Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 12-01-2013 , and ending 11-30-2014
Name of foundation
ALAN B SLIFKA FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)477 MADISON AVENUE NO 8 FL   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10022
A Employer identification number

13-6192257
B Telephone number (see instructions)

(212) 303-9400
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$74,152,211J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 19,999,312
2 Check bullet
3 Interest on savings and temporary cash investments 8,188 8,188  
4 Dividends and interest from securities...... 802,594 796,249  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 399,655
b Gross sales price for all assets on line 6a 4,163,099
7 Capital gain net income (from Part IV, line 2)... 376,136
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -129,878 -131,249  
12 Total. Add lines 1 through 11........ 21,079,871 1,049,324  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 206,839 15,719   191,120
14 Other employee salaries and wages...... 233,886 46,777   187,109
15 Pension plans, employee benefits....... 100,295 20,059   80,236
16a Legal fees (attach schedule)......... Click to see attachment 45,278 0   45,278
b Accounting fees (attach schedule)....... Click to see attachment 17,000 3,400   13,645
c Other professional fees (attach schedule).... Click to see attachment 253,690 150,296   103,394
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 5,420 5,420   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 74,196 0   74,196
21 Travel, conferences, and meetings....... 82,556 0   82,556
22 Printing and publications.......... 676 0   676
23 Other expenses (attach schedule)....... Click to see attachment 80,418 0   80,418
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,100,254 241,671   858,628
25 Contributions, gifts, grants paid........ 5,877,160 5,877,160
26 Total expenses and disbursements. Add lines 24 and 25 6,977,414 241,671   6,735,788
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 14,102,457
b Net investment income (if negative, enter -0-) 807,653
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 99,278 115,654 115,654
2 Savings and temporary cash investments.......... 9,304,799 4,581,159 4,581,159
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 16,665,489 Click to see attachment35,018,871 37,180,525
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 23,628,325 Click to see attachment24,083,608 32,270,759
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment322 Click to see attachment4,114 Click to see attachment4,114
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 49,698,213 63,803,406 74,152,211
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment1,896 Click to see attachment0
23 Total liabilities (add lines 17 through 22).......... 1,896 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 49,696,317 63,803,406
30 Total net assets or fund balances (see page 17 of the
instructions).................... 49,696,317 63,803,406
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 49,698,213 63,803,406
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 49,696,317
2 Enter amount from Part I, line 27a..................... 2 14,102,457
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 5,636
4 Add lines 1, 2, and 3.......................... 4 63,804,410
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 1,004
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 63,803,406
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b HALCYON MULTIPLE STRATEGIES, L.P. P 2013-12-01 2014-11-30
c HALCYON MULTIPLE STRATEGIES, L.P. P 2012-12-01 2014-11-30
d BASL FEEDER LLC P 2013-12-01 2014-11-30
e BASL FEEDER LLC P 2012-12-01 2014-11-30
EAST SIDE CAPITAL, L.P. P 2013-12-01 2014-11-30
EAST SIDE CAPITAL, L.P. P 2012-12-01 2014-11-30
ENTERPRISE PRODUCTS PARTNERS, LP P 2012-12-01 2014-11-30
KINDER MORGAN ENERGY PARTNERS, LP P 2012-12-01 2014-11-30
