Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 12-01-2013 , and ending 11-30-2014
Name of foundation
SHIKIAR FAMILY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)30 EAST 85TH STREET 24B   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10028
A Employer identification number

13-7052572
B Telephone number (see instructions)

(212) 888-6565
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,635,415
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 377,279
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 220,688 218,342  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 455,472
b Gross sales price for all assets on line 6a 4,889,858
7 Capital gain net income (from Part IV, line 2)... 459,767
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,053,439 678,109  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 10,000 5,000   5,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... 13,000 9,750   0
c Other professional fees (attach schedule).... 26,357 25,898   0
17 Interest............... 171 168   0
18 Taxes (attach schedule) (see instructions) 11,880 306   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 290 0   250
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 61,698 41,122   5,250
25 Contributions, gifts, grants paid........ 110,402 110,402
26 Total expenses and disbursements. Add lines 24 and 25 172,100 41,122   115,652
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 881,339
b Net investment income (if negative, enter -0-) 636,987
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 133,136 297,735 297,735
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,270,932 Click to see attachment1,353,661 1,363,816
c Investments—corporate bonds (attach schedule)........ 513,582 Click to see attachment964,501 973,864
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,917,650 2,615,897 2,635,415
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 1,917,650 2,615,897
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,917,650 2,615,897
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,917,650 2,615,897
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,917,650
2 Enter amount from Part I, line 27a..................... 2 881,339
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 2,798,989
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 183,092
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,615,897
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b) How acquired
P—Purchase
D—Donation
(c) Date acquired
(mo., day, yr.)
(d) Date sold
(mo., day, yr.)
1 a VIROPHARMA INC COM P 2013-03-19 2013-12-09
b VIROPHARMA INC COM P 2013-06-11 2013-12-09
c VIROPHARMA INC COM P 2013-08-21 2013-12-09
d GENERAC HOLDGS INC COM P 2014-01-16 2014-01-21
e SANDRIDGE ENERGY INC COM P 2013-01-29 2014-01-22
SANDRIDGE ENERGY INC COM P 2013-01-30 2014-01-22
SANDRIDGE ENERGY INC COM P 2013-11-06 2014-01-22
SANDRIDGE ENERGY INC COM P 2014-01-07 2014-01-23
AMERICAN AIRLS GROUP INC COM P 2014-01-06 2014-02-03
CITIGROUP INC. P 2014-01-21 2014-02-03
FREEPORT MCMORAN COOPER P 2014-01-22 2014-02-03
GENERAC HOLDGS INC COM P 2014-01-17 2014-02-06
GENERAC HOLDGS INC COM P 2014-01-24 2014-02-06
INCYTE CORP P 2014-02-05 2014-02-21
INCYTE CORP P 2014-02-19 2014-02-21
VODAFONE GROUP PLC P 2013-03-08 2014-02-27
VERIZON COMMUNICATION P 2014-02-27 2014-03-04
TRIANGLE PETE CORP COM P 2013-08-21 2014-03-27
INCYTE CORP P 2014-03-24 2014-04-01
INCYTE CORP P 2014-03-25 2014-04-01
DREAMWORKS ANIMATION P 2014-02-26 2014-04-22
DREAMWORKS ANIMATION P 2014-03-27 2014-04-22
ENTERCOM COMMUNICATIONS CORP P 2013-12-10 2014-04-22
INCYTE CORP P 2014-04-10 2014-04-22
NEWS CORP P 2013-09-10 2014-04-22
