Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 10-01-2013 , and ending 09-30-2014
Name of foundation
WARSH MOTT LEGACY
 

Number and street (or P.O. box number if mail is not delivered to street address)469 BOHEMIAN HIGHWAY   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FREESTONE, CA954729579
A Employer identification number

68-0049658
B Telephone number (see instructions)

(707) 874-2942
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$28,536,961J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments 86 86  
4 Dividends and interest from securities...... 447,232 447,232  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,007,325
b Gross sales price for all assets on line 6a 9,327,794
7 Capital gain net income (from Part IV, line 2)... 1,007,325
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,454,643 1,454,643 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 68,367 1,705 0 67,028
14 Other employee salaries and wages...... 149,049 173 0 148,876
15 Pension plans, employee benefits....... 54,060 348 0 53,712
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 12,780 0 0 12,780
c Other professional fees (attach schedule).... Click to see attachment 42,662 38,030 0 4,632
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 54,761 10,915 0 16,846
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 8,092 0 0 8,092
21 Travel, conferences, and meetings....... 32,521 0 0 32,597
22 Printing and publications.......... 1,710 0 0 1,710
23 Other expenses (attach schedule)....... Click to see attachment 85,421 70,664 0 14,757
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 509,423 121,835 0 361,030
25 Contributions, gifts, grants paid........ 1,017,437 1,017,437
26 Total expenses and disbursements. Add lines 24 and 25 1,526,860 121,835 0 1,378,467
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -72,217
b Net investment income (if negative, enter -0-) 1,332,808
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 56,240 29,421 29,421
2 Savings and temporary cash investments.......... 411,436 957,432 957,432
3 Accounts receivable bullet27,983
Less: allowance for doubtful accounts bullet   402 27,983 27,983
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 13,760,123 Click to see attachment13,437,992 17,727,659
c Investments—corporate bonds (attach schedule)........ 3,818,051 Click to see attachment3,246,587 3,320,969
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 4,969,143 Click to see attachment5,088,126 6,473,497
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 23,015,395 22,787,541 28,536,961
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment426,527 Click to see attachment270,890
23 Total liabilities (add lines 17 through 22).......... 426,527 270,890
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 2,567,576 2,567,576
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 20,021,292 19,949,075
30 Total net assets or fund balances (see page 17 of the
instructions).................... 22,588,868 22,516,651
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 23,015,395 22,787,541
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 22,588,868
2 Enter amount from Part I, line 27a..................... 2 -72,217
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 22,516,651
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 22,516,651
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 196.002 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-04-30 2014-03-21
b 213.316 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-03-28 2014-03-21
c 62.74 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-03-28 2014-03-21
d 211.725 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-03-28 2014-03-21
e 64675.694 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-05-30 2014-03-21
846.21 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2013-04-30 2014-04-03
814.827 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2014-02-28 2014-04-03
884.436 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2013-05-31 2014-04-03
889.504 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2013-03-28 2014-04-03
900.598 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2013-01-31 2014-04-03
896.689 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2014-03-31 2014-04-03
901.706 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-12-31 2014-04-03
811.149 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2013-02-28 2014-04-03
879.266 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-11-30 2014-04-03
903.119 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-10-31 2014-04-03
872.63 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-09-28 2014-04-03
908.91 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-08-31 2014-04-03
921.77 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-07-31 2014-04-03
870.858 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-02-29 2014-04-03
899.6 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-04-30 2014-04-03
893.395 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-06-29 2014-04-03
910.874 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-04-29 2014-04-03
941.619 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-05-31 2014-04-03
8561.644 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2008-05-08 2014-04-03
939.279 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-03-30 2014-04-03
44.167 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2008-04-30 2014-04-03
878.582 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-02-28 2014-04-03
944.194 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-07-29 2014-04-03
957.338 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-01-31 2014-04-03
994.091 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-03-31 2014-04-03
935.603 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2010-10-29 2014-04-03
927.791 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-01-31 2014-04-03
947.458 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2012-05-31 2014-04-03
87.024 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2008-05-30 2014-04-03
935.984 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-06-30 2014-04-03
977.052 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-10-31 2014-04-03
908.911 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2010-09-30 2014-04-03
944.821 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2010-12-31 2014-04-03
