Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 07-01-2013 , 2013, and ending 06-30-2014
BCheck if applicable:
CName of organization
The Health Trust
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
3180 Newberry Drive
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
San Jose, CA95118
D Employer identification number

94-6050231
E Telephone number

G Gross receipts $ 40,148,550
F Name and address of principal officer:
Frederick Ferrer
3180 Newberry Dr Suite 200
San Jose,CA95118
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.healthtrust.org
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1996
M State of legal domicile: CA
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: The mission of The Health Trust is to lead the Silicon Valley community to advance wellness. Our vision is to transform Silicon Valley into the healthiest region in America for everyone through three initiatives: Healthy Living, Healthy Aging and Healthy Eating.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 14
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 13
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 147
6 Total number of volunteers (estimate if necessary) ............. 6 345
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 6,985,797 8,103,353
9 Program service revenue (Part VIII, line 2g) ......... 917,952 833,589
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 4,502,757 4,954,715
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 51,945 271,769
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 12,458,451 14,163,426
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 3,348,910 3,250,873
14 Benefits paid to or for members (Part IX, column (A), line 4).....   0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 5,747,503 6,156,110
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 3,885 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet506,219    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 6,576,388 6,761,609
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 15,676,686 16,168,592
19 Revenue less expenses. Subtract line 18 from line 12....... -3,218,235 -2,005,166
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 115,446,153 123,714,751
21 Total liabilities (Part X, line 26)............. 3,396,066 2,939,482
22 Net assets or fund balances. Subtract line 21 from line 20..... 112,050,087 120,775,269
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: The mission of The Health Trust is to lead the Silicon Valley community to advance wellness. Our vision is to transform Silicon Valley into the healthiest region in America through three initiatives:Healthy Eating - focuses on reducing the rates of overweight and obesity through healthy nutrition and physical activity Healthy Aging - focuses on supporting the health of our aging population so they can spend more years in good health and be engaged as vital members of their communities Healthy Living - focuses on reducing and eliminating health disparities These initiatives will make a positive impact across all of the levels of influence that affect health - from individual behaviors to broader environmental issues such as neighborhood conditions and public policies. The work of the initiatives encompasses direct client services, community and environmental change strategies, advocacy and policy strategies, and grantmaking strategies.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 7,891,502 including grants of $ 1,896,408 ) (Revenue $   )
The Healthy Living Initiative pursues a variety of strategies aimed at reducing health disparities including (1) Addressing the Root Causes of Health Disparities, (2) Chronic Disease Prevention and Management, (3) Oral Health, and (4) Health Care Linkages. The program accomplishments and outcomes for each of these strategies are listed below.Addressing the Root Causes of Health Disparities. This strategy includes raising awareness about the root causes of health disparities and partnering in our community to address health through a focus on the Social Determinants of Health. One specific way we do this is by increasing the diversity of healthcare professionals in the local workforce through pipeline programs that expose students to health careers. Over 300 young people from diverse backgrounds were exposed to community health work through the Open Air Health Fair and The Health Market. Since The Health Markets inception in November 2013, we have partnered with the County, local nonprofits and community-based organizations to provide health resources and services to over 3000 individuals. We also address root causes through the Learning Together Initiative funded by SCC FIRST 5. In partnership with Catholic Charities of SCC and San Juan Batista Child Development Centers, we provide a variety of child and family development services in County Supervisorial Districts #4 and #3 to over 3,000 parents and children from low income communities. These services are focused on ensuring children enter kindergarten healthy and ready to learn and to promote healthy households. The Health Trust continues to serve as fiscal sponsor of Destination Home (DH). This programs mission is to end chronic homelessness in Santa Clara County and during FY 2012, DH launched the Housing 1,000 campaign. Since the launch, during FY 2014, over 315 individuals have been placed into permanent housing. Disruptive Innovation Grants Program. In FY 2014, The Health Trust awarded two grants totaling $131,448 to Silicon Valley nonprofits attempting to disrupt the ways the social services sector serves the community that are simpler and less expensive than traditional methods. The Health Trust is one of just a few foundations working to translate Disruptive Innovation theory into the social services sectorThe first grant awarded was to Greenbelt Alliance in the amount of $75,000 to pilot test Public Square, an online tool that will create a new system of public engagement targeting individuals who are traditionally left out of the land-use planning process in the City of Mountain View. The second of which was for United Way Silicon Valley in the amount of $56,448 to support local community-based organizations with technical assistance in the development and implementation of projects focused on addressing various social determinants of health utilizing the Disruptive Innovation theoretical framework.Chronic Disease Prevention and Management. This strategy has three main components: Community-based Chronic Disease Prevention, Chronic Disease Self-Management (also known as Better Choices Better Health) Classes, and AIDS Services. During FY 2014, over 2,000 individuals received Chronic Disease Prevention and or self-management services through home- and community-based health education, resulting in increased knowledge about screening for and prevention of chronic diseases. Key CDSM outcomes include an increase in behaviors that help manage disease such as physical activity and healthy eating, reduction in disease symptoms, increased self-efficacy for disease management, and reduction in hospitalizations. Another important aspect of the prevention of chronic disease involves targeting communities with higher rates of obesity and certain chronic conditions. THT has worked closely with the local Mexican Consulate for over five years. A number of services are provided with funding through the Ventanilla De Salud program, most focused on reducing obesity. The Health Trust, in partnership with Second Harvest Food Bank and the Mexican Consulate, provides fresh and healthy produce to eligible families through a monthly Produce Mobile. By bringing the produce to Tropicana Shopping Center, a central location for the surrounding community, the Produce Mobile increases access and affordability of fresh fruits and vegetables, and in turn, combats the obesity trend and all of the associated health risks among residents of the county. In fiscal year 2014, over 90,000 lbs of fresh produce was distributed to over 12,000 individuals through this program. Within the AIDS Services program, The Health Trust offers services to over 800 individuals living with HIV/AIDS, including Social Work Case Management Services, Level 1 Case Management, Nursing Case Management, Transportation Assistance, Food Support, Home Health, Housing Assistance, and Emergency Funds. Key outcomes of AIDS Services included improved medication adherence, and utilization of routine medical care. Additional outcomes achieved included increased capacity to remain in stable, affordable and permanent housing and improved nutrition through our recently expanded Food Basket facility.Furthermore, with Ryan White Transitional Housing Services funding we provide housing assistance to HIV+ clients in Santa Clara County in the form of short term emergency housing (such as motels for homeless who cannot stay in a shelter for medical reasons), short term emergency rental assistance, and short term subsidy assistance for up to two years. Supportive services are also provided in the form of Housing Specialists to assist with housing placement and advocacy, and a Self-Sufficiency Coordinator to assist clients in transitioning to more permanent housing placement.Diabetes Self-Management Program The Health Trust is committed to preventing and alleviating the burdens of diabetes through diabetes education. In December 2014, the American Association of Diabetes Educators accredited The Health Trusts Diabetes Self-Management Program. By being accredited, The Health Trust will incorporate additional services such as Medical Nutrition Therapy and individual diabetes educational sessions with a registered dietician to their suite of diabetes prevention and management services currently offered throughout Santa Clara County. This suite of services is rounded out by evidence based peer led Healthy Eating programs developed by the USDA. Also, The Health Trust is now a certified Medicare provider for these Diabetes Education services and will be able to serve an even larger population.Oral Health. The Healthy Communities Initiative seeks to ensure access to oral health services, including home- and community-based oral health education, as well as clinical services for children. During FY 2014 The Health Trust provided over 25,000 preventive and restorative visits to over 16,000 low-income children through its Childrens Dental Centers in San Jose and Sunnyvale. Additionally, the Health Trust also continued its campaign to bring fluoride to the water supply in Santa Clara County. The Health Trust contracted with Santa Clara Valley Water District to fluoridate its water system in FY 2013 and supported implementation in FY 2014. Nutrition Education The Health Trust received a 3 year grant totaling $553,890 from the USDA to deliver three nutrition curriculums to underserved communities in San Jose. Curriculum include My Plate, ReThink Your Drink and Healthy Eating on a Budget. In FY 2014, nearly 4000 individuals received at least one of the three nutrition curriculum.Health Care Linkages. The Health Trust provides access to health care for uninsured adults and children in Santa Clara County by enrolling them in available low-cost insurance programs including Covered California, MediCal and Healthy Kids. The Health Trust assists families looking to enroll children in Medi-Cal, Healthy Families, Healthy Kids, and Kaiser Child Health Plan. Children are eligible if they are under age 19, currently uninsured, a resident of Santa Clara County and if their family income is equal to, or below, 300% of the federal poverty level. Parents do not need to have immigration documentation in order to enroll their children, and undocumented children are also eligible for some programs. In addition to enrolling children, Health Trust staff follows up with families to ensure that they choose a medical and dental home, and also to assist with re-enrollment requirements. For parents of enrolled children, staff suggest resources and referrals to health education opportunities such as chronic disease self management classes and free or low-cost clinics. In FY 2014, The Health Trust assisted in the enrollment or re-enrollment of nearly 5000 children in health insurance programs. We also provide services at the Mexican Consulate, where we assist Mexican citizens with pre-registration, or pre-affiliation, for Seguro Popular, the Mexican health program for residents of Mexico.