CHICAGO BRIDGE & IRON CO P 2014-04-24 2014-05-01
CHICAGO BRIDGE & IRON CO P 2014-04-25 2014-05-01
CALAMOS ASSET MGMT INC P 2014-01-06 2014-05-05
CALAMOS ASSET MGMT INC P 2014-01-06 2014-05-07
INCYTE CORP P 2014-04-24 2014-05-07
STEIN MART INC P 2014-04-22 2014-05-22
CHICOS FAS INC P 2014-04-22 2014-05-29
CHICOS FAS INC P 2014-05-05 2014-05-29
ENTERCOM COMMUNICATIONS CORP P 2013-12-10 2014-05-29
INCYTE CORP P 2014-05-15 2014-05-29
QEP RES INC COM P 2014-01-14 2014-05-29
STEIN MART INC P 2014-04-22 2014-05-29
STEIN MART INC P 2014-05-05 2014-05-29
INCYTE CORP P 2014-05-15 2014-05-30
INCYTE CORP P 2014-05-16 2014-06-03
INCYTE CORP P 2014-05-21 2014-06-03
INCYTE CORP P 2014-06-02 2014-06-03
VODAFONE GROUP PLC P 2013-09-03 2014-06-04
VODAFONE GROUP PLC P 2014-03-04 2014-06-04
QEP RES INC COM P 2014-01-14 2014-06-11
TRIANGLE PETE CORP COM P 2013-09-10 2014-06-11
WALGREEN CO P 2014-06-24 2014-06-25
EXCEL TR INC COM P 2014-06-20 2014-07-01
INCYTE CORP D 2014-04-24 2014-07-21
INCYTE CORP D 2014-06-02 2014-07-22
INCYTE CORP P 2014-07-31 2014-08-05
ENTERCOM COMMUNICATIONS CORP P 2013-12-10 2014-08-06
ENTERCOM COMMUNICATIONS CORP P 2014-01-09 2014-08-06
NEWS CORP P 2013-09-11 2014-08-07
NEWS CORP P 2013-09-12 2014-08-07
RESOURCE CAPITAL CORP P 2013-09-11 2014-08-18
RESOURCE CAPITAL CORP P 2014-04-10 2014-08-18
GENERAC HOLDGS INC COM P 2014-07-01 2014-08-19
APPLE COMPUTER INC P 2014-09-04 2014-09-10
DREAMWORKS ANIMATION P 2014-06-16 2014-09-10
TRIANGLE PETE CORP COM P 2013-09-10 2014-09-10
APPLE COMPUTER INC P 2014-09-04 2014-09-11
CHICOS FAS INC P 2014-07-01 2014-10-01
TRIANGLE PETE CORP COM P 2013-12-10 2014-10-01
AMERICAN AIRLS GROUP INC COM P 2014-01-06 2014-10-06
INCYTE CORP P 2014-09-22 2014-10-16
APPLE COMPUTER INC P 2014-10-16 2014-10-21
INCYTE CORP P 2014-10-17 2014-10-21
APPLE COMPUTER INC P 2014-10-16 2014-10-22
INCYTE CORP P 2014-10-17 2014-10-22
BANCO SANTANDER SA P 2014-01-15 2014-10-30
BANCO SANTANDER SA P 2014-05-13 2014-10-30
BANCO SANTANDER SA P 2014-08-11 2014-10-30
INCYTE CORP P 2014-10-28 2014-10-30
KITE PHARMACY INC P 2014-10-22 2014-10-30
INCYTE CORP P 2014-10-28 2014-10-31
KITE PHARMACY INC P 2014-10-22 2014-10-31
KITE PHARMACY INC P 2014-10-23 2014-10-31
WESTERN GAS PARTNERS LP P 2014-10-30 2014-11-13
CALL 100 CHICOS FAS INC P 2014-11-24 2014-07-01
MGM RESORTS D 2013-11-05 2014-01-07
ORACLE CORP. COMM D 2006-03-22 2014-01-22
NEW YORK COMMUNITY BAN CORP P 2012-02-21 2014-02-03
NEW YORK COMMUNITY BAN CORP P 2012-02-27 2014-02-03
OPKO HEALTH INCORP. P 2012-03-19 2014-02-03
VODAFONE GROUP PLC P 2013-03-08 2014-05-20
VODAFONE GROUP PLC P 2013-03-08 2014-05-20
VODAFONE GROUP PLC P 2013-03-08 2014-06-04
CHESAPEAKE ENERGY 9.5% P 2009-02-10 2014-06-10
RESOURCE CAPITAL CORP P 2013-03-18 2014-06-11
INCYTE CORP D 2010-10-11 2014-07-21
INCYTE CORP D 2010-10-11 2014-07-22
INCYTE CORP D 2011-11-11 2014-07-22
RESOURCE CAPITAL CORP P 2013-03-18 2014-08-14
WHITEWAVE FOODS CO COM CL A P 2012-12-20 2014-09-04
ZIONS BANCORP 7.75% P 2009-10-09 2014-09-23
ZIONS BANCORP 7.75% P 2009-10-09 2014-09-23
ACCESS MIDSTREAM PARTNERS LP P 2012-05-16 2014-10-01
PRIVATE BAN CORP - PFD P 2010-03-03 2014-10-08
PRIVATE BAN CORP - PFD P 2010-03-03 2014-10-08
PRIVATE BAN CORP - PFD P 2010-03-08 2014-10-08
PRIVATE BAN CORP - PFD P 2010-12-09 2014-10-08
S/T CAPITAL GAIN - REPORTED ON FORM 990T P 2013-12-01 2014-11-30
L/T CAPITAL GAIN - REPORTED ON FORM 990T P 2012-12-01 2014-11-30
L/T CAPITAL GAIN DISTRIBUTIONS P    
CASH IN LIEU P    
(e) Gross sales price (f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
a 197,864   99,151 98,713
b 74,199   42,075 32,124
c 49,466   30,591 18,875
d 206,326   206,110 216
e 22,324   24,767 -2,443
