Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
SMBC GLOBAL FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)277 PARK AVENUE 5TH FLOOR   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10172
A Employer identification number

13-3766226
B Telephone number (see instructions)

(212) 224-4440
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$15,413,389J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule)..............  
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 346,544 346,544  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 367,262
b Gross sales price for all assets on line 6a 748,645
7 Capital gain net income (from Part IV, line 2)... 367,262
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 713,806 713,806  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 22,700 2,270   20,430
c Other professional fees (attach schedule).... Click to see attachment 260,340 69,817   190,523
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 13,072 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,279 0   1,279
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 297,391 72,087   212,232
25 Contributions, gifts, grants paid........ 528,833 555,157
26 Total expenses and disbursements. Add lines 24 and 25 826,224 72,087   767,389
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -112,418
b Net investment income (if negative, enter -0-) 641,719
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 268,523 157,552 157,552
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 1,031 126 126
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 8,039,055 Click to see attachment8,171,047 8,171,047
c Investments—corporate bonds (attach schedule)........ 6,704,480 Click to see attachment7,084,664 7,084,664
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 15,013,089 15,413,389 15,413,389
Liabilities 17 Accounts payable and accrued expenses.......... 22,000 22,700
18 Grants payable.................. 35,000  
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 57,000 22,700
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted................... 14,956,089 15,390,689
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)...... 14,956,089 15,390,689
31 Total liabilities and net assets/fund balances (see instructions).. 15,013,089 15,413,389
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 14,956,089
2 Enter amount from Part I, line 27a..................... 2 -112,418
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 547,018
4 Add lines 1, 2, and 3.......................... 4 15,390,689
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 15,390,689
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
b CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
c CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
d CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
e CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 300,000   143,533 156,467
b 200,000   99,075 100,925
c 200,000   106,494 93,506
d 2,507   1,127 1,380
e 2,429   1,088 1,341
2,538   1,214 1,324
2,482   1,229 1,253
2,608   1,264 1,344
2,540   1,271 1,269
2,480   1,224 1,256
2,508   1,267 1,241
2,417   1,287 1,130
2,502   1,326 1,176
2,259   1,195 1,064
2,417   1,333 1,084
1,575   1,471 104
1,434   1,325 109
1,589   1,478 111
1,548   1,428 120
1,613   1,471 142
1,564   1,434 130
1,614   1,483 131
1,626   1,479 147
1,563   1,447 116
1,624   1,493 131
1,580   1,442 138
1,628   1,505 123
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       156,467
b       100,925
c       93,506
d       1,380
e       1,341
      1,324
      1,253
      1,344
      1,269
      1,256
      1,241
      1,130
      1,176
      1,064
      1,084
      104
      109
      111
      120
      142
      130
      131
      147
      116
      131
      138
      123
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 367,262
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 719,254 14,230,674 0.050543
2012 546,047 13,319,903 0.040995
2011 651,249 13,196,095 0.049352
2010 604,568 12,654,697 0.047774
2009 691,325 11,209,733 0.061672
2 Total of line 1, column (d) ...................... 2 0.250336
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.050067
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 15,106,576
5 Multiply line 4 by line 3....................... 5 756,341
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 6,417
7 Add lines 5 and 6......................... 7 762,758
8 Enter qualifying distributions from Part XII, line 4.............. 8 767,389
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 6,417
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 6,417
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 6,417
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 13,430
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 13,430
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 7,013
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet7,013 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY, DE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.SMBCGROUP.COM
    14
    The books are in care ofbulletMR KEI UEDA Telephone no.bullet (212) 224-4915
    Located atbulletSMBC 277 PARK AVENUENYNY ZIP+4bullet10172
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    HOWARD TIEGEL DIRECTOR
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    JANE HUTTA SECRETARY
    1.00     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    KEI UEDA TREASURER
    1.00     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    KOICHI NODA DIRECTOR
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    OSAMU YOSHIDA ASSISTANT TREASURER
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    RYOJI SATO DIRECTOR/PRESIDENT
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    WILLIAM HANEY DIRECTOR
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    15,124,661
    b
    Average of monthly cash balances.......................
    1b
    211,838
    c
    Fair market value of all other assets (see instructions)................
    1c
    126
    d
    Total (add lines 1a, b, and c).........................
    1d
    15,336,625
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    15,336,625
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    230,049
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    15,106,576
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    755,329
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    755,329
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    6,417
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    6,417
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    748,912
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    748,912
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    748,912
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    767,389
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    767,389
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    6,417
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    760,972
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 748,912
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 48,089
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009.......  
    b From 2010.......  
    c From 2011.......  
    d From 2012.......  
    e From 2013.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 767,389
    a Applied to 2013, but not more than line 2a 48,089
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 719,300
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2014. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		29,612
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2010....  
    b Excess from 2011....  
    c Excess from 2012....  
    d Excess from 2013....  
    e Excess from 2014....  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PRESIDENT SMBC GLOBAL FOUNDATIONINC
    277 PARK AVENUE
    NEW YORK,NY10172
    (212) 224-4440
    bThe form in which applications should be submitted and information and materials they should include:
    THERE IS NO REQUIRED FORM IN WHICH APPLICATIONS FOR SUCH GRANTS SHOULD BE SUBMITTED. GRANT REQUESTS SHOULD INCLUDE THE FOLLOWING INFORMATION: A DESCRIPTION OF THE ORGANIZATION, ITS HISTORY AND OVERALL PURPOSES; THE SPECIFIC PURPOSE FOR THE GRANT REQUEST, EXPLANATION OF NEED AND AMOUNT OF CASH REQUESTED; CURRENT FINANCIAL STATEMENTS, AND A DETAILED BUDGET SHOWING HOW THE GRANT WOULD BE USED; SOURCES AND STATUS OF OTHER FUNDING; LISTS OF KEY PERSONNEL AND QUALIFICATIONS OF THE ORGANIZATIONS STAFF; AND EVIDENCE OF THE ORGANIZATIONS TAX-EXEMPT STATUS.