971.67 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-12-30 2014-04-03
921.618 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2010-11-30 2014-04-03
27.221 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2008-03-31 2014-04-03
7117.438 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2008-03-13 2014-04-03
937.714 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2010-04-30 2014-04-03
970.509 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2010-07-30 2014-04-03
989.257 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-08-31 2014-04-03
966.835 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2010-08-31 2014-04-03
962.734 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-11-30 2014-04-03
103.014 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2008-06-30 2014-04-03
974.074 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2010-03-31 2014-04-03
937.867 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2010-01-29 2014-04-03
994.408 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2009-12-31 2014-04-03
438.696 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2008-08-29 2014-04-03
107.712 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2008-07-31 2014-04-03
984.958 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2011-09-30 2014-04-03
1309.657 VANGUARD FIXED INCOME SECS FD HIYLD CORP ADM VWEAX P 2008-08-20 2014-04-03
58380.104 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-05-30 2014-04-03
321.515 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-05-30 2014-04-03
209.019 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-05-31 2014-04-03
442.615 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-11-29 2014-04-03
417.135 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2014-02-28 2014-04-03
459.278 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-10-31 2014-04-03
460.104 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2014-01-31 2014-04-03
464.716 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-12-17 2014-04-03
427.056 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2014-03-31 2014-04-03
55.605 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2014-03-31 2014-04-03
51051.952 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2003-03-07 2014-04-03
239.367 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2012-10-31 2014-04-03
227.921 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2012-11-30 2014-04-03
250.559 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2012-09-28 2014-04-03
277.631 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2012-08-31 2014-04-03
397.211 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2012-12-28 2014-04-03
173.78 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2012-12-28 2014-04-03
227.4 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2012-12-31 2014-04-03
194.639 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-02-28 2014-04-03
220.287 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2013-01-31 2014-04-03
279.427 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2012-07-31 2014-04-03
1054.022 VANGUARD FIXED INCOME SECS FD STRM INVGRA AD VFSUX P 2012-08-16 2014-04-03
VANGUARD WASH SALES ADJUSTMENT P 2014-09-30 2014-09-30
300 AUTODESK INC COM ADSK P 2012-09-11 2013-10-01
1200 AUTODESK INC COM ADSK P 2011-08-26 2013-10-01
1200 AUTODESK INC COM ADSK P 2011-08-23 2013-10-01
1050 EBAY INC COM EBAY P 2010-10-28 2013-10-01
600 EBAY INC COM EBAY P 2010-11-30 2013-10-01
550 AMER EXPRESS COMPANY AXP P 2009-09-22 2013-10-25
900 WASTE MANAGEMENT INC NEW WM P 2010-04-21 2013-10-25
250 UNITED TECHS CORP COM UTX P 2008-10-14 2013-10-25
300 DU PONT E I DE NEMOURS DD P 2005-09-21 2013-10-25
700 BARRICK GOLD CORP COM ABX P 2011-02-22 2013-11-13
600 BARRICK GOLD CORP COM ABX P 2011-02-25 2013-11-13
600 BARRICK GOLD CORP COM ABX P 2011-03-15 2013-11-13
800 BARRICK GOLD CORP COM ABX P 2011-06-07 2013-11-13
750 BARRICK GOLD CORP COM ABX P 2012-09-11 2013-11-13
995 SOLARCITY CORPORATION SCTY P 2007-08-10 2013-11-19
500 MOSAIC CO NEW COM MOS P 2009-09-22 2014-01-15
1800 WEATHERFORD INTL LTD WFT P 2011-03-02 2014-01-15
300 WEATHERFORD INTL LTD WFT P 2010-02-03 2014-01-15
2600 WEATHERFORD INTL LTD WFT P 2010-02-04 2014-01-15
1050 MOSAIC CO NEW COM MOS P 2009-09-22 2014-01-17
350 AT&T INC T P 2010-03-26 2014-01-17
1000 AT&T INC T P 2009-06-23 2014-01-17
1100 AT&T INC T P 2003-10-08 2014-01-17
1250 DARDEN RESTAURANTS INC DRI P 2013-03-26 2014-02-07
200 GOLDMAN SACHS GROUP INC GS P 2013-08-07 2014-03-21
200 GOLDMAN SACHS GROUP INC GS P 2013-06-20 2014-03-21
948 SOLARCITY CORPORATION SCTY P 2007-08-10 2014-05-12
100 BLACKROCK INC BLK P 2012-10-19 2014-06-13
250 ORACLE CORP ORCL P 2014-02-20 2014-06-13
250 CVS/CAREMARK CORP CVS P 2009-09-22 2014-06-13
750 WASTE MANAGEMENT INC NEW WM P 2010-08-24 2014-06-13
350 COCA COLA COM KO P 2008-07-30 2014-06-13
100 JOHNSON AND JOHNSON COM JNJ P 2009-09-22 2014-06-13
1850 REGAL ENTMT GROUP CL A RGC P 2010-05-10 2014-06-13
1100 FRANKLIN RES INC BEN P 2009-09-22 2014-06-16
470 SOLARCITY CORPORATION SCTY P 2007-08-10 2014-06-24
150 PEPSICO INC PEP P 2009-12-09 2014-07-07
100 PEPSICO INC PEP P 2009-08-13 2014-07-07
350 AGRIUM INC AGU P 2013-06-07 2014-07-09
350 AGRIUM INC AGU P 2013-08-09 2014-07-09
350 NORFOLK SOUTHERN CORP NSC P 2012-05-31 2014-07-21
100 MCDONALDS CORP COM MCD P 2011-02-22 2014-07-21
200 PROCTER & GAMBLE CO PG P 2009-09-22 2014-07-21
471 SOLARCITY CORPORATION SCTY P 2007-08-10 2014-07-25
470 SOLARCITY CORPORATION SCTY P 2007-08-10 2014-08-05
350 MCDONALDS CORP COM MCD P 2011-02-22 2014-08-20
700 TRANSOCEAN LTD RIG P 2012-09-11 2014-08-22
500 TRANSOCEAN LTD RIG P 2008-10-17 2014-08-22
1195 FREEPORT-MCMORAN COPPER & GOLD COM FCX P 2009-09-22 2014-09-03
5 FREEPORT-MCMORAN COPPER & GOLD COM FCX P 2010-05-03 2014-09-03
300 FREEPORT-MCMORAN COPPER & GOLD COM FCX P 2011-09-26 2014-09-03
400 FREEPORT-MCMORAN COPPER & GOLD COM FCX P 2012-05-21 2014-09-03
471 SOLARCITY CORPORATION SCTY P 2007-08-10 2014-09-17
937.414 VANGUARD INDEX FDS 500 ADMIRAL VFIAX P 2013-05-28 2014-07-10
38.772 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2012-09-21 2014-07-14
59.713 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2012-12-21 2014-07-14
39.822 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2012-06-22 2014-07-14
38.407 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2012-03-23 2014-07-14
39.666 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2011-06-23 2014-07-14
