Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 07-01-2013 , and ending 06-30-2014
Name of foundation
SJ UNGAR J SHAPIRO FAMILY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 37850   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HONOLULU, HI96837
A Employer identification number

99-0275249
B Telephone number (see instructions)

(808) 280-6788
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,355,074J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 230    
4 Dividends and interest from securities...... 58,637 58,637  
5a Gross rents.............. 27,193 27,193  
b Net rental income or (loss) 11,199
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 11,786
b Gross sales price for all assets on line 6a 481,326
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 97,846 85,830  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 20,000 10,000   10,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 1,571 786   785
c Other professional fees (attach schedule).... Click to see attachment 4,091 4,091   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 2,627 2,377   250
19 Depreciation (attach schedule) and depletion... Click to see attachment 9,905 9,466  
20 Occupancy.............. 4,000 2,000   2,000
21 Travel, conferences, and meetings....... 2,746 1,373   1,373
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 23,078 21,580   1,498
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 68,018 51,673   15,906
25 Contributions, gifts, grants paid........ 86,284 86,284
26 Total expenses and disbursements. Add lines 24 and 25 154,302 51,673   102,190
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -56,456
b Net investment income (if negative, enter -0-) 34,157
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 607,235 583,599 583,599
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 863,622 Click to see attachment452,109 592,991
c Investments—corporate bonds (attach schedule)........ 206,421 Click to see attachment211,837 218,533
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet   410,726    
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 91,770 Click to see attachment83,227 84,455
14 Land, buildings, and equipment: basis bullet813,637
Less: accumulated depreciation (attach schedule) bullet16,616 1,850 Click to see attachment797,021 875,496
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,181,624 2,127,793 2,355,074
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment0 Click to see attachment2,625
23 Total liabilities (add lines 17 through 22).......... 0 2,625
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 2,717,282 2,717,282
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds -535,658 -592,114
30 Total net assets or fund balances (see page 17 of the
instructions).................... 2,181,624 2,125,168
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 2,181,624 2,127,793
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,181,624
2 Enter amount from Part I, line 27a..................... 2 -56,456
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 2,125,168
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,125,168
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2  
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 89,107 2,353,583 0.037860
2011 171,575 2,116,814 0.081053
2010 134,799 2,223,943 0.060613
2009 115,890 2,580,937 0.044902
2008 117,007 2,531,412 0.046222
2 Total of line 1, column (d) ...................... 2 0.270650
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.054130
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 2,189,413
5 Multiply line 4 by line 3....................... 5 118,513
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 342
7 Add lines 5 and 6......................... 7 118,855
8 Enter qualifying distributions from Part XII, line 4.............. 8 102,190
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 683
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 683
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 683
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 897
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 897
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 7
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 207
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet207 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTHE FOUNDATION Telephone no.bullet (808) 280-6788
    Located atbulletPO BOX 37850HONOLULUHI ZIP+4bullet96837
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
    Yes
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JOAN SHAPIRO TRUSTEE
    20.00     		7,500 0 0
    PO BOX 37850
    HONOLULU,HI96837
    ILANA HARRIS PHD EXECUTIVE DIRECTOR
    15.00     		12,500 0 0
    3515 MORNINGSIDE DRIVE
    FAIRFAX,VA22031
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    109,471
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    683
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    683
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    108,788
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    108,788
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    108,788
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 108,788
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 79,535
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 102,190
    a Applied to 2012, but not more than line 2a 79,535
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 22,655
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		86,133
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MAZON A JEWISH RESPONSE TO HUNGER
    10495 SANTA MONICA BLVD STE 100
    LOS ANGELES,CA90025     		NONE GENERAL CHARITABLE UNRESTRICTED 200
    AMERICAN DIABETES ASSOCIATION
    1701 NORTH BEAUREGARD STREET
    ALEXANDRIA,VA22311     		NONE GENERAL CHARITABLE UNRESTRICTED 200
    AMERICAN FRIENDS OF RABIN MEDICAL CENTER
    220 5TH AVE SUITE 1301
    NEW YORK,NY10001     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    HAWAII PUBLIC RADIO
    738 KAHEKA ST
    HONOLULU,HI96814     		NONE GENERAL CHARITABLE UNRESTRICTED 700
    NEW YORK PEACE INSTITUTE
    111 JOHN STREET SUITE 600
    NEW YORK,NY10038     		NONE GENERAL CHARITABLE UNRESTRICTED 500
    ANTI-DEFAMATION LEAGUE
    1101 14TH STREET NW 11TH FLOOR
    NEW YORK,NY10001     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    CHARLES ARMSTRONG SCHOOL
    1405 SOLANA DRIVE
    BELMONT,CA94002     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    IMTD
    1901 NORTH FORT MYER DRIVE SUITE
    405
