Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 07-01-2013 , 2013, and ending 06-30-2014
BCheck if applicable:
CName of organization
American Lung Association
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
55 W Wacker Drive
Suite 1150
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Chicago, IL60601
D Employer identification number

13-1632524
E Telephone number

G Gross receipts $ 76,307,271
F Name and address of principal officer:
Harold Wimmer
55 W Wacker Drive
Chicago,IL60601
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.lung.org
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1918
M State of legal domicile: ME
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: The mission of the American Lung Association (ALA) is to save lives by improving lung health and preventing lung disease.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 23
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 23
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 98
6 Total number of volunteers (estimate if necessary) ............. 6 175,692
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 8,618,848 6,082,938
9 Program service revenue (Part VIII, line 2g) ......... 32,040,360 38,549,037
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 1,077,406 819,330
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 1,071,621 2,050,217
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 42,808,235 47,501,522
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 8,046,311 8,932,506
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 8,433,387 5,738,754
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 2,206,462
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet242,645    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 28,649,992 27,126,245
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 45,129,690 44,003,967
19 Revenue less expenses. Subtract line 18 from line 12....... -2,321,455 3,497,555
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 27,830,675 35,148,082
21 Total liabilities (Part X, line 26)............. 19,392,037 22,709,085
22 Net assets or fund balances. Subtract line 21 from line 20..... 8,438,638 12,438,997
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: THE AMERICAN LUNG ASSOCIATION'S MISSION IS TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE, WITH THE ULTIMATE VISION OF A WORLD FREE OF LUNG DISEASE. THE NATIONAL HEADQUARTERS OF THE AMERICAN LUNG ASSOCIATION FIGHTS LUNG DISEASE THROUGH ITS OWN ACTIVITIES AND BY SERVICING, SUPPORTING, AND LEADING ITS LOCAL LUNG ASSOCIATIONS. AMONG ITS VARIED RESPONSIBILITIES, THE NATIONAL HEADQUARTERS - FUNDS RESEARCH INTO THE CAUSES, PREVENTION, AND CURES OF LUNG DISEASE. - ADVOCATES FOR POLICIES THAT PROTECT LUNG HEALTH, INCLUDING FIGHTING FOR HEALTHY AIR. - PROVIDES A BROAD ARRAY OF HEALTH EDUCATIONAL PROGRAMS AND SERVICES TO SUPPORT SMOKING CESSATION, HELP PREVENT LUNG DISEASE AND TO ASSIST PEOPLE WITH LUNG DISEASE IN BETTER MANAGING THEIR CONDITION. - SUPPORTS LOCAL LUNG ASSOCIATIONS' IMPLEMENTATION OF HEALTH EDUCATIONAL PROGRAMS AND DISSEMINATION OF EDUCATIONAL MATERIAL. - PROVIDES AN ARRAY OF LEARNING OPPORTUNITIES AND TOOLS TO DEVELOP NATIONWIDE VOLUNTEER AND STAFF LEADERS. -
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 19,222,891 including grants of $ 265,323 ) (Revenue $ 17,765,714 )
Lung Cancer, Asthma, Lung Disease, and Tobacco Control: Lung Cancer is an urgent health crisis in America, killing more people than any other cancer. The American Lung Association is dedicated to reducing lung cancer's terrible toll. We launched LUNG FORCE to make lung cancer a national priority. We've significantly increased our lung cancer research funding, and we are continually developing and improving support resources for lung cancer patients and their caregivers. We are facing a crisis in women's health. Every five minutes, a woman in the U.S. is diagnosed with lung cancer, and every eight minutes, a woman dies from lung cancer. In the last 27 years, the lung cancer death rate has risen 98 percent among women, while falling 28 percent among men. The American Lung Association asked women across the country about their perceptions around lung cancer and the results were published in the Women's Lung Health Barometer. Only one percent of women knew that lung cancer was the #1 cancer killer of both women and men. In the upcoming year, LUNG FORCE expos will offer education and support for lung disease patients, caregivers and healthcare providers. LUNG FORCE walks will bring together those fighting for lung health to raise money to support the LUNG FORCE goals. Through LUNG FORCE, we have committed to: 1) invest $10 million in lung cancer research and $5 million increasing public health promotion; 2) provide patients with information about clinical trials and biomarker testing; 3) advocate for increasing federal funding for lung cancer research from $213 million today to $300 million by 2020. Every year the American Lung Association helps people manage their lung disease, overcome their nicotine addiction and live healthier lives. Last year we expanded our suite of education and support tools for patients with lung disease and their caregivers. We provided educational and lung helpline support to more than 220,000 people. Nationwide, we provided educational support to more than 100,000 people, helping smokers quit and supporting those impacted by lung disease. During COPD Awareness Month (November) we hosted a nationwide public webinar that helped COPD patients connect with social support, like our Lung Connection Community and Better Breathers Clubs. With support from the U.S. Centers for Disease Control and Prevention (CDC) we worked to help students with asthma have improved access to their asthma medication in schools. We continued to reach adults with asthma and caregivers with the necessary steps to improve their asthma management through our Asthma Basics online course. 2014 saw a 150 percent increase in course completions. The American Lung Association continues to work aggressively on tobacco control efforts around the country. 2014 marked the 50th anniversary of the Surgeon General's landmark 1964 report on smoking and health. We joined other health partners to recognize 50 years of progress and laid out three bold goals: 1) reduce smoking rates, currently at about 18 percent, to less than 10 percent within 10 years; 2) protect all Americans from secondhand smoke within five years; and 3) ultimately eliminate the death and disease caused by tobacco use. Our State of Tobacco Control 2014 report highlighted the urgent need for our nation to renew its commitment to eliminate tobacco-caused death and disease. Thanks to a Community Transformation Grant from CDC, we worked with 11 communities over the last three years to reduce tobacco use and exposure, with an emphasis on reducing tobacco-related health disparities. The Quitter in You campaign targeted tobacco users in 15 markets across the country and let them know that it's not unusual to try several times before quitting for good and that the American Lung Association is here to help. Our Freedom From Smoking and Not-On-Tobacco programs continue to help thousands of teen and adult smokers quit. Because not everyone quits smoking the same way, we also offered Freedom From Smoking Online and one-on-one cessation counseling through the Lung HelpLine.
4b (Code:   ) (Expenses $ 9,011,898 including grants of $ 8,299,275 ) (Revenue $ 8,971,794 )
RESEARCH: Funding research has been a cornerstone of the Lung Association's fight against lung disease for more than a century. In 2013 - 2014, our donors again made it possible to fund close to $9 million for exceptional researchers seeking treatments and cures lung diseases, including asthma, COPD, and lung cancer. The American Lung Association nationwide research program consists of two programs: the Awards and Grants Program and the Asthma Clinical Research Centers. The Awards and Grants Program fosters laboratory and patient-centered and social behavior research to prevent, treat and hopefully find a cure for all lung diseases. Nearly 70 grants funded through the Awards and Grants program included projects on asthma, COPD, lung cancer, lung infections and rare lung disorders, as well as research on important risk factors such as smoking and air quality. The Asthma Clinical Research Centers (ACRC) is the nation's largest network conducting asthma clinical trials outside the pharmaceutical industry. In FY14, ACRC programs funded nearly 90 scientists. The ACRC has recently expanded its research portfolio to include COPD. Now known as the Airways Clinical Research Centers, it will remain the nation's largest not-for-profit network of clinical research centers with an enhanced mission of improving asthma and COPD care through clinical research in diverse populations. ACRC also published results of the Study of Nasal Steroids in Asthma trail in the Journal of Allergy and Clinical Immunology. The trial found that treatment of chronic sinusitis with nasal corticosteroids did not improve asthma control. Our Lung Cancer Discovery Award was expanded to fund early detection projects in addition to treatment proposals. In FY14 we increased funding for lung cancer research projects by 17 percent over the year before. The Lung Cancer Expert Medical Advisory Panel was formed to assist in the examination of lung cancer and provide strategic advice on lung cancer.
4c (Code:   ) (Expenses $ 9,377,823 including grants of $   ) (Revenue $ 9,075,806 )