52.593 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2011-12-22 2014-07-14
33.648 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2011-03-24 2014-07-14
49.76 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2010-12-23 2014-07-14
40.692 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2010-09-23 2014-07-14
45.586 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2011-09-22 2014-07-14
33.375 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2010-03-24 2014-07-14
38.386 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2013-03-21 2014-07-14
42.596 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2010-06-23 2014-07-14
47.852 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2013-06-21 2014-07-14
56.616 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2009-12-23 2014-07-14
17.733 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2009-09-23 2014-07-14
22.133 VANGUARD ADMIRAL REIT INDEX FUND VGSLX P 2011-12-31 2014-07-14
9017.132 TEMPLETON INSTL FOREIGN EQUITY SERIES CL IN TFEQX P 2008-01-28 2013-10-10
1727.116 TEMPLETON INSTL FOREIGN EQUITY SERIES CL IN TFEQX P 2008-01-28 2014-07-10
-10000 CROSSLINK VI VENTURE FUND - CAPITAL COMMITMENT DCN310420 P 2012-09-30 2014-03-18
8230.453 STEELPATH MLP SELECT 40 CL I OSPSX P 2012-02-06 2014-01-14
1318.746 STEELPATH MLP SELECT 40 CL I OSPSX P 2013-05-08 2014-07-10
20919.949 STEELPATH MLP SELECT 40 CL I OSPSX P 2013-01-28 2014-07-10
19011 VANGUARD ARBITRAGE FUND "I" SHARES ARBNX P 2011-12-20 2014-06-19
5331 VANGUARD ARBITRAGE FUND "I" SHARES ARBNX P 2012-08-22 2014-06-19
10 VANGUARD ARBITRAGE FUND "I" SHARES ARBNX P 2011-12-20 2014-06-19
1188 VANGUARD ARBITRAGE FUND "I" SHARES ARBNX P 2011-12-20 2014-06-19
28384 VANGUARD ARBITRAGE FUND "I" SHARES ARBNX P 2010-08-05 2014-06-19
VANGUARD ARBITRAGE FUND "I" SHARES ARBNX P 2011-01-03 2014-06-19
54 VANGUARD ARBITRAGE FUND "I" SHARES ARBNX P 2011-01-03 2014-06-19
605 VANGUARD ARBITRAGE FUND "I" SHARES ARBNX P 2011-01-03 2014-06-19
1111 VANGUARD ARBITRAGE FUND "I" SHARES ARBNX P 2012-12-19 2014-06-19
548 VANGUARD ARBITRAGE FUND "I" SHARES ARBNX P 2012-12-20 2014-06-19
250 VANGUARD ARBITRAGE FUND "I" SHARES ARBNX P 2013-12-20 2014-06-19
QUEST SOFTWARE INC. QSFTOLD P 2011-09-18 2013-10-01
MAXIM INTEGRATED PRODS INC MXIM P 2011-11-26 2013-10-01
JUNIPER NETWORKS, INC JNPR P 2012-10-14 2013-10-15
WASHINGTON MUTUAL, INC WM_OLD P 2012-10-27 2013-10-28
COMPUTER ASSOCIATES CA_OLD P 2012-12-30 2013-12-31
RIVERSTONE NETWORKS INC. RSTN P 2013-01-02 2014-01-03
EL PASO CORPORATION EPOLD P 2013-02-26 2014-02-27
WACHOVIA CORPORATION WBOLD P 2013-03-24 2014-03-25
COUNTRYWIDE FINANCIAL CORPORATION CFCOLD P 2013-08-19 2014-08-20
ROUNDING P 2014-09-30 2014-09-30
CROSSLINK VENTURES V, L.P. - FROM SCH. K-1 P    
CROSSLINK VENTURES V, L.P. - FROM SCH. K-1 P    
CROSSLINK VENTURES VI, L.P. - FROM SCH. K-1 P    
CROSSLINK VENTURES VI, L.P. - FROM SCH. K-1 P    
DRAPER FISHER JURVETSON GROWTH FUND - FROM SCH. K-1 P    
INTEGRAL CAPITAL PARTNERS VI - FROM SCH. K-1 P    
MFO EQUITY FUND - FROM JOINT VENTURE P    
MFO EQUITY FUND - FROM JOINT VENTURE P    
MFO NORTHPOINTE FUND A - FROM JOINT VENTURE P    
MFO NORTHPOINTE FUND A - FROM JOINT VENTURE P    
MFO TOWLE FUND - FROM JOINT VENTURE P    
MFO TOWLE FUND - FROM JOINT VENTURE P    
MFO WESTFIELD FUND A - FROM JOINT VENTURE P    
MFO WESTFIELD FUND A - FROM JOINT VENTURE P    
WORLD ASSET MGMT. INTL. EQUITY FUND - FROM SCH K-1 P    
WORLD ASSET MGMT. INTL. EQUITY FUND - FROM SCH K-1 P    
WORLD ASSET MGMT. INTL. EQUITY FUND - FROM SCH K-1 P    
WORLD ASSET MGMT. INTL. EQUITY FUND - FROM SCH K-1 P    
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 2,099   2,123 -24
b 2,285   2,306 -21
c 672   678 -6
d 2,268   2,289 -21
e 692,677   696,557 -3,880
5,170   5,247 -77
4,979   4,995 -16
5,404   5,413 -9
5,435   5,453 -18
5,503   5,512 -9
5,479   5,479 0
5,509   5,509 0
4,956   4,956 0
5,372   5,328 44
5,518   5,464 54
5,332   5,253 79
5,553   5,435 118
5,632   5,494 138
5,321   5,138 183
5,497   5,281 216
5,459   5,244 215
5,565   5,338 227
5,753   5,518 235
52,312   50,000 2,312
5,739   5,485 254
270   257 13
5,368   5,113 255
5,769   5,495 274
5,849   5,572 277
6,074   5,766 308
5,717   5,417 300
5,669   5,363 306
5,789   5,476 313
532   502 30
5,719   5,401 318
5,970   5,589 381
5,553   5,181 372
5,773   5,385 388
5,937   5,529 408
5,631   5,216 415
166   154 12
43,488   40,000 3,488
5,729   5,270 459
5,930   5,435 495
6,044   5,540 504
5,907   5,395 512
5,882   5,362 520
629   573 56
5,952   5,416 536
5,730   5,140 590
6,076   5,439 637
2,680   2,395 285
658   588 70
6,018   5,378 640
8,002   7,138 864
625,835   628,754 -2,919
3,447   3,463 -16
2,241   2,251 -10
4,745   4,763 -18
4,472   4,557 -85
4,923   4,937 -14
4,932   4,942 -10
4,982   4,986 -4
4,578   4,647 -69
596   605 -9
547,277   561,650 -14,373
2,566   2,604 -38
2,443   2,480 -37
2,686   2,724 -38
2,976   3,010 -34
4,258   4,302 -44
1,863   1,882 -19
2,438   2,463 -25
2,087   2,108 -21
2,361   2,384 -23
2,995   3,021 -26
11,299   11,373 -74
156     156
12,138   9,665 2,473
48,553   31,922 16,631
48,553   30,052 18,501
58,564   30,812 27,752
33,465   17,498 15,967
44,946   18,797 26,149
39,051   31,702 7,349
26,747   13,656 13,091
18,429   11,671 6,758
12,609   36,178 -23,569
10,808   30,868 -20,060
10,808   29,526 -18,718
14,410   36,688 -22,278
13,510   30,013 -16,503
48,767   2,389 46,378
24,598   26,139 -1,541
26,189   38,337 -12,148
4,365   4,808 -443
37,829   40,121 -2,292
50,977   54,892 -3,915
11,803   9,241 2,562
33,723   24,535 9,188
37,095   24,431 12,664
59,559   63,097 -3,538
33,596   32,731 865
33,596   31,408 2,188
50,517   2,277 48,240
30,892   18,900 11,992
10,481   9,566 915
18,869   9,015 9,854
32,967   25,034 7,933
14,135   9,065 5,070
10,248   6,110 4,138
37,909   30,381 7,528
60,652   37,669 22,983
32,804   1,129 31,675
13,441   9,183 4,258
8,961   5,647 3,314
31,282   31,960 -678
31,282   29,949 1,333
37,129   23,141 13,988
9,790   7,626 2,164
16,002   11,423 4,579
33,806   1,131 32,675
33,529   1,129 32,400
32,920   26,693 6,227
26,521   52,646 -26,125
18,944   36,994 -18,050
42,162   46,510 -4,348
192   196 -4
10,589   9,985 604
14,118   12,929 1,189
32,017   1,131 30,886
170,000   143,884 26,116
4,170   3,584 586
6,422   5,482 940
4,283   3,510 773
4,131   3,363 768
4,266   3,250 1,016
5,656   4,264 1,392
3,619   2,664 955
5,352   3,780 1,572
4,376   2,912 1,464
4,903   3,253 1,650
3,589   2,304 1,285
4,128   2,635 1,493
4,581   2,914 1,667
