Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
THE MARGARET AND DANIEL LOEB
THIRD POINT FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)390 PARK AVENUE 18TH FLOOR   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100224608
A Employer identification number

52-2251371
B Telephone number (see instructions)

(212) 715-6763
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$42,907,935J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule).............. 10,554,489
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments 103 103  
4 Dividends and interest from securities...... 281,703 281,703  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 788,525
b Gross sales price for all assets on line 6a 18,320,329
7 Capital gain net income (from Part IV, line 2)... 8,908,990
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 11,624,820 9,190,796  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 10,300 5,150   5,150
c Other professional fees (attach schedule).... Click to see attachment 140 70   70
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 25,000 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,048 298   750
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 36,488 5,518   5,970
25 Contributions, gifts, grants paid........ 8,949,960 8,949,960
26 Total expenses and disbursements. Add lines 24 and 25 8,986,448 5,518   8,955,930
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 2,638,372
b Net investment income (if negative, enter -0-) 9,185,278
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 244,298 2,354,648 2,354,648
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 10,630,398 Click to see attachment20,492,861 22,131,097
c Investments—corporate bonds (attach schedule)........ 19,612,606 Click to see attachment2,647,335 3,047,048
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 7,574,580 Click to see attachment12,000,000 15,365,142
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment0 Click to see attachment10,000 Click to see attachment10,000
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 38,061,882 37,504,844 42,907,935
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 38,061,882 37,504,844
30 Total net assets or fund balances (see instructions)...... 38,061,882 37,504,844
31 Total liabilities and net assets/fund balances (see instructions).. 38,061,882 37,504,844
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 38,061,882
2 Enter amount from Part I, line 27a..................... 2 2,638,372
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 40,700,254
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 3,195,410
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 37,504,844
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a FACEBOOK INC-A ASSET D 2014-12-29 2014-12-31
b SALESFORCE.COM D 2014-10-06 2014-10-09
c AMERIQUEST MORTGAGE SECURITIES INC SER 2004-R2 CL M2 D   2014-11-12
d BEAR STEARNS ALT-A TRUST 2005-1 CL M2 VAR RT D   2014-11-12
e SECURITIZED ASSET BACKED RECEIVABLES 2005-FR2 CL M3 D 2013-12-27 2014-11-12
BANC OF AMERICA FUNDING CORPORATION SER 2005-F CL 2A1 D 2013-12-27 2014-11-12
STRUCTURED ADJUSTABLE RATE MORTGAGE LOAN SER 2005-21 CL 1A D 2012-12-19 2014-11-12
GSAMP TRUST SER 2005-AHL2 CL A1B D 2013-12-27 2014-11-12
RESIDENTIAL ACCREDIT LOAN, INC. 2006-QA2 CL 1A1 D 2013-12-27 2014-11-28
CITIGROUP MORTGAGE LOAN TRUST SER 2009-6 CL 16A2 D 2012-12-19 2014-11-12
GSAMP TRUST SER 2006-SEA1 M1 D 2011-12-30 2014-08-29
