Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 11-01-2013 , and ending 10-31-2014
Name of foundation
THE NORMAN AND ESTHER ALLAN FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)27777 FRANKLIN ROAD SUITE 2500   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SOUTHFIELD, MI480348214
A Employer identification number

38-6089688
B Telephone number (see instructions)

(248) 351-3000
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,925,035J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 11,231 11,231  
4 Dividends and interest from securities...... 98,801 98,801  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 156,042
b Gross sales price for all assets on line 6a 1,867,764
7 Capital gain net income (from Part IV, line 2)... 156,042
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 102 102  
12 Total. Add lines 1 through 11........ 266,176 266,176  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 4,071 0   0
b Accounting fees (attach schedule)....... Click to see attachment 4,180 0   0
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 3,618 132   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 28,874 28,854   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 40,743 28,986   0
25 Contributions, gifts, grants paid........ 115,000 115,000
26 Total expenses and disbursements. Add lines 24 and 25 155,743 28,986   115,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 110,433
b Net investment income (if negative, enter -0-) 237,190
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 25,099 140,238 140,238
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 391,767 Click to see attachment486,082 484,777
b Investments—corporate stock (attach schedule)........ 816,249 Click to see attachment954,166 1,190,113
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,229,150 Click to see attachment992,212 1,109,907
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,462,265 2,572,698 2,925,035
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 2,462,265 2,572,698
30 Total net assets or fund balances (see page 17 of the
instructions).................... 2,462,265 2,572,698
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 2,462,265 2,572,698
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,462,265
2 Enter amount from Part I, line 27a..................... 2 110,433
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 2,572,698
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,572,698
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a SHS TIME INC (CIL) P   2014-06-23
b SHS VERIZON COMMUNICATIONS (CIL) P   2014-02-28
c SHS VEDAFONE GROUP PLC (CIL) P   2014-03-19
d 143 SHS AETNA INC NEW P 2012-07-09 2013-11-13
e 178 SHS AMERICAN INTERNATIONAL P 2012-07-09 2013-11-13
31 SHS BHP BILLTON LTD P 2012-07-31 2013-11-13
16 SHS BHP BILLTON LTD P 2012-08-29 2013-11-13
18 SHS BHP BILLTON LTD P 2012-09-20 2013-11-13
228 SHS CITIGROUP INC COM P 2012-07-09 2013-11-13
44 SHS CITIGROUP INC COM P 2012-10-01 2013-11-13
37 SHS CISCO SYSTEMS INC P 2011-11-14 2013-11-13
46 SHS CISCO SYSTEMS INC P 2011-11-18 2013-11-13
27 SHS CISCO SYSTEMS INC P 2011-11-28 2013-11-13
21 SHS CISCO SYSTEMS INC P 2011-11-29 2013-11-13
18 SHS CISCO SYSTEMS INC P 2011-12-07 2013-11-13
24 SHS CISCO SYSTEMS INC P 2012-01-13 2013-11-13
25 SHS CISCO SYSTEMS INC P 2012-01-31 2013-11-13
17 SHS CISCO SYSTEMS INC P 2012-03-20 2013-11-13
18 SHS CISCO SYSTEMS INC P 2012-05-09 2013-11-13
21 SHS CISCO SYSTEMS INC P 2012-06-27 2013-11-13
100 SHS CISCO SYSTEMS INC P 2012-07-09 2013-11-13
8 SHS EXXON MOBIL CORP P 2009-12-14 2013-10-29
20 SHS EXXON MOBIL CORP P 2009-12-14 2013-10-30
8 SHS EXXON MOBIL CORP P 2010-03-16 2013-10-30
5 SHS EXXON MOBIL CORP P 2010-04-27 2013-10-30
18 SHS EXXON MOBIL CORP P 2010-04-29 2013-10-30
5 SHS EXXON MOBIL CORP P 2012-06-06 2013-10-30
32 SHS EXXON MOBIL CORP P 2012-06-11 2013-10-30
15 SHS EXXON MOBIL CORP P 2012-06-22 2013-10-30
7 SHS EXXON MOBIL CORP P 2012-06-22 2013-11-04
23 SHS EXXON MOBIL CORP P 2012-06-25 2013-11-04
7 SHS EXXON MOBIL CORP P 2012-07-05 2013-11-04
29 SHS EXXON MOBIL CORP P 2012-07-31 2013-11-04
25 SHS EXXON MOBIL CORP P 2012-08-01 2013-11-04
54 SHS INVESCO LTD P 2012-07-09 2013-11-13
55 SHS INVESCO LTD P 2012-11-05 2013-11-13
23 SHS INVESCO LTD P 2012-11-06 2013-11-13
55 SHS LYONDELLBASELL INDUSTRIE P 2012-07-10 2013-11-13
19 SHS LYONDELLBASELL INDUSTRIE P 2012-10-03 2013-11-13
177 SHS LINCOLN NTL CORP IND IPV P 2012-07-09 2013-11-13
65 SHS LINCOLN NTL CORP IND IPV P 2012-07-31 2013-11-13
1 SH MONSANTO CO NEW DEL P 2012-07-09 2013-10-30
20 SHS MONSANTO CO NEW DEL P 2012-07-09 2013-11-08
27 SHS MONSANTO CO NEW DEL P 2012-07-09 2013-11-13
17 SHS MERCK AND CO INC SHS P 2011-05-18 2013-11-13
17 SHS MERCK AND CO INC SHS P 2012-06-01 2013-11-13
126 SHS NEWMONT MINING CORP P 2012-07-09 2013-11-13
72 SHS RANGER RESOURCES CORP P 2012-07-10 2013-11-13
23 SHS RANGER RESOURCES CORP P 2012-08-30 2013-11-13
96 SHS REGIONS FINL CORP P 2009-09-30 2013-11-13
32 SHS REGIONS FINL CORP P 2009-10-14 2013-11-13
115 SHS REGIONS FINL CORP P 2010-01-27 2013-11-13
82 SHS REGIONS FINL CORP P 2010-04-14 2013-11-13
173 SHS REGIONS FINL CORP P 2012-07-09 2013-11-13
40 SHS SANDISK CORP P 2012-07-09 2013-11-13
416 SHS ALCOA INC P 2013-10-18 2013-11-13
18 SHS ALTERA CORP P 2013-03-05 2013-11-13
101 SHS ALTERA CORP P 2013-03-28 2013-11-13
41 SHS ALTERA CORP P 2013-07-01 2013-11-13
38 SHS ALTERA CORP P 2013-07-26 2013-11-13
69 SHS AMERICAN INTERNATIONAL P 2013-05-08 2013-11-13
20 SHS AMERICAN INTERNATIONAL P 2013-07-15 2013-11-13
71 SHS AT&T INC P 2013-11-13 2013-11-13
107 SHS AT&T INC P 2013-11-13 2013-11-13
77 SHS ARCHER DANIELS MIDLD P 2013-02-13 2013-11-13
22 SHS ARCHER DANIELS MIDLD P 2013-04-17 2013-11-13
25 SHS ARCHER DANIELS MIDLD P 2013-04-25 2013-11-13
54 SHS ARCHER DANIELS MIDLD P 2013-05-16 2013-11-13
7 SHS BARD C R INC P 2013-07-30 2013-11-13
31 SHS BARD C R INC P 2013-08-05 2013-11-13
2 SHS BARD C R INC P 2013-08-06 2013-11-13
41 SHS BHP BILLITON LTD P 2013-10-25 2013-11-13
6 SHS BHP BILLITON LTD P 2013-10-28 2013-11-13
19 SHS BHP BILLITON LTD P 2013-10-29 2013-11-13
151 SHS BANK NEW YORK MELLON P 2013-07-08 2013-11-13
156 SHS BANK NEW YORK MELLON P 2013-07-09 2013-11-13
117 SHS BANK NEW YORK MELLON P 2013-08-06 2013-11-13
13 SHS BANK NEW YORK MELLON P 2013-08-07 2013-11-13
156 SHS CARNIVAL CORP PAIRED SHS P 2013-05-01 2013-11-13
103 SHS CARNIVAL CORP PAIRED SHS P 2013-05-13 2013-11-13
24 SHS CARNIVAL CORP PAIRED SHS P 2013-07-17 2013-11-13
9 SHS CARPENTER TECHNOLOGY P 2013-10-08 2013-11-13
69 SHS CARPENTER TECHNOLOGY P 2013-10-09 2013-11-13
116 SHS CA INC P 2013-07-01 2013-11-13
70 SHS CME GROUP INC P 2013-05-15 2013-11-13
17 SHS CME GROUP INC P 2013-07-01 2013-11-13
13 SHS CME GROUP INC P 2013-07-05 2013-11-13
18 SHS CME GROUP INC P 2013-07-22 2013-11-13
38 SHS CME GROUP INC P 2013-10-02 2013-11-13
44 SHS CLIFFS NATURAL RESOURCES P 2013-09-27 2013-11-13
66 SHS CLIFFS NATURAL RESOURCES P 2013-09-30 2013-11-13
26 SHS CITIGROUP INC COM P 2013-10-24 2013-11-13
169 SHS CISCO SYSTEMS INC P 2013-05-06 2013-11-13
48 SHS CISCO SYSTEMS INC P 2013-07-11 2013-11-13
114 SHS COMERICA INC P 2013-08-27 2013-11-13
32 SHS COMERICA INC P 2013-11-01 2013-11-13
16 SHS COMERICA INC P 2013-11-12 2013-11-13
81 SHS DOW CHEMICAL CO P 2013-05-09 2013-11-13
63 SHS DOW CHEMICAL CO P 2013-05-16 2013-11-13
23 SHS DOW CHEMICAL CO P 2013-05-20 2013-11-13
40 SHS DOW CHEMICAL CO P 2013-05-22 2013-11-13
11 SHS DOW CHEMICAL CO P 2013-06-21 2013-11-13
25 SHS DOW CHEMICAL CO P 2013-06-24 2013-11-13
23 SHS DOW CHEMICAL CO P 2013-07-15 2013-11-13
21 SHS DOW CHEMICAL CO P 2013-07-16 2013-11-13
32 SHS DOW CHEMICAL CO P 2013-08-05 2013-11-13
187 SHS E M C CORPORATION MASS P 2013-07-19 2013-11-13
37 SHS E M C CORPORATION MASS P 2013-07-26 2013-11-13
40 SHS E M C CORPORATION MASS P 2013-07-29 2013-11-13
18 SHS EXXON MOBIL CORP P 2012-12-28 2013-11-04
43 SHS EXXON MOBIL CORP P 2013-03-28 2013-11-04
25 SHS EXXON MOBIL CORP P 2013-04-17 2013-11-04
136 SHS EATON CORP P 2013-05-17 2013-11-13
145 SHS EATON CORP P 2013-08-02 2013-11-13
59 SHS FLUOR CORP NEW P 2013-08-29 2013-11-13
10 SHS FLUOR CORP NEW P 2013-08-30 2013-11-13
209 SHS FACEBOOK INC P 2013-08-06 2013-11-13
72 SHS FACEBOOK INC P 2013-08-13 2013-11-13
117 SHS HALLIBURTON COMPANY P 2012-12-13 2013-11-13
63 SHS HALLIBURTON COMPANY P 2013-03-18 2013-11-13
30 SHS HALLIBURTON COMPANY P 2013-04-03 2013-11-13
98 SHS INVESCO LTD P 2013-09-23 2013-11-13
62 SHS INVESCO LTD P 2013-09-24 2013-11-13
73 SHS INVESCO LTD P 2013-10-22 2013-11-13
67 SHS INVESCO LTD P 2013-10-24 2013-11-13
137 SHS INVESCO LTD P 2013-10-30 2013-11-13
7 SHS INVESCO LTD P 2013-10-31 2013-11-13
79 SHS JUNIPER NETWORKS P 2013-07-31 2013-11-13
40 SHS JUNIPER NETWORKS P 2013-08-01 2013-11-13
92 SHS JUNIPER NETWORKS P 2013-08-02 2013-11-13
66 SHS LAUDER ESTEE COS INC P 2013-10-18 2013-11-13
83 SHS LYONDELLBASELL INDUSTRIE P 2013-06-07 2013-11-13
20 SHS LYONDELLBASELL INDUSTRIE P 2013-07-16 2013-11-13
21 SHS LINCOLN NTL CORP IND IPV P 2013-05-03 2013-11-13
31 SHS LINCOLN NTL CORP IND IPV P 2013-10-25 2013-11-13
15 SHS MONSANTO CO NEW DEL P 2013-03-19 2013-11-13
597 SHS MITSUBISHI UFJ FINL GRP P 2013-09-18 2013-11-13
104 SHS MITSUBISHI UFJ FINL GRP P 2013-09-19 2013-11-13
62 SHS MERCK AND CO INC SHS P 2013-03-12 2013-11-13
48 SHS MERCK AND CO INC SHS P 2013-03-13 2013-11-13
67 SHS MANITOWOC CO INC P 2013-09-03 2013-11-13
14 SHS MANITOWOC CO INC P 2013-09-04 2013-11-13
16 SHS MANITOWOC CO INC P 2013-09-10 2013-11-13
71 SHS MANITOWOC CO INC P 2013-09-11 2013-11-13
123 SHS NETAPP INC P 2013-05-14 2013-11-13
28 SHS NETAPP INC P 2013-07-30 2013-11-13
31 SHS NEWMONT MINING CORP P 2012-12-13 2013-11-13
48 SHS NEWMONT MINING CORP P 2013-02-21 2013-11-13
38 SHS NEWMONT MINING CORP P 2013-04-03 2013-11-13
85 SHS NUCOR CORPORATION P 2013-07-30 2013-11-13
12 SHS NUCOR CORPORATION P 2013-07-31 2013-11-13
11 SHS PPG INDUSTRIES INC P 2013-11-13 2013-11-20
2 SHS PPG INDUSTRIES INC P 2013-11-13 2013-11-21
64 SHS PALL CORP P 2013-07-12 2013-11-13
24 SHS PIONEER NATURAL RES CO P 2012-12-28 2013-11-13
13 SHS PIONEER NATURAL RES CO P 2013-03-18 2013-11-13
10 SHS PARKER HANNIFIN CORP P 2013-07-26 2013-11-13
37 SHS PARKER HANNIFIN CORP P 2013-07-29 2013-11-13
36 SHS PARKER HANNIFIN CORP P 2013-08-05 2013-11-13
6 SHS PARKER HANNIFIN CORP P 2013-08-06 2013-11-13
15 SHS ROWAN COMPANIES P 2013-07-29 2013-11-13
120 SHS ROWAN COMPANIES P 2013-09-13 2013-11-13
37 SHS SANDISK CORP P 2013-07-18 2013-11-13
23 SHS SANDISK CORP P 2013-07-26 2013-11-13
17 SHS SANDISK CORP P 2013-10-30 2013-11-13
91 SHS STAPLES INC P 2013-02-21 2013-11-13
216 SHS STAPLES INC P 2013-08-21 2013-11-13
89 SHS TEREX CORP DEL P 2013-10-14 2013-11-13
9 SHS TEREX CORP DEL P 2013-10-25 2013-11-13
8 SHS TEREX CORP DEL P 2013-10-28 2013-11-13
35 SHS TEREX CORP DEL P 2013-10-29 2013-11-13
51 SHS TEREX CORP DEL P 2013-11-06 2013-11-13
46 SHS UNITEDHEALTH GROUP INC P 2013-02-19 2013-11-13
31 SHS UNITEDHEALTH GROUP INC P 2013-02-20 2013-11-13
37 SHS UNITEDHEALTH GROUP INC P 2013-03-28 2013-11-13
21 SHS UNITEDHEALTH GROUP INC P 2013-04-22 2013-11-13
26 SHS UNITEDHEALTH GROUP INC P 2013-04-23 2013-11-13
174 SHS UNITED STS STL CORP NEW P 2013-09-13 2013-11-13
51 SHS UNITED STS STL CORP NEW P 2013-09-20 2013-11-13
57 SHS UNITED STS STL CORP NEW P 2013-10-28 2013-11-13
17 SHS U S AWYS GROUP P 2013-05-23 2013-11-13