5,146   3,136 2,010
6,089   3,579 2,510
1,907   1,041 866
2,380   1,226 1,154
200,000   233,363 -33,363
40,000   44,698 -4,698
10,000   10,000 0
100,000   86,857 13,143
17,790   14,472 3,318
282,210   216,453 65,757
247,529   250,000 -2,471
69,414   70,000 -586
127   127 0
15,471   15,507 -36
369,555   367,000 2,555
3   3 0
697   684 13
7,880   7,735 145
14,460   14,082 378
7,136   6,950 186
3,261   3,216 45
178     178
32     32
33     33
502     502
7     7
159     159
1     1
5     5
291     291
9     9
      -1,715
      -109,555
      -25
      552
      -14,218
269     269
5,411   5,389 22
37,622   36,573 1,049
1,509,696   1,403,939 105,757
603,550   463,482 140,068
137,092   141,712 -4,620
755,468   569,903 185,565
232,081   190,470 41,611
586,391   385,536 200,855
284   271 13
2,019   1,823 196
2,108     2,108
885     885
50,167     50,167
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -24
b       -21
c       -6
d       -21
e       -3,880
      -77
      -16
      -9
      -18
      -9
      0
      0
      0
      44
      54
      79
      118
      138
      183
      216
      215
      227
      235
      2,312
      254
      13
      255
      274
      277
      308
      300
      306
      313
      30
      318
      381
      372
      388
      408
      415
      12
      3,488
      459
      495
      504
      512
      520
      56
      536
      590
      637
      285
      70
      640
      864
      -2,919
      -16
      -10
      -18
      -85
      -14
      -10
      -4
      -69
      -9
      -14,373
      -38
      -37
      -38
      -34
      -44
      -19
      -25
      -21
      -23
      -26
      -74
      156
      2,473
      16,631
      18,501
      27,752
      15,967
      26,149
      7,349
      13,091
      6,758
      -23,569
      -20,060
      -18,718
      -22,278
      -16,503
      46,378
      -1,541
      -12,148
      -443
      -2,292
      -3,915
      2,562
      9,188
      12,664
      -3,538
      865
      2,188
      48,240
      11,992
      915
      9,854
      7,933
      5,070
      4,138
      7,528
      22,983
      31,675
      4,258
      3,314
      -678
      1,333
      13,988
      2,164
      4,579
      32,675
      32,400
      6,227
      -26,125
      -18,050
      -4,348
      -4
      604
      1,189
      30,886
      26,116
      586
      940
      773
      768
      1,016
      1,392
      955
      1,572
      1,464
      1,650
      1,285
      1,493
      1,667
      2,010
      2,510
      866
      1,154
      -33,363
      -4,698
      0
      13,143
      3,318
      65,757
      -2,471
      -586
      0
      -36
      2,555
      0
      13
      145
      378
      186
      45
      178
      32
      33
      502
      7
      159
      1
      5
      291
      9
      -1,715
      -109,555
      -25
      552
      -14,218
      269
      22
      1,049
      105,757
      140,068
      -4,620
      185,565
      41,611
      200,855
      13
      196
      2,108
      885
      50,167
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,007,325
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,449,409 25,582,366 0.056657
2011 2,139,761 24,723,367 0.086548
2010 1,666,510 26,208,322 0.063587
2009 1,820,135 24,423,449 0.074524
2008 1,669,477 21,080,042 0.079197
2 Total of line 1, column (d) ...................... 2 0.360513
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.072103
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 28,133,264
5 Multiply line 4 by line 3....................... 5 2,028,493
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 13,328
7 Add lines 5 and 6......................... 7 2,041,821
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,378,467
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 26,656
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 26,656
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 26,656
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 35,126
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 35,126
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 8,470
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet8,470 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.CSFUND.ORG
    14
    The books are in care ofbulletROXANNE TURNAGE Telephone no.bullet (707) 874-2942
    Located atbullet469 BOHEMIAN HIGHWAYFREESTONECA ZIP+4bullet954729579
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ALLOCATION FROM RELATED EXEMPT ENTITY , CS FUND
    0.00     		0 0 0
    SEE STATEMENT 13 FOR
    EXPLANATION,CA95472
    MARYANNE MOTT TRUSTEE
    4.00     		0 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    MICHAEL WARSH PRESIDENT/TRUSTEE
    4.00     		6,080 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    MARISE MEYNET STEWART VP/TRUSTEE
    2.00     		1,293 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    ROXANNE TURNAGE EXECUTIVE DIRECTOR
    20.00     		57,100 15,093 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    CORINNE MEADOWS-EFRAM TRUSTEE
    2.00     		1,310 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    TERESA ROBINSON TREASURER/TRUSTEE
    2.00     		1,292 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    KAU'L KELIIPIO SECRETARY/TRUSTEE
    2.00     		1,292 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,406,663
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    26,656
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    26,656
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,380,007
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,380,007
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,380,007
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 1,380,007
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 36,566
    b From 2009....... 607,093
    c From 2010....... 384,932
    d From 2011....... 916,609
    e From 2012....... 196,657
    fTotal of lines 3a through e......... 2,141,857
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,378,467
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 1,378,467
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 1,540 1,540
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 2,140,317
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		35,026
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		2,105,291
    10 Analysis of line 9:
    a Excess from 2009.... 607,093
    b Excess from 2010.... 384,932