STRUCTURED ADJUSTABLE RATE MORTGAGE LOAN SER 2006-5 CL 1A1 D 2012-12-19 2014-10-10
CREDIT SUISSE MORTGAGE CAPITAL CERTIFI SER 2006-6 CL 2A1 D 2013-12-27 2014-11-12
COUNTRYWIDE ASSET-BACKED CERTIFICATE 2006-13 CL 3AV3 D 2013-12-27 2014-11-12
CITIGROUP MORTGAGE LOAN TRUST SER 2009-8 CL 2A2 D 2012-12-19 2014-11-25
RBSSP RESECURITIZATION TRUST SER 2009-7 CL 5A3 D 2013-12-27 2014-11-26
WACHOVIA MORTGAGE LOAN TRUST 2006 ALT1- A1-C1 D 2011-12-27 2014-09-03
RESIDENTIAL ACCREDIT LOANS 2005 - QA12 NB5 D 2011-12-27 2014-03-28
COUNTRYWIDE ALT LOAN TRUST SER 2005-J4 CL M2 D 2012-12-19 2014-03-17
RESEDENTIAL ASSET MORTGAGE PRODUCTS SER 2005-EFC5 CL M3 D 2012-12-19 2014-04-25
GSAA TRUST SER 2006-19 CL A1 D 2011-12-30 2014-03-28
AMERIQUEST MORTGAGE SECURITIES INC. 2005-R1 CL M4 VAR RT D 2013-12-27 2014-01-30
ASSET BACKED SECURITIES CORP HOME SER 2005-HE8 CL M2 D 2013-12-27 2014-03-17
COUNTRYWIDE ALTERNATIVE LOAN TRUST SER 2005-J12 CL 2A1 D 2013-12-27 2014-01-30
CITIGROUP MORTGAGE LOAN TRUST SER 2007-WFH1 CL MI D 2013-12-27 2014-01-30
GSAA HOME EQUITY TRUST SER 2006-19 CL A3A D 2013-12-27 2014-03-28
INDYMAC INDX MORTGAGE LOAN TRUST SER 2006-AR19 CL 1A1 D 2013-12-27 2014-03-28
MORGAN STANLEY CAPITAL INC SER 2005-HE3 CL M4 D 2013-12-27 2014-03-17
MORGAN STANLEY MORTGAGE LOAN TRUST SER 2007-5AX CL 2A1 D 2013-12-27 2014-01-30
PRINCIPAL PAYS RECEIVED 1/1-12/31/14 ON SECURITIES SOLD D 2014-01-01 2014-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 165,674   17,705 147,969
b 523,026   129,098 393,928
c 354,377   110,094 244,283
d 691,983   126,165 565,818
e 434,801   284,375 150,426
267,678   188,916 78,762
269,803   189,669 80,134
684,944   335,361 349,583
379,431   208,519 170,912
870,378   226,324 644,054
260,763   103,500 157,263
214,632   131,181 83,451
207,238   166,724 40,514
921,712   821,250 100,462
304,561   211,485 93,076
499,739   66,567 433,172
40,939   16,770 24,169
1,140,736   743,295 397,441
784,665   164,269 620,396
540,750   224,875 315,875
375,894   173,725 202,169
962,438   446,963 515,475
581,875   239,750 342,125
1,450,151   889,110 561,041
2,092,500   832,500 1,260,000
291,656   215,591 76,065
805,161   354,570 450,591
504,775   227,225 277,550
965,977   833,691 132,286
732,072   732,072 0
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       147,969
b       393,928
c       244,283
d       565,818
e       150,426
      78,762
      80,134
      349,583
      170,912
      644,054
      157,263
      83,451
      40,514
      100,462
      93,076
      433,172
      24,169
      397,441
      620,396
      315,875
      202,169
      515,475
      342,125
      561,041
      1,260,000
      76,065
      450,591
      277,550
      132,286
      0
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 8,908,990
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 9,925,509 13,125,984 0.756173
2012 4,568,878 5,381,707 0.848964
2011 3,340,140 3,749,548 0.890811
2010 2,261,884 1,616,549 1.399205
2009 1,021,120 385,869 2.646287
2 Total of line 1, column (d) ...................... 2 6.541440
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 1.308288
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 19,538,080
5 Multiply line 4 by line 3....................... 5 25,561,436
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 91,853
7 Add lines 5 and 6......................... 7 25,653,289
8 Enter qualifying distributions from Part XII, line 4.............. 8 8,955,930
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 183,706