3 SHS U S AWYS GROUP P 2013-05-31 2013-11-13
118 SHS U S AWYS GROUP P 2013-06-03 2013-11-13
77 SHS U S AWYS GROUP P 2013-06-04 2013-11-13
40 SHS U S AWYS GROUP P 2013-06-05 2013-11-13
143 SHS UNITED CONTINENTAL HLDGS P 2013-04-15 2013-11-13
68 SHS UNITED CONTINENTAL HLDGS P 2013-05-08 2013-11-13
50 SHS UNITED CONTINENTAL HLDGS P 2013-05-21 2013-11-13
53 SHS UNITED CONTINENTAL HLDGS P 2013-08-21 2013-11-13
89 SHS UNITED CONTINENTAL HLDGS P 2013-08-27 2013-11-13
70 SHS UNITED CONTINENTAL HLDGS P 2013-11-06 2013-11-13
9 SHS UNITED CONTINENTAL HLDGS P 2013-11-07 2013-11-13
17 SHS LOCKHEED MARTIN CORP P 2013-11-13 2013-12-04
14 SHS PPG INDUSTRIES INC P 2013-11-13 2013-12-04
15 SHS LOCKHEED MARTIN CORP P 2013-11-13 2014-01-16
19 SHS PPG INDUSTRIES INC P 2013-11-13 2014-01-22
22 SHS PRUDENTIAL FINANCIAL INC P 2013-11-13 2014-01-16
28 SHS ST JUDE MEDICAL INC P 2013-11-13 2014-01-08
11 SHS ST JUDE MEDICAL INC P 2013-11-13 2014-01-09
54 SHS COCA COLA ENTERPRISES P 2013-11-13 2014-02-12
26 SHS EXXON MOBIL CORP P 2013-11-13 2014-02-12
22 SHS THERMO FISHER SCIENTIFIC P 2013-11-13 2014-01-29
18 SHS THERMO FISHER SCIENTIFIC P 2013-11-13 2014-02-19
12 SHS LOCKHEED MARTIN CORP P 2013-11-13 2014-02-26
3 SHS LOCKHEED MARTIN CORP P 2013-11-13 2014-02-27
51 SHS TYCO INTL LTD P 2013-11-13 2014-03-19
43 SHS LORILLARD INC P 2013-11-13 2014-04-09
58 SHS ORACLE CORP P 2013-11-13 2014-04-02
63 SHS PFIZER INC P 2013-11-13 2014-04-24
51 SHS TYCO INTL LTD P 2013-11-13 2014-04-02
14 SHS TYCO INTL LTD P 2013-11-13 2014-04-03
66 SHS TYCO INTL LTD P 2013-11-13 2014-04-09
21 SHS TYCO INTL LTD P 2013-11-13 2014-04-10
24 SHS EXXON MOBIL CORP P 2013-11-13 2014-05-07
21 SHS EXXON MOBIL CORP P 2013-11-13 2014-05-21
15 SHS LOCKHEED MARTIN CORP P 2013-11-13 2014-05-14
45 SHS LORILLARD INC P 2013-11-13 2014-04-29
28 SHS LORILLARD INC P 2013-11-13 2014-05-07
21 SHS COMCAST CRP NEW P 2013-11-13 2014-06-11
28 SHS COMCAST CRP NEW P 2013-11-13 2014-06-12
33 SHS CVS CAREMARK CORP P 2013-11-13 2014-06-25
69 SHS COCA COLA ENTERPRISES P 2013-11-13 2014-06-18
13 SHS LOCKHEED MARTIN CORP P 2013-11-13 2014-06-11
33 SHS LORILLARD INC P 2013-11-13 2014-05-28
6 SHS GOLDMAN SACHS GROUP INC P 2012-07-09 2014-07-09
12 SHS GOLDMAN SACHS GROUP INC P 2012-08-31 2014-07-09
20 SHS WELLS FARGO & CO NEW P 2009-12-31 2014-07-16
8 SHS WELLS FARGO & CO NEW P 2012-10-12 2014-07-16
20 SHS COVIDIEN PLC NEW P 2013-11-13 2014-07-02
6 SHS COVIDIEN PLC NEW P 2013-11-13 2014-07-03
17 SHS COVIDIEN PLC NEW P 2013-11-13 2014-07-16
28 SHS DISNEY (WALT) CO COM STK P 2013-11-13 2014-08-20
16 SHS LOCKHEED MARTIN CORP P 2013-11-13 2014-07-31
29 SHS NESTLE S A REP RG SH ADR P 2013-11-13 2014-08-13
101 SHS PFIZER INC P 2013-11-13 2014-08-13
36 SHS ST JUDE MEDICAL INC P 2013-11-13 2014-08-06
6 SHS ST JUDE MEDICAL INC P 2013-11-13 2014-08-07
69 SHS VODAFONE GROUP P 2013-11-13 2014-07-31
22 SHS COVIDIEN PLC NEW P 2013-11-13 2014-09-17
6 SHS GOLDMAN SACHS GROUP INC P 2012-08-31 2014-09-24
8 SHS GOLDMAN SACHS GROUP INC P 2012-09-28 2014-09-24
16 SHS LOCKHEED MARTIN CORP P 2013-11-13 2014-09-03
13 SHS 3M COMPANY P 2013-11-13 2014-09-17
34 SHS CHEVRON CORP P 2013-11-13 2014-10-01
19 SHS CHEVRON CORP P 2013-11-13 2014-10-07
23 SHS CHEVRON CORP P 2013-11-13 2014-10-22
32 SHS COVIDIEN PLC NEW P 2013-11-13 2014-10-15
74 SHS ORACLE CORP P 2013-11-13 2014-10-15
13 SHS 3M COMPANY P 2013-11-13 2014-10-22
0.4 SH TCW EMERGING P 2012-04-26 2013-10-31
1 SHS TCW EMERGING MKT INCOME P 2012-04-26 2013-10-31
40 SHS TCW EMERGING MKT INCOME P 2012-04-26 2013-10-31
896 SHS TCW EMERGING MKT INCOME P 2012-04-26 2013-10-31
290 SHS BARON SMALL CAP FUND INS P 2004-05-19 2013-10-31
0.072 SHS AMERICAN CENTURY P 2012-04-26 2013-10-31
1 SH AMERICAN CNTY DVRS BOND P 2012-04-26 2013-10-31
14 SHS AMERICAN CNTY DVRS BOND P 2012-04-26 2013-10-31
729 SHS AMERICAN CNTY DVRS BOND P 2012-04-26 2013-10-31
6378 SHS AMERICAN CNTY DVRS BOND P 2012-04-26 2013-10-31
0.928 SH AMERICAN CNTY DVRS BOND P 2012-04-26 2013-11-08
1 SH AMERICAN CNTY DVRS BOND P 2012-04-26 2013-11-08
14 SHS AMERICAN CNTY DVRS BOND P 2012-04-26 2013-11-08
2 SHS AMERICAN CNTY DVRS BOND P 2012-04-30 2013-11-08
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16 SHS AMERICAN CNTY DVRS BOND P 2012-09-28 2013-11-08
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27 SHS DELAWARE DVSF INC INST P 2012-04-26 2013-10-31
864 SHS DELAWARE DVSF INC INST P 2012-04-26 2013-10-31
7631 SHS DELAWARE DVSF INC INST P 2012-04-26 2013-11-08
27 SHS DELAWARE DVSF INC INST P 2012-05-22 2013-11-08
23 SHS DELAWARE DVSF INC INST P 2012-06-25 2013-11-08
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28 SHS DELAWARE DVSF INC INST P 2012-07-20 2013-11-08
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28 SHS DELAWARE DVSF INC INST P 2012-09-21 2013-11-08
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497 SHS LAZRD EMRG MKT PTF INST P 2009-08-10 2013-10-31
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549 SHS TMPLTN GLOBAL BOND FUND P 2011-02-23 2013-10-31
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4917 SHS TMPLTN GLOBAL BOND FUND P 2011-02-23 2013-11-08
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165 SHS TMPLTN GLOBAL BOND FUND P 2011-12-19 2013-11-08
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103.532 SHS ROYCE TOTAL RETRN FD P 2004-05-19 2014-04-24
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263 SHS AMERICAN EURO PACIFIC P 2009-08-10 2014-10-27
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95 SHS LAZRD EMRG MKT PTF INST P 2009-08-10 2014-10-27
1002 SHS LAZRD EMRG MKT PTF INST P 2009-08-10 2014-10-27
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16 SHS CIENA CORP P 2013-07-17 2013-11-25
52 SHS CISCO SYSTEMS INC P 2013-01-24 2013-11-14
29 SHS CISCO SYSTEMS INC P 2013-02-08 2013-11-14
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35 SHS CISCO SYSTEMS INC P 2013-05-17 2013-11-14
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21 SHS RADIAN GROUP INC P 2013-09-18 2013-11-08
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12 SHS TIBCO SOFTWARE INC P 2013-10-03 2013-12-20
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15 SHS CITIGROUP INC COM P 2012-04-24 2014-01-16
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21 SHS CITIGROUP INC COM P 2012-07-16 2014-01-27
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7 SHS AMERICAN STATES WATER CO P 2013-12-24 2014-01-21
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23 SHS GENPACT LTD HAMILTON P 2013-03-04 2014-02-07
7 SHS GENPACT LTD HAMILTON P 2013-03-04 2014-02-10
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25 SHS GENPACT LTD HAMILTON P 2013-04-08 2014-02-10
11 SHS GNC HOLDINGS INC P 2013-04-02 2014-02-03
4 SHS GNC HOLDINGS INC P 2013-04-02 2014-02-03
7 SHS GNC HOLDINGS INC P 2013-04-02 2014-02-06
13 SHS GNC HOLDINGS INC P 2013-04-03 2014-02-06
3 SHS PRUDENTIAL FINANCIAL INC P 2013-06-12 2014-02-11
8 SHS SPLUNK INC P 2012-10-10 2014-03-25
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8 SHS TYSON FOODS INC CL A P 2013-02-14 2014-05-06
10 SHS TYSON FOODS INC CL A P 2013-02-14 2014-05-06
14 SHS TYSON FOODS INC CL A P 2013-02-14 2014-05-06
14 SHS TYSON FOODS INC CL A P 2013-03-05 2014-05-06
7 SHS COVANCE INC P 2013-11-06 2014-05-05
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12 SHS FOREST LABS INC P 2014-02-07 2014-04-28
12 SHS JP MORGAN CHASE & CO P 2013-10-04 2014-05-12
7 SHS JP MORGAN CHASE & CO P 2013-10-04 2014-05-16
11 SHS MEDTRONIC INC P 2013-11-06 2014-05-05
7 SHS MEDTRONIC INC P 2013-11-06 2014-05-05
8 SHS MEDTRONIC INC P 2013-11-07 2014-05-05
9 SHS MEDTRONIC INC P 2013-11-14 2014-05-05
5 SHS POWER INTEGRATIONS INC P 2013-08-26 2014-04-30
6 SHS POWER INTEGRATIONS INC P 2013-09-03 2014-04-30
14 SHS PERRIGO CO P 2013-12-20 2014-05-09
21 SHS PFIZER INC P 2013-10-21 2014-05-05
14 SHS PFIZER INC P 2013-10-21 2014-05-07
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16 SHS GILEAD SCIENCES INC P 2013-04-24 2014-06-19
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23 SHS MARSH & MCLENNAN COS INC P 2011-04-18 2014-07-15
9 SHS MARSH & MCLENNAN COS INC P 2011-04-18 2014-07-15
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18 SHS XYLEM INC SHS P 2014-02-03 2014-07-15
20 SHS AT & T INC P 2011-04-12 2014-08-19
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27 SHS CORNING INC P 2013-06-12 2014-07-30
32 SHS CORNING INC P 2013-06-14 2014-07-30
8 SHS HAIN CELESTIAL GROUP INC P 2011-04-12 2014-08-13
9 SHS HANGER INC P 2012-05-30 2014-08-08
11 SHS HANGER INC P 2012-05-31 2014-08-08
15 SHS HANGER INC P 2012-06-01 2014-08-08
15 SHS HANGER INC P 2012-06-04 2014-08-08
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16 SHS NORTHEAST UTILITIES P 2011-04-12 2014-08-04
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20 SHS ITL RECTIFIER CORP P 2014-06-02 2014-08-22
12 SHS ITL RECTIFIER CORP P 2014-06-04 2014-08-22
15 SHS ITL RECTIFIER CORP P 2014-06-19 2014-08-22
17 SHS ITL RECTIFIER CORP P 2014-06-26 2014-08-22
15 SHS ITL RECTIFIER CORP P 2014-07-15 2014-08-22
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14 SHS EXXON MOBIL CORP P 2011-04-12 2014-09-08
8 SHS MICHAEL KORS HLDGS P 2013-03-25 2014-09-22
11 SHS WESTAR ENERGY INC P 2011-04-12 2014-09-11
10 SHS WESTAR ENERGY INC P 2011-04-12 2014-09-24
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18 SHS GENERAL MILLS P 2014-05-06 2014-09-17
10 SHS GENERAL MILLS P 2014-05-09 2014-09-17
15 SHS HARLEY DAVIDSON INC WIS P 2014-05-05 2014-09-11
7 SHS HARLEY DAVIDSON INC WIS P 2014-05-07 2014-09-11
5 SHS TRW AUTOMOTIVE HLDGS P 2014-07-15 2014-09-16
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24 SHS CLEAN ENERGY FUELS CORP P 2011-04-12 2014-10-01
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21 SHS DELTA AIR LINES P 2013-02-07 2014-10-13
34 SHS DELTA AIR LINES P 2013-02-07 2014-10-15
5 SHS FLOWSERVE CORP P 2012-07-27 2014-10-20
2 SHS FLOWSERVE CORP P 2012-07-27 2014-10-21
15 SHS FLOWSERVE CORP P 2012-08-20 2014-10-21
8 SHS KROGER CO P 2011-04-12 2014-10-13
11 SHS MICHAEL KORS HLDGS P 2013-03-25 2014-09-26
20 SHS SANOFI ADR P 2013-03-20 2014-10-28
6 SHS US BANCORP P 2011-08-12 2014-10-20
21 SHS US BANCORP P 2011-11-28 2014-10-20
5 SHS BAKER HUGHES INC P 2013-11-18 2014-10-13
7 SHS BAKER HUGHES INC P 2013-11-18 2014-10-13
4 SHS BAKER HUGHES INC P 2013-11-21 2014-10-13
5 SHS BAKER HUGHES INC P 2013-11-21 2014-10-16
5 SHS BAKER HUGHES INC P 2014-04-14 2014-10-16
8 SHS BAKER HUGHES INC P 2014-04-17 2014-10-16
6 SHS CONOCOPHILLIPS P 2014-02-11 2014-10-06
2 SHS CLEAN ENERGY FUELS CORP P 2013-12-26 2014-10-01
1 SH MICHAEL KORS HLDGS P 2013-12-26 2014-09-26
54 SHS ON SEMICONDUCTOR CRP P 2014-08-22 2014-10-20
1 SHS AMERICAN TOWER REIT INC P 2010-08-11 2013-11-25
1 SH AMERICAN TOWER REIT INC P 2010-08-12 2013-11-25
2 SHS APPLE INC P 2010-08-10 2013-11-22
1 SH FMC TECHS P 2010-08-24 2013-10-31
12 SHS FMC TECHS P 2010-11-03 2013-10-31
16 SHS FMC TECHS P 2011-05-04 2013-10-31
3 SHS W W GRAINGER P 2012-10-17 2013-11-18
1 SH W W GRAINGER P 2012-10-17 2013-11-19
3 SHS W W GRAINGER P 2012-10-06 2013-11-22
1 SH W W GRAINGER P 2012-11-12 2013-11-22
8 SHS SBA COMMUNICATIONS P 2012-06-25 2013-11-25
8 SHS SALESFORCE P 2010-11-26 2013-11-20
2 SHS SALESFORCE P 2010-12-03 2013-11-20
5 SHS SALESFORCE P 2010-12-03 2013-11-21
26 SHS SIRIUS XM RADIO P 2012-10-18 2013-10-29
