Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 07-01-2013 , 2013, and ending 06-30-2014
BCheck if applicable:
CName of organization
Ascension Health Alliance
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
PO Box 45998
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
St Louis, MO631455998
D Employer identification number

45-3358926
E Telephone number

G Gross receipts $ 660,801,887
F Name and address of principal officer:
Anthony Tersigni
PO Box 45998
St Louis,MO631455998
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.ascension.org
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet0928
K Form of organization:
 
L Year of formation: 2011
M State of legal domicile: MO
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: Catholic health ministry dedicated to service, healing, and transformational solutions.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 5
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 4
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 1,190
6 Total number of volunteers (estimate if necessary) ............. 6 4
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 3,340,355
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b -6,745,402
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 0 0
9 Program service revenue (Part VIII, line 2g) ......... 421,393,372 609,745,227
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 26,973,270 31,168,583
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 1,135,165 19,888,077
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 449,501,807 660,801,887
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 353,470 25,000
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 145,937,332 119,657,081
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet0    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 329,720,508 515,482,105
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 476,011,310 635,164,186
19 Revenue less expenses. Subtract line 18 from line 12....... -26,509,503 25,637,701
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 6,158,202,342 6,458,025,195
21 Total liabilities (Part X, line 26)............. 5,727,546,389 5,700,690,150
22 Net assets or fund balances. Subtract line 21 from line 20..... 430,655,953 757,335,045
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: Rooted in the loving ministry of Jesus as healer, we commit ourselves to serving all persons with special attention to those who are poor and vulnerable. Our Catholic health ministry is dedicated to spiritually centered, holistic care, which sustains and improves the health of individuals and communities. We are advocates for a compassionate and just society through our actions and our words.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 598,123,051 including grants of $ 25,000 ) (Revenue $ 619,104,517 )
Ascension Health Alliance is a mission-focused organization guided by its religious sponsors in transforming health care by providing the highest quality care to all, with special attention to those who are poor and vulnerable, and through innovation. Ascension Health Alliance supports Ascension Health Ministries, a Public Juridical Person approved by the Vatican, and the efforts of Ascension hospitals and health facilities, providing care to individuals and communities. In fiscal year 2014 Ascension Health employed 153,000 associates serving in 1,900 locations in 23 states and the District of Columbia. However, in comparison to many other organizations of similar scope and complexity, as a nonprofit, spiritually-centered healthcare organization, Ascension differentiates itself in terms of mission, priorities and challenges. In fiscal year 2014 alone, Ascension Health provided $1.8 billion in care of persons living in poverty and community benefit programs, representing an 17% increase from the prior year.
4b (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet598,123,051
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? ...
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III
............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment
...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions)....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
Yes
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II....................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV
.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M.............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
209
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
 
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
1,190
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
 
No
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletCJ
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
5
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
4
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
Yes
 
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletDenise RitcherPO Box 45998St LouisMO631455998 (314) 733-8163
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Sr Kathleen Kelly CSJ........................................................................
Board Chair
4.00
.......................4.00
X           0 0 0
(2) Rev Dennis Holtschneider........................................................................
CM, Vice Chair
4.00
.......................0.00
X           0 0 0
(3) Agnieszka Winkler........................................................................
Secretary
4.00
.......................0.00
X           0 0 0
(4) Sr Theresa Peck DC........................................................................
Treasurer
4.00
.......................0.00
X           0 0 0
(5) Anthony R Tersigni EdD FACH........................................................................
President/CEO
50.00
.......................0.00
X   X       14,247,679 0 77,384
(6) Anthony J Speranzo........................................................................
Chief Financial Officer
46.00
.......................4.00
    X       5,530,530 0 67,180
(7) Robert Henkel FACHE........................................................................
Executive Vice President
9.70
.......................40.30
        X   4,376,097 0 69,523
(8) John Doyle........................................................................
Executive Vice President
50.00
.......................0.00
        X   3,716,767 0 82,800
(9) David Pryor MD........................................................................
Executive Vice President
50.00
.......................0.00
        X   3,216,011 0 78,778
(10) Joseph R Impicciche........................................................................
Executive Vice President
48.50
.......................1.50
        X   3,102,348 0 115,026
(11) Herbert J Vallier........................................................................
Executive Vice President
50.00
.......................0.00
        X   2,116,125 0 35,430












Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;


























1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 36,305,557 0 526,121
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet219
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
Hall Rende Killian Heath39778 Treasury CenterChicagoIL60694 Legal Services 745,245
Alpha Imaging LLCPO Box 637572CincinnatiOH452637572 Service Trouble Shooting 687,286
Shared Imaging Services801 Phoenix Lake AveSteamwoodIL60107 Service & Monthly Maintenance 351,238
Equipment Maintenance Solution1250 Woodwared HeightsFerndaleMI48220 Service for Drive Motors 327,131
Northfield Medical2882 Momentum PlaceChicagoIL606895328 Service for Scopes 300,711
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet6
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and
similar amounts not included above
1f
 
g Noncash contributions included in lines
1a-1f:$
 
h Total. Add lines 1a-1f.......MediumBullet  
 Program Service RevenueAmt Business Code
2a Service Fees 541610 281,894,039 273,574,699 8,319,340  
b CDMS Fees-Interest 541610 190,991,845 190,991,845    
c Administration Fees 541610 69,358,945 69,358,945    
d Worker's Compensation 541610 40,016,552 40,014,122 2,430  
e
f All other program service revenue . 27,483,846 27,483,846    
g Total. Add lines 2a–2f........MediumBullet 609,745,227
 OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 31,168,583   -6,450,682 37,619,265
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet        
(i) Real (ii) Personal
6a Gross rents 737,750  
b Less: rental expenses 0  
c Rental income or (loss) 737,750  
d Net rental income or (loss).......MediumBullet 737,750     737,750
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory    
b Less: cost or other basis and sales expenses    
c Gain or (loss)    
d Net gain or (loss)..........MediumBullet        
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a Investment in CHAN 541610 13,833,890 12,364,623 1,469,267  
b Gain on CDMS Activity 541610 -1,180,470 -1,180,470    
c            
d All other revenue .... 6,496,907 6,496,907    
e Total. Add lines 11a–11d ...... MediumBullet 19,150,327
12 Total revenue. See Instructions......MediumBullet 660,801,887 619,104,517 3,340,355 38,357,015
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 25,000 25,000
2 Grants and other assistance to individuals in the United States. See Part IV, line 22    
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16    
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 19,922,773 14,942,080 4,980,693  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 84,533,940 63,400,455 21,133,485  
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 1,348,016 1,322,529 25,487  
9 Other employee benefits ....... 9,791,816 9,618,517 173,299  
10 Payroll taxes ........... 4,060,536 3,840,348 220,188  
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 9,755,983 1,958,278 7,797,705  
c Accounting ........... 950,004   950,004  
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ......        
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 25,905,802 25,905,802    
12 Advertising and promotion ....        
13 Office expenses ....... 3,092,945 2,936,249 156,696  
14 Information technology ...... 878,485 875,729 2,756  
15 Royalties ..        
16 Occupancy ........... 3,014,951 2,348,531 666,420  
17 Travel ............ 3,904,941 3,525,386 379,555  
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 2,183,204 2,065,166 118,038  
20 Interest ........... 154,988,267 154,988,267    
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 1,357,028 1,051,354 305,674  
23 Insurance .............. 2,016,745 1,964,184 52,561  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a Service Fees 214,538,580 214,538,580    
b Benefit Payments 21,260,208 21,260,208    
c CDMS 6,395,537 6,395,537    
d Bad Debt 377,652 377,652    
e All other expenses 64,861,773 64,783,199 78,574  
25 Total functional expenses. Add lines 1 through 24e 635,164,186 598,123,051 37,041,135 0
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 2 1 10,725,395
2 Savings and temporary cash investments ......... 196,930,844 2 21,401,138
3 Pledges and grants receivable, net ...........   3  
4 Accounts receivable, net ............. 42,124,012 4 99,724,586
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net ............. 5,123,129,693 7 5,146,761,222
8 Inventories for sale or use .............. 2,764,373 8 133,450
9 Prepaid expenses and deferred charges .......... 7,487,090 9 18,049,380
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 31,890,577
b Less: accumulated depreciation ..... 10b 694,975 36,414,958 10c 31,195,602
11 Investments—publicly traded securities ..........   11  
12 Investments—other securities. See Part IV, line 11 .....   12  
13 Investments—program-related. See Part IV, line 11 ..... 3,562,423 13 3,364,174
14 Intangible assets ............... 3,398 14 75,962
15 Other assets. See Part IV, line 11 ........... 745,785,549 15 1,126,594,286
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 6,158,202,342 16 6,458,025,195
Liabilities 17 Accounts payable and accrued expenses ......... 126,419,988 17 103,767,421
18 Grants payable .................   18  
19 Deferred revenue ................ 2,822,106 19 4,680,538
20 Tax-exempt bond liabilities ............. 5,186,204,999 20 5,109,900,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 412,099,296 25 482,342,191
26 Total liabilities. Add lines 17 through 25......... 5,727,546,389 26 5,700,690,150
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 430,655,953 27 757,335,045
28 Temporarily restricted net assets ...........   28  
29 Permanently restricted net assets ...........   29  
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 430,655,953 33 757,335,045
34 Total liabilities and net assets/fund balances ........ 6,158,202,342 34 6,458,025,195
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
660,801,887
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
635,164,186
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
25,637,701
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
430,655,953
5
Net unrealized gains (losses) on investments ...............
5
49,485,468
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
251,555,923
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
757,335,045
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number

