Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 09-01-2013 , 2013, and ending 08-31-2014
BCheck if applicable:
CName of organization
NEW YORK UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
105 E 17TH STREET - 2ND FLOOR
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100039580
D Employer identification number

13-5562308
E Telephone number

G Gross receipts $ 6,230,864,526
F Name and address of principal officer:
MARTIN DORPH
105 E 17TH ST 4TH FL
NEW YORK,NY100039580
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.NYU.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1831
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 44,000 STUDENTS IN 19 SCHOOLS AND INSTITUTES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 66
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 58
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 45,612
6 Total number of volunteers (estimate if necessary) ............. 6 4,195
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 8,394,454
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b -699,528
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 960,468,399 971,617,137
9 Program service revenue (Part VIII, line 2g) ......... 3,222,870,020 3,640,442,482
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 229,353,193 126,493,207
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 180,672,651 395,235,587
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 4,593,364,263 5,133,788,413
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 396,752,355 481,614,202
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,336,976,682 2,602,566,931
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 737,489 810,055
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet53,507,773    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,460,085,175 1,629,239,365
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 4,194,551,701 4,714,230,553
19 Revenue less expenses. Subtract line 18 from line 12....... 398,812,562 419,557,860
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 8,618,608,466 9,297,236,020
21 Total liabilities (Part X, line 26)............. 4,422,213,569 4,425,995,211
22 Net assets or fund balances. Subtract line 21 from line 20..... 4,196,394,897 4,871,240,809
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 44,000 MATRICULATING STUDENTS IN 19 SCHOOLS AND INSTITUTES. NYU'S PRIMARY MISSIONS ARE EDUCATION, PATIENT CARE, RESEARCH AND SCHOLARSHIP. NYU IS RECOGNIZED BOTH NATIONALLY AND INTERNATIONALLY AS A LEADER IN SCHOLARSHIP
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,752,106,850 including grants of $ 481,614,202 ) (Revenue $ 2,058,482,000 )
EDUCATION: FOUNDED IN 1831, NYU IS AMONG THE LARGEST PRIVATE RESEARCH UNIVERSITIES IN THE U.S., WITH 19 SCHOOLS AND INSTITUTES; AND APPROXIMATELY 4,000 FULL-TIME FACULTY MEMBERS AND 44,000 MATRICULATING STUDENTS. NYU ANNUALLY CONFERS OVER 13,000 UNDERGRADUATE, GRADUATE AND PROFESSIONAL DEGREES; AND PROVIDES WELL OVER $200 MILLION PER YEAR IN INSTITUTIONAL GRANT AID TO UNDERGRADUATES. THE WORLD'S FIRST "GLOBAL NETWORK UNIVERSITY," NYU HAS AN UNPARALLELED INTERNATIONAL PRESENCE WITH DEGREE-GRANTING LIBERAL ARTS RESEARCH UNIVERSITY CAMPUSES (IN NEW YORK, ABU DHABI, AND SHANGHAI); 11 GLOBAL ACADEMIC SITES (FOR STUDY ABROAD) ON SIX CONTINENTS; SENDS MORE STUDENTS TO STUDY ABROAD THAN ANY OTHER U.S. COLLEGE OR UNIVERSITY; AND ENROLLS MORE INTERNATIONAL STUDENTS THAN ANY OTHER U.S. UNIVERSITY.
4b (Code:   ) (Expenses $ 1,059,228,407 including grants of $   ) (Revenue $ 1,073,329,000 )
PATIENT CARE: NYU'S MEDICAL ACADEMIC PROGRAMS ARE A MAJOR ELEMENT OF THE UNIVERSITY'S MISSION. THE NYU SCHOOL OF MEDICINE WAS ESTABLISHED IN 1841; FROM ITS EARLIEST YEARS, IT HAS BEEN AT THE FOREFRONT OF ADVANCING THE MEDICAL PROFESSION AND MEDICAL RESEARCH, INCLUDING PARTICIPATING IN THE PROCESS THAT LED TO THE ESTABLISHMENT OF NEW YORK CITY'S HEALTH DEPARTMENT, ESTABLISHING THE FIRST OUTPATIENT CLINIC, ESTABLISHING THE FIRST LABORATORY DEVOTED TO TEACHING AND RESEARCH IN BACTERIOLOGY AND PATHOLOGY, CREATING THE FIRST DEPARTMENT OF FORENSIC MEDICINE, CREATING THE FIRST DEPARTMENT OF PHYSICAL MEDICINE AND REHABILITATION IN THE U.S., AND ESTABLISHING ONE OF THE FIRST MD-PHD PROGRAMS. ITS FACULTY AND GRADUATES HAVE INCLUDED NOBEL LAUREATES, THE DISCOVERER OF THE MOSQUITO AS THE SOURCE OF TRANSMISSION OF YELLOW FEVER, BOTH CREATORS OF THE POLIO VACCINE, AND THE RESEARCHERS WHO FOUND THE LINKAGE BETWEEN KAPOSI'S SARCOMA AND IMMUNE DEFICIENCY IN A DISTINCT POPULATION OF GAY MEN (A KEY STEP IN IDENTIFYING AIDS), AMONG OTHER LEADERS IN MEDICINE. THROUGH AFFILIATION AGREEMENTS, THE DOCTORS AND STUDENTS AT NYU SCHOOL OF MEDICINE PLAY A CRUCIAL ROLE IN ENSURING TOP QUALITY CARE NOT ONLY AT THE NYU LANGONE MEDICAL CENTER, BUT ALSO AT THE MANHATTAN VA HOSPITAL AND BELLEVUE HOSPITAL (ARGUABLY THE FOREMOST PUBLIC HOSPITAL IN THE U.S.). THE NYU COLLEGE OF DENTISTRY, WHICH AS THE LARGEST DENTAL SCHOOL IN THE U.S. AND MOST COMPREHENSIVE ORAL HEALTH CENTER IN THE WORLD, CARES FOR SOME 50,000 POOR AND LOW INCOME NEW YORKERS EACH YEAR AND OPERATES A MOBILE DENTAL CARE PROGRAM WHICH TRAVELS TO UNDERSERVED AREAS OF NEW YORK STATE. IN ADDITION, NYU OFFERS MASTERS DEGREES IN GLOBAL PUBLIC HEALTH AND PROVIDES UNDERGRADUATE AND GRADUATE EDUCATION FOR OVER 1,200 NURSING STUDENTS.
4c (Code:   ) (Expenses $ 810,152,293 including grants of $   ) (Revenue $ 519,308,421 )
RESEARCH AND SCHOLARSHIP: NYU IS A MAJOR RESEARCH INSTITUTION, WITH SIGNIFICANT SUPPORT FROM NIH, NSF AND OTHER FUNDERS. THE RESEARCH AND CREATIVE OUTPUT OF NYU'S SCHOLARS HAVE LED TO THE RECEIPT OF NOBEL PRIZES, ABEL PRIZES, PULITZER PRIZES, GUGGENHEIMS, THE NATIONAL MEDAL OF THE ARTS, THE NATIONAL MEDAL OF SCIENCE, THE NATIONAL MEDAL OF TECHNOLOGY, NSF WATERMAN AWARDS, MAX PLANCK AWARDS, THE KAVLI PRIZE, MEMBERSHIP IN THE NATIONAL ACADEMY OF SCIENCES AND THE NATIONAL ACADEMY OF ENGINEERING, ACADEMY AWARDS, AND TONY AWARDS, AMONG MANY OTHER HONORS FOR THE UNIVERSITY'S FACULTY. NYU FACULTY FINDINGS ARE REGULARLY PUBLISHED IN TOP JOURNALS ACROSS A BROAD RANGE OF SCHOLARLY DISCIPLINES. NYU HAS LEADING PROGRAMS IN ECONOMICS, MATHEMATICS (AND PARTICULARLY APPLIED MATHEMATICS), NEUROSCIENCE, GENOMICS, SOFT CONDENSED MATTER PHYSICS, SOCIOLOGY, PHILOSOPHY, THE LAW, MEDICINE AND BIO-MEDICAL SCIENCES, THE CINEMATIC AND PERFORMING ARTS, AND BUSINESS, AND FINANCE, AMONG MANY OTHER SCHOLARLY FIELDS.
(Code:   ) (Expenses $ 592,806,895 including grants of $   ) (Revenue $ 508,631,482 )
STUDENT SERVICES; STUDENT AID; LIBRARY; AND OPERATION AND MAINTENANCE OF PLANT.
4d Other program services (Describe in Schedule O.)
(Expenses $ 592,806,895 including grants of $   ) (Revenue $ 508,631,482 )
4e Total program service expensesMediumBullet4,214,294,445
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
Yes
 
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
Yes
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II.................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
46,789
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
45,612
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAE , AR , AS , BD , CH , CJ , EI , EZ , FR , GH , GM , IS , IT , MP , PM , SN , SP , UK , VI
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
66
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
58
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
Yes
 