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 183,706
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 183,706
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 25,166
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 25,166
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 158,540
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletNICOLE NADAL Telephone no.bullet (212) 715-6763
    Located atbullet390 PARK AVENUE 18TH FLOORNYNY ZIP+4bullet10022
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    DANIEL S LOEB DIR/PRES.
    3.00     		0 0 0
    390 PARK AVENUE 18TH FLOOR
    NEW YORK,NY10022
    CARTER POTTASH DIRECTOR
    0.50     		0 0 0
    390 PARK AVENUE 18TH FLOOR
    NEW YORK,NY10022
    MARGARET M LOEB DIRECTOR
    7.00     		0 0 0
    390 PARK AVENUE 18TH FLOOR
    NEW YORK,NY10022
    JOHN JOSEPHSON SECRETARY
    0.50     		0 0 0
    390 PARK AVENUE 18TH FLOOR
    NEW YORK,NY10022
    NICOLE NADAL TREASURER
    2.00     		0 0 0
    390 PARK AVENUE 18TH FLOOR
    NEW YORK,NY10022
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    17,614,664
    b
    Average of monthly cash balances.......................
    1b
    2,220,950
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    19,835,614
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    19,835,614
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    297,534
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    19,538,080
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    976,904
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    976,904
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    183,706
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    183,706
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    793,198
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    793,198
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    793,198
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    8,955,930
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    8,955,930
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    8,955,930
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 793,198
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 1,021,120
    b From 2010....... 2,261,884
    c From 2011....... 3,340,140
    d From 2012....... 4,568,878
    e From 2013....... 9,289,084
    fTotal of lines 3a through e......... 20,481,106
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 8,955,930
    a Applied to 2013, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 793,198
    e Remaining amount distributed out of corpus 8,162,732
    5 Excess distributions carryover applied to 2014. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 28,643,838
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		1,021,120
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		27,622,718
    10 Analysis of line 9:
    a Excess from 2010.... 2,261,884
    b Excess from 2011.... 3,340,140
    c Excess from 2012.... 4,568,878
    d Excess from 2013.... 9,289,084
    e Excess from 2014.... 8,162,732
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    DANIEL S LOEB
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A BETTER BALANCE
    80 MAIDEN LANE SUITE 606
    NEW YORK,NY10038     		NONE EXEMPT CHARITABLE 2,500
    ACES - ASPEN CENTER FOR ENVIORNMENTAL STUDIES
    100 PUPPY SMITH STREET
    ASPEN,CO81611     		NONE EXEMPT CHARITABLE 15,000
    ACES - CHILDREN'S EDUCATION FUND