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 3,700,989   3,737,643 -36,654
b 42,688     42,688
c 49,834     49,834
d     24,608 -24,608
e 221,871     221,871
    1,153 -1,153
14,379     14,379
    28 -28
    12 -12
109,819     109,819
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -36,654
b       42,688
c       49,834
d       -24,608
e       221,871
      -1,153
      14,379
      -28
      -12
      109,819
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 376,136
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 8,012,668 54,080,100 0.148163
2011 6,093,210 29,447,344 0.206919
2010 5,733,040 30,545,206 0.187690
2009 6,404,728 32,044,841 0.199868
2008 6,592,929 33,320,442 0.197864
2 Total of line 1, column (d) ...................... 2 0.940504
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.188101
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 64,218,669
5 Multiply line 4 by line 3....................... 5 12,079,596
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 8,077
7 Add lines 5 and 6......................... 7 12,087,673
8 Enter qualifying distributions from Part XII, line 4.............. 8 6,735,788
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 16,153
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 16,153
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 16,153
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 4,841
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 13,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 17,841
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,688
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet1,688 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRACHELLE MARKOWITZ Telephone no.bullet (212) 303-9400
    Located atbullet477 MADISON AVENUE 8FLNEW YORKNY ZIP+4bullet10022
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    RIVA G RIVTO PRESIDENT
    10.00     		103,333 0 0
    477 MADISON AVE
    NEW YORK,NY10028
    RACHELLE MARKOWITZ TREASURER
    20.00     		103,506 29,632 0
    477 MADISON AVE
    NEW YORK,NY10028
    SHIRA LEVIN SECRETARY
    2.00     		0 0 0
    477 MADISON AVE
    NEW YORK,NY10028
    GARY GLADSTEIN BOARD MEMBER
    1.00     		0 0 0
    477 MADISON AVE
    NEW YORK,NY10028
    JUDITH EIGEN SARNA BOARD MEMBER
    1.00     		0 0 0
    477 MADISON AVE
    NEW YORK,NY10028
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    SARAH SILVER EXECUTIVE DIRECTOR
    35.00     		137,917 10,258 0
    477 MADISON AVE
    NEW YORK,NY10028
    LEA LENESKIE-KOTTE EXECUTIVE ASSISTANT
    35.00     		59,008 26,735 0
    477 MADISON AVE
    NEW YORK,NY10028
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    MICHAEL STRISOVER RESERACH DISTRIBUTIONS 72,110
    4 AMOS HANAVI SPT 5
    MODIIN,MODIIN  
    IS
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    3,210,933
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    16,153
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
    1,732
    c
    Add lines 2a and 2b............................
    2c
    17,885
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,193,048
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    3,193,048
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    3,193,048
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 3,193,048
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 4,776,956
    b From 2009....... 4,811,617
    c From 2010....... 4,214,731
    d From 2011....... 4,629,258
    e From 2012....... 5,312,107
    fTotal of lines 3a through e......... 23,744,669
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 6,735,788
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 3,193,048
    e Remaining amount distributed out of corpus 3,542,740
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 27,287,409
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		4,776,956
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		22,510,453
    10 Analysis of line 9:
    a Excess from 2009.... 4,811,617
