Form990
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 07-01-2013 , 2013, and ending 06-30-2014
BCheck if applicable:
CName of organization
WASHINGTON UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
700 ROSEDALE AVENUE CB 1034
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SAINT LOUIS, MO631121408
D Employer identification number

43-0653611
E Telephone number

G Gross receipts $ 7,178,685,367
F Name and address of principal officer:
MARK S WRIGHTON
ONE BROOKINGS DR
ST LOUIS,MO63130
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.wustl.edu
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation:  
M State of legal domicile: MO
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: The Washington University is a co-educational, nondenominational university with a long and distinguished history of teaching, research and community service. Its schools and colleges contd on Schedule O
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 58
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 42
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 22,319
6 Total number of volunteers (estimate if necessary) ............. 6 9,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 2,931,237
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b -2,657,621
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 654,013,656 646,699,419
9 Program service revenue (Part VIII, line 2g) ......... 1,698,274,480 1,809,815,728
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 300,258,640 286,197,552
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 32,334,122 34,111,318
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 2,684,880,898 2,776,824,017
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 271,901,405 278,734,424
14 Benefits paid to or for members (Part IX, column (A), line 4).....   0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,361,449,590 1,422,021,704
16a Professional fundraising fees (Part IX, column (A), line 11e).....   0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet33,812,924    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 870,253,215 913,664,693
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,503,604,210 2,614,420,821
19 Revenue less expenses. Subtract line 18 from line 12....... 181,276,688 162,403,196
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 9,807,330,000 10,799,836,000
21 Total liabilities (Part X, line 26)............. 1,946,847,000 2,021,441,000
22 Net assets or fund balances. Subtract line 21 from line 20..... 7,860,483,000 8,778,395,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,633,276,841 including grants of $ 223,943,080 ) (Revenue $ 1,601,769,661 )
INSTRUCTION - THIS CATEGORY INCLUDES EXPENDITURES FOR ALL ACTIVITIES THAT ARE PART OF AN INSTITUTIONS INSTRUCTION PROGRAM, WITH THE EXCEPTION OF EXPENDITURES FOR REMEDIAL AND TUTORIAL INSTRUCTION, WHICH ARE CATEGORIZED AS STUDENT SERVICES. EXPENDITURES FOR CREDIT AND NON-CREDIT COURSES FOR ACADEMIC, OCCUPATIONAL, VOCATIONAL AND MEDICAL CARE INSTRUCTION, AND FOR REGULAR, SPECIAL AND EXTENSION SESSIONS ARE INCLUDED. ATTENDANCE FALL SEMESTER 14,163 AND SPRING SEMESTER 13,558. APPROXIMATELY 392,579 PATIENTS WERE TREATED BY MEDICAL SCHOOL FACULTY AND STUDENTS.
4b (Code:   ) (Expenses $ 449,780,209 including grants of $ 54,761,394 ) (Revenue $ 115,291,067 )
RESEARCH - THIS CATEGORY INCLUDES ALL EXPENDITURES FOR ACTIVITIES SPECIFICALLY ORGANIZED TO PRODUCE RESEARCH OUTCOMES, WHETHER COMMISSIONED BY AN AGENCY EXTERNAL TO THE INSTITUTION OR SEPARATELY BUDGETED BY AN ORGANIZATIONAL UNIT WITHIN THE INSTITUTION. SUBJECT TO THESE CONDITIONS, IT INCLUDES EXPENDITURES FOR INDIVIDUAL AND/OR PRODUCT RESEARCH AS WELL AS THOSE OF THE INSTITUTES AND RESEARCH CENTERS. REVENUES EXCLUDE GOVERNMENT GRANTS WHICH ARE REPORTED AS CONTRIBUTIONS. DURING FISCAL YEAR 2014, THE UNIVERSITY RECEIVED 2,468 DIRECT AND INDIRECT AWARDS.
4c (Code:   ) (Expenses $ 177,957,000 including grants of $   ) (Revenue $ 92,755,000 )
AUXILIARY AND STUDENT SUPPORT SERVICES - EXPENSES INCURRED ARE PRIMARILY FOR THE SUPPORT OF STUDENTS. AUXILIARY ACTIVITIES INCLUDING STUDENT HOUSING, FOOD SERVICE, TRANSPORTATION AND CAMPUS PARKING. STUDENT SERVICES ARE THOSE ACTIVITIES THAT DIRECTLY SUPPORT THE STUDENTS BUT DO NOT QUA- LIFY AS MANAGEMENT AND GENERAL COSTS. SIGNIFICANT COMPONENTS INCLUDE CENTRAL AND SCHOOL-SPECIFIC ADMISSIONS, REGISTRARS, CAREER PLANNING AND PLACEMENT OFFICES, STUDENT FINANCIAL AID LOAN OFFICES, STUDENT HEALTH SERVICES, ATHLETICS, STUDENT ACTIVITES OFFICE, INTERNATIONAL STUDENTS OFFICE, AND THE VICE CHANCELLOR FOR STUDENTS OFFICE.
4d Other program services (Describe in Schedule O.)
(Expenses $ 170,616,952 including grants of $ 29,950 ) (Revenue $ 20,786,187 )
4e Total program service expensesMediumBullet2,431,631,002
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
Yes
 
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII .................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions)....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................ Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II.................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
23,425
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
22,319
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletCI , CH , FR , GM , IT , SP
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
1
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
No
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
58
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
42
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletWashington University Accounting Services700 Rosedale Avenue CB 1034Saint LouisMO631121408 (314) 935-8335
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) JOHN D BEUERLEIN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(2) GREGORY H BOYCE........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(3) STEPHEN F BRAUER........................................................................
TRUSTEE - CHAIR
 1.42
.......................   		X   X       0 0 0
(4) ANDREW M BURSKY........................................................................
TRUSTEE
 1.52
.......................   		X           0 0 0
(5) HOWARD N CAYNE........................................................................
TRUSTEE
 1.51
.......................   		X           0 0 0
(6) MAXINE CLARK........................................................................
TRUSTEE
 1.16
.......................   		X           0 0 0
(7) DAVID P CONNOR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(8) CORINNA COTSEN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(9) GEORGE W COUCH III........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(10) JOHN F DAINS........................................................................
TRUSTEE
 1.32
.......................   		X           0 0 0
(11) WILLIAM H DANFORTH........................................................................
TRUSTEE
 1.48
.......................   		X           0 0 0
(12) ARNOLD W DONALD........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(13) JOHN P DUBINSKY........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(14) SAM FOX........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(15) ROBERT W FRICK........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(16) JEFFREY C GENTSCH........................................................................
TRUSTEE
 1.98
.......................   		X           0 0 0
(17) ANDREA J GRANT - TERM ENDED 1262013........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) HUGH GRANT........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(19) DAVID V HABIF JR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(20) JAMES H HANCE JR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(21) ROBERT E HERNREICH........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(22) PRISCILLA L HILL-ARDOIN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(23) THOMAS J HILLMAN........................................................................
TRUSTEE
 1.04
.......................   		X           0 0 0
(24) LOUIS G HUTT JR........................................................................
TRUSTEE
 1.03
.......................   		X           0 0 0
(25) DONALD A JUBEL........................................................................
TRUSTEE
 2.02
.......................   		X           0 0 0
(26) EUGENE S KAHN........................................................................
TRUSTEE
 1.48
.......................   		X           0 0 0
(27) DAVID W KEMPER........................................................................
TRUSTEE-VICE CHAIR
 1.38
.......................   		X   X       0 0 0
(28) JERALD L KENT........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(29) MARY ANN LAZARUS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(30) STEVEN F LEER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(31) STEVEN H LIPSTEIN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(32) SANFORD C LOEWENTHEIL........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(33) DANIEL J LUDEMAN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(34) WILLIAM J MARSHALL........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(35) RICHARD P MATTIONE - TERM STARTED 1........................................................................
TRUSTEE
 1.13
.......................   		X           0 0 0
(36) JOHN F MCDONNELL........................................................................
TRUSTEE-VICE CHAIR
 2.07
.......................   		X   X       0 0 0
(37) W PATRICK MCGINNIS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(38) DENNIS A MUILENBURG........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(39) RALPH J NAGEL........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(40) JAMES V O'DONNELL........................................................................
TRUSTEE
 1.11
.......................   		X           0 0 0
(41) GEORGE PAZ........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(42) STEVEN N RAPPAPORT........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(43) SCOTT RUDOLPH........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(44) RAKESH SACHDEV........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(45) CRAIG D SCHNUCK........................................................................
TRUSTEE-VICE CHAIR
 1.12
.......................   		X   X       0 0 0
(46) HARRY J SEIGLE........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(47) ROBERT J SKANDALARIS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(48) DIANE M SULLIVAN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(49) GARY M SUMERS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(50) ANDREW C TAYLOR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(51) BARBARA SCHAPS THOMAS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(52) JACK E THOMAS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(53) LAWRENCE E THOMAS........................................................................
TRUSTEE
 1.12
.......................   		X           0 0 0
(54) ANN RUBENSTEIN TISCH........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(55) ERIC B UPIN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(56) MARY ANN VAN LOKEREN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(57) SHINICHIRO WATARI........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(58) WILLIAM P WIESMANN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(59) JOYCE F WOOD........................................................................
TRUSTEE
 1.87
.......................   		X           0 0 0
(60) JOHN A BERG........................................................................
VC FOR ADMISSIONS
 40.00
.......................   		    X       299,882 0 37,065
(61) DAVID T BLASINGAME........................................................................
EXEC VC FOR ALUMNI DEVELOPMENT
 40.00
.......................   		    X       571,966 0 37,065
(62) MICHAEL R CANNON........................................................................
EXEC VC GENERAL COUNSEL
 40.00
.......................   		    X       513,615 0 37,065
(63) IDA H EARLY........................................................................
SECRETARY TO THE BD OF TRUSTEES
 40.00
.......................   		    X       133,268 0 24,638
(64) BARBARA A FEINER........................................................................
VC FOR FINANCE
 40.00
.......................   		    X       351,347 0 37,065
(65) JILL D FRIEDMAN........................................................................
VC FOR PUBLIC AFFAIRS
 40.00
.......................   		    X       275,600 0 7,740
(66) LORRAINE A GOFFE-RUSH........................................................................
VC FOR HUMAN RESOURSES
 40.00
.......................   		    X       148,899 0 21,016
(67) JOHN L GOHSMAN JR........................................................................
VC CHIEF INFORM OFFICER
 40.00
.......................   		    X       134,927 0 2,580
(68) EVAN D KHARASCH........................................................................
VC FOR RESEARCH
 40.00
.......................   		    X       395,686 0 37,065
(69) AMY B KWESKIN........................................................................
ASSOC VC FOR FINANCE TREASURER
 37.50
.......................4.00 		    X       205,792 0 25,675
(70) PAMELA S LOKKEN........................................................................
VC FOR GOVT COMM RELATIONS
 40.00
.......................   		    X       263,541 0 37,065
(71) ANN B PRENATT........................................................................
VC FOR HUMAN RESOURSES
 40.00
.......................   		    X       234,840 0 35,053
(72) LARRY J SHAPIRO........................................................................
EXEC VC FOR MEDICAL AFFAIRS
 40.00
.......................2.00 		    X       940,303 0 37,065
(73) SHARON STAHL........................................................................
VC FOR STUDENTS
 40.00
.......................   		    X       254,919 0 31,085
(74) H HOLDEN THORP JR........................................................................
PROVOST/EXEC VC FOR ACAD AFFAIRS
 40.00
.......................   		    X       404,057 0 3,870
(75) KIMBERLY G WALKER........................................................................
CHIEF INVESTMENT OFFICER
 40.00
.......................   		    X       814,517 0 40,590
(76) HENRY S WEBBER........................................................................
EXEC VC FOR ADMINISTRATION
 40.00
.......................3.00 		    X       428,445 0 25,590
(77) JAMES WERTSCH........................................................................
VC FOR INTERNATIONAL AFFAIRS
 40.00
.......................   		    X       291,401 0 39,465
(78) MARK S WRIGHTON........................................................................
CHANCELLOR
 40.00
.......................   		    X       952,832 0 348,158
(79) JOHN C CLOHISY........................................................................
DB VIEHMANN DIST PROF OF ORTHO SURG
 40.00
.......................   		        X   1,143,519 0 37,065
(80) RALPH G DACEY........................................................................
DEPARTMENT HEAD NEUROSURGERY
 40.00
.......................   		        X   1,128,373 0 37,065
(81) RICHARD H GELBERMAN........................................................................
CHAIRMAN-ORTHOPAEDIC SURGERY
 40.00
.......................   		        X   1,222,162 0 37,065
(82) LAWRENCE G LENKE........................................................................
JEROME J GILDEN MD DIST PROF OF ORTHO SURGERY
 40.00
.......................   		        X   1,288,656 0 37,065
(83) RYAN M NUNLEY........................................................................
ASSOC PROF OF ORTHO SURGERY
 40.00
.......................   		        X   1,091,213 0 25,590
(84) EDWARD S MACIAS........................................................................
FORMER PROVOST/EVC FOR ACAD AFFAIRS
 40.00
.......................   		          X 438,359 0 137,065
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 13,928,119   1,175,830
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet2,594
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
PARIC CORPORATION77 WESTPORT PLAZA DR STE 250ST LOUISMO63146 CONSTRUCTION SERVICES 45,260,123
TARLTON CORPORATION5500 WEST PARK AVEST LOUISMO63110 CONSTRUCTION SERVICES 28,870,850
BON APPETIT MANAGEMENT COMPANY3200 DARNELL STREETFORT WORTHTX76107 FOOD SERVICES 15,691,349
CLAYCO CONSTRUCTION COMPANY2199 INNERBELT BUS CNTR DRST LOUISMO63114 CONSTRUCTION SERVICES 12,709,794
ALBERICI CONSTRUCTION CORP INC8800 PAGE AVEST LOUISMO63114 CONSTRUCTION SERVICES 8,411,594
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet538
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 139,513
d Related organizations...1d  
e Government grants (contributions)1e 407,443,419
f All other contributions, gifts, grants, and
similar amounts not included above1f 		239,116,487
g Noncash contributions included in lines
1a-1f:$ 		25,736,475
h Total. Add lines 1a-1f.......MediumBullet 646,699,419
Program Service RevenueAmt Business Code
2a RESEARCH - CONTRACTS OTHER 541700 115,291,067     115,291,067
b TUITION AND FEES 611600 529,695,000 529,695,000    
c PATIENT, LAB AND HOSPITAL SUPPORT 621110 992,705,000 992,705,000    
d AUXILIARY SALES AND SERVICE 611710 92,755,000   472,895 92,282,105
e EDUCATIONAL SALES AND SERVICE 611710 79,369,661 68,486,020 2,777,652 8,105,990
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 1,809,815,728
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 40,876,635   -2,913,945 43,790,580
4 Income from investment of tax-exempt bond proceeds..MediumBullet 6,329 6,329    
5 Royalties...........MediumBullet 5,381,923     5,381,923
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 4,647,113,632  
b Less: cost or other basis and sales expenses 4,398,441,794 3,357,250
c Gain or (loss) 248,671,838 -3,357,250
d Net gain or (loss)..........MediumBullet 245,314,588     245,314,588
8a Gross income from fundraising events (not including
$ 139,513
of contributions reported on line 1c). See Part IV, line 18 ..
a 50,376
b Less: direct expenses ...b 62,306
c Net income or (loss) from fundraising events..MediumBullet -11,930   -11,930
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a OTHER EDUCATIONAL SERVICES 611710 28,741,325 18,185,223 2,594,635 7,961,467
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 28,741,325
12 Total revenue. See Instructions......MediumBullet 2,776,824,017 1,609,077,572 2,931,237 518,115,790
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 31,205,812 31,205,812
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 242,325,012 242,325,012
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 5,203,600 5,203,600
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 8,834,902 998,044 6,593,469 1,243,389
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 26,900,948 14,172,846 11,163,504 1,564,598
7 Other salaries and wages 1,115,658,874 1,062,062,521 38,745,184 14,851,169
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 68,210,113 64,986,400 2,263,922 959,791
9 Other employee benefits ....... 136,576,916 127,372,945 6,959,233 2,244,738
10 Payroll taxes ........... 65,839,951 61,873,798 2,943,721 1,022,432
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 5,425,248 2,601,260 2,772,491 51,497
c Accounting ........... 613,984 4,380 609,604  
d Lobbying ........... 218,368 36,983 181,385  
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 40,968,409   40,968,409  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 98,244,498 90,206,824 6,701,005 1,336,669
12 Advertising and promotion .... 2,657,859 2,588,651 42,764 26,444
13 Office expenses ....... 125,050,248 114,358,251 8,435,270 2,256,727
14 Information technology ...... 38,975,564 24,158,570 13,272,700 1,544,294
15 Royalties .. 0      
16 Occupancy ........... 100,664,116 96,759,944 2,692,580 1,211,592
17 Travel ............ 28,976,721 26,452,193 1,114,019 1,410,509
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 4,682 4,682    
19 Conferences, conventions, and meetings .... 6,523,447 5,486,550 292,176 744,721
20 Interest ........... 47,291,555 45,372,201 1,910,094 9,260
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 152,872,783 146,181,078 6,356,012 335,693
23 Insurance .............. 19,684,097 19,545,457 138,640  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a MEDICAL SUPPLIES 139,447,369 139,447,369    
b CONTRACTUAL ALLOWANCE BAD DEBT EXPENSE 78,424,108 78,424,108    
c ENTERTAINMENT AND SOCIAL EXPENSES 19,064,145 15,171,670 1,356,873 2,535,602
d LIBRARY VOLUMES 13,747,394 13,747,394    
e All other expenses -5,189,902 882,459 -6,536,160 463,799
25 Total functional expenses. Add lines 1 through 24e 2,614,420,821 2,431,631,002 148,976,895 33,812,924
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing .............   1  
2 Savings and temporary cash investments ......... 198,977,000 2 116,364,645
3 Pledges and grants receivable, net ........... 228,523,232 3 215,882,460
4 Accounts receivable, net ............. 294,737,628 4 288,665,036
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
55,552 5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
500,000 6 480,226
7 Notes and loans receivable, net ............. 1,999,017 7 2,132,105
8 Inventories for sale or use .............. 2,035,745 8 1,940,184
9 Prepaid expenses and deferred charges .......... 15,923,300 9 15,090,488
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 3,873,039,189
b Less: accumulated depreciation ..... 10b 1,863,814,187 1,901,786,141 10c 2,009,225,002
11 Investments—publicly traded securities .......... 3,543,068,000 11 4,147,875,000
12 Investments—other securities. See Part IV, line 11 ..... 3,366,341,000 12 3,725,888,000
13 Investments—program-related. See Part IV, line 11 ..... 120,504,914 13 118,084,855
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 132,878,471 15 158,207,999
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 9,807,330,000 16 10,799,836,000
Liabilities 17 Accounts payable and accrued expenses ......... 294,643,980 17 358,576,732
18 Grants payable .................   18  
19 Deferred revenue ................ 91,070,382 19 93,200,509
20 Tax-exempt bond liabilities ............. 1,055,793,280 20 1,051,141,997
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 21,600,000 23 35,873,000
24 Unsecured notes and loans payable to unrelated third parties .... 275,145,000 24 271,925,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 208,594,358 25 210,723,762
26 Total liabilities. Add lines 17 through 25......... 1,946,847,000 26 2,021,441,000
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 3,793,089,000 27 4,208,587,000
28 Temporarily restricted net assets ........... 2,577,327,000 28 2,988,898,000
29 Permanently restricted net assets ........... 1,490,067,000 29 1,580,910,000
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 7,860,483,000 33 8,778,395,000
34 Total liabilities and net assets/fund balances ........ 9,807,330,000 34 10,799,836,000
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
2,776,824,017
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
2,614,420,821
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
162,403,196
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
7,860,483,000
5
Net unrealized gains (losses) on investments ...............
5
752,654,392
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
2,854,412
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
8,778,395,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID: 13000230
Software Version: 13.6.0.0
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 792,485,641 691,760,778 660,227,830 654,013,656 646,699,419 3,445,187,324
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 792,485,641 691,760,778 660,227,830 654,013,656 646,699,419 3,445,187,324
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4. 3,445,187,324
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 792,485,641 691,760,778 660,227,830 654,013,656 646,699,419 3,445,187,324
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 44,446,634 45,325,628 36,458,933 44,543,901 49,178,832 219,953,928
9 Net income from unrelated business activities, whether or not the business is regularly carried on..     786,464     786,464
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.).. 30,533,380 28,794,331 32,637,696 25,917,134 26,197,065 144,079,606
11 Total support (Add lines 7 through 10). 3,810,007,322
12
12
7,986,778,805
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
90.420 %
15
15
89.840 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
0 %
16
16
 
