Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions. Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
EXECUTIVE SERVICE CORPS OF NEW ENGLAND INC
Employer identification number
22-2815597
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization?
................
11g(i)
(ii)
A family member of a person described in (i) above?
......................
11g(ii)
(iii)
A 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of monetary support
Yes
No
Yes
No
Yes
No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
308,189
311,679
364,721
342,886
369,546
1,697,021
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3
308,189
311,679
364,721
342,886
369,546
1,697,021
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
455,756
6
Public support. Subtract line 5 from line 4.
1,241,265
Section B. Total Support
Calendar year
(or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
7
Amounts from line 4..
308,189
311,679
364,721
342,886
369,546
1,697,021
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
8,580
9,290
10,939
11,329
11,240
51,378
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
10
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11
Total support (Add lines 7 through 10).
1,748,399
12
Gross receipts from related activities, etc. (see instructions)
..................
12
1,190,897
13
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.................................................
Section C. Computation of Public Support Percentage
14
Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f))
.........
14
70.990 %
15
Public support percentage for 2012 Schedule A, Part II, line 14
...............
15
84.230 %
16a
33 1/3% support test—2013.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
.......................
b
33 1/3% support test—2012.
If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2013.
If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization
.....................................................
b
10%-facts-and-circumstances test—2012.
If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization
................................................
18
Private foundation.
If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions
.....................................................
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c
Add lines 7a and 7b..
8
Public support (Subtract line 7c from line 6.)
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
9
Amounts from line 6...
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c
Add lines 10a and 10b.
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
..
13
Total support. (Add lines 9, 10c, 11, and 12.)..
14
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f))
.........
15
16
Public support percentage from 2012 Schedule A, Part III, line 15
...............
16
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f))
......
17
18
Investment income percentage from 2012 Schedule A, Part III, line 17
.............
18
19a
33 1/3% support tests—2013.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
........
b
33 1/3% support tests—2012.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
.....
20
Private foundation.
If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information.
Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
Explanation
Schedule A (Form 990 or 990-EZ) 2013
Additional Data
Software ID:
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
EXECUTIVE SERVICE CORPS OF NEW ENGLAND INC
Employer identification number
22-2815597
Return Reference
Explanation
FORM 990, PART III, LINE 1
ESC OF NEW ENGLAND (ESC) IS A CHARITABLE NONPROFIT ORGANIZATION THAT PROVIDES HIGH QUALITY/HIGH IMPACT, AFFORDABLE CAPACITY BUILDING AND TECHNICAL ASSISTANCE SERVICES EXCLUSIVELY TO OTHER AREA NONPROFITS IN MA AND RI. ESC'S MISSION IS TO ENHANCE THE OVERALL IMPACT OF THE NONPROFIT COMMUNITY BY ENABLING ORGANIZATIONS TO OPERATE MORE EFFECTIVELY TO MEET THE NEEDS OF THEIR CONSTITUENCIES. ESC IS AN EFFECTIVE RESOURCE IN CREATING EFFICIENCIES AND ADVANCING THE MISSIONS OF NONPROFITS THROUGH A COMMITMENT TO ASSISTING THEIR BOARD AND STAFF IN IMPROVING OPERATIONS, STRENGTHENING ORGANIZATIONAL CAPACITY, AND, ULTIMATELY, INCREASING IMPACT. ESC ACCOMPLISHES THIS MISSION THROUGH THE PROVISION OF SERVICES BY VOLUNTEER EXECUTIVES AND PROFESSIONALS WHO DONATE THEIR TIME, KNOWLEDGE, AND EXPERTISE TO THE BETTERMENT OF THEIR COMMUNITIES. ESC IS UNIQUE IN THAT WE ARE ABLE TO PROVIDE A TEAM OF CONSULTANTS FOR EACH PROJECT, REPRESENTING BOTH FUNCTIONAL SKILL AND MARKET SEGMENT AND INDUSTRY SECTOR EXPERIENCE. ESC HELPS NONPROFITS ACHIEVE PERFORMANCE GOALS, CREATING IMMEDIATE AND SUSTAINABLE IMPACT.