    b Excess from 2010.... 4,214,731
    c Excess from 2011.... 4,629,258
    d Excess from 2012.... 5,312,107
    e Excess from 2013.... 3,542,740
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ABRAHAM JOSHUA HESCHEL SCHOOL
    30 WEST END AVE
    NEW YORK,NY10023     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000,000
    AISH HATORAH NEW YORK INC
    313 WEST 83RD STREET
    NEW YORK,NY10024     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 90,000
    ALL OUR KIN INC
    PO BOX 8477
    NEW HAVEN,CT06530     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 250
    ALLIANCE FOR CHILDREN'S RIGHTS
    3333 WILSHIRE BOULEVARD SUITE 550
    LOS ANGELES,CA90010     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    ALLIANCE FOR EATING DISORDERS
    PO BOX 13155
    NORTH PALM BEACH,FL33408     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 250
    AMERICA-ISRAEL CULTURAL FOUNDATION INC
    51 EAST 42ND STREET SUITE 400
    NEW YORK,NY10017     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    AMERICA-ISRAEL FRIENDSHIP LEAGUE
    134 EAST 39TH STREET 3RD FLOOR
    NEW YORK,NY10016     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    AMERICAN ASSOCIATES OF THE ROYAL ACADEMY TRUST
    767 THIRD AVE FOUTH FLOOR
    NEW YORK,NY10017     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    AMERICAN CANCER SOCIETY
    2600 US HIGHWAY 1
    NORTH BRUNSWICK,NJ08902     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,150
    AMERICAN FRIENDS OF BEIT HATFUTSOT
    633 THIRD AVENUE 21ST FLOOR
    NEW YORK,NY10017     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    AMERICAN FRIENDS OF HAND IN HAND
    POB 80102
    PORTLAND,OR97280     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 15,000
    AMERICAN FRIENDS OF KOLOT
    C/O DEBRA WASSERMAN 27 WEST 72ND
    STREET APT 702
    NEW YORK,NY10023     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 100,000
    AMERICAN FRIENDS OF LEKET ISRAEL
    PO BOX 2090
    TEANECK,NJ076661490     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    AMERICAN FRIENDS OF SHALVA
    315 FIFTH AVENUE 6TH FLOOR
    NEW YORK,NY10016     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    AMERICAN FRIENDS OF THE HEBREW UNIVERSITY
    PO BOX 2035
    NEW YORK,NY100210051     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,500
    AMERICAN FRIENDS OF THE ISRAEL DEMOCRACY INSTITUTE INC
    1266 W PACES FERRY ROAD 615
    ATLANTA,GA30327     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 35,000
    AMERICAN FRIENDS OF THE ISRAEL MUSEUM
    500 FIFTH AVENUE SUITE 2540
    NEW YORK,NY10110     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,250
    AMERICAN FRIENDS OF THE ISRAEL PHILHARMONIC ORCHESTRA
    122 EAST 42ND STREET SUITE 4507
    NEW YORK,NY10168     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    AMERICAN FRIENDS OF THE SHALOM HARTMAN INSTITUTE
    ONE PENNSYLVANIA PLAZA SUITE 1606
    NEW YORK,NY10119     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 70,000
    AMERICAN ISRAEL EDUCATION FDN
    251 H STREET NW
    WASHINGTON,DC20001     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 35,000
    AMERICAN JEWISH HISTORICAL SOCIETY
    15 WEST 65TH STREET
    NEW YORK,NY10011     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE
    711 THIRD AVENUE
    NEW YORK,NY10017     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    AMERICAN PARDES FDN INC
    5 WEST 37TH STREET SUITE 802
    NEW YORK,NY10018     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    AMERICAN SOCIETY OF THE UNIVERSITY OF HAIFA
    80 BROAD STREET SUITE 2102
    NEW YORK,NY10004     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    AMERICAN SOCIETY UNIVERSITY OF HAIFA
    80 BROAD STREET SUITE 2102
    NEW YORK,NY10004     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 6,000
    AMERICAN TECHNION SOCIETY
    55 EAST 59TH STREET
    NEW YORK,NY10022     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 100
