Schwartz Family Foundation C/O Alan Schwartz Guggenheim Partners — Form 990PF, tax year 2014

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Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
SCHWARTZ FAMILY FOUNDATION
C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS

Number and street (or P.O. box number if mail is not delivered to street address)330 MADISON AVENUE 15TH FLOOR   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10017
A Employer identification number

13-7138217
B Telephone number (see instructions)

(212) 901-9373
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$23,365,409J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule).............. 519,000
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments 14 14  
4 Dividends and interest from securities...... 1,323,072 1,323,072  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 374,215
b Gross sales price for all assets on line 6a 10,922,407
7 Capital gain net income (from Part IV, line 2)... 1,522,436
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 18,747 18,747 0
12 Total. Add lines 1 through 11........ 2,235,048 2,864,269 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 17,500 0 0 0
c Other professional fees (attach schedule).... Click to see attachment 109,736 109,736 0 0
17 Interest............... 578,466 578,466 0 0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 48,231 3,231 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 2,382 0 0 0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 756,315 691,433 0 0
25 Contributions, gifts, grants paid........ 1,737,250 1,737,250
26 Total expenses and disbursements. Add lines 24 and 25 2,493,565 691,433 0 1,737,250
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -258,517
b Net investment income (if negative, enter -0-) 2,172,836
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 651,516 1,058,343 1,058,343
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 871,134 Click to see attachment864,884 880,315
b Investments—corporate stock (attach schedule)........ 7,502,870 Click to see attachment7,513,488 8,312,738
c Investments—corporate bonds (attach schedule)........ 10,192,343 Click to see attachment9,399,889 8,518,359
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 4,931,045 Click to see attachment5,053,787 4,595,654
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 24,148,908 23,890,391 23,365,409
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 24,148,908 23,890,391
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see instructions)...... 24,148,908 23,890,391
31 Total liabilities and net assets/fund balances (see instructions).. 24,148,908 23,890,391
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 24,148,908
2 Enter amount from Part I, line 27a..................... 2 -258,517
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 23,890,391
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 23,890,391
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a HOME DEPOT INC   2013-05-30 2014-01-09
b JPMORGAN CHASE & CO   2013-05-30 2014-01-09
c JPMORGAN CHASE & CO   2012-12-20 2014-01-09
d LEHMAN BROTHER HOLDINGS INC NOTES D   2014-04-03
e JPMORGAN CHASE & CO   2013-05-30 2014-05-14
LEHMAN BROTHER HOLDINGS INC NOTES D   2014-10-02
HOME DEPOT INC   2013-05-30 2014-12-23
CORNING INC   2013-10-15 2014-01-21
CORNING INC   2013-11-20 2014-01-21
CORNING INC   2013-09-13 2014-01-21
ROGERS COMMUNICATIONS INC   2013-10-15 2014-02-12
ROGERS COMMUNICATIONS INC   2014-01-14 2014-02-12
ROGERS COMMUNICATIONS INC   2013-09-13 2014-02-12
ROGERS COMMUNICATIONS INC   2013-11-20 2014-02-12
PEPSICO INC   2013-10-15 2014-02-18
PEPSICO INC   2014-01-14 2014-02-18
PEPSICO INC   2013-11-20 2014-02-18
PEPSICO INC   2013-09-13 2014-02-18
VODAFONE GROUP PLC - CASH IN LIEU     2014-02-24
AT&T INC   2014-01-14 2014-02-25
AT&T INC   2013-11-20 2014-02-25
AT&T INC   2013-10-22 2014-02-25
VERIZON COMMUNICATIONS - CASH IN LIEU     2014-03-05
3M COMPANY   2014-01-14 2014-04-21
3M COMPANY   2013-11-20 2014-04-21
3M COMPANY   2013-09-13 2014-04-21
BP P L C SPONSORED ADR   2014-01-14 2014-05-02
BP P L C SPONSORED ADR   2013-10-15 2014-05-02
BP P L C SPONSORED ADR   2013-09-13 2014-05-02
BP P L C SPONSORED ADR   2013-11-20 2014-05-02
ASTRAZENECA PLC   2014-01-14 2014-06-24
ASTRAZENECA PLC   2013-10-15 2014-06-24
ASTRAZENECA PLC   2013-09-13 2014-06-24
ASTRAZENECA PLC   2013-11-20 2014-06-24
L-3 COMMUNICATIONS HOLDINGS   2014-01-14 2014-07-07
L-3 COMMUNICATIONS HOLDINGS   2013-10-15 2014-07-07
L-3 COMMUNICATIONS HOLDINGS   2013-11-20 2014-07-07