4b (Code:   ) (Expenses $ 2,666,108 including grants of $ 379,232 ) (Revenue $   )
The Healthy Aging Initiative was launched in January 2008 and strikes a balance between primary prevention for promoting the health and wellness of older adults and addressing the unique service needs of an aging society. This Initiative pursues a variety of strategies including (1) Leadership & Advocacy, (2) Neighborhood/Wellness Hubs, (3) Integration of medical, social and other long term services and supports, and social connection and nutrition.Leadership & Advocacy. Regional Coalition. The Health Trust supports the Aging Services Collaborative, a regional coalition of aging services providers, in its efforts around (1) development and publication of a policy agenda, (2) development and implementation of a communications plan, (3) development of a sustainability plan, and (4) intensive consumer education and advocacy around a Federal/State funded pilot project (Cal MediConnect) in Santa Clara County integrating medical and other health services with long term social services and supports for older adults and persons with disabilities that qualify both for Medicare and MediCal.AGEnts for Change. AGEnts for Change is a program of The Health Trust comprised of older adult volunteers that are trained by The Health Trust in advocacy techniques. These volunteers identify gaps in local services and supports for our Countys older adults and use their advocacy tools to bring about changes to those systems. Health Care Reform. (1) In addition to the Initiatives work around Cal MediConnect, the Initiative has funded a subcommittee of the Countys Healthcare Reform Integration Stakeholders Working Group. The goal of the Subcommittee is optimal integration of health and social services and supports for older adults. In its first year, the Subcommittee is developing a report to the County Board of Supervisors on Transitions of Care from hospitals to nursing facilities and from institutions to the community. The report will include recommendations for changes to the County Health System in support of the Subcommittees goal.(2) Through a grant from The Health Trust to The Healthcare Foundation of Northern and Central California, local hospitals and skilled nursing facilities participated in a project to enhance communication in the process of discharging chronically ill patients from acute care to skilled nursing. The hospitals voluntarily have adopted use of standardized checklists and are collecting data on areas such as hospital readmissions and length of time before patients are seen by the SNF physician.Neighborhood and Wellness HubsLocal Information and Assistance. Through its Senior Peer Advocates program, the Health Trust places older adult volunteers in community centers and other neighborhood gathering spots, for the purpose for providing needed information to their peers on service availability in the community. The Volunteers receive ongoing training to keep their information current and many are bilingual, allowing the program to reach limited English speakers in their own languages.Food Access. This year, two communities began piloting new nutritious food access models in our county funded by the Health Trust. There is a weekly farmers market in downtown Gilroy, and a produce cart near a low income residence in Morgan Hill.Pedestrian Safety. Through our AGEnts for Change program working with other community partners, The Health Trust is making significant progress in increasing safety where older adults travel and congregate. Integration of Services and Supports. As described above, this year the Health Trust has taken a leadership role to eliminate the fragmentation of medical and social services that plague our older adults and have a negative impact on the quality of their care . We are working to radically change these systems with particular emphasis on the appropriate availability and integration of discharge planning, supportive housing, case management and caregiver support, during times of transition from hospital stays to other settings. Social Connection and Nutrition. The Health Trust operates a Meals on Wheels (MOW) program that provides home-delivered meals to seniors and people with disabilities. In FY 2014, 79,877 meals were delivered to a total of 599 unduplicated individuals. Ninety percent of the MOW recipients reported that the MOW services are good or excellent. Ninety-nine percent reported that the MOW services were somewhat or extremely important in helping them to remain in their homes. 973 deliveries of groceries were provided to our clients.
4c (Code:   ) (Expenses $ 2,119,433 including grants of $ 975,233 ) (Revenue $   )
The Healthy Eating Initiative focuses on food access in low-income communities so that all residents have affordable, healthy food options within 1/2 mile of their home and that residents meet the CDCs Healthy People 2020 objective for daily fruit and vegetable consumption. In 2014, the Healthy Eating Initiative of The Health Trust awarded 14 grants, totaling $954,150.The Health Trust Healthy Eating Initiative launched the following programs in 2014:Fresh Carts: This program recruits, trains, and empowers entrepreneurs from low-income neighborhoods to start their own street vending business in order to bring fresh produce to residents. Twenty-five vendors were trained in San Joses new Food Rules and provided loans and marketing materials to start their businesses.Small, Certified Farmers Markets: Building upon the New Food Rules policy changes, which allowed markets in residential zones, The Health Trust grantees and partners opened a small, certified farmers market operated by the Indian Health Center and linked the market to the clinics diabetes management programs. Healthy Cornerstore Program: The Health Trust launched and led a collaborative of partners to implement a 2-year program to convert 35 cornerstores, located in low-income neighborhoods, over the course of two years to carry produce and/or healthier beverage and snack options. Twenty stores were recruited in 2014, and fifteen were provided marketing materials and technical assistance. Good. To Go. A city-wide marketing campaign was launched in the summer of 2014 to support the new Healthy Eating programs. The Good. To Go. (G2G) brand was developed and promoted through print and outdoor media, radio and TV, and social media in order to raise consumers awareness of and demand for the new fun, fast, fresh items available at the farmers markets, Healthy Cornerstores, and Fresh Carts. The Health Trust also entered its third year of a 3-year Americorps grant Silicon Valley Health Corps (SVHC) - in the Fall of 2013. This grant recruited, trained, and supported 20 Americorps members, who work at seven community-based organizations throughout Santa Clara County in order to grow and distribute produce to low-income families and provide nutrition and cooking education. SVHC distributed 177,108 pounds of produce to low-income families, educated 3,110 students in garden-based education, and recruited 7,534 volunteers to assist the SVHC sites. In addition to entering the second year of its USDA Community Food Project Grant, The Health Trusts Healthy Eating Initiative also won the Google Impact Challenge, earning $500,000 to develop a model to link gleaned and local produce to the Healthy Cornerstores and Fresh Carts.
4d Other program services (Describe in Schedule O.)
(Expenses $ -302,517 including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet12,374,526
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II.................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
173
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
147
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
No
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
0
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
No
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
No
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
No
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
No
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
No
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
14
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
13
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletFASS3180 Newberry DriveSan JoseCA95118 (408) 513-8700
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Richard Triolo........................................................................
Board member
 2.00
.......................0.00 		X           0 0 0
(2) Frederick Ferrer........................................................................
CEO
 40.00
.......................0.00 		X   X       248,006 0 35,277
(3) David Neighbors........................................................................
Board Member
 2.00
.......................0.00 		X           0 0 0
(4) Ruma Kumar........................................................................
Board Member
 2.00
.......................0.00 		X           0 0 0
(5) Cindy Ruby........................................................................
Secretary
 2.00
.......................0.00 		X           0 0 0
(6) Juan Benitez........................................................................
Board Member
 2.00
.......................0.00 		X           0 0 0
(7) Charles Bullock........................................................................
Chair
 2.00
.......................0.00 		X           0 0 0
(8) Marianne Jackson........................................................................
Board Member
 2.00
.......................0.00 		X           0 0 0
(9) Kathy McCarthy........................................................................
Board Member
 2.00
.......................0.00 		X           0 0 0
(10) David Katz........................................................................
Board Member
 2.00
.......................0.00 		X           0 0 0
(11) Darren Cde Baca........................................................................
Board Member
 2.00
.......................0.00 		X           0 0 0
(12) Michael Celio........................................................................
Board Member
 2.00
.......................0.00 		X           0 0 0
(13) Emily Lam........................................................................
Board Member
 2.00
.......................0.00 		X           0 0 0
(14) Monique Lambert........................................................................
Board Member
 2.00
.......................0.00 		X           0 0 0
(15) Roberta Robins........................................................................
Vice Chair
 2.00
.......................0.00 		X           0 0 0
(16) Todd Hansen........................................................................
COO
 40.00
.......................0.00 		    X       217,573 0 32,303
(17) Ira Holtzman........................................................................
CFO
 40.00
.......................0.00 		    X       210,709 0 22,921
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) Paul Hepfer........................................................................
VP Programs
 40.00
.......................0.00 		        X   128,725 0 7,688
(19) Jennifer Loving........................................................................
DH, Exec Dir
 40.00
.......................0.00 		        X   137,465 0 23,254
(20) Patricia Fisher........................................................................
Communications Dir
 40.00
.......................0.00 		        X   111,500 0 23,614




















1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 1,053,978   145,057
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet6
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
Financial Adminstrative Support Services3180 Newberry DrSan JoseCA95118 Accounting 302,751
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet1
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e 4,744,303
f All other contributions, gifts, grants, and
similar amounts not included above1f 		3,359,050
g Noncash contributions included in lines
1a-1f:$ 		609,258
h Total. Add lines 1a-1f.......MediumBullet 8,103,353
Program Service RevenueAmt Business Code
2a Discontinued Ops   4,848 4,848    
b Health Trust Programs   828,741 828,741    
c
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 833,589
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 1,644,835     1,644,835
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 0      
(i) Real (ii) Personal
6a Gross rents 263,874  
b Less: rental expenses 144,394  
c Rental income or (loss) 119,480  
d Net rental income or (loss).......MediumBullet 119,480     119,480
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 25,584,345 3,566,265
b Less: cost or other basis and sales expenses 22,140,730 3,700,000
c Gain or (loss) 3,443,615 -133,735
d Net gain or (loss)..........MediumBullet 3,309,880     3,309,880
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a 152,289
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet 152,289   152,289
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See Instructions......MediumBullet 14,163,426 833,589   5,226,484
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 3,250,873 3,250,873
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 0  
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 0  
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 676,288 136,744 489,943 49,601
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 3,531,176 3,093,531 316,471 121,174
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 201,376 125,449 67,072 8,855
9 Other employee benefits ....... 354,917 285,661 56,260 12,996
10 Payroll taxes ........... 1,392,353 1,061,277 266,603 64,473
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 46,959   46,959  
c Accounting ........... 71,157   71,157  
d Lobbying ........... 0      
e Professional fundraising services. See Part IV, line 17 0  
f Investment management fees ...... 869,703   869,703  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 298,817 192,357 44,599 61,861
12 Advertising and promotion .... 23,085 5,548 2,373 15,164
13 Office expenses ....... 1,116,345 1,039,580 54,979 21,786
14 Information technology ...... 0      
15 Royalties .. 0      
16 Occupancy ........... 1,348,075 1,189,852 124,236 33,987
17 Travel ............ 103,663 85,755 14,646 3,262
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 0      
20 Interest ........... 0      
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 463,143 374,367 61,012 27,764
23 Insurance .............. 103,664 22,940 79,941 783
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a Purchased services 2,440,646 1,752,073 610,316 78,257
b Shared services 209,569   209,569  
c Other 149,136 61,036 81,844 6,256
d Rental exp offsets to revenue -179,836   -179,836  
e All other expenses -302,517 -302,517    
25 Total functional expenses. Add lines 1 through 24e 16,168,592 12,374,526 3,287,847 506,219
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing .............   1 0
2 Savings and temporary cash investments ......... 3,783,127 2 2,638,467
3 Pledges and grants receivable, net ........... 75,000 3 515,583
4 Accounts receivable, net ............. 1,061,966 4 1,820,811
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6 0
7 Notes and loans receivable, net .............   7 0
8 Inventories for sale or use ..............   8 0
9 Prepaid expenses and deferred charges .......... 176,673 9 106,355
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 16,873,443
b Less: accumulated depreciation ..... 10b 2,963,086 18,039,805 10c 13,910,357
11 Investments—publicly traded securities .......... 72,937,280 11 83,509,963
12 Investments—other securities. See Part IV, line 11 ..... 16,549,580 12 18,214,391
13 Investments—program-related. See Part IV, line 11 .....   13 0
14 Intangible assets ...............   14 0
15 Other assets. See Part IV, line 11 ........... 2,822,722 15 2,998,824
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 115,446,153 16 123,714,751
Liabilities 17 Accounts payable and accrued expenses ......... 1,453,810 17 1,501,147
18 Grants payable ................. 1,855,579 18 1,326,012
19 Deferred revenue ................   19  
20 Tax-exempt bond liabilities .............   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 86,677 25 112,323
26 Total liabilities. Add lines 17 through 25......... 3,396,066 26 2,939,482
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 108,333,010 27 116,775,895
28 Temporarily restricted net assets ........... 3,353,988 28 3,829,394
29 Permanently restricted net assets ........... 363,089 29 169,980
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 112,050,087 33 120,775,269
34 Total liabilities and net assets/fund balances ........ 115,446,153 34 123,714,751
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
14,163,426
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
16,168,592
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
-2,005,166
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
112,050,087
5
Net unrealized gains (losses) on investments ...............
5
10,418,276
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
312,072
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
120,775,269
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID: 13000170
Software Version: 2013v4.0
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
The Health Trust
 
Employer identification number

94-6050231
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4.  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).  
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") . 5,058,140 8,878,614 6,564,381 6,985,797 8,103,353 35,590,285
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose...... 478,669 2,314,406 918,724 1,009,487 833,589 5,554,875
3 Gross receipts from activities that are not an unrelated trade or business under section 513..           0
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...           0
5 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
6 Total. Add lines 1 through 5. 5,536,809 11,193,020 7,483,105 7,995,284 8,936,942 41,145,160
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...           0
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.           0
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.) 41,145,160
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6... 5,536,809 11,193,020 7,483,105 7,995,284 8,936,942 41,145,160
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. 2,263,771 1,506,883 1,402,082 1,329,885 1,615,435 8,118,056
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.           0
c Add lines 10a and 10b. 2,263,771 1,506,883 1,402,082 1,329,885 1,615,435 8,118,056
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.           0
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..           0
13 Total support. (Add lines 9, 10c, 11, and 12.).. 7,800,580 12,699,903 8,885,187 9,325,169 10,552,377 49,263,216
14
Section C. Computation of Public Support Percentage
15
15
83.520 %
16
16
79.690 %
Section D. Computation of Investment Income Percentage
17
17
16.480 %
18
18
20.310 %
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID: 13000170
Software Version: 2013v4.0
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
The Health Trust
 
Employer identification number

94-6050231
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
The Health Trust
  		Employer identification number

94-6050231
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
The Health Trust
  		Employer identification number

94-6050231
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
The Health Trust
  		Employer identification number

94-6050231
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID: 13000170
Software Version: 2013v4.0
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
The Health Trust
 
Employer identification number

94-6050231
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 358,120 349,654 355,975 411,844 412,965
b Contributions ........ 500 2,100 2,570 100 2,195
c Net investment earnings, gains, and losses 55,140 35,409 -4,329 75,954 43,106
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........ 		200,100 25,000   127,550 42,308
f Administrative expenses .... 4,328 4,043 4,562 4,373 4,114
g End of year balance ...... 209,332 358,120 349,654 355,975 411,844
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
No
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land ................. 7,500,000 2,350,000 9,850,000
b Buildings ................   2,786,324 259,789 2,526,535
c Leasehold improvements ............   2,454,499 1,362,022 1,092,477
d Equipment ................   1,782,620 1,341,275 441,345
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 13,910,357
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 18,214,391
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
Accrued expense--discontinued operations 112,323








Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 112,323
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 24,350,099
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 10,418,276
b Donated services and use of facilities ......... 2b 302,517
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 335,583
e Add lines 2a through 2d ..................... 2e 11,056,376
3 Subtract line 2e from line 1..................... 3 13,293,723
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b 869,703
c Add lines 4a and 4b....................... 4c 869,703
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 14,163,426
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 15,624,917
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a 302,517
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 233,080
e Add lines 2a through 2d...................... 2e 535,597
3 Subtract line 2e from line 1..................... 3 15,089,320
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b 1,079,272
c Add lines 4a and 4b....................... 4c 1,079,272
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 16,168,592
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Part V, Line 4: Intended uses of the endowment fund. Permanently restricted net assets consist of endowment fund investments to be held indefinitely, the income from which is used to support various programs.
Part X : FIN48 Footnote The Health Trust financial statements are consolidated statements that include its taxable subsidiary, Financial Administrative Support Services. The following footnote is included in the consolidated statement.Generally accepted accounting principles provide accounting and disclosure guidance about positions taken by an organization in its tax returns that might be uncertain. Management has considered its tax positions and believes that it has appropriate support for its tax positions taken on its unrelated business taxable income relating to its Financial and Administration Support Services program and that all of the positions taken by the Organization in its federal and state exempt organization tax returns are more likely than not to be sustained upon examination.
Part XI, Line 2d: Other revenue amounts included in F/S but not included on form 990 Rental expense offset revenue $233080 FASS shared expense $102503
Part XI, Line 4b: Other revenue amounts included on 990 but not included in F/S Reclass investment expense $869703
Part XII, Line 2d: Other expenses and losses per audited F/S Rental expense offset to revenue $233080
Part XII, Line 4b: Other revenue amounts included on 990 but not included in F/S Shared expense $209569 Reclass from investment income $869703
Schedule D (Form 990) 2013

Additional Data


Software ID: 13000170
Software Version: 2013v4.0




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
The Health Trust
 
Employer identification number

94-6050231
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Central Amer-Caribbean 0 0 Investment (Sch K-1) Investment 18,214,391
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total .....     18,214,391
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b)     18,214,391
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
 
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


Software ID: 13000170
Software Version: 2013v4.0



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
The Health Trust
 
Employer identification number

94-6050231
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

Dine for Life
(event type) 		(b) Event #2

 
(event type) 		(c) Other events

 
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 152,289     152,289
2 Less: Contributions . .        
3 Gross income (line 1
minus line 2) . . . 		152,289     152,289
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . .        
7 Food and beverages .        
8 Entertainment . . .        
9 Other direct expenses .        
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow  
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow 152,289
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID: 13000170
Software Version: 2013v4.0
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
The Health Trust
 
Employer identification number
94-6050231
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) Advise and Consent LLC
31 Howard St Ste 402
New York,NY10013 		45-4527305   50,000 0     See schedule O
(2) AnewAmerica Community Corp
1918 University Ave Ste3A
Berkeley,CA94704 		94-3342658 501(c)(3) 85,000 0     See schedule O
(3) California Dental Assn Fdn
1201 K St Ste 1511
Sacramento,CA95814 		68-0411536 501(c)(3) 134,000 0     See schedule O
(4) California WALKS
1904 Franklin Street 709
Oakland,CA94612 		81-0618523 501(c)(3) 35,000 0     See schedule O
(5) cancerCAREpoint
2581 Samaritan Dr Ste 300
San Jose,CA95124 		27-3029691 501(c)(3) 100,000 0     See schedule O
(6) Comm Alliance Family Farmers
405 14th St Ste 209
Oakland,CA94612 		94-2914745 501(c)(3) 50,000 0     See schedule O
(7) Community Tech Alliance
1671 The Alameda 300
San Jose,CA95126 		77-0286926 501(c)(3) 64,000 0     See schedule O
(8) Downtown Streets Team
480 Lytton Ave Suite 2A
Palo Alto,CA94301 		20-5242330 501(c)(3) 175,000 0     See schedule O
(9) Educare of CA at SV
4000 Moorpark Ave
San Jose,CA95112 		45-5147937 501(c)(3) 350,000 0     See Schedule O
(10) Enterprise Foundation
101 East Santa Clara St
San Jose,CA95113 		26-1670171 501(c)(3) 200,000 0     See schedule O
(11) Garden to Table Silicon Vall
651 Macredes Ave
San Jose,CA95116 		46-1812446 501(c)(3) 25,000 0     See schedule O
(12) Greenbelt Alliance
312 Sutter St Suite 510
San Francisco,CA94108 		94-1676747 501(c)(3) 75,000 0     See schedule O
(13) HomeFirst
507 Valley Way
Milpitas,CA95035 		94-2684272 501(c)(3) 187,500 0     See schedule O
(14) Hospice of the Valley
4850 Union Ave
San Jose,CA95124 		94-2803411 501(c)(3) 6,999 0     See schedule O
(15) John Snow Inc
116 New Montgomery St 605
San Francisco,CA94105 		04-2578580   50,000 0     See schedule O
(16) Karp Resources
PO Box 515
Southold,NY11971 		11-3021350   60,000 0     See schedule O
(17) New Directions Thru Pennin
33 Encina Ave Ste 103
Palo Alto,CA94301 		20-2886131 501(c)(3) 75,000 0     See schedule O
(18) New Profit Inc
200 Clarendon St 9th Fl
Boston,MA02116 		04-3396766 501(c)(3) 10,000 0     See schedule O
(19) Pacific Health Consulting Grp
72 Oak Knoll Ave
San Anselmo,CA94960 		68-0403180   75,000 0     See schedule O
(20) Public Health institute
555 12th Strreet
Oakland,CA94607 		94-1646278 501(c)(3) 594,697 0     See schedule O
(21) Sacred Heart Comm Svc
1381 South First St
San Jose,CA95110 		23-7179787 501(c)(3) 122,500 0     See schedule O
(22) SalterMitchell Inc
117 S Gadsden St
Tallahassee,FL32830 		33-1202378   173,176 0     See schedule O
(23) San Benito Health Foundation
351 Felice Drive
Hollister,CA95023 		94-2299959 501(c)(3) 100,000 0     See schedule O
(24) Silicon Valley Leadership Gp
2001 Gatewayt Place Ste101E
San Jose,CA95110 		92-2140464   26,750 0     See schedule O
(25) SJSU Tower Fdn
1 Washington Square
San Jose,CA95192 		83-0403915 501(c)(3) 64,000 0     See schedule O
(26) Song Manh Inc
231 OConnor Dr
San Jose,CA95128 		77-0563887 501(c)(3) 6,000 0     See schedule O
(27) Sutherland-Edwards
1204 Preservation Park Way
Oakland,CA94612 		20-5975676   30,000 0     See schedule O
(28) United Way SV
1400 Parkmoor Ave Suite 250
San Jose,CA95126 		94-1450153 501(c)(3) 56,448 0     See schedule O
(29) Valley Verde
1530 Meridian Ave
San Jose,CA95125 		45-3084814 501(c)(3) 20,000 0     See schedule O
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
21
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
8
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
Grantmaker's Description of How Grants are Used Health Partnership grants are made through our hospital sponsor, the Health & Hospital System of Santa Clara County (facilitated by its fund development entity, Valley Medical Center Foundation).Once grant contracts are signed by all parties and grants payments are issued, the grantee provides The Health Trust with:-Interim narrative report and budget of funds spent to-date at the mid-point of the grant period-Final narrative report and budget of funds spent during the grant periodPer the contract, the final report shall indicate the objectives of the Grant as outlined in the Proposal, the outputs and outcomes achieved, and any problems or obstacles encountered in the effort to achieve the Grant purposes. The financial report shall be prepared in accordance with regular accounting standards consistently applied for all periods during which Grant funds are received and shall show actual expenditures against the approved line item budget. Such reports shall be retained in the Grantee's files for a period of not less than four (4) years after expiration of the Grant period.Expenditures of the Grant funds must adhere to the specific line items in the budget included in the Proposal. Transfers among line items (increases and decreases) are permitted if they do not in the aggregate exceed 10% of any line item. Budget variances in excess of 10% of any line item require prior written approval and shall not, in the aggregate, result in an increase to the total budget for the Grant. If any of the Grant funds have not been expended during the budget period of the Grant, the unspent funds shall be promptly returned to the Trust within thirty days of the expiration of that period unless otherwise agreed in writing by the Trust. The Grantee shall identify and account for the Grant separately on its general ledger. A systematic record shall be kept by the Grantee of the receipt and disbursement of funds and expenditures incurred under the terms of the Grant, and substantiating documents such as bills, invoices, canceled checks, and receipts, shall be retained in the Grantee's files for a period of not less than four (4) years after expiration of the Grant period. In FY14, substantially all of The Health Trust grants went to 501(C)3 or governmental entities. The Health Trust exercised expenditure responsibility for non-501(c)(3) grantees.
Schedule I (Form 990) 2013


Additional Data


Software ID: 13000170
Software Version: 2013v4.0


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
The Health Trust
 
Employer identification number

94-6050231
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Frederick FerrerCEO (i)
(ii)		 250,702
  		 
  		-2,696
  		 
  		35,277
  		283,283
  		 
 
(2)Ira HoltzmanCFO (i)
(ii)		 189,161
  		 
  		21,548
  		 
  		22,921
  		233,630
  		 
 
(3)Jennifer LovingDH, Exec Dir (i)
(ii)		 142,145
  		300
  		-4,980
  		 
  		23,254
  		160,719
  		 
 
(4)Todd HansenCOO (i)
(ii)		 220,059
  		 
  		-2,486
  		 
  		32,303
  		249,876
  		 
 
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Part III, Additional Information "Other reportable compensation" for Ira Holtzman includes a bonus for his services to The Health Trust's wholly owned subsidiary, Financial Administrative Support Services. The Health Trust is reimbursed for this bonus.
Schedule J (Form 990) 2013

Additional Data


Software ID: 13000170
Software Version: 2013v4.0
Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
The Health Trust
 
Employer identification number

94-6050231
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2013
Schedule L (Form 990 or 990-EZ) 2013
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) FASS
  		Subsidiary   Shared officers   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L, Part V Supplemental Information In FYE 6/30/13, The Health Trust formed a taxable subsidiary, Financial Administrative Support Services (FASS). The Health Trust is the sole member of FASS. The CEO of The Health Trust is a board member of FASS. The COO of The Health Trust is assistant secretary of FASS. The CFO of The Health Trust, pursuant to a contract with The Health Trust, is contracted to serve as CEO/CFO of FASS. The Health Trust has contracted with FASS for the provision of accounting services. In addition, FASS reimburses The Health Trust for the cost of certain services, use of facilities, equipment and shared purchased services pursuant to a written cost sharing agreement.
Schedule L (Form 990 or 990-EZ) 2013

Additional Data


Software ID: 13000170
Software Version: 2013v4.0




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
The Health Trust
 
Employer identification number

94-6050231
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded .        
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ... X 1 606,295  
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Other )     3,233 Market est
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2013)
Schedule M (Form 990) (2013)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M (Form 990) (2013)
Additional Data


Software ID: 13000170
Software Version: 2013v4.0
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
The Health Trust
 
Employer identification number

94-6050231
Return Reference Explanation
Form 990, Part III, Line 4d: Other Program Services Description OTHER PROGRAM SERVICES 4: The Healthy Eating Initiative focuses on food access in low-income communities so that all residents have affordable, healthy food options within 1/2 mile of their home and that residents meet the CDCs Healthy People 2020 objective for daily fruit and vegetable consumption. In 2014, the Healthy Eating Initiative of The Health Trust awarded 14 grants, totaling $954,150.The Health Trust Healthy Eating Initiative launched the following programs in 2014:Fresh Carts: This program recruits, trains, and empowers entrepreneurs from low-income neighborhoods to start their own street vending business in order to bring fresh produce to residents. Twenty-five vendors were trained in San Joses new Food Rules and provided loans and marketing materials to start their businesses.Small, Certified Farmers Markets: Building upon the New Food Rules policy changes, which allowed markets in residential zones, The Health Trust grantees and partners opened a small, certified farmers market operated by the Indian Health Center and linked the market to the clinics diabetes management programs. Healthy Cornerstore Program: The Health Trust launched and led a collaborative of partners to implement a 2-year program to convert 35 cornerstores, located in low-income neighborhoods, over the course of two years to carry produce and/or healthier beverage and snack options. Twenty stores were recruited in 2014, and fifteen were provided marketing materials and technical assistance. Good. To Go. A city-wide marketing campaign was launched in the summer of 2014 to support the new Healthy Eating programs. The Good. To Go. (G2G) brand was developed and promoted through print and outdoor media, radio and TV, and social media in order to raise consumers awareness of and demand for the new fun, fast, fresh items available at the farmers markets, Healthy Cornerstores, and Fresh Carts. The Health Trust also entered its third year of a 3-year Americorps grant Silicon Valley Health Corps (SVHC) - in the Fall of 2013. This grant recruited, trained, and supported 20 Americorps members, who work at seven community-based organizations throughout Santa Clara County in order to grow and distribute produce to low-income families and provide nutrition and cooking education. SVHC distributed 177,108 pounds of produce to low-income families, educated 3,110 students in garden-based education, and recruited 7,534 volunteers to assist the SVHC sites. In addition to entering the second year of its USDA Community Food Project Grant, The Health Trusts Healthy Eating Initiative also won the Google Impact Challenge, earning $500,000 to develop a model to link gleaned and local produce to the Healthy Cornerstores and Fresh Carts. OTHER PROGRAM SERVICES 5: The Form 990 includes an adjustment for donated rent ($302,517)
Form 990, Part VI, Line 11b: Form 990 Review Process The Form 990 is reviewed by the Chief Financial Officer and by the Audit Commitee of the board of directors. A copy of the Form 990 is provided to the full board prior to filing.
Form 990, Part VI, Line 12c: Explanation of Monitoring and Enforcement of Conflicts A copy of the conflict of interest policy is reviewed and executed by each director and officer upon appointment or election, and then annually thereafter. By executing the policy the individual acknowledes the policy and agrees to comply with it. The executed acknowledgements are retained in the principal office of the Corporation.
Form 990, Part VI, Line 15b: Compensation Review and Approval Process for Officers and Key Employees The compensation of the CEO, COO and CFO is reviewed by the compensation committee of the board. Members of the compensation committee are independent with respect to the CEO, COO and CFO. The Health Trust regularly engages an outside compensation consultant to arrive at reasonable compensation. The outside consultant reviews comparability data from compensation studies and other sources in arriving at a range of reasonable compensation. The compensation committee reviews the report and data provided by the outside consultant and documents its compensation decisions on a contemporaneous basis. The board of directors reviews and approves the decisions of the compensation committee.
Form 990, Part VI, Line 19: Other Organization Documents Publicly Available The governing documents and conflict of interest policy are available for inspection upon request. Audited financial statements are posted on The Health Trust's website.
Other Changes In Net Assets Or Fund Balances - Other Increases Additional allocate exp = $312072
GRANT DETAIL - GOOD SAMARITAN GRANTS GOOD SAMARITAN GRANTSAble People Foundation - $5,000Gift of Mobility Event on November 9, 2013 American Leadership Forum - $1,000 ALF's 25th Anniversary Event on October 10, 2013Asian Americans for Community Involvement of Santa Clara County - $2,500 Bay Area Regional Navigation Summit on February 20, 2014Asian Americans for Community Involvement of Santa Clara County - $2,500Char-a-oke Night on September 20, 2014 Asian Health Services - $2,500Healthy Nail Salon Policy Program, March 2014-August 2014Bay Area Women's Sports Initiative - $2,500BAWSI Sportsapalooza 2014 on May 19, 2014 Catholic Charities of Santa Clara County - $1,000Spring Forward 5k/10k Run/Walk/Stroll/Roll on April 5, 2014 Centers for Elders Independence - $3,000 3rd Bay Area Senior Health Policy ForumCommunity Health Partnership - $300Community Health Centers Take Action Learning Session on August 14, 2013 Congregation Shir Hadash - $2,5009th Annual Healthy Living Fair on April 27, 2014Garden to Table Silicon Valley - $10,000Capacity Building Support Gay Pride Celebration Committee of San Jose - $2,000San Jose Pride on August 18 and 19, 2013 Genesis United Methodist Church - $500Genesis Health & Wellness Fair on March 1, 2014 Hospice of the Valley - $6,999To support Hospice services in South CountyIndian Health Center of Santa Clara Valley, Inc. - $1,000 For the 7th Annual Indian Health Center Comedy JamInstitute on Aging - $1,5002014 Family Caregiver Education Program Live Oak Adult Day Services - $5,000For the A Night in New Orleans Event on September 28, 2013 New Profit Inc. - $10,000From Idea to Action: Pay For Success Exploration in SCC - Lessons Learned Case Study People Acting in Community Together - $5,000For the Annual PACT Leadership Luncheon on October 4, 2013 RotaCare Bay Area, Inc. - $5,000RotaCare Bay Area's 25th Anniversary on April 10, 2014 San Benito High School District - $1,0002014 Gifted Games on May 16, 2014 San Jose Police Foundation - $5,000San Jose Gun Buy Back Event on December 14, 2013 Santa Clara County - $5,000 Day on the Bay: A Multicultural Festival on October 13, 2013Santa Clara County Commission on the Status of Women - $2,500Women's Equality Day Luncheon on August 23, 2013 Santa Clara County Parks and Recreation Dept - $1,500Festival in the Park on June 7, 2014 Silicon Valley Black Chamber of Commerce - $2,2002014 San Jose Juneteenth in the Park Festival Silicon Valley Childrens Fund - $100General Operating Support Silicon Valley Council of Nonprofits - $2,5006th Annual Be Our Guest Luncheon on October 24, 2013 Silicon Valley Council of Nonprofits - $2,500 For the 3rd Annual Health Care Reform SummitSomos Mayfair - $1,000 Gracias A La Vida 2013 Luncheon on October 17, 2013Song Manh, Inc. - $3,00015th Annual Health Fair on October 20, 2013 Song Manh, Inc. - $3,0004th Annual Gastrointestinal and Liver Health Fair on March 23, 2014 Sutherland~Edwards, Consultants to Philanthropy - $30,000Organizational Capacity Building for Healthy Food Resources Grantees YMCA - Mt. Madonna - $1,000Healthy Kids Day on April 26, 2014 Yu-Ai Kai/Japanese American Community Senior Service of San Jose - $500Yu-Ai Kai's Nihonmachi Run & Health Fair on April 27, 2014 DESTINATION: HOME, A PROGRAM OF THE HEALTH TRUST Destination: Home is a public-private partnership housed at The Health Trust committed to ending chronic homelessness in our community. Community Technology AllianceHousing 1000 Technology Management - $64,000 to manage the Housing 1000 Database, produce data reports and provide technical assistance to Housing 1000 partner organizations.HomeFirst, formerly EHC LifeBuildersHousing 1000 Care Coordination Project Management - $87,500 to lead and manage the Care Coordination Project, a collaborative of 27 organizations that is providing intensive case management and supportive services to Housing 1000 clients.Housing 1000 Intensive Case Management -$100,000 awarded to community-based organizations to provide intensive case management for chronically homeless men and women living in San Joses homeless encampments and connect them to housing and working to end chronic homelessness in Santa Clara County. Grants were awarded to: AIDS Services, a program of The Health Trust Downtown Streets Team - $175,000 New Directions, a program of Peninsula Healthcare Connections - $75,000 over 12 monthsPrior year adjustment - $8,024
GRANT DETAIL - SUMMARY The Health Trust awarded a total of $3,250,873 in grants in fiscal year 2014. The Health Trust awarded 20 Health Partnership Grants totaling $2,322,067; 36 Good Samaritan Grants totaling $130,243; restricted grants and endowment transfers totaling $305,087; and nine grants totaling $493,476 to support the work of Destination:Home, a program of The Health Trust. Health Partnership grants are made for medically-related purposes through our hospital sponsor, the Health & Hospital System of Santa Clara County (facilitated by its fund development entity, Valley Medical Center Foundation). Good Samaritan grants support community events and projects such as health fairs, sponsored walks, or community convenings that directly support The Health Trusts Initiatives. The Health Trust makes grants to nonprofit organizations and public agencies for projects that support our three initiatives: Healthy Eating, Healthy Aging and Healthy Living. These grants directly benefit residents of Santa Clara and Northern San Benito Counties and support our mission to promote health and wellness.
HEALTH PARTNERSHIP GRANTS-HEALTH LIVING HEALTH PARTNERSHIP GRANTS: HEALTHY EATING INITIATIVE -The Healthy Eating Initiatives grantmaking aims to ensure that every resident in Santa Clara County and Northern San Benito County is able to conveniently purchase and consume affordable, quality, nutritious food. Grants were made to increase access to Healthy Food Resources such as farmers markets, corner stores, fresh carts, and salad bars; and to support policies that increase opportunities for healthy eating.Advise and ConsentSweet Revenge Turning the Tables on Processed Foods - $50,000 over 12 months to produce a one-hour television PBS program to encourage healthy eating behavior changes by increasing awareness regarding the health risks associated with high levels of sugar consumption, which are commonly found in processed foods and sodas and juices. AnewAmerica Community CorporationImplementing Fresh Carts Silicon Valley in San Jose $85,000 to fulfill a grant awarded in FY13 to support the work of Fresh Carts Silicon Valley that will increase the availability and affordability of fresh produce in neighborhoods with the lowest access to fresh, healthy food options.Community Alliance with Family Farmers (CAFF) Institutionalizing Farm to School in Santa Clara Valley Schools - $50,000 over 12 months to ensure that children have access to healthy, local fresh fruits and vegetables during school hours by institutionalizing and sustaining CAFFs Farm to School and Harvest of the Month programs and curriculum in five school districts.Enterprise Foundation Healthy Food Access Strategy: Implementing a Healthy Corner Store Program in San Jose - $200,000 awarded, with another $200,000 to be awarded in FY15, to support Enterprise Foundation, the nonprofit arm of the Hispanic Chamber of Commerce - Silicon Valley to implement the Healthy Cornerstores Programs in San Jose, a new Health Trust-led initiative that addresses healthy food disparities by increasing access and affordability of healthy foods to residents that are underserved by traditional fresh food retail outlets, like supermarkets. Garden to Table Silicon Valley Implementing Assembly Bill (AB) 551 in San Jose - $15,000 over six months to conduct a feasibility study to assess and identify the potential benefits of implementing state legislation AB 551 locally which will increase land use for urban agriculture that will augment access and consumption of healthy foods for low-income residents in San Jose. John Snow, Inc.Food Access Assessment for Vulnerable Populations in San Jose - $50,000 over four months to understand how best to address food access needs in San Jose by augmenting existing data with primary data collection to develop a guiding document that will inform a Food Access Plan for government agencies, non-profits and other food access stakeholders.Karp ResourcesHealthy Prepared Meal Social Enterprise Market Research - $60,000 over six months to conduct Phase II of a two-tiered market research study to further understand and determine the feasibility of developing and launching a social enterprise that provides healthy prepared meals in Santa Clara County.Sacred Heart Community Services Implementing Fresh Carts Silicon Valley in San Jose - $122,500 to complete a grant awarded in FY13 to support the work of Fresh Carts Silicon Valley that will increase the availability and affordability of fresh produce in neighborhoods with the lowest access to fresh, healthy food options.SalterMitchell, Inc. Healthy Food Access Branding and Marketing Campaign - $173,176 to finalize a grant awarded in FY13 to research, develop and implement a healthy food access campaign; and to partner with the Valley Transportation Authority (VTA) to co-brand a healthy lifestyle marketing campaign that promotes healthy behaviors for those utilizing public transit.Silicon Valley Leadership Group Foundation Let's Move Salad Bars to California Schools Campaign - $26,750 to conclude a grant awarded in FY13 to support the funding of 10 salad bars for high-need Santa Clara County schools and an additional 10 salad bars when 1-1 matching is secured from local funders to increase access to and consumption of fruit and vegetables during school hours. Valley VerdeHome Gardens in Low Income Neighborhoods - $20,000 over 12 months to train 60 low income families to build and sustain home gardens in order to increase their access and consumption of healthy foods in underserved neighborhoods in Gilroy and San Jose.
HEALTH PARTNERSHIP-HEALTHY LIVING HEALTH PARTNERSHIP GRANTS-HEALTHY LIVING INITIATIVEHealthy Living Initiatives grantmaking is focused on policy, practice, and system changes to address the root causes of health disparities, promotion of chronic disease prevention and advancement of community water fluoridation. Grants were made to promote advocacy and system change to reduce health disparities and prevent disease. California Dental Association FoundationSanta Clara County Fluoridation Initiative Year 6 - $134,000 over 12 months to continue coordinating the campaign to fluoridate the water supply in San Jose, including monitoring fluoridation of the Santa Clara Valley Water District system and the identification of funding for fluoridation of the San Jose Water Company system. Educare of California at Silicon Valley Educare - $350,000 as a second installment on a $1,000,000 grant that will be paid out over five years, contingent on the Grantee reaching pre-determined milestones for capital support on an Educare model school, professional development institute and family resource center on the Santee Elementary School campus in San Jose. This project will provide training to early childhood workers throughout the community in scientifically-proven best practices. Greenbelt Alliance Public Square - $75,000 over 12 months to pilot-test Public Square, an online tool that will create a new system of public engagement targeting individuals who are traditionally left out of the land-use planning process in the City of Mountain View.The San Jose State University Tower Foundation Path to Expungement - $64,000 awarded with another $33,500 to be awarded in FY15, to increase access to employment, housing and safety net services for low-income people with criminal convictions through expungement of their criminal records. The grant is designed to demonstrate the efficacy of expungement services on reducing county jail recidivism. San Benito Health Foundation San Benito County Safety Net - $100,000 over 12 months to increase access to healthcare coverage and services for low-income residents by increasing the capacity of San Benito Health Foundation, a community clinic, to assist residents and patients with insurance enrollment. United Way Silicon Valley Disruptive Innovation 2014 - $56,448 over 12 months to support local community-based organizations with technical assistance in the development and implementation of projects focused on addressing various social determinants of health utilizing the Disruptive Innovation theoretical framework.CROSS CUTTING GRANTSPublic Health Institute Public Health Professional Development Program - Year 3 - $594,697 over 12 months to support Year 3 of the Public Health Professional Development Program.
HEALTHY AGING INITIATIVE HEALTH PARTNERSHIP GRANTS: HEALTHY AGING INITIATIVEThe Healthy Aging Initiatives grantmaking is focused on policy, practice, and system changes to promote health and wellness for older adults. Grants were made to engage older adults in community and civic action and to research models to address barriers to access and support services. California Walks San Jose STEPS Coalition - $35,000 over 12 months to train and engage older adults and community-based organizations serving older-adults in advocating for policies, programs and infrastructure changes to improve and increase pedestrian safety in three high-impact neighborhoods in San Jose.Pacific Health Consulting Group Business Plan Development: One-Stop Shop - $75,000 over 10 months to develop a business model for a One Stop Shop that improves health outcomes for older adults and low-income residents through expanded partnerships with managed care and provider systems and changes and growth in non-medical services (i.e. case management, patient education, social service partnerships).
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID: 13000170
Software Version: 2013v4.0
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
The Health Trust
 
Employer identification number

94-6050231
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity










Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No












For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) Financial Administrative Support Service

3180 Newberry Dr Suite 200
San Jose,CA95118
45-4919178 		Accounting CA The Health Trust
  		C corp 2,501,683 2,494,687 100.000 % Yes  












Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
Yes
 
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) Financial Administrative Support Service

 m 493,940 Contract
(2) Financial Administrative Support Service

 n 191,189 Cost sharing
(3) Financial Administrative Support Service

 f 29,400 Dividend paymen



Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Schedule R (Form 990) 2013
Additional Data


Software ID: 13000170
Software Version: 2013v4.0