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AK , AZ , CO , KY , MD , MA , MI , OH , OK , OR , SC , WA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletKERRI TRICARICO105 E 17TH STREET 3RD FLOORNEW YORKNY100039345 (212) 998-2913
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) RONALD D ABRAMSON........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(2) KHALDOON KHALIFA AL MUBARAK........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(3) RALPH ALEXANDER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(4) PHYLLIS PUTTER BARASCH........................................................................
VICE CHAIR
 2.00
.......................   		X           0 0 0
(5) MARIA BARTIROMO........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(6) MARC H BELL........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(7) WILLIAM R BERKLEY........................................................................
CHAIR DESIGNEE
 4.00
.......................   		X   X       0 0 0
(8) CASEY BOX........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(9) BILL BREWER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(10) HEATHER CANNADY........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(11) SHARON CHANG........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(12) EVAN R CHESLER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(13) STEVEN M COHEN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(14) WILLIAM T COMFORT III........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(15) FLORENCE A DAVIS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(16) MICHAEL DENKENSOHN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(17) BARRY DILLER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) GALE DRUKIER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(19) JOEL S EHRENKRANZ........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(20) LAURENCE D FINK........................................................................
VICE CHAIR
 4.00
.......................   		X   X       0 0 0
(21) MARK FUNG........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(22) JAY M FURMAN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(23) H DALE HEMMERDINGER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(24) JONATHAN L HERMAN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(25) CHARLES J HINKATY........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(26) NATALIE HOLDER-WINFIELD........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(27) MITCHELL JACOBSON........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(28) BORIS JORDAN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(29) CHARLES KLEIN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(30) ANDRE JL KOO........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(31) KENNETH G LANGONE........................................................................
VICE CHAIR
 4.00
.......................   		X   X       0 0 0
(32) MARK LESLIE........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(33) BRIAN A LEVINE MD........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(34) MARTIN LIPTON........................................................................
CHAIR
 20.00
.......................   		X   X       0 0 0
(35) JEFFREY H LYNFORD........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(36) KELLY KENNEDY MACK........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(37) MIMI MD MARZIANI........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(38) HOWARD MEYERS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(39) STEVEN S MILLER........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(40) CONSTANCE J MILSTEIN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(41) DAVID C OXMAN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(42) JOHN PAULSON........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(43) CATHERINE B REYNOLDS........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(44) BRETT B ROCHKIND........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(45) WILLIAM C RUDIN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(46) SURESH SANI........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(47) CONSTANCE SILVER........................................................................
VICE CHAIR
 2.00
.......................   		X           0 0 0
(48) LISA SILVERSTEIN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(49) JAY STEIN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(50) JOSEPH S STEINBERG........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(51) JUDY STEINHARDT........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(52) MICHAEL H STEINHARDT........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(53) CHANDRIKA TANDON........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(54) DANIEL R TISCH........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(55) JOHN L VOGELSTEIN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(56) WENLIANG WANG........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(57) CASEY WASSERMAN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(58) NINA WEISSBERG........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(59) ANTHONY WELTERS........................................................................
VICE CHAIR
 4.00
.......................   		X   X       0 0 0
(60) SHELBY WHITE........................................................................
VICE CHAIR
 2.00
.......................   		X           0 0 0
(61) LEONARD A WILF........................................................................
VICE CHAIR
 4.00
.......................   		X   X       0 0 0
(62) FRED WILSON........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(63) TAMARA WINN........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(64) CHARLES ZEGAR........................................................................
TRUSTEE
 2.00
.......................   		X           0 0 0
(65) JOHN E SEXTON........................................................................
UNIVERSITY PRESIDENT
 70.00
.......................   		X   X       1,349,220 0 203,972
(66) DAVID W MCLAUGHLIN........................................................................
PROVOST
 50.00
.......................   		    X       647,353 0 42,686
(67) ROBERT BERNE........................................................................
SVP. FOR HEALTH
 50.00
.......................   		    X       1,356,106 0 39,449
(68) BONNIE BRIER........................................................................
GEN.COUNSEL & SECRETARY
 50.00
.......................   		    X       668,738 0 39,422
(69) MARTIN DORPH........................................................................
EVP, FINANCE & IT
 50.00
.......................   		    X       635,579 0 45,398
(70) THOMAS J CAREW........................................................................
DEAN OF FAS
 50.00
.......................   		      X     559,059 0 39,422
(71) ANDREW BROTMAN........................................................................
SVP. & VICE DEAN
 30.00
.......................30.00 		      X     887,739 887,739 25,500
(72) ROBERT GROSSMAN........................................................................
EX-OFFICIO, DEAN & CEO
 30.00
.......................30.00 		      X     2,363,585 2,363,585 717,984
(73) ALISON LEARY........................................................................
EVP. FOR OPERATIONS
 50.00
.......................   		      X     521,982 0 44,486
(74) STEPHANIE PIANKA........................................................................
TREASURER
 50.00
.......................   		      X     353,948 0 26,695
(75) TINA SURH........................................................................
CHIEF INV. OFFICER
 50.00
.......................   		      X     859,967 0 25,646
(76) DEBRA LAMORTE........................................................................
SVP. FOR DEVELOPMENT
 50.00
.......................   		      X     609,467 0 26,860
(77) LINDA MILLS........................................................................
VC. GLOBAL PROGRAMS
 50.00
.......................   		      X     637,706 0 45,398
(78) MARILYN MCMILLAN........................................................................
VP. FOR IT
 50.00
.......................   		      X     379,591 0 32,930
(79) ANTHONY K FREMPONG-BOADU........................................................................
DR. DIVISION OF SPINAL NEU
 50.00
.......................   		        X   3,519,750 0 51,901
(80) JAMES A GRIFO MD PHD........................................................................
PROF. OF OBSTETRICS AND GY
 50.00
.......................   		        X   2,581,416 0 48,575
(81) JOHN G GOLFINOS........................................................................
CHAIR OF NEUROSURGERY
 45.00
.......................5.00 		        X   2,462,867 211,255 60,478
(82) JOHN BENDO........................................................................
VICE CHAIR CLINICAL AFFAIRS
 50.00
.......................   		        X   3,583,623 53,096 49,028
(83) RONNIE HERSHMAN........................................................................
CLINICAL INSTRUCTOR DEPARTMENT OF MEDICINE (CARDIO
 50.00
.......................   		        X   3,791,818 0 60,382
(84) MICHAEL ALFANO........................................................................
FORMER EXECUTIVE VP
 50.00
.......................   		          X 688,774 0 38,050
(85) JESS BENHABIB........................................................................
FORMER DEAN FAS
 50.00
.......................   		          X 406,284 0 39,422
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 28,864,572 3,515,675 1,703,684
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet4,877
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
TURNER CONSTRUCTION COMPANY CORP375 HUDSON STREETNEW YORKNY10014 CONSTRUCTION 82,828,228
COLLINS BUILDING SERVICES INC1775 BROADWAY STE 1420NEW YORKNY10019 CLEANING SERVICE 55,810,778
ARAMARK EDUCATIONAL SERVICES LLC11 WEST 42ND STREET 4TH FLNEW YORKNY10036 FACILITY MANAGEMENT SERVICES 35,454,231
STRUCTURE TONE INC770 BROADWAY-9TH FLNEW YORKNY10003 CONSTRUCTION 18,539,412
FRIENDLY ADVANCE SOFTWAREPO BOX 842595BOSTONMA02284 DATA MANAGEMENT 11,603,726
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet716
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a 147,720
b Membership dues....1b  
c Fundraising events....1c 14,551,887
d Related organizations...1d  
e Government grants (contributions)1e 519,308,421
f All other contributions, gifts, grants, and
similar amounts not included above1f 		437,609,109
g Noncash contributions included in lines
1a-1f:$ 		85,661,437
h Total. Add lines 1a-1f.......MediumBullet 971,617,137
Program Service RevenueAmt Business Code
2a TUITION & FEES 611600 2,058,482,000 2,058,482,000    
b PATIENT CARE 623990 1,073,329,000 1,073,329,000    
c HOUSING & DINING 721310 259,043,823 259,043,823    
d OTHER PROGRAM SERVICES 611600 249,587,659 249,587,659    
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 3,640,442,482
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 26,415,395   -5,158,231 31,573,626
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet        
(i) Real (ii) Personal
6a Gross rents 76,032,160  
b Less: rental expenses 114,364,648  
c Rental income or (loss) -38,332,488  
d Net rental income or (loss).......MediumBullet -38,332,488   6,192,100 -44,524,588
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 1,058,078,692  
b Less: cost or other basis and sales expenses 958,000,880  
c Gain or (loss) 100,077,812  
d Net gain or (loss)..........MediumBullet 100,077,812     100,077,812
8a Gross income from fundraising events (not including
$ 14,551,887
of contributions reported on line 1c). See Part IV, line 18 ..
a 3,344,059
b Less: direct expenses ...b 1,202,537
c Net income or (loss) from fundraising events..MediumBullet 2,141,522   2,141,522
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a 30,177,719
b Less: cost of goods sold ..b 23,508,048
c Net income or (loss) from sales of inventory..MediumBullet 6,669,671   1,467,255 5,202,416
Miscellaneous Revenue Business Code
11a FEDERAL DISASTER REC. 900099 374,574,380     374,574,380
b NON-OPERATING OTHER 900099 26,517,093     26,517,093
c OTHER AUX. ENTERPRISES 713940 23,375,409   5,893,330 17,482,079
d All other revenue .... 290,000     290,000
e Total. Add lines 11a–11d ...... MediumBullet 424,756,882
12 Total revenue. See Instructions......MediumBullet 5,133,788,413 3,640,442,482 8,394,454 513,334,340
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 524,202 524,202
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 404,154,764 404,154,764
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 76,935,236 76,935,236
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 15,474,875 14,494,477 831,456 148,942
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 4,979,323 4,583,018 352,536 43,769
7 Other salaries and wages 2,072,017,206 1,912,633,299 140,425,571 18,958,336
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 146,616,995 134,989,720 10,336,215 1,291,060
9 Other employee benefits ....... 246,762,761 234,249,899 10,229,088 2,283,774
10 Payroll taxes ........... 116,715,771 107,339,082 8,329,571 1,047,118
11 Fees for services (non-employees):        
a Management ...... 314,167   314,167  
b Legal ......... 13,572,534 7,611,129 5,855,762 105,643
c Accounting ........... 4,208,333 3,702,188 445,559 60,586
d Lobbying ........... 619,653 534,285 76,643 8,725
e Professional fundraising services. See Part IV, line 17 810,055 810,055
f Investment management fees ...... 7,894,339   7,894,339  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 229,845,831 204,704,053 22,520,787 2,620,991
12 Advertising and promotion .... 14,345,490 13,972,285 124,205 249,000
13 Office expenses ....... 88,035,411 79,125,874 8,564,047 345,490
14 Information technology ...... 22,371,781 18,849,374 980,476 2,541,931
15 Royalties .. 725,419 725,419    
16 Occupancy ........... 131,788,284 126,184,328 5,336,110 267,846
17 Travel ............ 103,646,395 95,732,177 6,736,218 1,178,000
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 2,460,244 490,814 78,000 1,891,430
20 Interest ........... 110,462,000 101,072,000 9,390,000  
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 258,173,176 236,545,784 21,627,392  
23 Insurance .............. 20,734,471 7,805,749 12,928,722  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a SERVICE CONTRACT FEES 120,511,000 112,549,335 7,961,665  
b REPAIR AND MAINTENANCE 95,547,061 83,385,842 12,161,219  
c RENTAL OF EQUIPMENT 66,005,000 21,937,263 44,067,737  
d CHANGES IN PENSION OBL. 60,140,000 60,140,000    
e All other expenses 277,838,776 149,322,849 108,860,850 19,655,077
25 Total functional expenses. Add lines 1 through 24e 4,714,230,553 4,214,294,445 446,428,335 53,507,773
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 900,101,876 1 727,560,415
2 Savings and temporary cash investments ......... 85,183,717 2 86,554,000
3 Pledges and grants receivable, net ........... 359,193,547 3 464,527,561
4 Accounts receivable, net ............. 326,026,172 4 535,490,296
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
1,139,527 5 1,119,675
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
8,211,226 6 8,091,623
7 Notes and loans receivable, net ............. 99,596,121 7 105,411,357
8 Inventories for sale or use .............. 9,645,105 8 8,397,082
9 Prepaid expenses and deferred charges .......... 91,840,847 9 111,672,111
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 6,738,847,367
b Less: accumulated depreciation ..... 10b 2,707,954,993 3,677,994,233 10c 4,030,892,374
11 Investments—publicly traded securities ..........   11  
12 Investments—other securities. See Part IV, line 11 ..... 2,999,784,993 12 3,191,770,482
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 59,891,102 15 25,749,044
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 8,618,608,466 16 9,297,236,020
Liabilities 17 Accounts payable and accrued expenses ......... 544,511,234 17 551,848,284
18 Grants payable .................   18  
19 Deferred revenue ................ 805,803,000 19 787,789,771
20 Tax-exempt bond liabilities ............. 1,878,142,000 20 1,905,460,383
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 255,888,000 23 200,252,000
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 937,869,335 25 980,644,773
26 Total liabilities. Add lines 17 through 25......... 4,422,213,569 26 4,425,995,211
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 1,983,991,677 27 1,983,460,412
28 Temporarily restricted net assets ........... 744,086,180 28 1,331,872,461
29 Permanently restricted net assets ........... 1,468,317,040 29 1,555,907,936
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 4,196,394,897 33 4,871,240,809
34 Total liabilities and net assets/fund balances ........ 8,618,608,466 34 9,297,236,020
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
5,133,788,413
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
4,714,230,553
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
419,557,860
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
4,196,394,897
5
Net unrealized gains (losses) on investments ...............
5
265,498,803
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-10,210,751
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
4,871,240,809
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 649,126,262 701,545,471 857,257,738 960,468,399 1,192,742,941 4,361,140,811
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 649,126,262 701,545,471 857,257,738 960,468,399 1,192,742,941 4,361,140,811
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4. 4,361,140,811
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 649,126,262 701,545,471 857,257,738 960,468,399 1,192,742,941 4,361,140,811
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 101,723,882 92,293,291 81,840,395 113,368,707 108,164,764 497,391,039
9 Net income from unrelated business activities, whether or not the business is regularly carried on.. 6,492,517 6,921,721 12,503,649 10,560,753 8,394,454 44,873,094
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.).. 49,834,024 110,391,554 84,579,057 251,962,414 408,331,015 905,098,064
11 Total support (Add lines 7 through 10). 5,808,503,008
12
12
15,250,805,242
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
75.080 %
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
NEW YORK UNIVERSITY
  		Employer identification number