41,460   46,422 -4,962
63,784   60,510 3,274
31,723   29,972 1,751
42,180   33,742 8,438
46,700   51,910 -5,210
62,706   68,940 -6,234
97,434   98,425 -991
121,792   114,318 7,474
32,104   31,296 808
64,209   61,689 2,520
15   18 -3
37,866   37,963 -97
41,036   32,403 8,633
55,425   53,670 1,755
110,851   110,844 7
27,762   30,560 -2,798
27,762   26,230 1,532
21,509   19,148 2,361
73,991   70,530 3,461
41,831   41,553 278
80,887   83,310 -2,423
81,618   80,810 808
30,334   29,609 725
30,381   29,609 772
77,773   69,506 8,267
3,101   2,970 131
37,925   39,935 -2,010
15,170   16,053 -883
25,940   23,935 2,005
49,458   51,720 -2,262
31,731   30,004 1,727
43,502   43,024 478
19,931   18,703 1,228
49,709   51,720 -2,011
75,330   73,743 1,587
50,220   46,870 3,350
50,220   48,429 1,791
13,046   21,972 -8,926
29,521   35,803 -6,282
31,582   30,004 1,578
16,826   13,447 3,379
133,135   130,572 2,563
133,797   132,075 1,722
23,671   23,165 506
48,013   49,030 -1,017
97,698   95,483 2,215
4,920   4,787 133
19,681   22,280 -2,599
42,587   42,666 -79
42,587   43,495 -908
26,765   30,343 -3,578
24,089   25,006 -917
117,681   117,451 230
50,499   49,195 1,304
55,094   61,114 -6,020
10,089   7,564 2,525
50,604   49,195 1,409
43,931   51,538 -7,607
53,839   49,955 3,884
35,003   26,994 8,009
51,112   47,331 3,781
51,224   48,858 2,366
52,499   50,465 2,034
51,604   48,858 2,746
53,209   50,465 2,744
42,370   46,735 -4,365
898   1,029 -131
881   1,040 -159
30,949   29,100 1,849
36,179   34,385 1,794
33,965   29,100 4,865
18,181   17,193 988
36,362   34,096 2,266
205,816   207,480 -1,664
3,184     3,184
44,171   34,222 9,949
95,189   34,870 60,319
7,842   6,456 1,386
47,051   39,148 7,903
11,530   7,407 4,123
5,601   8,215 -2,614
28,703   42,086 -13,383
8,685   12,785 -4,100
53,041   50,645 2,396
26,241   30,761 -4,520
47,342   17,020 30,322
48,013   17,010 31,003
72,020   18,870 53,150
29,481   37,597 -8,116
88,774   38,325 50,449
75,000   66,730 8,270
25,000   22,243 2,757
31,742   3,707 28,035
12,875   12,827 48
4,625   4,608 17
7,500   7,410 90
775   834 -59
      -2,008
      -776
      8,525
17     17
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69
(k) Excess of col. (i)
over col. (j), if any
a       98,713
b       32,124
c       18,875
d       216
e       -2,443
      -4,962
      3,274
      1,751
      8,438
      -5,210
      -6,234
      -991
      7,474
      808
      2,520
      -3
      -97
      8,633
      1,755
      7
      -2,798
      1,532
      2,361
      3,461
      278
      -2,423
      808
      725
      772
      8,267
      131
      -2,010
      -883
      2,005
      -2,262
      1,727
      478
      1,228
      -2,011
      1,587
      3,350
      1,791
      -8,926
      -6,282
      1,578
      3,379
      2,563
      1,722
      506
      -1,017
      2,215
      133
      -2,599
      -79
      -908
      -3,578
      -917
      230
      1,304
      -6,020
      2,525
      1,409
      -7,607
      3,884
      8,009
      3,781
      2,366
      2,034
      2,746
      2,744
      -4,365
      -131
      -159
      1,849
      1,794
      4,865
      988
      2,266
      -1,664
      3,184
      9,949
      60,319
      1,386
      7,903
      4,123
      -2,614
      -13,383
      -4,100
      2,396
      -4,520
      30,322
      31,003
      53,150
      -8,116
      50,449
      8,270
      2,757
      28,035
      48
      17
      90
      -59
      -2,008
      -776
      8,525
      17
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 459,767
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . .
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 88,405 2,023,550 0.043688