    cAny submission deadlines:
    THERE ARE NO SUBMISSION DEADLINES
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SMBC GLOBAL FOUNDATION, INC. DOES NOT RESTRICT GRANTS BY GEOGRAPHICAL AREAS. THE FOUNDATION ONLY GIVES TO INSTITUTIONS WITHIN THE UNITED STATES WHICH ARE TAX-EXEMPT UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE, AND ONLY FOR 501(C)(3) PURPOSES OUTSIDE THE UNITED STATES. IT PROVIDES GRANTS TO PROGRAMS THAT PROVIDE SCHOLARSHIPS AND OTHER EDUCATIONAL ASSISTANCE TO AID DESERVING INDIVIDUALS IN FURTHERING THEIR EDUCATIONAL GOALS; TO PROVIDE FINANCIAL ASSISTANCE TO SCHOOLS, COLLEGES, UNIVERSITIES AND OTHER EDUCATIONAL ORGANIZATIONS; TO ASSIST THEM IN CARRYING OUT THEIR EDUCATIONAL ACTIVITIES; TO AID COMMUNITIES IN MEETING CREDIT NEEDS; TO ASSIST ORGANIZATIONS DEDICATED TO PUBLIC HEALTH; TO ASSIST ORGANIZATIONS COMMITTED TO COMMUNITY SERVICE AND TO THE PROVISION OF SOCIAL SERVICES TO THOSE IN NEED, AND TO ENCOURAGE INDIVIDUALS TO SERVE THEIR COMMUNITY; AND TO PROMOTE THE ARTS BY PROVIDING FINANCIAL ASSISTANCE TO ORGANIZATIONS DEDICATED TO ADVANCING CULTURE AND THE ARTS.
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PRESIDENT SMBC GLOBAL FOUNDATIONINC
    277 PARK AVENUE
    NEW YORK,NY10172
    (212) 224-4440
    bThe form in which applications should be submitted and information and materials they should include:
    A REGISTRATION FORM IS REQUIRED. THERE ARE TWO PARTS TO THE REGISTRATION FORM. THE FIRST PART IS COMPLETED BY THE EMPLOYEE NOTIFYING THE FOUNDATION OF THE AMOUNT OF THE DONATION, THE NAME OF THE 501(C)(3) CHARITABLE ORGANIZATION AND THE TAX DEDUCTIBLE PORTION OF THE DONATION. THE FORM IS THEN MAILED TO THE ORGANIZATION. THE SECOND PART IS COMPLETED BY CHARITABLE ORGANIZATION THAT RECEIVED THE DONATION. THE CHARITABLE ORGANIZATION CONFIRMS THAT IT RECEIVED THE EMPLOYEES DONATION AND RETURNS IT TO THE FOUNDATION. THE RECIPIENT CHARITY MUST HAVE TAX-EXEMPT STATUS AS RECOGNIZED BY THE IRC SECTION 501(C)(3) IN ORDER TO BE ELIGIBLE TO RECEIVE A MATCHING DONATION AND MUST PROVIDE PROOF OF TAX-EXEMPT STATUS.
    cAny submission deadlines:
    THE SUBMISSION DEADLINE IS SET ANNUALLY IN DECEMBER TO ALLOW SUFFICIENT TIME FOR PROCESSING
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE MAXIMUM AMOUNT DONATED PER EMPLOYEE PER YEAR IS LIMITED TO $1,000, AND THE MINIMUM FOR MATCHING FUNDS IS $25. IN 2014, THE FOUNDATION MADE DONATIONS TOTALING $40,000 RELATING TO THIS PROGRAM. THE FOUNDATION RESERVES THE RIGHT TO REFUSE TO MATCH EMPLOYEE DONATIONS GIVEN TO A NON 501(C)(3) TAX-EXEMPT CHARITIES, ADVOCACY, RELIGIOUS AND POLITICAL GROUPS, OR ORGANIZATIONS THAT SUPPORT BIASED OR DISCRIMINATORY POLICIES. PAYMENTS TO AN ORGANIZATION OR INSTITUTION THAT ARE MADE IN CONSEQUENCE OF, OR LEAD TO, A DIRECT MATERIAL BENEFIT (SUCH AS GOODS AND SERVICES OF MORE THAN A NOMINAL VALUE) TO THE DONOR OR A MEMBER OF HIS OR HER FAMILY, OR AN INDIVIDUAL DESIGNATED BY THE DONOR, ARE NOT ELIGIBLE TO BE MATCHED BY GRANTS FROM THE FOUNDATION. THE FOUNDATION WILL ONLY MATCH THE PORTION OF AN EMPLOYEES TOTAL CONTRIBUTION THAT IS FULLY TAX-DEDUCTIBLE UNDER U.S. LAW.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A LIFE A TIME FOUNDATION
    3446 PELHAM ROAD
    TOLEDO,OH43606     		NONE PC TO PROVIDE LOVING AND COMPASSIONATE HELP TO THE ORPHANED AND IMPROVERISHED CHILDREN IN CHINA, AND TO SHOW THE WORLD THAT EVERY CHILD, REGARDLESS OF THEIR RACE, CREED, GENDER AND RELIGION, DESERVES TO EXPERIENCE LOVE AND BE TREATED WITH DIGNITY AND CARE 601
    ALS ASSOCIATION
    42 BROADWAY SUITE 1724
    NEW YORK,NY10004     		NONE PC TO LEAD THE FIGHT TO CURE AND TREAT ALS THROUGH GLOBAL, CUTTING EDGE RESEARCH AND TO EMPOWER PEOPLE WITH LOU GEHRIG'S DISEASE AND THEIR FAMILIES TO LIVE FULLER LIVES BY PROVIDING THEM WITH CARE AND SUPPORT 50
    ALS ASSOCIATION
    1275 K STREET NW SUITE 250
    WASHINGTON,DC20005     		NONE PC TO LEAD THE FIGHT TO CURE AND TREAT ALS THROUGH GLOBAL, CUTTING EDGE RESEARCH AND TO EMPOWER PEOPLE WITH LOU GEHRIG'S DISEASE AND THEIR FAMILIES TO LIVE FULLER LIVES BY PROVIDING THEM WITH CARE AND SUPPORT 35