13-5562308
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
NEW YORK UNIVERSITY
  		Employer identification number

13-5562308
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
NEW YORK UNIVERSITY
  		Employer identification number

13-5562308
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
Yes
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
Yes
 
250
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
Yes
 
3,827
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
594,024
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
Yes
 
21,551
i
Other activities? ..........................
 
No
 
j
Total. Add lines 1c through 1i ...............................
619,652
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART 11-B LINE 1 NYU UTILIZES VOLUNTEERS AS PART OF NYU IN ALBANY DAY AND NYU IN WASHINGTON, DC DAY. NYU UTILIZES PAID EMPLOYEES TO HAVE MINIMAL CONTACT WITH ELECTED OFFICIALS. ADDITIONALLY, NYU HAS THREE PRINCIPAL LOBBYISTS ON RETAINER WHO HAVE DIRECT CONTACT WITH LEGISLATORS AND STAFF CONCERNING UNIVERSITY MATTERS. NYU SENDS LETTERS TO FEDERAL, STATE, AND LOCAL OFFICIALS ON PUBLIC POLICY. A SMALL PERCENTAGE OF MEMBERSHIP DUES THE UNIVERSITY PAYS TO THE FOLLOWING ASSOCIATIONS ARE REPORTED: AAU (ASSOCIATION OF AMERICAN UNIVERSITIES), NAICU (NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES) AND TSC (THE SCIENCE COALITION).
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a 1
b Total acreage restricted by conservation easements .................. 2b .29
c Number of conservation easements on a certified historic structure included in (a) ..... 2c 1
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d 1
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet1
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 2,942,581,087 2,765,755,897 2,690,369,662 2,375,939,165 2,134,635,606
b Contributions ........ 259,375,964 150,829,000 177,795,800 142,888,000 160,162,000
c Net investment earnings, gains, and losses 383,468,572 246,382,088 72,055,356 301,857,827 172,386,687
d Grants or scholarships ..... 27,698,757 23,462,909 22,281,071 18,645,572 14,219,178
e Other expenditures for facilities
and programs ........ 		149,089,238 185,612,121 149,033,859 105,415,479 81,135,377
f Administrative expenses .... 10,116,417 11,310,868 3,151,990 6,254,279 3,040,411
g End of year balance ...... 3,398,521,211 2,942,581,087 2,765,753,898 2,690,369,662 2,368,789,327
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet38.000 %
b
Permanent endowment SchDMd Bullet62.000 %
c
Temporarily restricted endowment SchDMd Bullet0 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
Yes
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
No
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   15,716,762 15,716,762
b Buildings ................   5,305,499,546 2,154,022,174 3,151,477,372
c Leasehold improvements ............        
d Equipment ................   696,540,055 553,932,819 142,607,236
e Other .................   721,091,004   721,091,004
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 4,030,892,374
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) EQUITY SECURITIES 		1,734,680,578 F

(B) FIXED INCOME SECURITIES 		299,605,767 F

(C) OPPORTUNISTIC & CREDIT 		801,033,080 F

(D) OTHER LONG - TERM INVESTMENTS 		35,096,288 F

(E) OTHER SHORT - TERM INVESTMENTS 		3,152,702 F

(F) REAL ASSETS 		310,398,908 F

(G) SPLIT INTEREST AGREEMENTS 		7,803,159 F


Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 3,191,770,482
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
ACCRUED BENEFIT OBLIGATION 86,166,100
ACCRUED POSTRETIREMENT OBLIGATION 412,453,861
ASSET RETIREMENT OBLIGATION 153,439,742
FEDERAL GRANTS REFUNDABLE 73,533,191
TAXABLE BONDS 142,886,618
OTHER LEASING OBLIGATIONS 112,165,261



Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 980,644,773
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART III, LINE 1A: THE UNIVERSITY DOES NOT ASSIGN VALUES TO COLLECTION ITEMS. COLLECTION ITEMS ARE GENERALLY HELD FOR EDUCATIONAL PURPOSES AND ARE NOT DISPOSED OF FOR FINANCIAL GAIN OR OTHERWISE ENCUMBERED IN ANY MANNER.
PART III, LINE 4: COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH ACQUISITION AND MAINTENANCE OF THESE COLLECTIONS ARE RECORDED AS EXPENSES IN THE PERIOD IN WHICH THEY ARE INCURRED.
PART V, LINE 4: NYU'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES SUCH AS: PROGRAM SUPPORT, FACULTY AND STAFF SALARIES, SCHOLARSHIPS AND FELLOWSHIPS, LIBRARY BOOKS, RESEARCH, BUILDINGS AND EQUIPMENT, AND STUDENT LOANS.
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2013
Schedule E (Form 990 or 990EZ) 2013
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Return Reference Explanation
SCHEDULE E, PART I, LINE 3 ALL ADVERTISEMENTS AND MARKETING MATERIALS, INCLUDING ADVERTISEMENTS IN NEWSPAPERS, CONTAIN THE NYU NONDISCRIMINATORY POLICY STATEMENT. ADDITIONALLY, THE UNIVERSITY'S WEB-SITE (WWW.NYU.EDU) PROMINENTLY FEATURES INSTITUTIONAL POLICIES ON NONDISCRIMINATION AND EQUAL OPPORTUNITY.
SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FROM VARIOUS FEDERAL, STATE & LOCAL AGENCIES.
Schedule E (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
CENTRAL AMERICA 1 0 EDUCATION/RESEARCH INSTRUCTION 228,664
EAST ASIA AND THE PACIFIC 4 35 EDUCATION/RESEARCH INSTRUCTION 3,840,175
EUROPE 1 130 EDUCATION/RESEARCH INSTRUCTION 67,678,630
MIDDLE EAST AND NORTH AFRICA 4 377 EDUCATION/RESEARCH INSTRUCTION 78,318,397
SOUTH AMERICA 0 9 EDUCATION/RESEARCH INSTRUCTION 2,869,131
SUB-SAHARAN AFRICA 0 8 EDUCATION/RESEARCH INSTRUCTION 2,169,502
CENTRAL AMERICA     INVESTMENTS   1,294,252,562
EAST ASIA AND THE PACIFIC     INVESTMENTS   123,990,442
EUROPE     INVESTMENTS   19,743,541
SUB-SAHARAN AFRICA     INVESTMENTS   58,264,990
           
           
           
           
           
           
           
3a Sub-total ..... 10 559 1,573,347,503
b Total from continuation sheets to Part I ... 0 0 78,008,531
c Totals (add lines 3a and 3b) 10 559 1,651,356,034
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
 
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
SCHOLARSHIPS, FELLOWSHIPS, GRANTS CENTRAL AMERICA AND THE CARIBBEAN 70 2,006,662 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS EAST ASIA AND THE PACIFIC 767 23,364,584 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS EUROPE 433 15,163,679 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS MIDDLE EAST & NORTH AFRICA 183 7,727,005 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS NORTH AMERICA 233 6,280,872 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS RUSSIA-NEWLY INDEPENDENT 86 3,934,573 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS SOUTH AMERICA 217 6,805,355 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS. GRANTS SOUTH ASIA 231 7,471,793 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS SUB-SAHARAN AFRICA 95 4,180,712 CREDIT TO BURSAR ACCOUNTS      
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS OUTSIDE THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
RUFFALOCODY
65 KIRKWOOD N RD
 
CEDAR RAPIDS, IA52406 		PHONATHON   No 2,135,412 810,055 1,325,357
             
             
             
             
             
             
             
             
             
Total .................right arrow 2,135,412 810,055 1,325,357
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, FL, GA, HI, IL, KS, KY, LA, MA, ME, MD, MI, MN, MO, MS, NC, ND, NH, NJ, NM, NY, OH, OK, OR, PA, RI, SC, TN, UT, VA, WA, WI, WV, DC
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

VIOLET BALL
(event type) 		(b) Event #2

FACES GALA
(event type) 		(c) Other events

26
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 6,399,801 4,834,671 6,661,474 17,895,946
2 Less: Contributions . . 6,226,381 4,699,071 3,626,435 14,551,887
3 Gross income (line 1
minus line 2) . . . 		173,420 135,600 3,035,039 3,344,059
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . .        
7 Food and beverages .        
8 Entertainment . . .        
9 Other direct expenses . 309,365 231,375 661,797 1,202,537
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 1,202,537
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow 2,141,522
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number
13-5562308
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) UNITED WAY OF NEW YORK CITY
2 PARK AVENUE
NEW YORK,NY10016 		13-2617681 501(C)(3) 29,470       SUPPORT
(2) NATIONAL CENTER ON PHILANTHROPY AND THE LAW
110 WEST 3RD STREET - DAGOSTINO
HALL
NEW YORK,NY10012 		13-3954405 501(C)(3) 290,000       SUPPORT
(3) GREENWICH HOUSE INC
224 WEST 30TH STREET SUITE 302
NEW YORK,NY10001 		13-5562204 501(C)(3) 24,350       SUPPORT AND COMMUNITY GALA
(4) BOWERY RESIDENTS' COMMITTEE INC
131 WEST 25TH STREET 12TH FLOOR
NEW YORK,NY10001 		13-2736659 501(C)(3) 11,000       SUPPORT
(5) NEW YORK BUILDING CONGRESS
44 WEST 28TH STREET
NEW YORK,NY10001 		13-1097030 501(C)(3) 5,000       LEADERSHIP AWARDS LUNCHEON
(6) CITIZENS UNION OF THE CITY OF NEW YORK
299 BROADWAY SUITE 700
NEW YORK,NY10007 		13-4997570 501(C)(3) 15,000       SUPPORT AWARDS DINNER
(7) EDUCATIONAL ALLIANCE
197 EAST BROADWAY
NEW YORK,NY10002 		13-5562210 501(C)(3) 5,000       SUPPORT










2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
7
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
0
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) STUDENT FINANCIAL AID 13416 404,154,764      












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS IN THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
Yes
 