2011 65,215 1,367,586 0.047686
2010 67,865 1,513,766 0.044832
2009 81,181 1,364,126 0.059511
2008 66,795 1,009,191 0.066187
2 Total of line 1, column (d) ...................... 2 0.261904
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years
. . .
3 0.052381
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 2,591,628
5 Multiply line 4 by line 3....................... 5 135,752
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 6,370
7 Add lines 5 and 6......................... 7 142,122
8 Enter qualifying distributions from Part XII, line 4.............. 8 115,652
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 12,740
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 12,740
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 12,740
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 19,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 12,200
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 31,200
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 151
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 18,309
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet6,109 RefundedBullet 11 12,200
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletSTUART A SHIKIAR Telephone no.bullet (212) 888-6565
    Located atbullet30 EAST 85TH STNEW YORKNY ZIP+4bullet10028
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to
    employee benefit plans
    and deferred compensation
    (e) Expense account,
    other allowances
    STUART A SHIKIAR TRUSTEE
    5.00
    0 0 0
    30 EAST 85TH ST 24B
    NEW YORK,NY10028
    SAMUEL M SHIKIAR TRUSTEE
    5.00
    10,000 0 0
    30 EAST 85TH ST 24B
    NEW YORK,NY10028
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 NONE 0
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    129,581
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    12,740
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    12,740
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    116,841
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    116,841
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    116,841
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2012
    (c)
    2012
    (d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 116,841
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 47,136
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 115,652
    a Applied to 2012, but not more than line 2a 47,136
    b Applied to undistributed income of prior years
    (Election required—see instructions)......
    0
    c Treated as distributions out of corpus (Election
    required—see instructions).........
    0
    d Applied to 2013 distributable amount..... 68,516
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........
    48,325
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............
    0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......
    0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    STUART A SHIKIAR
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    STUART A SHIKIAR
    30 EAST 85TH ST APT 24B
    NEW YORK,NY10028
    (212) 888-6565
    bThe form in which applications should be submitted and information and materials they should include:
    CONTACT THE ABOVE
    cAny submission deadlines:
    CONTACT THE ABOVE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    CONTACT THE ABOVE
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    AMPLEHARVESTORG INC
    24 CLOVER RD
    NEWFOUNDLAND,NJ07435
    NONE PUBLIC GENERAL OPERATING SUPPORT 1,000
    ANTI DEFAMATION LEAGUE
    PO BOX 96226
    WASHINGTON,DC200906226
    NONE PUBLIC GENERAL OPERATING SUPPORT 10,000