    AMERICAN CANCER SOCIETY
    250 WILLIAMS STREET 4TH FLOOR
    ATLANTA,GA30303     		NONE PC IN SUPPORT OF THE ORGANIZATION'S CANCER RESEARCH, PUBLIC EDUCATION, AND SERVICES FOR CANCER PATIENTS 140
    AMERICAN COUNCIL OF THE ASIAN CHRISTIAN ACADEMY INC
    1216 ROONEY LANE
    CARROLLTON,TX75007     		NONE PC TO SUPPORT THE ASIAN CHRISTIAN ACADEMY OF INDIA 800
    AMERICAN HEART ASSOCIATION
    7272 GREENVILLE AVENUE
    DALLAS,TX75231     		NONE PC TO BUILD HEALTHIER LIVES FREE OF CARDIOVASCULAR DISEASE AND STROKE, AMERICA'S NO. 1 AND NO. 3 KILLERS 125
    ANANDA MARGA UNIVERSAL RELIEF TEAM INC
    2502 LINDLEY TERRACE
    ROCKVILLE,MD20850     		NONE PC TO HELP PEOPLE PROCURE THE BASIC NECESSITIES OF LIFE: SHELTER, HEALTHY FOOD AND WATER, EDUCATION, HEALTH AWARENESS AND INCOME GENERATING CAPACITY 500
    ANJUMAN WALILFA SADAAT O MOMINEEN NA
    1 PRESIDENTIAL DRIVE
    PLAINVIEW,NY11803     		NONE PC TO PROVIDE INTEREST FREE LOAN ASSISTANCE TO NEEDY STUDENTS 1,000
    AVON FOUNDATION
    1 AVON PLAZA
    RYE,NY10580     		NONE PC TO IMPROVE THE LIVES OF WOMEN AND IT CURRENTLY BRINGS THIS MISSION TO LIFE THROUGH ITS COMMITMENT TO TWO KEY PHILANTHROPIC CAUSES - BREAST CANCER AND DOMESTIC VIOLENCE. 1,221
    BABSON COLLEGE
    231 FOREST STREET
    BABSO PARK,MA02457     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 500
    BAL JAGAT-CHILDREN'S WORLD
    5199 E PACIFIC COAST HWY 204
    LONG BEACH,CA90804     		NONE PC IN SUPPORT OF THE ORGANIZATION'S ACTIVITIES IN PROVIDING ADOPTION ASSISTANCE. 200
    BEACON HIGH SCHOOL PARENTS ASSOC
    227 WEST 61ST STREET
    NEW YORK,NY10023     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 500
    BIG BROTHERS BIG SISTERS NYC
    223 E 30TH STREET
    NEW YORK,NY100168203     		NONE PC TO PROVIDE CHILDREN FACING ADVERSITY IN NEW YORK CITY WITH STRONG AND ENDURING, PROFESSIONALLY SUPPORTED ONE-TO-ONE MENTORING RELATIONSHIPS WITH ADULTS THAT CHANGE THEIR LIVES FOR THE BETTER, FOREVER. TO INSPIRE POSITIVE CHANGE IN ALL. 50
    BIKE TO THE BEACH
    1328 VERMONT AVE NW
    WASHINGTON,DC20005     		NONE PC FOR EDUCATIONAL, CHARITABLE AND SOCIAL PURPOSES TO RAISE MONEY AND AWARENESS FOR AN ANNUALLY DETERMINED CHARITABLE CAUSE 25
    BOSTON HIGACHI SCHOOL
    800 NORTH MAIN STREET
    RANDOLPH,MA02368     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    BRYANT UNIVERSITY
    1150 DOUGLAS PIKE
    SMITHFIELD,RI02917     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 500
    CARLETON COLLEGE
    ONE NORTH COLLEGE STREET
    NORTHFIELD,MN55057     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 550
    CARNEGIE MELLON UNIVERSITY
    5000 FORBES AVENUE
    PITTSBURGH,PA15213     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    CATALYST INC
    120 WALL STREET 15TH FLOOR
    NEW YORK,NY10005     		NONE PC FOR MEMBERSHIP TO THE ORGANIZATION AND SUPPORT OF ITS GENERAL ACTIVITIES 40,000
    CHAMINADE DEVELOPMENT FUND
    340 JACKSON AVENUE
    MINEOLA,NY11501     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    CHATHAM CONSERVATION FOUNDATION INC
    104 CROWELL ROAD
    CHATHAM,MA02633     		NONE PC TO SUPPORT CONSERVATION, OPEN SPACE AND RECREATION. 1,000
    CHINESE-AMERICAN PLANNING COUNCIL INC
    150 ELIZABETH STREET
    NEW YORK,NY10012     		NONE PC TO IMPROVE THE LIVES OF CHINESE-AMERICANS IN NYC BY PROVIDING ACCESS TO SERVICES, SKILLS AND RESOURCES TOWARD THE GOAL OF ECONOMIC SELF SUFFICIENCY AND INTEGRATION INTO THE AMERICAN MAINSTREAM. 115
    CHRISTIAN HERALD ASSOCIATION INC DBA THE BOWERY MISSION
    132 MADISON AVENUE
    NEW YORK,NY100167004     		NONE PC PROGRAMS FOR HOMELESS AND POOR 100
    CHURCH OF ST STEPHEN OF HUNGARY SCHOOL
    408 E 82ND STREET
    NEW YORK,NY10028     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 100
    COLUMBIA UNIVERSITY
    615 WEST 131ST ST MC 8741
    NEW YORK,NY100277922     		NONE PC IN SUPPORT OF THE EDUCATIONAL AND CULTURAL ACTIVITIES OF THE CENTER ON JAPANESE ECONOMY AND BUSINESS 25,000
    COLUMBIA UNIVERSITY
    622 WEST 113TH STREET MAIL CODE
    4524
