Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
ALEX KATZ FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)A KOZAK 192 LEXINGTON AVE NO 1100   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

51-0529249
B Telephone number (see instructions)

(212) 889-6371
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$32,660,479J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule).............. 6,076,331
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments 271 271 271
4 Dividends and interest from securities...... 425,137 425,137 425,137
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 443,623
b Gross sales price for all assets on line 6a 10,434,454
7 Capital gain net income (from Part IV, line 2)... 461,177
8 Net short-term capital gain......... 57,841
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,232 2,232 2,232
12 Total. Add lines 1 through 11........ 6,947,594 888,817 485,481
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 42,000 0 0 42,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 12,379 9,284 9,284 3,095
c Other professional fees (attach schedule).... Click to see attachment 192,564 192,564 192,564 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 40,999 16,499 16,499 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 6,064 1,478 1,478 4,586
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 294,006 219,825 219,825 49,681
25 Contributions, gifts, grants paid........ 1,176,500 1,176,500
26 Total expenses and disbursements. Add lines 24 and 25 1,470,506 219,825 219,825 1,226,181
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 5,477,088
b Net investment income (if negative, enter -0-) 668,992
c Adjusted net income (if negative, enter -0-)... 265,656
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 657,457 68,972 68,972
2 Savings and temporary cash investments.......... 3,460,090 3,553,973 3,553,973
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 10,467,771 Click to see attachment14,623,898 18,231,557
c Investments—corporate bonds (attach schedule)........ 8,599,652 Click to see attachment9,688,355 9,670,382
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment408,735 Click to see attachment1,135,595 Click to see attachment1,135,595
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 23,593,705 29,070,793 32,660,479
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 23,593,705 29,070,793
30 Total net assets or fund balances (see instructions)...... 23,593,705 29,070,793
31 Total liabilities and net assets/fund balances (see instructions).. 23,593,705 29,070,793
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 23,593,705
2 Enter amount from Part I, line 27a..................... 2 5,477,088
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 29,070,793
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 29,070,793
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 600SHS ALLISON TRANSMISSION HOLDINGS INC   2014-01-22 2014-09-11
b 1,000SHS ALLISON TRANSMISSION HOLDINGS INC   2014-04-24 2014-09-11
c 3,500SHS ZIMMER HLDGS INC COM   2014-06-05 2014-09-25
d 700SHS ZIMMER HLDGS INC COM   2014-08-18 2014-09-25
e 700SHS DANAHER CORP   2013-12-19 2014-10-09
200SHS SIEMENS AG SPON ADR   2013-11-20 2014-10-10
500SHS SIEMENS AG SPON ADR   2013-12-16 2014-10-10
500SHS SIEMENS AG SPON ADR   2014-01-14 2014-10-10
20,000SHS DANONE SPONSORED ADR   2014-01-23 2014-10-20
500SHS INDIVIOR PLC   2013-12-30 2014-12-29
1,000SHS NOBLE CORPORATION   2013-09-25 2014-01-02
380SHS PACKAGING CORP OF AMERICA   2013-10-16 2014-01-09
400SHS ALLERGAN INC   2013-12-16 2014-01-14
200SHS ALLERGAN INC   2013-12-18 2014-01-14
850SHS ALLSTATE CORP   2013-09-19 2014-01-22
250SHS SIEMENS AG SPON ADR   2013-11-07 2014-01-22
250SHS SIEMENS AG SPON ADR   2013-12-16 2014-01-22
190SHS BOEING CO   2013-09-23 2014-01-24
150SHS BOEING CO   2013-10-03 2014-01-24
60SHS BOEING CO   2013-10-07 2014-01-24
650SHS DIRECTV   2013-08-05 2014-01-27
300SHS DIRECTV   2013-08-07 2014-01-27
1,000SHS ABBVIE INC COM   2013-02-08 2014-01-28
550SHS ABBVIE INC COM   2013-02-08 2014-01-29
440SHS ABBVIE INC COM   2013-02-13 2014-01-29
670SHS CAPITAL ONE FINANCIAL CORP   2014-01-17 2014-02-13
550SHS EXPRESS SCRIPTS HOLDING CO   2013-09-18 2014-02-18
450SHS EXPRESS SCRIPTS HOLDING CO   2013-12-16 2014-02-18
800SHS COCA-COLA CO   2013-08-23 2014-02-19
1,000SHS COCA-COLA CO   2013-12-16 2014-02-19
500SHS POTASH CORP OF SASKATCHEWAN INC   2013-08-06 2014-02-27
800SHS POTASH CORP OF SASKATCHEWAN INC   2013-08-14 2014-02-27
700SHS POTASH CORP OF SASKATCHEWAN INC   2013-08-23 2014-02-27
1,000SHS POTASH CORP OF SASKATCHEWAN INC   2013-12-16 2014-02-27