FIELD PROGRAM DEVELOPMENT & SUPPORT OF AMERICAN LUNG ASSOCIATION CHARTERED ASSOCIATIONS: The American Lung Association national headquarters supports its nine chartered associations through coaching, training, consultation and technical assistance. American Lung Association staff and volunteers throughout the country are provided skill-building and other learning opportunities to help them successfully deliver the American Lung Association's mission. Through implementation of these staff learning and volunteer development offerings, chartered associations are kept current on best practices in lung health programs and delivery, advocacy, financial management, fundraising, leadership development and volunteer management. One-on-one coaching and consultation by national headquarters staff is offered as needed or requested. Individual discipline groups (e.g. chief executive officers, chief financial officers, chief development officers, program managers, etc.) meet regularly with national headquarters peers to share ideas, problem-solve, and network. The American Lung Association conducts a nationwide volunteer and staff recognition program. Volunteers and staff are recognized on an ongoing basis for outstanding performance. An annual recognition ceremony is held at a meeting of the American Lung Association Board of Directors where awards for highest achievement are given in specific categories. The American Lung Association Board of Directors provides strategic direction for the national headquarters and its chartered associations. Coordination and monitoring of national and chartered association strategic alignment is provided through a Board-approved metric-based performance management system. The American Lung Association Board of Directors is responsible for oversight of chartered association compliance to policies and performance standards. Assistance is provided by the national headquarters to those chartered associations that do not meet requirements and/or standards. A variety of National staff provide Special Events support to the chartered associations. This support is designed to assist in the development, marketing and implementation of events and promotions strategies. Among the assistance provided are: - planning (goal setting, strategic review, development of template material, feasibility studies) - training (monthly conference calls, best practice staff training, listserv based materials, staff training webinars, etc.) - implementation (sponsorship calls, recruitment, event attendance/participation) - coaching (staff, leadership, volunteers) - coordination of collateral; solicit national sponsors/teams - build, facilitate and integrate e-commerce platforms - and evaluation of new events. The primary focus is to increase the Chartered Associations net revenue and fully integrate best practice strategies into the overall work plan. Marketing and Communications team members from National provide support and template materials to chartered association to locally promote signature reports, conduct social media, media monitoring/analysis and conduct media response to news items and events. The Direct Response team develops and implements campaign plans for all direct mail appeals, telemarketing campaigns and the residential program in conjunction with our direct response consulting agency. All funds generated are deposited directly into local association accounts on a regular (weekly or bi-weekly) basis with detailed reports by campaign for the current period and year-to-date. Local associations are billed monthly for direct response expenses and quarterly for a 30% share of the net income generated by the programs. Associations are provided with a budget for each program along with cash flow and billing schedules, as well as quarterly updates on actual performance. Billed expenses are reconciled to actual costs at the end of the fiscal year. Images of all rollout mailing packages are available for reference by local associations. Direct response calls or meetings are conducted to which all local CEOs are invited to participate for updates on the program and any issues or questions that arise. Form 990, Part III, Line 4d OTHER PROGRAM SERVICES Advocacy and Environmental: In 2013 - 2014 we made significant headway it the fight for healthy air. We successfully pushed the U.S. Environmental Protection Agency (EPA) to adopt new standards for cleaner gasoline and cleaner vehicles that will reduce air pollution across the nation. Our leadership resulted in American Lung Association President and CEO, Harold Wimmer, joining EPA Administrator Gina McCarthy for that announcement, to underscore the importance of reducing air pollution to protect lung health. Our 15th annual State of the Air report received wide media coverage throughout the year. The report shows that nearly 1 in 2 Americans still live in areas where the pollution levels earn them a grade of "F". We won several court cases in the fight for healthy air, including a Supreme Court decision that upheld the protections from the pollution blown across state lines. President Obama joined a nation-wide conference call with the American Lung Association to highlight importance of reducing carbon pollution from power plants. President Obama highlighted the need to protect people with asthma and other vulnerable populations. More than 22,000 people participated in the call. In the past year, the American Lung Association's Healthy Air Campaign successfully secured significant victories in the fight for healthy air, ensuring that the EPA advanced strong federal policies to reduce pollution from tailpipes and smokestacks across the nation. When fully implemented, these healthy air safeguards will result in thousands of lives saved, tens of thousands of asthma attacks and heart attacks avoided, and will help prevent millions of missed school or work days due to illness. The campaign's strategic approach including building a strong coalition of health and medical leaders, sharing the powerful stories of volunteer advocates, and highlighting the heath burdens of air pollution in the media proved to be a highly effective way to neutralize those opposed to healthy air safeguards and advance our policy goals. We have advocated aggressively to ensure that the U.S. Food and Drug Administration (FDA) extends its oversight to previously unregulated tobacco products including e-cigarettes, cigars and other products. The American Lung Association testified at a hearing to urge Medicare to cover low-dose CT scans for lung cancer and submitted detailed recommendations to the Centers for Medicare and Medicaid Services (CMS). We also launched an online petition where 17,000 people took action to urge CMS to cover this life-saving early detection. The American Lung Association advocates for increased federal funding in lung health research at the National Institutes of Health for better diagnoses, treatments, prevention, cures, and detection of lung diseases including asthma, COPD, lung cancer and tuberculosis. We led the campaign to save the Centers for Disease Control and Prevention's National Asthma Control Program from elimination. We now continue our leadership in working with champions on Capitol Hill to increase funding for state programs to reduce the terrible burden of asthma in our communities. to reduce the terrible burden of asthma in our communities.
(Code:   ) (Expenses $ 3,763,141 including grants of $ 367,500 ) (Revenue $ 2,735,723 )
ADVOCACY AND ENVIRONMENT
4d Other program services (Describe in Schedule O.)
(Expenses $ 3,763,141 including grants of $ 367,500 ) (Revenue $ 2,735,723 )
4e Total program service expensesMediumBullet41,375,753
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II....................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M.............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
67
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
98
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
23
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
23
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AZ , AR , CA , CO , CT , DC , FL , GA , HI , IL , KS , KY , ME , MD , MA , MI , MN , MS , NH , NJ , NM , NY , NC , ND , OH , OK , OR , PA , RI , SC , TN , VA , WA , WV , WI
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletLAURA SCOTT3000 KELLY LANESpringfieldIL62711 (217) 787-5684
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Linn P Billingsley BSN........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(2) Michael V Carstens........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(3) Mario Castro MD MPH........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(4) Arthur A Cerullo JD........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(5) John F Emanuel JD........................................................................
Secretary/Treasurer
 2.0
.......................   		X   X       0 0 0
(6) Kathryn A Forbes CPA........................................................................
Vice Chair
 2.0
.......................   		X   X       0 0 0
(7) Pauline Grant MS MBA FACHE........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(8) Susan S Griffin RPA CPM CCIM........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(9) Virginia L Hall........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(10) Darius A Joseph........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(11) Venkatarama R Koppaka MD PhD........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(12) Ross P Lanzafame Esq........................................................................