L-3 COMMUNICATIONS HOLDINGS   2013-09-13 2014-07-07
MCDONALDS CORP   2013-10-15 2014-08-18
MCDONALDS CORP   2014-01-14 2014-08-18
MCDONALDS CORP   2013-09-13 2014-08-18
MCDONALDS CORP   2013-11-20 2014-08-18
COCA COLA COMPANY   2013-10-15 2014-09-08
COCA COLA COMPANY   2014-01-14 2014-09-08
COCA COLA COMPANY   2013-09-13 2014-09-08
COCA COLA COMPANY   2013-11-20 2014-09-08
CHINA MOBILE LIMITED   2014-08-14 2014-09-11
CHINA MOBILE LIMITED   2014-05-19 2014-09-11
CHEVRON CORPORATION   2013-10-15 2014-09-11
CHEVRON CORPORATION   2014-01-14 2014-09-11
CHEVRON CORPORATION   2013-09-13 2014-09-11
CHEVRON CORPORATION   2014-06-27 2014-09-11
CHEVRON CORPORATION   2013-11-20 2014-09-11
US BANCORP DEL   2014-03-20 2014-09-12
CDK GLOBAL INC   2014-02-12 2014-10-03
CDK GLOBAL INC   2013-10-15 2014-10-03
CDK GLOBAL INC   2014-01-14 2014-10-03
CDK GLOBAL INC   2013-10-07 2014-10-03
CDK GLOBAL INC   2013-11-20 2014-10-03
OCCIDENTAL PETE CORP   2014-06-25 2014-10-03
QUALCOMM INC   2014-01-14 2014-10-03
QUALCOMM INC   2013-10-15 2014-10-03
QUALCOMM INC   2013-11-20 2014-10-03
QUALCOMM INC   2013-09-13 2014-10-03
FORD MOTOR CO   2013-10-15 2014-10-13
FORD MOTOR CO   2014-01-14 2014-10-13
FORD MOTOR CO   2013-12-20 2014-10-13
FORD MOTOR CO   2013-11-20 2014-10-13
VODAFONE GROUP PLC   2013-10-15 2014-10-13
VODAFONE GROUP PLC   2014-01-14 2014-10-13
VODAFONE GROUP PLC   2013-11-20 2014-10-13
VODAFONE GROUP PLC   2014-04-24 2014-10-13
FORD MOTOR CO   2013-09-13 2014-10-13
VODAFONE GROUP PLC   2013-09-13 2014-10-13
CDK GLOBAL INC - CASH IN LIEU     2014-10-14
INTERNATIONAL BUSINESS   2014-02-12 2014-10-21
INTERNATIONAL BUSINESS   2014-01-14 2014-10-21
INTERNATIONAL BUSINESS   2013-11-20 2014-10-21
INTERNATIONAL BUSINESS MACHINES CORP   2013-10-15 2014-10-21
INTERNATIONAL BUSINESS MACHINES CORP   2013-09-13 2014-10-21
KELLOGG CO   2014-05-07 2014-11-07
MARATHON OIL CORP   2014-10-23 2014-12-01
VERIZON COMMUNICATIONS   2014-02-24 2014-12-09
VERIZON COMMUNICATIONS   2014-10-13 2014-12-09
GEORGIA POWER COMPANY DUE 04/15/2016   2011-05-17 2014-03-13
CITIGROUP INC SUB NT DUE 09/15/2014   2010-11-18 2014-04-25
MORGAN STANLEY DUE 10/15/2015   2007-02-07 2014-05-06
MARATHON PETE CORP SR NT DUE 03/01/2016   2012-04-05 2014-06-19
HEWLETT PACKARD CO NOTES DUE 09/15/2016   2012-04-24 2014-07-11
KINDER MORGAN ENERGY PARTNERS LP DUE 02/01/2017   2011-06-24 2014-07-15
CONSOLIDATED NATURAL GAS CO DUE 12/01/2014   2005-09-08 2014-07-28
AMERICAN EXPRESS CO SR NTS DUE 09/12/2016   2011-05-10 2014-08-27
CITIGROUP INC SR NT DUE 05/15/2018   2012-10-25 2014-09-25
ANHEUSER BUSCH COS INC SR NT DUE 01/15/2015   2007-02-12 2014-12-03
PRIMARY FUND     2014-12-10
PASSTHROUGH FROM AMERICAN CAPITAL HOLDINGS LLC P    
PASSTHROUGH FROM AMERICAN CAPITAL HOLDINGS LLC P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 366,483   9,550 356,933
b 586,420   313,000 273,420
c 236,444   126,202 110,242
d 16,095     16,095
e 272,295   156,500 115,795
11,690     11,690
519,244   10,623 508,621
48,951   37,307 11,644
88,985   80,069 8,916
97,507   75,775 21,732
31,351   35,143 -3,792
32,530   36,164 -3,634
61,131   65,275 -4,144
64,785   73,688 -8,903
29,933   30,907 -974
30,636   32,283 -1,647
57,599   63,131 -5,532
58,225   59,725 -1,500
30     30
34,124   35,122 -998
59,214   65,240 -6,026
84,466   91,733 -7,267
40     40
32,941   32,653 288
55,407   52,149 3,258
69,604   59,820 9,784
36,809   35,016 1,793
40,363   33,784 6,579
78,695   65,093 13,602
83,569   77,819 5,750
43,352   36,513 6,839
53,987   37,080 16,907
109,969   75,297 34,672
110,264   79,870 30,394
39,470   35,000 4,470
47,125   37,068 10,057
93,771   79,447 14,324
95,087   74,724 20,363
29,822   29,656 166
34,730   35,025 -295
57,946   59,772 -1,826
60,494   62,601 -2,107
33,360   30,118 3,242
36,862   35,033 1,829
65,051   60,290 4,761
65,385   62,794 2,591
72,510   65,814 6,696
150,424   118,358 32,066
31,079   29,816 1,263
33,298   32,177 1,121
49,331   49,714 -383
50,071   52,820 -2,749
56,361   55,968 393
184,280   185,820 -1,540
3,436   3,389 47
3,960   3,763 197
4,019   4,195 -176
6,785   6,315 470
9,581   9,864 -283
218,957   232,105 -13,148
35,637   34,759 878
41,489   37,806 3,683
83,053   79,579 3,474
81,628   74,785 6,843
24,343   30,235 -5,892
30,514   36,541 -6,027
48,686   54,900 -6,214
63,752   78,634 -14,882
15,440   32,585 -17,145
15,471   35,641 -20,170
33,411   72,466 -39,055
72,011   84,301 -12,290
47,373   60,163 -12,790
30,046   60,007 -29,961
20     20
9,234   10,272 -1,038
32,562   37,396 -4,834
64,152   73,321 -9,169
29,970   34,205 -4,235
58,320   69,214 -10,894
185,094   191,416 -6,322
157,096   190,612 -33,516