445SHS COVIDIEN PLC   2013-06-17 2014-02-27
555SHS COVIDIEN PLC   2013-07-01 2014-02-27
1,000SHS TWENTY FIRST CENTURY FOX   2013-07-16 2014-03-03
1,000SHS TWENTY FIRST CENTURY FOX   2013-07-18 2014-03-03
500SHS TWENTY FIRST CENTURY FOX   2013-11-08 2014-03-03
1,500SHS TWENTY FIRST CENTURY FOX   2013-12-16 2014-03-03
500SHS BED BATH & BEYOND INC   2013-12-13 2014-03-03
500SHS BED BATH & BEYOND INC   2013-12-16 2014-03-03
600SHS BED BATH & BEYOND INC   2014-01-09 2014-03-03
700SHS KRAFT FOODS GROUP INC   2013-10-21 2014-03-07
700SHS KRAFT FOODS GROUP INC   2013-12-16 2014-03-07
750SHS BROOKFIELD ASSET MGMT INC CL A   2013-04-18 2014-03-11
750SHS BROOKFIELD ASSET MGMT INC CL A   2013-04-29 2014-03-11
500SHS BROOKFIELD ASSET MGMT INC CL A   2013-08-23 2014-03-11
1,500SHS GENERAL MOTORS CO   2013-11-19 2014-03-12
1,470SHS GENERAL MOTORS CO   2013-11-22 2014-03-12
500SHS GENERAL MOTORS CO   2014-02-06 2014-03-12
90SHS BOEING CO   2013-10-07 2014-03-13
310SHS BOEING CO   2013-10-08 2014-03-13
1,350SHS ORACLE CORP   2013-08-23 2014-03-19
650SHS ORACLE CORP   2013-09-18 2014-03-19
300SHS SANDISK CORP   2013-11-12 2014-03-24
200SHS SANDISK CORP   2013-11-14 2014-03-24
290SHS HSBC HOLDINGS PLC   2013-11-26 2014-03-27
710SHS HSBC HOLDINGS PLC   2013-12-16 2014-03-27
600SHS SANDISK CORP   2013-11-14 2014-04-07
500SHS SANDISK CORP   2013-12-16 2014-04-07
255SHS COVIDIEN PLC   2013-07-01 2014-04-09
800SHS COVIDIEN PLC   2013-09-04 2014-04-09
945SHS COVIDIEN PLC   2013-12-16 2014-04-09
1,200SHS RIO TINTO PLC SPON ADR   2014-02-27 2014-04-11
500SHS RIO TINTO PLC SPON ADR   2014-02-27 2014-04-11
WASH SALE ADJUSTMENT - 500SHS RIO TINTO PLC SPON ADR   2014-02-27 2014-04-11
500SHS NORFOLK SOUTHERN CORP   2014-01-23 2014-04-11
50SHS DIRECTV   2013-08-07 2014-05-01
295SHS DIRECTV   2013-08-21 2014-05-01
705SHS DIRECTV   2013-12-16 2014-05-01
1,300SHS BRISTOL MYERS SQUIBB CO   2014-01-27 2014-05-15
1,380SHS BRISTOL MYERS SQUIBB CO   2014-03-17 2014-05-15
370SHS BRISTOL MYERS SQUIBB CO   2014-04-29 2014-05-15
175SHS CATERPILLAR INC   2013-10-30 2014-05-20
700SHS CATERPILLAR INC   2013-12-06 2014-05-20
225SHS WASHINGTON PRIME GROUP INC   2014-04-07 2014-05-30
615SHS SAP AG   2014-02-04 2014-06-05
650SHS SAP AG   2014-02-06 2014-06-05
1,375SHS EBAY INC   2014-01-28 2014-06-09
WASH SALE ADJUSTMENT - 1,375SHS EBAY INC   2014-01-28 2014-06-09
125SHS EBAY INC   2014-04-16 2014-06-09
WASH SALE ADJUSTMENT - 125SHS EBAY INC   2014-04-16 2014-06-09
1,225SHS EBAY INC   2014-04-16 2014-06-09
1,000SHS EBAY INC   2014-04-29 2014-06-09
275SHS EBAY INC   2014-05-12 2014-06-09
90SHS TIME INC   2014-05-12 2014-06-10
1,790SHS UNITED CONTINENTAL HLDING INC   2014-04-14 2014-06-13
470SHS DEERE & CO.   2013-12-16 2014-06-19
460SHS CISCO SYSTEMS INC   2013-12-16 2014-07-01
660SHS NESTLE SA SPONSORED ADRS   2014-02-18 2014-07-01
.62SHS VERITIV CORP   2014-03-25 2014-07-01
51SHS VERITIV CORP   2014-03-25 2014-07-03
650SHS DANAHER CORP   2014-05-22 2014-07-18
950SHS DANAHER CORP   2014-05-27 2014-07-18
1,350SHS EATON CORP PLC   2014-05-12 2014-07-29
1,230SHS TARGET CORP   2014-03-10 2014-07-31
400SHS TARGET CORP   2014-03-12 2014-07-31
850SHS TARGET CORP   2014-04-17 2014-07-31
950SHS TARGET CORP   2014-05-21 2014-07-31
1,540SHS CISCO SYSTEMS INC   2013-12-16 2014-08-14
2,000SHS CISCO SYSTEMS INC   2014-02-13 2014-08-14
1,700SHS CISCO SYSTEMS INC   2014-03-11 2014-08-14
2,000SHS CHINA MOBILE LTD   2013-12-16 2014-08-15
500SHS CHINA MOBILE LTD   2014-01-23 2014-08-15
1,375SHS EBAY INC   2014-01-28 2014-08-28
125SHS EBAY INC   2014-04-16 2014-08-28
960SHS EBAY INC   2014-08-14 2014-08-28
500SHS RIO TINTO PLC SPON ADR   2014-02-27 2014-08-28
1,000SHS ROYAL GOLD INC   2014-05-30 2014-09-02
300SHS ROYAL GOLD INC   2014-05-30 2014-09-02
450SHS SIMON PPTY GROUP INC   2014-04-07 2014-09-12
315SHS SIMON PPTY GROUP INC   2014-06-10 2014-09-12
2,500SHS TEXTRON INC   2014-06-05 2014-09-12
500SHS TEXTRON INC   2014-07-16 2014-09-12
1,00SHS TEXTRON INC   2014-07-30 2014-09-12
1,100SHS BHP BILLITON LTD   2014-08-19 2014-09-22
2,700SHS INTERNATIONAL PAPER CO   2014-03-25 2014-09-26
2,200SHS ENCANA CORP   2014-06-12 2014-10-01
7,300SHS CENTRAL FUND CANADA LTD A   2014-04-28 2014-10-01
615SHS ANADARKO PETROLEUM CORP   2014-01-02 2014-10-10
615SHS ANADARKO PETROLEUM CORP   2014-01-23 2014-10-10
490SHS GILEAD SCIENCE   2014-09-26 2014-10-10
1,100SHS PRUDENTIAL FINANCIAL INC   2014-09-02 2014-10-15
1,600SHS TWENTY FIRST CENTURY FOX   2014-07-18 2014-10-23
850SHS TWENTY FIRST CENTURY FOX   2014-08-01 2014-10-23
300SHS QUALCOMM INC   2013-12-16 2014-11-06
1,000SHS COMCAST CORP   2013-12-16 2014-11-12
3,200SHS MICROSOFT CORP   2014-03-18 2014-11-21
800SHS MICROSOFT CORP   2014-09-23 2014-11-21
1,500SHS SAP AG   2014-08-28 2014-11-24
300SHS SAP AG   2014-09-22 2014-11-24
1,500SHS VERIZON COMMUNICATIONS   2014-02-27 2014-12-09
600SHS VERIZON COMMUNICATIONS   2014-03-04 2014-12-09
1,025SHS VERIZON COMMUNICATIONS   2014-05-16 2014-12-09
25SHS VERIZON COMMUNICATIONS   2014-06-10 2014-12-09
1,000SHS VERIZON COMMUNICATIONS   2014-06-10 2014-12-09
810SHS FREEPORT MCMORAN COPPER & GOLD   2013-12-16 2014-12-12
1,550SHS FREEPORT MCMORAN COPPER & GOLD   2014-03-03 2014-12-12
500SHS MCDONALDS CORP   2014-10-06 2014-12-15
1,450SHS AIR LEASE CORP CL A   2014-08-06 2014-12-16
1,450SHS AIR LEASE CORP CL A   2014-09-22 2014-12-16
600SHS CELGENE CORP   2014-02-20 2014-12-24
600SHS CELGENE CORP   2014-03-06 2014-12-24
300SHS CELGENE CORP   2014-05-27 2014-12-24
8,000SHS MUELLER INDUSTRIES INC   2013-05-29 2014-07-29
1,104SHS MUELLER INDUSTRIES INC   2013-06-26 2014-07-29
1,896SHS MUELLER INDUSTRIES INC   2013-06-26 2014-08-01
11,600SHS ALLISON TRANSMISSION HOLDINGS INC   2013-06-26 2014-09-11
1,400SHS ALLISON TRANSMISSION HOLDINGS INC   2013-07-31 2014-09-11
400SHS ALLISON TRANSMISSION HOLDINGS INC   2013-08-07 2014-09-11
300SHS DANAHER CORP   2011-10-24 2014-10-09
500SHS DANAHER CORP   2012-11-07 2014-10-09
700SHS DANAHER CORP   2013-03-26 2014-10-09
800SHS DANAHER CORP   2013-07-10 2014-10-09
2,300SHS SIEMENS AG SPON ADR   2013-10-08 2014-10-10
900SHS INDIVIOR PLC   2008-01-31 2014-12-29
150SHS INDIVIOR PLC   2008-02-01 2014-12-29
1,000SHS INDIVIOR PLC   2008-10-13 2014-12-29
450SHS INDIVIOR PLC   2010-11-24 2014-12-29
200SHS INDIVIOR PLC   2011-10-27 2014-12-29
700SHS INDIVIOR PLC   2012-01-18 2014-12-29
1,100SHS INDIVIOR PLC   2013-06-26 2014-12-29
500SHS INDIVIOR PLC   2013-12-09 2014-12-29
150SHS ALLSTATE CORP   2012-10-31 2014-01-09
700SHS ALLSTATE CORP   2012-10-31 2014-01-22
450SHS ALLSTATE CORP   2012-11-01 2014-01-22
150SHS EMERSON ELECTRIC CO   2011-08-03 2014-03-03
900SHS EMERSON ELECTRIC CO   2012-04-05 2014-03-03
750SHS ILLINOIS TOOL WORKS INC   2012-05-25 2014-03-14
140SHS QUALCOMM INC   2009-01-28 2014-04-09
745SHS ROCKWELL COLLINS INC   2012-01-18 2014-04-15
2,400SHS BLACKSTONE GROUP LP   2013-01-16 2014-05-30
180SHS DEERE & CO.   2013-02-27 2014-06-19
350SHS DEERE & CO.   2013-04-05 2014-06-19
$80M TJX COMPANIES INC 4.2% 8/15/15   2009-08-21 2014-07-08
25SHS GOOGLE INC CLASS A   2012-05-12 2014-08-15
65SHS GOOGLE INC CLASS A   2012-05-29 2014-08-15
300SHS OCCIDENTAL PETROLEUM CORP   2013-04-30 2014-09-16
200SHS OCCIDENTAL PETROLEUM CORP   2013-08-23 2014-09-16
350SHS HESS CORP.   2012-07-25 2014-09-23
1,100SHS FREEPORT MCMORAN COPPER & GOLD   2012-05-04 2014-09-23
750SHS FREEPORT MCMORAN COPPER & GOLD   2012-05-15 2014-09-23
200SHS FREEPORT MCMORAN COPPER & GOLD   2012-12-05 2014-09-23
2,100SHS ENCANA CORP   2013-09-30 2014-10-01
220SHS HESS CORP.   2012-07-25 2014-10-14
210SHS HESS CORP.   2013-02-01 2014-10-14
960SHS QUALCOMM INC   2009-01-28 2014-11-06
600SHS QUALCOMM INC   2009-10-29 2014-11-06
1,050SHS COMCAST CORP   2013-07-08 2014-11-11
450SHS COMCAST CORP   2013-10-10 2014-11-11
1,000SHS AMERICAN TOWER CORP   2013-11-11 2014-11-12
500SHS COMCAST CORP   2013-10-10 2014-11-12
350SHS FREEPORT MCMORAN COPPER & GOLD   2012-12-05 2014-12-12
600SHS FREEPORT MCMORAN COPPER & GOLD   2013-04-19 2014-12-12
690SHS FREEPORT MCMORAN COPPER & GOLD   2013-07-23 2014-12-12
1,000SHS AMERICAN TOWER CORP   2013-12-16 2014-12-17
485SHS EXXON MOBIL CORP   2005-12-09 2014-12-26
300SHS EXXON MOBIL CORP   2005-12-09 2014-12-26
$300M STANFORD UNIV REV 3.625% 5/1/14   2009-11-25 2014-05-01
$450M STANFORD UNIV REV 3.625% 5/1/14   2010-01-28 2014-05-01
$300M BERKSHIRE HATHAWAY FIN COR 2.45% 12/15/15   2011-12-01 2014-09-11
$400M BERKSHIRE HATHAWAY FIN COR 2.45% 12/15/15   2011-12-01 2014-09-18
$100M BERKSHIRE HATHAWAY FIN COR 2.45% 12/15/15   2011-12-01 2014-11-21
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 17,957   17,357 600
b 29,929   30,376 -447
c 355,381   373,887 -18,506
d 71,076   69,493 1,583
e 51,091   53,491 -2,400
21,139   26,132 -4,993
52,848   66,205 -13,357
52,848   67,757 -14,909
254,945   287,623 -32,678
1,098   991 107
37,023   38,597 -1,574
24,100   22,225 1,875
45,663   40,162 5,501
22,831   19,826 3,005
44,698   44,309 389
33,409   32,324 1,085
33,409   33,041 368
26,054   22,364 3,690
20,569   17,337 3,232
8,228   7,025 1,203
45,267   40,162 5,105
20,893   18,548 2,345
47,883   36,504 11,379
25,835   20,077 5,758
20,668   15,618 5,050
47,402   49,285 -1,883
41,985   35,161 6,824
34,352   30,299 4,053
29,681   31,106 -1,425
37,101   39,674 -2,573
16,619   14,680 1,939
26,590   25,170 1,420
23,266   20,937 2,329
33,237   31,234 2,003
31,592   27,052 4,540
39,401   32,138 7,263
33,258   30,273 2,985
33,258   30,584 2,674
16,629   16,576 53
49,887   49,652 235
33,632   38,408 -4,776
33,632   38,505 -4,873
40,359   42,896 -2,537
38,636   37,597 1,039
38,636   37,061 1,575
30,005   27,366 2,639
30,005   28,446 1,559
20,003   17,532 2,471
52,106   57,543 -5,437
51,064   56,096 -5,032
17,369   17,649 -280
10,964   10,538 426
37,763   36,211 1,552
50,889   44,124 6,765
24,502   21,942 2,560
24,012   20,928 3,084
16,008   14,073 1,935
14,640   16,225 -1,585
35,843   38,010 -2,167
48,265   42,220 6,045
40,221   33,551 6,670
17,900   14,766 3,134
56,156   48,912 7,244
66,334   62,873 3,461
66,715   69,125 -2,410
27,797   28,801 -1,004
1,004     1,004
46,582   47,322 -740
4,094   3,091 1,003
24,155   17,139 7,016
57,727   46,605 11,122
63,244   66,248 -3,004
67,135   75,623 -8,488
18,000   18,128 -128
18,052   14,757 3,295
72,208   59,892 12,316
4,534   4,526 8
46,096   46,522 -426
48,720   49,153 -433
67,576   73,143 -5,567
5,567     5,567
6,143   6,840 -697
697     697
60,204   67,038 -6,834
49,146   54,584 -5,438
13,515   14,012 -497
2,054   2,013 41
75,047   73,024 2,023
42,606   41,839 767
11,351   9,606 1,745
51,603   48,985 2,618
21   21 0
1,792   1,738 54
48,389   50,193 -1,804
70,722   75,056 -4,334
97,263   97,841 -578
73,676   75,528 -1,852
23,960   24,373 -413
50,914   51,106 -192
56,904   54,005 2,899
38,235   32,159 6,076
49,656   44,367 5,289
42,208   37,321 4,887
118,733   105,085 13,648
29,683   25,006 4,677
75,640   75,486 154
6,876   7,054 -178
53,086   51,197 1,889
26,849   27,401 -552
74,041   61,489 12,552
22,212   18,481 3,731
74,614   71,108 3,506
52,230   52,385 -155
91,237   98,507 -7,270
18,247   19,906 -1,659
36,495   37,036 -541
67,260   77,815 -10,555
130,035   122,582 7,453
46,438   52,873 -6,435
89,636   102,353 -12,717
55,001   48,647 6,354
55,001   51,088 3,913
47,285   53,206 -5,921
84,755   98,219 -13,464
53,170   53,303 -133
28,246   27,238 1,008
21,241   21,900 -659
53,566   49,645 3,921
154,104   122,759 31,345
38,526   37,611 915
105,353   117,321 -11,968
21,071   22,363 -1,292
69,536   69,891 -355
27,814   28,601 -787
47,516   49,986 -2,470
1,159   1,240 -81
46,336   49,596 -3,260
18,380   28,404 -10,024
35,171   51,326 -16,155
44,224   47,064 -2,840
45,700   50,980 -5,280
45,700   49,977 -4,277
63,230   49,009 14,221
63,230   47,253 15,977
31,615   22,918 8,697
228,191   216,144 12,047
31,490   27,388 4,102
54,045   47,036 7,009
347,177   263,431 83,746
41,901   33,483 8,418
11,972   9,119 2,853
21,896   14,455 7,441
36,494   26,020 10,474
51,091   43,142 7,949
58,390   54,021 4,369
243,099   279,934 -36,835
1,977   1,148 829
330   196 134
2,197   1,039 1,158
988   623 365
439   261 178
1,538   901 637
2,416   1,962 454
1,098   977 121
8,015   6,025 1,990
36,810   28,117 8,693
23,664   17,474 6,190
9,592   7,178 2,414
57,551   46,382 11,169
60,562   42,821 17,741
11,084   5,083 6,001
56,595   42,475 14,120
73,418   41,143 32,275
16,317   15,835 482
31,728   29,815 1,913
83,273   82,428 845
14,708   7,626 7,082
38,242   19,413 18,829
29,284   26,560 2,724
19,523   17,356 2,167
33,693   16,002 17,691
36,186   40,550 -4,364
24,672   24,606 66
6,579   6,612 -33
44,327   36,414 7,913
16,877   10,059 6,818
16,110   14,266 1,844
67,973   34,852 33,121
42,483   25,716 16,767
54,332   44,797 9,535
23,285   20,204 3,081
98,911   78,713 20,198
26,783   22,448 4,335
7,942   11,570 -3,628
13,615   16,823 -3,208
15,657   20,684 -5,027
95,681   76,474 19,207
45,068   16,890 28,178
27,877   11,765 16,112
300,000   300,000 0
450,000   450,000 0
306,039   311,649 -5,610
407,994   415,532 -7,538
101,677   103,883 -2,206
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       600
b       -447
c       -18,506
d       1,583
e       -2,400
      -4,993
      -13,357
      -14,909
      -32,678
      107
      -1,574
      1,875
      5,501
      3,005
      389
      1,085
      368
      3,690
      3,232
      1,203
      5,105
      2,345
      11,379
      5,758
      5,050
      -1,883
      6,824
      4,053
      -1,425
      -2,573
      1,939
      1,420
      2,329
      2,003
      4,540
      7,263
      2,985
      2,674
      53
      235
      -4,776
      -4,873
      -2,537
      1,039
      1,575
      2,639
      1,559
      2,471
      -5,437
      -5,032
      -280
      426
      1,552
      6,765
      2,560
      3,084
      1,935
      -1,585
      -2,167
      6,045
      6,670
      3,134
      7,244
      3,461
      -2,410
      -1,004
      1,004
      -740
      1,003
      7,016
      11,122
      -3,004
      -8,488
      -128
      3,295
      12,316
      8
      -426
      -433
      -5,567
      5,567
      -697
      697
      -6,834
      -5,438
      -497
      41
      2,023
      767
      1,745
      2,618
      0
      54
      -1,804
      -4,334
      -578
      -1,852
      -413
      -192
      2,899
      6,076
      5,289
      4,887
      13,648
      4,677
      154
      -178
      1,889
      -552
      12,552
      3,731
      3,506
      -155
      -7,270
      -1,659
      -541
      -10,555
      7,453
      -6,435
      -12,717
      6,354
      3,913
      -5,921
      -13,464
      -133
      1,008
      -659
      3,921
      31,345
      915
      -11,968
      -1,292
      -355
      -787
      -2,470
      -81
      -3,260
      -10,024
      -16,155
      -2,840
      -5,280
      -4,277
      14,221
      15,977
      8,697
      12,047
      4,102
      7,009
      83,746
      8,418
      2,853
      7,441
      10,474
      7,949
      4,369
      -36,835
      829
      134
      1,158
      365
      178
      637
      454
      121
      1,990
      8,693
      6,190
      2,414
      11,169
      17,741
      6,001
      14,120
      32,275
      482
      1,913
      845
      7,082
      18,829
      2,724
      2,167
      17,691
      -4,364
      66
      -33
      7,913
      6,818
      1,844
      33,121
      16,767
      9,535
      3,081
      20,198
      4,335
      -3,628
      -3,208
      -5,027
      19,207
      28,178
      16,112
      0
      0
      -5,610
      -7,538
      -2,206
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 461,177
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 57,841
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 1,909,909 24,349,966 0.078436
2012 1,140,220 21,473,146 0.053100
2011 1,452,090 18,340,916 0.079172
2010 920,265 14,983,219 0.061420
2009 1,258,916 12,507,620 0.100652
2 Total of line 1, column (d) ...................... 2 0.372780
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.074556
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 25,983,333
5 Multiply line 4 by line 3....................... 5 1,937,213
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 6,690
7 Add lines 5 and 6......................... 7 1,943,903
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,226,181
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 13,380
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 13,380
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 13,380
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 23,052
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 23,052
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 9,672
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet9,672 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
    Yes
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletVINCENT KATZ CO A KOZAK AND CO Telephone no.bullet (212) 889-6371
    Located atbullet192 LEXINGTON AVENUE SUITE 1100NEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ALEX KATZ PRESIDENT & DIRECTOR
    0.00     		0 0 0
    C/O A KOZAK 192 LEXINGTON AVE 1100
    NEW YORK,NY10016
    ADA KATZ VICE-PRES & DIRECTOR
    0.00     		0 0 0
    C/O A KOZAK 192 LEXINGTON AVE 1100
    NEW YORK,NY10016
    VINCENT KATZ TREASURER & DIRECTOR
    20.00     		21,000 0 0
    211 WEST 19TH STREET 5TH FL
    NEW YORK,NY10011
    VIVIEN BITTENCOURT KATZ SECRETARY & DIRECTOR
    20.00     		21,000 0 0
    211 WEST 19TH STREET 5TH FL
    NEW YORK,NY10011
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    FIRST MANHATTAN CO INVESTMENT ADVISORY 144,705
    399 PARK AVENUE
    NEW YORK,NY10022
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 PHILADELPHIA MUSEUM OF ARTCONTRIBUTION OF ARTWORK - GARY HUME, FETISH, 2013 206,250
    2 COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - RONALD BLADEN, WHITE Z, 1964 200,000
    3 PORTLAND MUSEUM OF ARTCONTRIBUTION OF ARTWORK - CHARLES BURCHFIELD, A FALLEN TREE, 1917 148,000
    4 COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - GEORGE SUGARMAN, YELLOW AND WHITE, 1967 100,000
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    24,073,872
    b
    Average of monthly cash balances.......................
    1b
    2,305,146
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    26,379,018
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    26,379,018
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    395,685
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    25,983,333
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,299,167
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
     
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,226,181
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,226,181
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,226,181
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2014:
    a From 2009.......  
    b From 2010.......  
    c From 2011.......  
    d From 2012.......  
    e From 2013.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$  
    a Applied to 2013, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2014 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2014.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2010....  
    b Excess from 2011....  
    c Excess from 2012....  
    d Excess from 2013....  
    e Excess from 2014....  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
    2005-02-28
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
    265,656 395,553 306,754 275,282 1,243,245
    b 85% of line 2a ......... 225,808 336,220 260,741 233,990 1,056,758
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		1,226,181 1,909,909 1,140,220 1,452,090 5,728,400
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		0 0 0 0 0
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		1,226,181 1,909,909 1,140,220 1,452,090 5,728,400
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ...... 32,660,479 26,951,486 23,869,437 21,491,541 104,972,943
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		         0
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		866,111 811,665 715,771 611,364 3,004,911
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		        0
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		        0
    (3) Largest amount of support
    from an exempt organization    		         0
    (4) Gross investment income         0
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALEX KATZ
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALBRIGHT-KNOX ART GALLERY
    1285 ELMWOOD AVENUE
    BUFFALO,NY142221096     		N/A PUBLIC CONTRIBUTION OF ARTWORK - YOSHIAKI MOCHIZUKI, UNTITLED 7/7/13, 2013 7,200
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - RAY SMITH, POLLO PEKING, 2013 32,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, CLAM DIGGERS, 1958-59 48,750
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - RONALD BLADEN, WHITE Z, 1964 200,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - GEORGE SUGARMAN, YELLOW AND WHITE, 1967 100,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - CHRISTOPHER DEETON, 178, 2010 22,400
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JOSEPHINE HALVORSON, 22611, 2010 16,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - BJARNE MELGAARD, UNTITLED, 2013 40,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - MISAKI KAWAI, NOODLE MUSIC, 2012 5,200
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - KATHERINE BERNHARDT, TAJINES ON FIRE, 2013 20,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, FOX NEW 4, 2013 5,600
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TREVOR SHIMIZU, TROLL, 2013 4,800
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - CHRIS MARTIN, UNTITLED, 2014 48,000
    MUSEUM OF FINE ARTS BOSTON
    AVENUE OF THE ARTS 465 HUNTINGTON
    AVENUE
    BOSTON,MA02115     		N/A PUBLIC CONTRIBUTION OF ARTWORK - MALCOLM MORLEY, ABANDON SHIP VII, 2008 3,200
    MUSEUM OF FINE ARTS BOSTON
    AVENUE OF THE ARTS 465 HUNTINGTON
    AVENUE
    BOSTON,MA02115     		N/A PUBLIC CONTRIBUTION OF ARTWORK - WILL BROWN, HENRY AVE BRIDGE, 2010 1,440
    MUSEUM OF FINE ARTS BOSTON
    AVENUE OF THE ARTS 465 HUNTINGTON
    AVENUE
    BOSTON,MA02115     		N/A PUBLIC CONTRIBUTION OF ARTWORK - WILL BROWN, ARROW HEAD, 2010 1,440
    MUSEUM OF FINE ARTS BOSTON
    AVENUE OF THE ARTS 465 HUNTINGTON
    AVENUE
    BOSTON,MA02115     		N/A PUBLIC CONTRIBUTION OF ARTWORK - WILL BROWN, BRAMBLE STEPS, 2010 1,440
    MUSEUM OF FINE ARTS BOSTON
    AVENUE OF THE ARTS 465 HUNTINGTON
    AVENUE
    BOSTON,MA02115     		N/A PUBLIC CONTRIBUTION OF ARTWORK - WILL BROWN, LEONIDAS FOUNTAIN, 2010 1,440
    MUSEUM OF FINE ARTS BOSTON
    AVENUE OF THE ARTS 465 HUNTINGTON
    AVENUE
    BOSTON,MA02115     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TANYTH BERKELEY, HISPANIC PARADES, PART 1, 58 PRINTS, 2006-2011 2,000
    MUSEUM OF FINE ARTS BOSTON
    AVENUE OF THE ARTS 465 HUNTINGTON
    AVENUE
    BOSTON,MA02115     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TANYTH BERKELEY, LAST HOUR, PART 1, 53 PRINTS, 2008-2011 2,000
    MUSEUM OF FINE ARTS HOUSTON
    1001 BISSONNET STREET
    HOUSTON,TX77005     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ANONYMOUS, UNTITLED (SHIVA LINGA), 2008 2,080
    MUSEUM OF FINE ARTS HOUSTON
    1001 BISSONNET STREET
    HOUSTON,TX77005     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ANONYMOUS, UNTITLED (VISHNU), 2007 2,080
    MUSEUM OF FINE ARTS HOUSTON
    1001 BISSONNET STREET
    HOUSTON,TX77005     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ANONYMOUS, UNTITLED (BINDU), 2000 2,080
    PAUL TAYLOR DANCE COMPANY
    551 GRAND STREET
    NEW YORK,NY10002     		N/A PUBLIC GENERAL CONTRIBUTION 23,000
    PHILADELPHIA MUSEUM OF ART
    PO BOX 7646
    PHILADELPHIA,PA191017646     		N/A PUBLIC CONTRIBUTION OF ARTWORK - GARY HUME, FETISH, 2013 206,250
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - CHARLES BURCHFIELD, A FALLEN TREE, 1917 148,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - CHARLES BURCHFIELD, OCTOBER SUNLIGHT, 1917 71,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - CHRIS MARTIN, RED YELLOW GREEN #2, 2013 68,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TOM BURCKHARDT, EUREKA, 2012 6,400
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JUSTEN LADDA, CONDORESA, 2013 7,500
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - KATHERINE BERNHARDT, RED CARPET MASSACRE, 2007 3,200
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04011     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ASSUME VIVID ASTRO FOCUS, NO FEAR OF DANGER (VIRUS VIRUS), 2014 22,400
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04011     		N/A PUBLIC CONTRIBUTION OF ARTWORK - RICHARD BOSMAN, FLIGHT ATTENDANT, 2014 5,200
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - YVONNE JACQUETTE, HONG KONG CARNAVON ROAD SIGNS, C. 1991 14,400
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - YVONNE JACQUETTE, HONG KONG COMPOSITE V, C. 1991 16,000
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - YVONNE JACQUETTE, HONG KONG OBLIQUE IV, C. 1991 16,000
    Total .................................bullet 3a 1,176,500
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 271  
    4 Dividends and interest from securities....     14 425,137  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 2,232  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 443,623  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 871,263 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13871,263
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2014
    Name of the organization
    ALEX KATZ FOUNDATION INC
     
    Employer identification number

    51-0529249
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 2
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ALEX KATZ  
    C/O A KOZAK CO 192 LEXINGTON AVE 11
     
    NEW YORK, NY10016

    		$2,276,331


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    ALEX KATZ  
    C/O A KOZAK CO 192 LEXINGTON AVE 11
     
    NEW YORK, NY10016

    		$3,800,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 3
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 CONTRIBUTION OF SECURITIES $ 2,276,331 2014-12-05
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 4
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
    that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2014 AccountingFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 12,379 9,284 9,284 3,095

    TY 2014 ExplnOfNonFilingWithAGStmt
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Statement:
    THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE.

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Name of Bond End of Year Book Value End of Year Fair Market Value
    $80M COLGATE PALMOLIVE 3.15% 8/5/15 81,784 81,291
    $750M STANFORD UNIV REV 3.625% 5/1/14 0 0
    $80M TJX COMPANIES INC 4.2% 8/15/15 0 0
    $1000M INTL BUSINESS MACHINES CORP 2% 01/05/16 980,815 1,014,670
    $500M WAL-MART STORES INC 2.875% 04/01/15 498,411 502,865
    $1000M 3M COMPANY 1.375% 09/29/16 1,015,390 1,011,190
    $200M BERKSHIRE HATHAWAY FIN CORP 2.45% 12/15/15 207,766 203,598
    $1000M E.I. DU PONT NEMOURS & CO 2.75% 04/01/16 1,033,860 1,024,500
    $1000M INTEL CORP 1.95% 10/01/16 1,029,181 1,019,400
    $1000M MERCK & CO INC 2.25% 01/15/16 1,020,500 1,017,980
    $1000M COCA-COLA CO 1.8$ 09/01/16 1,032,510 1,016,680
    $500M 3M COMPANY 1.625% 06/15/19 497,170 494,035
    $750M APPLE INC 2.1% 05/06/19 762,779 758,513
    $1000M JOHNSON & JOHNSON 1.65% 12/05/18 1,001,382 1,002,600
    $500M JOHNSON & JOHNSON 2.95% 09/01/20 526,807 523,060

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Name of Stock End of Year Book Value End of Year Fair Market Value
    11,440 SHS ACCENTURE PLC 803,089 1,021,706
    6,200 SHS BERKSHIRE HATHAWAY CL B 699,629 930,930
    14,100 SHS BROOKFIELD ASSET MGMT 473,793 706,833
    8,500 SHS CVS HEALTH CORP 445,310 818,635
    1,050 SHS EMERSON ELECTRIC CO 0 0
    785 SHS EXXON MOBIL CORP 0 0
    4,000 SHS GENERAL ELECTRIC CO 116,548 101,080
    810 SHS IBM 119,021 129,956
    9,375 SHS NESTLE SA SPONS ADRS 589,166 688,275
    12,350 SHS ONEX CORP SUB VTG 519,679 719,394
    3,350 SHS PFIZER INC 77,598 104,353
    5,500 SHS RECKITT BENCKISER GROUP PLC 317,656 446,731
    1,200 SHS SCHLUMBERGER LTD 82,768 102,492
    475 SHS CHEVRON CORP 30,685 53,286
    4,400 SHS DANAHER CORP 233,015 377,124
    2,000 SHS QUALCOMM INC 0 0
    6,200 SHS RANGE RESOURCES CORP 357,797 331,390
    17,800 SHS US BANCORP DEL 603,586 800,110
    1,980 SHS APPLE INC 128,071 218,552
    940 SHS HESS CORP 63,156 69,391
    6,070 SHS HONEYWELL INTERNATIONAL INC 358,724 606,514
    5,000 SHS UNITED PARCEL SERVICE INC CL B 399,701 555,850
    16,200 SHS WELLS FARGO & CO 682,550 888,084
    5,000 SHS ANHEUSER BUSCH SA NV SPON ADR 373,098 561,600
    1,000 SHS DEERE & CO 0 0
    3,325 SHS METLIFE INC 148,292 179,849
    1,000 SHS RAYTHEON CO 46,805 108,170
    745 SHS ROCKWELL COLLINS INC 0 0
    4,000 SHS UNITED TECHNOLOGIES CORP 342,876 460,000
    2,150 SHS ALLSTATE CORP 0 0
    12,095 SHS AMERICAN INTL GROUP INC 456,702 677,441
    5,000 SHS BEIERSDORF AG 409,194 407,500
    800 SHS BOEING CO 0 0
    3,000 SHS COVIDIEN LTD 0 0
    4,500 SHS FREEPORT MCMORAN COPPER & GOLD 0 0
    90 SHS GOOGLE INC CL A 0 0
    750 SHS ILLINOIS TOOL WORKS INC 0 0
    14,100 SHS ORACLE CORP 535,100 634,077
    700 SHS PEPSICO INC 46,612 66,192
    1,990 SHS ABBVIE INC 0 0
    600 SHS ALLERGAN INC 0 0
    13,400 SHS ALLISON TRANSMISSION HOLDINGS INC 0 0
    2,000 SHS AMERICAN TOWER CORP 0 0
    1,000 SHS BED BATH & BEYOND INC 0 0
    2,400 SHS BLACKSTONE GROUP LP 0 0
    875 SHS CATERPILLAR INC 0 0
    2,000 SHS CHINA MOBILE LTD 0 0
    2,000 SHS CISCO SYSTEMS INC 0 0
    1,800 SHS COCA-COLA CO 0 0
    1,400 SHS COMCAST CORP 78,124 81,214
    2,300 SHS DAVITA INC 134,254 174,202
    19,000 SHS DIAGEO PLC 580,822 547,544
    2,000 SHS DIRECTV 0 0
    2,100 SHS ENCANA CORP 0 0
    1,000 SHS EXPRESS SCRIPTS HOLDING CO 0 0
    1,400 SHS FACEBOOK INC 75,050 109,228
    3,500 SHS GENERAL MOTORS CO 116,765 122,185
    1,680 SHS HSBC HOLDINGS PLC 80,697 79,346
    1,400 SHS KRAFT FOODS GROUP INC 0 0
    4,550 SHS MONDELEZ INTERNATIONAL INC 155,271 165,279
    5,500 SHS MUELLER INDUSTRIES INC 0 0
    1,000 SHS NOBLE CORPORATION 0 0
    500 SHS OCCIDENTAL PETROLEUM CORP 0 0
    380 SHS PACKAGING CORP OF AMERICA 0 0
    3,000 SHS POTASH CORPORATION OF SASKATCHEWAN INC 0 0
    1,600 SHS SANDISK CORP 0 0
    1,155 SHS SIEMENS AG SPONS ADR 135,611 129,360
    4,000 SHS TWENTY-FIRST CENTURY FOX INC 0 0
    3,250 SHS ABB LTD SPONS ADR 74,886 68,738
    400 SHS AMAZON.COM INC 130,225 124,140
    1,075 SHS AMGEN INC 128,050 171,237
    1,500 SHS APACHE CORP 101,707 94,005
    15,400 SHS ARAMARK 431,200 479,710
    850 SHS BANK OF NEW YORK MELLON CORP 30,001 34,484
    2,950 SHS DICK'S SPORTING GOODS INC 132,891 146,468
    2,235 SHS E.I. DU PONT DE NEMOURS & CO 150,204 165,256
    2,000 SHS ELI LILLY & CO 145,440 137,980
    500 SHS GENERAL DYNAMICS CORP 50,337 68,810
    1,000 SHS GILEAD SCIENCES INC 102,582 94,260
    375 SHS GOOGLE INC CL C 186,730 197,400
    15,600 SHS H&R BLOCK INC 515,058 525,408
    530 SHS LABORATORY CORPORATION OF AMERICA HOLDINGS 53,144 57,187
    2,745 SHS MACY'S INC 160,190 180,484
    3,300 SHS MEDTRONIC INC 210,146 238,260
    2,800 SHS PERRIGO CO PLC 442,756 468,048
    2,440 SHS PNC FINANCIAL SERVICES GROUP 214,234 222,601
    2,280 SHS SANOFI ADR 105,690 103,991
    1,300 SHS SAP SE 86,623 90,545
    2,450 SHS TIME WARNER INC 178,713 209,279
    5,250 SHS VODAFONE GROUP PLC 176,276 179,393

    TY 2014 OtherAssetsSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ARTWORK - ALEX KATZ,VINCENT WITH A RADIO, 1974 242,500 242,500 242,500
    ARTWORK - TANYTH BERKELEY, HISPANIC PARADES, PART 1, 58 PRINTS, 2006-2011 2,000 0 0
    ARTWORK - TANYTH BERKELEY, LAST HOUR, PART 1, 53 PRINTS, 2008-2011 2,000 0 0
    ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS)#1-4, 2010-11 15,000 15,000 15,000
    ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010 1,925 1,925 1,925
    ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010 1,925 1,925 1,925
    ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010 1,925 1,925 1,925
    ARTWORK - MALCOLM MORLEY, ABANDON SHIP VII, 2008 3,200 0 0
    ARTWORK - ANONYMOUS, UNTITLED (BINDU), 2000 2,080 0 0
    ARTWORK - ANONYMOUS, UNTITLED (SHIVA LINGA), 2008 2,080 0 0
    ARTWORK - ANONYMOUS, UNTITLED (VISHNU), 2007 2,080 0 0
    ARTWORK - NATHALIE PROVOSTY, HITO, 2012 2,000 2,000 2,000
    ARTWORK - JAMES WOLANIN, TIMES SQUARE, 2013 6,000 6,000 6,000
    ARTWORK - CHRISTOPHER DEETON, 178, 2010 22,400 0 0
    ARTWORK - KATHERINE BERNHARDT, RED CARPET MASSACRE, 2007 3,200 0 0
    ARTWORK - MISAKI KAWAI, NOODLE MUSIC, 2012 5,200 0 0
    ARTWORK - SALLY EGBERT, PERFUMES, 2010 7,000 7,000 7,000
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 1, 2013 960 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 2, 2013 960 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 3, 2013 960 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 4, 2013 960 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 5, 2013 960 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 6, 2013 960 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 8, 2013 960 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 13, 2013 960 960 960
    ARTWORK - DAVID RHODES, UNTITLED, 2013 3,500 3,500 3,500
    ARTWORK - LESISA SOCHOR, GARMENT #8, 2013 720 720 720
    ARTWORK - LESISA SOCHOR, GARMENT #12, 2013 720 720 720
    ARTWORK - JUAN GOMEZ, MAWINZHE, 2013 18,000 18,000 18,000
    ARTWORK - YVONNE JACQUETTE, HONG KONG CARNAVON ROAD SIGNS 14,400 0 0
    ARTWORK - YVONNE JACQUETTE, HONG KONG COMPOSITE V, C. 1991 16,000 0 0
    ARTWORK - YVONNE JACQUETTE, HONG KONG OBLIQUE IV, C. 1991 16,000 0 0
    ARTWORK - NATHLIE PROVOSTY, LAKE, 2013 2,000 2,000 2,000
    ARTWORK - YOSHIAKI MOCHIZUKI, UNTITLED 7/7/13, 2013 7,200 0 0
    ARTWORK - NATHLIE PROVOSTY, PLUSH PUSH, 2013 0 2,400 2,400
    ARTWORK - STEFAN BONDELL, PYRAMID, 2013 0 24,000 24,000
    ARTWORK - RICHARD BOSMAN, DIGGING OUT 0 17,600 17,600
    ARTWORK - ALEXI WORTH, DOORWAY WITH INSTRUCTIONS, 2013 0 12,800 12,800
    ARTWORK - JOSEPHINE HALVORSON, WILMOTT 4, 2012 0 17,600 17,600
    ARTWORK - TRAVIS BOYER, INTENSE HOLIDAY, 2014 0 4,800 4,800
    ARTWORK - TRAVIS BOYER, SUNNY WALL AND HIDDEN DOOR, 2014 0 4,800 4,800
    ARTWORK - TRAVIS BOYER, SOUR DIESEL ON BLACK LACQUER TABLE, 2014 0 4,800 4,800
    ARTWORK - YVONNE JACQUETTE, HARBOR LIGHT, 1983 0 3,500 3,500
    ARTWORK - RM FISCHER, RMF-323, 2012 0 29,600 29,600
    ARTWORK - ROBERT LONGO, TRUTH BEFORE GOD: ALL YOU ZOMBIES, 1986 0 600,000 600,000
    ARTWORK - FRANCESCO CLEMENTE, PROSPERITY, 2014 0 90,000 90,000
    ARTWORK - NATHAN LYONS, UNTITLED (RETURN YOUR MIND TO IT'S UPRIGHT STATE), 1 0 6,400 6,400
    ARTWORK - NATHAN LYONS, UNTITLED (RETURN YOUR MIND TO IT'S UPRIGHT STATE), 1 0 6,400 6,400


    TY 2014 OtherExpensesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    REGISTERED AGENT & FILING FEES 190 190 190 0
    BANK FEES 1,086 1,086 1,086 0
    MISCELLANEOUS 202 202 202 0
    OUTSIDE SERVICES 2,775 0 0 2,775
    SHIPPING & FREIGHT 1,811 0 0 1,811


    TY 2014 OtherIncomeSchedule2
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PARTNERSHIP DISTRIBUTIONS 2,232 2,232 2,232


    TY 2014 OtherProfessionalFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 192,564 192,564 192,564 0


    TY 2014 SubstantialContributorsSch
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Name Address
    ALEX KATZ AKOZAK CO 192 LEXINGTON AVE 1100
    NEW YORK,NY10016


    TY 2014 TaxesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL NET INVEST INCOME TAX 24,500 0 0 0
    FOREIGN TAX PAID 16,499 16,499 16,499 0