| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING & TAX PREPARATION | 13,000 | 9,750 | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ALLEGHENY TECHNOLOGIES 9.375% | 76,520 | 87,239 |
| ATLAS RESOURCE ESCROW CORP | 101,750 | 94,000 |
| CHESAPEAKE ENERGY 9.5% | 0 | 0 |
| NAVISTAR INTL CORP 8.250% | 195,693 | 206,000 |
| ZIONS BANCORP 7.75% | 0 | 0 |
| GASTAR EXPLORATION INC 8.625% | 155,250 | 139,500 |
| PENNEY JC INC FIXED 8.125% | 196,225 | 186,500 |
| PENNEY JC INC 6.875% | 239,063 | 260,625 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ACCESS MIDSTREAM PARTNERS, LP | 45,680 | 156,700 |
| AK STEEL HOLDING CORP | 111,605 | 79,920 |
| AMERICAN AIRLS GROUP INC | 35,916 | 60,663 |
| BANCO SANTANDER SA | 976 | 1,006 |
| GASTAR EXPLORATION INC | 113,789 | 59,000 |
| MEDLEY CAP CORP COM | 155,082 | 111,600 |
| MEMORIAL PRODUCTION PARTNERS LP | 150,832 | 103,200 |
| MORGAN STANLEY | 39,162 | 75,660 |
| NEW CASTLE | 113,063 | 30,688 |
| NEW MEDIA INVESTMENT GROUP INC | 141,354 | 203,200 |
| NEW SR INVT GROUP INC | 112,625 | 110,250 |
| NEW YORK COMMUNITY BAN CORP | 88,849 | 103,285 |
| NEWS CORP NEW CL B | 0 | 0 |
| NORTHSTAR RLTY FIN CORP PFD | 35,978 | 35,798 |
| OPKO HEALTH INCORP | 24,689 | 41,900 |
| PRIVATE BAN CORP | 26,085 | 25,921 |
| RESOURCE CAP CORP COM | 0 | 0 |
| SANDRIDGE ENERGY INC COM | 104,125 | 79,500 |
| STAG INDL INC 9% PFD | 30,736 | 30,580 |
| TRIANGLE PETE CORP COM | 0 | 0 |
| VIROPHARMA INC COM | 0 | 0 |
| VODAPHONE GROUP PLC | 0 | 0 |
| WHITEWAVE FOODS CO COM | 23,115 | 54,945 |
| Description | Amount |
|---|---|
| FMV OF CONTRIBUTED SECURITIES IN EXCESS OF DONOR'S BASIS | 183,092 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| NEW YORK ANNUAL REGISTRATION | 250 | 0 | 250 | |
| BANK CHARGES | 40 | 0 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT ADVISORY FEES | 26,357 | 25,898 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX WITHHELD | 56 | 56 | 0 | |
| NYS UBI TAX | 250 | 250 | 0 | |
| EXCISE TAX ON NET INVSTMNT INC | 11,574 | 0 | 0 |