    BARUCH COLLEGE FUND
    ONE BERNARD BARUCH WAY
    NEW YORK,NY10010
    NONE PUBLIC GENERAL OPERATING SUPPORT 25,715
    DALTON SCHOOL
    108 EAST 89TH STREET
    NEW YORK,NY10128
    NONE PUBLIC PROGRAM AND GENERAL OPERATING SUPPORT 5,420
    HUMAN RIGHTS FIRST
    333 SEVENTH AVE 13TH FLOOR
    NEW YORK,NY10001
    NONE PUBLIC GENERAL OPERATING SUPPORT 500
    ISEF FOUNDATION
    135 W 29TH ST SUITE 303
    NEW YORK,NY10001
    NONE PUBLIC GENERAL OPERATING SUPPORT 2,000
    JEWISH CHILD CARE ASSOCIATION - EDENWALD CENTER
    PO BOX 140 1075 BROADWAY
    PLEASANTVILLE,NY10570
    NONE PUBLIC GENERAL OPERATING SUPPORT 1,750
    SAMUEL WAXMAN CANCER RESEARCH FOUNDATION
    420 LEXINGTON AVENUE 825
    NEW YORK,NY10170
    NONE PUBLIC GENERAL OPERATING SUPPORT 600
    ST JUDE CHILDREN'S RESEARCH HOSPITAL
    262 DANNY THOMAS PLACE
    MEMPHIS,TN38105
    NONE PUBLIC GENERAL OPERATING SUPPORT 1,000
    STEPHEN WISE FREE SYNAGOGUE
    30 68TH STREET
    NEW YORK,NY10023
    NONE PUBLIC GENERAL OPERATING SUPPORT 22,417
    STREETSQUASH
    40 WEST 116TH STREET
    NEW YORK,NY10026
    NONE PUBLIC GENERAL OPERATING SUPPORT 500
    THE ACTOR'S FUND
    729 SEVENTH AVENUE 10TH FLOOR
    NEW YORK,NY10019
    NONE PUBLIC GENERAL OPERATING SUPPORT 250
    THE PERLMAN MUSIC PROGRAM INC
    19 WEST 69TH STREET
    NEW YORK,NY10023
    NONE PUBLIC GENERAL OPERATING SUPPORT 3,000
    THE YOUNG MEN'S AND YOUNG WOMEN'S HEBREW ASSN
    1395 LEXINGTON AVENUE
    NEW YORK,NY10128
    NONE PUBLIC GENERAL OPERATING SUPPORT 1,750
    TRUSTEES OF TUFTS COLLEGE
    PO BOX 3306
    BOSTON,MA022413306
    NONE PUBLIC GENERAL OPERATING SUPPORT 1,000
    UJA FEDERATION OF NEW YORK
    130 EAST 59TH STREET
    NEW YORK,NY10022
    NONE PUBLIC GENERAL OPERATING SUPPORT 11,000
    WF ALBRIGHT INSTITUTE
    PO BOX 40151
    PHILADELPHIA,PA19106
    NONE PUBLIC GENERAL OPERATING SUPPORT 2,000
    WORLD RESOURCES INSTITUTE
    10 G STREET NE SUITE 800
    WASHINGTON,DC20002
    NONE PUBLIC GENERAL OPERATING SUPPORT 1,000
    THE EDUCATION ALLIANCE
    197 EAST BROADWAY
    NEW YORK,NY10128
    NONE PUBLIC GENERAL OPERATING SUPPORT 7,450
    NATIONAL PARKINSON FOUNDATION
    330 S 9TH ST 3RD FLOOR
    PHILADELPHIA,PA19107
    NONE PUBLIC GENERAL OPERATING SUPPORT 500
    THE SASS FOUNDATION FOR MEDICAL RESEARCH
    1025 NORTHERN BLVD
    ROSLYN,NY11576
    NONE PUBLIC GENERAL OPERATING SUPPORT 1,000
    GODS LOVE WE DELIVER
    630 FLUSHING AVE
    BROOKLYN,NY11206
    NONE PUBLIC GENERAL OPERATING SUPPORT 700
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY10128
    NONE PUBLIC GENERAL OPERATING SUPPORT 500
    THE FRICK COLLECTION
    1 E 70TH STREET
    NEW YORK,NY10021
    NONE PUBLIC GENERAL OPERATING SUPPORT 500
    THE NEW YORK PUBLIC LIBRARY
    5TH AVENUE AT 42ND STREET
    NEW YORK,NY10018
    NONE PUBLIC GENERAL OPERATING SUPPORT 750
    THE METROPOLITAN MUSEUM OF ART
    1000 5TH AVE
    NEW YORK,NY10028
    NONE PUBLIC GENERAL OPERATING SUPPORT 1,900
    LEHIGH UNIVERSITY
    27 MEMORIAL DRIVE W
    BETHLEHEM,PA18015
    NONE PUBLIC GENERAL OPERATING SUPPORT 1,500
    CROHN'S & COLITIS FOUNDATION
    733 THIRD AVE SUITE 510
    NEW YORK,NY10017
    NONE PUBLIC GENERAL OPERATING SUPPORT 1,000
    MULTIPLE SCLEROSIS RESEARCH CENTER OF NEW YORK
    521 W 57TH STREET
    NEW YORK,NY10019
    NONE PUBLIC GENERAL OPERATING SUPPORT 1,200
    MISCELLANEOUS ORGANIZED CHARITIES
    30 E 85TH STREET 24B
    NEW YORK,NY10028
    NONE PUBLIC GENERAL OPERATING SUPPORT 2,500
    Total .................................bullet 3a 110,402
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............
             