45-3358926
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
No
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
No
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
No
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
(A) See Part IV
 
000000000 See Part IV Yes     No   No 0
Total 0

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4.  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).  
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number

45-3358926
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance ....          
b Contributions ........          
c Net investment earnings, gains, and losses          
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........
         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................   14,961,858 145,041 14,816,817
c Leasehold improvements ............   1,607,438 15,687 1,591,751
d Equipment ................   5,019,487 534,247 4,485,240
e Other .................   10,301,794   10,301,794
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 31,195,602
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) Investment in Alpha Fund (net of fiscal agency agreements) 925,770,594
(2) Interest Rate Swap Assets 66,980,660
(3) Retirement Assets 10,015,749
(4) Other Misc Assets 104,529,853
(5) Bond Indenture Asset 7,833,201
(6) HSD - Other Non-Restricted Long Term 8,332,647
(7) Other Investments 1,922,113
(8) Other Miscellaneous Current Assets 414,662
(9) Other Miscellaneous Long-Term Assets 794,807
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 1,126,594,286
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
Other Liabilities 257,783,758
Premiums/Discounts 121,244,489
Pension Plans Administered by AH 849,442
Retirement Liabilities 1,828,580
Self-Insurance Liability 160,098
Reserve for Losses - Grantor Trust 100,475,824



Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 482,342,191
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Part X, Line 2: From the consolidated audited financial statements of Ascension Health Alliance and its member organizations ("The System"): The System accounts for uncertainty in income tax positions by applying a recognition threshold and measurement attribute for financial statement recognition and measurement of a tax position taken or expected to be taken in a tax return. The System has determined that no material unrecognized tax benefits or liabilities exist as of June 30, 2014.
Schedule D (Form 990) 2013

Additional Data


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Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number

45-3358926
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total expenditures
for and investments
in region
Central America & the Caribbean 0 1 Investments   7,584,928
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total ..... 0 1 7,584,928
b Total from continuation sheets to Part I ... 0 0 0
c Totals (add lines 3a and 3b) 0 1 7,584,928
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
 