FORM 990, PART III, LINE 2
ESCNE BECAME THE REGIONAL OPERATOR FOR THE NATIONAL ENCORE FELLOWS PROGRAM IN 2014. DESIGNED TO DELIVER A NEW SOURCE OF TALENT TO NONPROFITS SOLVING CRITICAL SOCIAL PROBLEMS AND CONTRIBUTING TO THE QUALITY OF LIFE IN LOCAL COMMUNITIES THIS PROGRAM HELPS SOCIAL PURPOSE ORGANIZATIONS BY MATCHING SKILLED, EXPERIENCED PROFESSIONALS AND MANAGERS WHO ARE GENERALLY TRANSITIONING FROM A PRIMARY CAREER. FELLOWSHIP ASSIGNMENTS ARE TYPICALLY 1000+ HOURS OVER EITHER 6 MONTHS FULL-TIME OR 12 MONTHS PART-TIME. THE COST TO SPONSOR A FELLOW IS $25,000. NONPROFITS HOSTING A FELLOW GAIN AFFORDABLE, LOW-RISK ACCESS TO EXPERIENCED, SKILLED TALENT CAREFULLY MATCHED TO THE SPECIFIC ASSIGNMENT. FELLOWS EARN A STIPEND OF $20,000, INCREASE THEIR KNOWLEDGE ABOUT SOCIAL-PURPOSE WORK, AND DEVELOP A NETWORK OF CONTACTS AND RESOURCES FOR FUTURE ENGAGEMENT -POTENTIALLY AN "ENCORE CAREER" IN THE NONPROFIT SECTOR. DISCOVERING WHAT'S NEXT IS A NEW INITIATIVE FOR ESC WHICH WAS IN THE DEVELOPMENT STAGE OVER 2014. A NEW PROGRAM THAT WILL FEATURE SEMINARS, WORKSHOPS, PEER CONNECTIONS AND A RANGE OF RESOURCES TO PROFESSIONALS IN MID-LIFE SEEKING AN OPPORTUNITY TO CONTRIBUTE TO THE SOCIAL SECTOR THROUGH SKILLS BASED VOLUNTEERISM, A SECOND CAREER OR BOARD SERVICE AS THEY SEEK A STRONGER SENSE OF PURPOSE AND ENGAGEMENT IN THE COMMUNITY.
FORM 990, PART VI, SECTION B, LINE 11
THE FORM 990 IS PROVIDED TO THE ORGANIZATION'S EXECUTIVE COMMITTEE AND BOARD OF DIRECTORS FOR REVIEW IN ADVANCE OF THE FILING DEADLINE.
FORM 990, PART VI, SECTION B, LINE 12C
THE ORGANIZATION HAS ALL BOARD MEMBERS REVIEW AND SIGN A CONFLICT OF INTEREST POLICY ANNUALLY.
FORM 990, PART VI, SECTION B, LINE 15A
THE COMPENSATION COMMITTEE MANAGES THE REVIEW AND CHANGES IN COMPENSATION FOR THE PRESIDENT/CEO. THE GOVERNANCE COMMITTEE DEVISES A FORM TO REVIEW THE PRESIDENT/CEO ACTIVITIES/RESULTS AND SENDS THE FORM TO ALL BOARD MEMBERS FOR COMPLETION. THE COMPENSATION COMMITTEE IS RESPONSIBLE FOR REVIEWING COMPARABLE SALARY AND BENEFIT PACKAGES FOR OTHER NONPROFIT CEO'S/PRESIDENTS. THE GOVERNANCE CHAIR COMPLIES ALL FORMS SUBMITTED BY THE BOARD. THE COMPENSATION COMMITTEE MEETS AND REVIEWS THE BOARD FEEDBACK AND DECIDES ON THE COMPENSATION OF THE CEO/PRESIDENT. THE COMPENSATION COMMITTEE MEETS WITH THE PRESIDENT/CEO TO REVIEW THE RESULTS OF THE BOARD REVIEW AND DISCUSSES/INFORMS THE PRESIDENT/CEO OF THE COMPENSATION CHANGES IF ANY.
FORM 990, PART VI, SECTION C, LINE 19
THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.
FORM 990, PART XII, LINE 2C
THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.
FORM 990 PART VI, SECTION C, LINE 19
THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.