    4 Dividends and interest from securities.... 900099 2,382 14 218,306  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............
             
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............
    900099 2,784 18 452,688  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 5,166 670,994 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13676,160
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







    Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    SHIKIAR FAMILY FOUNDATION
     
    Employer identification number

    13-7052572
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    SHIKIAR FAMILY FOUNDATION
     
    Employer identification number

    13-7052572
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    1
     
     

    STUART A SHIKIAR  
    30 EAST 85TH STREET 24B
     
    NEW YORK, NY10028

    $41,634


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    2
     
     

    STUART A SHIKIAR  
    30 EAST 85TH STREET 24B
     
    NEW YORK, NY10028

    $95,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    3
     
     

    STUART A SHIKIAR  
    30 EAST 85TH STREET 24B
     
    NEW YORK, NY10028

    $70,860


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    4
     
     

    STUART A SHIKIAR  
    30 EAST 85TH STREET 24B
     
    NEW YORK, NY10028

    $169,785


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    SHIKIAR FAMILY FOUNDATION
     
    Employer identification number

    13-7052572
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
    1
    1,800 SHARES OF MGM RESORTS INTERNATIONAL $41,634 2013-12-27
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
    2
    2,500 SHARES OF ORACLE CORPORATION $95,000 2013-12-27
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
    3
    1,500 SHARES OF INCYTE CORPORATION $70,860 2014-07-21
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
    4
    3,500 SHARES OF INCYTE CORPORATION $169,785 2014-07-23
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    SHIKIAR FAMILY FOUNDATION
     
    Employer identification number

    13-7052572
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  

    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    SHIKIAR FAMILY FOUNDATION
    EIN: 13-7052572
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING & TAX PREPARATION 13,000 9,750   0

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    SHIKIAR FAMILY FOUNDATION
    EIN: 13-7052572
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ALLEGHENY TECHNOLOGIES 9.375% 76,520 87,239
    ATLAS RESOURCE ESCROW CORP 101,750 94,000
    CHESAPEAKE ENERGY 9.5% 0 0
    NAVISTAR INTL CORP 8.250% 195,693 206,000
    ZIONS BANCORP 7.75% 0 0
    GASTAR EXPLORATION INC 8.625% 155,250 139,500
    PENNEY JC INC FIXED 8.125% 196,225 186,500
    PENNEY JC INC 6.875% 239,063 260,625

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    SHIKIAR FAMILY FOUNDATION
    EIN: 13-7052572
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ACCESS MIDSTREAM PARTNERS, LP 45,680 156,700
    AK STEEL HOLDING CORP 111,605 79,920
    AMERICAN AIRLS GROUP INC 35,916 60,663
    BANCO SANTANDER SA 976 1,006
    GASTAR EXPLORATION INC 113,789 59,000
    MEDLEY CAP CORP COM 155,082 111,600
    MEMORIAL PRODUCTION PARTNERS LP 150,832 103,200
    MORGAN STANLEY 39,162 75,660
    NEW CASTLE 113,063 30,688
    NEW MEDIA INVESTMENT GROUP INC 141,354 203,200
    NEW SR INVT GROUP INC 112,625 110,250
    NEW YORK COMMUNITY BAN CORP 88,849 103,285
    NEWS CORP NEW CL B 0 0
    NORTHSTAR RLTY FIN CORP PFD 35,978 35,798
    OPKO HEALTH INCORP 24,689 41,900
    PRIVATE BAN CORP 26,085 25,921
    RESOURCE CAP CORP COM 0 0
    SANDRIDGE ENERGY INC COM 104,125 79,500
    STAG INDL INC 9% PFD 30,736 30,580
    TRIANGLE PETE CORP COM 0 0
    VIROPHARMA INC COM 0 0
    VODAPHONE GROUP PLC 0 0
    WHITEWAVE FOODS CO COM 23,115 54,945

    TY 2013 OtherDecreasesSchedule
    Name:
    SHIKIAR FAMILY FOUNDATION
    EIN: 13-7052572
    Description Amount
    FMV OF CONTRIBUTED SECURITIES IN EXCESS OF DONOR'S BASIS 183,092


    TY 2013 OtherExpensesSchedule
    Name:
    SHIKIAR FAMILY FOUNDATION
    EIN: 13-7052572
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NEW YORK ANNUAL REGISTRATION 250 0   250
    BANK CHARGES 40 0   0


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    SHIKIAR FAMILY FOUNDATION
    EIN: 13-7052572
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 26,357 25,898   0


    TY 2013 TaxesSchedule
    Name:
    SHIKIAR FAMILY FOUNDATION
    EIN: 13-7052572
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX WITHHELD 56 56   0
    NYS UBI TAX 250 250   0
    EXCISE TAX ON NET INVSTMNT INC 11,574 0   0