Section D. Computation of Investment Income Percentage
17
17
0 %
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID: 13000230
Software Version: 13.6.0.0
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
WASHINGTON UNIVERSITY
  		Employer identification number

43-0653611
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
WASHINGTON UNIVERSITY
  		Employer identification number

43-0653611
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
WASHINGTON UNIVERSITY
  		Employer identification number

43-0653611
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID: 13000230
Software Version: 13.6.0.0
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 218,368  
c Total lobbying expenditures (add lines 1a and 1b) ................... 218,368  
d Other exempt purpose expenditures ........................ 2,574,800,671  
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 2,575,019,039  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000  
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		6,000,000
c Total lobbying expenditures 289,375 257,658 349,693 218,368 1,115,094
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))		 1,500,000
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID: 13000230
Software Version: 13.6.0.0

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 1  
2 Aggregate contributions to (during year) ... 223,187  
3 Aggregate grants from (during year) ..... 223,143  
4 Aggregate value at end of year ........ 44  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a 1
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c 1
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet1
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
EDUCATION
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 5,749,296,905 5,303,196,330 5,348,871,370 4,560,044,358 4,147,461,611
b Contributions ........ 301,804,319 145,054,752 142,884,159 123,932,861 136,995,265
c Net investment earnings, gains, and losses 915,277,287 633,447,457 64,264,653 984,746,898 560,129,464
d Grants or scholarships ..... 29,688,243 25,420,873 25,159,436 23,059,696 20,038,629
e Other expenditures for facilities
and programs ........ 		178,112,148 273,772,541 193,789,352 266,131,571 236,834,692
f Administrative expenses .... 39,129,037 33,208,220 33,875,064 30,661,480 27,668,661
g End of year balance ...... 6,719,449,083 5,749,296,905 5,303,196,330 5,348,871,370 4,560,044,358
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet33.000 %
b
Permanent endowment SchDMd Bullet22.690 %
c
Temporarily restricted endowment SchDMd Bullet44.000 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   116,281,276 116,281,276
b Buildings ................   3,312,796,128 1,436,339,568 1,876,456,560
c Leasehold improvements ............        
d Equipment ................   443,961,785 427,474,619 16,487,166
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 2,009,225,002
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) Financial derivatives and other financial products 		   

(B) Closely-held equity interests 		   

(C) Hedged strategies 		1,849,783,000 F

(D) Private equity 		1,110,449,000 F

(E) Split-interest agreements 		84,989,000 F

(F) Real assets and other 		587,788,000 F

(G) Investment in affiliates 		40,175,000 F

(H) Beneficial interest trusts 		30,189,000 F

(I) Other investments 		22,515,000 F
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 3,725,888,000
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
Federal income taxes  
Liability under securities lending transactions 31,078,245
Deposits and advances 10,363,557
Professional liability 80,819,227
Liabilities under split-interest agreements 42,903,207
Government supported student loans 45,559,526



Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 210,723,762
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 3,300,346,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 752,654,392
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 1,771,000
e Add lines 2a through 2d ..................... 2e 754,425,392
3 Subtract line 2e from line 1..................... 3 2,545,920,608
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 40,968,408
b Other (Describe in Part XIII.) ........... 4b 189,935,001
c Add lines 4a and 4b....................... 4c 230,903,409
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 2,776,824,017
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 2,382,434,000
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3 2,382,434,000
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 40,968,408
b Other (Describe in Part XIII.) ............ 4b 191,018,413
c Add lines 4a and 4b....................... 4c 231,986,821
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 2,614,420,821
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
II 9 - The reported easement was assigned for ten dollars to the university concurrent with acquisition of the property to which it applies. As such, it is not reported separately in the universitys revenue and expense statement, balance sheet or the footnotes to the financial statements.
III 1a - Collections - In addition to the Mildred Lane Kemper Art Museum, the university archives rare book collections, works of art, literary works, historical treasures and artifacts. These collections are protected and preserved for public exhibition, education, research and the furtherance of public service. They are neither disposed of for financial gain nor encumbered in any manner. Accordingly, such collections are not recognized or capitalized for financial statement purposes.
III 4 - The Mildred Lane Kemper Art Museum dates back to 1881 with the founding of the St. Louis School and Museum of Fine Arts at Washington University. Its collection was formed in large part by acquiring significant works by artists of the time, a legacy that continues today. Now one of the finest university collections in the United States, the Museum contains strong holdings of 19th-, 20th-, and 21st-century European and American paintings, sculptures, prints, installations, and photographs. The collection also includes some Egyptian and Greek antiquities and more than 100 Old Master prints.
III 4 - contd The Museum is committed to preserving and developing its art collection and continuing its legacy of collecting significant art of the time, providing excellence in art historical scholarship, education, and exhibition, inspiring social and intellectual inquiry into the connection between art and contemporary life and engaging audiences on campus, in the local community, across the nation and worldwide. In addition to the Museum, the Libraries Department of Special Collections archives rare book collections, works of art, literary works, archival collections, historical treasures and artifacts. These collections are protected and preserved for public exhibition, education research and the furtherance of public service.
V 4 - Washington Universitys endowment is an important financial resource that provides a meaningful source of revenue for university programs and operations. This enduring support for purposes as designated by donors, including scholarships, professorships, research efforts, libraries and capital projects, enables the university to attract and retain outstanding faculty and students.
X 2 - The university is exempt from federal income taxes under Section 501c3 of the Internal Revenue Code except to the extent the university has unrelated business income. There was no provision for income taxes due on unrelated business income in the current year. The university has no uncertain tax positions that result in material unrecognized tax expense/benefits.
XI 2d - Changes and reclassification of Split-interest agreements 1,771,000.
XI 4b - Scholarships netted against tuition fees 189,935,000.
XII 4b - Changes in uncollectible pledges reserve 1,083,412 and scholarships netted against tuition fees 189,935,000.
Schedule D (Form 990) 2013