    100 PUPPY SMITH STREET
    ASPEN,CO81611     		NONE EXEMPT CHARITABLE 10,000
    ACTORS FUND THE
    729 SEVENTH AVENUE 10TH FL
    NEW YORK,NY101021841     		NONE EXEMPT CHARITABLE 2,500
    AJC
    165 EAST 56TH STREET SUITE 630
    NEW YORK,NY10022     		NONE EXEMPT CHARITABLE 10,000
    ALL STARS PROJECT INC
    543 WEST 42ND STREET
    NEW YORK,NY10036     		NONE EXEMPT CHARITABLE 20,000
    ALVIN AILEY DANCE FOUNDATION
    405 WEST 55TH STREET
    NEW YORK,NY101021956     		NONE EXEMPT CHARITABLE 10,000
    AMERICAN ENTERPRISE INSTITUTE
    1150 SEVENTEENTH STREET NW
    WASHINGTON,DC20036     		NONE EXEMPT CHARITABLE 50,000
    AMERICAN FRIENDS OF THE ISRAEL MUSEUM
    500 FIFTH AVENUE SUITE 2540
    NEW YORK,NY10110     		NONE EXEMPT CHARITABLE 5,000
    AMERICAN MUSEUM OF NATURAL HISTORY
    CENTRAL PARK WEST 79TH STREET
    NEW YORK,NY100245192     		NONE EXEMPT CHARITABLE 20,000
    AMERICAN RED CORSS
    520 WEST 49TH STREET
    NEW YORK,NY10019     		NONE EXEMPT CHARITABLE 1,000
    ANDREW GLOVER YOUTH PROGRAM
    100 CENTRE STREET ROOM 1541
    NEW YORK,NY10013     		NONE EXEMPT CHARITABLE 2,500
    ANIMAL RESCUE FUND OF THE HAMPTONS
    PO BOX 901
    WAINSCOTT,NY11975     		NONE EXEMPT CHARITABLE 3,000
    ASPEN INSTITUTION THE
    1000 NORTH THIRD STREET
    ASPEN,CO81611     		NONE EXEMPT CHARITABLE 5,000
    ASPEN MUSIC FESTIVAL AND SCHOOL
    225 MUSIC SCHOOL ROAD
    ASPEN,CO81611     		NONE EXEMPT CHARITABLE 1,000
    ASPEN VALLEY HOSPITAL FOUNDATION
    0401 CASTLE CREEK ROAD
    ASPEN,CO81611     		NONE EXEMPT CHARITABLE 1,000
    BENT ON LEARNING
    826 BROADWAY SUITE 413
    NEW YORK,NY10003     		NONE EXEMPT CHARITABLE 10,000
    BOYS HOPE GIRLS HOPE OF NEW YORK
    367 CLERMONT AVE
    BROOKLYN,NY11238     		NONE EXEMPT CHARITABLE 5,000
    BREAST CANCER RESEARCH
    60 EAST 56TH STREET 8TH FLOOR
    NEW YORK,NY10022     		NONE EXEMPT CHARITABLE 5,000
    BROOKLYN BOTANIC GARDEN
    1000 WASHINGTON AVE
    BROOKLYN,NY11225     		NONE EXEMPT CHARITABLE 5,000
    BROTHERHOOD SISTER SOL
    512 WEST 143RD STREET
    NEW YORK,NY10031     		NONE EXEMPT CHARITABLE 5,000
    BROWN RISD HILLEL
    80 BROWN STREET
    PROVIDENCE,RI02906     		NONE EXEMPT CHARITABLE 5,000
    CENTER FOR JEWISH HISTORY
    15 WEST 16TH STREET
    NEW YORK,NY10011     		NONE EXEMPT CHARITABLE 10,000
    CENTER FOR REPRODUCTIVE RIGHTS
    120 WALL STREET 14TH FLOOR
    NEW YORK,NY10005     		NONE EXEMPT CHARITABLE 50,000
    CENTRAL PARK CONSERVANCY
    14 EAST 60TH STREET 8TH FLOOR
    NEW YORK,NY10022     		NONE EXEMPT CHARITABLE 260,000
    CHABAD OF COLLEGE HILL
    12 OLIVE STREET
    PROVIDENCE,RI02906     		NONE EXEMPT CHARITABLE 10,000
    CHILDREN OF BELLEVUE
    462 FIRST AVENUE ME-15
    NEW YORK,NY10016     		NONE EXEMPT CHARITABLE 5,000
    CHILDREN'S MUSEUM OF MANHATTAN
    411 EAST 83RD STREET SUITE 3F
    NEW YORK,NY10028     		NONE EXEMPT CHARITABLE 5,000
    CHILDREN'S MUSEUM OF THE EAST END
    PO BOX 316
    BRIDGEHAMPTON,NY119320316     		NONE EXEMPT CHARITABLE 5,000
    CITYARTS
    525 BROADWAY SUITE 602
    NEW YORK,NY10012     		NONE EXEMPT CHARITABLE 5,000
    COALITION FOR THE HOMELESS
    129 FULTON STREET
    NEW YORK,NY10038     		NONE EXEMPT CHARITABLE 5,000
    COLUMBIA UNIVERSITY
    622 WEST 113TH STREET MAIL CODE
    4524
    NEW YORK,NY10025     		NONE EXEMPT CHARITABLE 205,000
    COOL CULTURE
    80 HANSON PLACE SUITE 604
    BROOKLYN,NY11217     		NONE EXEMPT CHARITABLE 1,000