69,601   70,873 -1,272
175,726   181,151 -5,425
418,716   404,451 14,265
508,150   501,865 6,285
532,110   500,421 31,689
427,614   417,052 10,562
358,961   350,308 8,653
500,643   479,865 20,778
507,670   500,336 7,334
272,410   261,605 10,805
342,489   338,528 3,961
502,240   499,874 2,366
273   424 -151
110,169     110,169
    80,203 -80,203
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       356,933
b       273,420
c       110,242
d       16,095
e       115,795
      11,690
      508,621
      11,644
      8,916
      21,732
      -3,792
      -3,634
      -4,144
      -8,903
      -974
      -1,647
      -5,532
      -1,500
      30
      -998
      -6,026
      -7,267
      40
      288
      3,258
      9,784
      1,793
      6,579
      13,602
      5,750
      6,839
      16,907
      34,672
      30,394
      4,470
      10,057
      14,324
      20,363
      166
      -295
      -1,826
      -2,107
      3,242
      1,829
      4,761
      2,591
      6,696
      32,066
      1,263
      1,121
      -383
      -2,749
      393
      -1,540
      47
      197
      -176
      470
      -283
      -13,148
      878
      3,683
      3,474
      6,843
      -5,892
      -6,027
      -6,214
      -14,882
      -17,145
      -20,170
      -39,055
      -12,290
      -12,790
      -29,961
      20
      -1,038
      -4,834
      -9,169
      -4,235
      -10,894
      -6,322
      -33,516
      -1,272
      -5,425
      14,265
      6,285
      31,689
      10,562
      8,653
      20,778
      7,334
      10,805
      3,961
      2,366
      -151
      110,169
      -80,203
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,522,436
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 2,724,142 23,162,967 0.117608
2012 1,742,639 18,211,348 0.095690
2011 864,400 18,019,381 0.047971
2010 2,032,650 18,850,805 0.107828
2009 1,356,426 17,663,898 0.076791
2 Total of line 1, column (d) ...................... 2 0.445888
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.089178
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 23,408,262
5 Multiply line 4 by line 3....................... 5 2,087,502
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 21,728
7 Add lines 5 and 6......................... 7 2,109,230
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,737,250
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 43,457
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 43,457
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 43,457
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 23,353
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 23,353
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 302
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 20,406
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletALAN SCHWARTZ CO GUGGENHEIM PARTNE Telephone no.bullet (212) 901-9373
    Located atbullet330 MADISON AVENUE 15TH FLOORNEW YORKNY ZIP+4bullet10017
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ALAN D SCHWARTZ TRUSTEE
    5.00     		0 0 0
    179 TACONIC ROAD
    GREENWICH,CT06831
    NANCY M SEAMAN TRUSTEE
    5.00     		0 0 0
    179 TACONIC ROAD
    GREENWICH,CT06831
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE FOUNDATION IS NOT INVOLVED WITH ANY DIRECT CHARITABLE ACTIVITIES. ITS PRIMARY PURPOSE IS TO SUPPORT BY CONTRIBUTION OTHER ORGANIZATIONS EXEMPT UNDER IRC SECTION 501(C)(3). 0
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE 0
    2 NONE 0
    All other program-related investments. See instructions.
    3 Click to see attachment 0
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    22,843,356
    b
    Average of monthly cash balances.......................
    1b
    921,377
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    23,764,733
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    23,764,733
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    356,471
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    23,408,262
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,170,413
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,170,413
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    43,457
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    43,457
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,126,956
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,126,956
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,126,956
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,737,250
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,737,250
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,737,250
