1997; Series 1997B - Issue Date April 1, 1997; Series 2000A - Issue Date December 7, 1999; Series 2000B - Issue Date February 3, 2000; Series 2004A - Issue Date January 28, 2004. Schedule K, Part I - Line B, Column F: Acquire, construct, equip, and renovate University facilities and refunding of: Promissory Note - Executed November 28, 2008. Schedule K, Part I - Line C, Column F: Acquire, construct, equip, and renovate University facilities and refund working capital. Schedule K, Part II - Line 3, Column A: Variance of $5,660,724 when compared to Part I - Line A, Column (e) is due to interest earnings. Schedule K, Part II - Line 3, Column B: Variance of $1,364,116 when compared to Part I - Line B, Column (e) is due to interest earnings. Schedule K, Part III - Line 7, Column A, B, & C: Analysis of the private security and payment test results that the bond issue does not meet the test. Schedule K, Part IV - Line 1, Column A: Form 8038-T filed on 7/21/2011 for the Series 2007A. The next computation date is 5/31/2016. Schedule K, Part IV - Line 2c, Column B: Series 2008A rebate computation was performed in May 2012, but no rebate due. The next computation date is 5/31/2017.
Schedule K (Form 990) 2013

Additional Data


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Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1)  
  		  91,266 Disct Tuition Tuition Asst
(2)  
  		  25,000 Stipend Educ Asst
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2013
Schedule L (Form 990 or 990-EZ) 2013
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Susan Dandes
  		See Part V 99,296 See Part V   No
(2) Brian LeBlanc
  		See Part V 56,651 See Part V   No
(3) Rosemarie Ugalde
  		See Part V 48,936 See Part V   No
(4) Lori Shipley
  		See Part V 89,124 See Part V   No
(5) Jennifer McCafferty
  		See Part V 264,000 See Part V   No
(6) Marlena Diaz
  		See Part V 118,744 See Part V   No
(7) Sonia Mora
  		See Part V 105,400 See Part V   No
(8) Jeanette Gonzalez-Calles
  		See Part V 17,811 See Part V   No
(9) Eric Winter
  		See Part V 76,375 See Part V   No
(10) Gino DiMare
  		See Part V 118,241 See Part V   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L, Part IV - Lines 1, 8-10 Col B Family member of trustee.
Schedule L, Part IV - Lines 2-7, Col B Family member of officer.
Schedule L, Part IV - Lines 1-10, Col D Family member employment.
Schedule L (Form 990 or 990-EZ) 2013

Additional Data


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SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 4,079 828,258 Fair Market Value
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 112 7,115,730 Fair Market Value
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Equipment ) X 233 596,435 Fair Market Value
26 Other Right pointing arrow large image ( Auction Items ) X 603 0 See Part II
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
0
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2013)
Schedule M (Form 990) (2013)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Part I, Line 32b: Third Party or Related Organizations Utilized: The University utilizes external brokers to sell securities when the donated securities are not deemed to fit into the University's investment portfolio.
Part I, Line 33: Items Included On Schedule M Not In Revenue: a. Part I, Line 17 - Real Estate Property: The University of Miami's policy is to record the value of donated real estate for accounting purposes at $1 if the University is not able to use the asset in its exempt mission. At such time as the real estate is sold, the proceeds of the sale are recorded as contribution revenue. b. Part I, Line 26 - Auction items: Columns B and C include items donated for sale at fundraising event auctions (such as gift certificates, etc.) which are subsequently sold at fundraising event auctions but which are not included on form 990, Part VIII, Line 1(g).
Schedule M (Form 990) (2013)
Additional Data