    ARLINGTON,VA22209     		NONE GENERAL CHARITABLE UNRESTRICTED 300
    ENVIORNMENTAL DEFENSE
    257 PARK AVENUE SOUTH
    NEW YORK,NY10010     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    FINCA
    1101 14TH STREET NW 11TH FLOOR
    WASHINGTON,DC20005     		NONE GENERAL CHARITABLE UNRESTRICTED 200
    MANATUA ELEMENTARY
    8115 GATEHOUSE ROAD
    FALLS CHURCH,VA22042     		NONE GENERAL CHARITABLE UNRESTRICTED 400
    HAVURAH SHIR HADASH
    PO BOX 1262
    ASHLAND,OR97520     		NONE GENERAL CHARITABLE UNRESTRICTED 1,500
    HAVURAH SHIR HADASH
    PO BOX 1262
    ASHLAND,OR97520     		NONE GENERAL CHARITABLE UNRESTRICTED 1,000
    AMERICAN INDIAN COLLEGE FUND
    8333 GREENWOOD BLVD
    DENVER,CO80221     		NONE GENERAL CHARITABLE UNRESTRICTED 200
    HERZOG HOSPITAL
    145 EAST 26TH ST SUITE 918
    NEW YORK,NY10010     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    INTERNATIONAL RESCUE COMMITTEE
    122 EAST 42ND STREET
    NEW YORK,NY10168     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    HOSPICE MAUI
    400 MAHALANI STREET
    WAILUKU,HI96793     		NONE GENERAL CHARITABLE UNRESTRICTED 5,130
    LOVING SERVICE FOUNDATION
    73-4340 HUEHUE ST
    KAILUA KONA,HI96740     		NONE GENERAL CHARITABLE UNRESTRICTED 10,000
    NORTH HAWAII COMMUNITY HOSPITAL
    67-1125 MAMALAHOA HWY PO BOX 2799
    KAMUELA,HI96743     		NONE GENERAL CHARITABLE UNRESTRICTED 500
    NOVA ARTS FOUNDATION
    130 ULUPA STREET
    KAILUA,HI96734     		NONE GENERAL CHARITABLE UNRESTRICTED 8,052
    NRDC
    40 WEST 20TH ST
    NEW YORK,NY10011     		NONE GENERAL CHARITABLE UNRESTRICTED 1,000
    PACIIC PRIMATE SANCTUARY
    500A HALOA ROAD
    HAIKU,HI96708     		NONE GENERAL CHARITABLE UNRESTRICTED 3,000
    PACIIC PRIMATE SANCTUARY
    500A HALOA ROAD
    HAIKU,HI96708     		NONE GENERAL CHARITABLE UNRESTRICTED 4,000
    PACIIC PRIMATE SANCTUARY
    500A HALOA ROAD
    HAIKU,HI96708     		NONE GENERAL CHARITABLE UNRESTRICTED 4,000
    PARTNERS FOR DEMOCRATIC
    1726 M STREET SUITE 902
    WASHINGTON,DC20036     		NONE GENERAL CHARITABLE UNRESTRICTED 33,000
    PBS HAWAII
    2350 DOLE STREET
    HONOLULU,HI96822     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    PACIFIC PRIDE & ISLAND HEARTS
    PO BOX 93
    COLORADO SPRINGS,CO80916     		NONE GENERAL CHARITABLE UNRESTRICTED 1,021
    PLANNED PARENTHOOD
    34 WEST 33RD STREET
    NEW YORK,NY10001     		NONE GENERAL CHARITABLE UNRESTRICTED 2,721
    ST JUDE HOSPITAL
    262 DANNY THOMAS PLACE
    MEMPHIS,TN38105     		NONE GENERAL CHARITABLE UNRESTRICTED 750
    UNION OF CONCERNED SCIENTISTS
    2 BRATTLE SQUARE
    CAMBRIDGE,MA02138     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    WEIZMAN INSTITUTE OF SCIENCE
    234HERZL STREET
    REHOVOT,ISRAEL7610001
    IS     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    WORLDS JEWISH CONGRESS
    PO BOX 90400
    WASHINGTON,DC20090     		NONE GENERAL CHARITABLE UNRESTRICTED 2,200
    COPAKE FIRE DEPARTMENT
    230 MOUNTAIN VIEW ROAD
    COPAKE,NY12516     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    NORTH AMERICAN CONFERENCE ON ETHIOPIAN JEWRY
    255 WEST 36TH STREET SUITE 701
    NEW YORK,NY10018     		NONE GENERAL CHARITABLE UNRESTRICTED 200
    MUSEUM OF NATURAL HISTORY
    CNTRAL PARK WEST AT 79TH STREET
    NEW YORK,NY10024     		NONE GENERAL CHARITABLE UNRESTRICTED 200
    PAWS
    PO BOX 1037
    LYNNWOOD,WA98046     		NONE GENERAL CHARITABLE UNRESTRICTED 200
    FRIENDS OF THE SMITHSONIAN
    PO BOX 37012 MRC 712
    WASHINGTON,DC20013     		NONE GENERAL CHARITABLE UNRESTRICTED 390
    BISHOP MUSEUM
    1525 BERNICE STREET
    HONOLULU,HI96817     		NONE GENERAL CHARITABLE UNRESTRICTED 120
    HAWAII THEATRE
    1130 BETHEL STREET
    HONOLULU,HI96813     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    WORLD WILDLIFE FUND
    1250 24TH STREET NW
    WASHINGTON,DC20037     		NONE GENERAL CHARITABLE UNRESTRICTED 200
    HAWAIIAN ISLANDS LAND TRUST
    PO BOX 965
    WAILUKU,HI96793     		NONE GENERAL CHARITABLE UNRESTRICTED 800
    NATURE CONSERVATIVE
    4245 NORTH FAIRFAX DRIVE SUITE 100
    ARLINGTON,VA22203     		NONE GENERAL CHARITABLE UNRESTRICTED 200
    ARTHRITIS NATIONAL RESEARCH FOUNDATION
    200 OCEANGATE SUITE 830
    LONG BEACH,CA90802     		NONE GENERAL CHARITABLE UNRESTRICTED 200
    SIMON WISENTHAL CENTER
    1399 SOUTH ROXBURY DRIVE
    LOS ANGELES,CA90035     		NONE GENERAL CHARITABLE UNRESTRICTED 250
    HIAS
    333 SEVENTH AVE 16TH FLOOR
    NEW YORK,NY10001     		NONE GENERAL CHARITABLE UNRESTRICTED 200
    Total .................................bullet 3a 86,284
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 230  
    4 Dividends and interest from securities....     14 58,637  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....     16 11,199  
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 11,786  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aFEDERAL REFUND OF TAXES     41    
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 81,852 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    1381,852
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    SJ UNGAR J SHAPIRO FAMILY FOUNDATION
    EIN: 99-0275249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 1,571 786   785

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    TY 2013 DepreciationSchedule
    Name:
    SJ UNGAR J SHAPIRO FAMILY FOUNDATION
    EIN: 99-0275249
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    APPLE IPAD 2012-01-10 629 189 SL 5.000000000000 126 0    
    PANAMA APARTMENT 2011-07-01 130,000 6,365 ADS 40.000000000000 3,250 3,250    
    PANAMA LAND 2011-07-01 71,000   L   0 0    
    KULA LAND 2009-06-30 216,091   L   0 0    
    FURNITURE 2013-01-01 1,567 157 SL 5.000000000000 313 0    
    DC - CONDO 2013-12-01 384,076   SL 40.000000000000 5,601 5,601    
    DC - CONDO IMPROVEMENTS 2013-12-01 5,716   SL 40.000000000000 83 83    
    DC - CONDO FURNISHINGS 2013-12-01 4,558   SL 5.000000000000 532 532    

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    TY 2013 GainLossSaleOtherAssetsSch
    Name:
    SJ UNGAR J SHAPIRO FAMILY FOUNDATION
    EIN: 99-0275249
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    BUCKEYE PARTNERS LP   PURCHASED 2014-05   1,072 994   0 78  
    BUCKEYE PARTNERS LP   PURCHASED 2014-05   23,594 10,798   0 12,796  
    DOUBLELINE INCOME SOLUTIONS   PURCHASED 2014-05   8,853 10,006   0 -1,153  
    DOUBLELINE INCOME SOLUTIONS   PURCHASED 2014-05   708 684   0 24  
    GENERAL ELECTRIC CO   PURCHASED 2014-05   648 635   0 13  