    ARZA US
    633 THIRD AVENUE
    NEW YORK,NY10017     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    BEIT T'SHUVAH
    8831 VENICE BLVD
    LOS ANGELES,CA90034     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 30,000
    BIRTHRIGHT NEXT
    33 EAST 33RD STREET 10TH FLOOR
    NEW YORK,NY10016     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 25,000
    BNAI BRITH INTERNATIONAL
    1120 20TH STEET NEW SUITE 300 NORTH
    WASHINGTON,DC20036     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 250
    BRANDEIS UNIVERSITY
    MAILSTOP 100 PO BOX 549110
    WALTHAM,MA02454     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 200,000
    CALM
    126 CHAPALA STREET
    SANTA BARBARA,CA93101     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    CAMP SUNSHINE
    35 ACADIA RD
    CASCO,ME04015     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 100
    CANCER CENTER OF SANTA BARBARA
    524 W PUEBLO STREET
    SANTA BARBARA,CA93105     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    CENTRAL FUND FOR ISRAEL
    980 SIXTH AVENUE 3RD FLOOR
    NEW YORK,NY10018     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    CHAI 4EVER
    1221 MADISON AVENUE
    LAKEWOOOD,NJ08701     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 250
    CHARITIES AID FOUNDATION
    1800 DIAGONAL ROAD STE 150
    ALEXANDRIA,VA22314     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    CLUB OF MADRID FOUNDATION INC
    120 WELLS AVENUE
    NEWTON,MA02459     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 591,000
    COLUMBIA UNIVERSITY
    615 WEST 131ST STREET MC 8741
    NEW YORK,NY100277922     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    COLUMBIABARNARD HILLEL
    606 WEST 115TH STREET
    NEW YORK,NY10024     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 167,500
    COMMUNITY SHUL OF MONTECITO
    460 CAMINO DEL REMEDIO UNIT H
    SANTA BARBARA,CA931101349     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    CONGREGATION B'NAI JESHURUN
    270 WEST 89TH STREET
    NEW YORK,NY100241705     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 75,000
    CONNECTICUT PUBLIC BROADCASTING INC
    1049 ASYLUM AVENUE
    HARTFORD,CT061052411     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    COUNCIL ON FOUNDATIONS
    1828 L STREET NW
    WASHINGTON,DC20036     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 3,090
    CYSTIC FIBROSIS FOUNDATION
    6931 ARLINGTON ROAD
    BETHESDA,MD20814     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 6,910
    ELEMYOUTH IN DISTRESS
    270 MADISON AVE SUITE 1501
    NEW YORK,NY10016     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    FEDERATION-JEWISH MEN'S CLUBS
    475 RIVERSIDE DRIVE 832
    NEW YORK,NY101150122     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 15,000
    FJCA FDN OF PHILANTHROPIC FUNDS
    520 8TH AVENUE 20TH FLOOR
    NEW YORK,NY10018     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,500
    FJCLIDDY SHRIVER SARCOMA INITIATIVE
    520 EIGHTH AVENUE 20TH FLOOR
    NEW YORK,NY10018     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 59,000
    FREEDOM GUIDE DOGS FOR THE BLIND
    1210 HARDSCRABBLE ROAD
    CASSVILLE,NY13318     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    FUND FOR CONSTITUTIONAL GOVERNMENT
    122 MARYLAND AVE NE
    WASHINGTON,DC20002     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    HEBREW UNION COLLEGE
    C/O ANDREW GRANT JEWISH INSTITUTE
    OF RELIGION 1 WEST 4 TH STREET
    NEW YORK,NY10012     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 7,000
    HILLEL AT UCLA
    574 HILGARD AVENUE
    LOS ANGELES,CA90024     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 11,500
    HOSPICE OF PALM BEACH COUNTY
    5300 EAST AVENUE
    WEST PALM BEACH,FL334072362     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,000
    HUMAN RIGHTS FIRST
    75 BROAD STREET 31ST FOOR