Board Chair
 2.0
.......................   		X   X       0 0 0
(13) Angela V Mastrofrancesco........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(14) Stephen J Nolan Esq........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(15) Stephen R O'Kane........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(16) Harry Perlstadt PhD MPH........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(17) Austin K Pugh........................................................................
Board Member
 2.0
.......................   		X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) Jane Z Reardon MSN APRN CS AE-........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(19) Albert A Rizzo MD........................................................................
Past Chair
 2.0
.......................   		X   X       0 0 0
(20) Jonathon K Rosen........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(21) Penny J Siewert........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(22) Jeffrey T Stein CFP........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(23) Robert G Tweel JD........................................................................
Board Member
 2.0
.......................   		X           0 0 0
(24) Harold Wimmer........................................................................
President & CEO
 40.0
.......................   		    X       320,175 0 43,198
(25) Adrienne Glasgow thru 12014........................................................................
Chief Financial Officer
 40.0
.......................   		    X       208,361 0 29,352
(26) Laura Scott As of 2114........................................................................
Chief Financial Officer
 40.0
.......................   		    X       0 0 0
(27) Paul Billings........................................................................
VP National Policy & Advocacy
 40.0
.......................   		      X     187,796 0 20,042
(28) Susan Rappaport........................................................................
VP Research & Program
 40.0
.......................   		      X     171,811 0 51,495
(29) Russell Burwell........................................................................
VP Governance
 40.0
.......................   		        X   144,343 0 17,512
(30) Karen Engstron........................................................................
VP CRM
 40.0
.......................   		        X   125,736 0 19,676
(31) Craig Finstad........................................................................
AVP, Direct Response Operation
 40.0
.......................   		        X   133,466 0 23,979
(32) Peter Iwanowicz........................................................................
AVP, Healthy Air Campaign
 40.0
.......................   		        X   112,369   9,417
(33) Katherine Pruitt........................................................................
AVP, Health Education
 40.0
.......................   		        X   109,964   8,439
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 1,514,021 0 223,110
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet12
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
Alaniz Metrogroup, 425 N Iris StreetMT PLEASANTIA52641 MARKETING 4,501,489
RR Donnelley, 1333 Scheuring RoadDE PEREWI54115 SUPPLY CHAIN MGMT 4,693,242
Brickmill Marketing Services, 24 Mill Brook RoadWILTONNJ03086 MARKETING 2,463,675
Daniel Edelman Inc, 200 E Randolph St Flr 63CHICAGOIL60601 Public Relations 1,546,617
Infocision Management Corp, 325 Springside DriveAKRONOH44333 MARKETING 1,364,003
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet21
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e 1,331,126
f All other contributions, gifts, grants, and
similar amounts not included above1f 		4,751,812
g Noncash contributions included in lines
1a-1f:$ 		 
h Total. Add lines 1a-1f.......MediumBullet 6,082,938
Program Service RevenueAmt Business Code
2a REIMBURSEMENTS FROM CHARTERED ASSN 900099 21,080,383 21,080,383    
b PROGRAM SERVICE CONTRACTS 900099 6,496,661 6,496,661    
c CHARTER ASSOCIATION ASSESSMENTS 900099 4,675,015 4,675,015    
d STRATEGIC CAUSE SUPPORT 900099 3,957,738 3,957,738    
e DIRECT RESPONSE ACTIVITY-CHARTER ASSN 900099 2,291,310 2,291,310    
f All other program service revenue . 47,930 47,930    
g Total. Add lines 2a–2f........MediumBullet 38,549,037
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 466,951     466,951
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 705,933     705,933
(i) Real (ii) Personal
6a Gross rents 5,250  
b Less: rental expenses    
c Rental income or (loss) 5,250 0
d Net rental income or (loss).......MediumBullet 5,250     5,250
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 29,158,128  
b Less: cost or other basis and sales expenses 28,805,749  
c Gain or (loss) 352,379  
d Net gain or (loss)..........MediumBullet 352,379     352,379
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet 0    
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a RESEARCH GRANT SERVICE FEE 900099 474,070     474,070
b TRUST INCOME 900099 17,000     17,000
c PROGRAM PARTICIPANT FEES 900099 76,622     76,622
d All other revenue .... 771,342     771,342
e Total. Add lines 11a–11d ...... MediumBullet 1,339,034
12 Total revenue. See Instructions......MediumBullet 47,501,522 38,549,037   2,869,547
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 8,932,506 8,932,506
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 0  
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 0  
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 980,175 547,507 335,329 97,339
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 3,537,666 3,373,745 139,758 24,163
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 0      
9 Other employee benefits ....... 904,702 796,273 83,489 24,940
10 Payroll taxes ........... 316,211 278,313 29,181 8,717
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 117,639 68,282 33,310 16,047
c Accounting ........... 196,414   196,414  
d Lobbying ........... 52,414 52,414    
e Professional fundraising services. See Part IV, line 17 2,206,462 2,206,462
f Investment management fees ...... 49,510   49,510  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 4,894,719 4,922,569 -55,698 27,848
12 Advertising and promotion .... 16,412,574 15,475,982 934,516 2,076
13 Office expenses ....... 290,753 252,513 37,058 1,182
14 Information technology ...... 0      
15 Royalties .. 0      
16 Occupancy ........... 910,850 677,976 226,140 6,734
17 Travel ............ 324,690 281,164 34,861 8,665
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 252,070 235,171 15,875 1,024
20 Interest ........... 0      
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 145,779 130,179 14,655 945
23 Insurance .............. 112,329 85,529 25,185 1,615
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a RESIDENTIAL CAMPAIGN 1,991,768 1,872,262 119,506  
b PROCESSING FEES 1,122,379 977,490 127,936 16,953
c BAD DEBT EXPENSE 32,829   32,829  
d SERVICE CHARGES 20,348 13,873 2,177 4,298
e All other expenses 199,180 2,402,005 3,538 -2,206,363
25 Total functional expenses. Add lines 1 through 24e 44,003,967 41,375,753 2,385,569 242,645
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720). 1,351,203 808,258 76,618 466,327
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 467 1 300
2 Savings and temporary cash investments ......... 4,888,014 2 9,318,297
3 Pledges and grants receivable, net ........... 0 3 0
4 Accounts receivable, net ............. 3,499,811 4 3,543,192
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 0 7 0
8 Inventories for sale or use .............. 0 8 0
9 Prepaid expenses and deferred charges .......... 374,472 9 1,007,824
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 1,281,536
b Less: accumulated depreciation ..... 10b 1,065,731 258,491 10c 215,805
11 Investments—publicly traded securities .......... 13,388,524 11 15,324,523
12 Investments—other securities. See Part IV, line 11 ..... 0 12 0
13 Investments—program-related. See Part IV, line 11 ..... 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 5,420,896 15 5,738,141
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 27,830,675 16 35,148,082
Liabilities 17 Accounts payable and accrued expenses ......... 1,701,323 17 3,275,212
18 Grants payable ................. 3,889,180 18 3,443,045
19 Deferred revenue ................ 5,439,115 19 6,988,384
20 Tax-exempt bond liabilities ............. 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 8,362,419 25 9,002,444
26 Total liabilities. Add lines 17 through 25......... 19,392,037 26 22,709,085
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 3,631,338 27 6,970,520
28 Temporarily restricted net assets ........... 1,004,215 28 1,415,412
29 Permanently restricted net assets ........... 3,803,085 29 4,053,065
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 8,438,638 33 12,438,997
34 Total liabilities and net assets/fund balances ........ 27,830,675 34 35,148,082
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
47,501,522
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
44,003,967
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
3,497,555
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
8,438,638
5
Net unrealized gains (losses) on investments ...............
5
1,137,536
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-634,732
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
12,438,997
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
American Lung Association
 