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


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Software Version:  



Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number
45-3358926
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) Commission on Accreditation of Healthcare Management Education
1700 Rockville Pike Suite 400
Rockville,MD20852
36-2658309 Section 501(c)(3) 25,000       General Purpose






















2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
1
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
0
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
Part I, Line 2: Applications are sent to Ascension Health Alliance's sponsoring organization. They are compiled at System Office and sent to Committee who reads and scores them on a set of criteria that are delineated in the application. The Committee discusses the religious and general merits of each application in relation to the mission of Ascension Health Alliance and makes the final decisions of grants to be awarded. Grants are made to religious organizations whose work supports the mission, vision, and values of Ascension Health Alliance.
Schedule I (Form 990) 2013


Additional Data


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Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number

45-3358926
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Anthony R Tersigni EdD FACHPresident/CEO (i)
(ii)
1,609,398
0
9,576,413
0
3,061,868
0
36,607
0
40,777
0
14,325,063
0
0
0
(2)Anthony J SperanzoChief Financial Officer (i)
(ii)
1,043,175
0
2,992,500
0
1,494,855
0
32,092
0
35,088
0
5,597,710
0
0
0
(3)Robert Henkel FACHEExecutive Vice President (i)
(ii)
1,213,720
0
2,287,500
0
874,877
0
41,702
0
27,821
0
4,445,620
0
0
0
(4)John DoyleExecutive Vice President (i)
(ii)
754,905
0
1,988,719
0
973,143
0
40,035
0
42,765
0
3,799,567
0
0
0
(5)David Pryor MDExecutive Vice President (i)
(ii)
755,669
0
1,988,719
0
471,623
0
32,075
0
46,703
0
3,294,789
0
0
0
(6)Joseph R ImpiccicheExecutive Vice President (i)
(ii)
758,824
0
1,988,719
0
354,805
0
81,461
0
33,565
0
3,217,374
0
0
0
(7)Herbert J VallierExecutive Vice President (i)
(ii)
556,798
0
1,237,209
0
322,118
0
5,100
0
30,330
0
2,151,555
0
0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Part I, Line 1a With respect to the boxes checked on Part I, Question 1a, Ascension Health Alliance has various policies in place with respect to travel, commuting and other benefits provided to its executives. Certain benefits listed and checked under this question are considered taxable compensation. In these circumstances, the value of the benefit is included in that given executive's compensation. Certain other benefits listed and checked on this question are considered strictly business expenses and therefore no amount of the benefit is taxable and no amount is included in the executive's compensation.
Part I, Line 4b Executives participate in a program that provides for supplemental retirement benefits. The payment of benefits under the program, if any, is entirely dependent upon the facts and circumstances under which the executive terminates employment with the organization. Benefits under the program are unfunded and non-vested. Due to the substantial risk of forfeiture provision, there is no guarantee that these executives will ever receive any benefit under the program. Any amount ultimately paid under the program to the executive is reported as compensation on Form 990, Schedule J, Part II, Column B in the year paid. The organization that paid the salaries of the individuals listed in Schedule J, Part II, paid out of the supplemental nonqualified retirement plan in the amounts as noted: - Anthony R. Tersigni - $220,903 - John Doyle - $408,560 The amounts shown on Schedule J, Part II include deferred compensation reported in prior year Forms 990.
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number
45-3358926
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A Escambia County Health Facilities Authority
 
52-1378815 296117AX2 03-13-2003 207,543,149 See Part VI X     X   X
B Health & Ed Fac Auth of MO
 
43-1178966 60635HWY1 03-13-2003 295,375,000 See Part VI X     X   X
C Indiana Health Facility Financing Authority
 
35-1611409 454798ND7 03-13-2003 498,475,000 See Part VI X     X   X
D AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 091081DF3 02-03-2005 13,712,418 See Part VI X     X   X
Indiana Health Facility Financing Authority
 