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 1,126,956
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 493,590
    b From 2010....... 1,120,698
    c From 2011.......  
    d From 2012....... 844,194
    e From 2013....... 1,651,030
    fTotal of lines 3a through e......... 4,109,512
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 1,737,250
    a Applied to 2013, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 1,126,956
    e Remaining amount distributed out of corpus 610,294
    5 Excess distributions carryover applied to 2014. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 4,719,806
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		493,590
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		4,226,216
    10 Analysis of line 9:
    a Excess from 2010.... 1,120,698
    b Excess from 2011....  
    c Excess from 2012.... 844,194
    d Excess from 2013.... 1,651,030
    e Excess from 2014.... 610,294
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALAN D SCHWARTZ
    NANCY M SEAMAN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A BETTER CHANCE
    240 WEST 35TH STREET 9TH FLOOR
    NEW YORK,NY10001     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    AMERICAN INDIA FOUNDATION
    216 EAST 45TH STREET 700
    NEW YORK,NY10017     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    ARMY RANGER - LEAD THE WAY FUND
    PO BOX 281
    MANHASSET,NY11030     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    BOYS CLUB OF NEW YORK
    287 EAST 10TH STREET
    NEW YORK,NY10009     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    BRIDGETS DREAM
    1931 H STREET
    SACRAMENTO,CA95811     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    BROWARD OUTREACH CENTER
    2159 NW 1ST COURT
    MIAMI,FL33127     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 3,000
    CENTER OF HOPE
    PO BOX 66
    SOUTHBRIDGE,MA01550     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,500
    CHILDREN'S CANCER AND BLOOD FOUNDATION
    333 EAST 38TH STREET SUITE 830
    NEW YORK,NY10016     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 15,000
    CHOATE ROSEMARY HALL FOUNDATION
    333 CHRISTIAN STREET
    WALLINGFORD,CT06492     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    CLINTON HEALTH MATTERS INITIATIVE
    1271 AVENUE OF THE AMERICAS 42ND
    FLOOR
    NEW YORK,NY10020     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 250,000
    COACH ART
    3303 WILSHIRE BLVD SUITE 1200
    LOS ANGELES,CA90010     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    COMMUNITY FOUNDATION OF NANTUCKET
    9 BAYBERRY CT
    NANTUCKET,MA02554     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    CONCERN WORLDWIDE INC
    355 LEXINGTON AVE 16TH FLOOR
    NEW YORK,NY10017     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    CONNECTICUT FOOD BANK
    74 LINWOOD AVE
    FAIRFIELD,CT06824     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 2,000
    DUKE UNIVERSITY
    MAIN CAMPUS
    DURHAM,NC27708     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 527,000
    EDIBLE SCHOOLYARD NYC
    55 WASHINGTON STREET 257
    BROOKLYN,NY11201     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    EIF REVLON RUNWALK FOR WOMEN
    1900 AVENUE OF THE STARS SUITE 1400
    LOS ANGELES,CA90067     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 500
    ELS FOR AUTISM
    18370 LIMESTONE CREEK ROAD
    JUPITER,FL33458     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    EMILY KRZYZEWSKI CENTER
    904 W CHAPEL HILL ST
    DURHAM,NC27708     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,500
    ENVIRONMENTAL WORKING GROUP
    1436 U STREET 100
    WASHINGTON,DC20009     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 500
    FRIENDS OF FELINE
    PO BOX 8147
    STAMFORD,CT06905     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 250
    FRIENDS OF MERMOIRE LAFAYETTE AMERICAN
    PO BOX 9463
    EASTON,PA18042     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    GIRLS INCORPORATED
    120 WALL STREET
    NEW YORK,NY10005     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    GREATER NEW YORK COUNCIL-BOY SCOUTS
    350 FIFTH AVENUE SUITE 7820
    NEW YORK,NY10118     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    HARLEM CHILDREN'S ZONE
    35 EAST 125TH STREET
    NEW YORK,NY10035     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 35,000
    HELEN KELLER INTERNATIONAL
    352 PARK AVENUE S 12
    NEW YORK,NY10010     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 2,500