Employer identification number

13-1632524
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 18,165,400 11,915,758 10,546,204 8,618,848 6,082,938 55,329,148
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 18,165,400 11,915,758 10,546,204 8,618,848 6,082,938 55,329,148
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 2,563,529
6 Public support. Subtract line 5 from line 4. 52,765,619
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 18,165,400 11,915,758 10,546,204 8,618,848 6,082,938 55,329,148
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 985,737 1,419,418 1,592,243 952,391 1,178,134 6,127,923
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.).. 165,047 1,024,657 556,293 517,426 1,339,034 3,602,457
11 Total support (Add lines 7 through 10). 65,059,528
12
12
165,285,108
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
81.104 %
15
15
88.914 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
American Lung Association
 
Employer identification number

13-1632524
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
American Lung Association
  		Employer identification number

13-1632524
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
American Lung Association
  		Employer identification number

13-1632524
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
American Lung Association
  		Employer identification number

13-1632524
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
American Lung Association
 
Employer identification number

13-1632524
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
Yes
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
Yes
 
0
d
Mailings to members, legislators, or the public? .........................
Yes
 
20,160
e
Publications, or published or broadcast statements? .......................
Yes
 
35,087
f
Grants to other organizations for lobbying purposes? .......................
Yes
 
4,000
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
164,752
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
Yes
 
1,057
i
Other activities? ..........................
Yes
 
7,994
j
Total. Add lines 1c through 1i ...............................
233,050
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
SCHEDULE C, PART II-B, LINE 1(I) The American Lung Association volunteers and staff engage in a wide range of advocacy activities to further our mission to save lives by improving lung health and preventing lung disease. Our work includes efforts to educate members of congress, their staff and the public on lung health issues and access to healthcare. We advocate for clean, healthy air to reduce the health impacts of air pollution. We focus on supporting the implementation and strengthening of the nations clean air laws. We strongly support the public health infrastructure and lung health research funding including funding for lung cancer, chronic obstructive pulmonary disease (COPD), asthma, tuberculosis and other lung diseases. Furthermore, the American Lung Association volunteers and staff actively advocate in Washington, D.C. and in the states for tobacco control laws, including efforts to regulate tobacco products, promote tobacco cessation and eliminate exposure to second hand smoke.
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
American Lung Association
 