35-1611409 454798PS2 02-03-2005 480,236,983 See Part VI X     X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465E7P2 02-03-2005 161,264,563 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710VT65 11-16-2006 125,000,611 See Part VI   X   X   X
IN Health & Ed Facility Financing Authority
 
35-1611409 454795BZ7 11-16-2006 397,759,540 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399BY8 11-16-2006 99,762,733 See Part VI X     X   X
AL Spl Care Fac Fin Auth of the City of Mobile
 
63-0878048 01039VAD6 11-16-2006 105,449,341 See Part VI   X   X   X
Hlth & Ed Bd of NashvilleDavidson County
 
62-6139016 592041QZ3 03-30-2009 81,500,000 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399CK7 05-28-2009 35,000,000 See Part VI   X   X   X
IN Hlth & Ed Fac Fin Authority
 
35-1611409 454795BS3 11-16-2006 179,400,000 See Part VI X     X   X
Indiana Finance Authority
 
35-1611409 454795ET8 05-28-2009 118,690,000 See Part VI   X   X   X
Tarrant Cnty Cultural Ed Fac Fin Corp
 
04-3833551 87638TEB5 03-25-2010 64,632,770 See Part VI   X   X   X
CT Hlth & Ed Facilities Authority
 
06-0806186 20774UY58 03-25-2010 94,900,868 See Part VI   X   X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465HNC6 03-25-2010 872,106,861 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BSU7 03-25-2010 168,792,011 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAB5 03-25-2010 146,828,804 See Part VI   X   X   X
Illinois Finance Authority
 
86-1091967 45203HGM8 05-10-2012 241,884,613 See Part VI   X   X   X
MD Hlth & Higher Ed Facilities Authority
 
52-0936091 574218GR8 05-10-2012 92,002,877 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAJ8 05-10-2012 46,902,484 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BT69 05-10-2012 94,701,225 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97712DBP0 06-18-2013 570,827,513 See Part VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 139,150,000 33,380,000 228,945,000 695,000
2 Amount of bonds legally defeased . . . . . . . . . . . 180,000 180,000   2,590,000
3 Total proceeds of issue . . . . . . . . . . . . . . 212,236,716 302,747,889 509,527,682 13,728,432
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . .        
8 Credit enhancement from proceeds . . . . . . . . . . . 1,565,056 1,565,056 7,381,512  
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 30,195,905 41,386,146 74,231,795 13,728,432
11 Other spent proceeds . . . . . . . . . . . . . . 182,040,811 259,796,687 427,914,375 397,759,540
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2003 2003 2003 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . . X   X   X     X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.190 % 0.190 % 0.190 % 0.180 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet        
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.190 % 0.190 % 0.190 % 0.180 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.190 % 0.190 % 0.190 % 0.170 %
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . . X   X   X   X  
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . .
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X   X   X   X
c No rebate due? . . . . . . . . X   X   X   X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X   X     X
b Name of provider . . . . . . . . . See Part VI
 
See Part VI
 
See Part VI
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .   X   X   X    
e Was the hedge terminated? . . . . . .   X   X   X    
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . AIG
 