    c Excess from 2011.... 916,609
    d Excess from 2012.... 196,657
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    MARYANNE MOTT
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ROXANNE TURNAGE
    469 BOHEMIAN HIGHWAY
    FREESTONE,CA954729579
    (707) 874-2942
    bThe form in which applications should be submitted and information and materials they should include:
    SEE STATEMENT 15
    cAny submission deadlines:
    SEE STATEMENT 15
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE STATEMENT 15
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLIANCE FOR HUMANE BIOTECHNOLOGY
    155 21ST AVE
    SAN FRANCISCO,CA94121     		NONE PC SYNTHETIC BIOLOGY CONFERENCE & STRATEGY 10,000
    AS YOU SOW
    1611 TELEGRAPH AVE
    OAKLAND,CA94612     		NONE PC NANOMATERIALS IN FOOD PROGRAM 35,000
    CENTER FOR THE STUDY OF THE AMERICAS (CENSA) ACCION POR LA BIODIVERSIDAD
    1442 WALNUT ST 405
    BERKELEY,CA94709     		NONE PC ACB: CLOC SOUTH AMERICAN SEED SCHOOL 41,000
    CENTER FOR EFFECTIVE GOVERNMENT
    1742 CONNECTICUT AVE NW
    WASHINGTON,DC200091199     		NONE PC GOVERNMENT TRANSPARENCY AND ACCOUNTABILITY 30,000
    CENTER FOR THE STUDY OF THE AMERICAS
    1442 WALNUT ST 405
    BERKELEY,CA94709     		NONE PC SOCLA: NORTH SOUTH EXCHANGES 10,000
    COMING CLEAN INC
    28 VERNON ST STE 434
    BRATTLEBORO,VT05301     		NONE PC COMING CLEAN NANOTECHNOLOGY PROJECT 40,000
    COMMUNITY ENVIRONMENTAL LEGAL DEFENSE
    2859 SCOTLAND ROAD
    CHAMBERSBURG,PA17201     		NONE PC GENERAL SUPPORT 50,000
    DESIS RISING UP & MOVING
    72-18 ROOSEVELT AVE
    JACKSON HEIGHTS,NY11372     		NONE PC COALITION NATIONAL SECURITY AND RIGHTS 20,000
    EARTHRIGHTS INTERNATIONAL
    1612 K STREET NW
    WASHINGTON,DC20006     		NONE PC LEGAL PROGRAM 40,000
    ECOLOGY ACTION MID PENINSULA-ECOPOL
    5798 RIDGEWOOD ROAD
    WILITS,CA95490     		NONE PC ECOPOL 20,850
    FRIENDS OF ETC
    331 W MAIN ST STE 307
    DURHAM,NC27701     		NONE PC BIOFUELWATCH US: GEOENGINEERING & SYNBIO CRITIQUES 20,000
    FRIENDS OF ETC
    331 W MAIN ST STE 307
    DURHAM,NC27701     		NONE PC COA: THE TERRITORIAL DEFENSE OF MAIZE 40,190
    FRIENDS OF ETC
    331 W MAIN ST STE 307
    DURHAM,NC27701     		NONE PC CECCAM: IN DEFENSE OF PEASANT SEEDS 20,000
    FIRST AMENDMENT COALITION
    534 FOURTH ST SUITE B
    SAN RAFAEL,CA94901     		NONE PC GENERAL SUPPORT 40,000
    FOUNDATION FOR NATIONAL PROGRESS
    222 SUTTER ST STE 600
    SAN FRANCISCO,CA94108     		NONE PC MOTHER JONES SYNTHETIC BIOLOGY REPORTING 25,000
    GLOBAL EXCHANGE
    2017 MISSION ST 2ND FLOOR
    SAN FRANCISCO,CA94110     		NONE PC CALIFORNIA RIGHTS BASED ORGANIZING 45,000
    INSTITUTE FOR FOOD AND DEVELOPMENT POLICY
    398 60TH STREET
    OAKLAND,CA94618     		NONE PC CNOP: OVERCOMING OBSTACLES TO SCALING UP AGROECOLOGY 45,000
    MARIN COMMUNITY FOUNDATION
    5 HAMILTON LANDING SUITE 200
    NOVATO,CA94949     		NONE DONOR ADVISED FUND DONATION TO THE TOP FUND - COUNCIL OF CANADIANS 85,000
    MARIN COMMUNITY FOUNDATION
    5 HAMILTON LANDING SUITE 200
    NOVATO,CA94949     		NONE DONOR ADVISED FUND DONATION TO THE TOP FUND - CENSA 82,345
    MARIN COMMUNITY FOUNDATION
    5 HAMILTON LANDING SUITE 200
    NOVATO,CA94949     		NONE DONOR ADVISED FUND DONATION TO THE TOP FUND 65,000
    MOVEMENT STRATEGY CENTER
    436 14TH STREET 5TH FLOOR
    OAKLAND,CA94612     		NONE PC MOVEMENT GENERATION:BUILDING LOCAL TO GLOBAL RESISTANCE TO SYNTHETIC BIOLOGY 28,000
    NATIONAL SECURITY ARCHIVE FUND INC
    2130 H STREET NW
    WASHINGTON,DC20037     		NONE PC AUDITS, ADVOCACY & LITIGATION 40,000
    PESTICIDE ACTION NETWORK
    49 POWELL STREET SUITE 500
    SAN FRANCISCO,CA94102     		NONE PC AGACCFEM: PROMOTING AGROECOLOGICAL SOLUTIONS IN WEST AFRICA 40,000
    PUBLIC CITIZEN
    215 PENNSYLVANIA AVE SE
    WASHINGTON,DC20003     		NONE PC GLOBAL TRADE WATCH 115,000
    TIDES CENTER
    PO BOX 29907
    SAN FRANCISCO,CA94129     		NONE PC CENTER FOR GENETICS & SOCIETY: SYNTHETIC BIOLOGY PROJECT 5,000
    UNIVERSITY OF MASSACHUSETTS FOUNDATION
    600 SUFFOLK ST 2ND FLOOR SOUTH
    LOWELL,MA10854     		NONE PC LOWELL CENTER: ADVANCING USE OF ALTERNATIVE ASSESSMENTS 25,052
    Total .................................bullet 3a 1,017,437
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 86  
    4 Dividends and interest from securities....     14 447,232  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 1,007,325  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,454,643 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,454,643
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN: 68-0049658
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES - 990PF REVIEW 1,280 0 0 1,280
    MFO MANAGEMENT FEES - ACCOUNTING 2,000 0 0 2,000
    OUTSIDE AUDITOR 9,500 0 0 9,500

    TY 2013 GeneralExplanationAttachment
    Name:
    WARSH MOTT LEGACY
    EIN: 68-0049658
    Identifier Return Reference Explanation
    STATEMENT REGARDING REIMBURSEMENT OF OFFICER/TRUSTEE COMPENSATION FORM 990PF, PAGE 1, PART I, LINE 13, COLUMN A THIS FOUNDATION SHARES FACILITIES AND PERSONNEL WITH ANOTHER PRIVATE FOUNDATION TO WHICH THIS FOUNDATION MAKES REIMBURSEMENT FOR ITS SHARE OF EXPENSES INCLUDING COMPENSATION. ALL COMPENSATION OF PERSONNEL IS REPORTED UNDER THE NAME AND FEDERAL IDENTIFICATION NUMBER OF THE OTHER FOUNDATION (FEI#95-3607882). ACCORDINGLY, OFFICER/TRUSTEE COMPENSATION HAS BEEN REPORTED IN FULL ON PART VIII OF THAT FOUNDATION'S FORM 990PF. IN ADDITION, THE REIMBURSEMENT IS ALSO BEING REPORTED ON THIS FORM 990PF, PART VIII:TOTAL REIMBURSEMENT REPORTED ON PART VIII 68,367 ========SIMILARLY, COMPENSATION OF ALL OTHER PERSONNEL IS REPORTED ON PART I TO THE EXTENT OF THE REIMBURSEMENT AS FOLLOWS:TOTAL REIMBURSEMENT REPORTED ON PART I, LINE 14, COLUMN A 149,049 =========
    EXPLANATION FOR DISTRIBUTION TO DONOR ADVISED FUND FORM 990PF, PAGE 5, PART VII-A, LINE 12 THE FOUNDATION HAS INCLUDED $232,345 IN ITS QUALIFIED EXPENDITURES FROMCONTRIBUTIONS TO THE MARIN COMMUNITY FOUNDATION (MARIN). MARIN WAS ESTABLISHED FOR THE PURPOSE OF ENGAGING IN NONPROFIT, CHARITABLE, ANDPHILANTHROPIC ACTIVITIES IN MARIN COUNTY, CALIFORNIA. THESE GOALS ARECONSISTENT WITH THE CHARITABLE PURPOSES DESCRIBED IN SECTION 170(C)(2)(B) FOR WHICH THE REPORTING FOUNDATION WAS ESTABLISHED. UNDER THE TERMS OF THE CONTRACT WITH MARIN, THE RECOMMENDATIONS OF THE REPORTING FOUNDATION ARE ADVISORY ONLY AND NOT BINDING ON THE TRUSTEES OF MARIN.