    DAVID LYNCH FOUNDATION
    216 EAST 45TH STREET SUITE 1301
    NEW YORK,NY10017     		NONE EXEMPT CHARITABLE 5,000
    DRAWING CENTER
    12 DESBROSSES STREET
    NEW YORK,NY10013     		NONE EXEMPT CHARITABLE 5,000
    EAST HAMPTON POLICE BENEVOLENT ASSOCIATION
    PO BOX 1242
    EAST HAMPTON,NY11937     		NONE EXEMPT CHARITABLE 2,500
    EAST HARLEM TUTORIAL PROGRAM
    2050 SECOND AVE
    NEW YORK,NY10029     		NONE EXEMPT CHARITABLE 5,000
    EDIBLE SCHOOL YARD
    55 WASHINGTON STREET SUITE 257
    BROOKLYN,NY11201     		NONE EXEMPT CHARITABLE 5,000
    EL DORADO FOUNDATION INC
    14605 N 73RD STREET
    SCOTTSDALE,AZ85260     		NONE EXEMPT CHARITABLE 5,000
    EQUALITY NOW
    250 WEST 57TH STREET SUITE 1720
    NEW YORK,NY10107     		NONE EXEMPT CHARITABLE 2,500
    ETHICAL CULTURE FIELDSTON SCHOOL
    33 CENTRAL PARK WEST
    NEW YORK,NY100236001     		NONE EXEMPT CHARITABLE 200,000
    ETHICAL CULTURE FIELDSTON SCHOOL - INVESTMENT IN THIRD POINT ULTRA
    33 CENTRAL PARK WEST
    NEW YORK,NY100236001     		NONE EXEMPT CHARITABLE 50,000
    FAMM
    1100 H STREET NW SUITE 1000
    WASHINGTON,DC20005     		NONE EXEMPT CHARITABLE 1,000
    FILM SOCIETY OF LINCOLN CENTER
    165 WEST 65TH STREET 4TH FLOOR
    NEW YORK,NY100236595     		NONE EXEMPT CHARITABLE 2,500
    FOOD BANK FOR NEW YORK CITY
    39 BROADWAY 10TH FL
    NEW YORK,NY10006     		NONE EXEMPT CHARITABLE 2,000
    FOUNDATION FOR EXCELLENCE IN EDUCATION
    PO BOX 10691
    TALLAHASSEE,FL32302     		NONE EXEMPT CHARITABLE 25,000
    FRESH AIR FUND
    633 THIRD AVENUE 14TH FLOOR
    NEW YORK,NY101643981     		NONE EXEMPT CHARITABLE 11,000
    HABITAT FOR HUMANITY
    111 JOHN STREET 23RD FLOOR
    NEW YORK,NY100383109     		NONE EXEMPT CHARITABLE 2,000
    HAMPTON LIFEGUARD ASSOCIATION
    36 TALKHOUSE WALK
    EAST HAMPTON,NY11937     		NONE EXEMPT CHARITABLE 1,000
    HARLEM RBI
    333 EAST 100TH STREET
    NEW YORK,NY10029     		NONE EXEMPT CHARITABLE 10,000
    HESTER STREET COLLABORATIVE
    113 HESTER STREET
    NEW YORK,NY10002     		NONE EXEMPT CHARITABLE 500
    HUMAN RIGHTS CAMPAIGN
    1640 RHODE ISLAND AVENUE NW
    WASHINGTON,DC20036     		NONE EXEMPT CHARITABLE 39,000
    IMENTOR INC
    30 BROAD STREET 9TH FLOOR
    NEW YORK,NY10004     		NONE EXEMPT CHARITABLE 25,000
    INNER-CITY SCHOLARSHIP FUND
    1011 FIRST AVENUE 14TH FLOOR
    NEW YORK,NY100224112     		NONE EXEMPT CHARITABLE 10,000
    INTERNATIONAL RESCUE COMMITTEE
    122 EAST 42ND STREET
    NEW YORK,NY101681289     		NONE EXEMPT CHARITABLE 5,000
    JCC IN MANHATTAN
    334 AMSTERDAM AVE AT 76TH STREET
    NEW YORK,NY10023     		NONE EXEMPT CHARITABLE 25,000
    JEWISH MUSEUM
    1109 FIFTH AVENUE
    NEW YORK,NY10128     		NONE EXEMPT CHARITABLE 10,000
    KEREN ZICHRON ARYEH LEIB CHARITY FUND
    158 BEAUMONT STREET
    BROOKLYN,NY11235     		NONE EXEMPT CHARITABLE 20,000
    KIDS OF NYU LANGONE FUND
    1 PARK AVENUE 17TH FLOOR
    NEW YORK,NY10016     		NONE EXEMPT CHARITABLE 5,000
    KITCHEN THE
    512 WEST 19TH STREET
    NEW YORK,NY10011     		NONE EXEMPT CHARITABLE 5,000
    LEADERSHIP ENTERPRISE FOR A DIVERSE AMERICA
    501 SEVENTH AVENUE 7TH FLOOR
    NEW YORK,NY10018     		NONE EXEMPT CHARITABLE 10,000
    LITERACY PARTNERS INC
    30 EAST 33RD STREET 6TH FLOOR
    NEW YORK,NY10016     		NONE EXEMPT CHARITABLE 1,000
    LUBAVITCH OF THE EAST END
    13 WOODS LANE
    EAST HAMPTON,NY119373247     		NONE EXEMPT CHARITABLE 15,000
    MANHATTAN INSTITUTE FOR POLICY RESEARCH