Morgan Stanley
 
AIG
 
See Part VI
 
c Term of GIC . . . . . . . . . . 0.900000000000 0.200000000000 0.900000000000  
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . X   X   X   X  
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Date Rebate Computation Performed Issuer Name: Escambia County Health Facilities Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Health & Ed Fac Auth of MO Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: AL Spl Care Fac Fin Auth of Birmingham Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Michigan State Hospital Finance Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: WI Health & Educational Facilities Authority Date the Rebate Computation was Performed: 05/16/2008 Issuer Name: IN Hlth & Ed Fac Fin Authority Date the Rebate Computation was Performed: 05/16/2008
Escambia County Health Facilities Authority Part I - Line (f), Description of purpose: 2003A - To finance and refinance certain improvements, additions, equipping and renovation of the Hospital, and to refund certain bonds issued November 1, 1999 Health and Educational Facilities Authority of the State of Missouri Part I - Line (f), Description of purpose: 2003C/2008C - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and commercial paper issued December 5, 2002 and to pay the premium on policies of bond insurance Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2003E/2008E - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and to pay the premium on policies of bond insurance Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2005A-1 and A-2 - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2005A - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2005 - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2006A - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-3, B-4, B-5 and B-6 - To current refund certain prior bonds issued November 1, 1999, December 4, 2001 and December 31, 2001 Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-2 - To current refund certain prior bonds issued November 1, 1999 Alabama Special Care Facilities Financing Authority of the City of Mobile Part I - Line (f), Description of purpose: 2006D - To current refund certain prior bonds issued November 1, 1999 Health and Educational Board of Metropolitan Government of Nashville and Davidson Counties Part I - Line (f), Description of purpose: 2001B-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued December 31, 2001, which bonds provided funds to finance or refinance the costs of acquiring, constructing, equipping and renovating certain health care facilities Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bonds provided funds to finance certain improvements, additions, equipping and renovation of health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-1, B-2, B-7 and B-8 - To provide reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Indiana Finance Authority Part I - Line (f), Description of purpose: 2006B-1, B-7 and B-8 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bond provided reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Tarrant County Cultural Education Facilities Finance Corporation Part I - Line (f), Description of purpose: 2010D - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members State of Connecticut Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010A - To provide funds to refund commercial paper issued January 21, 2010 and finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2010B/2010F - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members, and to refinance the indebtedness of the Senior Credit Group through the current refunding of the Refunded Bonds issued April 8, 2008; April 15, 2008; April 22, 2008; May 6, 2008 and commercial paper issued 1/21/2010 Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010E - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2010C - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Illinois Finance Authority Part I - Line (f), Description of purpose: 2012A, E-1 and E-2 - To provide funds to finance, refinance (prior debt issued 2/22/2012 and 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Illinois and Missouri Maryland Health and Higher Educational Facilities Authority Part I - Line (f), Description of purpose: 2012B - To provide funds to finance, refinance (prior debt issued 2/24/2012, 3/29/2012 and 5/3/2012) or reimburse Ascension Health Alliance for capital expenditures made by St. Agnes Healthcare, Inc. The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2012C - To provide funds to finance, refinance (prior debt issued 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by Middle Tennessee Medical Center Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2012D - To provide funds to finance, refinance (prior debt issued 4/2/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Wisconsin Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2013A and B-1 through B-5 - To provide funds for the acquisition of capital assets of Via Christi Health, Ministry Health Care and St. John Health and certain of their affiliates.
