| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| GREGORY AND SCHWARTZ CPAS | 3,375 | 3,375 | 3,375 | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 50M NYSE EURONEXT 2% DUE 10/5/17 | 49,835 | 50,426 |
| 50M INTEL CORP 1.350% | 50,072 | 49,927 |
| 50M MASSACHUSETTS HSG 2.557% DUE 12/1/18 | 50,000 | 51,015 |
| 100MJPMORGAN CHASE 4.250% DUE 10/15/20 | 98,815 | 107,510 |
| 50M CR BARD INC 4.4% DUE 01/15/21 | 57,364 | 54,923 |
| 15000 RIDGEWORTH SEIX HIGH INCOME FUND | 134,560 | 131,250 |
| 12000 12000 OSTERWEIS INCOME FUND | 139,664 | 136,680 |
| 50M HARSCO CORP 2.7% | 50,838 | 49,938 |
| 6000 MEX BONOS DESARR FIX | 50,734 | 41,597 |
| 100M JPMORGAN CHASE 4.4% | 100,136 | 108,398 |
| 50M BARCLAY BANK 5.140% | 52,188 | 53,775 |
| 50M PETROBRAS INTL 5.375% | 54,367 | 46,329 |
| 50M HEWLETT-PACKARD CO 4.650% | 51,379 | 53,539 |
| 50M TECK RESOURCES LTD 4.750% | 52,768 | 48,736 |
| 50M NEWMONT MINING 3.5% | 43,702 | 46,988 |
| 50M AUSTIN TEXAS RENTAL CAR 3.837% | 50,000 | 49,618 |
| 50M ENTERPRISE PRODUCTS | 55,688 | 54,844 |
| 50,000 STANLEY BLACK 5.75 | 53,375 | 53,875 |
| 50,000 ING BANK 4.125% | 51,318 | 50,830 |
| 50000 MORGAN STANLEY 5.45% | 50,375 | 50,090 |
| 50000 ROYAL BANK OF SCOTLAND 5.625 | 56,901 | 56,935 |
| 50000 GOLDMAN SACHS GROUP | 50,438 | 50,575 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 1600 ROCK-TENN CO | 54,237 | 97,568 |
| 150 AUTOZONE INC | 54,845 | 92,867 |
| 1000 WALT DISNEY | 49,770 | 94,190 |
| 1300 TJX COS INC | 58,379 | 89,154 |
| 2000 GENERAL MILLS | 64,175 | 106,660 |
| 1000 PROCTER & GAMBLE CO | 65,281 | 91,090 |
| 3000 PFIZER INC | 63,386 | 93,450 |
| 1050 JOHNSON & JOHNSON | 65,588 | 109,799 |
| 1000 UNITED HEALTH GROUP INC | 54,020 | 101,090 |
| 1000 SCHLUMBERGER LTD | 80,826 | 85,410 |
| 2000 JPMORGAN CHASE | 86,535 | 125,160 |
| 1000 ACE LTD | 74,449 | 114,880 |
| 1000 AMERICAN EXPRESS | 57,040 | 93,040 |
| 1200 3M | 101,169 | 197,184 |
| 1100 UNITED TECHNOLOGIES | 76,886 | 126,500 |
| 500 CATERPILLAR | 35,385 | 45,765 |
| 1200 EMERSON ELECTRIC | 57,052 | 74,076 |
| 2500 GENERAL ELECTRIC | 81,246 | 63,175 |
| 150 GOOGLE | 50,665 | 78,960 |
| 150 GOOGLE CL A | 50,532 | 79,599 |
| 3000 MICROSOFT | 89,671 | 139,350 |
| 800 ANSYS INC | 69,590 | 82,000 |
| 1400 VERIZON COMMUNICATIONS | 53,173 | 65,492 |
| 600SHS AMC NETWORKS | 40,014 | 38,262 |
| 10016SHS WALL ST FUND | 121,800 | 144,137 |
| 350SHS RALPH LOREN | 55,793 | 64,806 |
| 500SHS ROPER | 71,710 | 78,175 |
| 1200SHS NXP SEMICONDUCTORS | 40,740 | 91,680 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 2000 SHS CBRE GROUP | FMV | 55,850 | 68,500 |
| 600SHS AMERICAN TOWER CORP REIT | FMV | 55,656 | 59,310 |
| 5847 DFA INTERNATIONAL FUND | FMV | 69,700 | 68,414 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CASSIN & CASSIN | 7,500 | 7,500 | 7,500 | 0 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| NYS FILING FEE | 250 | 250 | 250 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EVERCORE MGT BANK FEES | 42,850 | 42,850 | 42,850 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ESTIMATED TAXES | 5,705 | 0 | 0 | 0 |