112 SHS SIRIUS XM RADIO P 2012-10-23 2013-10-29
199 SHS SIRIUS XM RADIO P 2012-10-24 2013-10-29
197 SHS SIRIUS XM RADIO P 2012-10-26 2013-10-29
1 SH ATHENAHEALTH INC P 2013-07-17 2013-11-21
1 SH ATHENAHEALTH INC P 2013-07-18 2013-11-21
1 SH ATHENAHEALTH INC P 2013-07-18 2013-11-22
1 SH ATHENAHEALTH INC P 2013-07-19 2013-11-25
3 SHS ATHENAHEALTH INC P 2013-07-19 2013-11-25
37 SHS BEST BUY CO P 2013-04-08 2013-11-19
19 SHS F5 NETWORKS INC P 2013-07-25 2013-11-04
1 SH F5 NETWORKS INC P 2013-07-25 2013-11-04
8 SHS F5 NETWORKS INC P 2013-07-31 2013-11-04
12 SHS F5 NETWORKS INC P 2013-08-15 2013-11-04
10 SHS FMC TECHS P 2013-01-24 2013-10-31
7 SHS FMC TECHS P 2013-01-25 2013-10-31
28 SHS FACEBOOK INC P 2013-07-25 2013-11-04
22 SHS LULULEMON ATHLETICA P 2013-04-23 2013-11-14
5 SHS LULULEMON ATHLETICA P 2013-06-12 2013-11-14
5 SHS LULULEMON ATHLETICA P 2013-06-12 2013-11-15
10 SHS MICHAEL KORS HLDGS P 2013-08-30 2013-10-29
4 SHS MICHAEL KORS HLDGS P 2013-09-05 2013-10-29
4 SHS MICHAEL KORS HLDGS P 2013-09-05 2013-10-30
6 SHS MICHAEL KORS HLDGS P 2013-09-05 2013-10-31
4 SHS MICHAEL KORS HLDGS P 2013-09-17 2013-10-31
1 SH MICHAEL KORS HLDGS P 2013-09-17 2013-10-31
11 SHS MICHAEL KORS HLDGS P 2013-09-17 2013-10-31
5 SHS PIONEER NATURAL RES CO P 2013-05-07 2013-11-07
8 SHS PIONEER NATURAL RES CO P 2013-05-10 2013-11-07
9 SHS PIONEER NATURAL RES CO P 2013-07-09 2013-11-08
1 SH PIONEER NATURAL RES CO P 2013-07-10 2013-11-08
2 SHS APPLE INC P 2010-08-10 2013-12-26
13 SHS EBAY INC P 2012-04-19 2013-12-26
3 SHS W W GRAINGER P 2012-11-12 2013-12-05
1 SH W W GRAINGER P 2012-11-27 2013-12-11
1 SH W W GRAINGER P 2012-11-27 2013-12-12
3 SHS W W GRAINGER P 2012-12-03 2013-12-12
3 SHS ULTA SALON COSMETICS P 2012-02-10 2013-12-06
4 SHS ULTA SALON COSMETICS P 2012-02-28 2013-12-06
1 SH ULTA SALON COSMETICS P 2012-02-28 2013-12-06
7 SHS ULTA SALON COSMETICS P 2012-02-28 2013-12-09
2 SHS ULTA SALON COSMETICS P 2012-04-10 2013-12-09
2 SHS UNITED TECHS CORP P 2007-03-20 2013-12-16
4 SHS UNITED TECHS CORP P 2007-04-09 2013-12-16
1 SH ATHENAHEALTH INC P 2013-07-19 2013-11-27
3 SHS ATHENAHEALTH INC P 2013-07-19 2013-11-27
2 SHS ATHENAHEALTH INC P 2013-07-22 2013-11-27
4 SHS EOG RESOURCES P 2013-10-08 2013-12-02
11 SHS EOG RESOURCES P 2013-10-08 2013-12-09
4 SHS EOG RESOURCES P 2013-10-09 2013-12-09
13 SHS FACEBOOK INC P 2013-07-25 2013-12-23
21 SHS MORGAN STANLEY P 2013-05-30 2013-12-16
4 SHS SCHLUMBERGER LTD P 2013-08-14 2013-11-26
3 SHS WYNN RESORTS LTD P 2013-08-15 2013-12-16
12 SHS DOLLAR GENERAL CORP P 2012-06-04 2014-01-22
2 SHS EBAY INC P 2012-04-19 2014-01-07
25 SHS EBAY INC P 2012-04-19 2014-01-07
14 SHS EBAY INC P 2012-04-19 2014-01-13
2 SHS EBAY INC P 2012-04-20 2014-01-13
13 SHS EBAY INC P 2012-04-20 2014-01-23
2 SHS EBAY INC P 2012-10-15 2014-01-23
23 SHS BRISTOL-MYERS SQUIBB P 2013-10-28 2014-01-24
12 SHS BRISTOL-MYERS SQUIBB P 2013-10-29 2014-01-24
10 SHS BRISTOL-MYERS SQUIBB P 2013-10-29 2014-01-27
22 SHS BRISTOL-MYERS SQUIBB P 2013-10-31 2014-01-27
10 SHS KANSAS CITY SOUTHERN P 2013-10-09 2014-01-24
5 SHS KANSAS CITY SOUTHERN P 2013-10-21 2014-01-24
2 SHS KANSAS CITY SOUTHERN P 2013-10-22 2014-01-24
19 SHS MORGAN STANLEY P 2013-05-30 2014-01-13
6 SHS MCKESSON CORPORATION P 2013-12-10 2014-01-14
6 SHS MCKESSON CORPORATION P 2013-12-10 2014-01-15
6 SHS MCKESSON CORPORATION P 2013-12-18 2014-01-15
5 SHS NXP SEMICONDUCTORS N.V. P 2013-01-17 2014-01-06
9 SHS NXP SEMICONDUCTORS N.V. P 2013-01-29 2014-01-06
23 SHS NXP SEMICONDUCTORS N.V. P 2013-01-29 2014-01-13
4 SHS NXP SEMICONDUCTORS N.V. P 2013-02-04 2014-01-13
39 SHS NXP SEMICONDUCTORS N.V. P 2013-02-04 2014-01-14
18 SHS WHOLE FOODS MKT P 2013-09-06 2013-12-27
2 SHS WHOLE FOODS MKT P 2013-09-09 2013-12-27
2 SHS WYNN RESORTS LTD P 2013-08-15 2014-01-24
3 SHS WYNN RESORTS LTD P 2013-08-15 2014-01-27
5 SHS AMAZON COM INC. P 2009-10-23 2014-01-31
2 SHS AMAZON COM INC. P 2009-10-23 2014-02-03
1 SH AMAZON COM INC. P 2009-10-23 2014-02-12
3 SHS AMAZON COM INC. P 2009-10-23 2014-02-12
8 SHS AMGEN INC COM PV P 2013-01-29 2014-02-20
5 SHS DOLLAR GENERAL CORP P 2012-06-04 2014-02-13
7 SHS DOLLAR GENERAL CORP P 2012-06-06 2014-02-13
1 SH PRICELINE COM P 2010-07-01 2014-02-18
1 SH PRICELINE COM P 2011-08-08 2014-02-20
3 SHS RALPH LAUREN CORP P 2011-09-15 2014-02-05
2 SHS RALPH LAUREN CORP P 2011-09-22 2014-02-05
5 SHS RALPH LAUREN CORP P 2012-09-07 2014-02-05
3 SHS RALPH LAUREN CORP P 2012-09-11 2014-02-06
1 SH RALPH LAUREN CORP P 2012-09-13 2014-02-06
1 SH RALPH LAUREN CORP P 2012-10-12 2014-02-06
4 SHS RALPH LAUREN CORP P 2012-12-07 2014-02-06
9 SHS ROSS STORES INC P 2012-07-02 2014-02-05
5 SHS ROSS STORES INC P 2012-07-02 2014-02-06
2 SHS ROSS STORES INC P 2012-08-17 2014-02-06
11 SHS ROSS STORES INC P 2012-08-17 2014-02-18
8 SHS ROSS STORES INC P 2012-10-16 2014-02-18
5 SHS ROSS STORES INC P 2012-10-16 2014-02-19
1 SH ROSS STORES INC P 2012-10-26 2014-02-19
8 SHS ROSS STORES INC P 2012-10-26 2014-02-24
10 SHS ROSS STORES INC P 2012-11-16 2014-02-24
2 SHS ALEXION PHARMS INC P 2013-04-03 2014-02-20
12 SHS LIBERTY GLOBAL PLC P 2013-07-18 2014-01-31
8 SHS LIBERTY GLOBAL PLC P 2013-07-18 2014-02-11
1 SH LIBERTY GLOBAL PLC P 2013-07-18 2014-02-12
1 SH LIBERTY GLOBAL PLC P 2013-07-18 2014-02-12
11 SHS LIBERTY GLOBAL PLC P 2013-07-31 2014-02-12
1 SH LIBERTY GLOBAL PLC P 2013-07-31 2014-02-14
9 SHS LIBERTY GLOBAL PLC P 2013-08-01 2014-02-14
1 SH LIBERTY GLOBAL PLC P 2013-08-01 2014-02-25
3 SHS LIBERTY GLOBAL PLC P 2013-10-01 2014-02-25
1 SH RALPH LAUREN CORP P 2013-07-11 2014-02-06
4 SHS RALPH LAUREN CORP P 2013-07-12 2014-02-06
4 SHS AMGEN INC COM PV P 2013-01-29 2014-02-26
1 SH AMGEN INC COM PV P 2013-01-29 2014-02-27
4 SHS BORG WARNER INC P 2010-08-11 2014-03-06
12 SHS BORG WARNER INC P 2010-08-11 2014-03-07
1 SH BIOGEN IDEC INC P 2011-10-06 2014-03-21
2 SHS CELGENE CORP P 2011-09-21 2014-03-21
5 SHS CELGENE CORP P 2011-09-21 2014-03-21
14 SHS GILEAD SCIENCES INC P 2012-10-03 2014-03-21
2 SHS GILEAD SCIENCES INC P 2012-10-03 2014-03-21
9 SHS LAUDER ESTEE COS INC P 2010-04-26 2014-03-06
6 SHS LAUDER ESTEE COS INC P 2010-04-26 2014-03-21
2 SHS LAUDER ESTEE COS INC P 2010-04-26 2014-03-24
2 SHS LAUDER ESTEE COS INC P 2010-04-29 2014-03-25
3 SHS LAUDER ESTEE COS INC P 2010-05-14 2014-03-25
6 SHS LAUDER ESTEE COS INC P 2010-05-14 2014-03-26
2 SHS ALEXION PHARMS INC P 2013-04-03 2014-03-21
21 SHS CATAMARAN CORP P 2013-10-25 2014-02-28
3 SHS CATAMARAN CORP P 2013-10-28 2014-02-28
6 SHS CATAMARAN CORP P 2013-10-29 2014-02-28
13 SHS CATAMARAN CORP P 2013-10-29 2014-03-03
4 SHS CATAMARAN CORP P 2013-10-30 2014-03-03
21 SHS CATAMARAN CORP P 2013-10-31 2014-03-03
5 SHS LIBERTY GLOBAL PLC P 2013-10-01 2014-02-26
6 SHS LIBERTY GLOBAL PLC P 2013-11-07 2014-02-26
1 SH SCHLUMBERGER LTD P 2013-08-14 2014-03-17
7 SHS SCHLUMBERGER LTD P 2013-08-15 2014-03-17
44 SHS VERISIGN INC P 2014-03-03 2014-03-07
3 SHS WYNN RESORTS LTD P 2013-08-15 2014-03-10
3 SHS AMAZON COM INC. P 2009-10-23 2014-04-25
4 SHS AMAZON COM INC. P 2010-03-08 2014-04-25
2 SHS BIOGEN IDEC INC P 2011-10-06 2014-03-27
1 SH BIOGEN IDEC INC P 2012-01-11 2014-03-27
6 SHS BIOGEN IDEC INC P 2012-01-11 2014-04-07
3 SHS BIOGEN IDEC INC P 2012-01-11 2014-04-09
1 SH BIOGEN IDEC INC P 2012-01-13 2014-04-09
3 SHS BIOGEN IDEC INC P 2012-01-13 2014-04-11
34 SHS GILEAD SCIENCES INC P 2012-10-03 2014-04-10
3 SHS GILEAD SCIENCES INC P 2012-10-10 2014-04-10
7 SHS LAUDER ESTEE COS INC P 2010-05-14 2014-03-27
6 SHS LAUDER ESTEE COS INC P 2010-05-14 2014-03-27
1 SH LAUDER ESTEE COS INC P 2012-12-04 2014-03-27
5 SHS LAUDER ESTEE COS INC P 2012-12-04 2014-03-28
4 SHS LAUDER ESTEE COS INC P 2012-12-04 2014-03-28
1 SH LAUDER ESTEE COS INC P 2012-12-05 2014-03-28
10 SHS UNITED TECHS CORP P 2007-04-09 2014-04-02
3 SHS CHIPOLTE MEXICAN GRILL P 2013-10-08 2014-03-28
2 SHS CHIPOLTE MEXICAN GRILL P 2013-10-14 2014-03-28
15 SHS FACEBOOK INC P 2013-07-25 2014-04-23
19 SHS INCYTE CORPORATION P 2014-01-13 2014-04-16
1 SH INCYTE CORPORATION P 2014-01-14 2014-04-16
5 SHS INCYTE CORPORATION P 2014-01-15 2014-04-16
5 SHS INCYTE CORPORATION P 2014-01-16 2014-04-16
17 SHS INCYTE CORPORATION P 2014-01-16 2014-04-17
11 SHS INCYTE CORPORATION P 2014-02-28 2014-04-17
19 SHS JPMORGAN CHASE & CO P 2013-11-20 2014-04-16
2 SHS JPMORGAN CHASE & CO P 2013-11-20 2014-04-17
19 SHS JPMORGAN CHASE & CO P 2013-11-21 2014-04-17
15 SHS JPMORGAN CHASE & CO P 2013-11-21 2014-04-17
14 SHS JPMORGAN CHASE & CO P 2013-12-04 2014-04-17
7 SHS LAUDER ESTEE COS INC P 2013-09-03 2014-03-28
4 SHS NETFLIX COM INC P 2014-02-03 2014-03-27
1 SH NETFLIX COM INC P 2014-02-10 2014-03-27
9 SHS RANGE RESOURCES CORP DEL P 2013-06-18 2014-04-24
25 SHS SPLUNK INC P 2014-01-23 2014-04-01
18 SHS SERVICENOW INC P 2013-08-26 2014-04-08
6 SHS SERVICENOW INC P 2013-08-27 2014-04-08
5 SHS SERVICENOW INC P 2013-08-30 2014-04-08
9 SHS SERVICENOW INC P 2013-09-03 2014-04-08
3 SHS WYNN RESORTS LTD P 2013-08-15 2014-04-08
3 SHS WYNN RESORTS LTD P 2013-08-16 2014-04-08
3 SHS WYNN RESORTS LTD P 2013-08-16 2014-04-16
5 SHS WYNN RESORTS LTD P 2013-08-21 2014-04-16
7 SHS AMAZON COM INC. P 2010-03-08 2014-04-28
9 SHS AMGEN INC COM PV P 2013-01-29 2014-05-09
16 SHS EBAY INC P 2012-10-15 2014-05-27
13 SHS NOBLE ENERGY INC P 2013-05-08 2014-05-13
1 SH THE PRICELINE GROUP P 2013-08-05 2014-05-13
1 SH SALESFORCE COM P 2011-08-05 2014-04-29
16 SHS SALESFORCE COM P 2010-12-03 2014-04-29
10 SHS SALESFORCE COM P 2010-12-03 2014-04-29
6 SHS SALESFORCE COM P 2011-01-28 2014-05-13
9 SHS SALESFORCE COM P 2011-03-30 2014-05-13
12 SHS BIOMARIN PHARMACEUTICALS P 2014-02-24 2014-05-23
4 SHS BIOMARIN PHARMACEUTICALS P 2014-02-25 2014-05-23
3 SHS BIOMARIN PHARMACEUTICALS P 2014-02-28 2014-05-23
7 SHS BIOMARIN PHARMACEUTICALS P 2014-02-28 2014-05-27
12 SHS LINKEDIN CORP P 2013-09-05 2014-04-28
2 SHS LINKEDIN CORP P 2013-12-16 2014-04-28
4 SHS LINKEDIN CORP P 2014-01-06 2014-04-28
19 SHS ORACLE CORP P 2014-03-27 2014-05-23
5 SHS ORACLE CORP P 2014-03-27 2014-05-27
4 SHS ORACLE CORP P 2014-03-27 2014-05-27
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9 SHS SCHLUMBERGER LTD P 2013-08-16 2014-05-15
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4 SHS AMGEN INC COM PV P 2013-02-06 2014-05-30
23 SHS CBS CORP NEW P 2012-04-27 2014-06-25
19 SHS DELTA AIR LINES P 2013-01-23 2014-06-13
10 SHS DOLLAR GENERAL CORP P 2012-06-06 2014-05-29
10 SHS DOLLAR GENERAL CORP P 2012-06-06 2014-05-30
9 SHS EBAY INC P 2012-10-15 2014-05-28
17 SHS EBAY INC P 2013-04-26 2014-05-28
1 SH QUALCOMM INC P 2011-12-22 2014-06-06
1 SH QUALCOMM INC P 2012-03-27 2014-06-06
8 SHS QUALCOMM INC P 2012-05-30 2014-06-06
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13 SHS QUALCOMM INC P 2013-01-03 2014-06-06
7 SHS QUALCOMM INC P 2013-01-03 2014-06-13
15 SHS ZOETIS INC P 2013-04-09 2014-05-29
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6 SHS ZOETIS INC P 2013-04-10 2014-05-29
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5 SHS BIOMARIN PHARMACEUTICALS P 2014-03-07 2014-06-10
2 SHS BIOMARIN PHARMACEUTICALS P 2014-03-10 2014-06-10
4 SHS BIOMARIN PHARMACEUTICALS P 2014-03-10 2014-06-11
11 SHS BIOMARIN PHARMACEUTICALS P 2014-03-13 2014-06-11
14 SHS EBAY INC P 2013-07-09 2014-05-28
16 SHS EXPRESS SCRIPTS HLDG CO P 2014-02-12 2014-06-19
4 SHS EXPRESS SCRIPTS HLDG CO P 2014-02-19 2014-06-19
13 SHS EXPRESS SCRIPTS HLDG CO P 2014-02-19 2014-06-20
12 SHS EXPRESS SCRIPTS HLDG CO P 2014-02-24 2014-06-20
9 SHS EXPRESS SCRIPTS HLDG CO P 2014-03-11 2014-06-20