    GRANT APPLICATION SUBMISSION INFORMATION PART XV, LINES 2A THROUGH 2D NAME AND ADDRESS OF PERSON TO WHOM APPLICATIONS SHOULD BE SUBMITTED:-------------------------------------------------------------------ROXANNE TURNAGE469 BOHEMIAN HIGHWAYFREESTONE, CA 95472 TELEPHONE NUMBER707-874-2942FORM AND CONTENT OF APPLICATIONS--------------------------------REQUESTS FOR SUPPORT SHOULD BE MADE BY LETTER OF INQUIRY (LOI). LOIS SHOULD BE ADDRESSED TO INQUIRIES@CSFUND.ORG OR 469 BOHEMIAN HIGHWAY, FREESTONE CA 95472. THEY WILL BE ACKNOWLEDGED AS SOON AS POSSIBLE. LOIS SHOULD BE NO MORE THAN THREE PAGES IN LENGTH AND CONTAIN THE FOLLOWING INFORMATION:A CONTACT PERSON'S NAME, TITLE, MAILING ADDRESS, TELEPHONE, AND E-MAIL ADDRESSBASIC INFORMATION ABOUT THE ORGANIZATION, INCLUDING A BRIEF MISSION STATEMENT AND AN OVERVIEW OF CURRENT ACTIVITIESA DESCRIPTION OF THE ORGANIZATION'S APPROACH TO THE SPECIFIC PROBLEM BEING ADDRESSED AND PLANNED ACTIVITIES FOR THE FOLLOWING YEARA LINE ITEM BUDGET OF PROJECTED EXPENSES FOR THE ORGANIZATION AND PROJECT, IF APPLICABLEA LIST OF SECURED AND POTENTIAL FUNDING SOURCES (GRANTS RECEIVED, PROPOSALS PENDING, PLANNED SUBMISSIONS, EARNED INCOME, ETC.)PLEASE DO NOT INCLUDE BROCHURES, REPORTS, NEWS CLIPPINGS, CDS, DVDS, OR OTHER MATERIALS WITH LOIS. PLASTIC FOLDERS, BINDERS OR OTHER PRESENTATION MATERIALS ARE NOT NECESSARY. DUE TO THE HIGH NUMBER OF REQUESTS RECEIVED, WE ARE NOT ABLE TO TRANSLATE AND REVIEW LOIS SUBMITTED IN LANGUAGES OTHER THAN ENGLISH AND SPANISH. KINDLY REFRAIN FROM SENDING A FULL PROPOSAL UNLESS INVITED TO DO SO. IF YOUR ORGANIZATION OR PROJECT IS FOUND TO FALL WITHIN THE FOUNDATIONS' FUNDING PRIORITIES, A FULL PROPOSAL WILL BE INVITED. THE FOUNDATION PROVIDES GENERAL SUPPORT AND PROJECT SPECIFIC GRANTS. APPLICANT ORGANIZATIONS MUST BE CLASSIFIED AS A 501(C)(3) BY THE US INTERNAL REVENUE SERVICE. FOREIGN APPLICANTS SHOULD NOTE THAT THE FOUNDATION MAKES A VERY LIMITED NUMBER OF DIRECT GRANTS ABROAD (I.E., WITHOUT FISCAL SPONSORSHIP BY A US-BASED ORGANIZATION). THE FOUNDATION DOES NOT PROVIDE SUPPORT TO INDIVIDUALS, ENDOWMENTS, BOOKS, FILMS, OR DIRECT LOBBYING ACTIVITIES.ANY SUBMISSION DEADLINES------------------------THERE ARE NO DEADLINES FOR LETTERS OF INQUIRY THEY ARE ACCEPTED THROUGHOUT THE YEAR. PROPOSALS MUST BE RECEIVED BY THE FIRST MONDAY IN JANUARY FOR CONSIDERATION DURING THE SPRING GRANTMAKING CYCLE OR THE FIRST MONDAY IN AUGUST FOR CONSIDERATION DURING THE FALL GRANTMAKING CYCLE. FUNDING DECISIONS ARE MADE DURING BOARD MEETINGS GENERALLY HELD IN APRIL AND DECEMBER, RESPECTIVELY. RESTRICTIONS AND LIMITATIONS ON AWARDS--------------------------------------WARSH MOTT LEGACY IS CURRENTLY GRANTING IN THREE CATEGORIES, EACH ONE WITH A SPECIFIC EMPHASIS: FOOD SOVEREIGNTY RIGHTS AND GOVERNANCE EMERGING TECHNOLOGIESBOARD INITIATED GRANTS: OCCASIONALLY THE FOUNDATION MAY INTITIATE SUPPORT FOR PROJECTS THAT FALL OUTSIDE OF THE ESTABLISHED GUIDELINES.THE FOUNDATION IS CURRENTLY FUNDING IN THE FOLLOWING CATEGORIES:FOOD SOVEREIGNTY----------------GRANTMAKING IN THIS AREA IS FOCUSED ON PRESERVING NATIVE AND HEIRLOOM SEEDS, BUILDING HEALTHY AND FERTILE SOILS, AND PROTECTING AND RESTORING THE POPULATIONS AND DIVERSITY OF NATIVE POLLINATORS. THIS PROGRAM MAKES MOST OF ITS GRANTS TO ORGANIZATIONS IN THE GLOBAL SOUTH PROMOTING TRADITIONAL AGRICULTURAL KNOWLEDGE AND AGROECOLOGICAL PRACTICES.RIGHTS AND GOVERNANCE---------------------GRANTMAKING IN THIS AREA IS FOCUSED ON PROTECTING THE RIGHT TO DISSENT; MAKING THE FEDERAL GOVERNMENT MORE OPEN, EFFECTIVE, AND ACCOUNTABLE; ENSURING THAT US NATIONAL SECURITY POLICIES RESPECT THE RULE OF LAW; BUILDING A PROGRESSIVE MOVEMENT TO COUNTER CONSERVATIVE AND CORPORATE INFLUENCE IN THE COURTS; AND MAKING THE RULES OF INTERNATIONAL TRADE MORE DEMOCRATIC, JUST, AND SUSTAINABLE.EMERGING TECHNOLOGIES---------------------GRANTMAKING IN THIS AREA IS FOCUSED ON PROMOTING PRECAUTIONARY ASSESSMENT, REGULATION AND OVERSIGHT OF NANOTECHNOLOGY, SYNTHETIC BIOLOGY, AND GEOENGINEERING.