Additional Data


Software ID: 13000230
Software Version: 13.6.0.0




SCHEDULE E(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2013
Schedule E (Form 990 or 990EZ) 2013
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Return Reference Explanation
6a - Washington University received funds from the Department of Education for the administration of campus-based student financial aid programs, including Perkin Loans, Pell Grants, SEOG Grants and federal work study funding. The State of Missouri provides similar funding.
Schedule E (Form 990 or 990-EZ) 2013
Additional Data


Software ID: 13000230
Software Version: 13.6.0.0
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Central America and the Caribbean     Alumni Events   723
East Asia and the Pacific     Alumni Events   656,824
Europe     Alumni Events   8,132
Middle East and North Africa     Alumni Events   11,050
North America     Alumni Events   1,996
South Asia     Alumni Events   94,424
East Asia and the Pacific     Grantmaking   301,296
Europe     Grantmaking   1,950,054
Middle East and North Africa     Grantmaking   53,145
North America     Grantmaking   49,474
Russia and the Newly Independent States     Grantmaking   3,750
South America     Grantmaking   387,541
South Asia     Grantmaking   28,593
Sub-Saharan Africa     Grantmaking   200,433
Central America and the Caribbean     Investments   2,538,144,079
Europe     Investments   102,367,343
North America     Investments   81,353,010
Sub-Saharan Africa     Investments   31,602,797
East Asia and the Pacific     Investment Activities   71,075
Europe     Investment Activities   37,058
South America     Investment Activities   7,177
South Asia     Investment Activities   10,869
Sub-Saharan Africa     Investment Activities   14,138
Central America and the Caribbean     Program Services Education 143,022
East Asia and the Pacific 2 73 Program Services Education 2,077,078
Europe 11 99 Program Services Education 5,284,956
Middle East and North Africa     Program Services Education 172,940
North America     Program Services Education 98,076
Russia and the Newly Independent States     Program Services Education 7,267
South America 2 16 Program Services Education 787,675
South Asia   1 Program Services Education 616,782
Sub-Saharan Africa     Program Services Education 317,715
Antarctica     Program Services Research 4,490
Central America and the Caribbean     Program Services Research 96,678
East Asia and the Pacific     Program Services Research 1,529,465
Europe     Program Services Research 4,605,614
Middle East and North Africa     Program Services Research 57,235
North America     Program Services Research 652,170
Russia and the Newly Independent States     Program Services Research 13,345
South America     Program Services Research 233,927
South Asia     Program Services Research 521,120
Sub-Saharan Africa     Program Services Research 2,002,114
Central America and the Caribbean     Program Services Seminars, Conferences 134,815
East Asia and the Pacific     Program Services Seminars, Conferences 525,180
Europe     Program Services Seminars, Conferences 1,459,239
Middle East and North Africa     Program Services Seminars, Conferences 23,186
North America     Program Services Seminars, Conferences 394,504
Russia and the Newly Independent States     Program Services Seminars, Conferences 22,340
South America     Program Services Seminars, Conferences 59,316
South Asia     Program Services Seminars, Conferences 77,118
Sub-Saharan Africa     Program Services Seminars, Conferences 34,346
3a Sub-total .....     2,725,611,867
b Total from continuation sheets to Part I ... 15 189 53,694,827
c Totals (add lines 3a and 3b) 15 189 2,779,306,694
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
East Asia and the Pacific Research 15,552 Wire Transfer      
East Asia and the Pacific Research 149,094 Check      
East Asia and the Pacific Research 7,776 Wire Transfer      
East Asia and the Pacific Research 168,318 Check      
East Asia and the Pacific Research 159,656 Check      
East Asia and the Pacific Research 29,389 Wire Transfer      
East Asia and the Pacific Research 98,064 Check      
East Asia and the Pacific Research 123,136 Check      
East Asia and the Pacific Research 69,695 Check      
Europe Research 65,547 Check      
Europe Research 37,330 Wire Transfer      
Europe Research 71,318 Check      
Europe Research 16,995 Check      
Europe Research 11,267 Wire Transfer      
Europe Research 76,825 Check      
Europe Research 70,712 Wire Transfer      
Europe Research 35,329 Check      
Europe Research 214,650 Check      
Europe Research 14,466 Check      
Europe Research 184,915 Check      
Europe Research 386,734 Check      
Europe Research 266,784 Check      
Europe Research 15,664 Check      
North America Research 29,439 Check      
North America Research 25,663 Check      
North America Research 24,679 Check      
South Asia Research 21,855 Check      
South Asia Research 22,237 Wire Transfer      
Sub-Saharan Africa Research 70,090 Wire Transfer      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
 
3
Enter total number of other organizations or entities .......................MediumBullet
29
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Scholarships East Asia and the Pacific 20 256,370 See Part V      
Scholarships Europe 146 1,795,453 See Part V      
Scholarships Middle East and North Africa 2 53,145 See Part V      
Scholarships Russia and the Newly Independent States 2 3,750 See Part V      
Scholarships South America 24 381,246 See Part V      
Scholarships South Asia 1 14,288 See Part V      
Scholarships Sub-Saharan Africa 6 120,522 See Part V      
Fellowships East Asia and the Pacific 2 10,000 Check      
Prizes and Awards East Asia and the Pacific 6 11,000 Check      
Prizes and Awards Europe 1 6,000 Check      
Prizes and Awards North America 1 352 Check      
Prizes and Awards South America 1 4,000 Check      
Prizes and Awards South America 1 2,295 Wire Transfer      
Prizes and Awards South Asia 1 6,000 Check      
Prizes and Awards Sub-Saharan Africa 15 56,000 Check      
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Part I Line 2 - The University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside of the United States who are performing a portion of a sponsored project externally awarded to the University. The policy provides guidance to ensure that subrecipients conduct their portions of a sponsored project in compliance with laws, regulations and terms and conditions of awards and subawards and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of the central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of the Universitys Subrecipient Policy is available online at the following web address http//spa.wustl.edu/.
Part I Line 2 - The grants reported in Part III are primarily scholarships to students. The use of scholarships is controlled by applying such amounts directly against balances owed by the student for tuition, fees and other educational expenses.
Part II Line 2 - The University does not keep records that identify the charitable status of subgrantees. Most subgrantees are universities, hospitals and research institutions.
Part III Line All - column e - Scholarships are awarded by crediting directly to the students account with the university.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