10 SHS EXPRESS SCRIPTS HLDG CO P 2014-04-16 2014-06-20
16 SHS LOWE'S COMPANIES P 2013-10-15 2014-06-13
11 SHS LOWE'S COMPANIES P 2013-10-16 2014-06-13
4 SHS LOWE'S COMPANIES P 2013-10-16 2014-06-17
16 SHS LOWE'S COMPANIES P 2013-10-17 2014-06-17
8 SHS LOWE'S COMPANIES P 2013-10-18 2014-06-17
18 SHS LOWE'S COMPANIES P 2013-10-18 2014-06-18
14 SHS LOWE'S COMPANIES P 2013-10-25 2014-06-18
14 SHS LOWE'S COMPANIES P 2013-11-27 2014-06-18
8 SHS MICHAEL KORS HLDGS LTD P 2014-01-24 2014-05-30
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7 SHS QUALCOMM INC P 2013-10-29 2014-06-13
16 SHS QUALCOMM INC P 2013-10-29 2014-06-16
1 SH QUALCOMM INC P 2013-10-29 2014-06-17
19 SHS QUALCOMM INC P 2013-11-07 2014-06-17
1 SH QUALCOMM INC P 2013-12-20 2014-06-17
0.3861 SHS QUALCOMM INC P 2014-03-27 2014-06-23
9 SHS VALEANT PHARMACEUTICALS P 2014-04-23 2014-06-13
6 SHS VALEANT PHARMACEUTICALS P 2014-05-09 2014-06-13
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2 SHS AMAZON COM INC. P 2012-12-03 2014-07-25
4 SHS AMAZON COM INC. P 2013-02-07 2014-07-25
15 SHS CBS CORP NEW P 2012-04-27 2014-07-08
8 SHS CBS CORP NEW P 2012-04-27 2014-07-09
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17 SHS CBS CORP NEW P 2012-05-15 2014-07-09
8 SHS CBS CORP NEW P 2012-06-25 2014-07-09
20 SHS CBS CORP NEW P 2012-06-25 2014-07-09
17 SHS DANAHER CORP DEL P 2008-11-06 2014-07-18
16 SHS DOLLAR GENERAL CORP P 2012-06-06 2014-07-09
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6 SHS DOLLAR GENERAL CORP P 2012-07-31 2014-07-10
11 SHS DOLLAR GENERAL CORP P 2012-10-31 2014-07-10
5 SHS DOLLAR GENERAL CORP P 2013-02-28 2014-07-10
5 SHS DOLLAR GENERAL CORP P 2013-02-28 2014-07-15
7 SHS DOLLAR GENERAL CORP P 2013-02-28 2014-07-16
10 SHS GILEAD SCIENCES INC P 2012-10-10 2014-07-14
6 SHS MONSANTO CO NEW DEL P 2011-07-09 2014-07-14
8 SHS MONSANTO CO NEW DEL P 2011-07-06 2014-07-23
4 SHS NOBLE ENERGY INC P 2013-05-08 2014-07-28
12 SHS NOBLE ENERGY INC P 2013-05-10 2014-07-28
2 SHS NOBLE ENERGY INC P 2013-05-15 2014-07-28
26 SHS TWENTY-FIRST CENTURY P 2013-01-30 2014-07-16
30 SHS TWENTY-FIRST CENTURY P 2013-01-30 2014-07-17
19 SHS TWENTY-FIRST CENTURY P 2013-02-04 2014-07-17
3 SHS TWENTY-FIRST CENTURY P 2013-02-04 2014-07-24
18 SHS TWENTY-FIRST CENTURY P 2013-02-27 2014-07-24
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9 SHS RANGE RESOURCES CORP P 2013-06-21 2014-07-22
7 SHS RANGE RESOURCES CORP P 2013-06-25 2014-07-23
11 SHS RANGE RESOURCES CORP P 2013-07-09 2014-07-23
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12 SHS STARBUCKS CORP P 2011-06-23 2014-07-28
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5 SHS UNITED TECHS CORP P 2008-07-10 2014-07-18
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1 SH UNITED TECHS CORP P 2011-03-11 2014-07-21
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9 SHS DOLLAR GENERAL CORP P 2014-04-03 2014-07-16
15 SHS DOLLAR GENERAL CORP P 2014-04-09 2014-07-16
2 SHS DOLLAR GENERAL CORP P 2014-04-09 2014-07-17
11 SHS DOLLAR GENERAL CORP P 2014-04-10 2014-07-17
10 SHS DOLLAR GENERAL CORP P 2014-04-28 2014-07-17
29 SHS ORACLE CORP P 2014-03-27 2014-06-30
15 SHS ORACLE CORP P 2014-03-27 2014-07-11
10 SHS ORACLE CORP P 2014-03-28 2014-07-11
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44 SHS ORACLE CORP P 2014-04-01 2014-07-17
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0.4153 SH QUALCOMM INC P 2014-06-26 2014-07-21
19 SHS TWITTER INC P 2014-06-17 2014-07-16
3 SHS TWITTER INC P 2014-06-17 2014-07-17
11 SHS TWITTER INC P 2014-06-17 2014-07-17
9 SHS TWITTER INC P 2014-06-17 2014-07-17
10 SHS TWITTER INC P 2014-06-17 2014-07-17
1 SH UNITED TECHNOLOGIES P 2014-06-11 2014-07-21
8 SHS BORG WARNER INC P 2010-08-11 2014-07-30
2 SHS BORG WARNER INC P 2010-08-11 2014-07-31
6 SHS DANAHER CORP P 2008-11-06 2014-07-29
7 SHS DANAHER CORP P 2008-11-06 2014-07-30
14 SHS DANAHER CORP P 2008-11-06 2014-08-01
10 SHS DANAHER CORP P 2008-11-06 2014-08-13
1 SH DANAHER CORP P 2008-11-06 2014-08-14
12 SHS FACEBOOK INC P 2013-07-25 2014-08-21
6 SHS MONSANTO CO NEW DEL P 2011-07-06 2014-07-30
10 SHS NOBLE ENERGY INC P 2013-05-13 2014-07-29
18 SHS NOBLE ENERGY INC P 2013-05-17 2014-07-29
14 SHS TWENTY-FIRST CENTURY P 2013-02-27 2014-07-30
17 SHS TWENTY-FIRST CENTURY P 2013-04-15 2014-07-30
6 SHS TWENTY-FIRST CENTURY P 2013-06-11 2014-07-30
4 SHS SCHLUMBERGER LTD P 2013-08-16 2014-08-19
7 SHS STARBUCKS CORP P 2011-07-07 2014-08-14
7 SHS ZOETIS INC P 2013-04-10 2014-08-01
13 SHS ZOETIS INC P 2013-04-16 2014-08-01
11 SHS APPLIED MATERIALS P 2013-09-24 2014-08-21
22 SHS APPLIED MATERIALS P 2013-09-25 2014-08-21
20 SHS FIREEYE P 2014-05-27 2014-08-19
29 SHS FIREEYE P 2014-05-28 2014-08-19
16 SHS FIREEYE P 2014-06-02 2014-08-19
8 SHS FIREEYE P 2014-06-24 2014-08-19
15 SHS FIREEYE P 2014-06-24 2014-08-20
19 SHS MICROSOFT CORP P 2014-07-16 2014-08-01
55 SHS MICROSOFT CORP P 2014-07-17 2014-08-01
4 SHS NOBLE ENERGY INC P 2013-12-09 2014-07-29
7 SHS NOBLE ENERGY INC P 2013-12-09 2014-07-30
5 SHS PINOEER NATURAL RES CO P 2014-02-07 2014-08-15
6 SHS PINOEER NATURAL RES CO P 2014-02-11 2014-08-15
3 SHS PINOEER NATURAL RES CO P 2014-02-11 2014-08-18
5 SHS PINOEER NATURAL RES CO P 2014-04-11 2014-08-18
3 SHS SCHLUMBERGER LTD P 2013-09-06 2014-08-19
10 SHS TWITTER INC P 2014-06-17 2014-07-17
0.0638 SH UNITED TCH P 2014-06-11 2014-08-25
6 SHS WYNN RESORTS LTD P 2014-07-29 2014-08-06
2 SHS WYNN RESORTS LTD P 2014-07-29 2014-08-06
2 SHS WYNN RESORTS LTD P 2014-07-29 2014-08-07
6 SHS WYNN RESORTS LTD P 2014-07-29 2014-08-07
7 SHS AMERICAN TOWER REIT INC P 2010-08-12 2014-09-02
3 SHS AMERICAN TOWER REIT INC P 2010-08-12 2014-09-11
8 SHS APPLE INC P 2011-05-25 2014-09-04
5 SHS APPLE INC P 2011-05-25 2014-09-10
1 SH BLACKROCK INC P 2012-05-24 2014-09-17
12 SHS COGNIZANT TECH SOLUTNS P 2013-05-09 2014-09-11
16 SHS DANAHER CORP P 2008-11-06 2014-09-03
11 SHS DANAHER CORP P 2008-11-06 2014-09-04
16 SHS FACEBOOK INC P 2013-07-25 2014-09-11
8 SHS MONSANTO CO NEW DEL P 2011-07-14 2014-09-02
8 SHS SBA COMMUNICATINS P 2012-06-25 2014-09-12
5 SHS STARBUCKS CORP P 2011-07-07 2014-09-03
2 SHS STARBUCKS CORP P 2011-07-08 2014-09-03
5 SHS ULTA SALON COSMETICS P 2012-04-10 2014-09-17
8 SHS UNION PACIFIC CORP P 2008-11-06 2014-09-16
7 SHS UNION PACIFIC CORP P 2008-11-06 2014-09-17
13 SHS CBS OUTDOOR AMERICAS P 2014-07-09 2014-09-03
15 SHS CBS OUTDOOR AMERICAS P 2014-07-09 2014-09-04
25 SHS CBS OUTDOOR AMERICAS P 2014-07-09 2014-09-05
17 SHS CBS OUTDOOR AMERICAS P 2014-07-10 2014-09-05
7 SHS CBS OUTDOOR AMERICAS P 2014-07-10 2014-09-08
29 SHS CBS OUTDOOR AMERICAS P 2014-07-14 2014-09-08
14 SHS DOLLAR GENERAL CORP P 2014-08-18 2014-09-05
14 SHS DOLLAR GENERAL CORP P 2014-08-18 2014-09-05
8 SHS DOLLAR GENERAL CORP P 2014-08-19 2014-09-05
5 SHS DOLLAR GENERAL CORP P 2014-08-19 2014-09-05
5 SHS DOLLAR GENERAL CORP P 2014-08-19 2014-09-05
1 SH DOLLAR GENERAL CORP P 2014-08-20 2014-09-05
29 SHS MGM RESORTS INTERNATIONL P 2014-05-23 2014-09-03
4 SHS MGM RESORTS INTERNATIONL P 2014-05-23 2014-09-17
30 SHS MGM RESORTS INTERNATIONL P 2014-06-05 2014-09-17
6 SHS MOBILEYE ORD P 2014-08-05 2014-09-24
11 SHS MOBILEYE ORD P 2014-08-05 2014-09-25
3 SHS MOBILEYE ORD P 2014-08-05 2014-09-25
14 SHS MOBILEYE ORD P 2014-08-06 2014-09-25
9 SHS TESLA MTRS INC P 2014-08-01 2014-09-16
1 SH AMAZON COM INC. P 2013-02-13 2014-09-30
1 SH AMERICAN TOWER REIT INC P 2010-08-12 2014-09-30
1 SH AMGEN INC COM P 2013-02-06 2014-09-30
1 SH APPLE INC P 2011-05-25 2014-09-30
4 SHS APPLE INC P 2011-11-15 2014-09-30
2 SHS BLACKROCK INC P 2012-05-24 2014-10-20
2 SHS COGNIZANT TECH SOLUTNS P 2013-05-09 2014-09-30
1 SH CVS HEALTH CORP P 2012-02-28 2014-09-30
5 SHS COSTCO WHOLESALE CRP P 2009-10-06 2014-09-26
1 SH COSTCO WHOLESALE CRP P 2009-10-06 2014-09-30
1 SH CELGENE CORP P 2011-09-21 2014-09-30
5 SHS CELGENE CORP P 2011-09-21 2014-10-22
5 SHS CELGENE CORP P 2011-09-22 2014-10-22
1 SH CERNER CORP P 2010-08-11 2014-09-30
2 SHS DANAHER CORP P 2008-11-06 2014-09-30
1 SH DELTA AIR LINES INC P 2013-01-23 2014-09-30
1 SH MORGAN STANLEY P 2013-05-30 2014-09-30
2 SHS MORGAN STANLEY P 2013-05-31 2014-09-30
18 SHS MORGAN STANLEY P 2013-05-31 2014-10-15
4 SHS MONSANTO CO NEW DEL P 2011-07-14 2014-09-26
1 SH MONSANTO CO NEW DEL P 2011-07-15 2014-09-26
3 SHS MONSANTO CO NEW DEL P 2011-07-15 2014-10-02
2 SHS MONSANTO CO NEW DEL P 2011-07-15 2014-10-07
2 SHS MONSANTO CO NEW DEL P 2011-07-15 2014-10-08
2 SHS MONSANTO CO NEW DEL P 2011-07-28 2014-10-08
2 SHS TWENTY-FIRST CENTURY P 2013-06-11 2014-09-30
1 SH PRECISION CASTPARTS P 2012-01-26 2014-09-30
5 SHS SCHLUMBERGER LTD P 2013-09-06 2014-10-10
8 SHS SCHLUMBERGER LTD P 2013-10-02 2014-10-10
2 SHS SCHLUMBERGER LTD P 2013-10-03 2014-10-10
12 SHS SCHLUMBERGER LTD P 2013-10-03 2014-10-27
1 SH SBA COMMUNICATIONS P 2012-06-25 2014-09-30
4 SHS SALESFORCE COM P 2011-03-30 2014-09-30
3 SHS STARBUCKS CORP P 2011-07-08 2014-09-30
4 SHS STARBUCKS CORP P 2011-07-08 2014-10-03
2 SHS ULTA SALON COSMETICS P 2012-04-24 2014-09-30
3 SHS UNION PACIFIC CORP P 2008-11-06 2014-09-30
1 SH UNION PACIFIC CORP P 2008-11-06 2014-10-01
2 SHS UNION PACIFIC CORP P 2008-11-06 2014-10-02
2 SHS VISA INC CL A SHRS P 2008-11-06 2014-09-30
2 SHS ZOETIS INC P 2013-04-16 2014-09-30
2 SHS ZOETIS INC P 2013-04-16 2014-10-01
1 SH ZOETIS INC P 2013-04-17 2014-10-01
4 SHS ZOETIS INC P 2013-04-17 2014-10-02
1 SH ZOETIS INC P 2013-04-19 2014-10-02
10 SHS ABBVIE INC P 2014-04-30 2014-10-20
9 SHS ABBVIE INC P 2014-04-30 2014-10-21
6 SHS CONCHO RESOURCES P 2014-06-09 2014-10-14
9 SHS CONCHO RESOURCES P 2014-05-13 2014-10-14
8 SHS HALLIBURTON COMPANY P 2014-07-23 2014-10-08
10 SHS HALLIBURTON COMPANY P 2014-07-23 2014-10-08
10 SHS HALLIBURTON COMPANY P 2014-07-24 2014-10-08
1 SH HALLIBURTON COMPANY P 2014-07-24 2014-10-09
11 SHS HALLIBURTON COMPANY P 2014-08-14 2014-10-09
3 SHS HALLIBURTON COMPANY P 2014-08-14 2014-10-10
18 SHS HALLIBURTON COMPANY P 2014-09-03 2014-10-10
10 SHS HALLIBURTON COMPANY P 2014-09-03 2014-10-13
28 SHS HALLIBURTON COMPANY P 2014-09-08 2014-10-13
1 SH HILTON WORLDWIDE HLDGS P 2013-12-12 2014-09-30
6 SHS IMS HEALTH HLDGS P 2014-04-08 2014-10-27
3 SHS IMS HEALTH HLDGS P 2014-04-08 2014-10-28
29 SHS IMS HEALTH HLDGS P 2014-04-09 2014-10-28
8 SHS IMS HEALTH HLDGS P 2014-04-10 2014-10-28
2 SHS MGM RESORTS INTERNATIONL P 2014-06-05 2014-09-30
1 SH MGM RESORTS INTERNATIONL P 2014-06-05 2014-09-30
2 SHS MGM RESORTS INTERNATIONL P 2014-06-24 2014-09-30
2 SHS NETFLIX COM INC P 2014-08-07 2014-10-17
11 SHS SCHLUMBERGER LTD P 2013-11-08 2014-10-27
7 SHS SCHLUMBERGER LTD P 2013-12-27 2014-10-27
4 SHS SCHLUMBERGER LTD P 2013-12-27 2014-10-28
10 SHS SCHLUMBERGER LTD P 2014-06-26 2014-10-28
38 SHS SCHWAB CHARLES CORP P 2013-10-15 2014-10-09
11 SHS SCHWAB CHARLES CORP P 2013-10-15 2014-10-10
32 SHS SCHWAB CHARLES CORP P 2013-11-11 2014-10-10
2 SHS SCHWAB CHARLES CORP P 2013-11-15 2014-10-10
31 SHS SCHWAB CHARLES CORP P 2013-11-15 2014-10-13
32 SHS SCHWAB CHARLES CORP P 2014-01-31 2014-10-13
6 SHS TRIPADVISOR INC P 2014-01-13 2014-10-13
3 SHS TWITTER INC P 2014-06-17 2014-09-30
2 SHS TWITTER INC P 2014-06-17 2014-09-30
14000 FNMA PAP7553 P 2012-11-07 2014-02-10
12000 FNMA PAP7533 P 2012-11-07 2014-02-10
12000 FNMA PAU1629 P 2013-11-15 2014-02-10
2000 FNMA PAU1629 P 2014-01-03 2014-02-10
11000 US TRSY INFLATION NTE P 2012-07-24 2014-02-26
2000 US TRSY INFLATION NTE P 2012-07-24 2014-02-26