    HELP FUNDING
    5 HANOVER SQUARE
    NEW YORK,NY10004     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    HORN OF AFRICA EDUCATION DEVELOPMENT
    446 MAIN ST SUITE 8
    WORCESTER,MA01608     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 2,500
    HURLEY MEDICAL CENTER
    ONE HURLEY PLAZA
    FLINT,MI48503     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    LUSTGARTEN FOUNDATION
    1111 STEWART AVENUE
    BETHPAGE,NY11714     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,500
    LYME RESEARCH ALLIANCE
    2001 WEST MAIN STREET SUITE 280
    STAMFORD,CT06902     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    MEMORIAL SLOAN KETTERING
    1275 YORK AVENUE
    NEW YORK,NY10065     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,500
    NANTUCKET BOOK FESTIVAL
    PO BOX 204
    NANTUCKET,MA02554     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    NANTUCKET CHILDRENS CHARITY
    250 MILESTONE ROAD
    SIASCONSET,MA02564     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    NANTUCKET COTTAGE HOSPITAL
    57 PROSPECT STREET
    NANTUCKET,MA02554     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    NEW YORK CITY PARTNERSHIP FOUNDATION
    ONE BATTERY PARK PLAZA 5TH FLOOR
    NEW YORK,NY10004     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    NEW YORK COMMON PANTRY
    8 EAST 109TH STREET
    NEW YORK,NY10029     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    NEW YORK UNIVERSITY LANGONE MEDICAL CTR
    550 FIRST AVENUE
    NEW YORK,NY10016     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 205,000
    NYPF
    600 BROADWAY
    ALBANY,NY12207     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 2,500
    OUR CHILDRENS PLACE
    30 QUARRY RD
    GLASTONBURY,CT06033     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 2,000
    PERSON TO PERSON
    1864 POST ROAD
    DARIEN,CT06820     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,500
    PRISON FELLOWSHIP
    PO BOX 1550
    MERRIFIELD,VA22116     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 500
    RIVER FUND
    8911 LEFFERTS BLVD
    JAMAICA,NY11418     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    ROBIN HOOD FOUNDATION
    826 BROADWAY 9TH FLOOR
    NEW YORK,NY10003     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 260,000
    SAINT ANTHONY HIGH SCHOOL
    275 WOLF HILL ROAD
    SOUTH HUNTINGTON,NY11747     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    SPECIAL FORCES CHARITABLE TRUST
    PO BOX 53
    ESSEX,CT06426     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 2,500
    STEVEN D HASSENFELD CHILDREN'S CENTER FOR CANCER
    160 EAST 32ND STREET
    NEW YORK,NY10016     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    TEAM FOR KIDS - NYRR
    156 WEST 56TH STREET
    NEW YORK,NY10019     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 500
    THE CATHEDRAL OF ST JOHN
    1047 AMSTERDAM AVE
    NEW YORK,NY10025     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 15,000
    THE MASTERS SCHOOL
    49 CLINTON AVENUE
    DOBBS FERRY,NY10522     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 30,000
    TICK BORNE DISEASE ALLIANCE
    244 FIFTH AVENUE SUITE 1450
    NEW YORK,NY10001     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 15,000
    UJA FEDERATION OF NEW YORK
    130 EAST 59TH STREET
    NEW YORK,NY10022     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    USC CHANNEL
    UNIVERSITY PARK CAMPUS
    LOS ANGELES,CA90089     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 2,500
    USTA SERVICES
    70 WEST RED OAK LANE
    WHITE PLAINS,NY10604     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    VIP COMMUNITY SERVICES
    1910 ARTHUR AVE 7
    BRONX,NY10457     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 9,000
    YOUTH INC
    2801 M STREET NW
    WASHINGTON,DC20007     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    Total .................................bullet 3a 1,737,250
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 14  
    4 Dividends and interest from securities....     14 1,323,072  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     01 18,747  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 374,215  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,716,048 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,716,048
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2014
    Name of the organization
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    Employer identification number