Software ID: 13000230
Software Version: 13.6.0.0



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

Golf Scramble
(event type) 		(b) Event #2

Celebrate Fitness
(event type) 		(c) Other events

3
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 91,305 66,938 31,646 189,889
2 Less: Contributions . . 78,435 43,148 17,930 139,513
3 Gross income (line 1
minus line 2) . . . 		12,870 23,790 13,716 50,376
VerticalDirectExpenses 4 Cash prizes . . . 300     300
5 Noncash prizes . .   8,921   8,921
6 Rent/facility costs . . 22,802 12,887 1,867 37,556
7 Food and beverages . 568   875 1,443
8 Entertainment . . .        
9 Other direct expenses . 5,125 3,636 5,325 14,086
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 62,306
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow -11,930
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID: 13000230
Software Version: 13.6.0.0
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number
43-0653611
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) Adventist Midwest Health
PO Box 7000
Bolingbrook,IL60440 		36-2276984 501C3 12,000       Research
(2) Albert Einstein College of Medicine
1300 Morris Park Ave
Bronx,NY10461 		54-2127061   147,252       Research
(3) Alpha Omega Alpha
PO Box 7322
San Francisco,CA941209847 		36-6082049 501C3 5,000       Sponsorship
(4) American Academy of Social Work and Social Welfare
10900 Euclid Ave
Cleveland,OH441067164 		27-1257452   50,000       Sponsorship
(5) American Cancer Society
250 Williams Street
Atlanta,GA30303 		13-1788491 501C3 4,281       Research
(6) American Cancer Society
250 Williams Street
Atlanta,GA30303 		13-1788491 501C3 5,000       Sponsorship
(7) American Cancer Society
4207 Lindell Blvd
St Louis,MO63108 		74-1185665 501C3 6,500       Sponsorship
(8) American College of Radiology
1891 Preston White Dr
Reston,VA201914397 		36-2261602 501C3 596,152       Research
(9) American Diabetes Association
PO Box 930850
Atlanta,GA31193 		13-1623888 501C3 7,500       Sponsorship
(10) American Heart Association Inc
4643 Lindell Blvd
St Louis,MO63108 		13-5613797 501C3 8,500       Sponsorship
(11) American Liver Foundation
1425 Pompton Ave
Cedar Grove,NJ07009 		36-2883000 501C3 5,000       Sponsorship
(12) Arizona State University
1001 S Mcallister Ave
Tempe,AZ85287 		86-0196696 State of AZ 65,830       Research
(13) Barnes Jewish Hospital
4353 Clayton Ave
St Louis,MO63110 		43-0653255 501C3 12,096       Research
(14) Barnes Jewish Hospital Foundation
4918 Maymanor Circle
Nashville,TN37205 		43-1648435 501C3 17,000       Sponsorship
(15) Battelle Memorial Institute
Box 999 K9-05 3200 Q Ave
Richland,WA99352 		31-4379427 501C3 249,251       Research
(16) Baylor College of Medicine
One Baylor Plaza
Houston,TX77030 		74-1613878 501C3 17,495       Research
(17) Beth Israel Medical Center
330 Brookline Ave
Boston,MA02215 		13-5564934 501C3 268,264       Research
(18) Biostl
7515 Forsyth Blvd
St Louis,MO63105 		45-2137574 501C3 2,000,000       Sponsorship
(19) BJC Healthcare
4444 Forest Park Blvd
St Louis,MO63108 		43-0654870 501C3 47,731       Research
(20) Boston University
85 Newton Street
Boston,MA021182340 		04-2103547 501C3 522,212       Research
(21) Brigham and Women's Hospital
101 Huntington Ste 300
Boston,MA02199 		04-2312909 501C3 34,893       Research
(22) Broad Institute Inc
7 Cambridge Center
Cambridge,MA02142 		26-3428781 501C3 34,492       Research
(23) Brookings Institution
1775 Massachusetts Ave
Washington,DC20036 		53-0196577 501C3 41,460       Research
(24) Brown University
PO Box 1911
Providence,RI02912 		05-0258809 501C3 11,955       Research
(25) Buck Institute for Research on Aging
8001 Redwood Blvd
Novato,CA94945 		94-3030609 501C3 12,937       Research
(26) Butler Hospital
345 Blackstone Blvd
Providence,RI029064829 		05-0258812 501C3 67,776       Research
(27) Casa De Salud
3200 Chouteau Ave
St Louis,MO63103 		27-0732049 501C3 27,000       Sponsorship
(28) Case Western Reserve University
9500 Euclid Ave
Cleveland,OH44195 		34-1018992 501C3 251,768       Research
(29) Cedars-Sinai Medical Center
8700 Beverly Blvd
Los Angeles,CA90048 		95-1644600 501C3 84,787       Research
(30) Central Dupage Hospital
25 N Winfield Rd
Winfield,IL60190 		36-2513909 501C3 21,450       Research
(31) Child Health Corp of America
6803 W 64th Street
Shawnee Mission,KS66202 		52-1421302   32,572       Research
(32) Childrens Hospital Boston Corporation
333 Longwood Ave
Boston,MA021155711 		04-2774441 501C3 55,849       Research
(33) Childrens Hospital Los Angeles
4650 Sunset Blvd
Los Angeles,CA90027 		95-1690977 501C3 100,596       Research
(34) Childrens Hospital Medical Center
3333 Burnet Ave
Cincinnati,OH45229 		31-0833936 501C3 144,888       Research
(35) Childrens Hospital of Philadelphia
3615 Civic Center Blvd
Philadelphia,PA191044318 		23-1352166 501C3 275,068       Research
(36) Childrens National Medical Center
111 Michigan Ave NW
Washington,DC200102916 		52-1654453 501C3 24,985       Research
(37) Christiana Care Health Systems
4755 Ogletown Stanton Rd
Newark,DE19713 		52-1479538 501C3 10,000       Research
(38) City of St Louis
1200 Market Street
St Louis,MO63103 		43-6003231 Government 68,549       Research
(39) Clayton Chamber of Commerce
7730 Bonhomme Ste 100
Clayton,MO63105 		43-0701392 501C6 6,000       Sponsorship
(40) Cleveland Clinic Foundation
PO Box 931720
Cleveland,OH441931828 		34-0714585 501C3 21,170       Research
(41) Colby College
4770 Mayflower Hill
Waterville,ME04901 		01-0211497 501C3 10,000       Research
(42) Colorado State University
Campus Box 2002
Fort Collins,CO805232002 		38-2526538 State of CO 83,207       Research
(43) Columbia School District
5 Veteran Parkway
Columbia,IL62236 		37-6006349 State of IL 8,362       Research
(44) Columbia University
2950 Broadway
New York,NY10027 		13-5598093 501C3 65,384       Research
(45) Curators of the University of Missouri
100 Townsend Hall
Columbia,MO65211 		43-6003859 501C3 1,154,708       Research
(46) Curators of the University of Missouri
348 Hearnes Center
Columbia,MO65211 		43-6003859 501C3 16,000       Sponsorship
(47) Dart Neuroscience LLC
12278 Scripps Summit Dr
San Diego,CA92131 		37-1542776   25,000       Sponsorship
(48) Dartmouth College
610W Borwell DHMC
Lebanon,NH03756 		02-0222111 501C3 88,901       Research
(49) Dermatology Foundation
1563 Maple Ave
Evanston,IL602019990 		04-6115524 501C3 10,000       Sponsorship
(50) Doorways
4385 Maryland Ave
St Louis,MO63108 		43-1484279 501C3 5,000       Sponsorship
(51) Eastern Connecticut Hemotology
330 Washington St
Norwich,CT06360 		06-1313038   12,000       Research
(52) Electric Power Research Institute Inc
3420 Hillview Ave
Palo Alto,CA94304 		23-7175375 501C3 9,000       Research
(53) Emory University
1599 Clifton Rd NE
Atlanta,GA303221018 		58-0566256 501C3 184,731       Research
(54) Entrepreneur Startup Business
611 Olive St Ste 1378
St Louis,MO63101 		27-4875945 501C3 5,000       Sponsorship
(55) Fashion Footwear Charitable Foundation
232 Madison Ave Ste 1407
New York,NY10016 		13-4112482 501C3 50,000       Sponsorship
(56) Florida Atlantic University
777 Glades Rd
Boca Raton,FL334316424 		65-0385507 State of FL 21,664       Research
(57) Food Outreach Inc
3117 Olive St
St Louis,MO63103 		43-1492878 501C3 8,000       Sponsorship
(58) Forest Park Forever Inc
5595 Grand Dr in Forest Park
St Louis,MO63112 		43-1427062 501C3 10,100       Sponsorship
(59) Francis Marion University
4822 E Palmetto St
Florence,SC29506 		23-7432174 501C3 14,122       Research
(60) General Hospital Corporation
PO Box 3829
Boston,MA022413829 		04-2697983 501C3 308,637       Research
(61) Genoma LLC
15334 Hillsboro Rd
Purcellville,VA201322968 		47-0873279   46,063       Research
(62) Georgia Institute of Technology
505 10th Street NW
Atlanta,GA30332 		58-0603146 501C3 9,799       Research
(63) Harbor UCLA Research & Education Inst
1124 W Carson St
Torrance,CA905022006 		95-2138184 501C3 48,238       Research
(64) Healthcore Inc
800 Delaware Ave
Wilmington,DE19801 		51-0365660   117,922       Research
(65) Henry Ford Health System
2799 W Grand Blvd 542
Detroit,MI48202 		38-1357020 501C3 15,000       Research
(66) Henry M Jackson Foundation
6720 A Rockledge Dr Ste 100
Bethesda,MD20817 		52-1317896 501C3 76,900       Research
(67) Hispanic Chamber of Commerce
3611 S Grand Blvd
St Louis,MO63118 		43-1323271 501C6 5,000       Sponsorship
(68) Holy Name Hospital
718 Teaneck Rd
Teaneck,NJ076664281 		22-1487322 501C3 5,000       Research
(69) Hope Happens
101 S Hanley Rd Ste 1320
St Louis,MO63105 		20-2523211 501C3 10,000       Sponsorship
(70) Illinois Institute of Technology
565 W Adams St
Chicago,IL60616 		36-2170136 501C3 121,256       Research
(71) Indiana University
1133 E Seventh St
Bloomington,IN474055401 		35-6001673 501C3 132,330       Research
(72) Innovate St Louis
One Metropolitan Sq Ste 1300
St Louis,MO63102 		20-5235736 501C3 30,000       Sponsorship
(73) Integrity Corporation
6358 Delmar Ste 444
St Louis,MO63130 		74-3031150   25,087       Research
(74) International Medical Corps
1919 Santa Monica Blvd
Santa Monica,CA90404 		95-3949646 501C3 84,531       Research
(75) Invivosciences
510 Charmany Dr Ste 265
Madison,WI537191235 		86-1051370   241,429       Research
(76) Iowa State University
121 Metals Development
Ames,IA500113020 		42-6004224 501C3 14,892       Research
(77) Johns Hopkins University
1101 E 33rd E St
Baltimore,MD212051832 		52-0595110 501C3 720,692       Research
(78) Juvenile Diabetes Research Foundation
432 Park Ave S
New York,NY101570706 		23-1907729 501C3 5,000       Sponsorship
(79) Kauffman Center
906 Grand 11th Fl
Kansas City,MO64106 		43-1866550 501C3 5,000       Sponsorship
(80) Laumeier Sculpture Park
12580 Rott Rd
St Louis,MO631271212 		43-1131429 501C3 5,000       Sponsorship
(81) Leukemia and Lymphoma Society
77 West Port Plaza
St Louis,MO63146 		13-5644916 501C3 10,000       Sponsorship
(82) Louisiana State University
6400 Perkins Pennington Biomed
Baton Rouge,LA708084124 		72-6000848 501C3 13,173       Research
(83) Loyola University at Chicago
2160 S First Ave
Maywood,IL601533328 		36-1408475 501C3 46,476       Research
(84) LSU Health Sciences Center
PO Box 33932
Shreveport,LA711303932 		72-1418934 501C3 135,912       Research
(85) Macrogenics Inc
1500 E Gude Dr
Rockville,MD20850 		06-1591613   35,597       Research
(86) Maine Medical Center Research Institute
81 Research Dr
Scarborough,ME04074 		01-0211494 501C3 5,700       Research
(87) Massachusetts Institute of Technology
77 Massachusetts Ave
Cambridge,MA02139 		04-2103594 501C3 18,782       Research
(88) Mayo Foundation
200 1st Street SW
Rochester,MN55905 		41-6011702 501C3 251,771       Research
(89) Mayo Foundation
4500 San Pablo Rd
Jacksonville,FL322241865 		59-3337028 501C3 289,563       Research
(90) Medical College of Wisconsin
PO Box 1997
Milwaukee,WI532011997 		39-0806261 501C3 27,187       Research
(91) Michigan State University
301 Administation Building
East Lansing,MI48824 		38-6005984 501C3 45,775       Research
(92) Missouri Botanical Garden
PO Box 229
St Louis,MO631660299 		43-0666759 501C3 36,339       Research
(93) Missouri Cures Education Foundation
PO Box 16580
St Louis,MO63105 		27-0576111 501C3 8,750       Sponsorship
(94) Missouri Energy Initiative
238 E High St
Jefferson City,MO65101 		26-4827677 501C3 25,000       Sponsorship
(95) Missouri Physicians Health Program
680 Craig Rd Ste 308
St Louis,MO63141 		43-1572458 501C3 20,000       Sponsorship
(96) Mount Sinai School of Medicine
One Gustave L Levy Place
New York,NY100296574 		13-6171197 501C3 353,702       Research
(97) Municipal Theatre Association of St Louis
Forest Park
St Louis,MO631121098 		43-0662485 501C3 7,900       Sponsorship
(98) National Association of Chronic Diseases
2872 Woodcock Blvd
Atlanta,GA30341 		73-1328414 501C3 30,000       Research
(99) National Congress of American Indians
1516 P Street NW
Washington,DC20005 		53-6017907 501C3 120,986       Research
(100) National Council On Alcoholism
8790 Manchester Rd
St Louis,MO63144 		43-0827852 501C3 59,304       Research
(101) National Marfan Foundation
22 Manhassett Ave
Port Washington,NY11050 		52-1265361 501C3 5,000       Sponsorship
(102) National Rehabilitation Hospital
102 Irving St NW
Washington,DC200102949 		52-1369749 501C3 15,868       Research
(103) New York Society For The Relief of The Ruptured and Crippled
535 E 70th St
New York,NY10021 		13-1624135 501C3 8,951       Research
(104) New York University Medical Center
550 First Ave
New York,NY10016 		13-5562309 501C3 98,662       Research
(105) NMC Inc
4200 W Jemez Rd
Los Alamos,NM87544 		26-0370262 501C3 134,387       Research
(106) North Carolina State University
Box 7621
Raleigh,NC27695 		56-6000756 State of NC 251,248       Research
(107) Northwestern University
300 E Superior St
Chicago,IL60611 		36-2167817 501C3 155,962       Research
(108) Nurses For Newborns Foundation
7259 Lansdowne
St Louis,MO63119 		43-1601329 501C3 27,993       Research
(109) Ohio State University
460 W 12th Ave
Columbus,OH43210 		31-6025986 501C1 18,391       Research
(110) Ohio State University Research Foundation
3651 Ridge Mill Dr
Hilliard,OH430267752 		31-6401599 501C3 16,913       Research
(111) One Legacy
221 S Figueroa St
Los Angeles,CA90012 		95-3138799 501C3 22,175       Research
(112) Oregon Health and Science University
20000 NW Walker Ave
Beaverton,OR97006 		04-5408239 State of OR 391,734       Research
(113) Palo Alto Institute for Research and Education
3801 Miranda Ave
Palo Alto,CA94304 		77-0207331 501C3 177,439       Research
(114) Pennsylvania State University
115 Henning Building
University Park,PA16802 		24-6000376 501C3 125,497       Research