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)JOHN E SEXTONUNIVERSITY PRESIDENT (i)
(ii)		 1,242,636
0 		0
0 		106,584
0 		100,200
0 		103,772
0 		1,553,192
0 		0
0
(2)DAVID W MCLAUGHLINPROVOST (i)
(ii)		 647,353
0 		0
0 		0
0 		25,500
0 		17,186
0 		690,039
0 		0
0
(3)ROBERT BERNESVP. FOR HEALTH (i)
(ii)		 1,356,106
0 		0
0 		0
0 		25,500
0 		13,949
0 		1,395,555
0 		0
0
(4)BONNIE BRIERGEN.COUNSEL & SECRETARY (i)
(ii)		 603,234
0 		65,504
0 		0
0 		25,500
0 		13,922
0 		708,160
0 		0
0
(5)MARTIN DORPHEVP, FINANCE & IT (i)
(ii)		 615,841
0 		0
0 		19,738
0 		25,500
0 		19,898
0 		680,977
0 		0
0
(6)THOMAS J CAREWDEAN OF FAS (i)
(ii)		 559,059
0 		0
0 		0
0 		25,500
0 		13,922
0 		598,481
0 		0
0
(7)ANDREW BROTMANSVP. & VICE DEAN (i)
(ii)		 519,923
519,923 		365,311
365,311 		2,505
2,505 		12,750
12,750 		0
0 		900,489
900,489 		0
0
(8)ROBERT GROSSMANEX-OFFICIO, DEAN & CEO (i)
(ii)		 1,112,443
1,112,443 		816,553
816,553 		434,589
434,589 		350,485
350,485 		8,507
8,507 		2,722,577
2,722,577 		238,392
238,392
(9)ALISON LEARYEVP. FOR OPERATIONS (i)
(ii)		 521,982
0 		0
0 		0
0 		25,500
0 		18,986
0 		566,468
0 		0
0
(10)STEPHANIE PIANKATREASURER (i)
(ii)		 327,788
0 		26,160
0 		0
0 		19,265
0 		7,430
0 		380,643
0 		0
0
(11)TINA SURHCHIEF INV. OFFICER (i)
(ii)		 613,262
0 		246,705
0 		0
0 		25,500
0 		146
0 		885,613
0 		0
0
(12)DEBRA LAMORTESVP. FOR DEVELOPMENT (i)
(ii)		 542,761
0 		66,706
0 		0
0 		25,500
0 		1,360
0 		636,327
0 		0
0
(13)LINDA MILLSVC. GLOBAL PROGRAMS (i)
(ii)		 637,706
0 		0
0 		0
0 		25,500
0 		19,898
0 		683,104
0 		0
0
(14)MARILYN MCMILLANVP. FOR IT (i)
(ii)		 352,370
0 		27,221
0 		0
0 		25,500
0 		7,430
0 		412,521
0 		0
0
(15)ANTHONY K FREMPONG-BOADUDR. DIVISION OF SPINAL NEU (i)
(ii)		 3,505,551
0 		14,199
0 		0
0 		26,381
0 		25,520
0 		3,571,651
0 		0
0
(16)JAMES A GRIFO MD PHDPROF. OF OBSTETRICS AND GY (i)
(ii)		 1,574,933
0 		1,006,483
0 		0
0 		23,055
0 		25,520
0 		2,629,991
0 		0
0
(17)JOHN G GOLFINOSCHAIR OF NEUROSURGERY (i)
(ii)		 2,303,857
197,616 		20,860
1,789 		138,150
11,850 		30,596
2,624 		25,105
2,153 		2,518,568
216,032 		0
0
(18)JOHN BENDOVICE CHAIR CLINICAL AFFAIRS (i)
(ii)		 3,570,770
52,906 		12,853
190 		0
0 		20,916
310 		27,396
406 		3,631,935
53,812 		0
0
(19)RONNIE HERSHMANCLINICAL INSTRUCTOR DEPARTMENT OF ME (i)
(ii)		 3,791,818
0 		0
0 		0
0 		32,755
0 		27,627
0 		3,852,200
0 		0
0
(20)MICHAEL ALFANOFORMER EXECUTIVE VP (i)
(ii)		 534,774
0 		154,000
0 		0
0 		25,500
0 		12,550
0 		726,824
0 		33,000
0
(21)JESS BENHABIBFORMER DEAN FAS (i)
(ii)		 388,884
0 		0
0 		17,400
0 		25,500
0 		13,922
0 		445,706
0 		0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A ONE OFFICER RECEIVED REIMBURSEMENT FOR ACCOUNTING, FINANCIAL PLANNING AND LEGAL EXPENSES. ONE OFFICER AND KEY EMPLOYEE TRAVELED FIRST CLASS. ONE OFFICER AND KEY EMPLOYEE RECEIVED A TAX GROSS-UP PAYMENT. ONE OFFICER AND ONE KEY EMPLOYEE RECEIVED UNIVERSITY HOUSING WITHOUT CHARGE. IN ONE CASE, THE HOUSING QUALIFIED FOR EXCLUSION FROM TAX UNDER IRC 119. IN THE OTHER, INCOME IN ITS ENTIRETY, WAS IMPUTED. ONE KEY EMPLOYEE HAD A CAR AND DRIVER AVAILABLE FOR USE, AND INCOME WAS IMPUTED ON THE PERSONAL USE OF THE VEHICLE AND DRIVER.
PART I, LINE 4B ROBERT GROSSMAN, MD - DEAN OF NYU SCHOOL OF MEDICINE- PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN (SERP) DURING CALENDAR YEAR 2013. THE EMPLOYER CONTRIBUTION TO THIS PLAN WAS $675,469 FOR CALENDAR YEAR 2013. THIS AMOUNT IS REPORTED AS A SHARED COST BETWEEN NYU HOSPITALS CENTER AND NYU SCHOOL OF MEDICINE. THE SUPPLEMENTAL SERP CONTRIBUTIONS WERE MADE PURSUANT TO A NEGOTIATED AGREEMENT WITH DR. GROSSMAN. PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15TH, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2013 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS")EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY- WHILE PRESIDENT, AND THROUGH THE SABBATICAL FOLLOWING HIS PRESIDENCY- IS REDUCED BY THE SERP ANNUAL PAYMENTS. EXECUTIVE VICE PRESIDENT ALFANO RECEIVED A LENGTH OF SERVICE BONUS IN THE AMOUNT OF $154,000 ON JANUARY 15TH, 2013. THE BONUS WAS EQUAL TO $11,000 TIMES THE NUMBER OF YEARS HE SERVED AS A FULL-TIME MEMBER OF THE NYU COLLEGE OF DENTISTRY (INCLUDING HIS SERVICES AS DEAN OF THE NYU COLLEGE OF DENTISTRY, A MEMBER OF THE FACULTY OF THE NYU COLLEGE OF DENTISTRY, AND/OR EVP OF NYU). THE $154,000 IS INCLUDED IN PART II ABOVE, IN COLUMN (B)(II). PREVIOUSLY REPORTED DEFERRED COMPENSATION OF $33,000 IS INCLUDED ON PART II ABOVE, IN COLUMN (F).
PART I, LINE 5 ONE HIGHEST COMPENSATED EMPLOYEE RECEIVED COMPENSATION OVER A BASE SALARY BASED ON THE SURPLUS OF REVENUES AFTER EXPENSES FOR THE IVF FACULTY PRACTICE GROUP.
PART I, LINE 7 TWO KEY EMPLOYEES RECEIVED COMPENSATION OVER BASE SALARY INCLUDING THE BONUS DETERMINED BY THE ORGANIZATION'S COMPENSATION COMMITTEE, DETERMINED AS REASONABLE.
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number
13-5562308
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64983TF24)
  		14-6000293 64983TF24 09-09-2004 154,646,150 SEE SUPPLEMENTAL INFORMATION X     X   X
B DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649903QP9)
  		14-6000293 649903QP9 07-12-2007 129,995,163 SEE SUPPLEMENTAL INFORMATION X     X   X
C DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649903U66)
  		14-6000293 649903U66 07-18-2008 616,076,776 SEE SUPPLEMENTAL INFORMATION X     X   X
D DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905VF0)
  		14-6000293 649905VF0 12-10-2009 419,957,678 SEE SUPPLEMENTAL INFORMATION   X   X   X
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905WC6)
  		14-6000293 649905WC6 12-10-2009 65,343,341 SEE SUPPLEMENTAL INFORMATION   X   X   X
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649906TN4)
  		14-6000293 649906TN4 04-26-2012 232,921,461 SEE SUPPLEMENTAL INFORMATION   X   X   X
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649906VS0)
  		14-6000293 649906VS0 05-17-2012 61,224,691 SEE SUPPLEMENTAL INFORMATION   X   X   X
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649907WP3)
  		14-6000293 649907WP3 10-08-2013 135,927,356 SEE SUPPLEMENTAL INFORMATION   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 100,110,000 11,285,000 25,380,000 1,495,000
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 172,937,356 138,200,681 618,722,218 420,557,566
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 13,075,261 13,768,830 28,000,894  
6 Proceeds in refunding escrows . . . . . . . . . . . . 98,525,000 183,180,000 98,525,000  
7 Issuance costs from proceeds . . . . . . . . . . . . 1,126,137 1,043,964 3,966,386 2,518,568
8 Credit enhancement from proceeds . . . . . . . . . . . 1,604,166 970,225    
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 155,744,844 116,684,628 484,039,612 414,053,488
11 Other spent proceeds . . . . . . . . . . . . . . 1,386,949 977,182 4,190,326 3,356,082
12 Other unspent proceeds . . . . . . . . . . . . . . 4,755,851 4,755,851   629,429
13 Year of substantial completion . . . . . . . . . . . . 2010 2010 2009 2015
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X   X X     X
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X     X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.010 % 0 % 2.050 % 0.380 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.880 % 0 % 0.320 % 0.220 %
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.890 % 0 % 2.370 % 0.600 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . . X     X X     X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.040 %   0.010 %  
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . . X       X      
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X   X X     X
c No rebate due? . . . . . . . . X   X     X X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X   X   X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was the hedge terminated? . . . . . .                
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . . X   X     X X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
DATE REBATE COMPUTATION PERFORMED ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64983TF2 DATE THE REBATE COMPUTATION WAS PERFORMED: 12/31/2009 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649903QP DATE THE REBATE COMPUTATION WAS PERFORMED: 04/30/2015 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905VF DATE THE REBATE COMPUTATION WAS PERFORMED: 12/31/2014 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905WC DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2011