2000 US TRSY INFLATION BOND P 2012-07-11 2014-02-26
1000 US TRSY INFLATION BOND P 2012-07-11 2014-02-26
9000 US TSY 2.0% FEB 15 2023 P 2013-03-01 2014-02-11
7000 US TSY 2.0% FEB 15 2023 P 2013-03-06 2014-02-11
3000 US TSY 2.0% FEB 15 2023 P 2013-03-06 2014-02-11
2000 US TSY 2.0% FEB 15 2023 P 2013-04-02 2014-02-11
4000 US TSY 2.0% FEB 15 2023 P 2013-05-09 2014-02-11
2000 US TSY 2.0% FEB 15 2023 P 2013-11-06 2014-02-11
10000 US TSY 2.0% FEB 15 2023 P 2013-11-14 2014-02-11
2000 US TRSY INFLATION BOND P 2012-07-11 2014-02-26
1000 US TRSY INFLATION BOND P 2012-07-11 2014-02-26
1000 FHLMC A9 6409 P 2012-06-07 2014-03-11
1000 FNMA PAO4133 P 2014-01-08 2014-03-11
1000 FHLMC GO 8541 P 2013-09-05 2014-03-11
7000 FHLMC GO 8557 P 2013-12-05 2014-03-11
1000 FNMA PAH3645 P 2012-04-16 2014-04-07
5000 US TSY .75% P 2012-11-23 2014-04-09
28000 US TSY .75% P 2012-12-13 2014-04-09
8000 US TSY .75% P 2012-12-13 2014-04-09
15000 FNMA PAS 1121 P 2013-12-04 2014-04-09
1000 FNMA PAJ9300 P 2014-01-02 2014-04-07
1000 FHLMC A9 4713 P 2012-08-14 2014-04-07
21000 US TSY .75% P 2014-02-26 2014-06-12
89 FIXED INCOME SHARES P 2008-11-17 2014-06-12
5000 US TRSY INFLATION BOND P 2012-12-07 2014-07-08
5000 US TRSY INFLATION BOND P 2012-12-07 2014-07-08
2000 US TRSY INFLATION BOND P 2013-09-08 2014-07-08
2000 US TRSY INFLATION BOND P 2013-11-08 2014-07-08
6000 US TRSY INFLATION BOND P 2013-11-14 2014-07-08
13000 US TSY 1.125% P 2013-01-11 2014-08-19
4000 US TSY 1.125% P 2013-01-11 2014-09-25
16000 US TSY 1.125% P 2013-01-11 2014-09-25
3000 US TSY 1.125% P 2013-11-06 2014-09-25
15000 US TSY 1.125% P 2013-11-14 2014-09-09
30000 US TSY 1.10% P 2013-11-14 2014-09-09
29000 US TSY 1.10% P 2014-02-12 2014-09-25
17000 FNMA PAE0949 P 2013-09-04 2014-10-15
24000 FNMA PAH3645 P 2012-04-16 2014-10-15
8000 FNMA PAS 1121 P 2013-12-04 2014-10-15
3000 FNMA PAJ9300 P 2014-01-02 2014-10-15
15000 FHLMC CO 9064 P 2014-09-29 2014-10-15
18000 FHLMC A9 4713 P 2012-08-14 2014-10-15
26000 FHLMC A9 4713 P 2012-08-14 2014-10-15
RETURN OF PRINCIPAL- FHLMC A9 6409 P   2014-10-31
RETURN OF PRINCIPAL- FHLMC G0 7021 P   2014-10-31
RETURN OF PRINCIPAL- FHLMC G0 8541 P   2014-10-31
RETURN OF PRINCIPAL- FHLMC G0 8557 P   2014-10-31
RETURN OF PRINCIPAL- FHLMC G0 8599 P   2014-10-31
RETURN OF PRINCIPAL- FHLMC C0 9064 P   2014-10-31
RETURN OF PRINCIPAL- FHLMC A9 4713 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAE0217 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAE5471 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAE0949 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAE0065 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAA7681 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAI1888 P   2014-10-31
RETURN OF PRINCIPAL- FNMA P995245 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAL0160 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAB4102 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAH3645 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAK9393 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAO9925 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAP7553 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAO4133 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAI8194 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAU1629 P   2014-10-31
RETURN OF PRINCIPAL- FNMA P745275 P   2014-10-31
RETURN OF PRINCIPAL- FNMA P735580 P   2014-10-31
RETURN OF PRINCIPAL- FNMA P889579 P   2014-10-31
RETURN OF PRINCIPAL- FNMA P190391 P   2014-10-31
RETURN OF PRINCIPAL- FNMA P745580 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAS1121 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAJ9300 P   2014-10-31
RETURN OF PRINCIPAL- FNMA PAA7937 P   2014-10-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 9     9
b 19     19
c 10     10
d 9,049   5,452 3,597
e 8,548   5,503 3,045
2,154   2,063 91
1,112   1,086 26
1,250   1,252 -2
11,189   5,918 5,271
2,159   1,449 710
880   705 175
1,095   855 240
642   487 155
500   375 125
428   340 88
571   456 115
595   492 103
405   346 59
428   339 89
500   352 148
2,379   1,662 717
712   559 153
1,780   1,398 382
712   532 180
445   350 95
1,602   1,233 369
445   392 53
2,848   2,569 279
1,335   1,246 89
644   581 63
2,116   1,843 273
644   598 46
2,668   2,525 143
2,300   2,194 106
1,798   1,180 618
1,831   1,344 487
766   568 198
4,159   2,220 1,939
1,437   981 456
8,574   3,644 4,930
3,149   1,307 1,842
107   83 24
2,140   1,655 485
2,913   2,234 679
800   638 162
800   632 168
3,408   6,030 -2,622
5,391   4,412 979
1,722   1,489 233
922   597 325
307   193 114
1,104   709 395
788   714 74
1,662   1,133 529
2,767   1,446 1,321
3,687   3,586 101
592   626 -34
3,322   3,560 -238
1,348   1,371 -23
1,250   1,323 -73
3,314   3,052 262
960   938 22
2,502   2,485 17
3,831   3,745 86
3,156   2,375 781
902   702 200
1,025   824 201
2,213   1,857 356
957   799 158
4,238   3,592 646
273   232 41
2,848   2,948 -100
417   431 -14
1,320   1,362 -42
4,932   4,427 505
5,095   4,518 577
3,821   3,685 136
425   407 18
5,523   5,288 235
3,647   3,585 62
850   871 -21
539   529 10
4,134   4,055 79
3,748   3,319 429
5,488   4,494 994
1,333   1,310 23
1,019   996 23
1,411   1,330 81
2,979   2,792 187
1,186   919 267
1,778   1,353 425
1,276   1,297 -21
4,021   3,515 506
1,142   1,232 -90
5,042   4,662 380
1,415   1,374 41
708   717 -9
3,171   2,829 342
2,466   2,232 234
900   817 83
1,566   1,420 146
431   359 72
979   805 174
900   791 109
822   721 101
1,253   1,169 84
4,514   4,768 -254
893   976 -83
966   1,054 -88
1,656   1,533 123
3,956   3,894 62
2,300   2,147 153
9,773   9,096 677
10,420   9,539 881
4,565   3,770 795
774   639 135
9,721   8,105 1,616
3,349   2,657 692
6,371   3,951 2,420
3,431   2,568 863
1,634   1,178 456
3,263   3,155 108
2,064   1,996 68
2,430   2,365 65
2,231   2,187 44
4,561   4,507 54
233   235 -2
1,530   1,706 -176
775   873 -98
1,782   2,009 -227
4,695   4,742 -47
6,276   5,386 890
1,512   1,412 100
1,017   692 325
1,502   1,388 114
1,618   1,527 91
3,834   3,979 -145
668   690 -22
2,916   2,784 132
2,258   2,144 114
1,284   1,333 -49
268   278 -10
307   335 -28
1,361   1,455 -94
5,015   4,415 600
1,142   1,145 -3
839   1,385 -546
1,298   1,952 -654
1,028   1,502 -474
4,464   3,979 485
630   562 68
2,011   2,001 10
366   364 2
5,243   4,512 731
4,587   2,493 2,094
2,485   1,663 822
1,159   1,019 140
4,288   3,764 524
4,172   3,776 396
695   604 91
558   509 49
4,465   4,534 -69
2,559   2,217 342
1,591   1,309 282
1,176   1,190 -14
1,443   1,232 211
3,424   3,197 227
3,152   2,995 157
319   319 0
283   282 1
1,240   1,233 7
1,806   1,831 -25
3,239   2,571 668
2,183   1,732 451
2,605   2,095 510
1,479   1,237 242
1,831   1,531 300
4,799   3,458 1,341
1,407   1,066 341
1,572   1,327 245
404   297 107
71   53 18
2,803   2,074 729
1,829   1,355 474
950   689 261
5,221   4,201 1,020
2,483   2,294 189
1,826   1,688 138
1,935   1,584 351
3,250   2,468 782
2,556   2,410 146
329   310 19
2,336   2,310 26
2,558   2,547 11
2,294   2,038 256
3,557   3,457 100
1,985   1,910 75
1,826   1,586 240
719   623 96
2,459   2,237 222
2,364   2,407 -43
2,455   2,142 313
2,208   1,752 456
1,945   1,630 315
480   408 72
2,166   1,859 307
2,253   2,215 38
2,375   2,019 356
1,916   1,983 -67
2,167   1,859 308
595   510 85
2,729   2,406 323
879   765 114
2,479   2,222 257
2,127   1,944 183
2,484   2,038 446
2,568   2,318 250
1,637   1,442 195
1,097   960 137
1,460   1,280 180
2,482   2,102 380
3,154   2,858 296
2,138   1,766 372
1,928   1,700 228
986   566 420
1,972   1,273 699
1,026   542 484
410   270 140
1,818   1,284 534
546   385 161
1,524   1,092 432
2,515   1,899 616
2,685   2,174 511
2,203   2,085 118
2,855   3,179 -324
2,342   2,040 302
386   340 46
2,300   4,635 -2,335
2,002   1,413 589
1,115   637 478
1,487   910 577
2,776   2,174 602
1,884   1,658 226
4,022   4,073 -51
2,223   2,276 -53
2,651   2,755 -104
2,650   2,055 595
2,768   2,576 192
1,817   1,658 159
3     3
9   9 0
341   354 -13
7,643   7,921 -278
9,988   5,664 4,324
1     1
11   11 0
151   155 -4
7,837   8,085 -248
68,117   70,733 -2,616
10   10 0
11   11 0
150   155 -5
21   22 -1
171   179 -8
11   11 0
171   179 -8
11   11 0
150   158 -8
171   181 -10
11   11 0
128   136 -8
160   169 -9
242   250 -8
7,750   8,009 -259
67,916   70,739 -2,823
240   251 -11
205   213 -8
9   9 0
249   260 -11
240   256 -16
9   9 0
249   263 -14
9   9 0
240   255 -15
240   255 -15
3     3
13   13 0
326   340 -14
7,656   7,967 -311
66,664   70,671 -4,007
9   10 -1
12   13 -1
320   340 -20
37   39 -2
271   279 -8
12   13 -1
259   275 -16
12   13 -1
271   298 -27
246   274 -28
12   14 -2
246   278 -32
234   265 -31
1,841   1,254 587
41   26 15
19   16 3
8,998   8,557 441
8,996   8,497 499
6,966   5,079 1,887
4   2 2
13,994   8,606 5,388
6   4 2
9,990   7,927 2,063
13   13 0
79   78 1
13   13 0
79   80 -1
78   81 -3
13   13 0
13   13 0
92   92 0
91   92 -1
13   13 0
79   79 0
13   13 0
13   13 0
78   79 -1
79   80 -1
13   14 -1
13   13 0
92   93 -1
13   13 0
92   92 0
13   13 0
105   103 2
7,192   7,412 -220
3     3
64,216   66,382 -2,166
10   11 -1
13   13 0
287   294 -7
13   14 -1
104   107 -3
392   415 -23
392   412 -20
13   14 -1
392   414 -22
392   415 -23
13   14 -1
392   411 -19
13   14 -1
405   411 -6
13   13 0
418   414 4
431   423 8
13   13 0
2,155   2,023 132
679   638 41
13   12 1
444   428 16
13   13 0
431   433 -2
431   435 -4
13   13 0
327   313 14
327   322 5
13   13 0
313   316 -3
248   253 -5
13   13 0
248   255 -7
4   4 0
12   9 3
2,319   2,393 -74
3,550   3,666 -116
6,175   6,693 -518
2   2 0
4   4 0
31   25 6
      0
10   9 1
5,413   5,484 -71
65   69 -4
1,700   1,096 604
1,735   1,355 380
9   9 0
324   333 -9
12,167   12,517 -350
18,735   10,683 8,052
4   3 1
6,230   4,535 1,695
20   14 6
18,744   18,348 396
      0
12,493   11,988 505
2   2 0
12,495   9,150 3,345
24,995   16,600 8,395
5   3 2
1,791   1,515 276
18,737   15,982 2,755
10   9 1
1   1 0
11   11 0
6   6 0
5   5 0
5   5 0
1   1 0
9   10 -1
2   3 -1
298   253 45
897   979 -82
202   141 61
705   693 12
461   249 212
347   361 -14
1,826   1,899 -73
342   356 -14
1,099   1,093 6
613   616 -3
21   25 -4
739   846 -107
252   255 -3
403   407 -4
272   287 -15
272   300 -28
207   124 83
146   89 57
175   107 68
359   216 143
199   120 79
2,175   1,193 982
473   379 94
687   831 -144
81   96 -15
50   49 1
298   302 -4
596   603 -7
1,030   1,056 -26
1,078   923 155
79   77 2
316   320 -4
81   80 1
405   441 -36
242   237 5
252   318 -66
562   599 -37
58   36 22
283   178 105
113   72 41
173   107 66
58   35 23
173   105 68
795   501 294
245   167 78
1,030   567 463
280   176 104
544   375 169
291   296 -5
457   463 -6
512   525 -13
512   525 -13
441   450 -9
49   52 -3
323   342 -19
1,068   997 71
916   867 49
557   377 180
557   408 149
334   244 90
429   246 183
704   386 318
323   414 -91
101   126 -25
361   451 -90
361   452 -91
542   439 103
197   158 39
353   277 76
656   522 134
252   213 39
616   257 359
672   644 28
556   482 74
479   506 -27
338   206 132
338   204 134
445   232 213
541   296 245
637   443 194
476   332 144
74   55 19
887   718 169
535   277 258
483   278 205
484   278 206
61   41 20
483   325 158
815   234 581
335   203 132
290   174 116
436   253 183
306   194 112
383   242 141
536   339 197
536   329 207
579   615 -36
60   59 1
1,061   822 239
653   630 23
372   368 4
645   638 7