    GENERAL ELECTRIC CO   PURCHASED 2014-05   26,464 45,019   0 -18,555  
    GLAXOSMITHKLINE PLC ADR   PURCHASED 2014-05   11,091 10,231   0 860  
    GLAXOSMITHKLINE PLC ADR   PURCHASED 2014-05   289 275   0 14  
    ROYAL DUTCH SHELL PLC ADR   PURCHASED 2014-05   417 362   0 55  
    ROYAL DUTCH SHELL PLC ADR   PURCHASED 2014-05   15,858 13,129   0 2,729  
    AMERICAN CAPITAL AGENCY 2013-04 PURCHASED 2013-10   6,912 9,798   0 -2,886  
    INTEL CORP 2013-05 PURCHASED 2013-10   4,558 4,874   0 -316  
    INTEL CORP   PURCHASED 2013-10   6,837 9,936   0 -3,099  
    TEVA PHARMACEUTICAL 2010-12 PURCHASED 2013-10   11,529 15,024   0 -3,495  
    KKR & CO LP DEL 2013-04 PURCHASED 2013-10   10,415 9,933   0 482  
    AMERICAN CENTURY ULTRA 2012-12 PURCHASED 2013-08   222 187   0 35  
    AMERICAN CENTURY ULTRA   PURCHASED 2013-08   44,227 35,585   0 8,642  
    AMERICAN CENTURY GROWTH INV CL 2012-12 PURCHASED 2013-10   1,074 921   0 153  
    CITIGROUP INC NEW 2012-11 PURCHASED 2013-10   3 2   0 1  
    CITIGROUP INC NEW 2013-02 PURCHASED 2013-10   2 2   0    
    CITIGROUP INC NEW 2013-05 PURCHASED 2013-10   2 2   0    
    CITIGROUP INC NEW 2013-08 PURCHASED 2013-10   2 2   0    
    GENERAL ELECTRIC CO 2012-10 PURCHASED 2013-10   610 545   0 65  
    GENERAL ELECTRIC CO 2013-01 PURCHASED 2013-10   654 614   0 40  
    GENERAL ELECTRIC CO 2013-04 PURCHASED 2013-10   666 619   0 47  
    GENERAL ELECTRIC CO 2013-07 PURCHASED 2013-10   21 21   0    
    GENERAL ELECTRIC CO 2013-07 PURCHASED 2013-10   584 603   0 -19  
    AMERICAN CENTURY GROWTH INV CL   PURCHASED 2013-10   26,064 21,285   0 4,779  
    AMPAL-AMER ISRAEL NEW 1972-02 PURCHASED 2013-10   106 4,216   0 -4,110  
    BOH CORP 2011-05 PURCHASED 2013-10   10,752 9,453   0 1,299  
    BOH CORP 2011-11 PURCHASED 2013-10   5,376 4,009   0 1,367  
    BOH CORP 2012-06 PURCHASED 2013-10   10,752 9,166   0 1,586  
    CITIGROUP INC NEW 1998-10 PURCHASED 2013-10   1,296 4,482   0 -3,186  
    CITIGROUP INC NEW 1998-10 PURCHASED 2013-10   1,942 6,207   0 -4,265  
    CITIGROUP INC NEW 1998-11 PURCHASED 2013-10   3 15   0 -12  
    CITIGROUP INC NEW 1998-11 PURCHASED 2013-10   39 187   0 -148  
    CITIGROUP INC NEW 1999-02 PURCHASED 2013-10   7 41   0 -34  
    CITIGROUP INC NEW 1999-02 PURCHASED 2013-10   29 162   0 -133  
    CITIGROUP INC NEW 1999-05 PURCHASED 2013-10   9 57   0 -48  
    CITIGROUP INC NEW 1999-05 PURCHASED 2013-10   29 180   0 -151  
    CITIGROUP INC NEW 1999-08 PURCHASED 2013-10   4 28   0 -24  
    CITIGROUP INC NEW 1999-08 PURCHASED 2013-10   26 184   0 -158  
    CITIGROUP INC NEW 1999-11 PURCHASED 2013-10   1 7   0 -6  
    CITIGROUP INC NEW 1999-11 PURCHASED 2013-10   26 206   0 -180  
    CITIGROUP INC NEW 2000-02 PURCHASED 2013-10   2 14   0 -12  
    CITIGROUP INC NEW 2000-02 PURCHASED 2013-10   32 230   0 -198  
    CITIGROUP INC NEW 2000-05 PURCHASED 2013-10   2 20   0 -18  
    CITIGROUP INC NEW 2000-05 PURCHASED 2013-10   26 225   0 -199  
    CITIGROUP INC NEW 2000-08 PURCHASED 2013-10     1   0 -1  
    CITIGROUP INC NEW 2000-08 PURCHASED 2013-10   26 285   0 -259  
    CITIGROUP INC NEW 2000-11 PURCHASED 2013-10   2 20   0 -18  
    CITIGROUP INC NEW 2000-11 PURCHASED 2013-10   29 267   0 -238  
    CITIGROUP INC NEW 2001-02 PURCHASED 2013-10   3 25   0 -22  
    CITIGROUP INC NEW 2001-02 PURCHASED 2013-10   29 263   0 -234  
    CITIGROUP INC NEW 2001-05 PURCHASED 2013-10   4 42   0 -38  
    CITIGROUP INC NEW 2001-05 PURCHASED 2013-10   24 247   0 -223  
    CITIGROUP INC NEW 2001-08 PURCHASED 2013-10   3 23   0 -20  
    CITIGROUP INC NEW 2001-08 PURCHASED 2013-10   34 308   0 -274  
    CITIGROUP INC NEW 2001-11 PURCHASED 2013-10   1 5   0 -4  
    CITIGROUP INC NEW 2001-11 PURCHASED 2013-10   34 327   0 -293  
    CITIGROUP INC NEW 2002-02 PURCHASED 2013-10   2 16   0 -14  
    CITIGROUP INC NEW 2002-02 PURCHASED 2013-10   34 287   0 -253  
    CITIGROUP INC NEW 2002-05 PURCHASED 2013-10     2   0 -2  
    CITIGROUP INC NEW 2002-05 PURCHASED 2013-10   29 255   0 -226  
    CITIGROUP INC NEW 2002-08 PURCHASED 2013-10   4 32   0 -28  
    CITIGROUP INC NEW 2002-08 PURCHASED 2013-10   34 245   0 -211  
    CITIGROUP INC NEW 2001-11 PURCHASED 2013-10   1 7   0 -6  
    CITIGROUP INC NEW 2002-11 PURCHASED 2013-10   34 270   0 -236  
    CITIGROUP INC NEW 2003-02 PURCHASED 2013-10   2 16   0 -14  
    CITIGROUP INC NEW 2003-02 PURCHASED 2013-10   44 294   0 -250  
    CITIGROUP INC NEW 2003-05 PURCHASED 2013-10   5 39   0 -34  
    CITIGROUP INC NEW 2003-05 PURCHASED 2013-10   34 273   0 -239  
    CITIGROUP INC NEW 2003-08 PURCHASED 2013-10   2 19   0 -17  
    CITIGROUP INC NEW 2003-08 PURCHASED 2013-10   44 401   0 -357  
    CITIGROUP INC NEW 2003-11 PURCHASED 2013-10     2   0 -2  
    CITIGROUP INC NEW 2003-11 PURCHASED 2013-10   44 422   0 -378  
    CITIGROUP INC NEW 2004-02 PURCHASED 2013-10   4 40   0 -36  
    CITIGROUP INC NEW 2004-02 PURCHASED 2013-10   44 448   0 -404  
    CITIGROUP INC NEW 2004-05 PURCHASED 2013-10   43 412   0 -369  
    CITIGROUP INC NEW 2004-08 PURCHASED 2013-10   43 415   0 -372  
    CITIGROUP INC NEW 2004-11 PURCHASED 2013-10   45 419   0 -374  
    CITIGROUP INC NEW 2005-02 PURCHASED 2013-10   47 465   0 -418  
    CITIGROUP INC NEW 2005-05 PURCHASED 2013-10   48 469   0 -421  
    CITIGROUP INC NEW 2005-08 PURCHASED 2013-10   49 433   0 -384  
    CITIGROUP INC NEW 2009-02 PURCHASED 2013-10   1,044 856   0 188  
    CITIGROUP INC NEW 2009-04 PURCHASED 2013-10   4,370 2,934   0 1,436  
    CITIGROUP INC NEW 2011-06 PURCHASED 2013-10   3 2   0 1  
    CITIGROUP INC NEW 2011-08 PURCHASED 2013-10   3 2   0 1  
    CITIGROUP INC NEW 2011-11 PURCHASED 2013-10   4 2   0 2  
    CITIGROUP INC NEW 2012-02 PURCHASED 2013-10   3 2   0 1  
    CITIGROUP INC NEW 2012-05 PURCHASED 2013-10   4 2   0 2  
    CITIGROUP INC NEW 2012-08 PURCHASED 2013-10   3 2   0 1  
    ELDORADO GOLD CORP 2001-11 PURCHASED 2013-10   634 1,809   0 -1,175  
    GENERAL ELECTRIC CO 2000-02 PURCHASED 2013-10   14,290 27,111   0 -12,821  
    GENERAL ELECTRIC CO 2000-02 PURCHASED 2013-10   14,290 25,395   0 -11,105  
    GENERAL ELECTRIC CO 2004-04 PURCHASED 2013-10   7,145 9,699   0 -2,554  
    GENERAL ELECTRIC CO 2007-07 PURCHASED 2013-10   11,908 19,829   0 -7,921  
    GENERAL ELECTRIC CO 2011-09 PURCHASED 2013-10   11,908 7,588   0 4,320  
    GENERAL ELECTRIC CO 2011-11 PURCHASED 2013-10   7,145 4,946   0 2,199  
    GENERAL ELECTRIC CO 2011-11 PURCHASED 2013-10   7,145 4,724   0 2,421  
    GENERAL ELECTRIC CO 2011-10 PURCHASED 2013-10   544 375   0 169  
    GENERAL ELECTRIC CO 2012-01 PURCHASED 2013-10   658 531   0 127  
    GENERAL ELECTRIC CO 2012-04 PURCHASED 2013-10   653 536   0 117  
    GENERAL ELECTRIC CO 2012-07 PURCHASED 2013-10   632 540   0 92  
    JPMORGAN CHASE & CO 1998-04 PURCHASED 2013-10   57 43   0 14  
    JPMORGAN CHASE & CO 1998-04 PURCHASED 2013-10   193 147   0 46  
    JPMORGAN CHASE & CO 1998-07 PURCHASED 2013-10   95 63   0 32  
    JPMORGAN CHASE & CO 1998-07 PURCHASED 2013-10   193 128   0 65  
    JPMORGAN CHASE & CO 1998-10 PURCHASED 2013-10   54 24   0 30  
    JPMORGAN CHASE & CO 1998-10 PURCHASED 2013-10   386 169   0 217  
    JPMORGAN CHASE & CO 1999-01 PURCHASED 2013-10   182 98   0 84  
    JPMORGAN CHASE & CO 1999-01 PURCHASED 2013-10   193 105   0 88  
    JPMORGAN CHASE & CO 1999-04 PURCHASED 2013-10   100 70   0 30  
    JPMORGAN CHASE & CO 1999-04 PURCHASED 2013-10   193 135   0 58  
    JPMORGAN CHASE & CO 1999-07 PURCHASED 2013-10   93 67   0 26  
    JPMORGAN CHASE & CO 1999-07 PURCHASED 2013-10   193 139   0 54  
    JPMORGAN CHASE & CO 1999-10 PURCHASED 2013-10   177 99   0 78  
    JPMORGAN CHASE & CO 1999-10 PURCHASED 2013-10   193 109   0 84  
    JPMORGAN CHASE & CO 2000-01 PURCHASED 2013-10   141 89   0 52  
    JPMORGAN CHASE & CO 2000-01 PURCHASED 2013-10   193 123   0 70  
    JPMORGAN CHASE & CO 2000-04 PURCHASED 2013-10   120 82   0 38  
    JPMORGAN CHASE & CO 2000-04 PURCHASED 2013-10   193 132   0 61  
    JPMORGAN CHASE & CO 2000-07 PURCHASED 2013-10   141 91   0 50  
    JPMORGAN CHASE & CO 2000-07 PURCHASED 2013-10   193 125   0 68  
    JPMORGAN CHASE & CO 2000-10 PURCHASED 2013-10   105 76   0 29  
    JPMORGAN CHASE & CO 2000-10 PURCHASED 2013-10   193 141   0 52  
    JPMORGAN CHASE & CO 2002-02 PURCHASED 2013-10   4,805 2,575   0 2,230  
    JPMORGAN CHASE & CO 2002-02 PURCHASED 2013-10   5,223 2,804   0 2,419  
    JPMORGAN CHASE & CO 2002-02 PURCHASED 2013-10   25,561 14,335   0 11,226  
    MOTOROLA SOLUTIONS INC 2000-04 PURCHASED 2013-10   440 1,042   0 -602  
    MOTOROLA SOLUTIONS INC 2000-05 PURCHASED 2013-10   5,192 9,983   0 -4,791  
    MOTOROLA SOLUTIONS INC 2000-07 PURCHASED 2013-10   4 10   0 -6  
    MOTOROLA SOLUTIONS INC 2000-07 PURCHASED 2013-10   17 40   0 -23  
    MOTOROLA SOLUTIONS INC 2000-10 PURCHASED 2013-10   5 6   0 -1  
    MOTOROLA SOLUTIONS INC 2000-10 PURCHASED 2013-10   35 44   0 -9  
    MOTOROLA SOLUTIONS INC 2001-01 PURCHASED 2013-10   364 475   0 -111  
    OGE ENERGY CP HLDG CO 1998-04 PURCHASED 2013-10   24 9   0 15  
    OGE ENERGY CP HLDG CO 1998-04 PURCHASED 2013-10   872 324   0 548  
    OGE ENERGY CP HLDG CO 1998-07 PURCHASED 2013-10   64 23   0 41  
    OGE ENERGY CP HLDG CO 1998-07 PURCHASED 2013-10   872 314   0 558  
    OGE ENERGY CP HLDG CO 1998-10 PURCHASED 2013-10   24 9   0 15  
    OGE ENERGY CP HLDG CO 1998-10 PURCHASED 2013-10   726 266   0 460  
    OGE ENERGY CP HLDG CO 1999-01 PURCHASED 2013-10   50 18   0 32  
    OGE ENERGY CP HLDG CO 1999-01 PURCHASED 2013-10   726 260   0 466  
    OGE ENERGY CP HLDG CO 1999-04 PURCHASED 2013-10   5 2   0 3  
    OGE ENERGY CP HLDG CO 1999-04 PURCHASED 2013-10   872 280   0 592  
    OGE ENERGY CP HLDG CO 1999-07 PURCHASED 2013-10   54 18   0 36  
    OGE ENERGY CP HLDG CO 1999-07 PURCHASED 2013-10   799 267   0 532  
    OGE ENERGY CP HLDG CO 1999-10 PURCHASED 2013-10   54 17   0 37  
    OGE ENERGY CP HLDG CO 1999-10 PURCHASED 2013-10   872 272   0 600  
    OGE ENERGY CP HLDG CO 2000-01 PURCHASED 2013-10   7 2   0 5  
    OGE ENERGY CP HLDG CO 2000-01 PURCHASED 2013-10   1,089 292   0 797  
    OGE ENERGY CP HLDG CO 2000-04 PURCHASED 2013-10   44 12   0 32  
    OGE ENERGY CP HLDG CO 2000-04 PURCHASED 2013-10   1,017 286   0 731  
    OGE ENERGY CP HLDG CO 2000-07 PURCHASED 2013-10   48 13   0 35  
    OGE ENERGY CP HLDG CO 2000-07 PURCHASED 2013-10   1,089 291   0 798  
    OGE ENERGY CP HLDG CO 2000-10 PURCHASED 2013-10   71 19   0 52  
    OGE ENERGY CP HLDG CO 2000-10 PURCHASED 2013-10   1,089 290   0 799  
    OGE ENERGY CP HLDG CO 2001-01 PURCHASED 2013-10   47 15   0 32  
    OGE ENERGY CP HLDG CO 2001-01 PURCHASED 2013-10   944 299   0 645  
    OGE ENERGY CP HLDG CO 2001-04 PURCHASED 2013-10   44 13   0 31  
    OGE ENERGY CP HLDG CO 2001-04 PURCHASED 2013-10   1,017 305   0 712  
    OGE ENERGY CP HLDG CO 2001-07 PURCHASED 2013-10   25 7   0 18  
    OGE ENERGY CP HLDG CO 2001-07 PURCHASED 2013-10   1,089 316   0 773  
    OGE ENERGY CP HLDG CO 2001-10 PURCHASED 2013-10   28 8   0 20  
    OGE ENERGY CP HLDG CO 2001-10 PURCHASED 2013-10   1,089 320   0 769  
    OGE ENERGY CP HLDG CO 2002-01 PURCHASED 2013-10   23 7   0 16  
    OGE ENERGY CP HLDG CO 2002-01 PURCHASED 2013-10   1,089 327   0 762  
    OGE ENERGY CP HLDG CO 2002-04 PURCHASED 2013-10   34 11   0 23  
    OGE ENERGY CP HLDG CO 2002-04 PURCHASED 2013-10   1,017 328   0 689  
    OGE ENERGY CP HLDG CO 2002-07 PURCHASED 2013-10   3 1   0 2  
    OGE ENERGY CP HLDG CO 2002-07 PURCHASED 2013-10   1,307 343   0 964  
    OGE ENERGY CP HLDG CO 2002-10 PURCHASED 2013-10   1     0 1  
    OGE ENERGY CP HLDG CO 2002-10 PURCHASED 2013-10   1,670 349   0 1,321  
    OGE ENERGY CP HLDG CO 2003-01 PURCHASED 2013-10   57 13   0 44  
    OGE ENERGY CP HLDG CO 2003-01 PURCHASED 2013-10   1,453 344   0 1,109  
    OGE ENERGY CP HLDG CO 2003-04 PURCHASED 2013-10   30 7   0 23  
    OGE ENERGY CP HLDG CO 2003-04 PURCHASED 2013-10   1,453 357   0 1,096  
    OGE ENERGY CP HLDG CO 2003-07 PURCHASED 2013-10   58 16   0 42  
    OGE ENERGY CP HLDG CO 2003-07 PURCHASED 2013-10   1,307 355   0 952  
    OGE ENERGY CP HLDG CO 2003-10 PURCHASED 2013-10   3 1   0 2  
    OGE ENERGY CP HLDG CO 2003-10 PURCHASED 2013-10   1,235 376   0 859  
    OGE ENERGY CP HLDG CO 2004-01 PURCHASED 2013-10   53 18   0 35  
    OGE ENERGY CP HLDG CO 2004-01 PURCHASED 2013-10   1,089 365   0 724  
    OGE ENERGY CP HLDG CO 2004-04 PURCHASED 2013-10   67 23   0 44  
    OGE ENERGY CP HLDG CO 2004-04 PURCHASED 2013-10   1,089 365   0 724  
    OGE ENERGY CP HLDG CO 2004-07 PURCHASED 2013-10   1,163 393   0 770  
    OGE ENERGY CP HLDG CO 2004-10 PURCHASED 2013-10   1,146 399   0 747  
    OGE ENERGY CP HLDG CO 2005-01 PURCHASED 2013-10   1,120 404   0 716  
    OGE ENERGY CP HLDG CO 2005-04 PURCHASED 2013-10   1,093 409   0 684  
    OGE ENERGY CP HLDG CO 2005-07 PURCHASED 2013-10   1,006 414   0 592  
    OGE ENERGY CP HLDG CO 2008-11 PURCHASED 2013-10   24,783 11,216   0 13,567  
    CEMEX SAB ADR 2009-02 PURCHASED 2014-04   12 6   0 6  
    CITIGRP CAP   PURCHASED 2013-07   276 278   0 -2  
    VORNADO RLTY LP   PURCHASED 2013-07   237 245   0 -8  
    JP MORGANCHASE   PURCHASED 2013-07   179 182   0 -3  
    JP MORGANCHASE   PURCHASED 2013-08   276 287   0 -11  
    JP MORGANCHASE   PURCHASED 2013-08   650 678   0 -28  
    WELLS FARGO   PURCHASED 2013-08   142 150   0 -8  
    WELLS FARGO   PURCHASED 2013-08   339 359   0 -20  
    UBS PFD FUNDING TRUST   PURCHASED 2013-09   116 128   0 -12  
    UBS PFD FUNDING TRUST   PURCHASED 2013-09   45 48   0 -3  
    DEUTSCHE BK   PURCHASED 2013-10   186 201   0 -15  
    DEUTSCHE BK   PURCHASED 2013-10   207 223   0 -16  
    WELLS FARGO   PURCHASED 2013-10   21 24   0 -3  
    WELLS FARGO   PURCHASED 2013-10   171 186   0 -15  
    WELLS FARGO   PURCHASED 2013-10   21 23   0 -2  
    DEUTSCHE BK   PURCHASED 2013-10   186 195   0 -9  
    DEUTSCHE BK   PURCHASED 2013-11   288 306   0 -18  
    PNC FINL SVC   PURCHASED 2013-11   227 280   0 -53  
    PNC FINL SVC   PURCHASED 2013-11   165 199   0 -34  
    WELLS FARGO   PURCHASED 2013-11   85 93   0 -8  
    WELLS FARGO   PURCHASED 2013-11   105 117   0 -12  
    JP MORGANCHASE   PURCHASED 2013-12   324 406   0 -82  
    JP MORGANCHASE   PURCHASED 2013-12   20 25   0 -5  
    JP MORGANCHASE   PURCHASED 2013-12   204 254   0 -50  
    DEUTSCHE BK   PURCHASED 2014-01   399 418   0 -19  
    BARCLAYS BANK 7.1%   PURCHASED 2014-01   170 178   0 -8  
    CIRIGROUP CAP   PURCHASED 2014-01   409 428   0 -19  
    ING GROEP NV   PURCHASED 2014-01   233 244   0 -11  
    WELLS FARGO CO   PURCHASED 2014-01   368 385   0 -17  
    DEUTSCHE BK   PURCHASED 2014-02   475 501   0 -26  
    WELLS FARGO   PURCHASED 2014-02   297 319   0 -22  
    ROYAL BK SCOT   PURCHASED 2014-02   204 200   0 4  
    GOLDMAN SACHS   PURCHASED 2014-03   274 305   0 -31  
    STATE STREET   PURCHASED 2014-03   242 280   0 -38  
    JP MORGANCHASE   PURCHASED 2014-03   235 277   0 -42  
    CIRIGROUP CAP   PURCHASED 2014-03   133 150   0 -17  
    US BANCORP   PURCHASED 2014-03   89 100   0 -11  
    ROYAL BK SCOT   PURCHASED 2014-03   191 210   0 -19  
    US BANCORP   PURCHASED 2014-03   222 250   0 -28  
    CIRIGROUP CAP   PURCHASED 2014-03   894 1,002   0 -108  
    CIRIGROUP CAP   PURCHASED 2014-03   112 126   0 -14  
    CIRIGROUP CAP   PURCHASED 2014-03   157 177   0 -20  
    HSBC HOLDING PL   PURCHASED 2014-03   511 536   0 -25  
    GOLDMAN SACHS   PURCHASED 2014-04   323 355   0 -32  
    PRUDENTIAL PUB   PURCHASED 2014-04   25 25   0    
    PRUDENTIAL PUB   PURCHASED 2014-04   25 25   0    
    PRUDENTIAL PUB   PURCHASED 2014-04   153 150   0 3  
    WEINGARTEN RLT   PURCHASED 2014-04   765 851   0 -86  
    VONADO REAL   PURCHASED 2014-04   465 490   0 -25  
    ING GROEP NV   PURCHASED 2014-04   305 304   0 1  
    ING GROEP NV   PURCHASED 2014-04   333 329   0 4  
    ING GROEP NV   PURCHASED 2014-04   229 228   0 1  
    AEGON NV   PURCHASED 2014-04   452 526   0 -74  
    DEUTSCHE BK   PURCHASED 2014-04   364 373   0 -9  
    ING GROEP NV   PURCHASED 2014-04   231 228   0 3  
    PRUDENTIAL PUB   PURCHASED 2014-05   178 175   0 3  
    PRUDENTIAL PUB   PURCHASED 2014-05   178 176   0 2  
    MORGAN STANLEY   PURCHASED 2014-05   327 327   0    
    DOMINION RES   PURCHASED 2014-05   841 886   0 -45  
    GOLDMAN SACHS   PURCHASED 2014-05   327 355   0 -28  
    BARCLAYS BANK 7.1%   PURCHASED 2014-05   260 255   0 5  
    AMERIPRISE   PURCHASED 2014-05   255 274   0 -19  
    GOLDMAN SACHS   PURCHASED 2014-06   354 381   0 -27  
    CIRIGROUP CAP   PURCHASED 2014-06   274 286   0 -12  
    AMERIPRISE   PURCHASED 2014-06   350 384   0 -34  
    ALLIED CAPITAL PFD 2013-04 PURCHASED 2014-05   10,024 10,056   0 -32  
    ALLIED CAPITAL PFD   PURCHASED 2014-05   554 525   0 29  
    ABERDEEN ASIA PACIFIC INCOM   PURCHASED 2014-05   1,317 1,278   0 39  
    ABERDEEN ASIA PACIFIC INCOM   PURCHASED 2014-05   31,947 28,788   0 3,159  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    SJ UNGAR J SHAPIRO FAMILY FOUNDATION
    EIN: 99-0275249
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CANADIAN GOVERNMENT BONDS 44,737 49,526
    PIMCO INCM CL D 106,746 108,338
    QUEENSLAND TREAS 6% 45,874 49,306
    TOYS R US INC 7.375% 14,480 11,363

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    SJ UNGAR J SHAPIRO FAMILY FOUNDATION
    EIN: 99-0275249
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABERDEEN ASIA PAC INCOME 211 188
    ABERDEEN ASIA PAC INCOME 6,298 6,280
    ABERDEEN ASIA PAC INCOME 5,411 6,280
    ABERDEEN ASIA PAC INCOME 7,659 6,280
    ABERDEEN ASIA PAC INCOME 2,443 2,198
    ABERDEEN ASIA PAC INCOME 4,536 4,082
    ABERDEEN ASIA PAC INCOME 6,059 6,280
    ABERDEEN ASIA PAC INCOME 141 144
    ABERDEEN ASIA PAC INCOME 2,924 3,140
    ABERDEEN ASIA PAC INCOME 177 179
    ABERDEEN ASIA PAC INCOME 2,983 3,140
    ABERDEEN ASIA PAC INCOME 195 202
    ABERDEEN ASIA PAC INCOME 214 214
    ABERDEEN ASIA PAC INCOME 215 216
    ABERDEEN ASIA PAC INCOME 216 230
    ABERDEEN ASIA PAC INCOME 218 231
    ABERDEEN ASIA PAC INCOME 219 229
    ABERDEEN ASIA PAC INCOME 220 230
    ABERDEEN ASIA PAC INCOME 222 227
    ABERDEEN ASIA PAC INCOME 223 224
    ABERDEEN ASIA PAC INCOME 224 225
    AEGON NV CAP 6.375% 2,610 2,530
    AEGON NV CAP 6.5% 678 687
    ALLSTATE CORP 272 273
    ALLSTATE CORP 545 584
    ALLSTATE CORP 273 285
    ALLSTATE CORP 289 292
    ALLSTATE CORP 300 310
    AMERICAN CENTURY BALA 14,927 17,465
    AMERICAN CENTURY HERITAGE INV 15,749 21,424
    APPLE INC 6,837 6,505
    APPLE INC 4,859 6,505
    APPLE INC 3,909 6,505
    ARCH CAPITAL 6.75% 1,361 1,292
    ASPEN INS 5.95% 616 598
    ASPEN INS 7.25% 575 549
    ASTORIA FINL CP 6.5% 100 99
    ASTORIA FINL CP 6.5% 125 123
    AXIS CAP HLDG 6.875% 1,127 1,073
    BANK MONTREAL QUEBEC 11,767 14,718
    BANK MONTREAL QUEBEC 16,559 22,077
    BANK OF AMER SER D 788 777
    BANK OF AMER SER I 1,640 1,510
    BANK OF AMERICA 2,464 2,443
    BB&T CORP 1,572 1,448
    BB&T CORPORATION 223 199
    BB&T CORPORATION 223 199
    BB&T CORPORATION 250 221
    BB&T CORPORATION 175 155
    BB&T CORP 234 237
    BB&T CORP 713 671
    BB&T CORP 226 224
    BB&T CORP 202 199
    BB&T CORP 174 177
    BB&T CORP 166 166
    BK NY MELLON 1,835 1,687
    BK NY MELLON 270 258
    BK NY MELLON 114 117
    BK NY MELLON 197 211
    BK NY MELLON 115 117
    BRISTOL-MYERS SQUIBB CO 2,689 3,985
    BRISTOL-MYERS SQUIBB CO 11 19
    BRISTOL-MYERS SQUIBB CO 228 388
    BRISTOL-MYERS SQUIBB CO 11 23
    BRISTOL-MYERS SQUIBB CO 272 582
    BRISTOL-MYERS SQUIBB CO 12 23
    BRISTOL-MYERS SQUIBB CO 274 534
    BRISTOL-MYERS SQUIBB CO 8 16
    BRISTOL-MYERS SQUIBB CO 282 582
    BRISTOL-MYERS SQUIBB CO 15 29
    BRISTOL-MYERS SQUIBB CO 278 534
    BRISTOL-MYERS SQUIBB CO 5 9
    BRISTOL-MYERS SQUIBB CO 291 534
    BRISTOL-MYERS SQUIBB CO 22 41
    BRISTOL-MYERS SQUIBB CO 278 534
    BRISTOL-MYERS SQUIBB CO 21 35
    BRISTOL-MYERS SQUIBB CO 282 485
    BRISTOL-MYERS SQUIBB CO 3 5
    BRISTOL-MYERS SQUIBB CO 303 582
    BRISTOL-MYERS SQUIBB CO 309 663
    BRISTOL-MYERS SQUIBB CO 313 644
    BRISTOL-MYERS SQUIBB CO 316 651
    BRISTOL-MYERS SQUIBB CO 320 604
    BRISTOL-MYERS SQUIBB CO 324 626
    CAPITAL ONE FINL DEP 2,386 2,269
    CAPITAL ONE FINL DEP 264 266
    CAPITAL ONE FINL DEP 124 121
    CAPITAL ONE FINL DEP 97 97
    CAPITAL ONE FINL DEP 169 169
    CAPITAL ONE FINL DEP 193 193
    CEMEX SAB ADR 2,492 5,477
    CITIGROUP INC 50 49
    CITIGROUP INC 177 171
    CITIGROUP INC 102 98
    CITIGROUP INC 128 122
    CITIGROUP INC 72 73
    CITIGROUP INC 959 976
    CITIGROUP INC 140 146
    CITIGROUP INC 329 342
    CITIGROUP INC 104 111
    CITIGROUP INC 201 217
    CITIGROUP INC 124 136
    CITIGROUP INC 324 359
    CITIGROUP INC 199 217
    CITIGROUP INC 150 155
    CITIGROUP INC 450 465
    CITIGROUP INC 174 181
    CITIGROUP INC 232 244
    CITY NATL CORP 1,124 1,032
    CITY NATL CORP 100 92
    CITY NATL CORP 101 92
    CITY NATL CORP 173 161
    CONOCOPHILLIPS 5,789 8,573
    CONOCOPHILLIPS 9,927 17,146
    CULLEN FROST BANKERS 454 429
    CULLEN FROST BANKERS 257 238
    CULLEN FROST BANKERS 175 167
    DEUTSCHE BANK 2,343 2,299
    DIGITAL REALTY TR E 241 229
    DIGITAL REALTY TR G 173 154
    DUKE ENERGY CORP 448 499
    DUKE ENERGY CORP 4,564 5,798
    DUKE ENERGY CORP 3,363 4,885
    DUKE ENERGY CORP 118 131
    DUKE ENERGY CORP 119 129
    DUKE ENERGY CORP 120 126
    DUKE ENERGY CORP 122 127
    FIRST NIAGARA 1,009 986
    FREPORT MCMORAN COPPER 156 150
    FREPORT MCMORAN COPPER 513 536
    FREPORT MCMORAN COPPER 2,254 7,300
    FREPORT MCMORAN COPPER 5,615 3,650
    FREPORT MCMORAN COPPER 2,909 3,650
    FREPORT MCMORAN COPPER 131 163
    FREPORT MCMORAN COPPER 132 130
    FREPORT MCMORAN COPPER 133 157
    FREPORT MCMORAN COPPER 135 142
    GAXOSMITHKLINE PLC ADRF 21 23
    GAXOSMITHKLINE PLC ADRF 304 329
    GAXOSMITHKLINE PLC ADRF 45 52
    GAXOSMITHKLINE PLC ADRF 515 588
    GAXOSMITHKLINE PLC ADRF 26 35
    GAXOSMITHKLINE PLC ADRF 402 535
    GAXOSMITHKLINE PLC ADRF 8 11
    GAXOSMITHKLINE PLC ADRF 457 588
    GAXOSMITHKLINE PLC ADRF 3 4
    GAXOSMITHKLINE PLC ADRF 460 642
    GAXOSMITHKLINE PLC ADRF 22 31
    GAXOSMITHKLINE PLC ADRF 683 963
    GAXOSMITHKLINE PLC ADRF 1 1
    GAXOSMITHKLINE PLC ADRF 484 642
    GAXOSMITHKLINE PLC ADRF 24 30
    GAXOSMITHKLINE PLC ADRF 467 588
    GAXOSMITHKLINE PLC ADRF 4 4
    GAXOSMITHKLINE PLC ADRF 514 588
    GAXOSMITHKLINE PLC ADRF 16 21
    GAXOSMITHKLINE PLC ADRF 886 1,177
    GAXOSMITHKLINE PLC ADRF 620 805
    GAXOSMITHKLINE PLC ADRF 649 795
    GAXOSMITHKLINE PLC ADRF 653 747
    GAXOSMITHKLINE PLC ADRF 712 824
    GAXOSMITHKLINE PLC ADRF 615 672
    GLDMAN SACHS 381 369
    GOLDMAN SACHS 26 24
    GOLDMAN SACHS 310 294
    GOLDMAN SACHS 188 196
    GOLDMAN SACHS 167 171
    GOLDMAN SACHS 358 367
    GOLDMAN SACHS 214 220
    GOLDMAN SACHS 276 290
    GOLDMAN SACHS 229 237
    GOLDMAN SACHS 479 490
    GOLDMAN SACHS 153 158
    GOLDMAN SACHS 428 447
    GOLDMAN SACHS GP DEP SHS 281 240
    GOLDMAN SACHS SER D 2,698 2,347
    HSBC HLDGS PLC 3,131 3,005
    HSBC HLDGS PLC 171 162
    HSBC HLDGS PLC 86 81
    HSBC HLDGS PLC 173 162
    ING GROEP NV 927 962
    ING GROEP NV 125 127
    ING GROEP NV 622 636
    ING GROEP NV 175 178
    ING GROEP NV 221 228
    ING GROEP NV 125 127
    INTEGRYS ENERGY GRP 542 579
    INTERSTATE P&L 584 573
    INVESCO TECH SECTOR FD A 0 9,898
    JDS UNIPHASE CORP 0 1,559
    JOHNSON & JOHNSON 2,110 2,928
    JOHNSON & JOHNSON 2,353 3,808
    JOHNSON & JOHNSON 15 45
    JOHNSON & JOHNSON 285 837
    JOHNSON & JOHNSON 24 66
    JOHNSON & JOHNSON 227 628
    JOHNSON & JOHNSON 6 14
    JOHNSON & JOHNSON 246 628
    JOHNSON & JOHNSON 77 182
    JOHNSON & JOHNSON 176 418
    JOHNSON & JOHNSON 93 203
    JOHNSON & JOHNSON 191 418
    JOHNSON & JOHNSON 82 169
    JOHNSON & JOHNSON 203 418
    JOHNSON & JOHNSON 92 200
    JOHNSON & JOHNSON 193 418
    JOHNSON & JOHNSON 70 202
    JOHNSON & JOHNSON 217 628
    JOHNSON & JOHNSON 69 167
    JOHNSON & JOHNSON 260 628
    JOHNSON & JOHNSON 45 100
    JOHNSON & JOHNSON 284 628
    JOHNSON & JOHNSON 42 92
    JOHNSON & JOHNSON 288 628
    JOHNSON & JOHNSON 42 91
    JOHNSON & JOHNSON 290 628
    JOHNSON & JOHNSON 71 147
    JOHNSON & JOHNSON 304 628
    JOHNSON & JOHNSON 42 78
    JOHNSON & JOHNSON 334 628
    JOHNSON & JOHNSON 39 73
    JOHNSON & JOHNSON 338 628
    JOHNSON & JOHNSON 33 54
    JOHNSON & JOHNSON 255 418
    JOHNSON & JOHNSON 36 64
    JOHNSON & JOHNSON 293 523
    JOHNSON & JOHNSON 4 8
    JOHNSON & JOHNSON 326 628
    JOHNSON & JOHNSON 48 90
    JOHNSON & JOHNSON 222 418
    JOHNSON & JOHNSON 51 98
    JOHNSON & JOHNSON 220 418
    JOHNSON & JOHNSON 2 3
    JOHNSON & JOHNSON 317 628
    JOHNSON & JOHNSON 14 28
    JOHNSON & JOHNSON 306 628
    JOHNSON & JOHNSON 22 47
    JOHNSON & JOHNSON 299 628
    JOHNSON & JOHNSON 1 3
    JOHNSON & JOHNSON 322 628
    JOHNSON & JOHNSON 385 715
    JOHNSON & JOHNSON 387 699
    JOHNSON & JOHNSON 332 562
    JOHNSON & JOHNSON 334 512
    JOHNSON & JOHNSON 388 610
    JOHNSON & JOHNSON 388 628
    JOHNSON & JOHNSON 31,377 64,039
    JOHNSON & JOHNSON 570 674
    JOHNSON & JOHNSON 575 642
    JOHNSON & JOHNSON 579 650
    JOHNSON & JOHNSON 618 623
    JP MORGAN 1,058 958
    JP MORGAN 165 160
    JPMORGAN CHASE 1,447 1,306
    JPMORGAN CHASE 125 115
    JPMORGAN CHASE 179 183
    JPMORGAN CHASE 167 160
    JPMORGAN CHASE 256 252
    JPMORGAN CHASE 175 181
    JPMORGAN CHASE 323 336
    JPMORGAN CHASE 321 336
    JPMORGAN CHASE 225 233
    JPMORGAN CHASE 226 233
    JPMORGAN CHASE 327 336
    JPMORGAN CHASE 76 78
    JPMORGAN CHASE 410 414
    JPMORGAN CHASE 474 475
    KIMCO REALTY 265 248
    KRAFT FOODS GROUP 5,361 9,172
    LILLY ELI & COMPANY 994 10,787
    LILLY ELI & COMPANY 50 49
    LILLY ELI & COMPANY 190 187
    LILLY ELI & COMPANY 15 12
    LILLY ELI & COMPANY 226 187
    LILLY ELI & COMPANY 65 46
    LILLY ELI & COMPANY 177 124
    LILLY ELI & COMPANY 86 56
    LILLY ELI & COMPANY 192 124
    LILLY ELI & COMPANY 63 55
    LILLY ELI & COMPANY 216 187
    LILLY ELI & COMPANY 61 52
    LILLY ELI & COMPANY 219 187
    LILLY ELI & COMPANY 11 11
    LILLY ELI & COMPANY 269 249
    LILLY ELI & COMPANY 25 27
    LILLY ELI & COMPANY 293 311
    LILLY ELI & COMPANY 26 22
    LILLY ELI & COMPANY 294 249
    LILLY ELI & COMPANY 43 39
    LILLY ELI & COMPANY 278 249
    LILLY ELI & COMPANY 48 33
    LILLY ELI & COMPANY 274 187
    LILLY ELI & COMPANY 52 43
    LILLY ELI & COMPANY 228 187
    LILLY ELI & COMPANY 21 15
    LILLY ELI & COMPANY 260 187
    LILLY ELI & COMPANY 48 38
    LILLY ELI & COMPANY 234 187
    LILLY ELI & COMPANY 37 28
    LILLY ELI & COMPANY 246 187
    LILLY ELI & COMPANY 3 2
    LILLY ELI & COMPANY 312 249
    LILLY ELI & COMPANY 11 11
    LILLY ELI & COMPANY 243 249
    LILLY ELI & COMPANY 31 34
    LILLY ELI & COMPANY 224 249
    LILLY ELI & COMPANY 55 51
    LILLY ELI & COMPANY 201 187
    LILLY ELI & COMPANY 53 59
    LILLY ELI & COMPANY 225 249
    LILLY ELI & COMPANY 38 39
    LILLY ELI & COMPANY 242 249
    LILLY ELI & COMPANY 36 36
    LILLY ELI & COMPANY 246 249
    LILLY ELI & COMPANY 4 3
    LILLY ELI & COMPANY 279 249
    LILLY ELI & COMPANY 10 9
    LILLY ELI & COMPANY 291 249
    LILLY ELI & COMPANY 303 255
    LILLY ELI & COMPANY 304 289
    LILLY ELI & COMPANY 306 353
    LILLY ELI & COMPANY 330 366
    LILLY ELI & COMPANY 332 359
    LILLY ELI & COMPANY 281 311
    M D U RESOURCES GROUP 24 78
    M D U RESOURCES GROUP 148 474
    M D U RESOURCES GROUP 32 107
    M D U RESOURCES GROUP 142 474
    M D U RESOURCES GROUP 16 48
    M D U RESOURCES GROUP 107 316
    M D U RESOURCES GROUP 17 51
    M D U RESOURCES GROUP 106 316
    M D U RESOURCES GROUP 8 29
    M D U RESOURCES GROUP 116 395
    M D U RESOURCES GROUP 11 37
    M D U RESOURCES GROUP 115 395
    M D U RESOURCES GROUP 21 73
    M D U RESOURCES GROUP 112 395
    M D U RESOURCES GROUP 14 57
    M D U RESOURCES GROUP 120 474
    M D U RESOURCES GROUP 17 66
    M D U RESOURCES GROUP 119 474
    M D U RESOURCES GROUP 5 19
    M D U RESOURCES GROUP 132 474
    M D U RESOURCES GROUP 28 75
    M D U RESOURCES GROUP 117 316
    M D U RESOURCES GROUP 17 41
    M D U RESOURCES GROUP 129 316
    M D U RESOURCES GROUP 5 12
    M D U RESOURCES GROUP 142 316
    M D U RESOURCES GROUP 19 47
    M D U RESOURCES GROUP 129 316
    M D U RESOURCES GROUP 15 51
    M D U RESOURCES GROUP 141 474
    M D U RESOURCES GROUP 19 54
    M D U RESOURCES GROUP 139 395
    M D U RESOURCES GROUP 5 12
    M D U RESOURCES GROUP 154 395
    M D U RESOURCES GROUP 3 8
    M D U RESOURCES GROUP 157 474
    M D U RESOURCES GROUP 12 44
    M D U RESOURCES GROUP 156 553
    M D U RESOURCES GROUP 17 52
    M D U RESOURCES GROUP 153 474
    M D U RESOURCES GROUP 3 8
    M D U RESOURCES GROUP 169 474
    M D U RESOURCES GROUP 6 15
    M D U RESOURCES GROUP 167 395
    M D U RESOURCES GROUP 16 38
    M D U RESOURCES GROUP 169 395
    M D U RESOURCES GROUP 7 15
    M D U RESOURCES GROUP 144 316
    M D U RESOURCES GROUP 11 25
    M D U RESOURCES GROUP 141 316
    M D U RESOURCES GROUP 153 336
    M D U RESOURCES GROUP 163 326
    M D U RESOURCES GROUP 128 251
    M D U RESOURCES GROUP 129 248
    M D U RESOURCES GROUP 130 242
    M D U RESOURCES GROUP 12,607 22,530
    MONDELEZ INTL CL 9,939 17,301
    MORGAN STANLEY 378 418
    MORGAN STANLEY 103 111
    MORGAN STANLEY 232 244
    MORGAN STANLEY 130 136
    MORGAN STANLEY 79 81
    MORGAN STANLEY 25 26
    MORGAN STANLEY 226 230
    MORGAN STANLEY 225 230
    MORGAN STANLEY 350 358
    MORGAN STANLEY 350 358
    MORGAN STANLEY 275 275
    MORGAN STANLEY 174 175
    MORGAN STANLEY A DEP 1,155 1,012
    MOTOROLA SOLUTIONS INC 835 704
    MOTOROLA SOLUTIONS INC 5,167 4,354
    MOTOROLA SOLUTIONS INC 5 4
    MOTOROLA SOLUTIONS INC 45 38
    MOTOROLA SOLUTIONS INC 5 8
    MOTOROLA SOLUTIONS INC 57 86
    MOTOROLA SOLUTIONS INC 8 9
    MOTOROLA SOLUTIONS INC 54 57
    MOTOROLA SOLUTIONS INC 8 9
    MOTOROLA SOLUTIONS INC 54 57
    MOTOROLA SOLUTIONS INC 4 5
    MOTOROLA SOLUTIONS INC 59 76
    MOTOROLA SOLUTIONS INC 0 1
    MOTOROLA SOLUTIONS INC 62 86
    MOTOROLA SOLUTIONS INC 6 8
    MOTOROLA SOLUTIONS INC 57 76
    MOTOROLA SOLUTIONS INC 2 4
    MOTOROLA SOLUTIONS INC 61 114
    MOTOROLA SOLUTIONS INC 4 8
    MOTOROLA SOLUTIONS INC 59 114
    MOTOROLA SOLUTIONS INC 2 6
    MOTOROLA SOLUTIONS INC 61 143
    MOTOROLA SOLUTIONS INC 3 6
    MOTOROLA SOLUTIONS INC 61 114
    MOTOROLA SOLUTIONS INC 1 1
    MOTOROLA SOLUTIONS INC 63 86
    MOTOROLA SOLUTIONS INC 6 7
    MOTOROLA SOLUTIONS INC 59 67
    MOTOROLA SOLUTIONS INC 1 1
    MOTOROLA SOLUTIONS INC 64 67
    MOTOROLA SOLUTIONS INC 65 70
    MOTOROLA SOLUTIONS INC 65 64
    MOTOROLA SOLUTIONS INC 73 71
    MOTOROLA SOLUTIONS INC 73 78
    MOTOROLA SOLUTIONS INC 73 61
    NATL RETAIL PPTYS DEP 75 69
    NATL RETAIL PPTYS DEP 492 457
    PARTNERR LTD 7.25% 1,054 1,017
    PARTNERRE LTD 1,044 1,111
    PARTNERRE LTD 452 440
    PEPSICO INCORPORATED 13 28
    PEPSICO INCORPORATED 13 38
    PEPSICO INCORPORATED 13 29
    PEPSICO INCORPORATED 13 29
    PEPSICO INCORPORATED 14 32
    PEPSICO INCORPORATED 14 39
    PEPSICO INCORPORATED 14 35
    PEPSICO INCORPORATED 14 36
    PEPSICO INCORPORATED 14 30
    PEPSICO INCORPORATED 14 28
    PEPSICO INCORPORATED 15 27
    PEPSICO INCORPORATED 15 30
    PEPSICO INCORPORATED 15 30
    PEPSICO INCORPORATED 15 28
    PEPSICO INCORPORATED 15 28
    PEPSICO INCORPORATED 15 27
    PEPSICO INCORPORATED 16 29
    PEPSICO INCORPORATED 16 38
    PEPSICO INCORPORATED 16 34
    PEPSICO INCORPORATED 16 36
    PEPSICO INCORPORATED 17 35
    PEPSICO INCORPORATED 17 33
    PEPSICO INCORPORATED 17 33
    PEPSICO INCORPORATED 17 29
    PEPSICO INCORPORATED 25 41
    PEPSICO INCORPORATED 25 47
    PEPSICO INCORPORATED 25 43
    PEPSICO INCORPORATED 25 43
    PEPSICO INCORPORATED 29 47
    PEPSICO INCORPORATED 3,118 8,847
    PFIZER INCORPORATED 26,809 29,680
    PHILLIPS 66 1,720 4,022
    PHILLIPS 66 2,950 8,043
    PNC FINL SVCS 3,875 3,844
    PNC FINL SVCS 103 110
    PROCTER & GAMBLE 4,808 7,859
    PS BUSINESS PARKS 259 241
    PUBLIC STORAGE 280 250
    PUBLIC STORAGE 5.625% 258 238
    REGENCY CENTERS CORP 151 143
    REGIONS BANK 524 541
    REGIONS BANK 126 129
    REGIONS BANK 127 129
    RENAISSANCERE 5.375% 1,171 1,063
    RENAISSANCERE 5.375% 221 203
    RENAISSANCERE6.08% 557 550
    ROYAL BK SCOT 672 712
    STATE STREET 229 208
    STATE STREET 196 185
    STATE STREET 213 208
    STATE STREET 148 139
    STATE STREET 170 162
    STATE STREET 378 393
    STATE STREET 178 183
    STATE STREET 289 288
    TCF FINANCIAL 731 718
    TEMPLETN EMRG MKTS INCOME 7 7
    TEMPLETN EMRG MKTS INCOME 117 124
    TEMPLETN EMRG MKTS INCOME 3 4
    TEMPLETN EMRG MKTS INCOME 124 138
    TEMPLETN EMRG MKTS INCOME 7 10
    TEMPLETN EMRG MKTS INCOME 124 179
    TEMPLETN EMRG MKTS INCOME 0 1
    TEMPLETN EMRG MKTS INCOME 134 207
    TEMPLETN EMRG MKTS INCOME 7 10
    TEMPLETN EMRG MKTS INCOME 132 179
    TEMPLETN EMRG MKTS INCOME 5 7
    TEMPLETN EMRG MKTS INCOME 138 179
    TEMPLETN EMRG MKTS INCOME 4 6
    TEMPLETN EMRG MKTS INCOME 143 207
    TEMPLETN EMRG MKTS INCOME 0 0
    TEMPLETN EMRG MKTS INCOME 152 221
    TEMPLETN EMRG MKTS INCOME 4 5
    TEMPLETN EMRG MKTS INCOME 154 221
    TEMPLETN EMRG MKTS INCOME 4 5
    TEMPLETN EMRG MKTS INCOME 158 207
    TEMPLETN EMRG MKTS INCOME 9 13
    TEMPLETN EMRG MKTS INCOME 158 221
    TEMPLETN EMRG MKTS INCOME 9 12
    TEMPLETN EMRG MKTS INCOME 188 248
    TEMPLETN EMRG MKTS INCOME 2 2
    TEMPLETN EMRG MKTS INCOME 177 234
    TEMPLETN EMRG MKTS INCOME 3 4
    TEMPLETN EMRG MKTS INCOME 180 248
    TEMPLETN EMRG MKTS INCOME 1 2
    TEMPLETN EMRG MKTS INCOME 188 248
    TEMPLETN EMRG MKTS INCOME 6 7
    TEMPLETN EMRG MKTS INCOME 201 248
    TEMPLETN EMRG MKTS INCOME 10 12
    TEMPLETN EMRG MKTS INCOME 190 221
    TEMPLETN EMRG MKTS INCOME 1 1
    TEMPLETN EMRG MKTS INCOME 205 262
    TEMPLETN EMRG MKTS INCOME 4 5
    TEMPLETN EMRG MKTS INCOME 208 276
    TEMPLETN EMRG MKTS INCOME 7 8
    TEMPLETN EMRG MKTS INCOME 211 248
    TEMPLETN EMRG MKTS INCOME 5 6
    TEMPLETN EMRG MKTS INCOME 175 207
    TEMPLETN EMRG MKTS INCOME 2 3
    TEMPLETN EMRG MKTS INCOME 182 207
    TEMPLETN EMRG MKTS INCOME 9 9
    TEMPLETN EMRG MKTS INCOME 179 193
    TEMPLETN EMRG MKTS INCOME 1 1
    TEMPLETN EMRG MKTS INCOME 191 193
    TEMPLETN EMRG MKTS INCOME 1 1
    TEMPLETN EMRG MKTS INCOME 194 221
    TEMPLETN EMRG MKTS INCOME 199 231
    TEMPLETN EMRG MKTS INCOME 204 209
    TEMPLETN EMRG MKTS INCOME 207 204
    TEMPLETN EMRG MKTS INCOME 211 220
    TEMPLETN EMRG MKTS INCOME 215 215
    TEMPLETN EMRG MKTS INCOME 0 5,509
    TEVA PHARM INDS LTD ADRF 5,063 5,242
    TEVA PHARM INDS LTD ADRF 9,509 10,484
    TEVA PHARM INDS LTD ADRF 7,909 10,484
    UBS PFD FUNDING TRUST 1,215 1,487
    US BANCOR DEP SHS 1,668 1,554
    US BANCORP 725 713
    US BANCORP 100 91
    US BANCORP 329 295
    US BANCORP 150 136
    US BANCORP 6.5% 927 876
    US BANCORP 6.5% 181 198
    US BANCORP 6.5% 193 198
    US BANCORP 6.5% 489 480
    USEC INC 21,375 182
    USEC INC 5,548 61
    USEC INC 1,134 182
    VERIZON COMMS 1,703 1,752
    VERIZON COMMS 327 335
    VORNADO REALTY 174 160
    VORNADO REALTY TR 281 259
    WELLS FORGO 551 571
    WELLS FORGO 149 156
    WELLS FORGO 122 130
    WELLS FORGO 147 156
    WELLS FORGO 217 233
    WELLS FORGO 233 259
    WELLS FORGO 3,294 3,271
    WELLS FORGO 26 28
    WELLS FORGO 157 168
    WELLS FORGO 315 336
    WELLS FORGO 163 168
    WELLS FORGO 164 168
    Y P F SOCIEDAD SPON ADRF 4,485 3,268

    TY 2013 InvestmentsOtherSchedule2
    Name:
    SJ UNGAR J SHAPIRO FAMILY FOUNDATION
    EIN: 99-0275249
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AEGON NV PFD AT COST 751 720
    AFFILIATE MGRS AT COST 294 285
    AFLAC INC AT COST 289 270
    AMERICAN FINL GP AT COST 556 519
    AXIS CAP HLDG AT COST 1,173 1,051
    BARCLAYS BANK 7.1% AT COST 1,067 1,076
    BARCLAYS BANK 7.75% AT COST 561 567
    BARCLAYS BANKS 7.75% AT COST 26,206 25,770
    BARCLAYS BK AT COST 2,159 2,156
    BUCKEY PARTNERS AT COST 2,635 2,635
    CIRIGROUP CAP AT COST 1,142 1,108
    COMCAST CORP NEW AT COST 281 277
    DEUTSCHE BK CAP 7.6% AT COST 25,453 28,000
    DTE ENERGY CO 5.25% AT COST 283 263
    DTE ENERGY CO 6.5% AT COST 249 235
    DUKE ENERGY AT COST 565 526
    ENTER GY LA LLC AT COST 279 279
    ENTERGY ARKANSAS AT COST 176 164
    ENTERGY ARKANSAS 4.75% AT COST 222 205
    ENTERGY LA AT COST 161 155
    ENTERGY LA LLC 5.25% AT COST 176 177
    ENTERGY LA LLC 5.25% AT COST 387 369
    GEN ELEC CAP AT COST 283 273
    GEN ELEC CAP 4.7% AT COST 1,176 1,091
    GENERAL ELEC AT COST 1,741 1,646
    HARTFORD FINANCIAL AT COST 307 299
    HSBC HLDGS AT COST 762 760
    ING GROUP NV 7.05 AT COST 911 923
    ING GROUP NV 7.2% AT COST 657 671
    LLOYDS BANKING AT COST 2,266 2,183
    MORGAN STNLY CAP AT COST 252 252
    MS CAP TR III AT COST 152 152
    NEXTERA EGY CAP AT COST 263 240
    NEXTERA EGY I AT COST 577 510
    NEXTERA ENERGY AT COST 224 195
    PRUDENTIAL FIN AT COST 559 548
    PRUDENTIAL FINL AT COST 757 740
    QWEST CORP AT COST 873 849
    QWEST CORP 7.375% AT COST 406 396
    QWEST CORPORATION AT COST 565 544
    RAYMOND JAMES AT COST 166 162
    ROYAL BANK AT COST 1,937 1,915
    ROYAL BANK 6.35% AT COST 755 816
    ROYAL BANK 6.35% AT COST 140 168
    STANLEY BLACK AT COST 303 292
    SUNTRUST BANKS AT COST 287 287
    SUNTRUST BANKS AT COST 167 167
    VENTAS REALTY LP AT COST 177 167
    VORNADO RLTY LP AT COST 1,198 1,123
    WR BERKLEY CP AT COST 301 279

    TY 2013 LandEtcSchedule2
    Name:
    SJ UNGAR J SHAPIRO FAMILY FOUNDATION
    EIN: 99-0275249
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    APPLE IPAD 629 315 314 300
    PANAMA APARTMENT 130,000 9,615 120,385 145,500
    PANAMA LAND 71,000 0 71,000 79,500
    KULA LAND 216,091 0 216,091 250,000
    FURNITURE 1,567 470 1,097 1,200
    DC - CONDO 384,076 5,601 378,475 388,796
    DC - CONDO IMPROVEMENTS 5,716 83 5,633 5,700
    DC - CONDO FURNISHINGS 4,558 532 4,026 4,500


    TY 2013 OtherExpensesSchedule
    Name:
    SJ UNGAR J SHAPIRO FAMILY FOUNDATION
    EIN: 99-0275249
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TELEPHONE 2,260 1,130   1,130
    POSTAGE 301 151   150
    SUPPLIES 1,149 931   218
    PRINTING 197 197   0
    OFFICE EXPENSE 2,157 2,157   0
    MISCELLANEOUS 1,020 1,020   0
    CONDO FEES 2,819 2,819   0
    MANAGEMENT FEES 1,800 1,800   0
    REAL PROPERTY TAXES 126 126   0
    MISCELLANEOUS 0 0   0
    CLEANING 0 0   0
    REPAIRS 2,427 2,427   0
    PARKING CONTROL 0 0   0
    COMMISSIONS 0 0   0
    UTILITIES 242 242   0
    BANK FEES 16 16   0
    DC CONDO - REPAIRS 100 100   0
    DC CONDO - SUPPLIES 333 333   0
    DC CONDO - PROPERTY TAXES 1,399 1,399   0
    DC CONDO - SPECIAL ASSESSMENT 350 350   0
    DC CONDO - HOA FEES 5,178 5,178   0
    DC CONDO - INSURANCE 1,204 1,204   0


    TY 2013 OtherLiabilitiesSchedule
    Name:
    SJ UNGAR J SHAPIRO FAMILY FOUNDATION
    EIN: 99-0275249
    Description Beginning of Year - Book Value End of Year - Book Value
    TENANT SECURITY DEPOSIT 0 2,625


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    SJ UNGAR J SHAPIRO FAMILY FOUNDATION
    EIN: 99-0275249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 4,091 4,091   0


    TY 2013 TaxesSchedule
    Name:
    SJ UNGAR J SHAPIRO FAMILY FOUNDATION
    EIN: 99-0275249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    REAL PROPERTY TAXES 1,823 1,823   0
    NY DEPARTMENT OF LAW 250 0   250
    FOREIGN TAX WITHHELD 554 554   0