    NEW YORK,NY10025     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    COLUMBIA UNIVERSITY BUSINESS SCHOOL
    3022 BROADWAY
    NEW YORK,NY10027     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 50
    COMMUNITY FOUNDATION OF NORTHEAST IOWA
    425 CEDAR STREET STE 310
    WATERLOO,IA50701     		NONE PC TO BENEFIT CHARITABLE CAUSES, SERVES IN A LEADERSHIP ROLE TO CONVENE, EXAMINE AND DETERMINE COMMUNITY NEEDS AND FACILITATES THE DEVELOPMENT OF SOLUTIONS TO COMMUNITY PROBLEMS 1,000
    CONNECTICUT COLLEGE
    270 MOHEGAN AVENUE BECKER HOUSE
    NEW LONDON,CT06320     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 150
    CROWN ADVANCEMENT CENTER
    10405 GLENWOOD RD
    BROOKLYN,NY11236     		NONE PC IN SUPPORT OF THE ORGANIZATION'S COMMUNITY ACTIVITIES WHICH ATTEND TO THE NEEDS OF FAMILY 1,000
    DAV CHARITABLE SERVICE TRUST
    3725 ALEXANDRIA PIKE
    COLD SPRING,KY41076     		NONE PC TO EMPOWER VETERANS TO LEAD HIGH-QUALITY LIVES WITH RESPECT AND DIGNITY 50
    DIRECT RELIEF INTERNATIONAL
    27 SOUTH LA PATERA LANE
    GOLETA,CA93117     		NONE PC TO IMPROVE THE HEALTH AND LIVES OF PEOPLE AFFECTED BY POVERTY OR EMERGENCY SITUATIONS 50
    EAST SIDE MIDDLE SCHOOL
    331 E 91ST STREET
    NEW YORK,NY10128     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 500
    ENVIRONMENTAL DEFENSE FUND INC
    257 PARK AVENUE SOUTH 16TH FLOOR
    NEW YORK,NY10010     		NONE PC TO PRESERVE THE NATURAL SYSTEMS ON WHICH ALL LIFE DEPENDS GUIDED BY SCIENCE AND ECONOMICS, WE FIND PRACTICAL AND LASTING SOLUTIONSL TO THE MOST SERIOUS ENVIORNMENTAL PROBLEMS. 1,000
    EPIPHANY SCHOOL FOUNDATION INC
    234 E 22ND STREET
    NEW YORK,NY100105601     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    FDA (FREDERICK DOUGLASS ACADEMY)
    2581 ADAM CLAYTON POWELL JR BLVD
    NEW YORK,NY10039     		NONE PC JAPAN TRIP PROGRAM FOR JAPANESE LANGUAGE STUDENTS AND CHAPERONES AT FDA. 35,000
    FOOD BANK FOR NEW YORK CITY
    39 BROADWAY 10TH FLOOR
    NEW YORK,NY10006     		NONE PC TO END HUNGER BY ORGANIZING FOOD, INFORMATION AND SUPPORT FOR COMMUNITY SURVIVAL AND DIGNITY 1,000
    FOUNDATION OF THE STATE UNIVERSITY OF NY AT BINGHAMTON
    P O BOX 6005
    BINGHAMTON,NY139026005     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 150
    FRIENDS OF ELYSIAN CHARTER SCHOOL
    301 GARDEN STREET
    HOBOKEN,NJ07030     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    GAY MEN'S HEALTH CRISIS
    446 W 3RD STREET
    NEW YORK,NY10001     		NONE PC TO END THE AIDS EPIDEMIC AND UPLIFT THE LIVES OF ALL AFFECTED 50
    GEORGETOWN UNIVERSITY
    3700 O STREET NW
    WASHINGTON,DC20057     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 50
    GIFT OF LIFE INTERNATIONAL
    475 NORTHERN BOULEVARD SUITE 25
    GREAT NECK,NY110214802     		NONE PC TO PROVIDE HOPE TO CHILDREN FORM DEVELOPING COUNTRIES WHO SUFFER FROM HEART DISEASE REGARDLESS OF THEIR GENDER, CREED OR NATIONAL ORIGIN 500
    GLEN RIDGE EDUCATIONAL FOUNDATION
    P O BOX 8063
    GLEN RIDGE,NJ07028     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    GUIDING EYES FOR THE BLIND
    611 GRANITE SPRINGS ROAD
    YORKTOWN HEIGHTS,NY10598     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR ENRICHING THE LIVES OF BLIND AND VISUALLY IMPAIRED MEN AND WOMEN. 50
    HAMILTON MADISON HOUSE INC
    253 SOUTH STREET
    NEW YORK,NY10002     		NONE PC IN SUPPORT OF ITS THIRD ANNUAL BENEFIT DINNER PARTY FOR THE JAPANESE MENTAL HEALTH CLINIC AS A SILVER SPONSOR 6,000
    HARVARD UNIVERSITY
    124 MT AUBURN STREET SUITE 430
    NORTH
    CAMBRIDGE,MA02138     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 100
    HITOTSUBASHI UNIVERSITY
    2-1 NAKA KUNITACHI-SHI
    TOKYO   186-8601
    JA     		NONE NC IN SUPPORT OF THE HITOTSUBASHI UNIVERSITY FUND 19,993
    HOBOKEN VOLUNTEER AMBULANCE CORPS
    707 CLINTON STREET
    HOBOKEN,NJ07030     		NONE PC TO PROVIDE QUALITY EMERGENCY MEDICAL SERVICES TO HOBOKEN AT NO COST 50
    IIE (INSTITUTE OF INTERNATIONAL EDUCATION)
    809 UNITED NATIONS PLAZA
    NEW YORK,NY10017     		NONE PC TO ADMINISTER SMBC GLOBAL FOUNDATION INC'S ASIAN SCHOLARSHIP PROGRAM 85,212