410   405 5
469   461 8
528   528 0
236   270 -34
283   319 -36
1,772   2,175 -403
631   641 -10
405   427 -22
475   434 41
212   192 20
387   246 141
1,274   824 450
159   101 58
45   19 26
45   28 17
512   525 -13
512   525 -13
572   584 -12
534   609 -75
218   239 -21
23   20 3
839   767 72
839   823 16
32   17 15
11   16 -5
117   33 84
58   52 6
94   61 33
41   30 11
57   25 32
1,190   669 521
465   262 203
211   94 117
92   82 10
682   559 123
1,095   633 462
42   23 19
98   80 18
51   44 7
71   57 14
375   362 13
420   505 -85
265   316 -51
45   36 9
41   38 3
666   590 76
689   610 79
99   75 24
535   400 135
633   479 154
688   247 441
195   196 -1
238   237 1
324   324 0
324   332 -8
811   456 355
479   261 218
598   427 171
718   519 199
682   546 136
213   171 42
632   594 38
258   263 -5
430   430 0
43   44 -1
316   310 6
361   354 7
452   457 -5
20   22 -2
782   538 244
469   328 141
587   425 162
665   471 194
587   424 163
120   115 5
597   637 -40
298   318 -20
1,094   1,129 -35
270   311 -41
251   291 -40
405   473 -68
348   100 248
1,368   1,161 207
597   453 144
394   284 110
344   258 86
19   24 -5
917   956 -39
509   537 -28
980   1,094 -114
458   507 -49
515   507 8
708   625 83
174   381 -207
310   111 199
650   309 341
1,097   501 596
322   193 129
132   77 55
993   640 353
430   192 238
789   622 167
952   1,012 -60
236   136 100
827   518 309
275   287 -12
386   402 -16
220   231 -11
268   289 -21
268   324 -56
428   553 -125
450   393 57
15   26 -11
72   81 -9
404   512 -108
77   46 31
77   46 31
1,038   517 521
51   31 20
610   441 169
813   706 107
781   630 151
259   210 49
769   612 157
256   194 62
678   444 234
433   287 146
108   72 36
270   179 91
97   76 21
417   316 101
741   571 170
734   560 174
130   114 16
130   115 15
129   115 14
129   110 19
385   331 54
1,474   947 527
1,513   1,697 -184
80   90 -10
637   704 -67
955   1,075 -120
508   465 43
356   331 25
1,359   926 433
1,459   1,665 -206
332   321 11
332   321 11
770   737 33
308   304 4
312   304 8
460   455 5
307   300 7
76   75 1
840   824 16
949   691 258
1,518   1,073 445
1,715   1,385 330
191   152 39
1,131   517 614
703   532 171
767   582 185
257   190 67
249   190 59
746   582 164
280   241 39
373   335 38
93   84 9
641   586 55
183   186 -3
217   130 87
433   260 173
129   110 19
387   333 54
258   227 31
662   688 -26
1,746   1,891 -145
635   684 -49
734   430 304
653   540 113
359   329 30
549   417 132
696   578 118
105   82 23
1,314   1,024 290
738   573 165
105   82 23
705   530 175
108   95 13
1,178   1,191 -13
615   641 -26
498   534 -36
1,096   1,165 -69
1,000   1,096 -96
500   584 -84
200   240 -40
595   488 107
1,001   960 41
998   960 38
998   946 52
215   150 65
386   273 113
983   696 287
171   121 50
1,712   1,179 533
1,018   981 37
113   110 3
394   278 116
583   417 166
1,830   563 1,267
695   225 470
347   113 234
1,042   338 704
990   688 302
281   241 40
393   338 55
1,302   181 1,121
1,269   522 747
453   437 16
302   288 14
754   805 -51
458   465 -7
153   159 -6
153   156 -3
610   617 -7
597   573 24
337   318 19
135   139 -4
754   767 -13
549   503 46
342   315 27
68   61 7
551   485 66
689   537 152
358   197 161
955   977 -22
669   651 18
83   81 2
83   83 0
917   898 19
84   82 2
754   736 18
86   82 4
258   240 18
153   183 -30
610   732 -122
488   344 144
122   86 36
248   92 156
737   275 462
331   99 232
294   130 164
736   325 411
1,030   490 540
147   70 77
623   317 306
414   211 203
136   70 66
135   70 65
202   92 110
405   184 221
328   197 131
962   1,030 -68
137   149 -12
275   299 -24
584   647 -63
180   201 -21
943   1,050 -107
424   400 24
509   481 28
89   82 7
626   574 52
2,072   2,082 -10
721   417 304
913   338 575
1,217   518 699
620   199 421
310   116 194
1,746   696 1,050
878   348 530
293   117 176
861   352 509
2,240   1,185 1,055
198   102 96
472   214 258
404   184 220
67   59 8
336   294 42
267   235 32
67   59 8
1,194   650 544
1,702   1,282 420
1,135   889 246
932   496 436
834   1,123 -289
44   61 -17
220   309 -89
220   316 -96
762   1,074 -312
493   729 -236
1,041   1,063 -22
110   112 -2
1,049   1,087 -38
829   858 -29
774   801 -27
467   466 1
1,455   1,611 -156
364   428 -64
852   714 138
1,805   2,023 -218
913   848 65
304   277 27
254   234 20
457   424 33
629   417 212
629   419 210
617   419 198
1,028   699 329
2,029   906 1,123
1,000   774 226
830   757 73
924   760 164
1,161   522 639
49   36 13
791   574 217
494   331 163
315   199 116
472   296 176
678   986 -308
226   328 -102
169   250 -81
396   583 -187
1,754   2,963 -1,209
292   455 -163
585   815 -230
795   745 50
209   196 13
167   157 10
99   82 17
888   737 151
347   258 89
463   346 117
1,447   791 656
749   263 486
538   483 55
535   483 52
457   426 31
863   896 -33
80   51 29
80   59 21
642   461 181
80   60 20
80   62 18
1,044   836 208
554   450 104
459   502 -43
31   34 -3
184   201 -17
432   540 -108
308   382 -74
123   152 -29
248   304 -56
681   856 -175
711   762 -51
1,092   1,215 -123
273   307 -34
892   999 -107
823   903 -80
618   713 -95
686   734 -48
727   775 -48
500   535 -35
184   195 -11
735   782 -47
368   382 -14
824   859 -35
641   701 -60
641   671 -30
752   646 106
79   64 15
554   484 70
1,259   1,107 152
79   69 10
1,502   1,271 231
79   68 11
31   30 1
1,082   1,198 -116
721   778 -57
319   129 190
638   506 132
1,276   1,037 239
950   516 434
505   275 230
63   34 29
1,074   544 530
505   250 255
1,274   624 650
1,259   479 780
920   772 148
230   204 26
344   306 38
631   531 100
287   233 54
283   233 50
390   326 64
897   341 556
723   445 278
935   594 341
277   234 43
831   689 142
139   117 22
871   645 226
990   744 246
627   471 156
99   74 25
592   459 133
612   624 -12
689   695 -6
537   557 -20
844   879 -35
537   539 -2
943   445 498
79   40 39
1,027   585 442
920   520 400
459   260 199
340   195 145
566   309 257
113   41 72
113   56 57
113   69 44
113   69 44
113   76 37
113   77 36
113   79 34
113   78 35
113   91 22
502   539 -37
333   359 -26
500   516 -16
833   840 -7
110   112 -2
604   613 -9
549   562 -13
1,177   1,136 41
600   588 12
400   397 3
852   834 18
41   42 -1
1,783   1,839 -56
770   765 5
448   368 80
33   33 0
716   717 -1
111   113 -2
406   415 -9
332   343 -11
369   381 -12
113   112 1
515   184 331
125   46 79
445   169 276
518   197 321
1,029   394 635
747   282 465
75   28 47
901   397 504
688   445 243
687   587 100
1,237   1,084 153
448   357 91
544   462 82
192   168 24
437   328 109
534   280 254
229   235 -6
426   430 -4
242   191 51
484   389 95
562   682 -120
814   1,013 -199
449   502 -53
225   313 -88
424   586 -162
817   835 -18
2,365   2,491 -126
275   274 1
480   479 1
1,015   920 95
1,218   1,102 116
607   551 56
1,011   933 78
328   257 71
369   357 12
7   8 -1
1,220   1,310 -90
407   437 -30
396   437 -41
1,187   1,401 -214
690   321 369
293   138 155
795   383 412
504   240 264
329   169 160
540   408 132
1,226   451 775
840   310 530
1,243   529 714
922   599 323
904   444 460
387   200 187
155   80 75
601   466 135
857   244 613
761   214 547
441   414 27
504   477 27
829   795 34
563   558 5
234   230 4
969   944 25
876   887 -11
877   902 -25
501   509 -8
313   318 -5
313   323 -10
63   64 -1
694   723 -29
91   100 -9
685   765 -80
306   220 86
566   403 163
147   110 37
685   511 174
2,307   2,111 196
321   268 53
94   46 48
140   87 53
101   48 53
403   222 181
626   338 288
90   68 22
80   45 35
625   290 335
125   58 67
95   32 63
470   162 308
470   157 313
60   19 41
152   56 96
36   14 22
34   26 8
69   52 17
583   469 114
450   300 150
113   74 39
331   222 109
216   148 68
215   148 67
215   149 66
69   56 13
237   172 65
469   428 41
750   715 35
187   179 8
1,113   1,073 40
111   56 55
228   131 97
227   120 107
302   160 142
239   174 65
326   92 234
106   31 75
212   61 151
426   104 322
74   66 8
73   66 7
36   33 3
147   132 15
37   32 5
532   519 13
502   467 35
592   807 -215
889   1,187 -298
479   585 -106
583   732 -149
583   734 -151
57   73 -16
630   757 -127
165   206 -41
991   1,207 -216
528   671 -143
1,479   1,877 -398
25   22 3
144   138 6
72   69 3
699   681 18
193   189 4
45   51 -6
23   25 -2
45   52 -7
708   897 -189
1,025   1,030 -5
652   628 24
380   359 21
949   1,165 -216
1,041   884 157
296   256 40
861   770 91
54   49 5
799   757 42
824   798 26
482   508 -26
154   117 37
103   81 22
12,399   13,421 -1,022
10,628   11,504 -876
11,426   11,451 -25
1,904   1,860 44
11,031   11,916 -885
2,006   2,166 -160
2,648   2,997 -349
1,324   1,499 -175
8,555   9,109 -554
6,654   7,046 -392
2,852   3,020 -168
1,901   2,024 -123
3,802   4,079 -277
1,901   1,905 -4
9,505   9,509 -4
2,648   2,997 -349
1,324   1,499 -175
630   655 -25
879   872 7
977   953 24
6,943   6,900 43
492   499 -7
4,923   5,013 -90
27,568   28,082 -514
7,877   8,023 -146
15,058   14,937 121
754   744 10
551   568 -17
21,021   21,057 -36
1,097   1,088 9
7,582   8,289 -707
7,582   8,289 -707
3,033   2,845 188
3,033   2,944 89
9,099   8,858 241
12,607   12,878 -271
3,853   3,963 -110
15,410   15,850 -440
2,889   2,888 1
14,447   14,428 19
29,549   29,592 -43
28,579   28,606 -27
8,790   8,351 439
11,354   11,194 160
7,460   7,115 345
2,198   2,094 104
15,996   15,816 180
9,472   9,520 -48
13,682   13,750 -68
601   601 0
1,505   1,505 0
332   332 0
614   614 0
17   17 0
22   22 0
3,227   3,227 0
120   120 0
132   132 0
1,096   1,096 0
1,901   1,901 0
1,442   1,442 0
255   255 0
161   161 0
1,222   1,222 0
1,424   1,424 0
1,318   1,318 0
106   106 0
120   120 0
467   467 0
82   82 0
1,466   1,466 0
128   128 0
913   913 0
253   253 0
1,086   1,086 0
772   772 0
127   127 0
1,246   1,246 0
177   177 0
46   46 0
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       9
b       19
c       10
d       3,597
e       3,045
      91
      26
      -2
      5,271
      710
      175
      240
      155
      125
      88
      115
      103
      59
      89
      148
      717
      153
      382
      180
      95
      369
      53
      279
      89
      63
      273
      46
      143
      106
      618
      487
      198
      1,939
      456
      4,930
      1,842
      24
      485
      679
      162
      168
      -2,622
      979
      233
      325
      114
      395
      74
      529
      1,321
      101
      -34
      -238
      -23
      -73
      262
      22
      17
      86
      781
      200
      201
      356
      158
      646
      41
      -100
      -14
      -42
      505
      577
      136
      18
      235
      62
      -21
      10
      79
      429
      994
      23
      23
      81
      187
      267
      425
      -21
      506
      -90
      380
      41
      -9
      342
      234
      83
      146
      72
      174
      109
      101
      84
      -254
      -83
      -88
      123
      62
      153
      677
      881
      795
      135
      1,616
      692
      2,420
      863
      456
      108
      68
      65
      44
      54
      -2
      -176
      -98
      -227
      -47
      890
      100
      325
      114
      91
      -145
      -22
      132
      114
      -49
      -10
      -28
      -94
      600
      -3
      -546
      -654
      -474
      485
      68
      10
      2
      731
      2,094
      822
      140
      524
      396
      91