SCHEDULE K, PART I (F) , DESCRIPTION OF PURPOSE: BOND SET #1 - NYU BOND (A) DASNY (CUSIP#64983TF24): TO: (I) PAY THE COSTS OF THE SERIES 2004 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO THE PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY CAMPUS; (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER DEALER FEES ON THE SERIES 2004 BONDS; AND (III) PAY COSTS OF ISSUANCE OF THE SERIES 2004 BONDS. BOND (B) DASNY (CUSIP#649903QP9): TO: (I) PAY THE COSTS OF THE SERIES 2007A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO THE PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY CAMPUS; (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER DEALER FEES ON THE SERIES 2007A BONDS; AND (III) PAY COSTS OF ISSUANCE OF THE SERIES 2007A BONDS. BOND (C) DASNY (CUSIP#649903U66): TO: (I) PAY THE COSTS OF THE SERIES 2008 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO THE PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY CAMPUS; (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER DEALER FEES ON THE SERIES 2008 BONDS; (III) REPAY A LINE OF CREDIT USED TO CURRENT REFUND THE DASNY SERIES 2004B1 & 2004B2 BONDS ISSUED ON 09/09/2004 AND (IV) PAY COSTS OF ISSUANCE OF THE SERIES 2008 BONDS. BOND (D) DASNY (CUSIP#649905VF0): TO: (I) PAY THE COSTS OF THE SERIES 2009A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO THE PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY CAMPUS; AND (II) PAY COSTS OF ISSUANCE OF THE SERIES 2009A BONDS. BOND SET #2 - NYU BOND (A) DASNY (CUSIP#649905WC6): TO: (I) REPAY A LINE OF CREDIT USED TO REPAY TAXABLE INDEBTEDNESS INCURRED IN CONNECTION WITH A FACILITY FOR THE SCHOOL OF MEDICINE; AND (II) TO PAY THE COSTS OF ISSUANCE OF THE SERIES 2009B BONDS. BOND (B) DASNY (CUSIP#649906TN4): TO: (I) PAY, OR REIMBURSE THE UNIVERSITY FOR THE PAYMENT OF, COSTS OF THE SERIES 2012A PROJECT; (II) REFUND OR REIMBURSE THE UNIVERSITY FOR THE REFUNDING OF ALL OR A PORTION OF THE NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY CIVIC FACILITY REVENUE BONDS, SERIES 2001 AND THE DASNY NEW YORK UNIVERSITY INSURED REVENUE BONDS, 2001 SERIES 2; AND (III) TO REPAY A LINE OF CREDIT USED TO PAY THE DASNY INSURED REVENUE BONDS, SERIES 2003B. BOND (C) DASNY (CUSIP#649906VS0): TO: FINANCE OR REFINANCE THE COST OF THE ACQUISITION, CONSTRUCTION, FURNISHING AND EQUIPPING OF THE SERIES 2012 PROJECT. BOND (D) DASNY (CUSIP#649907WP3): TO: FINANCE OR REFINANCE THE COST OF THE ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2013A PROJECT.
PART III, PRIVATE BUSINESS USE, LINE 3C, ALL BONDS IN SET #1 AND SET #2: NEW YORK UNIVERSITY (THE "UNIVERSITY") OBTAINED A PRIVATE LETTER RULING IN 2001 REGARDING RESEARCH AGREEMENTS AND USES THE GUIDANCE IT OBTAINED TO MEASURE THE PERCENTAGE OF FINANCED PROPERTY TREATED AS USED IN A PRIVATE BUSINESS USE. THE UNIVERSITY IS ALLOCATING EQUITY ON A PRO-RATA BASIS FOR THE PURPOSES OF THIS TAX YEAR'S FORM 990 UNLESS SPECIFIC EQUITY HAS BEEN DOCUMENTED IN THE TAX CERTIFICATE OF THE BOND ISSUE OR A REFUNDING BOND ISSUE.
PART IV, ARBITRAGE, LINE 3 BOND (A) DASNY (CUSIP#64983TF24) AND BOND (C) DASNY (CUSIP#649903U66) THE SERIES 2004 BONDS ISSUED IN VARIABLE RATE FORM WERE REPAID WITH FUNDS DRAWN UNDER A LINE OF CREDIT IN 2008 AND THE LINE OF CREDIT WAS THEN REFINANCED BY THE SERIES 2008 BONDS. THE SERIES 2004 BONDS ISSUED IN A FIXED RATE FORM HAVE ALSO BEEN REFINANCED IN FY 2015 AND ARE NO LONGER OUTSTANDING.
PART III, PRIVATE BUSINESS USE, LINE 8A & 8C BOND SET #1 - NYU BOND (A) DASNY (CUSIP#64983TF24) AND BOND (C) DASNY (CUSIP#649903U66) THE UNIVERSITY HAS PARTICIPATED IN THE VOLUNTARY CLOSING AGREEMENT PROGRAM WITH RESPECT TO THE SERIES 2004 AND SERIES 2008 BONDS. THE CLOSING WAS COMPLETED AS OF OCTOBER 27, 2014.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number
13-5562308
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64983TF24)
  		14-6000293 64983TF24 09-09-2004 154,646,150 SEE SUPPLEMENTAL INFORMATION X     X   X
B DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649903QP9)
  		14-6000293 649903QP9 07-12-2007 129,995,163 SEE SUPPLEMENTAL INFORMATION X     X   X
C DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649903U66)
  		14-6000293 649903U66 07-18-2008 616,076,776 SEE SUPPLEMENTAL INFORMATION X     X   X
D DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905VF0)
  		14-6000293 649905VF0 12-10-2009 419,957,678 SEE SUPPLEMENTAL INFORMATION   X   X   X
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905WC6)
  		14-6000293 649905WC6 12-10-2009 65,343,341 SEE SUPPLEMENTAL INFORMATION   X   X   X
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649906TN4)
  		14-6000293 649906TN4 04-26-2012 232,921,461 SEE SUPPLEMENTAL INFORMATION   X   X   X
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649906VS0)
  		14-6000293 649906VS0 05-17-2012 61,224,691 SEE SUPPLEMENTAL INFORMATION   X   X   X
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649907WP3)
  		14-6000293 649907WP3 10-08-2013 135,927,356 SEE SUPPLEMENTAL INFORMATION   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 100,110,000 11,285,000 25,380,000 1,495,000
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 172,937,356 138,200,681 618,722,218 420,557,566
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 13,075,261 13,768,830 28,000,894  
6 Proceeds in refunding escrows . . . . . . . . . . . . 98,525,000 183,180,000 98,525,000  
7 Issuance costs from proceeds . . . . . . . . . . . . 1,126,137 1,043,964 3,966,386 2,518,568
8 Credit enhancement from proceeds . . . . . . . . . . . 1,604,166 970,225    
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 155,744,844 116,684,628 484,039,612 414,053,488
11 Other spent proceeds . . . . . . . . . . . . . . 1,386,949 977,182 4,190,326 3,356,082
12 Other unspent proceeds . . . . . . . . . . . . . . 4,755,851 4,755,851   629,429
13 Year of substantial completion . . . . . . . . . . . . 2010 2010 2009 2015
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X   X X     X
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X     X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.010 % 0 % 2.050 % 0.380 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.880 % 0 % 0.320 % 0.220 %
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.890 % 0 % 2.370 % 0.600 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . . X     X X     X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.040 %   0.010 %  
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . . X       X      
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X   X X     X
c No rebate due? . . . . . . . . X   X     X X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X   X   X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was the hedge terminated? . . . . . .                
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . . X   X     X X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
DATE REBATE COMPUTATION PERFORMED ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64983TF2 DATE THE REBATE COMPUTATION WAS PERFORMED: 12/31/2009 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649903QP DATE THE REBATE COMPUTATION WAS PERFORMED: 04/30/2015 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905VF DATE THE REBATE COMPUTATION WAS PERFORMED: 12/31/2014 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905WC DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2011
SCHEDULE K, PART I (F) , DESCRIPTION OF PURPOSE: BOND SET #1 - NYU BOND (A) DASNY (CUSIP#64983TF24): TO: (I) PAY THE COSTS OF THE SERIES 2004 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO THE PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY CAMPUS; (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER DEALER FEES ON THE SERIES 2004 BONDS; AND (III) PAY COSTS OF ISSUANCE OF THE SERIES 2004 BONDS. BOND (B) DASNY (CUSIP#649903QP9): TO: (I) PAY THE COSTS OF THE SERIES 2007A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO THE PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY CAMPUS; (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER DEALER FEES ON THE SERIES 2007A BONDS; AND (III) PAY COSTS OF ISSUANCE OF THE SERIES 2007A BONDS. BOND (C) DASNY (CUSIP#649903U66): TO: (I) PAY THE COSTS OF THE SERIES 2008 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO THE PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY CAMPUS; (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER DEALER FEES ON THE SERIES 2008 BONDS; (III) REPAY A LINE OF CREDIT USED TO CURRENT REFUND THE DASNY SERIES 2004B1 & 2004B2 BONDS ISSUED ON 09/09/2004 AND (IV) PAY COSTS OF ISSUANCE OF THE SERIES 2008 BONDS. BOND (D) DASNY (CUSIP#649905VF0): TO: (I) PAY THE COSTS OF THE SERIES 2009A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO THE PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY CAMPUS; AND (II) PAY COSTS OF ISSUANCE OF THE SERIES 2009A BONDS. BOND SET #2 - NYU BOND (A) DASNY (CUSIP#649905WC6): TO: (I) REPAY A LINE OF CREDIT USED TO REPAY TAXABLE INDEBTEDNESS INCURRED IN CONNECTION WITH A FACILITY FOR THE SCHOOL OF MEDICINE; AND (II) TO PAY THE COSTS OF ISSUANCE OF THE SERIES 2009B BONDS. BOND (B) DASNY (CUSIP#649906TN4): TO: (I) PAY, OR REIMBURSE THE UNIVERSITY FOR THE PAYMENT OF, COSTS OF THE SERIES 2012A PROJECT; (II) REFUND OR REIMBURSE THE UNIVERSITY FOR THE REFUNDING OF ALL OR A PORTION OF THE NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY CIVIC FACILITY REVENUE BONDS, SERIES 2001 AND THE DASNY NEW YORK UNIVERSITY INSURED REVENUE BONDS, 2001 SERIES 2; AND (III) TO REPAY A LINE OF CREDIT USED TO PAY THE DASNY INSURED REVENUE BONDS, SERIES 2003B. BOND (C) DASNY (CUSIP#649906VS0): TO: FINANCE OR REFINANCE THE COST OF THE ACQUISITION, CONSTRUCTION, FURNISHING AND EQUIPPING OF THE SERIES 2012 PROJECT. BOND (D) DASNY (CUSIP#649907WP3): TO: FINANCE OR REFINANCE THE COST OF THE ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2013A PROJECT.