    IOLA FOUNDATIONIT GETS BETTER
    8315 BEVERLY BLVD STE 101
    LOS ANGELES,CA90048     		NONE PC TO HELP YOUNG PEOPLE WHO ARE LESBIAN, GAY, BISEXUAL AND TRANSGENDER SEE THAT LOVE AND HAPPINESS CAN BE A REALITY IN THEIR FUTURE. 750
    IUC (INTER-UNIVERSITY CENTER FOR JAPANESE STUDIES - STANFORD UNIVERSITY)
    3145 PORTER DRIVE
    PALO ALTO,CA94304     		NONE PC IN SUPPORT OF THE ACTIVITIES OF INTER-UNIVERSITY CENTER FOR JAPANESE LANGUAGE STUDIES. 20,000
    JAPAN AMERICA SOCIETY OF SOUTHERN CALIFORNIA (JASSC)
    1411 WEST 190TH STREET SUITE 380
    GARDENA,CA902484361     		NONE PC IN SUPPORT OF ITS FUKUSHIMA YOUTH CULTURAL EXCHANGE PROGRAM (FYCEP) 5,000
    JAPAN DAY INC
    399 PARK AVENUE
    NEW YORK,NY10022     		DIRECTOR: MR KOICHI NODA, TREASURER: MR. KEI UEDA PC IN SUPPORT OF ITS CULTURAL ACTIVITIES 50,000
    JEI (JAPANESE EDUCATIONAL INSTITUTION)
    150 PURCHASE STREET SUITE 11R
    RYE,NY10580     		DIRECTOR: MR KOICHI NODA, TREASURER: MR. KEI UEDA PC IN SUPPORT OF THE SCHOLARSHIP PROGRAM FOR THE BENEFIT OF INDIVIDUALS ATTENDING THE WEEKEND PROGRAMS 10,000
    JEI (JAPANESE EDUCATIONAL INSTITUTION)
    150 PURCHASE STREET SUITE 11R
    RYE,NY10580     		DIRECTOR: MR KOICHI NODA, TREASURER: MR. KEI UEDA PC IN SUPPORT OF MAINTAINING THE QUALITY OF JAPANESE EDUCATION 10,000
    JERSEY CITY FREE PUBLIC LIBRARY FOUNDATION INC
    472 JERSEY AVENUE
    JERSEY CITY,NJ07302     		NONE PC IN SUPPORT OF ITS RESTORATION AND RENOVATION OF ITS LIBRARY 5,000
    JEWISH HERITAGE PROGRAM
    4037 PINE STREET
    PHILADELPHIA,PA19104     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S JEWISH YOUTH EDUCATIONAL ACTIVITIES 1,000
    LA ESPERANZA THE HOPE OF THE PIONEER VALLEY
    602 DWIGHT STREET
    HOLYOKE,MA01040     		NONE PC IN SUPPORT OF THE ORGANIZATION'S COMMUNITY ACTIVITIES IN PROVIDING PREVENTION/EARLY DETECTION EDUCATION IN A WHOLE HEALTH CONTEXT TO LATINOS AND PROMOTING ADVOCACY SUPPORT. 1,000
    LE ZION B'RINA INSTITUTE
    639 EAST 2ND STREET SUITE 3R
    BROOKLYN,NY11218     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    LESBIAN AND GAY COMMUNITY SERVICES CENTER INC
    208 W 13TH STREET
    NEW YORK,NY10011     		NONE PC IN SUPPORT OF INDIVIDUALS AND GROUPS IN NEED; EDUCATES THE PUBLIC AND LCBT COMMUNITY; AND EMPOWERS INDIVIDUALS AND GROUPS TO ACHIEVE THEIR FULLEST POTENTIAL. 25
    LEUKEMIA & LYMPHOMA SOCIETY
    401 HARRISON OAKS BLVD STE 200
    CARY,NC27513     		NONE PC IN SUPPORT OF THE ORGANIZAITON'S SERVICE FOR RESEARCHING THE CURE FOR LEUKEMIA& LYMPHOMA, HODGKIN'S DISEASE AND MYELOMA. 250
    LEUKEMIA & LYMPHOMA SOCIETY
    1311 MAMARONECK AVENUE 310
    WHITE PLAINS,NY10605     		NONE PC IN SUPPORT OF THE ORGANIZAITON'S SERVICE FOR RESEARCHING THE CURE FOR LEUKEMIA& LYMPHOMA, HODGKIN'S DISEASE AND MYELOMA. 100
    LONG ISLAND LUTHERAN MIDDLE & HIGH SCHOOL
    131 BROOKVILLE ROAD
    BROOKVILLE,NY11545     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 50
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    1275 YORK AVENUE
    NEW YORK,NY10065     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR PREVENTING AND RESEARCHING THE CURE FOR CANCER 250
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    12 YORK AVENUE
    NEW YORK,NY10065     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR PREVENTING AND RESEARCHING THE CURE FOR CANCER 250
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    633 THIRD AVENUE 28TH FLOOR
    NEW YORK,NY10017     		NONE PC " IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR PREVENTING AND RESEARCHING THE CURE FOR CANCER " 200
    MIGHTY MUTTS INC
    PO BOX 140139
    BROOKLYN,NY11214     		NONE PC ANIMAL RESCUE AND SHELTER 1,000
    MNSPTA INC
    311 EAST 82ND STREET
    NEW YORK,NY10028     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,750
    MONSIGNOR SCANLAN HIGH SCHOOL
    915 HUTCHINSON RIVER PARKWAY
    BRONX,NY10465     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 100
    MOVEMBER
    8559 HIGUERA STREET
    CULVER CITY,CA90232     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S ACTIVITIES IN RAISING AWARENESS FOR MEN'S HEALTH ISSUES, SPECIFICALLY PROSTATE AND TESTICULAR CANCER INITIATIVES. 50