Employer identification number

13-1632524
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 1,201,259 1,030,809 1,099,684 980,525 950,135
b Contributions ........          
c Net investment earnings, gains, and losses 304,334 259,407 -23,972 201,713 97,595
d Grants or scholarships ..... 95,089 77,218 34,318 72,000 56,728
e Other expenditures for facilities
and programs ........ 		         
f Administrative expenses .... 5,451 11,739 10,585 10,554 10,477
g End of year balance ...... 1,405,053 1,201,259 1,030,809 1,099,684 980,525
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet35.590 %
c
Temporarily restricted endowment SchDMd Bullet64.410 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................     0 0
c Leasehold improvements ............ 0 180,602 121,477 59,125
d Equipment ................ 0 447,418 376,833 70,585
e Other ................. 0 653,516 567,421 86,095
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 215,805
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) IN PERPETUAL TRUSTS 3,915,341
(2) OF OTHERS 1,822,800







Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 5,738,141
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
PENSION AND LIFE INSURANCE BENEFITS 4,089,366
DUE TO CHARTERED ASSOC. 908,856
AMOUNTS HELD ON BEHALF OF OTHERS 1,822,800
ANNUITY FUND INVESTMENTS 158,911
OTHER LIABILITIES 2,022,511




Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 9,002,444
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 56,137,745
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 1,137,536
b Donated services and use of facilities ......... 2b 8,133,419
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -634,732
e Add lines 2a through 2d ..................... 2e 8,636,223
3 Subtract line 2e from line 1..................... 3 47,501,522
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 47,501,522
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 52,137,386
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a 8,133,419
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e 8,133,419
3 Subtract line 2e from line 1..................... 3 44,003,967
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 44,003,967
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Schedule D, Part V, Line 4 INTENDED USE OF ENDOWMENT FUNDS Permanently restricted net assets are primarily dedicated to supporting research scholars in interstitial related lung diseases. Dalsemer endowment: In 1983, Leonard Dalsemer, the John A. Hartford Foundation, and the Wheelabrator Foundation endowed the national office with $500,000 (the corpus) to fund research to find a cure for interstitial lung disease. The earnings from the corpus are to fund an annual research award in a minimal amount of $30,000. The term of each award is three years. Annual expenditures are limited to 6% of the fair market value of the endowment. The American Lung Association is to strive to grow the endowment by soliciting additional donor contributions. The award is only to be conferred when the review committee deems the proposed research meritorious. Mary Fuller Russell Research Fund: In a settlement entered by American Lung Association of New Hampshire ("ALANH") and National Office ("ALA") on July 9, 2003, ALANH agreed to set aside, as a segregated fund, within its endowment fund, the sum of $1,297,643 representing ALA's 10% share, and to maintain such segregated fund intact for the purpose of paying to and allowing ALA to use all the income and the annual net appreciation, if any, in the fair value of the segregated fund for research purposes determined by ALA. Under the settlement, such segregated fund is to be held for ALA's benefit in perpetuity. ALANH and ALA agreed that distributions from the Mary Fuller Russell Research Fund shall be used to support research into lung health issues, and that research grants to recipients shall be made under the name Mary Fuller Russell Research Fund.
Schedule D, Part X, Line 2 FIN 48 Footnote Guidance in the area of Accounting for Uncertainty in Income Taxes under the Financial Accounting Standards Board (FASB) Accounting Standards Codification clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a tax return, including issues relating to financial statement recognition and measurement. This standard provides that the tax effects from an uncertain tax position can be recognized in the financial statements only if the position is more-likely-than-not to be sustained, if the position were to be challenged by a taxing authority. The standard also provides guidance on measurement, classification, interest and penalties, and disclosure. The fiscal years ended 2011, 2012, 2013 and 2014 are still open to audit for both federal and state purposes. National Office has processes presently in place to ensure the maintenance of its tax-exempt status; to identify and report unrelated income; to determine its filing and tax obligations in jurisdictions for which it has nexus; and, to identify and evaluate other matters that may be considered tax positions. National Office incurred no interest or penalties related to tax liabilities for the years ended June 30, 2014 and 2013.
Schedule D, Part XI, Line 2d Other Revenue Reconciling Items Loss on sublease (716,563) Change in fair value of beneficial interest in trusts 435,256 Change in value of split-interest agreements 4,851 Benefit-related Changes (358,276) ----------- Total $(634,732)
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
American Lung Association
 
Employer identification number

13-1632524
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
Infocision Management Corp
325 Springside Drive
 
Akron, OH44333 		Resident   No 1,907,226 1,403,716 503,511
Thompson Habib Denison I
80 Hayden Avenue
 
Lexington, MA02421 		Mail   No 23,966,293 300,000 23,666,293
SFI Nonprofit
7800 3rd St North Ste 900
 
St Paul, MN55128 		Tele-mktg   No 670,834 502,746 168,088
             
             
             
             
             
             
             
Total .................right arrow 26,544,353 2,206,462 24,337,892
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

 
(event type) 		(b) Event #2

 
(event type) 		(c) Other events

 
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . .        
2 Less: Contributions . .        
3 Gross income (line 1
minus line 2) . . . 		       
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . .        
7 Food and beverages .        
8 Entertainment . . .        
9 Other direct expenses .        
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow  
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow  
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Schedule G, Part I, Line 1 FUNDRAISING ACTIVITIES The American Lung Association's National office provides support for Chartered American Lung Associations' direct mail, residential campaigns, and telemarketing. As part of this support, the American Lung Association (National) contracts with professional fundraisers to develop fundraising strategies on these initiatives. Revenues from direct response, residential campaign and telemarketing campaigns are distributed to the Chartered American Lung Associations, and each respective Charter reimburses National for their allocable portion of expenses related to each fundraising campaign.
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
American Lung Association
 