    13-7138217
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 2
    Name of organization
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS         		Employer identification number

    13-7138217
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ALAN D SCHWARTZ  
    179 TACONIC ROAD
     
    GREENWICH, CT06831

    		$519,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 3
    Name of organization
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS         		Employer identification number

    13-7138217
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 5,000 SHS HOME DEPOT $ 519,000 2014-12-23
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 4
    Name of organization
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS         		Employer identification number

    13-7138217
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
    that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2014 AccountingFeesSchedule
    Name:
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN: 13-7138217
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 17,500 0 0 0

    TY 2014 AllOthProgRltdInvestmentsSch
    Name:
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN: 13-7138217
    Category Amount
    NONE 0

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN: 13-7138217
    Name of Bond End of Year Book Value End of Year Fair Market Value
    250,000 AMERICAN EXPRESS CO 5.5% 259,711 267,890
    400,000 ARCHER DANIELS MIDLAND CO 8.375% 461,976 463,020
    500,000 BURLINGTON NORTHERN SANTA FE CORP 6.875% 506,906 531,240
    435,000 CONSTELLATION BRANDS INC 7.25% 472,434 480,675
    240,000 CONSTELLATION ENERGY GROUP INC 5.15% 266,921 265,728
    250,000 DOW CHEM CO 4.25% 266,701 267,283
    255,000 ENCANA CORP 6.5% 296,404 287,589
    400,000 FORD MOTOR CO LLC NTS 5% 423,177 434,620
    235,000 GENERAL MTRS FINL CO INC 3.5% 271,369 239,963
    235,000 GENERAL ELEC CAP CORP 6% 239,025 273,345
    400,000 GOLDMAN SACHS GROUP INC. 5.625% 408,563 429,040
    250,000 HEWLETT PACKARD CO NTS 3.75% 260,497 258,615
    325,000 KINDER MORGAN ENERGY PARTNERS LP 5.3% 361,729 349,973
    250,000 KRAFT FOODS GROUP INC 5.375% 281,269 283,728
    500,000 MERRILL LYNCH & CO 6.05% 503,744 529,465
    245,000 MORGAN STANLEY 5.625% 275,751 276,554
    400,000 NOBLE HLDG INTL LTD. 2.5% 401,161 382,656
    400,000 OKLAHOMA GAS AND ELEC 6.5% 411,226 438,536
    250,000 RAYTHEON CO 4.4% 273,331 272,953
    250,000 RIO TINTO FIN USA LTD 3.5% 261,615 259,393
    250,000 RYDER SYS INC 2.45% 251,706 250,033
    500,000 SOUTHWESTERN ELECTRIC POWER CO 4.9% 499,011 508,805
    400,000 TIME WARNER CABLE INC 6.75% 463,815 458,752
    250,000 VERIZON COMMUNICATIONS INC 4.5% 272,118 271,440
    250,000 LEHMAN BROS HLDGS INC 8.5% 0 36,563
    1,000,000 WASHINGTON MUTUAL BANK 5.65% 1,009,729 500