Software ID:  
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SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Return Reference Explanation
Form 990, Part VI, Section A, line 2 Family and Business Relationships: Stuart Miller - Trustee, and Steven Saiontz - Trustee - Family Relationship; Stuart Miller - Trustee, and Steven Saiontz - Trustee - Business Relationship; George Feldenkreis - Trustee, Joseph Natoli - Officer - Business Relationship; Manuel Kadre - Trustee, Donna Shalala - Officer, Pascal Goldschmidt - Officer - Business Relationship; Charles Cobb-Trustee, Jorge Perez - Trustee - Business Relationship; Phillip T. Frost - Trustee, Phillip T. George - Trustee - Business Relationship; Marc Buoniconti - Trustee, Nicolas Buoniconti - Trustee, Paul DiMare - Trustee, Donna Shalala - Officer, Pascal Goldschmidt - Officer, Sergio Gonzalez - Officer - Business Relationship; Marc Buoniconti - Trustee, Nicolas Buoniconti - Trustee - Family Relationship
Form 990, Part VI, Section A, line 4 Significant Changes to Governing Documents: The governing body increased the maximum number of years that a trustee can serve per committee. In rare cases, extensions to the maximum terms served per committee can be granted by approval from the Chairman of the Board.
Form 990, Part VI, Section B, line 11 Board Review of Form 990: Process by which the governing body was provided a copy of form 990 prior to filing: Form 990 is prepared by the University's Office of the Controller and reviewed by KPMG, LLP. Due to schedule constraints of committee chairs and members, the meeting dates for the Audit and Compliance Committee fluctuate from year to year. The University provides Form 990 to the Committee prior to filing. If the Committee's meeting dates do not coincide with the availability of the return, it is provided to the Committee electronically with time provided for questions and comments. Subsequent to the Committee's review a copy of the final return is shared with all voting members of the Board prior to filing.
Form 990, Part VI, Section B, line 12c Monitoring and Compliance with Conflict of Interest Policy: The Office of the Secretary of the Board of Trustees sends an annual conflict of interest questionnaire together with the policy adopted by the Board to all trustees, officers and key employees. Once replies are received, they are reviewed by the Chair of The Conflict of Interest Review Sub-Committee. When there are apparent conflicts, the Sub-Committee Chair ensures the conflict is managed. Trustees who may have conflict, recuse themselves from deliberations and voting.
Form 990, Part VI, Section B, line 15 Process for Review of Compensation of Officers and Key Employees: The following process is performed annually, typically at the April/May meeting of the Compensation Review Sub-Committee of the Executive Committee to approve compensation for all officers, key employees of the University, including the President, and trustees who are employees of the University: each officer's supervisor completes a written performance review and proposes a salary increase, prior to the meeting. The University participates in an annual comprehensive compensation survey compiled by an actuarial firm. The actuarial firm produces a survey of universities across the United States and, separately, data from for-profit corporations for positions that have a for-profit equivalent. The Compensation Review Sub-Committee of the Executive Committee receives the performance appraisals for each officer, key employee and trustee/employee, the completed survey prepared by the actuary, and the current and proposed salaries and other cash compensation for each officer, key employee, including the President and trustees who are employees of the University. After review and discussion, the Compensation Review Sub-Committee of the Executive Committee approves the compensation for the officers, key employees, including the President, and trustees who are employees of the University, who is excused while deliberation about his/her compensation is discussed. Once the compensation is approved, it is provided to the payroll office as a record of the committee's approval. Minutes of the meeting of the Compensation Review Sub-Committee of the Executive Committee are recorded and written by the Office of the Secretary. The sub-committee reviews all executive compensation in April, except the compensation for the Senior Vice President for Medical Affairs and the Dean of the Miller School of Medicine, which is reviewed in the fall.
Form 990, Part VI, Section C, line 19 Governing Documents, Conflict of Interest Policy and Financial Statements Made Available to the General Public: The State of Florida, Department of State, Division of Corporations requires an annual registration filing, including any changes to organizational documents. Once filed, the documents can be viewed on the State of Florida web site. Financial statements of the university are made available on the University's website. The University's financial statements are also made available to the general public on the federal government's census bureau website. The Board's Conflict of Interest Policy is not made available to the public.
Form 990, Part VII, Section A, Officers, Directors, Trustees: Edward A. Dauer is a Trustee and also serves as Research Associate Professor in the College of Engineering. Average hours per week estimate of 40 hours is based on a full time teaching load.
Form 990, Part XI, line 9: Pension related changes other than Net Periodic Benefit Cost 32,806,456. Refunds of Contributions - $108,199 -108,199.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


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SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) Biscayne View Properties LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
59-0624458 		Real Estate FL 0 0 University of Miami
 
(2) Crestre LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
20-2458426 		Real Estate FL 31,038 721,590 Biscayne View Properties LLC
 
(3) 1509 Venture LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
20-2458426 		Real Estate FL 0 1,802,245 Biscayne View Properties LLC
 
(4) East Urban LLC
200 E Las Olas Boulevard Suite 2100
Fort Lauderdale,FL33301
20-2458426 		Real Estate FL 22,747 1,077,534 Biscayne View Properties LLC
 
(5) Tripop LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
20-2458426 		Real Estate FL 0 4,320,659 Biscayne View Properties LLC
 
(6) 7th Avenue Market LLC
1320 South Dixie Hwy Suite 705
Coral Gables,FL33146
20-2458426 		Real Estate FL 0 3,027,963 Biscayne View Properties LLC
 
(7) Equi Terra LLC
200 E Las Olas Boulevard Suite 2100
Fort Lauderdale,FL33301
59-0624458 		Real Estate FL 0 0 University of Miami
 
(8) Ten Bor LLC
200 E Las Olas Boulevard Suite 2100
Fort Lauderdale,FL33301
27-3025289 		Real Estate FL 0 0 Equi Terra LLC
 
(9) PT Property Holding LLC
200 E Las Olas Boulevard Suite 2100
Fort Lauderdale,FL33301
27-3025289 		Real Estate FL 0 0 Equi Terra LLC
 
(10) University of Miami Preservation LLC
1252 Memorial Drive Room 230
Coral Gables,FL33146
59-0624458 		Hold UM Designated Easement FL 0 0 University of Miami
 
Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) WVUM Inc

PO Box 248191

Coral Gables,FL33124
59-1729614 		Edu Radio FL 501(C)(3) Line 7 N/A
Yes
 
(2) University Rathskeller Inc

1330 Miller Drive

Coral Gables,FL33146
59-1410632 		Student Food & Beverage FL 501(C)(3) Line 5 N/A
Yes
 
(3) Friends of the School of Music

12394 SW 82 Avenue

Miami,FL33156
65-0201227 		Fundraising FL 501(C)(3) Line 9 N/A
 
No
(4) Ophthalmology Research Foundation Inc

PO Box 015869

Mi,FL33101
23-7081974 		Fundraising FL 501(C)(3) Line 11c, III-FI N/A
 
No






For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) CRAT (5)

 
 
Charitable Remainder Annuity Trust FL N/A
           No
(2) CRUT (7)

 
 
Charitable Remainder Unitrust FL N/A
           No
(3) Perpetual (2)

 
 
Perpetual Trust FL N/A
           No
(4) University of Miami Insurance Co Ltd

Clarendon House 2 Church St HM 11
BD
Insurance BD UM
  		C     100.000 %   No






Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) WVUM Inc

 R 79,890 See Part VII





Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Form 990 - Schedule, R, Part V, Line 2 Method used to determine the transaction amounts with controlled organizations is based on cash provided to, or received from each controlled organization.
Schedule R (Form 990) 2013
Additional Data


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