    52 VANDERBILT AVE
    NEW YORK,NY10017     		NONE EXEMPT CHARITABLE 75,000
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    PO BOX 5028
    HAGERSTOWN,MD217415028     		NONE EXEMPT CHARITABLE 5,000
    METROPOLITAN MUSEUM OF ART
    1000 FIFTH AVE
    NEW YORK,NY100280198     		NONE EXEMPT CHARITABLE 25,000
    MOUNT SINAI CHILDREN'S CENTER FOUNDATION
    1 GUSTAVE L LEVY PLACE BOX 1049
    NEW YORK,NY100296574     		NONE EXEMPT CHARITABLE 5,000
    MOUNT SINAI SCHOOL OF MEDICINE
    1 GUSTAVE L LEVY PLACE BOX 1049
    NEW YORK,NY100296574     		NONE EXEMPT CHARITABLE 250,000
    MUSEUM OF CONTEMPORARY ART
    235 BOWERY
    NEW YORK,NY10002     		NONE EXEMPT CHARITABLE 535,000
    MUSEUM OF THE CITY OF NEW YORK
    1220 FIFTH AVE
    NEW YORK,NY10029     		NONE EXEMPT CHARITABLE 5,000
    NATIONAL INSTITUTE FOR REPRODUCTIVE HEALTH
    470 PARK AVE SOUTH 7TH FLOOR
    NEW YORK,NY10016     		NONE EXEMPT CHARITABLE 90,000
    NATURE CONSERVANCY THE
    232 MADISON AVENUE SUITE 1107
    NEW YORK,NY10016     		NONE EXEMPT CHARITABLE 2,000
    NEIGHBORHOOD COALITION
    157 EAST 86TH STREET 2ND FLOOR
    NEW YORK,NY10028     		NONE EXEMPT CHARITABLE 2,500
    NEW ROADS SCHOOL
    3131 OLYMPIC BOULEVARD
    SANTA MONICA,CA90404     		NONE EXEMPT CHARITABLE 20,000
    NEW YORK ABORTION ACCESS FUND
    135 EASTER PARKWAY 9F
    BROOKLYN,NY11238     		NONE EXEMPT CHARITABLE 25,000
    NEW YORK CITY POLICE FOUNDATION
    555 FIFTH AVENUE 15TH FLOOR
    NEW YORK,NY10017     		NONE EXEMPT CHARITABLE 1,000
    NEW YORK HISTORICAL SOCIETY
    170 CENTRAL PARK WEST
    NEW YORK,NY10024     		NONE EXEMPT CHARITABLE 10,000
    NEW YORK LANDMARKS CONSERVANCY
    1 WHITEHALL STREET
    NEW YORK,NY100042127     		NONE EXEMPT CHARITABLE 1,000
    NEW YORK MUSICAL THEATER
    250 WEST 49TH STREET SUITE 601
    NEW YORK,NY10019     		NONE EXEMPT CHARITABLE 25,000
    NEW YORK RESTORATION PROJECT
    PO BOX 4692
    TOMS RIVER,NJ087549859     		NONE EXEMPT CHARITABLE 10,000
    NEW YORK WOMEN'S FOUNDATION
    1325 SIXTH AVENUE 27TH FLOOR
    NEW YORK,NY10019     		NONE EXEMPT CHARITABLE 40,000
    NJ HEROES
    PO BOX 95
    MENDHAM,NJ079450095     		NONE EXEMPT CHARITABLE 10,000
    NUSI
    6020 CORNERSTONE COURT W SUITE 240
    SAN DIEGO,CA92121     		NONE EXEMPT CHARITABLE 10,000
    NYC LIONS YOUTH FOOTBALL LEAGUE
    173 EAST 74TH STREET APT 4C
    NEW YORK,NY10021     		NONE EXEMPT CHARITABLE 2,500
    PARTNERSHIP FOR EDUCATIONAL JUSTICE
    222 BROADWAY 19TH FLOOR
    NEW YORK,NY10038     		NONE EXEMPT CHARITABLE 250,000
    PEER HEALTH EXCHANGE INC
    70 GOLD STREET
    SAN FRANCISCO,CA94133     		NONE EXEMPT CHARITABLE 5,000
    PEN AMERICA
    162 WEST 56TH STREET SUITE 405
    NEW YORK,NY10019     		NONE EXEMPT CHARITABLE 5,000
    PFLAG
    PO BOX 96519
    WASHINGTON,DC200906519     		NONE EXEMPT CHARITABLE 1,500
    PLAN INTERNATIONAL USA
    155 PLAN WAY PO BOX 1015
    WARWICK,RI02886     		NONE EXEMPT CHARITABLE 360
    PLANNED PARENTHOOD FEDERATION OF AMERICA
    434 WEST 33RD STREET
    NEW YORK,NY10001     		NONE EXEMPT CHARITABLE 50,000
    PLANNED PARENTHOOD HUDSON PECONIC
    4 SKYLINE DRIVE SUITE 7
    HAWTHORNE,NY10532     		NONE EXEMPT CHARITABLE 5,000
    PLANNED PARENTHOOD OF NYC
    26 BLEECKER STREET
    NEW YORK,NY10012     		NONE EXEMPT CHARITABLE 35,000
    PREP FOR PREP
    328 WEST 71ST STREET
    NEW YORK,NY10023     		NONE EXEMPT CHARITABLE 550,000
    PROVIDE INC
    47 THORNDIKE STREET