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN: 13-7138217
    Name of Stock End of Year Book Value End of Year Fair Market Value
    10,000 HOME DEPOT INC COMMON 916,200 1,049,700
    10,000 JP MORGAN CHASE & CO COMMON 556,200 625,800
    4,004 AMERICAN INTERNATIONAL GROUP INC 197,057 224,264
    725 AMERICAN INTERNATIONAL GROUP INC 37,638 40,607
    4,005 ARCHER DANIELS MIDLAND CO 202,568 208,260
    2,094 AUTOMATIC DATA PROCESSING INC 137,832 174,577
    770 AUTOMATIC DATA PROCESSING INC 52,421 64,195
    588 BLACKROCK INC 167,055 210,245
    112 BLACKROCK INC 34,761 40,047
    1,657 CHEVRON CORPORATION 186,499 185,882
    7,811 CISCO SYSTEMS INC 167,635 217,263
    1,685 CISCO SYSTEMS INC 37,772 46,868
    1,965 CONOCOPHILLIPS 140,069 135,702
    1,129 CONOCOPHILLIPS 87,946 77,555
    5,138 DOW CHEMICAL CO 268,268 234,344
    1,173 FEDEX CORP 205,860 203,703
    6,467 FEDERATED INVESTORS INC 202,599 212,958
    7,407 GENERAL ELECTRIC CO 186,845 187,175
    1,309 GENERAL ELECTRIC CO 35,264 33,078
    6,870 INTEL CORP 165,605 249,313
    1,408 INTEL CORP 37,280 51,096
    2,211 JOHNSON & JOHNSON 223,930 231,204
    1,127 LOCKHEED MARTIN CORP 202,129 217,026
    4,029 MERCK & CO INC 191,948 228,807
    656 MERCK & CO INC 34,602 37,254
    5,740 MICROSOFT CORP 240,760 266,623
    2,239 NOVARTIS AG 187,604 207,466
    2,194 PNC FINANCIAL SVCS GROUP INC 187,387 200,159
    2,951 PEPSICO INC 270,223 279,047
    7,884 PFIZER INC 241,633 245,587
    1,831 PROCTER & GAMBLE CO 148,157 166,786
    404 PROCTER & GAMBLE CO 32,598 36,800
    1,776 ROCKWELL AUTOMATION INC 191,414 197,492
    322 ROCKWELL AUTOMATION INC 38,213 35,806
    2,900 ROYAL DUTCH SHELL PLC 203,678 201,724
    1,739 STANLEY BLACK & DECKER INC 150,278 167,083
    402 STANLEY BLACK & DECKER INC 32,851 38,624
    4,398 TEXAS INSTRUMENTS INCORPORATED 180,522 235,139
    767 TEXAS INSTRUMENTS INCORPORATED 33,232 41,008
    2,633 UNITED PARCEL SVC INC 252,846 292,711
    1,778 UNITED TECHNOLOGIES CORP 192,247 204,470
    318 UNITED TECHNOLOGIES CORP 35,795 36,570
    3,579 WALGREENS BOOTS ALLIANCE INC 218,067 272,720

    TY 2014 InvestmentsGovtObligationsSch
    Name:
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN: 13-7138217
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


    864,884
    State & Local Government Securities - End of Year Fair Market Value:


    880,315


    TY 2014 InvestmentsOtherSchedule2
    Name:
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN: 13-7138217
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AMERICAN CAPITAL HOLDINGS LP INTEREST AT COST 5,053,787 4,595,654

    TY 2014 OtherExpensesSchedule
    Name:
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN: 13-7138217
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK CHARGES 882 0 0 0
    FILING FEES 1,500 0 0 0


    TY 2014 OtherIncomeSchedule2
    Name:
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN: 13-7138217
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PASSTHROUGH FROM AMERICAN CAPITAL HOLDINGS LLC 18,747 18,747  


    TY 2014 OtherProfessionalFeesSchedule
    Name:
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN: 13-7138217
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADVISORY FEES 109,736 109,736 0 0


    TY 2014 TaxesSchedule
    Name:
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN: 13-7138217
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX ON INVESTMENT INCOME 45,000 0 0 0
    FOREIGN TAXES PAID ON INVESTMENTS 3,231 3,231 0 0