PART III, PRIVATE BUSINESS USE, LINE 3C, ALL BONDS IN SET #1 AND SET #2: NEW YORK UNIVERSITY (THE "UNIVERSITY") OBTAINED A PRIVATE LETTER RULING IN 2001 REGARDING RESEARCH AGREEMENTS AND USES THE GUIDANCE IT OBTAINED TO MEASURE THE PERCENTAGE OF FINANCED PROPERTY TREATED AS USED IN A PRIVATE BUSINESS USE. THE UNIVERSITY IS ALLOCATING EQUITY ON A PRO-RATA BASIS FOR THE PURPOSES OF THIS TAX YEAR'S FORM 990 UNLESS SPECIFIC EQUITY HAS BEEN DOCUMENTED IN THE TAX CERTIFICATE OF THE BOND ISSUE OR A REFUNDING BOND ISSUE.
PART IV, ARBITRAGE, LINE 3 BOND (A) DASNY (CUSIP#64983TF24) AND BOND (C) DASNY (CUSIP#649903U66) THE SERIES 2004 BONDS ISSUED IN VARIABLE RATE FORM WERE REPAID WITH FUNDS DRAWN UNDER A LINE OF CREDIT IN 2008 AND THE LINE OF CREDIT WAS THEN REFINANCED BY THE SERIES 2008 BONDS. THE SERIES 2004 BONDS ISSUED IN A FIXED RATE FORM HAVE ALSO BEEN REFINANCED IN FY 2015 AND ARE NO LONGER OUTSTANDING.
PART III, PRIVATE BUSINESS USE, LINE 8A & 8C BOND SET #1 - NYU BOND (A) DASNY (CUSIP#64983TF24) AND BOND (C) DASNY (CUSIP#649903U66) THE UNIVERSITY HAS PARTICIPATED IN THE VOLUNTARY CLOSING AGREEMENT PROGRAM WITH RESPECT TO THE SERIES 2004 AND SERIES 2008 BONDS. THE CLOSING WAS COMPLETED AS OF OCTOBER 27, 2014.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
(1) JOHN E SEXTON OFFICER MORTGAGE   X 549,020 551,675   No Yes   Yes  
(2) MARTIN DORPH OFFICER MORTGAGE   X 200,000 68,000   No Yes   Yes  
(3) RICHARD REVESZ EMPLOYEE MORTGAGE   X 5,525,700 6,521,254   No Yes   Yes  
(4) ANDREW BROTMAN EMPLOYEE MORTGAGE   X 100,000 100,000   No Yes   Yes  
(5) CAROL A MANDEL EMPLOYEE MORTGAGE   X 100,000 100,000   No Yes   Yes  
(6) MARY M BRABECK EMPLOYEE MORTGAGE   X 500,000 500,000   No Yes   Yes  
(7) PETER HENRY EMPLOYEE MORTGAGE   X 150,000 99,999   No Yes   Yes  
(8) JESS BENHABIB EMPLOYEE MORTGAGE   X 400,000 400,000   No Yes   Yes  
(9) TREVOR MORRISON EMPLOYEE RCMT   X 1,000,000 870,370   No Yes   Yes  
Total ......Small Bullet $ 9,211,298
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2013
Schedule L (Form 990 or 990-EZ) 2013
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) LAURENCE D FINK TRUSTEE 312,720 INV. MGT.   No
(2) JOHN SAUNDERS SON IN LAW TRUSTEE B. BERKLEY 293,232 EMPLOYEE   No
(3) WILLIAM RUDIN TRUSTEE 1,538,488 LEASE SPACE   No
(4) HARVEY DALE SPOUSE KEY EMP. D. LAMORTE 210,149 EMPLOYEE   No
(5) R SALK DAUGHTER IN LAW OFFICER R. BERNE 58,000 EMPLOYEE   No
(6) CONSTANCE MILSTEIN TRUSTEE 2,491,492 LEASE SPACE   No
(7) LEONARD WILF TRUSTEE 380,000 LEASE SPACE   No
(8) DR MARCI LEVINE SISTER TRUSTEE B. LEVINE 255,229 EMPLOYEE   No
(9) MITCHELL JACOBSON TRUSTEE 201,678 SUPPLIES   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 10 433,002 SEE SCHEDULE O
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 1,105,060 SEE SCHEDULE O
5 Clothing and household
goods ....... 		X 217,176 SEE SCHEDULE O
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 509 83,329,234 SEE SCHEDULE O
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		X 1 6,227 SEE SCHEDULE O
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies . X 6 62,230 SEE SCHEDULE O
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( CERTIFICATES ) X 25 508,508 SEE SCHEDULE O
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
9
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2013)
Schedule M (Form 990) (2013)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M (Form 990) (2013)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Return Reference Explanation
FORM 990, PART VI, SECTION A, LINE 2 1) MICHAEL STEINHARDT (TRUSTEE) AND JUDY STEINHARDT (TRUSTEE) HAD A FAMILY RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2014. 2) H. DALE HEMMERDINGER (TRUSTEE) AND SURESH SANI (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2014. 3) JAY FURMAN (TRUSTEE) AND JOHN SEXTON (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2014.
FORM 990, PART VI, SECTION A, LINE 6 THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW.
FORM 990, PART VI, SECTION A, LINE 7A THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW.
FORM 990, PART VI, SECTION A, LINE 7B THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW.
FORM 990, PART VI, SECTION B, LINE 11 THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1. THE FORM 990 WAS REVIEWED AND APPROVED BY THE UNIVERSITY CONTROLLER. 2. THE FORM 990 WAS THEN REVIEWED AND APPROVED BY THE UNIVERSITY'S CHIEF FINANCIAL OFFICER AND OFFICE OF GENERAL COUNSEL. 3. THE FORM 990 WAS THEN PRESENTED TO THE UNIVERSITY'S AUDIT AND COMPLIANCE COMMITTEE FOR REVIEW. 4. THE FORM 990 WAS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES FOR REVIEW. 5. THE COMPENSATION COMMITTEE OF BOARD OF TRUSTEES REVIEWED THE COMPENSATION SECTIONS OF THE FORM 990. 6. FOLLOWING THE REVIEW PERIOD, THE FORM 990 WAS ELECTRONICALLY FILED WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C THE OFFICE OF GENERAL COUNSEL ANNUALLY SENDS OUT CONFLICT OF INTEREST QUESTIONNAIRES TO OFFICERS, TRUSTEES AND KEY EMPLOYEES, REVIEWS COMPLETED QUESTIONNAIRES AND CONSULTS WITH THOSE COMPLETING FORMS AS APPROPRIATE. IN ADDITION, QUESTIONS ARISE PERIODICALLY THROUGHOUT THE YEAR AND ARE HANDLED BY THE OFFICE OF GENERAL COUNSEL AS APPROPRIATE.
FORM 990, PART VI, SECTION B, LINE 15 THE PROPOSED COMPENSATION OF OFFICERS, TRUSTEES, KEY EMPLOYEES, DISQUALIFIED PERSONS AND CERTAIN OTHERS (EXCEPT THE PRESIDENT) IS REVIEWED ANNUALLY BY AN OUTSIDE CONSULTING FIRM AND THAT FIRM'S ANALYSIS IS PRESENTED TO THE COMPENSATION COMMITTEE OF THE BOARD FOR ITS REVIEW AND APPROVAL. WHEN IT IS PROPOSED TO CHANGE THE COMPENSATION OF THE PRESIDENT, THE BOARD CHAIRMAN ENGAGES A COMPENSATION CONSULTANT TO PREPARE A CUSTOM SURVEY FOR CONSIDERATION BY THE COMPENSATION COMMITTEE OF THE BOARD, WHICH THEN SETS HIS COMPENSATION.
FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE ON ITS WEBSITE (WWW.NYU.EDU).
FORM 990, PART XI, LINE 9: ADJUSTMENT TO BEGINNING OF YEAR NET ASSETS -10,210,751.
FORM 990 PART III, LINE 1 - (CONTINUED FROM PAGE 2) AND IS A MEMBER OF THE DISTINGUISHED ASSOCIATION OF AMERICAN UNIVERSITIES. THE UNIVERSITY'S SCHOOLS AND INSTITUTES, EACH WITH ITS OWN TRADITIONS, PROGRAMS AND FACULTY, ARE IN ORDER OF FOUNDING DATE: COLLEGE OF ARTS AND SCIENCE, SCHOOL OF LAW, SCHOOL OF MEDICINE, COLLEGE OF DENTISTRY, GRADUATE SCHOOL OF ARTS AND SCIENCE, STEINHARDT SCHOOL OF CULTURE EDUCATION AND HUMAN DEVELOPMENT, LEONARD N. STERN SCHOOL OF BUSINESS, COURANT INSTITUTE OF MATHEMATICAL SCIENCES, SCHOOL OF CONTINUING AND PROFESSIONAL STUDIES, INSTITUTE OF FINE ARTS, ROBERT F.WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, POST-GRADUATE MEDICAL SCHOOL, SILVER SCHOOL OF SOCIAL WORK, TISCH SCHOOL OF THE ARTS, GALLATIN SCHOOL OF INDIVIDUALIZED STUDY, COLLEGE OF NURSING, THE INSTITUTE FOR THE STUDY OF THE ANCIENT WORLD, AND THE NYU POLYTECHNIC SCHOOL OF ENGINEERING. IN ADDITION, AS PART OF ITS UNRIVALLED GLOBAL NETWORK OF ACADEMIC SITES AND RESEARCH PROGRAMS IN OTHER PARTS OF THE U.S. AND ABROAD, NYU OPERATES DEGREE-GRANTING RESEARCH UNIVERSITY CAMPUSES WITH SELECTIVE UNDERGRADUATE LIBERAL ARTS AND SCIENCES COLLEGES IN ABU DHABI - NYU ABU DHABI, AND IN CHINA - NYU SHANGHAI.
FORM 990, PART XII, LINE 2C THE AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF NYU'S FINANCIAL STATEMENT AUDIT AND SELECTION OF ITS INDEPENDENT AUDITOR. THERE HAS BEEN NO CHANGE IN PROCESS SINCE PRIOR YEAR.
SCHEDULE M-PART I COLUMN (D) THE VALUATION RECORDED IN THE UNIVERSITY'S FUNDRAISING SYSTEM IS USUALLY BASED UP ON THE PROFESSIONAL APPRAISAL SUBMITTED WITH THE GIFT. IN THE EVENT THERE IS NO APPRAISAL AND VALUATION CANNOT BE DETERMINED, A NOMINAL VALUE OF $1 IS RECORDED.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity










Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) INSTITUTE OF FINE ARTS FOUNDATION

1 EAST 78TH STREET

NEW YORK,NY10021
23-7184242 		SUPPORT NYU'S INSTITUTE OF FINE ARTS NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
Yes
 
(2) NATIONAL CENTER ON PHILANTHROPY AND THE LAW

110 WEST 3RD STREET - DAGOSTINO HAL

NEW YORK,NY10012
13-3954405 		STUDY, RESEARCH, EDUCATION ON PHILANTHROPY & THE LAW NY 501 (C) (3) LINE 11A, I NYU SCHOOL OF LAW FOUNDATION
 
Yes
 
(3) NEW YORK UNIVERSITY REAL ESTATE CORPORATION

105 EAST 17TH STREET 2ND FL

NEW YORK,NY10003
13-4141728 		OWNS REAL PROPERTY NY 501 (C) (25)   NEW YORK UNIVERSITY
 
Yes
 
(4) NYU SCHOOL OF BUSINESS FOUNDATION INC

C/O KAUFMAN MGMT CENTER-44 WEST 4TH

NEW YORK,NY10022
13-4168015 		SUPPORT NYU'S L.N. STERN SCHOOL OF BUSINESS NY 501 (C) (3) LINE 7 NEW YORK UNIVERSITY
 
Yes
 
(5) NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION

110 WEST 3RD STREET 2ND FL

NEW YORK,NY10012
13-6161036 		SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 9 NEW YORK UNIVERSITY
 
Yes
 
(6) NYU IMAGING INC

545 FIRST AVENUE

NEW YORK,NY10016
13-4000622 		PERFORMS MEDICAL ACTIVITIES NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
Yes
 
(7) NYU SCHOOL OF LAW FACULTY RETENTION ASSISTANCE CORPORATION

110 WEST 3RD STREET 2ND FL

NEW YORK,NY10012
13-4047911 		SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NYU'S SCHOOL OF LAW FOUNDATION
 
Yes
 
(8) NYU SCHOOL OF LAW HOUSING ASSISTANCE CORP

110 WEST 3RD STREET 2ND FL

NEW YORK,NY10012
13-4043221 		SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NYU'S SCHOOL OF LAW FOUNDATION
 
Yes
 
(9) NYU SCHOOL OF LAW RECRUITMENT ASSISTANCE CORPORATION

110 WEST 3RD STREET 2ND FL

NEW YORK,NY10012
13-4043182 		SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NYU'S SCHOOL OF LAW FOUNDATION
 
Yes
 
(10) HAROLD ACTON TRUST

105 EAST 17TH STREET 2ND FL

NEW YORK,NY10003
13-7050560 		SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITLAY NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
Yes
 
(11) WASHINGTON SQUARE LEGAL SERVICES INC

110 WEST 3RD STREET 2ND FL

NEW YORK,NY10012
23-7392120 		CERTAIN PUBLIC INTEREST ACTIVITIES OF NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
Yes
 
(12) NYU IN ABU DHABI CORP

C/O NYU - 105 EAST 17TH STREET 2ND
NEW YORK,ABU DHABI10003
AE
26-2652713 		SUPPORT NYU COLLEGE IN ABU DHABI NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
Yes
 
(13) HORTENSE ACTON TRUST

PO BOX 1802

PROVIDENCE,RI029011802
36-7110976 		SUPPORT NYU'S CAMPUS IN FLORENCE, ITLAY IL 501 (C) (3) PF NEW YORK UNIVERSITY
 
Yes
 
(14) NYU HOSPITALS CENTER

70 WASHINGTON SQUARE SOUTH

NEW YORK,NY10013
13-3971298 		OPERATES NYU'S HOSPITALS NY 501 (C) (3) LINE 3 NEW YORK UNIVERSITY
 
Yes
 
(15) 34TH STREET CANCER CENTER INC

70 WASHINGTON SQUARE SOUTH

NEW YORK,NY10013
30-0262470 		CANCER CARE NY 501 (C) (3) LINE 11A, I NYU HOSPITALS CENTER
 
Yes
 
(16) JURODIN FUND INC

PO BOX 6089

NEWARK,DE197146089
13-6169166 		DONOR FUNDS DE 501 (C) (3) PF NEW YORK UNIVERSITY
 
Yes
 
(17) NYU IN LONDON

6 BEDFORD SQUARE
  LONDONWC1B 3RA
UK
SUPPORT NYU'S PROGRAM IN LONDON UK     NEW YORK UNIVERSITY
 
Yes
 
(18) NYU TISCH SCHOOL OF ARTS ASIA LTD

3 KAY SIANG ROAD
    248923
SN
SUPPORTS NYU'S TSOA'S PROGRAM IN SINGAPORE SN     NEW YORK UNIVERSITY
 
Yes
 
(19) NYU IN TEL-AVIV LTD

TUVAL 13
  RAMAT GAN52522
IS
SUPPORT NYU'S PROGRAM IN TEL-AVIV IS     NEW YORK UNIVERSITY
 
Yes
 
(20) NEW YORK UNIVERSITY IN FRANCE

56 RUE DE PASSY
  PARIS75016
FR
SUPPORTS NYU'S PROGRAM IN FRANCE FR     NEW YORK UNIVERSITY
 
Yes
 
(21) METROTECH

1 METROTECH ROADWAY

BROOKLYN,NY11201
 SUPPORTS NYU NY 501 (C) (3)   NEW YORK UNIVERSITY
 
Yes
 
(22) POLYTECHNIC HOLDING CORPORATION

300 PARK AVENUE

NEW YORK,NY10022
 SUPPORTS NYU NY 501 (C) (2)   NEW YORK UNIVERSITY
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) CCC 550 INSURANCE SCC

550 FIRST AVENUE
NEW YORK   10016
BB
EXCESS PROF. LIAB. INSURANCE BB NYU HOSPITALS CENTER
  		C 72,949,000 353,773,000 100.000 % Yes  
(2) INTERNATIONAL ART FUND

C/O NYU105 E17TH STREET 2ND FL
NEW YORK   10003
PM
HOLDS STOCK IN LA PIETRA CORP PM NEW YORK UNIVERSITY
  		C   118,118 100.000 % Yes  
(3) LA PIETRA CORPORATION

VIA BOLOGNESE 120
  FIRENZE50139
IT
HOLDS PROPERTY COMPRISING NYU'S FLORENCE CAMPUS IT INTERNATIONAL ART FUND
  		C 2,344,024 30,547,748 100.000 % Yes  
(4) NIU DA EDUCATIONAL INFORMATION CONSULTING (SHANGHAI) CO LTD

3663 ZHONG SHAN BEI RD SCIENCE BUI
  SHANGHAI200062
CH
SUPPORTS NYU'S PROGRAM IN CHINA CH NEW YORK UNIVERSITY
  		C 33,550 653,780 100.000 % Yes  
(5) NYU PRO FRANCE

57 BOULEVARD
SAINT GERMAIN,PARIS75005
FR
SUPPORTS NYU'S PROGRAM IN FRANCE FR NEW YORK UNIVERSITY
  		C     100.000 % Yes  
(6) POOLED INCOME FUNDS (2)

C/O NYU105 E17TH STREET 2ND FL
NEW YORK,NY10003
   NY NEW YORK UNIVERSITY
  		T     100.000 %   No
(7) CHARITABLE REMAINDER TRUST

C/O NYU105 E17TH STREET 2ND FL
NEW YORK,NY10003
   NY NEW YORK UNIVERSITY
  		T     100.000 %   No
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
Yes
 
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) INSTITUTE OF FINE ARTS FOUNDATION

 C 1,531,046 FAIR MARKET VALUE
(2) LA PIETRA CORPORATION

 D 2,452,740 FAIR MARKET VALUE
(3) LA PIETRA CORPORATION

 A 11,699 FAIR MARKET VALUE
(4) LA PIETRA CORPORATION

 J 1,427,708 FAIR MARKET VALUE
(5) LA PIETRA CORPORATION

 M 728,513 FAIR MARKET VALUE
(6) LA PIETRA CORPORATION

 N 328,277 FAIR MARKET VALUE
(7) LA PIETRA CORPORATION

 P 268,767 FAIR MARKET VALUE
(8) NATIONAL CENTER ON PHILANTHROPY AND THE LAW INC

 B 290,000 FAIR MARKET VALUE
(9) NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION

 Q 2,333,375 FAIR MARKET VALUE
(10) NYU HOSPITALS CENTER

 Q 244,000,000 FAIR MARKET VALUE
(11) NYU HOSPITALS CENTER

 P 2,033,583 FAIR MARKET VALUE
(12) NYU IN FRANCE

 R 8,896,993 FAIR MARKET VALUE
(13) NYU IN LONDON

 R 7,223,327 FAIR MARKET VALUE
(14) NYU IN TEL AVIV LTD

 Q 492,113 FAIR MARKET VALUE
(15) NYU REAL ESTATE CORPORATION

 C 3,164,226 FAIR MARKET VALUE
(16) SIR HAROLD ACTON CHARITABLE TRUST

 C 922,772 FAIR MARKET VALUE
(17) WASHINGTON SQUARE LEGAL SERVICES

 Q 172,030 FAIR MARKET VALUE
(18) HORTENSE ACTON CHARITABLE TRUST

 C 1,066,815 FAIR MARKET VALUE
(19) NYU TISCH SCHOOL OF THE ARTS ASIALTD

 R 7,851,123 FAIR MARKET VALUE
(20) NYU HOSPITALS CENTER

 O 1,389,443 FAIR MARKET VALUE
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Schedule R (Form 990) 2013
Additional Data


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