Employer identification number
13-1632524
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ALA of Mid-Atlantic
3001 Old Gettyburg Road
Camp Hill,PA17011 		25-1825116 501(c)(3) 75,000       fed & prog grants
(2) ALA of Midland States
1950 Arlingate Lane
Columbus,OH43228 		31-4379531 501(c)(3) 130,665       fed & prog grants
(3) ALA of Mountain Pacific
7420 SW Bridgeport Rd Ste 200
Tigard,OR97224 		93-0386887 501(c)(3) 56,250       fed & prog grants
(4) ALA of the Northeast
21 West 38th Street
New York,NY10018 		93-0386887 501(c)(3) 127,164       fed & prog grants
(5) ALA of the Plains Gulf Region
2325 Severn Avenue Suite 8
Metairie,LA70001 		63-0320189 501(c)(3) 44,238       fed & prog grants
(6) ALA of the Southeast
6852 Belfort Oaks Place
Jacksonville,FL32216 		59-0662271 501(c)(3) 46,033       fed & prog grants
(7) ALA of the Southwest
5600 Greenwood Plaza Blvd 100
Greenwood Village,CO80111 		86-0111676 501(c)(3) 62,111       fed & prog grants
(8) ALA of the Upper Midwest
3000 Kelly Lane
Springfield,IL62707 		20-4392201 501(c)(3) 83,950       fed & prog grants
(9) Albany Medical College
47 New Scotland Avenue
Albany,NY12208 		14-1338310 501(c)(3) 32,500       fed & prog grants
(10) ATS Foundation
25 Broadway 18th Floor
New York,NY10004 		20-2138855 501(c)(3) 20,000       Research
(11) Baylor College of Medicine
One Baylor Plaza
Houston,TX770303411 		74-1613878 501(c)(3) 245,077       Research
(12) Biomed Research Inst of NM
1501 San Pedro Drive Building 14
Albuquerque,NM87108 		85-0374063 501(c)(3) 40,000       Research
(13) Brigham & Women's Hospital
75 Francis Street
Boston,MA02115 		04-2312909 501(c)(3) 100,000       Research
(14) Children's Hospital Boston
PO 414413
Boston,MA02241 		04-2774441 501(c)(3) 107,500       Research
(15) Children's Hospital Med Ctr
Childrens Hospital Medical Center
Cincinnati,OH45229 		31-0833936 501(c)(3) 40,000       Research
(16) Clean Air Watch
1250 Connecticut Avenue
Washington,DC20036 		34-2025788 501(c)(3) 30,000       asthma
(17) Columbia University
722 West 168th Street 4th Fl
New York,NY10032 		15-5598093 501(c)(3) 136,068       Research
(18) Duke University
Box 104132
Durham,NC27708 		56-0532129 501(c)(3) 223,614       Research
(19) Farmingdale State University
35 State Street
Albany,NY12207 		23-7046497 501(c)(3) 33,380       Research
(20) H Lee Moffitt Cancer Center
12902 Magnolia Drive Tampa
Tampa,FL33612 		59-2451713 501(c)(3) 100,000       Research
(21) Johns Hopkins University
1101 E33rd Street Suite D200
Baltimore,MD21218 		52-0595110 501(c)(3) 706,000       Research
(22) LA State Univ Health Sci Ctr
433 Bolivar Street
New Orleans,LA70112 		72-6087770 501(a) 158,472       Research
(23) MA General Hospital
55 Fruit Street
Boston,MA02114 		04-1564655 501(c)(3) 72,195       Research
(24) McLean Hospital
115 Mill Street 228
Belmont,MA02478 		04-3362620 501(c)(3) 39,932       Research
(25) Natl Jewish Med & Research Ctr
1400 Jackson Street
Denver,CO80206 		74-2044647 501(c)(3) 276,631       Research
(26) Nemours Children Clinic
10140 Centurion Parkway North
Jacksonville,FL32256 		59-0634433 501(c)(3) 235,940       Research
(27) NY Medical College Women's & Children Ctr
40 Sunshine Cottage Road
Valhalla,NY10595 		13-1099420 501(c)(3) 263,255        
(28) North Shore Long Island Jewish
300 Community Drive
Manhasset,NY11030 		11-1562701 501(c)(3) 332,507       Research
(29) Northwestern University
619 Clark Street
Evanston,IL60208 		36-2167817 501(c)(3) 404,976       Research
(30) NYU School of Medicine
545 First Avenue
New York,NY10016 		13-5562308 501(c)(3) 73,900       Research
(31) Oregon Health & Sci Univ
3181 SW Sam Jackson Park Rd
Portland,OR97239 		93-1176109 501(c)(3) 32,500       Research
(32) Regents of the Univ of CA-San Diego
9500 Gilman Drive
La Jolla,CA92093 		95-6006144 501(c)(3) 288,964       Research
(33) Regents of the Univ of CA-Irvine
1400 Biological Sciences III
Irvine,CA92697 		95-2226406 501(c)(3) 100,000       Research
(34) Regents of the Univ of CA-SF
3333 California St Ste 315 0962
San Francisco,CA94118 		94-6036493 501(c)(3) 172,500       Research
(35) Regents of Univ of Michigan
3003 S State Street
Ann Arbor,MI48109 		38-6006309 501(c)(3) 52,500       Research
(36) Rhode Island Hospital
593 Eddy Street
Providence,RI02903 		05-0258954 501(c)(3) 38,723       Research
(37) Rutgers Univ School of Public Health
7 College Avenue Winant Hall
New Brunswick,NJ08901 		22-6001086 501(a) 40,000       Research
(38) Sanford-Burnham Med Research Inst
10901 North Torrey Pines Road
La Jolla,CA92037 		51-0197108 501(c)(3) 32,500       Research
(39) Seattle Biomed Research Inst
307 Westlake Ave N Suite 500
Seattle,WA98109 		91-0961784 501(c)(3) 16,250       Research
(40) St Joseph's Hospital & Med Ctr
700 Rosedale Avenue
St Louis,MO63112 		95-1643359 501(c)(3) 39,829       Research
(41) St Vincent of Indiana
1 Hospital Drive
Indianapolis,IN46260 		35-0869066 501(c)(3) 210,522       Research
(42) Stanford University
Corte Madera Creek Bldg Ste 142
Palo Alto,CA94304 		94-1156365 501(c)(3) 112,500       Research
(43) SUNY - Stony Brook
PO 9
Albany,NY12201 		13-1099420 501(a) 40,000       Research
(44) Children's Hospital of Seattle
PO 50020
Seattle,WA98145 		23-1352166 501(c)(3) 32,500       Research
(45) Ohio State Univ Research Fndn
1960 Kenny Road
Columbus,OH43210 		31-6401599 501(c)(3) 281,286       Research
(46) Trustees of the Univ of PA
BRBII/III 438 421 Curie Blvd
Philadelphia,PA19104 		23-1352685 501(c)(3) 40,000       Research
(47) Univ of NC-Chapel Hill
104 Airport Dr Ste 2200 1350
Chapel Hill,NC27599 		59-1711424 501(c)(3) 38,869       Research
(48) Univ of TX MD Anderson Cancer Ctr
1515 Holcombe Blvd
Houston,TX77030 		74-6001118 501(a) 100,000       Research
(49) Univ of Wisconsin
600 Highland Ave
Madison,WI53792 		39-0743975 501(c)(3) 80,000       Research
(50) Trustees of Boston Univ-BU Med Campus
72 East Concord St R304
Boston,MA02118 		04-2103547 501(c)(3) 165,000       Research
(51) Uniformed Svcs Univ of Health Sci
6720-A Rockledge Drive
Bethesda,MD20817 		52-1317896 501(a) 10,465       Research
(52) Univ Med of South FL-Miami
PO 025405
Miami,FL33102 		59-0624458 501(c)(3) 196,361       Research
(53) Univ Med of South FL-Tampa
3802 Spectrum Blvd
Tampa,FL33612 		59-2959590 501(c)(3) 65,625       Research
(54) Univ of AL-Birmingham
University Station
Birmingham,AL35294 		63-6005396 501(c)(3) 65,000       Research
(55) University of Arizona
PO Box 3308
Tucson,AZ85722 		74-2652689 501(c)(3) 170,834       Research
(56) University of Chicago
5801 South Ellis Avenue
Chicago,IL60637 		36-2177139 501(c)(3) 40,000       Research
(57) University of Illinois
601 S Mathews Avenue
Urbana,IL61801 		37-6000511 501(a) 180,000       Research
(58) University of Iowa
B5 Jessup Hall
Iowa City,IA52242 		42-6004603 501(a) 93,673       Research
(59) Univ of Lousiville Research Fndn
Stevenson Hall 520
Louisville,KY40290 		61-1029626 501(c)(3) 40,000       Research
(60) Univ of MO-Kansas City
5100 Rockhill Road AC202
Kansas City,MO641102499 		43-6003859 501(a) 161,531       Research
(61) University of Montana
32 Campus Drive
Missoula,MT59812 		42-6004813 501(a) 40,000       Research
(62) University of New Mexico
1 University Drive
Albuquerque,NM87131 		85-0275408 501(a) 40,000       Research
(63) University of Pittsburgh
Office of Financial Information
Pittsburgh,PA15260 		25-0965591 501(c)(3) 240,000       Research
(64) University of Rochester
910 Genesee Street 200
Rochester,NY14611 		16-0743209 501(c)(3) 40,000       Research
(65) University of Tampa
401 West Kennedy Blvd Box M
Tampa,FL33606 		59-0624459 501(c)(3) 40,000       Research
(66) Univ of TN Health Sci Ctr
62 S Dunlap Suite 300
Memphis,TN381630001 		62-6001636 501(c)(3) 40,000       Research
(67) Univ of TX Med Branch-Galveston
PO Box 4786-750
Houston,TX772104786 		74-6000949 501(c)(3) 40,000       Research
(68) University of Vermont
85 South Prospect Street
Burlington,VT05405 		03-0179440 501(c)(3) 137,259       Research
(69) University of Virginia
PO Box 400202
Charlottesville,VA22904 		54-6001796 501(c)(3) 123,609       Research
(70) Wake Forest Univ of Health Studies
Medical Center Blvd
WinstonSalem,NC27157 		22-3849199 501(c)(3) 32,500       Research
(71) Washington Univ School of Med
660 S Euclid Ave
St Louis,MO63110 		43-0653611 501(c)(3) 422,003       Research
(72) Wayne State University
5057 Woodward Avenue 13th Fl
Detroit,MI48202 		38-3555142 501(c)(3) 40,000       Research
(73) Yale University
2 Whitney Avenue 6th Fl
New Haven,CT06510 		06-0646973 501(c)(3) 32,500       Fed & Prog Grants
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
73
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
Schedule I, Part I, Line 2 PROCEDURE FOR MONITORING GRANTS IN THE US Award recipients are required to submit a renewal application after their first Year of funding. Renewal applications are then reviewed by our Research Committee Chairs for approval of second year funding. At the time of termination (after the second year of funding), award recipients are required to submit a summary of their activities, copies of presentations and/or publications, and a cash disbursement report for the entire grant time.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
American Lung Association
 