(115) Philips Medical Systems Inc
345 Scarborough Rd
Briarcliff Manor,NY10510 		13-1725183   110,762       Research
(116) Pipeline Inc
PO Box 30096
Kansas City,MO64112 		26-4399870 501C3 26,800       Sponsorship
(117) Places For People Inc
4130 Lindell Blve
St Louis,MO63108 		23-7433924 501C3 24,776       Research
(118) Princeton University
4 New South Bldg Box 36
Princeton,NY12056 		21-0634501 501C3 125,195       Research
(119) Project Management Institute
PO Box 6016
Chesterfield,MO63006 		43-1896612 501C3 6,000       Sponsorship
(120) Project Peanut Butter
7435 Flora Ave
St Louis,MO63143 		59-3785405 501C3 48,976       Research
(121) Public Health Foundation
13200 Crossroads Parkway N
City of Industry,CA91746 		52-1237297 501C3 16,774       Research
(122) Reading Hospital and Medical Center
Sixth Ave and Spruce St
West Reading,PA19611 		23-1352204 501C3 14,250       Research
(123) Regents of The University of California
9510 University of California
Santa Barbara,CA931069560 		95-6006145 501C3 127,216       Research
(124) Regents of The University of California LA
11000 Kinross Ave
Los Angeles,CA900951406 		95-4372298 State of CA 439,479       Research
(125) Regents of University of Michigan
3003 S State St
Ann Arbor,MI481090340 		38-6066309 State of MI 188,479       Research
(126) Research America Inc
99 Canal Center Plaza Ste 250
Alexandra,VA22314 		52-1609875 501C3 7,500       Sponsorship
(127) Research Found For Mental Hygiene Inc
140 Old Orangeburg Rd
Orangeburg,NY10962 		14-1410842 501C3 41,300       Research
(128) Research Foundation of State Universities
1400 Washington Ave
Albany,NY12222 		14-1368361 501C3 360,478       Research
(129) Research Institute at Nationwide Child
700 Childrens Dr
Columbus,OH43205 		31-6056230 501C3 9,794       Research
(130) Research Triangle Institute
3040 Cornwallis Rd
Research TR Park,NC277092194 		56-0686338 501C3 166,786       Research
(131) Rhode Island Hospital
593 Eddy St
Providence,RI02903 		05-0258954 501C3 73,663       Research
(132) Rhodes College
2000 North Parkway
Memphis,TN38112 		62-0476301 501C3 76,610       Research
(133) Robert H Jackson Memorial Center Inc
Box 879
Jamestown,NY14701 		16-1605121 501C3 9,000       Sponsorship
(134) Rush University
1700 W Van Buren
Chicago,IL60612 		36-2174823 501C3 37,226       Research
(135) Rutgers State University of New Jersey
3 Rutgers Plaza
New Brunswick,NJ08901 		22-6001086 501C3 1,275,846       Research
(136) St Elizabeth Regional Medical Center
55 S 70th St
Lincoln,NE68510 		47-0379836 501C3 18,500       Research
(137) Sanford-Burnham Medical Research Institute
6400 Sanger Rd
Orlando,FL327277400 		51-0197108 501C3 211,516       Research
(138) Scripps Research Institute
10550 N Torrey Pines Rd
La Jolla,CA92037 		33-0435954 501C3 262,213       Research
(139) Shakespeare Festival St Louis
462 N Taylor Ste 202
St Louis,MO63108 		43-1815139 501C3 5,000       Sponsorship
(140) Siemens Medical Systems Inc
810 Innovation Dr
Knoxville,TN379322571 		22-2417778   60,824       Research
(141) Simmons College
300 The Fenway
Boston,MA02115 		04-2103629 501C3 40,943       Research
(142) Skinker DeBalivier Community Council
6008 Kingsbury Ave
St Louis,MO63112 		43-0862654 501C3 13,200       Sponsorship
(143) Southern Illinois University at Edw
Campus Box 1620
Edwardville,IL620261620 		37-0986220 State of IL 47,588       Research
(144) Southern Illinois University at Carbondale
Mailcode 4709
Carbondale,IL629014709 		37-6005961 501C3 20,205       Research
(145) St Joseph Hospital
1100 W Stewart Drive
Orange,CA92868 		95-1643359 501C3 36,750       Research
(146) St Jude Children's Research Hospital
262 Danny Thomas Place
Memphis,TN38105 		62-0646012 501C3 20,677       Research
(147) St Louis American Foundation
4144 Lindell Blvd
St Louis,MO63108 		43-1686282 501C3 5,300       Sponsorship
(148) St Louis Black Repertory Company
4709 Delmar
St Louis,MO63108 		43-1220180 501C3 12,000       Sponsorship
(149) St Louis County
7900 Forsyth Blvd
Clayton,MO63105 		43-6003242 Government 6,567       Research
(150) St Louis Language Immersion Schools
4011 Papin St
St Louis,MO63110 		33-1183274 501C3 5,000       Sponsorship
(151) St Louis Scott Gallagher LLC
One Soccer Park Rd
Fenton,MO63026 		26-2698116   7,000       Sponsorship
(152) St Louis Symphony
560 Trinity Ave
St Louis,MO63130 		43-0666769 501C3 14,000       Sponsorship
(153) St Louis University
3545 Lindell
St Louis,MO631032006 		43-0654872 501C3 1,471,564       Research
(154) St Vincent Medical Group Inc
8333 Naab Rd Ste 400
Indianapolis,IN46260 		27-2039417   6,500       Research
(155) Stanford University
651 Serra St Ste 220
Stanford,CA94305 		94-1156365 501C3 424,033       Research
(156) Staten Island University Hospital
475 Seaview Ave
Staten Island,NY10305 		11-2868878 501C3 7,000       Research
(157) Stems for Youth
6228 Whileaway Dr
Loveland,OH45140 		46-3815141 501C3 15,000       Sponsorship
(158) Susan G Komen Foundation Inc
PO Box 66971 Dept KO
St Louis,MO63166 		75-1835298 501C3 50,000       Sponsorship
(159) Swedish Health Services SRC
747 Broadway
Seattle,WA98122 		91-0433740 501C3 96,535       Research
(160) Temple University
3400 N Broad St
Philadelphia,PA19140 		23-1365971 501C3 8,750       Research
(161) Texas A&M University System
400 Harvey Mitchell Parkway S
College Station,TX778433124 		74-1974733 State of TX 11,154       Research
(162) Texas A&M University System Health Sciences
300 Olsen Blvd
College Station,TX778432128 		74-6000531 501C3 73,430       Research
(163) Theatre Aspen
110 E Hallam St Ste 103
Aspen,CO81611 		74-2319032 501C3 10,000       Sponsorship
(164) Thrive Network Inc
525 Market St
San Francisco,CA94104 		46-1148366   24,400       Research
(165) Toledo Hospital Jobst Vascular Center
2142 N Cove
Toledo,OH43606 		34-4428256 501C3 22,250       Research
(166) Trustees of Purdue University
24025 Network Place
Chicago,IL606731240 		35-6002041 501C3 393,661       Research
(167) Tulane University
1440 Canal St
New Orleans,LA701122699 		72-0423889 501C3 8,003       Research
(168) United Way of Greater St Louis
PO Box 14507
St Louis,MO63178 		43-0714167 501C3 17,000       Sponsorship
(169) Universities Space Research Association
10211 Wincopin Circle
Columbia,MD21044 		52-0892064 501C3 42,225       Research
(170) University City Childrens Center
6645 Vernon
St Louis,MO63130 		43-0958606 501C3 5,000       Sponsorship
(171) University City Public Library
6701 Delmar Blvd
University City,MO63130 		43-1138858 Government 5,000       Sponsorship
(172) University City School District
8136 Groby Rd
University City,MO63130 		43-6003857 Government 20,700       Sponsorship
(173) University Community Hospital
3100 E Fletcher Ave
Tampa,FL33613 		59-1113901 501C3 10,150       Research
(174) University of Akron
150 University Ave
Akron,OH443252901 		01-0725371 State of OH 47,322       Research
(175) University of Alabama Birmingham
1720 Second Ave S
Birmingham,AL352331806 		63-6005396 501C3 127,366       Research
(176) University of Arizona
4717 E Fort Lowell Rd
Tucson,AZ857121201 		74-2652689 State of AR 211,274       Research
(177) University of California Berkeley
B202 Stanley Hall
Berkeley,CA947203220 		94-6002123 501C3 44,723       Research
(178) University of California Davis
1850 Research Park Dr Ste 300
Davis,CA95618 		65-4684995 501C3 187,486       Research
(179) University of California Riverside
University Officer Bldg 200
Riverside,CA92521 		94-6602123 501C3 193,122       Research
(180) University of California San Diego
9500 Gilman Dr
La Jolla,CA920930910 		95-6006144 501C3 870,207       Research
(181) University of California San Francisco
3333 California St
San Francisco,CA941034249 		94-6036493 501C3 261,094       Research
(182) University of Chicago
6030 S Ellis Ave
Chicago,IL606375418 		36-2177139 501C3 222,917       Research
(183) University of Cincinnati
PO Box 670553
Cincinnati,OH452670553 		31-6000989 501C3 7,371       Research
(184) University of Colorado
PO Box 910238
Denver,CO802910399 		84-6000555 501C3 427,569       Research
(185) University of Connecticut
263 Farmington Ave
Farmington,CT060305335 		52-1725543 State of CT 6,497       Research
(186) University of Delaware
210 Hullihen Hall
Newark,DE19716 		51-6000297 501C3 319,744       Research
(187) University of Florida
PO Box 100231
Gainesville,FL32605 		59-6002052 State of FL 72,681       Research
(188) University of Illinois
835 S Wolcott
Chicago,IL60612 		37-6000511 501C3 900,658       Research
(189) University of Iowa
145 N Riverside Dr
Iowa City,IA52242 		42-6004813 State of IL 766,128       Research
(190) University of Kentucky
201 Kinkead Hall
Lexington,KY405060057 		61-6001218 501C3 258,650       Research
(191) University of Louisville
501 E Broadway
Louisville,KY40202 		61-1014882 State of KY 305,378       Research
(192) University of Maryland Foundation Inc
220 Arch St
Baltimore,MD212011508 		52-1125663 501C3 110,552       Research
(193) University of Massachusetts
55 Lave Ave N
Worchester,MA016550002 		04-3167352 501C1 146,215       Research
(194) University of Miami
Route 64
Miami,FL331241422 		59-0624458 501C3 43,375       Research
(195) University of Michigan
1000 Wall St
Ann Arbor,MI48105 		38-6006309 501C3 86,117       Research
(196) University of Minnesota
200 Oak St SE Ste 450
Minneapolis,MN554552070 		41-6007513 501C3 1,847,161       Research
(197) University of Nevada
1664 N Virgina St
Reno,NV895570325 		94-2790134 501C3 38,346       Research
(198) University of New Mexico
1 University of New Mexico
Albuquerque,NM871310001 		85-6000642 501C3 142,847       Research
(199) University of North Carolina
450 West Dr
Chapel Hill,NC27599 		56-6001393 501C3 741,464       Research
(200) University of North Texas Health Science
3500 Camp Bowie Blvd
Fort Worth,TX76107 		75-6064033 501C3 45,308       Research
(201) University of Oklahoma
1000 Stanton L Young
Oklahoma City,OK73190 		73-1489051 501C3 266,140       Research
(202) University of Pennsylvania
3451 Walnut St
Philadelphia,PA191046205 		23-2743077   319,078       Research
(203) University of Pittsburgh
200 Lothrop St
Pittsburgh,PA15261 		25-0965591 501C3 298,533       Research
(204) University of Rhode Island
70 Lower College Rd
Kingston,RI02881 		05-6000522 State of RI 70,741       Research
(205) University of South Carolina Education
901 Sumter St
Columbia,SC29208 		57-6017985 501C3 10,000       Sponsorship
(206) University of Southern California
867 Downey Way
Los Angeles,CA900891147 		95-1642394 501C3 104,649       Research
(207) University of Tennessee
62 South Dunlap Ste 300
Memphis,TN381630001 		62-6001636 501C3 45,629       Research
(208) University of Texas
1200 Herman Pressler Dr
Houston,TX770303900 		74-1761309 501C3 452,717       Research
(209) University of Texas at Austin
1 University Sta
Austin,TX787120183 		74-6000203 501C3 130,310       Research
(210) University of Texas Dallas
PO Box 830688
Richardson,TX750830688 		05-0559514 501C3 45,028       Research
(211) University of Texas Health Science Center
7703 Floyd Curl Dr
San Antonio,TX782293900 		74-1586031 State of TX 7,738       Research
(212) University of Texas MD Anderson Cancer
1515 Holcombe Blvd
Houston,TX770304009 		74-6001118   65,653       Research
(213) University of Texas Medical Branch
301 University Blvd
Galveston,TX77555 		74-6000949 State of TX 26,793       Research
(214) University of Texas Southwestern
6000 Harry Hines Blvd
Dallas,TX753909148 		75-6002868 State of TX 65,584       Research
(215) University of Texas Southwestern
5323 Henry Hines Blvd
Dallas,TX753909141 		75-6042147 501C3 147,597       Research
(216) University of Texas Southwestern
5323 Henry Hines Blvd
Dallas,TX753907208 		20-4101612 501C3 20,089       Research
(217) University of Utah
201 S Presidents Cir
Salt Lake City,UT84112 		87-6000525 501C3 304,093       Research
(218) University of Virginia
Po Box 800168
Charlottesville,VA229080168 		54-6001796 501C3 42,858       Research
(219) University of Washington
PO Box 359475
Seattle,WA981959472 		91-6001537 501C3 227,032       Research
(220) University of Wisconsin
433 Babcock Dr
Madison,WI537061544 		39-6006492 State of WI 113,398       Research
(221) US Department of Agriculture
10300 Baltimore Ave
Beltsville,MD20705 		41-0696271 Government 64,908       Research
(222) Vanderbilt University
2301 Vanderbilt Place
Nashville,TN37235 		62-0476822 501C3 413,621       Research
(223) Virginia Commonwealth University
PO Box 980224
Richmond,VA232980568 		54-6001758 State of VA 45,449       Research
(224) Wake Forest University Health Sciences
Medical Center Blvd
Winston Salem,NC27157 		22-3849199 501C3 7,750       Research
(225) Wake Forest University Health Sciences
Medical Center Blvd
Winston Salem,NC27157 		56-0532138 501C3 26,006       Research
(226) Washington State University
1715 NE South Fairway Rd
Pullman,WA991647520 		91-6001108 State of WA 68,365       Research
(227) Washington University Student Media Inc
One Brookings Dr
St Louis,MO63130 		43-1869208 501C3 82,229       Sponsorship
(228) Wayne State University
110 E Warren Ave
Detroit,MI482011379 		38-6028429 State of MI 5,749       Research
(229) Weill Cornell Medical College
1300 York Ave
New York,NY10065 		13-1623978   8,250       Research
(230) Yale University
300 George St
New Haven,CT06511 		06-0646973 501C3 334,327       Research
(231) Youth in Need
1818 Booneslick
St Charles,MO63301 		43-1033862 501C3 80,525       Research
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
209
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
22
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) SCHOLARSHIPS 7789 187,383,179      
(2) FELLOWSHIPS 2987 54,007,892      
(3) PRIZES AND AWARDS 1071 933,941      








Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
Part I Line 2 - The University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to the University. The policy provides guidance to ensure that subrecipients conduct their portions of a sponsored project in compliance with laws, regulations and terms and conditions of awards and subawards and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of the central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of the Universitys Subrecipent Policy is available online at the following web address http//spa.wustl.edu/.
Part III Line 1 - The grants reported in Part III line 1 are scholarships to students. The use of scholarships is controlled by applying such amounts directly against balances owed by the student for tuition, fees and other qualifying educational expenses.
Part III Line 2 - The grants reported in Part III line 2 are fellowships awarded to students who may use them to pay qualified educational expenses or to support their living expenses while completing their course of study. The use of fellowship awards is not monitored by the University however an award is discontinued if the recipient student discontinues his/her course of study.
Part III Line 3 - Prizes and awards reported in Part III Line 3 are awarded to students for, among other reasons, academic excellence, writing competitions, design competitions, research and service to the local community and other students.
Schedule I (Form 990) 2013


Additional Data


Software ID: 13000230
Software Version: 13.6.0.0


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
No
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
No
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
Yes
 
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)JOHN A BERGVC FOR ADMISSIONS (i)
(ii)		 280,442
  		 
  		19,440
  		29,325
  		11,770
  		340,977
  		 
 
(2)DAVID T BLASINGAMEEXEC VC FOR ALUMNI DEVELOPMENT (i)
(ii)		 470,930
  		 
  		101,037
  		29,325
  		11,770
  		613,062
  		 
 
(3)MICHAEL R CANNONEXEC VC GENERAL COUNSEL (i)
(ii)		 443,007
  		 
  		70,609
  		29,325
  		11,770
  		554,711
  		 
 
(4)IDA H EARLYSECRETARY TO THE BD OF TRUSTEES (i)
(ii)		 115,083
  		 
  		18,185
  		16,898
  		11,770
  		161,936
  		 
 
(5)BARBARA A FEINERVC FOR FINANCE (i)
(ii)		 331,531
  		 
  		19,817
  		29,325
  		11,770
  		392,443
  		 
 
(6)JILL D FRIEDMANVC FOR PUBLIC AFFAIRS (i)
(ii)		 273,367
  		1,656
  		577
  		 
  		11,902
  		287,502
  		 
 
(7)LORRAINE A GOFFE-RUSHVC FOR HUMAN RESOURSES (i)
(ii)		 143,706
  		 
  		5,193
  		13,276
  		11,770
  		173,945
  		 
 
(8)EVAN D KHARASCHVC FOR RESEARCH (i)
(ii)		 355,088
  		21,487
  		19,110
  		29,325
  		11,770
  		436,780
  		 
 
(9)AMY B KWESKINASSOC VC FOR FINANCE TREASURER (i)
(ii)		 205,348
  		 
  		444
  		17,935
  		11,770
  		235,497
  		 
 
(10)PAMELA S LOKKENVC FOR GOVT COMM RELATIONS (i)
(ii)		 244,942
  		 
  		18,599
  		29,325
  		11,770
  		304,636
  		 
 
(11)ANN B PRENATTVC FOR HUMAN RESOURSES (i)
(ii)		 215,855
  		 
  		18,985
  		27,313
  		11,770
  		273,923
  		 
 
(12)LARRY J SHAPIROEXEC VC FOR MEDICAL AFFAIRS (i)
(ii)		 875,642
  		 
  		64,661
  		29,325
  		11,770
  		981,398
  		 
 
(13)SHARON STAHLVC FOR STUDENTS (i)
(ii)		 202,171
  		 
  		52,748
  		23,345
  		11,502
  		289,766
  		 
 
(14)H HOLDEN THORP JRPROVOST/EXEC VC FOR ACAD AFFAIRS (i)
(ii)		 303,835
  		80,000
  		20,222
  		 
  		5,850
  		409,907
  		 
 
(15)KIMBERLY G WALKERCHIEF INVESTMENT OFFICER (i)
(ii)		 537,664
  		256,652
  		20,201
  		32,850
  		11,770
  		859,137
  		 
 
(16)HENRY S WEBBEREXEC VC FOR ADMINISTRATION (i)
(ii)		 378,914
  		 
  		49,531
  		17,850
  		11,902
  		458,197
  		 
 
(17)JAMES WERTSCHVC FOR INTERNATIONAL AFFAIRS (i)
(ii)		 262,810
  		7,501
  		21,089
  		31,725
  		11,770
  		334,895
  		 
 
(18)MARK S WRIGHTONCHANCELLOR (i)
(ii)		 924,335
  		 
  		28,497
  		300,825
  		51,362
  		1,305,019
  		 
 
(19)JOHN C CLOHISYDB VIEHMANN DIST PROF OF ORTHO SURG (i)
(ii)		 683,628
  		440,700
  		19,191
  		29,325
  		11,502
  		1,184,346
  		 
 
(20)RALPH G DACEYDEPARTMENT HEAD NEUROSURGERY (i)
(ii)		 1,113,430
  		 
  		14,943
  		29,325
  		11,502
  		1,169,200
  		 
 
(21)RICHARD H GELBERMANCHAIRMAN-ORTHOPAEDIC SURGERY (i)
(ii)		 1,171,883
  		7,554
  		42,725
  		29,325
  		11,770
  		1,263,257
  		 
 
(22)LAWRENCE G LENKEJEROME J GILDEN MD DIST PROF OF ORTHO SURGERY (i)
(ii)		 797,324
  		489,400
  		1,932
  		29,325
  		11,770
  		1,329,751
  		 
 
(23)RYAN M NUNLEYASSOC PROF OF ORTHO SURGERY (i)
(ii)		 446,619
  		627,000
  		17,594
  		17,850
  		11,502
  		1,120,565
  		 
 
(24)EDWARD S MACIASFORMER PROVOST/EVC FOR ACAD AFFAIRS (i)
(ii)		 413,909
  		 
  		24,449
  		129,325
  		11,770
  		579,453
  		 
 
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Part I Line 1a - A First class or charter travel For all employees, the universitys travel policy provides reimbursement of standard commercial coach or equivalent airfare but does allow upgrade on flights in excess of five hours or for medical reasons. B Health or Social club dues or initation fees Four members of executive management listed persons are reimbursed for the dues of a single social club. The membership is provided to be used primarily for business purposes including fundraising. This benefit was not treated as taxable income.
Part I Line 1a -C Benefits to officer Mark Wrighton 1 Residence for personal use - not treated as taxable income 2 Automobile for business and personal use - value of personal use of auto treated as taxable compensation 3 Personal house-keeping services - not treated as taxable income 4 First class travel - not treated as taxable income 5 Travel for companions - spousal travel for university business purposes - not treated as taxable income. D Benefits to officer David Blasingame 1 Housing allowance benefit treated as taxable income 2 First class travel - not treated as taxable income. E Benefits to officer Larry Shapiro 1 Housing allowance - benefit treated as taxable income 2 First class travel - not treated as taxable income 3 Travel for companions - spousal travel for university business purposes - not treated as taxable income. F Benefit to officer John Gohsman 1 Housing allowance benefit treated as taxable income 2 Travel for companions - spousal travel for university business purposes - not treated as taxable income.
Part I Line 1a - G Benefit to officer Sharon Stahl Housing allowance benefit treated as taxable income. H Benefit to officer H. Holden Thorp 1 Housing allowance benefit treated as taxable income 2 Travel for companions - spousal travel for university business purposes - not treated as taxable income. I Benefit to officer James Wertsch 1 First class travel - not treated as taxable income 2 Travel for companions - spousal travel for university business purposes - not treated as taxable income. J Benefit to officer Jill Friedman First Class travel - not treated as taxable income K Benefit to former officer Edward Macias 1 First class travel - not treated as taxable income 2 Travel for companions - spousal travel for university business purposes - not treated as taxable income. L Benefit to department chair Richard Gelberman First class travel - not treated as taxable income.
Part I Line 1b - A First class or charter travel is made available to all employees when in accordance with the universitys travel policy. B Travel for companions is made available when in accordance with the universitys travel policy. C Housing allowance or residence for personal use is subject to review and approval of the Board of Trustees or applicable committee thereof. D Social club dues are paid for a limited number of members of executive management for the purpose of providing a venue conducive to the success of alumni and university business-related activities. The decision to make these payments was approved by the Chancellor for senior executives and by the Chairman of the Board of Trustees for the Chancellor. E Personal services were made available in the form of housekeeping for the Chancellors residence, a university owned property, concurrent with employment. As a condition of his employment and as necessary for performance of his duties and the convenience of the university as his employer, the Chancellor is required to reside on campus and housekeeping was included as part of the agreement.
Part I Line 4b - A David T. Blasingame - university contribution to 457f plan of 50,000. B Michael R. Cannon - university contribution to 457f plan of 50,000. C Mark S. Wrighton - accrued employer contribution of 271,500 under a defined benefit plan.
Part I Line 6 7 - The universitys School of Medicine is organized into major Departments. Each department has a faculty compensation plan that provides guidelines to the Chair of the Department for setting annual compensation of the individual faculty members. Three of the five highest compensated employees listed in Part VII, Section A of the Form 990 are faculty in a department that had salaries determined under departmental guidelines that provide for base salaries that are fixed payments. In these departments however, there are elements of compensation under the guidelines that are not fixed payments or determined by fixed formula. The Chair of the Department determines, in full or in part, the amount of this element based on the employees performance. Further, there is an element expressed as a percent of net surplus generated by the efforts of the employee. The universitys Chief Investment Officer also receives a fixed payment based on the net earnings of an activity of the university. See discussion of Part I, line 7 below for further information.
Part I Line 7 - An incentive arrangement between the university and its Chief Investment Officer was amended and restated during fiscal year 2012. The agreement provides for three components of compensation two of which are based upon a fixed formula, and one of which is based on qualitative factors. The level of the latter component is determined at the discretion of a governing board under authority assigned by the university Board of Trustees to oversee management of the universitys endowment.
Part I Line 8 - The Executive Vice Chancellor for Administration,the Executive Vice Chancellor for Academic Affairs Provost, the Chief Investment Officer CIO, the Vice Chancellor for Admissions, the Vice Chancellor for Public Affairs, the Vice Chancellor for Students, the Vice Chancellor for International Affairs, the Vice Chancellor for Human Resources and the Vice Chancellor and Chief Information Officer received payments under initial employment agreements during fiscal year 2014. None were a disqualified person with respect to the university prior to entering into their employment agreements. The employment agreements with these individuals provided for a substantial portion or all of the compensation reported in Form 990, Part VII. All amounts, except for an amount paid under the incentive agreement with the CIO discussed above, are fixed payments and subject to the initial contract exception described in Regulation 53.4958-7a3.
Part I Line 9 - The 2013 compensation payments refered to in line 8 above were subject to rebuttable presumption procedures described in Regulation section 53.4958-6c but the initial contracts under which they were paid were not.
Part II - Column C - The retirement compensation reported for officer Wrighton includes, among other amounts, the annual increase in value of a defined benefit plan. The university has agreed to supplement officer Wrightons retirement income contingent on continuing service as Chancellor, based on an annual accrual of 3 of average earnings.
Schedule J (Form 990) 2013

Additional Data


Software ID: 13000230
Software Version: 13.6.0.0
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number
43-0653611
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A Health & Educational Facilities Authority
  		43-1178966 606901N93 02-05-2003 25,135,000 See Part VI - Bond A   X   X   X
B Health & Educational Facilities Authority
  		43-1178966 60635HXV6 11-23-2004 100,000,000 See Part VI - Bond B   X   X   X
C Health & Educational Facilities Authority
  		43-1178966 606901P91 04-05-2005 21,386,605 See Part VI - Bond C   X   X   X
D Health & Educational Facilities Authority
  		43-1178966 6069012U9 01-04-2007 239,525,742 See Part VI - Bond D   X   X   X
Health & Educational Facilities Authority
  		43-1178966 6069015E2 11-05-2008 191,448,400 See Part VI Bond A   X   X   X
Health & Educational Facilities Authority
  		43-1178966 6069016J0 11-10-2009 98,872,250 See Part VI Bond B   X   X   X
Health & Educational Facilities Authority
  		43-1178966 60636AAS2 06-29-2011 127,122,717 See Part VI Bond C   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 16,400,000 16,400,000 8,060,000  
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 25,142,853 107,714,606 21,387,961 242,292,018
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 726,988 10,098,198 402,784 4,510,607
6 Proceeds in refunding escrows . . . . . . . . . . . . 21,180,448   21,180,448 126,522,833
7 Issuance costs from proceeds . . . . . . . . . . . . 108,340 416,493 207,512 1,446,281
8 Credit enhancement from proceeds . . . . . . . . . . . 23,500      
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 24,281,880 97,199,915 23,601,836 109,781,234
11 Other spent proceeds . . . . . . . . . . . . . . 2,135 86 5 31,063
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2003 2007 2005 2008
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X   X   X    
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X X   X  
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X     X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X     X X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X       X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X X     X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X       X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 1.310 % 0.640 % 1.700 % 0.950 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.050 % 0.050 % 0.100 % 0.020 %
6 Total of lines 4 and 5 . . . . . . . . . . . . . 1.310 % 0.690 % 1.800 % 0.970 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X     X   X
c No rebate due? . . . . . . . .   X   X X   X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X     X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X     X   X
b Name of provider . . . . . . . . . Not Applicable
  		JPMorgan Chase Bank
  		Not Applicable
  		 
 
c Term of hedge . . . . . . . . . . 0000000030.000000000000 0000000030.000000000000    
d Was the hedge superintegrated? . . . . X   X          
e Was the hedge terminated? . . . . . .   X   X        
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . Not Applicable
  		Not Applicable
  		Not Applicable
  		Not Applicable
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Part I Line Bond A - Provide funds for new construction, expansion and renovations of garages and buildings including fixed equipment.
Part I Line Bond B - Provide funds for new construction and renovations of buildings including fixed equipment and upgrades to utility systems.
Part I Line Bond C - Provide funds to defease bonds Series 1999, issued 9/14/1999 assumed with the acquisition of facilities owned by Central Institute of the Deaf.
Part I Line Bond D - Series 2007A - Provide funds for the new construction, expansion and renovation of garages and buildings including fixed equipment and upgrades to utility system. Series 2007B - Provide funds to defease a portion of Series 2001A issued July 10, 2001.
Part II Line 3 - Total proceeds of issue includes investment earnings - Bond A -7,853, Bond B - 7,714,606, Bond C - 1,355 and Bond D - 2,766,276.
Part IV Line 2c - Date rebate calculation was performed - Bond C - 4/1/2010 and Bond D - 6/15/2011.
Part I Line Bond A - Provide funds for the new construction and renovations of buildings including fixed equipment, upgrades to utility systems, and the purchase of a building.
Part I Line Bond B - Provide funds for the new construction of buildings including fixed equipment and upgrades to utility systems.
Part I Line Bond C - Series 2011 A - Provide funds for the new construction of buildings including fixed equipment. Series 2011B - Provide funds to defease a portion of Series 1998A issued February 15, 1998 and a portion of Series 2001B issued August 15, 2001.
Part II Line 3 - Total proceeds of issue include investment earnings - Bond A -109,886, Bond B - 3,408 and Bond C - 468.
Part IV Line 2c - Date rebate calculation was performed - Bond B - 11/1/2012 and Bond C - 11/15/2012.
Schedule K (Form 990) 2013

Additional Data


Software ID: 13000230
Software Version: 13.6.0.0

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number
43-0653611
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A Health & Educational Facilities Authority
  		43-1178966 606901N93 02-05-2003 25,135,000 See Part VI - Bond A   X   X   X
B Health & Educational Facilities Authority
  		43-1178966 60635HXV6 11-23-2004 100,000,000 See Part VI - Bond B   X   X   X
C Health & Educational Facilities Authority
  		43-1178966 606901P91 04-05-2005 21,386,605 See Part VI - Bond C   X   X   X
D Health & Educational Facilities Authority
  		43-1178966 6069012U9 01-04-2007 239,525,742 See Part VI - Bond D   X   X   X
Health & Educational Facilities Authority
  		43-1178966 6069015E2 11-05-2008 191,448,400 See Part VI Bond A   X   X   X
Health & Educational Facilities Authority
  		43-1178966 6069016J0 11-10-2009 98,872,250 See Part VI Bond B   X   X   X
Health & Educational Facilities Authority
  		43-1178966 60636AAS2 06-29-2011 127,122,717 See Part VI Bond C   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 16,400,000 16,400,000 8,060,000  
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 25,142,853 107,714,606 21,387,961 242,292,018
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 726,988 10,098,198 402,784 4,510,607
6 Proceeds in refunding escrows . . . . . . . . . . . . 21,180,448   21,180,448 126,522,833
7 Issuance costs from proceeds . . . . . . . . . . . . 108,340 416,493 207,512 1,446,281
8 Credit enhancement from proceeds . . . . . . . . . . . 23,500      
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 24,281,880 97,199,915 23,601,836 109,781,234
11 Other spent proceeds . . . . . . . . . . . . . . 2,135 86 5 31,063
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2003 2007 2005 2008
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X   X   X    
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X X   X  
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X     X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X     X X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X       X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X X     X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X       X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 1.310 % 0.640 % 1.700 % 0.950 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.050 % 0.050 % 0.100 % 0.020 %
6 Total of lines 4 and 5 . . . . . . . . . . . . . 1.310 % 0.690 % 1.800 % 0.970 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X     X   X
c No rebate due? . . . . . . . .   X   X X   X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X     X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X     X   X
b Name of provider . . . . . . . . . Not Applicable
  		JPMorgan Chase Bank
  		Not Applicable
  		 
 
c Term of hedge . . . . . . . . . . 0000000030.000000000000 0000000030.000000000000    
d Was the hedge superintegrated? . . . . X   X          
e Was the hedge terminated? . . . . . .   X   X        
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . Not Applicable
  		Not Applicable
  		Not Applicable
  		Not Applicable
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Part I Line Bond A - Provide funds for new construction, expansion and renovations of garages and buildings including fixed equipment.
Part I Line Bond B - Provide funds for new construction and renovations of buildings including fixed equipment and upgrades to utility systems.
Part I Line Bond C - Provide funds to defease bonds Series 1999, issued 9/14/1999 assumed with the acquisition of facilities owned by Central Institute of the Deaf.
Part I Line Bond D - Series 2007A - Provide funds for the new construction, expansion and renovation of garages and buildings including fixed equipment and upgrades to utility system. Series 2007B - Provide funds to defease a portion of Series 2001A issued July 10, 2001.
Part II Line 3 - Total proceeds of issue includes investment earnings - Bond A -7,853, Bond B - 7,714,606, Bond C - 1,355 and Bond D - 2,766,276.
Part IV Line 2c - Date rebate calculation was performed - Bond C - 4/1/2010 and Bond D - 6/15/2011.
Part I Line Bond A - Provide funds for the new construction and renovations of buildings including fixed equipment, upgrades to utility systems, and the purchase of a building.
Part I Line Bond B - Provide funds for the new construction of buildings including fixed equipment and upgrades to utility systems.
Part I Line Bond C - Series 2011 A - Provide funds for the new construction of buildings including fixed equipment. Series 2011B - Provide funds to defease a portion of Series 1998A issued February 15, 1998 and a portion of Series 2001B issued August 15, 2001.
Part II Line 3 - Total proceeds of issue include investment earnings - Bond A -109,886, Bond B - 3,408 and Bond C - 468.
Part IV Line 2c - Date rebate calculation was performed - Bond B - 11/1/2012 and Bond C - 11/15/2012.
Schedule K (Form 990) 2013

Additional Data


Software ID: 13000230
Software Version: 13.6.0.0

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
(1) Dennis Hallahan Dept Head Mortgage   X 500,000 480,226   No   No Yes  
Total ......Small Bullet $ 480,226
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2013
Schedule L (Form 990 or 990-EZ) 2013
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Christine Berg Spouse of officer John Berg 80,331 Employment   No
(2) Gerald Early Spouse of offficer Ida Early 243,555 Employment   No
(3) Denise Field Spouse of officer Michael Cannon 65,712 Employment   No
(4) Julia Macias Daughter of former officer Edward Macias 62,827 Employment   No
(5) Karen Kharasch Spouse of officer Evan Kharasch 156,469 Employment   No
(6) Elizabeth Rosen Daughter of trustee Howard Cayne 38,821 Employment   No
(7) Andrew Sobel Spouse of officer Pamela Lokken 176,572 Employment   No
(8) Phillip Stahl Spouse of officer Sharon Stahl 286,977 Employment   No
(9) Ameren Corporation
  		Trustee Steven Lipstein is a board member of Ameren 22,782,812 Purchases of utility services   No
(10) Bank of America Corporation (BA)
  		Trustee Arnold Donald is a board member of BA 621,001 Bank and LOC fees   No
(11) College & University Trust Association
  		Officer Amy Kweskin is a Director of CUTA 1,964,491 Wash Univ Insurance premium payments   No
(12) Delmar City LLC
  		Trustee Sam Fox family members own more than 35 of LLC 110,000 Lease of property near campus   No
(13) Enterprise Holding Inc & Enterprise Fleet Management
  		Trustee Andrew Taylor is officer and board member 389,903 Auto leasing, auto rentals fleet management   No
(14) Exegy Inc
  		Trustee James ODonnell owns more than 35 of Exegy 726,657 Receipt of technology royalties by WU   No
(15) Exegy Inc
  		Trustee James ODonnell owns more than 35 of Exegy 150,922 Receipt of support by WU under research agreement   No
(16) Express Scripts Inc
  		Trustee George Paz is an officer of Express Scripts Inc 24,819,874 Management of pharmacy benefits   No
(17) Monsanto Company (MC)
  		Trustee Hugh Grant is officer and board member of MC 189,000 Grant to support graduate students at WU   No
(18) Monsanto Company (MC)
  		Trustee Hugh Grant is officer and board member of MC 30,359 Receipt of technology royalties by WU   No
(19) Monsanto Company (MC)
  		Trustee Hugh Grant is officer and board member of MC 466,142 Receipt of training payments for MC employees   No
(20) Monsanto Company (MC)
  		Trustee Hugh Grant is officer and board member of MC 71,233 Receipts for space rental, archives support and misc supplies and services   No
(21) NISA Investment Advisors LLC
  		Trustee William Marshall is an officer of NISA 330,414 Investment management fees   No
(22) Peabody Energy
  		Trustee Gregory Boyce is board member of Peabody 372,200 Receipt of tuition by WU   No
(23) Schnuck Markets Inc
  		Trustee Craig Schnuck is board ember of Schnucks 254,989 Purchase foodstuffs, gift cards, et al   No
(24) Sigma-Aldrich Corporation (SA)
  		Trustee Rakesh Sachdev is officer director of SA 2,572,501 Purchase lifescience products   No
(25) Sigma-Aldrich Corporation (SA)
  		Trustee Rakesh Sachdev is officer director of SA 41,840 Receipt of tuition by WU   No
(26) The Boeing Company (TBC)
  		Trustee Dennis Muilenberg is an officer of TBC 2,930,627 Receipt of tuition and research support by WU   No
(27) The Blackstone Group LP
  		Trustee Gary Sumers is an officer of Blackstone 349,099 Investment management fees   No
(28) US Bank
  		Trustee Jack Thomas is an advisory board member of US Bank 233,723 Bank and bond fees   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2013

Additional Data


Software ID: 13000230
Software Version: 13.6.0.0




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 26 20 No value provided
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 3,770 Fair market value
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles .. X 1 4,125 Sale proceeds
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 397 25,389,984 Quoted mkt price-date of gift
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		X 1 130,989 Discounted value of amt rcvd
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 5 2 No value provided
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts .... X 2 3,175 Opinion of expert/appraisal
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Collection Archives ) X 1 7,200 Opinion of expert/appraisal
26 Other Right pointing arrow large image ( Supplies ) X 2 1,607 Cost
27 Other Right pointing arrow large image ( Medications ) X 37 31,071 Retail value
28 Other Right pointing arrow large image ( Medical Equipment ) X 6 164,532 Cost
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
59
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2013)
Schedule M (Form 990) (2013)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Part I Line ALL -Column b - Amounts reported in column b of Part I are the number of contributions received.
Part I Line 33 Revenue was not reported on line 1 for art works that were placed in collections, which, as permitted under SFAS 116, are not capitalized nor reported as revenue when received.
Part I Line 18 Revenue was not reported on line 18 for collectibles that were placed in collections, which, as permitted under SFAS 116, are not capitalized nor reported as revenue when received.
Schedule M (Form 990) (2013)
Additional Data


Software ID: 13000230
Software Version: 13.6.0.0
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Return Reference Explanation
Form 990, Part I, Line 1 - contd encompass most areas of scholarship and professional training, with interschool centers and institutes, libraries, computing facilities, athletic programs and undergraduate and graduate housing. The University offers undergraduate and graduate degrees and sponsors interdisciplinary institutes and centers engaged principally in research and advanced training. Many educational programs include one or more practicum or experiential learning components. The School of Medicine WUSM is among the leading medical research institutions in the nation. WUSM carries out its educational, research, and clinical programs through 20 departments, 60 divisions, and 4 programs in allied health professions, and provides patient care as part of its educational and research programs. WUSM provides emergency and non-emergency medical care to all patients in its community, including those who are underinsured and non-insured as well as those who have adequate insurance coverage or the ability to pay for such care.
Form 990, Part I, Line 6 - Volunteers support and benefit the organization in a wide variety of activities, programs, and services, including service as Trustees or advisors who receive no compensation for their service on various University Councils. The total count provided is an estimate based on surveying departmental administrators.
Form 990, Part III, Line 1 - Washington Universitys mission is to discover and disseminate knowledge, and protect the freedom of inquiry through research, teaching and learning. Washington University creates an environment to encourage and support an ethos of wide-ranging exploration. Washington Universitys faculty and staff strive to enhance the lives and livelihoods of students, the people of the greater St. Louis community, the country, and the world. Our goals are to welcome students, faculty, and staff from all backgrounds to create an inclusive community that is welcoming, nurturing, and intellectually rigorous to foster excellence in our teaching, research, scholarship, and service to prepare students with attitudes, skills, and habits of lifelong learning and leadership thereby enabling them to be productive members of a global society and to be an institution that excels by its accomplishments in our home community, St. Louis, as well as in the nation and the world. To this end we intend to judge ourselves by the most exacting standards to attract people of great ability from diverse backgrounds to encourage faculty and students to be bold, independent, and creative thinkers to provide an exemplary, respectful, and responsive environment for living, teaching, learning and working for present and future generations and to focus on meaningful measurable results for all of our endeavors.
Form 990, Part III, Line 4d - ACADEMIC SUPPORT Represents primarily administrative activities that directly support program services but do not qualify as management and general costs. Significant components include the central and school libraries, animal care, environmental compliance, the Deans offices, school information systems, school-specific human resource activities, and human research participant protection.
Form 990, Part V, Line 4b - Chile, China, France, Germany Italy and Spain.
Form 990, Part VI, Section A, Line 1a - The Executive Committee is composed of the Chair, Vice Chairs, Chancellor and not less than six voting members of the Board of Trustees appointed by the Board at its annual meeting. The Executive Committee is subordinate and responsible to the Board of Trustees. In the interval between meetings of the Board of Trustees, the Executive Committee has and may exercise all powers of the Board of Trustees except i to approve or authorize amendments to the Charter or Bylaws or other major changes in the organization of the University or, except as authorized or delegated by resolution of the Board of Trustees, the creation of any debt encumbering any property of the University, ii to select recipients of Honorary Degrees, iii to grant diplomas, iv to approve budgets, v to grant tenure, and vi to act on matters as regards which other specific directions have been given by the Board of Trustees.
Form 990, Part VI, Section A, Line 2 - Officer Kim Walker and trustee David Kemper have a business relationship. Officer Larry Shapiro and Trustee William Wiesmann have a business relationship. Trustees John Beuerlein and Lawrence Thomas have a business relationship. Trustees Gregory Boyce and Hugh Grant have a business relationship. Trustees Andrew Bursky and Steven Rappaport have a business relationship. Trustees Andrew Bursky and Arnold Donald have a business relationship. Trustees David Kemper and Pricilla Hill-Ardoin have a business relationship. Trustees Jerald Kent and Joyce Wood have a business relationship. Trustees Andrew Taylor and David Kemper have a business relationship. Trustees Andrew Taylor and Priscilla Hill-Ardoin have a business relationship.
Form 990, Part VI, Section A, Line 4 - The bylaws were amended to allow indemnification of university employees, volunteers and agents against expenses from a legal action and defense expenses except for an action instituted by the university and defense expenses are limited pursuant to subsection 3 of Section 351.355 of the Revised Statutes of Missouri except upon affirmative vote of the Board or Executive Committee.
Form 990, Part VI, Section B, Line 11b - The Form 990 is initially prepared by the Universitys Tax Department and then reviewed by the Universitys auditor. The auditors review is thorough and provides sufficient assurance for them to sign as paid preparers. The return is then reviewed by the Universitys Controller who signs the return and its CFO. It is then reviewed with the Universitys Board of Trustees Audit Committee. Following their review, the final return is made available to the full Board. All reviews take place prior to filing the return.
Form 990, Part VI, Section B, Line 12c - The University regularly monitors and enforces compliance with its conflict of interest policies COI Policies, which include the Policy on Institutional Conflict of Interest, Research Conflicts of Interest Policy and the Policy on Conflicts of Interest in Clinical Care. Each of the foregoing COI Policies established a dedicated committee, comprised of faculty and staff, to assess the financial relationships of faculty and determine whether a COI exists and a management plan warranted. Faculty involved in research are required to disclose annually their financial interests or within 30 days of a new financial relationship. The financial disclosures are circulated to the three COI committees for COI evaluation. The Research COI and the Institutional COI committees regularly monitor faculty compliance with their management plans. If the committees determine that a faculty member is not in compliance with a management plan, the matter is investigated by the committees and appropriate action taken. The University Compliance Office annually audits clinical faculty members compliance with management plans imposed by the Clinical COI committee. Any noncompliance is addressed and remediated by the faculty members department.
Form 990, Part VI, Section B, Line 12c - contd Disclosures by staff employees are made to their immediate supervisors. Disclosures by officers and Deans are made to the Chancellor for resolution, and the Chancellor reports on those and his own disclosures to the Chair of the Board. The Board of Trustees has approved a separate conflict of interest policy applicable to its members. Under that policy, members of the Board are required to make annual disclosure of existing or prospective matters that reasonably create an actual or potential conflict of interest involving the University including 50 or more affiliated entities and the member including certain affiliated business entities and family members. With certain limited exceptions, that policy further requires a member to be excused from participation in or vote on a matter with respect to which she/he has a conflict of interest.
Form 990, Part VI, Section B, Line 15 - The recommended compensation of the Chancellor and all officers and key employees collectively, the executive group is reviewed and approved annually by the Compensation Committee, a committee of independent voting members of the Board of Trustees. The Committees discussion and review includes examination of multiple third-party sources of comparator market data specific to those institutions with which the University compares itself. Additionally, the Committee has available market data provided by industry specific professional organizations and the Executive Compensation Report published annually by The Chronicle of Higher Education. The Chairman of the Board of Trustees makes a recommendation to the Committee for the Chancellors compensation. The Chancellor recommends to the Committee the compensation of all officers. The Committees deliberations and decisions are contemporaneously substantiated in its minutes.
Form 990, Part VI, Section C, Line 19 - The University makes its charter, conflict of interest policy, and annual reports available to the public through the University website see 990 Page 1 Box J.
Form 990, Part VII, Section A, Line 1a - Column D - Reportable compensation for officers Blasingame and Cannon include a distribution or vesting of amounts under nonqualified deferred compensation plans reviewed and approved by the Compensation Committee of the Board of Trustees, individually or as part of their overall compensation. The amounts distributed or vested, among other amounts, are reported on Schedule J, Part II, column Biii.
Form 990, Part VII, Section A, Line 1a - Column F - The other compensation reported for officer Wrighton includes, among other amounts, the annual increase in value of a defined benefit plan. The university has agreed to supplement officer Wrightons retirement income contingent on continuing service as Chancellor, based on an annual accrual of 3 of final average earnings.
Form 990, Part XI, Line 9 - 1,771,000 of changes, reclassifications in split-interest agreements and 1,083,412 change in uncollectible pledges are included in the amount entered on line 9.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID: 13000230
Software Version: 13.6.0.0
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) Cardiothoracic Surgery North LLC
11155 Dunn Rd Suite 209E
St Louis,MO63136
36-4301434 		Patient Care MO 1,525,364 653,749 Washington University
 
(2) Quadrangle Pharmacy LLC
One Brookings Dr CB 1058
St Louis,MO63130
43-0653611 		Student pharmacy services MO 881,790 209,517 Washington University
 
(3) SCHF I-3 Investor WU GP LLC
700 Rosedale Ave CB 1034
St Louis,MO63112
43-0653611 		Financial investment manager DE     Washington University
 
(4) Washington University Clinical Associates LLC
660 South Euclid
St Louis,MO63108
20-0708217 		Patient Care MO 6,026,401 5,925,402 Washington University
 
(5) Washington University Clinical Assoc - Child Neurology LLC
660 South Euclid
St Louis,MO63108
36-4730841 		Patient Care MO 1,015,395 85,872 WUCA LLC
 
(6) Washington University Clinical Assoc - MMG LLC
660 South Euclid
St Louis,MO63108
27-2046978 		Patient Care MO 2,090,393 127,953 WUCA LLC
 
(7) Washington University Clinical Assoc - Univ Pers Phys
660 South Euclid
St Louis,MO63108
26-3917142 		Patient Care MO 1,289,950 716,041 WUCA LLC
 
(8) Washington University Pain Control LLC
969 Mason Rd
St Louis,MO63141
43-1852291 		Patient Care MO 1,936,694 118,496 Washington University
 
(9) Washington University Clinical Associates - Forest Park Pediatrics LLC
660 South Euclid
St Louis,MO63108
61-1696383 		Patient Care MO 4,012,114 419,212 WUCA LLC
 
(10) Washington University Clinical Associates - Northwest Pediatrics LLC
660 South Euclid
St Louis,MO63108
35-2458831 		Patient Care MO 6,453,840 969,027 WUCA LLC
 
(11) WUSTL International LLC
One Brookings Dr CB 1058
St Louis,MO63130
61-1711507 		Manage international activity MO   204,580 Washington University
 
(12) BOBB LLC
One Brookings Dr CB 1058
St Louis,MO63130
32-0423075 		Real Estate MO 177,778 4,478,180 Parallel Properties LLC
 
(13) SKDB FY14 LLC
One Brookings Dr CB 1058
St Louis,MO63130
38-3919595 		Real Estate MO   33,757 BOBB LLC
 
(14) Washington University Clinical Associates - Blue Fish LLC
660 South Euclid
St Louis,MO63108
61-1740030 		Patient Care MO     WUCA LLC
 
(15) WUSM ACO Providers LLC
660 South Euclid
St Louis,MO63108
38-3915732 		Patient Care MO     Washington University
 
Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) Barnard Free Skin & Cancer Hospital (Barnard Cancer Institute)

660 South Euclid CB 8092

St Louis,MO63110
43-6033760 		Cancer patient care MO 501c3 11a Washington University
 
Yes
 
(2) Quadrangle Housing Company

700 Rosedale Ave CB 1016

St Louis,MO63112
43-1767210 		Member support services MO 501c3 11a Washington University
 
Yes
 
(3) Quadrangle Management Company

700 Rosedale Ave CB 1034

St Louis,MO63112
43-1558136 		Property title holding company MO 501c25   Washington University
 
Yes
 
(4) Washington University Medical Center

4400 Chouteau Ave

St Louis,MO631101661
23-7060605 		Member support services MO 501c3 11a NA
 
 
No






For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) 6188 McPherson LLC

One Brookings Dr CB 1058
St Louis,MO63130
46-0641754 		Real Estate MO Parallel Properties LLC
  		Excluded   5,155,859   No     No 1.100 %
(2) St Louis Internet2 Access Consortium LLC

700 Rosedale Ave CB 1034
St Louis,MO63112
47-0849522 		Internet Access MO Washington University
  		Unrelated -32,965 47,682   No   Yes   33.530 %
(3) St Louis Land Company LLC

4320 Forest Park Ave
St Louis,MO63108
13-4229138 		Real Estate MO Washington University
  		Excluded 997,615 12,579,128   No     No 59.340 %
(4) UV Partners IV-A LP

2755 E Cottonwood Parkway Ste 520
Salt Lake City,UT84121
26-3732855 		Investment DE Washington University
  		Excluded 3,096 16,124,363   No     No 95.010 %
(5) Elm Park Credit Opportunities Fund LP

2101 Cedar Springs Rd Suite 700
Dallas,TX75201
45-2685002 		Investment DE Washington University
  		Excluded 2,148,600 17,889,321   No     No 70.360 %
(6) Kimmeridge Energy Net Profits Interest Fund LP

40 Worth St 10th Floor
New York,NY10013
35-2441391 		Investment DE Washington University
  		Excluded   12,328,884   No     No 97.790 %
(7) LSLO Partners Fund LP

380 Lafayette St 6th Floor
New York,NY10003
80-0787226 		Investment DE Washington University
  		Excluded 33,824,035 176,674,309   No     No 95.620 %
(8) Pelion Ventures V-A LP

2755 E Cottonwood Pkwy
Salt Lake City,UT84121
45-3150283 		Investment DE Washington University
  		Excluded 34,469 4,499,881   No     No 74.760 %
(9) The Retina Institute LLC

1600 Brentwood Blvd Suite 800
St Louis,MO63144
43-1712437 		Medical practice MO Washington University
  		Unrelated 4,786 -7,268   No   Yes   50.000 %
(10) McPherson Master Tenant LLC

One Brookings Dr CB 1058
St Louis,MO63130
38-3915678 		Real Estate MO Parallel Properties LLC
  		Excluded       No     No 1.000 %
(11) NDFY14 Master Tenant LLC

One Brookings Dr CB 1058
St Louis,MO63130
46-4787961 		Real Estate MO BOBB LLC
  		Excluded   1   No     No 1.000 %
(12) North Delmar FY14 LLC

One Brookings Dr CB 1058
St Louis,MO63130
90-1030904 		Real Estate MO BOBB LLC
  		Excluded 10 5,161,153   No     No 89.100 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) Parallel Properties LLC

One Brookings Drive CB 1058
St Louis,MO63130
45-3714626 		Real Estate MO Washington University
  		C Corp 1,316,031 3,594,808 100.000 % Yes  
(2) SCHF I-3 WU LP

700 Rosedale Ave CB 1034
St Louis,MO631121408
98-0464397 		Investments UK Washington University
  		C Corp -636,021 10,274,957 100.000 % Yes  
(3) Washington University Physicians Network

4240 Duncan Ave CB 8221
St Louis,MO63110
43-1660462 		Service fee negotiation MO Washington University
  		C Corp 889,099 12,000 100.000 % Yes  








Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
Yes
 
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
Yes
 
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
Yes
 
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) Parallel Properties LLC

 a 11,168 Arms length transaction
(2) Quadrangle Housing Company

 a 153,151 Arms length transaction
(3) Quadrangle Management Company

 a 15,978 Arms length transaction
(4) Washington University Physician Network

 a 15,842 Arms length transaction
(5) 6188 McPherson LLC

 a 15,718 Arms length transaction
(6) Kimmeridge Energy Net Profits

 b 216,831 Cash contribution
(7) UV Partners IV-A LP

 b 2,700,000 Cash contribution
(8) LSLO Partners Fund

 b 17,000,000 Cash contribution
(9) Pelion Ventures V-A

 b 2,000,000 Cash contribution
(10) Elm Park Credit Opportunities Fund

 b 7,348,982 Cash contribution
(11) The Retina Institute LLC

 b 72,310 Cash contribution
(12) Barnard Free Skin & Cancer Hospital

 c 500,000 Cash value
(13) Parallel Properties LLC

 d 2,839,404 Arms length transaction
(14) 6188 McPherson LLC

 d 250,000 Arms length transaction
(15) Quadrangle Management Company

 d 253,439 Arms length transaction
(16) Quadrangle Management Company

 h 1,543,000 Transfer at Book Value
(17) Quadrangle Management Company

 j 126,230 Arms length transaction
(18) Barnard Free Skin & Cancer Hospital

 k 492,300 Arms length transaction
(19) Barnard Free Skin & Cancer Hospital

 l 82,693 Actual cost
(20) Quadrangle Management Company

 l 68,711 Arms length transaction
(21) Parallel Properties LLC

 l 520,000 Arms length transaction
(22) Washington University Physicians Network

 m 569,736 Actual cost
(23) Washington University Physicians Network

 q 851,423 Actual cost
(24) Pooled Interest Funds (4)

 s 985,403 Cash distribution
(25) Charitable Remainder Trusts (9)

 s 4,123,368 Cash distribution
(26) Parallel Properties LLC

 s 2,422,656 Cash value
(27) Quadrangle Management Company

 s 414,232 Cash value
(28) Elm Park Credit Opportunities Fund

 s 2,036,070 Cash distribution
(29) Kimmeridge Energy Net Profits

 s 6,580,645 Cash distribution
(30) SCHF I-3 WU LP

 s 568,828 Cash distribution
(31) 6188 McPherson LLC

 s 1,250,000 Cash value
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Schedule R (Form 990) 2013
Additional Data


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