    MTC (MANHATTAN THEATER CLUB)
    311 WEST 43RD ST 8TH FL
    NEW YORK,NY10036     		DIRECTOR: MR KOICHI NODA PC IN SUPPORT OF MTC'S 2014 BENEFIT FUNDRAISER 50,000
    MTC (MANHATTAN THEATER CLUB)
    311 WEST 43RD ST 8TH FL
    NEW YORK,NY10036     		DIRECTOR: MR KOICHI NODA PC IN SUPPORT OF MTC'S 2014 BENEFIT FUNDRAISER 30,000
    NATIONAL CENTER FOR LEARNING DISABILITIES
    32 LAIGHT ST 2ND FLOOR
    NEW YORK,NY10013     		DIRECTOR: WILLIAM HANEY PC TO IMPROVE THE LIVES OF 1 IN 5 INDIVIDUALS NATIONWIDE WITH LEARNING DISABILITIES 1,000
    NATIONAL PARKS CONSERVATION ASSOCIATION
    777 6TH STREET NW SUITE 700
    WASHINGTON,DC20001     		NONE PC TO SUPPORT AND ADDRESS THE MAJOR THREATS FACING THE NATIONAL PARK SYSTEM. 25
    NEW YORK CARES
    116 E 16TH STREET 6TH FLOOR
    NEW YORK,NY100032112     		NONE PC IN SUPPORT OF RELIEF EFFORTS AND PROGRAMS IN 2014 25,000
    NEW YORK UNIVERSITY
    726 BROADWAY 9TH FLOOR
    NEW YORK,NY100039580     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 500
    NORTHERN NEW JERSEY COUNCIL -BOY SCOUTS OF AMERICA
    25 RAMAPO VALLEY ROAD
    OAKLAND,NJ07436     		NONE PC TO PREPARE YOUNG PEOPLE TO MAKE ETHICAL CHOUICES OVER THEIR LIFETIME BY INSTILING IN THEM THE VALUES OF THE SCOUT OATH AND LAW. 500
    NOTRE DAME HIGH SCHOOL
    1400 MAPLE AVENUE
    ELMIRA,NY14905     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 150
    PARENT'S ASSOCIATION OF STUYVESANT HIGH SCHOOL
    345 CHAMBERS STREET ROOM 271
    NEW YORK,NY10282     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 200
    PLIMOTH PLANTATION INC
    137 WARREN AVENUE
    PLYMOUTH,MA023602429     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 100
    PROJECT HARMONY INC
    216 WEST 122ND STREET
    NEW YORK,NY10027     		NONE PC IN SUPPORT OF THE ORGANIZATIONS' ACTIVITIES OF COMMUNITY SERVICES IN SELF-HELP PROGRAMS, ECONOMIC DEVELOPMENT, ENVIRONMENTAL EDUCATION, TUTORING UNDERSERVED YOUTH, TREE-PRUNING AND URBAN FORESTRY PROJECTS, AND MORE. 500
    PROVIDENCE REST
    3304 WATERBURY AVENUE
    BRONX,NY10465     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RENDERING INPATIENT MEDICAL CARE TO THE AGED. 100
    QUEEN OF PEACE HIGH SCHOOL
    191 RUTHERFORD PLACE
    NORTH ARLINGTON,NJ07031     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    RONALD MCDONALD HOUSE NY
    405 EAST 73RD STREET
    NEW YORK,NY10021     		NONE PC IN SUPPORT OF ITS "SKATE WITH THE GREATS" FUNDRAISING BENEFIT 2,500
    SAINT FRANCIS UNIVERSITY
    PO BOX 600
    LORETTO,PA15940     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    SAN MARINO SCHOOLS FOUNDATION
    1665 WEST DRIVE
    SAN MARINO,CA91108     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    SAVE THE CHILDREN FEDERATION INC
    54 WILTON ROAD
    WESTPORT,CT06880     		NONE PC IN SUPPORT OF THE ORGANIZATION'S GENERAL OPERATION 590
    SOMERSET MEDICAL CENTER FOUNDATION
    110 REHILL AVENUE
    SOMERVILLE,NJ08876     		NONE PC TO SUPPORT THE CHARITABLE PURPOSES, PROGRAMS AND SERVICES OF SOMERSET MEDICAL CENTER TO PROVIDE MEDICALLY NECESSARY HEALTHCARE SERVICES TO ALL INDIVIDUALS IN A NON-DISCRIMINATORY MANNER REGARDLESS OF RACE, COLOR, NATIONAL ORIGIN, RELIGION OR ABILITY TO PAY. 160
    SPRING HILL COLLEGE
    4000 DAUPHIN STREET
    MOBILE,AL36608     		NONE PC TO PREPARE STUDENTS TO BECOME RESPONSIBLE LEADERS IN SERVICE TO OTHERS AND PREPARATION FOR PROFESSIONAL EXCELLENCE. 250
    ST BALDRICK'S FOUNDATION
    1333 S MAYFLOWER AVENUE SUITE 400
    MONROVIA,CA91016     		NONE PC IN SUPPORT OF THE ORGANIZATION'S RESEARCH TO FIND CURES FOR CHILDREN FIGHTING CANCER 50
    ST BERNARD'S SCHOOL
    4 EAST 98TH STREET
    NEW YORK,NY10029     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 200
    ST IGNATIUS COLLEGE PREPARATORY
    2001 37TH AVENUE
    SAN FRANCISCO,CA94116     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    ST JUDE CHILDREN'S RESEARCH HOSPITAL
    501 ST JUDE PLACE