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    WARSH MOTT LEGACY
    EIN: 68-0049658
    Name of Bond End of Year Book Value End of Year Fair Market Value
    75950.585 SHS. BLACKROCK FLOATING RATE INCOME PORTFOLIO CL 797,485 786,089
    137408.935 SHS. VANGUARD ADMIRAL HIGH YIELD CORPORATE FD, 744,271 823,080
    111984.241 SHS VANGUARD ADMIRAL SHORT-TERM INVESTMENT GR, 1,183,893 1,199,351
    7411.757 VANGUARD ADMIRAL EUROPEAN STOCK INDEX FUND 520,938 512,449

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    WARSH MOTT LEGACY
    EIN: 68-0049658
    Name of Stock End of Year Book Value End of Year Fair Market Value
    1800.00 SHS. ABBOTT LABORATORIES, 33,779 74,862
    1950.00 SHS. ABBVIE INC 44,029 112,632
    0 SHS. AGRIUM INC 0 0
    600.00 SHS. AIR PRODUCTS AND CHEMICALS, INC., 47,721 78,108
    1250.00 SHS. AMERICAN EXPRESS COMPANY, 42,721 109,425
    500.00 SHS. ANADARKO PETROLEUM CORPORATION, 31,763 50,720
    1,330 SHS APPLE INC 102,043 133,998
    4268.231 SHS. ARIEL INVT TR APPRECIATION, 174,954 239,533
    2979.459 SHS. ARIEL INVT TR ARIEL FUND, 137,000 224,443
    0.00 SHS. AT&T INC., 0 0
    0.00 SHS. AUTODESK, INC., 0 0
    0.00 SHS. BARRICK GOLD CORPORATION, 0 0
    4400.00 SHS. BB&T CORPORATION, 143,027 163,724
    350.00 SHS. BLACKROCK INC, 62,932 114,912
    4049.451 SHS CALVERT SOCIAL INVESTMENT FUND EQUITY - A, 135,483 203,809
    2650.00 SHS. COCA-COLA COMPANY (THE), 66,733 113,049
    2700.00 SHS. COGNIZANT TECHNOLOGY SOLUTIONS, 92,755 120,879
    1200.00 SHS. CONOCOPHILLIPS, 49,904 91,824
    1400.00 SHS. CVS CAREMARK CORPORATION, 48,031 111,426
    0 SHS DARDEN RESTAURANTS 0 0
    4203.729 SHS. DOMINI SOCIAL EQUITY FUND, 116,434 200,476
    109781.36 SHS. DREYFUS TOTAL EMERGING MARKETS CL I, 1,326,594 1,318,474
    900.00 SHS. DISNEY (WALT) CO COM STK 58,035 80,127
    1600.00 SHS. E.I. DU PONT DE NEMOURS AND COMPANY, 61,597 114,816
    2250.00 SHS. EBAY INC., 120,044 127,418
    3800.00 SHS. EMC CORPORATION, 54,472 111,188
    1000.00 SHS. EOG RESOURCES, INC 84,725 99,020
    1600.00 SHS. EXPRESS SCRIPTS HOLDING COMPANY, 67,847 113,008
    1900.00 SHS. FRANKLIN RESOURCES, INC., 65,064 103,759
    00.00 SHS. FREEPORT-MCMORAN COPPER & GOLD INC., 0 0
    00.00 SHS. GOLDMAN SACHS GROUP INC 0 0
    1050.00 SHS. JOHNSON & JOHNSON, 64,065 111,920
    700 SHS. JONES LANG LASALLE INC COM 62,480 88,438
    1900.00 SHS. JP MORGAN CHASE & CO 92,502 114,456
    700 SHS. KANSAS CITY SOUTHERN 68,550 84,840
    2000 SHS LOWES COS INC COM 63,428 105,840
    750.00 SHS. MCDONALD'S CORPORATION, 56,654 71,108
    2000.00 SHS. MERCK & CO., INC., 65,258 118,560
    91237.1206198 SHS. MFO - NORTHPOINTE FUND A, 967,635 1,280,505
    28058.0880954 SHS. MFO - TOWLE FUND, 786,605 1,234,717
    18716.3459128 SHS. MFO - WESTFIELD FUND A, 796,439 1,345,162
    26713.25 SHS. MFO EQUITY FUND, 127,013 184,907
    2950 SHS MONDELEZ INTL INC CL A 95,117 101,082
    0.00 SHS. MOSAIC COMPANY, 0 0
    1050.00 SHS. NORFOLK SOUTHERN CORPORATION, 69,422 117,180
    2050.00 SHS. OLD DOMINION FGHT LINES INS 98,290 144,812
    3200.00 SHS. ORACLE CORP 120,582 122,496
    1300.00 SHS. PEPSICO, INC., 73,406 121,017
    800.00 SHS. PHILLIPS 66 70,291 65,048
    1341.00 SHS. PROCTER & GAMBLE COMPANY, THE, 76,589 112,295
    1200.00 SHS. QUALCOMM INCORPORATED, 41,251 89,724
    5850.00 SHS. REGAL ENTERTAINMENT GROUP, 91,177 116,298
    1000.00 SHS. SCHLUMBERGER LIMITED, 13,844 101,690
    9308.887 SHS SENTINEL SUSTAINABLE GROWTH OPPORTUNITIES, 123,729 181,151
    1200.00 SHS. STANLEY BLACK AND DECKER, INC., 77,683 106,548
    1300.00 SHS. STRYKER CORPORATION, 4,098 104,975
    56245.741 SHS. TEMPLETON INSTL. FOREIGN EQUITY FUND, 1,083,400 1,243,593
    85850.00 SHS. TIME WARNER INC 68,938 63,929
    1150.00 SHS. TJX COS INC NEW 70,402 68,046
    0.00 SHS. TRANSOCEAN LTD., 0 0
    3000.00 SHS. TWENTY-FIRST CENTURY FOX 97,437 102,870
    1900.00 SHS. TYCO INTERNATIONAL LTD., 33,214 84,683
    950.00 SHS. UNITED TECHNOLOGIES CORPORATION, 50,305 100,320
    11419.565 SHS VANGUARD INDEX FDS 500 ADMIRAL 1,654,284 2,078,247
    39211.912 SHS. VANGUARD INTL ADM EMERGING MKTS INDEX FD, 1,247,148 1,359,869
    8035.394 SHS. VANGUARD ADMIRAL REIT INDEX FUND, 577,516 818,244