    CAMBRIDGE,MA02141     		NONE EXEMPT CHARITABLE 10,000
    PUBLIC ART FUND
    ONE EAST 35TH STREET
    NEW YORK,NY10022     		NONE EXEMPT CHARITABLE 5,000
    PUBLIC THEATER
    425 LAFAYETTE STREET
    NEW YORK,NY10003     		NONE EXEMPT CHARITABLE 15,000
    RED HOOK INITIATIVE
    767 HICKS STREET
    BROOKLYN,NY11231     		NONE EXEMPT CHARITABLE 1,000
    RI ALPHA OF PHI BETA KAPPA
    PO BOX 1858
    PROVIDENCE,RI02912     		NONE EXEMPT CHARITABLE 100
    RIGHT TO PLAY - USA
    162 WEST 56TH STREET SUITE 405
    NEW YORK,NY10019     		NONE EXEMPT CHARITABLE 5,000
    ROBIN HOOD FOUNDATION
    826 BROADWAY 9TH FLOOR
    NEW YORK,NY10003     		NONE EXEMPT CHARITABLE 100,000
    ROUTES TO ROOTS FOUNDATION INC
    73 HARBOR KEY
    SECAUCUS,NJ07094     		NONE EXEMPT CHARITABLE 25,000
    SANCTUARY FOR FAMILIES
    PO BOX 1406 WALL STREET STATION
    NEW YORK,NY102681406     		NONE EXEMPT CHARITABLE 5,000
    SCHOOL OF AMERICAN BALLET
    70 LINCOLN CENTER PLAZA 5TH FLOOR
    NEW YORK,NY10023     		NONE EXEMPT CHARITABLE 25,000
    SHARE OUR STRENGTH
    PO BOX 75475
    BALTIMORE,MD212755475     		NONE EXEMPT CHARITABLE 2,500
    SINAI SCHOOL
    1485 TEANECK ROAD SUITE 300
    TEANECK,NJ07666     		NONE EXEMPT CHARITABLE 50,000
    SOLVING KIDS CANCER
    162 WEST 56TH STREET SUITE 405
    NEW YORK,NY10019     		NONE EXEMPT CHARITABLE 10,000
    SOUTHERN POVERTY LAW CENTER
    400 WASHINGTON AVENUE PO BOX 548
    MONTGOMERY,AL361779621     		NONE EXEMPT CHARITABLE 1,000
    SPECIAL OLYMPICS
    PO BOX 768
    SCHENECTADY,NY123010768     		NONE EXEMPT CHARITABLE 10,000
    SPHERE INC
    PO BOX 1136
    RIDGEFIELD,CT068779136     		NONE EXEMPT CHARITABLE 5,000
    STEPHEN WISE FREE SYNAGOGUE
    30 WEST 68TH STREET
    NEW YORK,NY100236053     		NONE EXEMPT CHARITABLE 5,000
    STUDIO MUSEUM IN HARLEM
    144 WEST 125TH STREET
    NEW YORK,NY10027     		NONE EXEMPT CHARITABLE 10,000
    SUCCESS ACADEMY CHARTER SCHOOL
    310 LENOX AVENUE 2ND FLOOR
    NEW YORK,NY10027     		NONE EXEMPT CHARITABLE 5,000,000
    SUCCESS FOUNDATION INC
    95 PINE STREET FLOOR 6
    NEW YORK,NY10005     		NONE EXEMPT CHARITABLE 175,000
    THE CENTER FOR DISCOVERY
    PO BOX 840
    HARRIS,NY12742     		NONE EXEMPT CHARITABLE 2,500
    UJA FEDERATION OF NY
    PO BOX 4056
    NEW YORK,NY102614056     		NONE EXEMPT CHARITABLE 5,000
    US OLYMPIC COMMITTEE
    1100 H STREET NW SUITE 600
    WASHINGTON,DC20005     		NONE EXEMPT CHARITABLE 75,000
    VENETIAN HERITAGE INC
    25 WEST 39TH STREET FL 16
    NEW YORK,NY10018     		NONE EXEMPT CHARITABLE 2,500
    WASHINGTON INSTITUTE
    1828 L STREET NW SUITE 1050
    WASHINGTON,DC20036     		NONE EXEMPT CHARITABLE 50,000
    WHITNEY MUSEUM OF AMERICAN ART
    945 MADISON AVE
    NEW YORK,NY10021     		NONE EXEMPT CHARITABLE 25,000
    WOMEN'S HEALTH INITIATIVES AT MOUNT SINAI
    1 GUSTAVE L LEVY PLACE BOX 1223
    NEW YORK,NY100296574     		NONE EXEMPT CHARITABLE 20,000
    Total .................................bullet 3a 8,949,960
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 103  
    4 Dividends and interest from securities....     14 281,703  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 788,525  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,070,331 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,070,331
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2014
    Name of the organization
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION
    Employer identification number