Employer identification number

13-1632524
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Harold WimmerPresident & CEO (i)
(ii)		 320,175
0 		0
0 		0
0 		19,496
0 		23,702
0 		363,373
0 		0
0
(2)Adrienne Glasgow thru 12014Chief Financial Officer (i)
(ii)		 208,361
0 		0
0 		0
0 		16,201
0 		13,151
0 		237,713
0 		0
0
(3)Paul BillingsVP National Policy & Advocacy (i)
(ii)		 187,796
0 		0
0 		0
0 		18,976
0 		1,066
0 		207,838
0 		0
0
(4)Susan RappaportVP Research & Program (i)
(ii)		 171,811
0 		0
0 		0
0 		18,483
0 		33,012
0 		223,306
0 		0
0
(5)Russell BurwellVP Governance (i)
(ii)		 144,343
0 		0
0 		0
0 		14,815
0 		2,697
0 		161,855
0 		0
0
(6)Craig FinstadAVP, Direct Response Operation (i)
(ii)		 133,466
0 		0
0 		0
0 		13,208
0 		10,771
0 		157,445
0 		0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 4b ALA has a 457(b) supplemental non-qualified retirement plan. Adrienne Glasgow participated in the 457(b) plan. The amount accrued in calendar year 2013 is included on Schedule J as deferred compensation (i.e., Schedule J, Part II, column (c)).
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
American Lung Association
 