      49
      -69
      342
      282
      -14
      211
      227
      157
      0
      1
      7
      -25
      668
      451
      510
      242
      300
      1,341
      341
      245
      107
      18
      729
      474
      261
      1,020
      189
      138
      351
      782
      146
      19
      26
      11
      256
      100
      75
      240
      96
      222
      -43
      313
      456
      315
      72
      307
      38
      356
      -67
      308
      85
      323
      114
      257
      183
      446
      250
      195
      137
      180
      380
      296
      372
      228
      420
      699
      484
      140
      534
      161
      432
      616
      511
      118
      -324
      302
      46
      -2,335
      589
      478
      577
      602
      226
      -51
      -53
      -104
      595
      192
      159
      3
      0
      -13
      -278
      4,324
      1
      0
      -4
      -248
      -2,616
      0
      0
      -5
      -1
      -8
      0
      -8
      0
      -8
      -10
      0
      -8
      -9
      -8
      -259
      -2,823
      -11
      -8
      0
      -11
      -16
      0
      -14
      0
      -15
      -15
      3
      0
      -14
      -311
      -4,007
      -1
      -1
      -20
      -2
      -8
      -1
      -16
      -1
      -27
      -28
      -2
      -32
      -31
      587
      15
      3
      441
      499
      1,887
      2
      5,388
      2
      2,063
      0
      1
      0
      -1
      -3
      0
      0
      0
      -1
      0
      0
      0
      0
      -1
      -1
      -1
      0
      -1
      0
      0
      0
      2
      -220
      3
      -2,166
      -1
      0
      -7
      -1
      -3
      -23
      -20
      -1
      -22
      -23
      -1
      -19
      -1
      -6
      0
      4
      8
      0
      132
      41
      1
      16
      0
      -2
      -4
      0
      14
      5
      0
      -3
      -5
      0
      -7
      0
      3
      -74
      -116
      -518
      0
      0
      6
      0
      1
      -71
      -4
      604
      380
      0
      -9
      -350
      8,052
      1
      1,695
      6
      396
      0
      505
      0
      3,345
      8,395
      2
      276
      2,755
      1
      0
      0
      0
      0
      0
      0
      -1
      -1
      45
      -82
      61
      12
      212
      -14
      -73
      -14
      6
      -3
      -4
      -107
      -3
      -4
      -15
      -28
      83
      57
      68
      143
      79
      982
      94
      -144
      -15
      1
      -4
      -7
      -26
      155
      2
      -4
      1
      -36
      5
      -66
      -37
      22
      105
      41
      66
      23
      68
      294
      78
      463
      104
      169
      -5
      -6
      -13
      -13
      -9
      -3
      -19
      71
      49
      180
      149
      90
      183
      318
      -91
      -25
      -90
      -91
      103
      39
      76
      134
      39
      359
      28
      74
      -27
      132
      134
      213
      245
      194
      144
      19
      169
      258
      205
      206
      20
      158
      581
      132
      116
      183
      112
      141
      197
      207
      -36
      1
      239
      23
      4
      7
      5
      8
      0
      -34
      -36
      -403
      -10
      -22
      41
      20
      141
      450
      58
      26
      17
      -13
      -13
      -12
      -75
      -21
      3
      72
      16
      15
      -5
      84
      6
      33
      11
      32
      521
      203
      117
      10
      123
      462
      19
      18
      7
      14
      13
      -85
      -51
      9
      3
      76
      79
      24
      135
      154
      441
      -1
      1
      0
      -8
      355
      218
      171
      199
      136
      42
      38
      -5
      0
      -1
      6
      7
      -5
      -2
      244
      141
      162
      194
      163
      5
      -40
      -20
      -35
      -41
      -40
      -68
      248
      207
      144
      110
      86
      -5
      -39
      -28
      -114
      -49
      8
      83
      -207
      199
      341
      596
      129
      55
      353
      238
      167
      -60
      100
      309
      -12
      -16
      -11
      -21
      -56
      -125
      57
      -11
      -9
      -108
      31
      31
      521
      20
      169
      107
      151
      49
      157
      62
      234
      146
      36
      91
      21
      101
      170
      174
      16
      15
      14
      19
      54
      527
      -184
      -10
      -67
      -120
      43
      25
      433
      -206
      11
      11
      33
      4
      8
      5
      7
      1
      16
      258
      445
      330
      39
      614
      171
      185
      67
      59
      164
      39
      38
      9
      55
      -3
      87
      173
      19
      54
      31
      -26
      -145
      -49
      304
      113
      30
      132
      118
      23
      290
      165
      23
      175
      13
      -13
      -26
      -36
      -69
      -96
      -84
      -40
      107
      41
      38
      52
      65
      113
      287
      50
      533
      37
      3
      116
      166
      1,267
      470
      234
      704
      302
      40
      55
      1,121
      747
      16
      14
      -51
      -7
      -6
      -3
      -7
      24
      19
      -4
      -13
      46
      27
      7
      66
      152
      161
      -22
      18
      2
      0
      19
      2
      18
      4
      18
      -30
      -122
      144
      36
      156
      462
      232
      164
      411
      540
      77
      306
      203
      66
      65
      110
      221
      131
      -68
      -12
      -24
      -63
      -21
      -107
      24
      28
      7
      52
      -10
      304
      575
      699
      421
      194
      1,050
      530
      176
      509
      1,055
      96
      258
      220
      8
      42
      32
      8
      544
      420
      246
      436
      -289
      -17
      -89
      -96
      -312
      -236
      -22
      -2
      -38
      -29
      -27
      1
      -156
      -64
      138
      -218
      65
      27
      20
      33
      212
      210
      198
      329
      1,123
      226
      73
      164
      639
      13
      217
      163
      116
      176
      -308
      -102
      -81
      -187
      -1,209
      -163
      -230
      50
      13
      10
      17
      151
      89
      117
      656
      486
      55
      52
      31
      -33
      29
      21
      181
      20
      18
      208
      104
      -43
      -3
      -17
      -108
      -74
      -29
      -56
      -175
      -51
      -123
      -34
      -107
      -80
      -95
      -48
      -48
      -35
      -11
      -47
      -14
      -35
      -60
      -30
      106
      15
      70
      152
      10
      231
      11
      1
      -116
      -57
      190
      132
      239
      434
      230
      29
      530
      255
      650
      780
      148
      26
      38
      100
      54
      50
      64
      556
      278
      341
      43
      142
      22
      226
      246
      156
      25
      133
      -12
      -6
      -20
      -35
      -2
      498
      39
      442
      400
      199
      145
      257
      72
      57
      44
      44
      37
      36
      34
      35
      22
      -37
      -26
      -16
      -7
      -2
      -9
      -13
      41
      12
      3
      18
      -1
      -56
      5
      80
      0
      -1
      -2
      -9
      -11
      -12
      1
      331
      79
      276
      321
      635
      465
      47
      504
      243
      100
      153
      91
      82
      24
      109
      254
      -6
      -4
      51
      95
      -120
      -199
      -53
      -88
      -162
      -18
      -126
      1
      1
      95
      116
      56
      78
      71
      12
      -1
      -90
      -30
      -41
      -214
      369
      155
      412
      264
      160
      132
      775
      530
      714
      323
      460
      187
      75
      135
      613
      547
      27
      27
      34
      5
      4
      25
      -11
      -25
      -8
      -5
      -10
      -1
      -29
      -9
      -80
      86
      163
      37
      174
      196
      53
      48
      53
      53
      181
      288
      22
      35
      335
      67
      63
      308
      313
      41
      96
      22
      8
      17
      114
      150
      39
      109
      68
      67
      66
      13
      65
      41
      35
      8
      40
      55
      97
      107
      142
      65
      234
      75
      151
      322
      8
      7
      3
      15
      5
      13
      35
      -215
      -298
      -106
      -149
      -151
      -16
      -127
      -41
      -216
      -143
      -398
      3
      6
      3
      18
      4
      -6
      -2
      -7
      -189
      -5
      24
      21
      -216
      157
      40
      91
      5
      42
      26
      -26
      37
      22
      -1,022
      -876
      -25
      44
      -885
      -160
      -349
      -175
      -554
      -392
      -168
      -123
      -277
      -4
      -4
      -349
      -175
      -25
      7
      24
      43
      -7
      -90
      -514
      -146
      121
      10
      -17
      -36
      9
      -707
      -707
      188
      89
      241
      -271
      -110
      -440
      1
      19
      -43
      -27
      439
      160
      345
      104
      180
      -48
      -68
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
      0
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 156,042
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 100,000 2,547,701 0.039251
2011 50,000 2,213,017 0.022594
2010 99,407 1,722,933 0.057696
2009 26,000 1,218,204 0.021343
2008 59,538 1,093,293 0.054457
2 Total of line 1, column (d) ...................... 2 0.195341
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.039068
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 2,906,928
5 Multiply line 4 by line 3....................... 5 113,568
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,372
7 Add lines 5 and 6......................... 7 115,940
8 Enter qualifying distributions from Part XII, line 4.............. 8 115,000
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 4,744
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 4,744
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,744
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 3,600
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,600
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,144
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJAFFE RAITT HEUER WEISS PC Telephone no.bullet (248) 351-3000
    Located atbullet27777 FRANKLIN ROAD SUITE 2500SOUTHFIELDMI ZIP+4bullet480345026
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    LAWRENCE ALLAN TRUSTEE
    0.00     		0 0 0
    30785 TIMBERBROOK LANE
    BINGHAM FARMS,MI48025
    IRA J JAFFE PRESIDENT/TREASURER/TRUSTE
    1.00     		0 0 0
    27777 FRANKLIN ROAD SUITE 2500
    SOUTHFIELD,MI480348214
    JOEL S GOLDEN SECRETARY/TRUSTEE
    1.00     		0 0 0