    NEW YORK,NY10004     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 15,000
    ICENTER FOR ISRAEL EDUCATION
    85 REVENUE DR SUITE I
    NORTHBROOK,IL60062     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    INTERFAITH CENTER OF NY
    475 RIVERSIDE DRIVE 540
    NEW YORK,NY10115     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    INTERFAITH FAMILY
    90 OAK ST PO BOX 428
    NEWTON UPPER FALLS,MA02464     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    INT'L SOCIETY-AUTISM RESEARCH
    342 NORTH MAIN STREET
    WEST HARTFORD,CT061172507     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 25,000
    ISRAEL CANCER RESEARCH FUND
    1290 AVENUE OF THE AMERICAS SUITE
    550
    NEW YORK,NY10104     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 100
    JAZZ AT LINCOLN CENTER
    33 WEST 60TH STREET
    NEW YORK,NY10023     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    JCC IN MANHATTAN
    334 AMSTERDAM AVE
    NEW YORK,NY10023     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    JEWISH FAMILY SERVICE OF LOS ANGELES
    3580 WILSHIRE BOULEVARD SUITE 700
    LOS ANGELES,CA90047     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 12,500
    JEWISH FEDERATION OF GREATER LOS ANGELES
    6505 WILSHIRE BLVD 922
    LOS ANGELES,CA90048     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    JEWISH FEDERATION OF NORTH AMERICA
    25 BROADWAY SUITE 1700
    NEW YORK,NY100021010     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 62,000
    JEWISH FUNDERS NETWORK
    150 WEST 30TH STREET SUITE 900
    NEW YORK,NY10001     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,200
    JEWISH GUILD FOR THE BLIND
    15 WEST 65TH STREET
    NEW YORK,NY100236601     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 250
    JEWISH WOMEN INTERNATIONAL
    1129 20TH STREET NW SUITE 801
    WASHINGTON,DC20036     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    JUDAISM AND DEMOCRACY ACTION ALLIANCE OF NA
    364 W 117TH ST 4C
    NEW YORK,NY10026     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 65,000
    KRAVIS CENTER FOR THE PERFORMING ARTS
    701 OKEECHOBEE BLVD
    WEST PALM BEACH,FL33401     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    LINCOLN CENTER FOR THE PERFORMING ARTS
    70 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 4,000
    LINCOLN CENTER'S CHAIRMAN'S CIRCLE
    70 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 3,000
    MARY CROWLEY CANCER RESEARCH
    12222 MERIT DRIVE SUITE 1500
    DALLAS,TX75251     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 50,000
    MECHON HADAR
    190 AMSTERDAM AVENUE
    NEW YORK,NY10023     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    MOISHE FOUNDATION
    2121 COMMONWEALTH AVENUE SUITE 210
    CHARLOTTE,NC28205     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    MOVING TRADITIONS
    THE PAVILION 261 OLD YORK ROAD
    SUITE 734
    JENKINTOWN,PA19046     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,500
    NATIONAL RAMAH COMMISSION
    3080 BROADWAY 4TH FLOOR
    NEW YORK,NY10027     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    NEW ISRAEL FUND
    6 EAST 39TH STREET SUITE 301
    NEW YORK,NY10016     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 117,500
    NEW TEACHER CENTER
    729 SEVENTH AVENUE 9TH FLOOR
    NEW YORK,NY10019     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    NEW YORK OPEN CENTER
    22 EAST 30TH STREET
    NEW YORK,NY10016     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 8,000
    NEW YORK PHILHARMONIC
    AVERY FISHER HALL 10 LINCOLN CENTER
    PLAZA
    NEW YORK,NY10023     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,500
    NEW YORK PRESBYTERIAN FUND INC
    525 EAST 68TH STREET BOX 123
    NEW YORK,NY10065     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 3,000
    OHR TORAH STONE INSTITUTIONS OF ISRAEL
    49 WEST 45TH STREET SUITE 701
    NEW YORK,NY10036     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 15,000
    PALM BEACH FELLOWSHIP OF CHRISTIANS AND JEWS
    139 NORTH COUNTY ROAD STE 36
    PALM BEACH,FL33480     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 165
    PALM BEACH OPERA
    415 SOUTH OLIVE AVENUE
    WEST PALM BEACH,FL33401     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 100
    PEF ISRAEL ENDOWMENT FUNDS INC
    630 THIRD AVENUE SUITE 1501
    NEW YORK,NY10017     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 210,000
    PUBLICOLOR
    149 MADISON AVENUE SUITE 1201
    NEW YORK,NY10016     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    RAVSAKTHE JEWISH COMMUNITY DAY SCHOOL NETWORK
    254 WEST 31ST STREET 7TH FLOOR
    NEW YORK,NY10019     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 30,000
    SAMUEL WAXMAN CANCER RESEARCH
    420 LEXINGTON AVENUE SUITE 825
    NEW YORK,NY10170     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 3,000
    SAMUEL WAXMAN CANCER RESEARCH FOUNDATION
    420 LEXINGTON AVENUE SUITE 825
    NEW YORK,NY10170     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    SANTA BARBARA BOWL FOUNDATION
    1122 N MILPAS ST
    SANTA BARBARA,CA93103     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 35,000
    SANTA BARBARA COTTAGE HOSPITAL
    PO BOX 689
    SANTA BARBARA,CA93102     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 15,000
    SANTA BARBARA COTTAGE HOSPITAL FOUNDATION
    PO BOX 689
    SANTA BARBARA,CA93102     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    SANTA BARBARA ZOOLOGICAL FDN
    500 NINOS DRIVE
    SANTA BARBARA,CA93103     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 4,500
    SARCOMA FOUNDATION OF AMERICA
    9899 MAIN STREET 204
    DAMASCUS,MD20872     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,500
    SCHECHTER DAY SCHOOL NETWORK
    85 BROAD STREET 18TH FLOOR
    NEW YORK,NY10004     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    SCHOOL OF THE ARTS FOUNDATION
    PO BOX 552
    WEST PALM BEACH,FL334020552     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 6,845
    SIMON WIESENTHAL CENTER
    1399 ROXBURY DRIVE
    LOS ANGELES,CA90035     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    TEMPLE EMANU-EL
    8844 BURTON WAY
    BEVERLY HILLS,CA90211     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 15,000
    TEMPLE INDEPENDENT SCHOOL DISTRICT
    200 NORTH 23RD STREET
    TEMPLE,TX76504     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,500
    TEMPLE ISRAEL OF NYC
    112 EAST 75TH STREET
    NEW YORK,NY10021     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    THE ABRAHAM FUND INITIATIVES
    162 WEST 56TH STREET 501
    NEW YORK,NY10019     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 950,000
    THE AMERICAN FRIENDS OF THE ISRAEL MUSEUM
    500 FIFTH AVENUE SUITE 2540
    NEW YORK,NY10110     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    THE ASIA SOCIETY
    ASIA SOCITEY 725 PARK AVENUE
    NEW YORK,NY10021     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 150
    THE BIG APPLE CIRCUS
    1 METROTECH CENTER NORTH 3RD FLOOR
    BROOKLYN,NY11201     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 12,500
    THE FOUNDATION CENTER
    32 OLD SLIP 24TH FLOOR
    NEW YORK,NY10005     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 750
    THE GESHER FOUNDATION USA
    332 BLEECKER STREET SUITE 444
    NEW YORK,NY10014     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    THE JEWISH MUSEUM
    1109 FIFTH AVENUE
    NEW YORK,NY10128     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    THE JEWISH THEOLOGICAL SEMINARY
    3080 BROADWAY
    NEW YORK,NY10027     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 370,000
    THE OJAI FOUNDATION
    PO BOX 999
    OJAI,CA93024     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    THE PERLMAN MUSIC PROGRAM
    19 W 69TH STREET SUITE 304