Employer identification number

13-1632524
Return Reference Explanation
Form 990, Part VIII, Line 2 REIMBURSEMENT FROM CHARTER ASSOCIATION At June 30, 2014, there were nine Chartered Associations that have jurisdiction over specific geographical areas. However, one of the Chartered Associations legally dissolved with an effective date of June 30, 2014. The geographical area was absorbed by three of the remaining Chartered Associations, effective July 1, 2014. Each Chartered Association is required to remit a monthly bundled billing amount, which includes a fee for some services or contracts held by National Office. Part of these fees pertain to National Office Direct Marketing and the ROI Data Program which provides information on donors and fundraising events conducted by and for the benefit of Chartered Associations. Donations resulting from the direct mail campaign and revenue raised by the Direct Marketing Program are remitted to the Chartered Associations based on the zip code of the donor. The Chartered Associations reimburse National Office for costs required to operate this program. These reimbursements are shown as program reimbursement revenue from Chartered Associations on the accompanying statements of activities. This revenue is recognized as expenses are incurred. For the years ended June 30, 2014 and 2013, program reimbursements approximated $21,100,000 and $23,400,000, respectively. Each Chartered Association is also required to remit a monthly assessment, which National Office uses in a variety of ways including, but not limited to, providing national leadership, assistance and guidance in the areas of Field Program Development, Field Fundraising and Field Management Advisory and other activities. This revenue is recognized over the assessment period. For the years ended June 30, 2014 and 2013, Chartered Associations' assessments revenue approximated $4,700,000 and $4,800,000, respectively. Additionally, per National Office's agreement with each Chartered Association, National Office receives 30% of direct response revenues, less direct response expenses and 13% of all unrestricted bequests in those instances when the donor died prior to July 1, 2009. This revenue is recognized in the period when contributions are collected. For the years ended June 30, 2014 and 2013, the allocable share of direct response activities and bequest share revenue from Chartered Associations approximated $2,300,000 and $2,400,000, respectively.
Form 990, Part VI, Line 1A EXECUTIVE COMMITTEE The Executive Committee shall act in place of and with the full authority of the Board of Directors when the Board of Directors is not in session, subject to the Board's power to amend or change those actions which have not been implemented prior to the Board meeting or meetings following the Executive Committee meeting at which such action was taken. The Board of Directors has the power to authorize and delegate to the Executive Committee to the extent permitted by the Association's Bylaws and applicable law. The Executive Committee shall not have the authority to appoint officers except on an interim basis to fill a vacancy, enter into or amend contracts with officers, amend the policies manual, or borrow money in excess of the amounts expressly authorized by the Board. The Executive Committee shall have no authority to amend the Articles of Incorporation, adopt a plan of merger or consolidation, authorize the sale or other disposition of all or substantially all of the property and assets of the Association, authorize the voluntary dissolution of the Association or revocation of such dissolution, or amend the Bylaws of the Association. The Executive Committee may establish a leadership subcommittee consisting of the Chair, Vice-Chair, and Past-Chair, which shall serve as the Executive Committee's liaison to the President and CEO. FORM 990 PART VI, LINE 11B FORM 990 REVIEW PROCESS ALA has establised the following review process to ensure that the information reported is complete and accurate. Form 990 is prepared by an outside accounting firm and reviewed by CFO. Pror to electronic submission, it is reviewed by the organization's delegated responsible body, the Audit and Risk Oversight Committee, for approval. After approval by the AROC Committee, the members of the governing body review the form prior to submission. All comments are documented, addressed and finalized before the submission.
Form 990, Part VI, Line 12c WRITTEN CONFLICT OF INTEREST POLICY ALA currently has in place a conflict of interest policy which it monitors and enforces annually and has a standing governance committee that oversees its execution. The organization currently mandates that all members of the governing body, committee members and all staff annually sign a conflict of interest policy and disclose any potential or actual conflicts that may exist. The signed conflict of interest policy statements are submitted to the governance committee. These statements are reviewed for potential or actual conflicts. If a potential or actual conflict of interest exists, the governance committee will notify members of management and/or the governing body about such conflict and investigate the conflict and its possible effect. If the governance committee determines that an actual or apparent conflict exists, it will inform the governing body and/or management of its decision. The conflicted individual will not be allowed to vote or be part of any decisions about any such transactions that have to do with the conflict until such time as the governance committee determines there is no longer a conflict.
Form 990, Part VI, Line 15 PROCESS FOR DETERMINING COMPENSATION The American Lung Association has established a compensation policy for its leadership committee to follow in establishing the compensation for its CEO, top management official, other officers or key employees. The policy mandates that executive compensation be periodically reviewed by the committee and that the committee should be free of conflicts of interest. In addition, the approving committee needs to review appropriate and adequate data to determine the reasonableness of the compensation being considered. The committee may use a variety of information and studies that are available to determine that the appropriate level of compensation is being paid to its executives. The committees decision on the amount of compensation paid is documented in a contemporaneously written format and documents the date of the decision, the members present during the meeting and those who voted on it, the details of the transaction that was approved and the comparability data used and relied upon to make the decision. ALA did a compensation review for the CEO when he was hired in January 2013. The most recent compensation review process for all other officers and key employees was done in December 2010.
Form 990, Part VI, Line 19 MAKING CERTAIN DOCUMENTS PUBLIC The three most recent years of Form 990 and annual reports are available on American Lung Associations website www.lung.org. Governing documents and conflict of interest policy are available to the public upon request. Our website also provides the names of our board of directors and our ethics policy.
Form 990, Part XI, Line 9 Loss on sublease ($716,563) Change in fair value of beneficial interest in trusts 435,256 Change in value of split-interest agreements 4,851 Benefit-related Changes (358,276) ----------- Total ($634,732)
Form 990, Part XII, Line 2c AUDIT COMMITTEE The audit committee of the board has the fiduciary responsibility for hiring of the audit firm, the review of the risk issues for the Association and the final audit review and package that is accepted by the board. The committee meets with the audit firm independently from staff during the audit review process and recommends to the board the acceptance of the audit and its findings.
Form 990, Part VI, Line 1 EXECUTIVE COMMITTEE THE GOVERNANCE COMMITTEE, TAKING INTO ACCOUNT GEOGRAPHY, EXPERTISE, RACE, ETHNICITY, GENDER, AGE AND OTHER DIVERSITY FACTORS, SHALL PRESENT ANNUALLY TO THE BOARD OF DIRECTORS ITS RECOMMENDED NOMINEES FOR MEMBERS OF THE BOARD OF DIRECTORS, MEMBERS OF THE GOVERNANCE COMMITTEE AND OFFICERS (OTHER THAN THE PRESIDENT AND CHIEF EXECUTIVE OFFICER) OF THE ASSOCIATION (INCLUDING A RECOMMENDATION, WHERE APPROPRIATE, FOR THE DESIGNATION OF THE VICE-CHAIR AS CHAIR-ELECT). OTHER NOMINATIONS MAY NOT BE MADE AT THE MEETING OF THE BOARD OF DIRECTORS FROM THE FLOOR.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version: