Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 09-01-2013 , and ending 08-31-2014
Name of foundation
THE THOMAS A FILLIPPO FOUNDATION
TA FILLIPPO & JS FILLIPPOTTEES

Number and street (or P.O. box number if mail is not delivered to street address)24 NORTH NEW STREET   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WEST CHESTER, PA193802905
A Employer identification number

20-0218191
B Telephone number (see instructions)

(610) 692-7269
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,025,581J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 47,522
2 Check bullet
3 Interest on savings and temporary cash investments 32 32  
4 Dividends and interest from securities...... 24,278 24,121  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 75,519
b Gross sales price for all assets on line 6a 1,110,547
7 Capital gain net income (from Part IV, line 2)... 75,519
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 147,351 99,672  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 1,343 403   940
b Accounting fees (attach schedule)....... Click to see attachment 4,200 1,260   2,940
c Other professional fees (attach schedule).... Click to see attachment 9,458 2,838   6,620
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 130      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 316     316
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 15,447 4,501   10,816
25 Contributions, gifts, grants paid........ 45,200 45,200
26 Total expenses and disbursements. Add lines 24 and 25 60,647 4,501   56,016
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 86,704
b Net investment income (if negative, enter -0-) 95,171
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 43,738 48,842 48,842
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)   Click to see attachment27,308 26,994
b Investments—corporate stock (attach schedule)........ 500,329 Click to see attachment566,820 595,004
c Investments—corporate bonds (attach schedule)........ 335,165 Click to see attachment339,104 354,741
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 879,232 982,074 1,025,581
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... -8,049 -8,049
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 887,281 990,123
30 Total net assets or fund balances (see page 17 of the
instructions).................... 879,232 982,074
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 879,232 982,074
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 879,232
2 Enter amount from Part I, line 27a..................... 2 86,704
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 16,138
4 Add lines 1, 2, and 3.......................... 4 982,074
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 982,074
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 324.516 AMG MGRS INT DUR GVT P 2014-04-15 2014-07-15
b 124.944 FIDLTY NEW MILLENNIUM FD P 2014-01-15 2014-07-15
c 12.668 VANGUARD EQTY INC AD P 2013-12-17 2014-04-15
d 170.0 POWERSHARES S&P 500 LW VOL P 2012-10-25 2014-04-15
e 3.701 FEDRTED INST HI YLD BD FD P 2013-12-04 2014-04-15
2082.097 MFS BD FD INSTITUT P 2013-12-01 2014-06-09
143.695 OPPENHEIMER DEV MKT A P 2013-01-11 2014-04-15
619.62 BBH CORE SEL FD RET P 2013-01-02 2013-09-05
.227 ASTON FAIR MID CAP I P 2013-09-17 2014-01-15
254.052 FIDLTY NEW MILLENNIUM FD P 2014-01-15 2014-08-19
449.432 FEDERATED INST HI YLD BD FD P 2012-12-01 2014-01-15
181.0 POWERSHARES S&P 500 LW VOL P 2013-01-05 2014-07-15
14.93 FIDELITY ADV REAL ESTATE I P 2013-08-02 2014-07-15
760.831 MFS BD FD INSTITUT P 2013-12-01 2014-06-09
3.575 OPPENHEIMER DV MKT A P 2013-01-11 2014-04-25
567.237 BLACKROCK PA MUNI A P 2013-01-02 2013-09-05
57.795 ASTON FAIR MID CAP I P 2013-09-17 2014-04-15
157.06 HARBOR INTL FD INV P 2013-01-30 2014-01-15
209.048 FIDELITY ADV REAL EST I P 2012-10-16 2014-04-15
229.852 VANGUARD EQTY INC AD P 2012-12-01 2014-01-16
834.532 FIDELITY ADV REAL ESTATE I P 2013-08-02 2014-07-15
2105.263 NATIXIS LOOM SSY INV GR Y P 2014-04-15 2014-06-09
1211.0 PWERSHARES S&P 500 LOW VOL P 2012-10-25 2014-01-07
6.162 FIDELITY NEW MAKTS INC FD P 2013-01-02 2013-12-03
283.708 BLACKROCK HI YIELD DB P 2014-04-15 2014-07-15
26.981 HOMESTEAD SM CO STK FD P 2014-01-05 2014-04-22
389.391 FIDELITY ADV REAL EST I P 2013-06-02 2014-07-15
59.144 VANGUARD EQTY INC AD P 2013-01-11 2014-04-15
277.914 FIDELITY GIN MAE FD P 2014-04-21 2014-07-15
237.12 OAKMARK SEL FD CL I P 2014-01-15 2013-04-15
197.0 PWERSHARES S&P 500 LOW VOL P 2012-10-25 2014-01-16
318.437 HUNTINGTON SITUS SC FS IA P 2013-01-02 2013-09-05
19.904 CALAMOS MK NEU INC FD P 2013-09-17 2014-01-15
34.582 INVCO ASIA PAC GRWTH A P 2013-12-13 2014-01-15
65.933 HOMESTEAD SM CO STK FD P 2012-09-13 2014-04-15
37.635 OPPENHEIMER DEV MKTS A P 2011-03-02 2014-01-15
386.747 FIDELITY NEW MILLEN FD P 2013-11-15 2014-04-15
264.274 OAKMARK SEL FD CL I P 2014-01-15 2014-07-15
244.0 PWERSHARES S&P 500 LOW VOL P 2012-10-25 2014-04-15
1311.975 BBH CORE SEL FD RET P 2013-01-02 2013-09-05
389.017 CALAMOS MK NEU INC FD P 2013-09-17 2014-04-15
106.47 INVCO FLTING RATE FD Y P 2014-01-15 2014-04-15
202.62 HOMESTEAD SM CO STK FD P 2013-01-05 2014-04-22
479.391 AMG MGRS INTMD DUR GVT P 2014-04-15 2014-07-15
104.133 FIDELITY NEW MILLEN FD P 2013-11-15 2014-07-15
2986.858 OPPENHEIMER SR FLT RATE A P 2013-09-27 2014-01-15
333.0 PWERSHARES S&P 500 LOW VOL P 2012-12-01 2014-07-15
385.802 BHH CORE SEL FD RET P 2013-06-27 2013-09-05
259.681 CAMBIAR INTL EQUITY FD P 2014-01-15 2014-04-15
438.518 INVCO FLTIN RATE FD Y P 2014-01-15 2014-07-15
608.831 INVESCO ASIA PAC GRTH A P 2012-12-01 2014-01-15
79.214 ASTON FAIRPOINT MID CAP I P 2014-01-15 2014-04-15
412.841 FIDELITY NEW MILLEN FD P 2013-11-15 2014-08-19
17.091 VANGUARD EQTY INCOME AD P 2013-12-17 2014-04-15
270.076 VANGUARD EQUITY INC AD P 2012-05-03 2014-01-16
620.52 BLACKROCK PA MUNI A P 2013-01-02 2013-09-05
3684.173 DE CORP BD FD CL I P 2014-04-15 2014-01-15
1705.757 MFS BOND FD INST P 2014-01-05 2014-06-09
688.719 JPMORGAN LG CAP GRTH A P 2012-12-01 2014-01-15
381.44 BLACKROCK HIGH YLD BD INST P 2014-04-15 2014-07-15
307.03 HARBOR INTL FD INV P 2013-12-01 2014-01-15
644.122 DE CORP BD FD CL I P 2013-04-03 2014-04-14
343.146 VANGUARD EQUITY INC AD P 2012-12-01 2014-04-15
18266.484 BLACKROCK PA MUNI A P 2013-06-27 2013-09-05
544.746 FEDERATED INST HI YLD BD P 2013-09-17 2014-04-15
1781.377 NATIXIS LOOMIS SAY GR Y P 2014-04-15 2014-06-09
692.932 OPPENHEIMER DEV MKT A P 2012-12-01 2014-01-15
551.188 CALAMOS MKT NEU INC FD P 2013-09-27 2014-04-15
290.065 HARBOR INTL FD INV P 2013-09-27 2014-01-15
704.181 FED INST HI YLD BD FD P 2012-12-01 2014-01-15
10000.0 DUKE ENERGY CORP 6.3% P 2009-04-17 2014-02-01
1052.221 CALAMOS MK NEW INC FD P 2013-09-27 2013-12-31
450.279 FEDERATED INST HI YLD BOND P 2013-09-17 2014-05-15
166.538 OAKMARK SEL FD CL I P 2014-01-15 2014-04-15
100.791 OPPENHEIMER DEV MKT A P 2013-01-30 2014-04-15
364.028 CAMBIAR INTL EQUTY FD INV P 2014-01-15 2014-04-15
170.336 HOMESTEAD SM CO STK FD P 2013-12-01 2014-04-22
298.011 FIDELITY ADV REAL ESTATE I P 2012-10-16 2014-04-15
10000.0 HP CO 6.125% P 2009-04-13 2014-03-01
9.653 FIDELIT NEW MKTS INC FD P 2013-01-02 2013-12-04
3.133 FEDERATED INST HI YLD BOND P 2013-12-04 2014-04-15
114.248 OAKMARK SEL FD CL I P 2014-01-15 2014-07-15
3.575 OPPENHEIMER DEV MKT A P 2013-01-30 2014-04-25
684.782 DE CORP BD FD CL I P 2013-06-27 2014-04-14
309.406 INVSCO ASIA PAC GRWTH A P 2013-01-30 2014-01-15
251.81 FIDELITY ADV REAL ESTATE I P 2012-12-01 2014-07-15
1356.494 BBH CORE SEL FD RET P 2012-07-13 2013-09-05
498.93 HUNTINGTON SITUS SC FD IA P 2013-01-02 2013-09-05
16.25 FIDELITY ADV REAL ESTATE I P 2014-01-01 2014-07-15
24.823 OPPENHEIMER DEV MKTS A P 2013-01-30 2014-01-15
1101.725 OPPENHEIMER SR FL RT A P 2012-12-01 2014-01-15
2693.596 DE CORP BD FD CL I P 2013-06-01 2014-04-15
56.012 INVSCO ASIA PAC GRWTH A P 2013-12-13 2014-01-15
92.569 HOMESTEAD SM CO ST FD P 2012-09-13 2014-04-15
208.7 BLACKROCK PA MUNI A P 2012-12-01 2013-09-05
604.108 JPMORGAN LG CAP GRWTH FD A P 2013-01-11 2013-11-15
343.812 FID ADV REAL ESTATE I P 2014-01-01 2014-07-15
1193.317 OPPENHEIMER SR FL RT A P 2013-09-17 2014-01-15
1441.75 PIMCO INV GRD CORP A P 2012-12-01 2014-01-15
1213.592 DE CORP BD FD CL I P 2013-06-01 2014-04-15
1896.307 INVCSO FLTG RATE FD Y P 2013-12-01 2014-04-15
185.246 HOMESTEAD SM CO ST FD P 2012-12-01 2014-04-22
256.052 FIDELITY NEW MKTS INC FD P 2012-11-01 2013-12-04
2315.609 DE CORP BD FD CL I P 2013-01-02 2013-12-31
206.756 FIDLTY GINNIE MAE FD P 2014-04-21 2014-07-15
41.894 PIMCO INV GRD CORP A P 2013-12-11 2014-01-15
758.0 POWERSHARES S&P 500 LW VOL P 2012-10-25 2014-01-07
361.637 FEDERATED INST HI YLD BD P 2013-06-27 2014-01-15
647.452 INVSCO FLTG RATE FD Y P 2014-03-12 2014-07-15
676.706 INVESCO ASIA PAC GR A P 2012-12-01 2014-01-15
172.0 JPMORGAN LG CAP GW FD A P 2012-07-13 2013-09-27
25.000 FHLMC 4.875% 11/15/13 P 2008-04-28 2013-11-15
267.292 FIDLTY NEW MILLENNIUM FD P 2014-01-15 2014-04-15
165.536 VANGUARD EQTY INC AD P 2013-09-17 2014-04-15
91.0 POWERSHARES S&P 500 LW VOL P 2012-10-25 2014-01-16
640.367 FEDRTED INST HI YLD BD FD P 2013-06-27 2014-04-15
318.894 MFS BD FD INSTITUT P 2013-11-15 2014-01-15
890.443 OPPENHEIMER DEV MKT A P 2012-12-01 2014-01-15
114.197 VANGUARD EQTY INC FD P 2012-05-03 2013-09-27
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 3,566   3,531 35
b 5,211   5,036 175
c 795   676 119
d 5,720   4,784 936
e 38   37 1
29,295   28,895 400
5,394   4,930 464
8,204   6,942 1,262
10   10  
10,579   10,239 340
4,616   4,539 77
6,368   5,093 1,275
343   308 35
10,705   10,559 146
133   123 10
5,848   6,642 -794
2,645   2,610 35
11,068   10,000 1,068
4,505   4,175 330
14,258   12,271 1,987
19,169   17,192 1,977
26,000   25,789 211
39,744   34,082 5,662
96   109 -13
2,383   2,360 23
1,013   749 264
8,944   8,074 870
3,714   3,158 556
3,199   3,169 30
9,781   9,684 97
6,444   5,544 900
8,228   7,162 1,066
256   256  
1,047   1,051 -4
2,422   1,830 592
1,402   1,310 92
15,315   15,376 -61
12,024   11,127 897
8,210   6,867 1,343
17,371   15,067 2,304
4,976   4,996 -20
846   851 -5
7,608   5,623 1,985
5,269   5,223 46
4,343   4,192 151
25,179   25,000 179
11,716   9,588 2,128
5,108   4,431 677
6,284   6,586 -302
3,495   3,504 -9
18,435   18,506 -71
3,626   3,608 18
17,191   16,617 574
1,073   865 208
16,753   13,664 3,089
6,398   6,920 -522
22,216   21,663 553
24,000   23,679 321
21,881   16,397 5,484
3,204   3,177 27
21,636   20,568 1,068
3,878   3,844 34
21,546   17,360 4,186
18,831   20,368 -1,537
5,595   5,502 93
22,000   21,822 178
25,819   24,121 1,698
7,050   7,071 -21
20,441   19,432 1,009
7,232   7,095 137
10,000   10,509 -509
13,500   13,488 12
4,665   4,548 117
6,870   6,801 69
3,784   3,509 275
8,809   9,232 -423
6,396   5,240 1,156
6,422   5,931 491
10,000   10,929 -929
151   171 -20
32   32  
5,198   4,781 417
133   124 9
4,122   4,087 35
9,369   9,488 -119
5,784   5,188 596
17,960   15,198 2,762
12,893   11,222 1,671
373   337 36
925   864 61
9,288   9,184 104
16,242   16,075 167
1,696   1,718 -22
3,401   2,847 554
2,152   2,444 -292
18,323   14,520 3,803
7,897   7,129 768
10,060   9,948 112
14,879   16,010 -1,131
7,318   7,243 75
15,076   15,141 -65
6,956   5,698 1,258
4,002   4,537 -535
13,500   13,811 -311
2,380   2,355 25
432   465 -33
24,877   21,329 3,548
3,714   3,644 70
5,160   5,168 -8
20,491   20,752 -261
4,988   4,095 893
25,000   26,095 -1,095
10,585   10,646 -61
10,394   8,838 1,556
2,977   2,561 416
6,634   6,452 182
4,398   4,392 6
33,178   30,548 2,630
6,805   6,075 730
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       35
b       175
c       119
d       936
e       1
      400
      464
      1,262
       
      340
      77
      1,275
      35
      146
      10
      -794
      35
      1,068
      330
      1,987
      1,977
      211
      5,662
      -13
      23
      264
      870
      556
      30
      97
      900
      1,066
       
      -4
      592
      92
      -61
      897
      1,343
      2,304
      -20
      -5
      1,985
      46
      151
      179
      2,128
      677
      -302
      -9
      -71
      18
      574
      208
      3,089
      -522
      553
      321
      5,484
      27
      1,068
      34
      4,186
      -1,537
      93
      178
      1,698
      -21
      1,009
      137
      -509
      12
      117
      69
      275
      -423
      1,156
      491
      -929
      -20
       
      417
      9
      35
      -119
      596
      2,762
      1,671
      36
      61
      104
      167
      -22
      554
      -292
      3,803
      768
      112
      -1,131
      75
      -65
      1,258
      -535
      -311
      25
      -33
      3,548
      70
      -8
      -261
      893
      -1,095
      -61
      1,556
      416
      182
      6
      2,630
      730
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 75,519
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 21,575
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 11,870 899,229 0.013200
2011 43,783 832,022 0.052622
2010 39,021 792,604 0.049231
2009 169,370 766,125 0.221074
2008 87,052 706,526 0.123211
2 Total of line 1, column (d) ...................... 2 0.459338
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.091868
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 960,300
5 Multiply line 4 by line 3....................... 5 88,221
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 952
7 Add lines 5 and 6......................... 7 89,173
8 Enter qualifying distributions from Part XII, line 4.............. 8 56,016
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,903
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 1,903
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,903
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 261
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 261
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 35
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,677
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTHOMAS A FILLIPPO SR Telephone no.bullet (610) 644-2536
    Located atbullet1 DEVAULT LANE1 DEVAULT LANEDEVAULTPA ZIP+4bullet194320000
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    THOMAS A FILLIPPOClick to see attachment TRUSTEE
    1.00     		0 0 0
    1 DEVAULT LANE
    1 DEVAULT LANE
    DEVAULT,PA19432
    JOANNE S FILLIPPOClick to see attachment TRUSTEE
    1.00     		0 0 0
    1 DEVAULT LANE
    1 DEVAULT LANE
    DEVAULT,PA19432
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    48,015
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    1,903
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,903
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    46,112
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    46,112
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    46,112
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 46,112
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 52,374
    b From 2009....... 131,474
    c From 2010....... 501
    d From 2011....... 2,816
    e From 2012....... 11,870
    fTotal of lines 3a through e......... 199,035
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 56,016
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 46,112
    e Remaining amount distributed out of corpus 9,904
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 208,939
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		52,374
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		156,565
    10 Analysis of line 9:
    a Excess from 2009.... 131,474
    b Excess from 2010.... 501
    c Excess from 2011.... 2,816
    d Excess from 2012.... 11,870
    e Excess from 2013.... 9,904
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    THOMAS A FILLIPPO
    1 DEVAULT LANE
    DEVAULT,PA19432
    (610) 644-2536
    TOMF@DEVAULTFOODS.COM
    bThe form in which applications should be submitted and information and materials they should include:
    THE FOUNDATION HAS NO REQUIRED FORM. ALL INFORMATION THAT THE REQUESTING ORGANIZATION DEEMS APPROPRIATE SHOULD BE SUBMITTED.
    cAny submission deadlines:
    THERE ARE NO SUBMISSION DEADLINES.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THERE ARE NO RESTRICTIONS OR LIMITATIONS ON AWARD OTHER THAN THEY BE USED FOR QUALIFIED PURPOSES.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UPPER MAINLINE YMCA
    UPPER MAINLINE YMCA
    1416 BERWYN PAOLI RD
    1416 BERWYN PAOLI RD
    BERWYN,PA19312     		  PUBLIC GENERAL OPERATING EXPENSES 4,000
    WEST CHESTER UNIVERSITY FOUNDATION
    WEST CHESTER UNIVERSITY FOUNDATION
    PO BOX 541
    PO BOX 541
    WEST CHESTER,PA19381     		  PUBLIC GENERAL OPERATING EXPENSES 20,000
    CHESTER COUNTY FOOD BANK
    CHESTER COUNTY FOOD BANK
    601 WESTTOWN ROAD
    601 WESTTOWN ROAD
    WEST CHESTER,PA193800990     		  PUBLIC GENERAL OPERATING EXPENSES 1,000
    BERWYN METHODIST CHURCH
    BERWYN METHODIST CHURCH
    140 WATERLOO AVENUE
    140 WATERLOO AVENUE
    BERWYN,PA193121733     		  PUBLIC GENERAL OPERATING EXPENSES 2,000
    SAINT PATRICK'S CHURCH
    SAINT PATRICK'S CHURCH
    ROBERTS CHANNING AVES
    ROBERTS CHANNING AVES
    MALVERN,PA19355     		  PUBLIC GENERAL OPERATING EXPENSES 2,000
    CHESTER COUNTY BOY SCOUTS
    CHESTER COUNTY BOY SCOUTS
    504 SOUTH CONCORD RD
    504 SOUTH CONCORD RD
    WEST CHESTER,PA19382     		  PUBLIC GENERAL OPERATING EXPENSES 5,000
    GREAT VALLEY HIGH SCHOOL
    GREAT VALLEY HIGH SCHOOL
    225 PHOENIXVILLE PIKE
    225 PHOENIXVILLE PIKE
    MALVERN,PA19355     		  PUBLIC GENERAL OPERATING EXPENSES 450
    WEST CHESTER UNIVERSITY FOUNDATION
    WEST CHESTER UNIVERSITY FOUNDATION
    PO BOX 541
    PO BOX 541
    WEST CHESTER,PA19381     		  PUBLIC GENERAL OPERATING EXPENSES 5,000
    HELP HOPE LIVE
    HELP HOPE LIVE
    100 MATSONFORD RD
    100 MATSONFORD RD
    RADNOR,PA19087     		  PUBLIC GENERAL OPERATING EXPENSES 1,000
    PAOLI HOSPITAL FOUNDATION
    PAOLI HOSPITAL FOUNDATION
    255 WEST LANCASTER AVE
    255 WEST LANCASTER AVE
    PAOLI,PA19301     		  PUBLIC GENERAL OPERATING EXPENSES 500
    JUST 4 PA KIDS
    JUST 4 PA KIDS
    1046 LENAPE ROAD
    1046 LENAPE ROAD
    WEST CHESTER,PA19382     		  PUBLIC GENERAL OPERATING EXPENSES 1,250
    GREAT VALLEY NATURE CENTER
    GREAT VALLEY NATURE CENTER
    4251 STATE RD
    4251 STATE RD
    DEVAULT,PA19432     		  PUBLIC GENERAL OPERATING EXPENSES 1,500
    GREAT VALLEY FOUNDATION
    GREAT VALLEY FOUNDATION
    PO BOX 74
    PO BOX 74
    MALVERN,PA19355     		  PUBLIC GENERAL OPERATING EXPENSES 1,000
    BERWYN'S VICTORY RUN
    BERWYN'S VICTORY RUN
    PO BOX 201
    PO BOX 201
    BERWYN,PA19312     		  PUBLIC GENERAL OPERATING EXPENSES 250
    STURZEBECKER FOUNDATION
    STURZEBECKER FOUNDATION
    700 SOUTH HIGH STREET
    700 SOUTH HIGH STREEET
    WEST CHESTER,PA19383     		  PUBLIC GENERAL OPERATING EXPENSES 250
    Total .................................bullet 3a 45,200
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 32  
    4 Dividends and interest from securities....     14 24,278  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		        75,519
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   24,310 75,519
    13Total. Add line 12, columns (b), (d), and (e)..................
    1399,829
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    8 IT IS VITALLY IMPORTANT TO THE TRUSTEES THAT GRANTS BE PROVIDED TO VARIOUS CHARITIES REGARDLESS OF THE FOUNDATION'S INCOME AND NET GAINS IN ANY APPLICABLE YEAR.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    Employer identification number

    20-0218191
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES         		Employer identification number

    20-0218191
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    CHAR LEAD TUW - LUCY R DIFILLIPPO  
    DNB WEALTH MANAGEMENT
    410 EXTON SQUARE PARKWAY
    EXTON, PA19341

    		$47,522


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES         		Employer identification number

    20-0218191
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES         		Employer identification number

    20-0218191
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEES 4,200 1,260   2,940

    TY 2013 CompensationExplanation
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Person Name Explanation
    THOMAS A FILLIPPO  
    JOANNE S FILLIPPO  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Name of Bond End of Year Book Value End of Year Fair Market Value
    DNB A/C A - FIXED INCOME    
    DNB A/C A - INT'L FIXED INCOME    
    DNB A/C B - FIXED INCOME    
    DNB A/C B - INT'L FIXED INCOME    
    DNB A/C A - NON TAXABLE FIXED INCOME    
    DNB A/C B - NON TAXABLE FIXED INCOME    
    DNB A/C B - CORPORATE BONDS 77,158 82,984
    DNB A/C B - FIXED INCOME MUTUAL FUND 125,786 127,342
    DNB A/C A - CORPORATE BONDS 72,911 80,339
    DNB A/C A - FIXED INCOME MUTUAL FUND 63,249 64,076

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Name of Stock End of Year Book Value End of Year Fair Market Value
    DNB A/C A - DOMESTIC EQUITIES    
    DNB A/C A - INT'L EQUITIES    
    DNB A/C B - DOMESTIC EQUITIES    
    DNB A/C B - INT'Y EQUITIES    
    DNB A/C A - EQUITY MUTUAL FUNDS 214,725 225,645
    DNB A/C B - EQUITY MUTUAL FUNDS 352,095 369,359

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    US Government Securities - End of Year Book Value:

    27,308
    US Government Securities - End of Year Fair Market Value:

    26,994
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 LegalFeesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 1,343 403   940


    TY 2013 OtherExpensesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    DNB CHKING A/C SERVICE CHRGES 50     50
    DNB DOC FEE - TRUST A 133     133
    DNB DOC FEE - TRUST B 133     133


    TY 2013 OtherIncreasesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Description Amount
    MISC. COST BASIS & MKT ADJ. FOR BONDS 16,138


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DNB ASSET MGMT FEES - TRUST A 3,652 1,096   2,556
    DNB ASSET MGMT FEES - TRUST B 5,806 1,742   4,064


    TY 2013 TaxesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX TRUST A 49      
    FOREIGN TAX TRUST B 81