    52-2251371
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 2
    Name of organization
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION         		Employer identification number

    52-2251371
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    DANIEL S LOEB  
    15 CENTRAL PARK WEST PH39
     
    NEW YORK, NY10023

    		$4,393,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    DANIEL S LOEB  
    15 CENTRAL PARK WEST PH39
     
    NEW YORK, NY10023

    		$1,717,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    DANIEL S LOEB  
    15 CENTRAL PARK WEST PH39
     
    NEW YORK, NY10023

    		$3,751,463


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    DANIEL S LOEB  
    15 CENTRAL PARK WEST PH39
     
    NEW YORK, NY10023

    		$166,261


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    DANIEL S LOEB  
    15 CENTRAL PARK WEST PH39
     
    NEW YORK, NY10023

    		$525,765


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 3
    Name of organization
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION         		Employer identification number

    52-2251371
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 300,000 NORTHFIELD BANCORP INC. $ 4,393,500 2014-12-29
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    2
    		 150,000 CHARTER FINANCIAL CORPORATION $ 1,717,500 2014-12-29
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    3
    		 292,740 WATERSTONE FINANCIAL INC. $ 3,751,463 2014-12-29
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    4
    		 2,054 FACEBOOK INC. $ 166,261 2014-12-23
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    5
    		 9,061 SALESFORCE.COM $ 525,765 2014-10-06
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 4
    Name of organization
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION         		Employer identification number

    52-2251371
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
    that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2014 AccountingFeesSchedule
    Name:
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION
    EIN: 52-2251371
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 10,300 5,150   5,150

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION
    EIN: 52-2251371
    Name of Bond End of Year Book Value End of Year Fair Market Value
    2,134,000 ACCREDITED MORTGAGE LOAN TRUST SER 2005-4 CL M1;CUSIP#004375-EK-3 1,287,826 1,615,673
    256,200 MASTER ADJUSTABLE RATE MORTGAGE TR.SER 2007-R5;CUSIP#57645W-AA-8 147,768 186,957
    603,820 BANC OF AMERICA FUNDING CORP.SER 2009-R5 CL 5A3;CUSIP#05952B-AP-7 471,505 345,463
    56,082 WACHOVIA MORTGAGE LOAN TRUST 2006 AMN1 CL A1;CUSIP#92978E-AA-2 21,401 36,725
    523,718 BEAR STEARNS ALT-A TRUST 2006-1 CL 21A2;CUSIP#07386H-B8-3 306,752 386,629
    357,205 CITIGROUP MORTGAGE LOAN TRUST SER 07-6 CL 1A1A;CUSIP#17312VAA6 233,565 263,249
    277,302 RESIDENTIAL ACCREDIT LOAN INC 2006 A1;CUSIP#74922NAA7 178,518 212,352

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION
    EIN: 52-2251371
    Name of Stock End of Year Book Value End of Year Fair Market Value
    200,000 OCEAN SHORE HOLDING CO.;CUSIP#67501R-10-3 2,894,000 2,864,000
    30,000 COLONIAL FINANCIAL SERVICES INC;CUSIP#19566B-10-1 383,100 402,000
    50,000 ORITANI FINANCIAL CORPORATION;CUSIP#68633D-10-3 743,000 770,000
    293,791 INTREXON CORPORATION;CUSIP#XON 6,610,298 8,088,066
    150,000 CHARTER FINANCIAL CORPORATION CUSIP#16122W-10-8 CHFN 1,717,500 1,717,500
    300,000 NORTHFIELD BANCORP INC CUSIP#66611T-10-8 NFBK 4,393,500 4,440,000
    292,740 WATERSTONE FINANCIAL INC NEW CUSIP#94188P-10-1 WSBF 3,751,463 3,849,531

    TY 2014 InvestmentsOtherSchedule2
    Name:
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION
    EIN: 52-2251371
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    INV. IN THIRD POINT ULTRA LTD AT COST 7,000,000 10,393,596
    INV. IN ELLINGTON HOUSING INC. AT COST 2,000,000 2,000,000
    INV. IN ARAVT GLOBAL FUND LTD AT COST 3,000,000 2,971,546

    TY 2014 OtherAssetsSchedule
    Name:
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION
    EIN: 52-2251371
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    OTHER RECEIVABLES   10,000 10,000


    TY 2014 OtherDecreasesSchedule
    Name:
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION
    EIN: 52-2251371
    Description Amount
       
       


    TY 2014 OtherExpensesSchedule
    Name:
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION
    EIN: 52-2251371
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NYS FILING FEE 750 0   750
    BANK CHARGES 298 298   0


    TY 2014 OtherProfessionalFeesSchedule
    Name:
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION
    EIN: 52-2251371
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING FEES 140 70   70


    TY 2014 TaxesSchedule
    Name:
    THE MARGARET AND DANIEL LOEB
    THIRD POINT FOUNDATION
    EIN: 52-2251371
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX-2013 EXTENSION 25,000 0   0