    NEW YORK,NY10023     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    THE SUSTAINABLILITY LABORATORY INC
    229 E 85TH STREET PO BOX 1571
    NEW YORK,NY10028     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 25,000
    THE TANENBAUM CENTER FOR INTERRELIGIOUS UNDERSTANDING
    254 WEST 31ST STREET 7TH FLOOR
    NEW YORK,NY10001     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 25,000
    THE YOUNG & BRAVE FDN
    PO BOX 1961
    VENTURA,CA930021961     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 2,500
    TOWN OF PALM BEACH UNITED WAY
    44 COCOANUT ROW M 201
    PALM BEACH,FL33480     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,200
    TRINITY COLLEGE
    300 SUMMIT STREET
    HARTFORD,CT06106     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 10,000
    UJA FEDERATION OF NEW YORK
    130 EAST 59TH STREET
    NEW YORK,NY10022     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 125,000
    UNITED CEREBRAL PALSY
    2700 WEST 81ST STREET
    HIALEAH,FL33016     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    UNITED FRIENDS OF THE CHILDREN
    1055 WILSHIRE BLVD SUITE 1955
    LOS ANGELES,CA90017     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    UNITED IN HARMONY
    PO BOX 33456
    LOS ANGELES,CA90034     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    UNITED STATES HOLOCAUST MUSEUM
    100 RAOUL WALLENBERG PLACE SW
    WASHINGTON,DC20024     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 5,000
    UNITED WAY OF SANTA BARBARA
    320 EAST GUTIERREZ STREET
    SANTA BARBARA,CA93101     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 1,000
    UNIVERSITY OF MICHIGAN
    OFFICE OF GIFTS AND RECORDS
    ADMINITRATION 3003 SOUTH STATE STRE
    ANN ARBOR,MI48109     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 100
    UNIVERSITY OF UTAH
    2000 CIRCLE OF HOPE DRIVE ROOM 4242
    SALT LAKE CITY,UT841125550     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 50,000
    WEILL CORNELL MEDICAL CENTER
    1300 YORK AVENUE BOX 314
    NEW YORK,NY10065     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 500
    WINSHIP CANCER INSTITUTE
    1365C CLIFTON ROAD C5078
    ATLANTA,GA30322     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 12,500
    WIZO (WOMEN'S INTERNATIONAL ZIONIST ORGANIZATION)
    1150 KANE 5TH FLOOR
    BAY HARBOR ISLANDS,FL33154     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 200
    YALE U- JOSEPH SLIFKA CENTER
    YALE HILLEL HOUSE 80 WALL STREET
    NEW HAVEN,CT06511     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 3,500
    YALE UNIVERSITY
    PO BOX 2038
    NEW HAVEN,CT065212038     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 600,000
    YMCA OF THE USA
    101 NORTH WACKER DR
    CHICAGO,IL60606     		  PC AN URESTRICTED GRANT TO FURTHER THE DONEE'S EXEMPT PURPOSE. 20,000
    Total .................................bullet 3a 5,877,160
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 8,188  
    4 Dividends and interest from securities....     14 802,594  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		523000 23,519 18 376,136  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aBASL FEEDER LLC     14 -52,703  
    bGLOBAL STRATEGIES EVENT-DRIVEN FUND LP     14 -838  
    cENTERPRISE PRODUCTS PARTNERS, LP     14    
    dEAST SIDE CAPITAL LP     14 -3,475  
    eKINDER MORGAN ENERGY PARTNERS LP     14    
    fHALCYON MULTIPLE STRATEGIES, L.P.     14 -74,233  
    gBASL FEEDER LLC 523000 7,665      
    hGLOBAL STRATEGIES EVENT-DRIVEN FUND LP 523000 -107      
    iEAST SIDE CAPITAL LP 523000 1      
    jKINDER MORGAN ENERGY PARTNERS LP 523000 -2,606      
    kHALCYON MULTIPLE STRATEGIES, L.P. 523000 -26      
    lENTERPRISE PRODUCTS PARTNERS, LP 523000 -3,556      
    12 Subtotal. Add columns (b), (d), and (e).. 24,890 1,055,669 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,080,559
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    ALAN B SLIFKA FOUNDATION
     