    27777 FRANKLIN ROAD SUITE 2500
    SOUTHFIELD,MI480348214
    ARTHUR A WEISS TRUSTEE
    0.00     		0 0 0
    27777 FRANKLIN ROAD SUITE 2500
    SOUTHFIELD,MI480348214
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 N/A 0
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A 0
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    145,346
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    4,744
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,744
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    140,602
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    140,602
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    140,602
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 140,602
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 111,721
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 115,000
    a Applied to 2012, but not more than line 2a 111,721
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 3,279
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		137,323
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNITED JEWISH FOUNDATION OF METROPOLITAN DETROIT
    6735 TELEGRAPH ROAD
    BLOOMFIELD HILLS,MI48303     		NONE PUBLIC CHARITY RELIGIOUS 115,000
    Total .................................bullet 3a 115,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 11,231  
    4 Dividends and interest from securities....     14 98,801  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 102  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 156,042  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 266,176 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13266,176
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN: 38-6089688
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 4,180 0   0

    TY 2013 GeneralExplanationAttachment
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN: 38-6089688
    Identifier Return Reference Explanation
      FORM 990-PF,PART VII-A, LINE 12 DISTRIBUTION TREATED AS QUALIFYING DISTRIBUTION; FUNDS USED FOR EDUCATIONAL PURPOSES

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN: 38-6089688
    Name of Stock End of Year Book Value End of Year Fair Market Value
    294 SHS ABBOT LABS 10,966 12,815
    123 SHS ABBVIE INC 6,558 7,806
    249 SHS ACCENTURE PLC 19,301 20,199
    76 SHS ACE LIMITED 7,380 8,307
    17 SHS ACTAVIS PLC 2,448 4,127
    69 SHS ALCOA INC 1,155 1,156
    40 SHS ALEXION PHARM 4,337 7,654
    62 SHS ALIBABA GROUP HOLDING 5,664 6,113
    36 SHS ALLSTATE CORP DEL 1,786 2,335
    17 SHS AMAZON COM INC 5,662 5,193
    75 SHS AMERICAN EXPRESS COMPANY 5,136 6,746
    36 SHS AMERICAN STATES WATER COMPANY 650 1,288
    80 SHS AMERICAN TOWER REIT INC 5,180 7,800
    75 SHS AMGEN INC COM 7,893 12,164
    59 SHS AMN ELEC POWER CO 3,167 3,442
    234 SHS APPLE INC 19,248 25,272
    21 SHS APPLIED INDUSTRL TECH 879 1,025
    4904 SHS APPLIED MATERIAL 4,069 4,904
    123 SHS ARES CAPITAL CORP 2,066 1,967
    120 SHS ARM HLDGS PLC 4,975 5,125
    81 SHS AT&T INC 2,608 2,822
    8 SHS AVAGO TECHNOLOGIES 680 690
    49 SHS BAIDU INC 8,184 11,700
    26 SHS BIOGEN IDEC INC 5,923 8,348
    32 SHS BLACKROCK INC 6,341 10,916
    74 SHS BORG WARNER INC 2,341 4,220
    35 SHS BRINKLER INTL INC 1,399 1,877
    13 SHS BUNGER LIMITED 1,100 1,152
    73 SHS CALIFORNIA WTR SVC GP DE 1,450 1,900
    1 SH CANON INC 43 40
    127 SHS CELGENE CORP 5,542 13,600
    83 SHS CERNER CORP 3,169 5,257
    25 SHS CHEVRON CORP 3,013 3,479
    9 SHS CHIPOTLE MEXICAN GRILL 5,340 5,742
    86 SHS COGNIZANT TECH SOLUTNS A 2,930 4,201
    41 SHS COLGATE PALMOLIVE 1,750 2,742
    311 SHS COMCAST 15,178 17,166
    41 SHS CONCHO RESOURCES 5,601 4,470
    23 SHS CON-WAY INC 1,189 998
    30 SHS CONOCOPHILLIPS 2,200 2,164
    22 SHS COSTAR GROUP 3,539 3,544
    34 SHS COSTCO WHOLESALE CORP 2,395 4,535
    42 SHS COVIDIEN PLC 2,812 3,882
    102 SHS CROWN HOLDINGS 4,905 4,887
    283 SHS CVS HEALTH CORP 17,115 24,284
    187 SHS DANAHER CORP 11,407 15,035
    145 SHS DELPHI AUTOMOTIVE 8,415 10,002
    128 SHS DELTA AIR LINES INC 3,427 5,149
    46 SHS DIAGEO PLC SPSD ADR 5,873 5,427
    174 SHS DISNEY WALT CO COM STK 10,347 15,900
    25 SHS DSW INC 757 741
    95 SHS EAST WEST BANCORP INC 2,276 3,529
    115 SHS EATON CORP PLC 7,971 7,865
    34 SHS EBAY INC 1,104 1,785
    44 SHS ECOLAB INC 2,148 4,899
    95 SHS EMC CORPORATION MASS 2,486 2,729
    12 SHS EMERGENT BIOSOLUTIONS 327 271
    90 SHS EOG RESOURCES INC 8,680 8,555
    113 SHS EXPRESS SCRIPTS HLDG CO 7,330 8,681
    129 SHS EXXON MOBIL CORP 11,750 12,476
    175 SHS FACEBOOK 8,236 13,123
    14 SHS FEI COMPANY 829 1,180
    162 SHS FIDELITY NATIONAL SVCS 8,286 9,459
    20 SHS FOOT LOCKER INC20 SHS FOOT LOCKER INC 1,078 1,120
    87 SHS FORTINET INC 2,173 2,266
    232 SHS FRANKLIN RES INC 12,563 12,902
    231 SHS GENERAL MILLS 11,589 12,003
    145 SHS GILEAD SCIENCES INC COM 9,418 16,240
    59 SHS GENERAL MOTORS CO 2,084 1,853
    62 SHS GOLDMAN SACHS GROUP INC 9,693 11,779
    40 SHS GOOGLE INC 13,322 22,548
    33 SHS HAIN CELESTIAL GROUP INC 1,722 3,572
    34 SHS HANESBRANDS INC 1,271 3,591
    39 SHS HEALTH CARE REIT 2,522 2,773
    27 SHS HERSHEY COMPANY 1,897 2,590
    201 SHS HILTON WORLDWIDE 4,443 5,073
    52 SHS HOME DEPOT 3,191 5,071
    240 SHS HONEYWELL INTL INC 21,323 23,069
    62 SHS HOSPITALITY PPTYS TRUST 1,418 1,836
    10 SHS HUBBELL INC CL B 831 1,134
    12 SHS HUNTINGTON INGALLS INDS 1,003 1,270
    99 SHS ILLINOIS IMPERIAL TOOL 8,281 9,014
    8 SHS ILLUMINA INC 1,087 1,541
    84 SHS INTEL CORP 2,057 2,857
    46 SHS INTL BUSINESS MACHINESS 8,362 7,562
    54 SHS IMPERIAL TOB GRP SPS ADR 4,601 4,704
    52 SHS IMS HEALTH HLDS 1,288 1,261
    196 SHS JOHNSON & JOHNSON COM 17,848 21,125
    194 SHS JOHNSON CONTROLS 9,173 9,166
    20 SHS JONES LANG LASALLE INC 1,811 2,704
    474 SHS JPMORGAN CHASE & CO 19,268 28,668
    15 SHS KIMBERLY CLARK 1,112 1,714
    74 SHS KROGER CO 1,729 4,122
    18 SHS LABORATORY AMER HLDS 1,839 1,967
    40 SHS LAM RESEARCH CORP 1,782 3,114
    166 SHS LIBERTY GLOBAL PLC 6,808 7,382
    34 SHS LINKEDIN CORP 7,233 7,785
    44 SHS LOCKHEE MARTIN CORP 5,978 8,385
    125 SHS LORILLARD INC 6,437 7,687
    43 SHS MACYS INC 1,979 2,486
    23 SHS MALLINCKRODT PLC 1,678 2,120
    106 SHS MARATHON OIL CORP 3,133 3,752
    43648 SHS MARRIOTT INTL INC 12 0
    30 SHS MARSH & MCLENNAN COS INC 1,068 1,631
    99 SHS MASTERCARD INC 4,762 8,291
    86 SHS MCDONALDS CORP 8,591 8,061
    58 SHS MCKESSON CORPORATION COM 8,958 11,798
    229 SHS MERCK AND CO INC 13,503 13,268
    248 SHS METLIFE INC 11,726 13,452
    128 SHS MGM RESORTS INT 3,335 2,976
    57 SHS MICHAEL KORS HLDGS LTD 4,806 4,480
    71 SHS MICROSOFT CORP 2,578 3,333
    36 SHS MIDDLEBY CORP COM 1,143 3,186
    71 SHS MONSANTO CO NEW DEL COM 5,487 8,168
    152 SHS MORGAN STANLEY 4,027 5,312
    180 SHS NASDAQ OMX GRP 6,936 7,787
    137 SHS NESTLE A REP RG 9,852 10,046
    9 SHS NETFLIX 4,305 3,535
    68 SHS NICE SYSTS LTD SPSD 2,706 2,766
    112 SHS NIELSEN 5,149 4,759
    106 SHS NIKE INC 7,781 9,855
    56 SHS NISOURCE INC 1,870 2,355
    1 SH NOVARTIS ADR 49 111
    100 SHS OCCIDENTAL PETE CORP CAL 9,163 8,893
    150 SHS ORACLE CORP 5,222 5,858
    101 SHS ON SEMICONDUCTOR 971 837
    36 SHS PAYCHECK 1,515 1,690
    43 SHS PEPSICO INC 3,696 4,135
    567 SHS PFIZER INC 17,799 16,982
    211 SHS PHILIP MORRIS 18,936 18,781
    10 SHS PPG INDUSTRIES INC 1,048 2,037
    27 SHS PRECISION CASTPARTS 4,425 5,959
    10 SHS PRICELINE COM INC 5,909 12,062
    22 SHS PROCTER & GAMBLE 1,786 1,920
    87 SHS PRUDENTIAL FINANCIAL 7,235 7,703
    15 SHS QUALCOMM INC 931 1,178
    9 SHS RAYTHEON CO 814 935
    15 SHS ROCHE HLDGS LTD 526 552
    25 SHS ROYAL DUTCH SHELL PLC 1,738 1,846
    151 SHS SALESFORCE COM INC 5,268 9,662
    61 SHS SBA COMMUNICATIONS 4,201 6,852
    39 SHS SCHLUMBERGER LTD 3,314 3,848
    35 SHS SELECT COMFORT CORP 879 899
    74 SHS SERVICENOW INC 4,176 5,027
    33 SHS SMITH A O CORP DEL 1,028 1,761
    13 SHS SNAP ON INC COM 775 1,718
    56 SHS SPLUNK INC 2,714 3,700
    109 SHS STARBUCKS CORP 7,002 8,236
    79 SHS STATE STREET CORP 5,558 5,961
    42 SHS ST JUDE MEDICAL 2,554 2,695
    8 SHS SVB FINL GROUP 676 896
    119 SHS TARGET CORP 7,909 7,357
    148 SHS TEXAS INSTRUMENTS 6,534 7,350
    66 SHS THERMO FISHER SCIENTIFIC 6,425 7,760
    163 SHS TIME WARNER INC 10,025 12,954
    190 SHS TRAVELERS COS INC 15,672 19,152
    26 SHS TRIPADVISOR INC 2,208 2,305
    17 SHS TRW AUTOMOTIVE 1,723 1,723
    251 SHS TWENTY-FIRST CENTURY FOX INC 8,355 8,654
    117 SHS TWITTER INC 5,357 4,852
    41 SHS TYSON FOODS INC CL A 1,358 1,655
    43 SHS ULTA SALON COSMETICS 4,040 5,195
    7 SHS ULTIMATE SOFTWARE GROUP 1,003 1,054
    33 SHS UNDER ARMOUR INC 2,016 2,164
    179 SHS UNION PACIFIC CORP 6,188 20,845
    117 SHS UNITED PARCEL SVC 11,181 12,275
    79 SHS UNITED HEALTH GROUP 6,394 7,506
    74 SHS UNITED STS STL CORP NEW 2,648 2,963
    103 SHS UNITED TECHS CORP 10,948 11,021
    31 SHS UNIVERSAL HEALTH SERVICES 2,891 3,215
    27 SHS US BANCORP 795 1,150
    406 SHS VERIZON COMMUNICATNS COM 19,907 20,401
    70 SHS VISA INC CL A 5,168 16,900
    40 SHS WABTEC 1,569 3,452
    18 SHS WAL-MART STORES INC 1,153 1,373
    562 SHS WELLS FARGO & CO NEW DEL 22,883 29,837
    33 SHS WESTAR ENERGY INC 852 1,248
    23 SHS WILLIAMS COMPANIES 1,204 1,277
    9 SHS WOODWARD INC 452 461
    61 SHS WORKDAY INC CL A 5,207 5,824
    24 SHS XYLEM INC 833 873
    106 SHS ZOETIS INC 3,369 3,939
    58 SHS 3M COMPANY 7,455 8,919

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN: 38-6089688
    US Government Securities - End of Year Book Value:

    486,082
    US Government Securities - End of Year Fair Market Value:

    484,777
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2013 InvestmentsOtherSchedule2
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN: 38-6089688
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    8079 SHS ALLIANCEBERNSTEIN HIGH AT COST 73,566 76,111
    1155 SHS AMERICAN EURO PACIFIC AT COST 40,866 56,365
    2243 SHS BARON SMALL CAP FD AT COST 48,948 79,747
    410 SHS HARBOR INTERNATIONAL AT COST 19,903 27,926
    8334 SHS IVY HIGH INCOME AT COST 70,078 71,014
    3939 SHS LAZARD EMERGING MKTS AT COST 65,254 76,859
    6757 SHS ROYCE TOTAL RETURN FD AT COST 84,369 111,435
    8010 SHS TCW EMERGING AT COST 70,356 68,651
    20036 SHS FIXED INCOME SHARES - SERIES C AT COST 275,921 270,822
    25137 SHS FIXED INCOME SHARES - SERIES M AT COST 242,951 270,977

    TY 2013 LegalFeesSchedule
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN: 38-6089688
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 4,071 0   0


    TY 2013 OtherExpensesSchedule
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN: 38-6089688
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ANNUAL CORPORATE UPDATE 20 0   0
    INVESTMENT AND ADVISORY SERVICES 28,854 28,854   0


    TY 2013 OtherIncomeSchedule2
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN: 38-6089688
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    MISCELLANEOUS INCOME 102 102 102


    TY 2013 TaxesSchedule
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN: 38-6089688
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX WITHHELD 132 132   0
    EXCISE TAX 3,486 0   0