    MEMPHIS,TN38105     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE TREATMENT FOR PEDIATRIC CATASTROPHIC DISEASES. 100
    ST MARK'S SCHOOL
    25 MARLBORO ROAD
    SOUTHBOROUGH,MA01772     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 150
    SUSAN G KOMEN BREAST CANCER FOUNDATION
    470 7TH AVENUE 7TH FLOOR
    NEW YORK,NY10018     		NONE PC TO ERADICATE BREAST CANCER AS A LIFE THREATENING DISEASE BY ADVANCING RESEARCH, EDUCATION, TREATMENT AND SCREENING 460
    THE ANDREW MCDONOUGH B FOUNDATION
    101 ROCKLAND CIRCLE
    WILMINGTON,DE19803     		NONE PC TO MEET THE FINANCIAL AND MORAL SUPPORT NEEDS OF THE UNDERSERVED POPULATION OF FAMILIES OF CHILDREN WITH CANCER. 50
    THE CHAPIN SCHOOL LTD
    100 EAST END AVENUE
    NEW YORK,NY10028     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 400
    THE DALTON SCHOOL
    108 EAST 89TH STREET
    NEW YORK,NY10128     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    THE GREEN VALE SCHOOL
    250 VALENTINES LANE
    OLD BROOKVILLE,NY11545     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    THE JAPANESE AMERICAN ASSOCIATION OF NEW YORK (JAA)
    49 WEST 45TH STREET 11TH FLOOR
    NEW YORK,NY10036     		NONE PC IN SUPPORT OF ITS VARIOUS PROGRAMS INVOLVING SOCIAL SERVICES FOR THE ELDERLY, SCHOLARSHIPS, EDUCATION, MUSIC, SPORTS, AND OTHER CULTURAL ACTIVITIES 5,000
    THE LOOMIS INSTITUTE
    4 BATCHELDER ROAD
    WINDSOR,CT06095     		NONE PC IN SUPPORT OF THE EDUCATION OF HIGH SCHOOL BOYS AND GIRLS IN A BOARDING AND DAY SCHOOL FORMAT FOR THE PURPOSE OF COLLEGE PREPARATION AND PLACEMENT 915
    THE MULTIPLE MYELOMA RESEARCH FOUNDATION
    383 MAIN AVENUE 5TH FLOOR
    NORWALK,CT06851     		NONE PC IN SUPPORT OF THE ORGANIZATION'S GENERAL OPERATION 50
    THE PELHAM EDUCATION FOUNDATION
    18 FRANKLIN PLACE
    PELHAM,NY108032144     		NONE PC TO FUND INNOVATIVE PROGRAMS THAT BENEFIT STUDENTS OF THE PELHAM SCHOOL DISTRICT 250
    THE RIVER SCHOOL PS 281 PTA
    425 EAST 35TH STREET
    NEW YORK,NY100160000     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK
    622 WEST 113TH STREET MC 4524
    NEW YORK,NY10025     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 500
    THEODORE ROOSEVELT COUNCIL BOY SCOUTS OF AMERICA
    544 BROADWAY
    MASSAPEQUA,NY11758     		NONE PC TO PROMOTE WITHIN THE TERRITORY COVERED BY THE CHARTER GRANTED BY THE BOY SCOUTS OF AMERICA 100
    US FUND FOR UNICEF
    125 MAIDEN LANE
    NEW YORK,NY10038     		NONE PC IN SUPPORT OF THE ORGANIZATION'S GENERAL OPERATION 200
    USC (UNIVERSITY OF SOUTH CAROLINA) FILM RESTORATION
    1027 BARNWELL STREET
    COLUMBIA,SC29208     		NONE PC IN SUPPORT OF ITS JAPANESE FILM RESTORATION PROJECT 2,074
    VALERO BENEFIT FOR CHILDREN
    PO BOX 690430
    SAN ANTONIO,TX782690430     		NONE PC IN SUPPORT OF THE VALERO BENEFIT OF CHILDREN FUNDRAISER 5,000
    WALDWICK 7TH DAY ADVENTIST SCHOOL
    70 WYCKOFF AVENUE
    WALDWICK,NJ07463     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 115
    WASHINGTON UNIVERSITY
    CAMPUS BOX 1082 ONE BROOKINGS DRIVE
    ST LOUIS,MO63130     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 25
    WATOTOWORLD INC
    73 MILLVALE ROAD
    HAVERHILL,MA01830     		NONE PC TO IMPROVE THE LIVES OF IMPOVERISHED ORPHANS IN KENYA, BY DOING EVERYTHING POSSIBLE TO ENSURE THE CHILDREN ARE GIVEN THE BASIC HUMAN NEEDS TO SURVIVE. 500
    WIKIMEDIA FOUNDATION INC
    1250 24TH STREET NW
    WASHINGTON,DC20037     		NONE PC GRANT IN SUPPORT OF PROTECTING NATURAL AREAS AND WILD POPULATIONS OF PLANTS AND ANIMALS, INCLUDING ENDANGERED SPECIES. 26
    WORLD WILDLIFE FUND
    149 NEW MONTGOMERY 3RD FLOOR
    SAN FRANCISCO,CA94105     		NONE PC TO EMPOWER PEOPLE AROUND THE WORLD TO COLLECT AND DEVELOP KNOWLEDGE UNDER A FREE LICENSE, AND TO DISSEMINATE IT EFFECTIVELY AND GLOBALLY. 50
    WOUNDED WARRIOR PROJECT
    4899 BELFORT ROAD SUITE 300
    JACKSONVILLE,FL32256     		NONE PC THE MISSION TO HONOR AND EMPOWER WOUNDED WARRIORS AND TO ENCOURAGE WARRIORS AS THEY ADJUST TO THEIR NEW NORMAL AND ACHIEVE NEW TRIUMPHS. 50
    YALE UNIVERSITY ART GALLERY
    PO BOX 208271