    15298.045 SHS. VANGUARD FTSE SOCIAL INDEX FUND, 115,698 192,296
    1850.00 SHS. VERIZON COMMUNICATIONS INC., 58,471 92,482
    500.00 SHS. VISA INC CL A SHRS 107,165 106,685
    1550.00 SHS. WASTE MANAGEMENT INC., 51,289 73,672
    00.00 SHS. WEATHERFORD INTERNATIONAL LTD., 0 0
    78355.48 SHS. WORLD ASSET MGMT INTERNATIONAL FUND, 644,038 830,372
    4700.00 SHS. ARES CAPITAL CORPORATION, 304,892 75,952

    TY 2013 InvestmentsOtherSchedule2
    Name:
    WARSH MOTT LEGACY
    EIN: 68-0049658
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    60895.047 SHS TEMPLETON GLOBAL BOND FUND ADV CL FMV 798,956 805,033
    ARBORETUM VENTURES III FMV 139,982 104,759
    ARCHIPELAGO HLDGS LTD-OFFSHORE FMV 1,600,000 2,123,559
    BALTER LOND/SHORT EQUITY INSTITUTIONAL FUND FMV 300,000 297,015
    OTTER CREEK LONG/SHORT OPPORTUNITY FUND FMV 300,000 298,905
    ARTWORK FMV 50,075 130,000
    CROSSLINK VENTURES V L.P. FMV 273,289 265,390
    CROSSLINK VI VENTURE FUND FMV 74,943 117,112
    DRAPER FISHER JURVETSON GROWTH FUND LP FMV 410,159 915,357
    900000.00 SHS. INTEGRAL CAPITAL PARTNERS VI, FMV 54,235 58,617
    65497.601 SHS. STEELPATH MLP SELECT 40 CL A, FMV 621,818 894,042
    TGAP VENTURE CAPITAL FUND II, L.P. FMV 242,717 265,626
    TGAP VENTURE CAPITAL FUND, L.P. FMV 221,952 198,082
    0 SHS. VANGUARD ARBITRAGE FUND "I" SHARES, FMV 0 0

    TY 2013 OtherExpensesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN: 68-0049658
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT INTEREST FROM SCH. K-1 - ARBORETUM VENTURES III, L.P. 103 103 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - ARBORETUM VENTURES III, L.P. 3,446 3,446 0 0
    INVESTMENT INTEREST FROM SCH. K-1 - CROSSLINK VENTURES V, L.P. 90 90 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - CROSSLINK VENTURES V, L.P. 8,127 8,127 0 0
    INVESTMENT INTEREST FROM SCH. K-1 - CROSSLINK VENTURES VI, L.P. 116 116 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - CROSSLINK VENTURES VI, L.P. 1,633 1,633 0 0
    NON-DEDUCTIBLE EXP FROM SCH. K-1 - DRAPER FISHER JURVET 369 369 0 0
    INVESTMENT INTEREST FROM SCH. K-1 - DRAPER FISHER JURVET 12 12 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - DRAPER FISHER JURVET 14,631 14,631 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - INTEGRAL CAPITAL PARTNERS VI 101 101 0 0
    PORTFOLIO DEDUCTIONS FROM JOINT VENTURE - MFO NORTHPOINTE FUND A 9,219 9,219 0 0
    PORTFOLIO DEDUCTIONS FROM JOINT VENTURE - MFO TOWLE FUND 11,322 11,322 0 0
    PORTFOLIO DEDUCTIONS FROM JOINT VENTURE - MFO WESTFIELD FUND A 7,626 7,626 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - TGAP VENTURE CAPITAL FUND 5,167 5,167 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - TGAP VENTURE CAPITAL FUND II 6,691 6,691 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - WORLD ASSET MGMT. INTL. EQUITY FUND 2,011 2,011 0 0
    BANK FEES 182 0 0 182
    COMPUTER COSTS 2,039 0 0 2,039
    OFFICE SUPPLIES 2,274 0 0 2,274
    POSTAGE 948 0 0 948
    STATE FILING FEE 160 0 0 160
    TELEPHONE 1,156 0 0 1,156
    DUES & MEMBERSHIPS 2,464 0 0 2,464
    INSURANCE 5,534 0 0 5,534


    TY 2013 OtherLiabilitiesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN: 68-0049658
    Description Beginning of Year - Book Value End of Year - Book Value
    ADVANCE FROM CS FUND 25,000 0
    ARBORETUM VENTURES III-CAPITAL COMMITMENT 72,450 45,000
    CROSSLINK VENTURES V - CAPITAL COMMITMENT 107,382 107,382
    CROSSLINK VI VENTURE FUND - CAPITAL COMM. 23,008 13,008
    DFJ GROWTH FUND - CAPITAL COMMITMENT 20,687 0
    TGAP VENTURE CAPITAL - CAPITAL COMMITMENT 35,000 17,500
    TGAP VENTURE CAPITAL FUND II - CAP COMMIT 143,000 88,000


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN: 68-0049658
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MFO MANAGEMENT FEES - INVESTMENT 38,000 38,000 0 0
    PENSION ADMINISTRATION 4,662 30 0 4,632


    TY 2013 TaxesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN: 68-0049658
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 27,000 0 0 0
    FOREIGN TAXES WITHHELD 10,802 10,802 0 0
    FOREIGN TAXES - MFO EQUITY FUND 17 17 0 0
    PAYROLL TAXES 16,942 96 0 16,846