    Employer identification number

    13-6192257
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    ALAN B SLIFKA FOUNDATION
          		Employer identification number

    13-6192257
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ESTATE OF ALAN B SLIFKA  
    477 MADISON AVENUE - 8TH FLOOR
     
    NEW YORK, NY100225802

    		$19,999,312


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    ALAN B SLIFKA FOUNDATION
          		Employer identification number

    13-6192257
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    ALAN B SLIFKA FOUNDATION
          		Employer identification number

    13-6192257
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    COHNREZNICK LLP 16,775 3,355   13,420
    HAROLD WOLF 225 45   225

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 GainLossSaleOtherAssetsSch
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    BASL FEEDER LLC 2013-12 PURCHASED 2014-11   9,609     0 9,609  
    BASL FEEDER LLC 2012-12 PURCHASED 2014-11   13,864     0 13,864  
    EAST SIDE CAPITAL, L.P. 2013-12 PURCHASED 2014-11   1     0 1  
    EAST SIDE CAPITAL, L.P. 2012-12 PURCHASED 2014-11   45     0 45  

    TY 2013 GeneralExplanationAttachment
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Identifier Return Reference Explanation
      FORM 990-PF, PART VII-B, LINE 1A(4): OFFICERS RIVA RITVO AND RACHELLE MARKOWITZ RECEIVED COMPENSATION FOR THE YEAR ENDING NOVEMBER 30, 2014. THIS AMOUNT REPRESENTS PAYMENT FOR THEIR SERVICES WITH REGARD TO THE FOUNDATION AND THE SERVICES IT PROVIDES. THIS MEETS THE EXCEPTION AND IS CONSIDERED REASONABLE, AND THEREFORE FORM 4720 IS NOT PREPARED.

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Name of Stock End of Year Book Value End of Year Fair Market Value
    PUBLICLY TRADED SECURITIES 35,018,871 37,180,525

    TY 2013 InvestmentsOtherSchedule2
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BASL FEEDER FMV 3,933,836 7,120,405
    EAST SIDE CAPITAL FMV 2,015,652 2,213,655
    G2 PARTNERS OFFSHORE FUND FMV 2,000,000 2,075,141
    HALCYON MULTIPLE STRATEGIES L.P. FMV 2,838,224 3,105,236
    HALCYON OFFSHORE ASSET-BACKED VALUE FUND LTD. FMV 508,977 1,127,112
    HALCYON OFFSHORE FUND LIMITED FMV 9,363,404 11,840,632
    HALCYON PARTNERS OFFSHORE LTD FMV 3,396,746 4,776,483
    HALCYON STRUCTURED OPPORTUNITIES OFFSHORE FUND LTD. FMV 26,769 12,095

    TY 2013 LegalFeesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 45,278 0   45,278


    TY 2013 OtherAssetsSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    OTHER CURRENT ASSETS 322 4,114 4,114


    TY 2013 OtherDecreasesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Description Amount
    NON DEDUCTABLE EXPENSES 1,004


    TY 2013 OtherExpensesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EDUCATION EXPENES 1,245 0   1,245
    DUES AND MEMBERSHIPS 2,118 0   2,118
    FILING FEES 1,500 0   1,500
    OTHER EXPENSES 3,007 0   3,007
    INSURANCE 12,519 0   12,519
    PAYROLL PROCESSING FEES 829 0   829
    OFFICE EXPENSES 59,200 0   59,200


    TY 2013 OtherIncomeSchedule2
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    BASL FEEDER LLC -52,703 -52,703 -52,703
    GLOBAL STRATEGIES EVENT-DRIVEN FUND LP -838 -838 -838
    EAST SIDE CAPITAL LP -3,475 -3,475 -3,475
    HALCYON MULTIPLE STRATEGIES, L.P. -74,233 -74,233 -74,233
    BASL FEEDER LLC 7,665 0 7,665
    GLOBAL STRATEGIES EVENT-DRIVEN FUND LP -107 0 -107
    EAST SIDE CAPITAL LP 1 0 1
    KINDER MORGAN ENERGY PARTNERS LP -2,606 0 -2,606
    HALCYON MULTIPLE STRATEGIES, L.P. -26 0 -26
    ENTERPRISE PRODUCTS PARTNERS, LP -3,556   -3,556


    TY 2013 OtherIncreasesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Description Amount
    K-1 INCOME THROUGH BROKERAGE 5,636


    TY 2013 OtherLiabilitiesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Description Beginning of Year - Book Value End of Year - Book Value
    FLEX SPENDING ACCOUNT 1,896 0


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MICHAEL STRISOVER 72,110 0   72,110
    ALLISON SOLE 2,951 0   2,951
    SJS CONSULTING 28,333 0   28,333
    JP MORGAN 24,914 24,914   0
    HSBC 44,575 44,575   0
    WELLS FARGO 41,849 41,849   0
    UBS 38,958 38,958   0


    TY 2013 TaxesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN: 13-6192257
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FORIEGN TAX WITHHELD 5,420 5,420   0