    NEW HAVEN,CT065208271     		NONE PC TO FUND THE PURCHASE OF A GROUP OF THREE OBAKU ZEN CALLIGRAPHIES FROM THE JAPANESE EDO PERIOD FOR THE UNIVERSITY'S ART GALLERY 50,000
    YELLOWSTONE PARK FOUNDATION
    222 EAST MAIN STREET SUITE 301
    BOZEMAN,MT59715     		NONE PC TO FUND PROJECTS AND PROGRAMS TO PROTECT, PRESERVE AND ENHANCE THE NATURAL AND CULTURAL RESOURCES AND THE VISITOR EXPERIENCE OF YELLOWSTONE NATIONAL PARK 25
    YOUTH RENEWAL FUND
    250 W 57TH STREET SUITE 632
    NEW YORK,NY10014     		  PC TO SUPPORT AND IMPROVE THE AVAILABLE ACADEMIC OPPORTUNITIES FOR THE UNDERPRIVILEGED IN ISRAEL. 700
    Total .................................bullet 3a 520,157
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 346,544  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 367,262  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 713,806 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13713,806
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2014 AccountingFeesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 22,700 2,270   20,430

    TY 2014 GeneralExplanationAttachment
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Identifier Return Reference Explanation
      FORM 990 PF, PART XV: ON DECEMBER 12, 2013 THE ORGANIZATION RECIEVED A PRIVATE LETTER RULING FROM THE IRS STATING THAT THE IRS HAS APPROVED THE PROCEDURES THAT THE ORGANIZATION HAS IN PLACE FOR ITS SCHOLARSHIP PROGRAM, AND DETERMINED THAT SUCH EXPENDITURES WILL BE NOT BE CONSIDERED TAXABLE EXPENDITURES.AWARDS MADE UNDER THESE PROCEDURES ARE SCHOLARSHIP OR FELLOWSHIP GRANTS, AND ARE NOT TAXABLE TO THE RECIPIENT IF THEY ARE USED FOR QUALIFIED TUITION AND RELATED EXPENSES.
      FORM 990 PF, PART VII-B, LINE 1A(3): AS A SUBSTANTIAL CONTRIBUTOR, SUMITOMO MISUI BANKING CORPORATION IS A DISQUALIFIED PERSON WITH RESPECT TO THE SMBC GLOBAL FOUNDATION, INC. (THE FOUNDATION) WITHIN THE MEANING OF IRC SECTION 4946(A)(1)(A).SUMITOMO MITSUI BANKING CORPORATION PROVIDES NOMINAL OFFICE SPACE, OFFICE SUPPLIES, AND FURNISHINGS FOR THE USE OF THE FOUNDATION WHOLLY WITHOUT CHARGE TO THE FOUNDATION. THIS ACTIVITY IS A PERMISSIBLE ACTIVITY IN ACCORDANCE WITH TREASURY REGULATION SECTION 53.4941(D)-2(D)(3).SUMITOMO MITSUI BANKING CORPORATION AND ITS WHOLLY-OWNED SUBSIDIARIES ALSO PROVIDE GENERAL BANKING FUNCTIONS TO THE FOUNDATION. THE ACTIVITY IS A PERMISSIBLE ACTIVITY IN ACCORDANCE WITH TREASURY REGULATION SECTION 53.4941(D)-2(C)(4).
      FORM 990 PF, PART VII-B, LINE 1A(4): AS A SUBSTANTIAL CONTRIBUTOR, SUMITOMO MITSUI BANKING CORPORATION IS A DISQUALIFIED PERSON WITH RESPECT TO THE SMBC GLOBAL FOUNDATION, INC. (THE FOUNDATION) WITHIN THE MEANING OF IRC SECTION 4946(A)(1)(A).SUMITOMO MITSUI BANKING CORPORATION PROVIDES, OR ALTERNATIVELY, ENGAGES INDEPENDENT THIRD PARTIES TO PROVIDE, CERTAIN ACCOUNTING, BOOKKEEPING, RECORDKEEPING AND OTHER PERSONAL SERVICES TO THE FOUNDATION, ALL OF WHICH ARE REASONABLE AND NECESSARY TO CARRY OUT THE EXEMPT PURPOSE OF THE FOUNDATION. THE FOUNDATION REIMBURSES SUMITOMO MITSUI BANKING CORPORATION FOR ITS REASONABLE AND CUSTOMARY EXPENSES INCURRED IN PROVIDING THESE SERVICES. THE ACTIVITY IS A PERMISSIBLE ACTIVITY IN ACCORDANCE WITH TREASURY REGULATION 53.4941(D)-3(C).

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Name of Bond End of Year Book Value End of Year Fair Market Value
    COMMONFUND - BONDS 7,084,664 7,084,664

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Name of Stock End of Year Book Value End of Year Fair Market Value
    COMMONFUND - EQUITY 8,171,047 8,171,047

    TY 2014 OtherExpensesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    REGISTRATION 1,000 0   1,000
    BOOKS, NEWSPAPERS AND MAGAZINES 140 0   140
    BANK FEES 23 0   23
    OFFICE EXPENSE 116 0   116


    TY 2014 OtherIncreasesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Description Amount
       


    TY 2014 OtherProfessionalFeesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADMINISTRATIVE EXPENSES 211,692 21,169   190,523
    MANAGEMENT SERVICE FEE 48,648 48,648   0


    TY 2014 TaxesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX 13,072 0   0