Part I: 1. A portion of the Missouri Series 2003C issuance was exchanged for 2008C bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Missouri Series 2003C and 2008C bonds. All of these bonds are characterized collectively on the schedule. 2. A portion of the Indiana Series 2003E issuance was exchanged for 2008E bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Indiana Series 2003E and 2008E bonds. All of these bonds are characterized collectively on the schedule. 3. CUSIP number for Michigan Series 2005 as originally reported on Form 8038 was incorrect (reported as "59455E7P2"). 4. Tennessee Series 2001B-1 was reissued for tax purposes as of 3/30/09 in connection with an interest rate conversion on the bonds, and for this reason must be included on Schedule K. However, reporting is not necessary on Part III of Schedule K for refunding bonds that refunded bonds issued in 2002 or earlier, which is the case in this situation. 5. Indiana Series 2006B-1, B-7 and B-8 were reissued for tax purposes as of 5/28/09 in connection with an interest rate conversion on the bonds. Indiana Series 2006B-2 remains outstanding as originally issued. 6. Indiana Series 2006B-3, B-4, B-5 and B-6 were issued on 11/16/2006 and 12/1/2006 as evidenced by the 8038; only one field is available for issue date on the Schedule so we have presented the earlier of the two dates. 7. The Indiana Health and Educational Facility Financing Authority was merged into the Indiana Finance Authority on 7/1/07. 8. CUSIP number for Michigan Series 2010B and 2010F as originally reported on Form 8038 was incorrect (no CUSIP was reported). 9. The Escambia 2003A, Missouri 2003C and Indiana 2003E/2008E Bonds, along with other, now-retired bonds from Michigan and Idaho issuers, are all part of a single issue for certain federal tax purposes. Within that issue, an election has been made to treat the Michigan bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 10. The Alabama 2005A, Indiana 2005A and Michigan 2005 Bonds are all part of a single issue for certain federal tax purposes although Ascension Health Alliance and the issuers reserve the right to make any multipurpose allocations permitted under the Treasury Regulations. 11. The Wisconsin 2006A, Indiana 2006B (all sub-series), Alabama (Birmingham) 2006C-1 and C-2 and Alabama (Mobile) 2006D Bonds are all part of a single issue for certain federal tax purposes.Within that issue, an election has been made under the Treasury Regulationsto treat the Wisconsin 2006A, Indiana 2006B-3, B-4, B-5 and B-6, Alabama (Birmingham) 2006C-2 and the Alabama (Mobile) 2006D Bonds, together, as a single issue for IRC section 141 purposes.Also, an election has been made under the Treasury Regulations to treat the Indiana 2006B-1, B-2, B-7 and B-8, and the Alabama (Birmingham) 2006C-1, together, as a single issue for IRC section 141 purposes. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 12. The Connecticut 2010A, Michigan 2010B/2010F, Tennessee 2010C, Tarrant County 2010D and Wisconsin 2010E bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat each of the foregoing as separate issues for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 13. The Illinois 2012A/2012E, Maryland 2012B, Tennessee 2012C and Wisconsin 2012D bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat the Maryland 2012B bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any additional multipurpose allocations permitted under the Treasury Regulations. 14. Ascension Health Alliance believes, and has prepared Schedule K in a manner consistent with such belief, that the Part III exclusion provided in the instructions for bonds that refund a pre-2003 bond issue applies to certain of the bonds reflected herein, though allocations under Regulations section 1.141-13(d) may not have yet been elected; this submission does not constitute an allocation election under Regulations section 1.141-13(d) for any issue or portion of an issue. 15. Schedule K, Part II, question 2, refers to the amount of bonds that have been defeased, are still outstanding and are being funded by a defeasance escrow.
Part II: 1. For purposes of Schedule K, Part II, Ascension Health Alliance is assuming that there is no "year of substantial completion" with respect to refunding bonds. 2. Differences between the issue price (Part I) and total proceeds (Part II, line 3) are due to investment earnings.
Part III: 1. With respect to the dispositions of property reported here, Ascension Health Alliance (AHA) filed a submission under the Voluntary Closing Agreement Program (VCAP) on 9/18/2012. The reason for the VCAP filing is that the remedial action described in sections 1.141-12 and 1.145-2 of the Regulations was not taken in a timely manner. Under the requested closing agreement (of which a draft has been circulated between the Internal Revenue Service, AHA, and counsel, and which AHA expects to become final in the near future), the delinquency in taking remedial action will be cured. AHA has answered question 8c based on the good-faith assumption and belief that the requested relief will be granted.
Part IV: 1. Line 21(e) of the Form 8038 was incorrectly marked "4.8472%" for the Tarrant County Series 2010D bond issue; the bonds actually constitute a variable yield issue for arbitrage purposes. 2. The hedge providers for the Missouri Series 2003C bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 23.7 years. The Morgan Stanley hedges have original terms of 6.7 and 23.6 years. 3. The hedge providers for the Indiana Series 2003E/2008E bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 33.7 years. The Morgan Stanley hedges have original terms of 23.6, 33.6 and 33.7 years. 4. GIC for Indiana Series 2006B-3, B-4, B-5 and B-6 was held at Citigroup and Morgan Stanley with a term of 0.3 and 0.2 years respectively. 5. Part IV, Line 2 - For issues that have not reached their fifth anniversary yet, Ascension is answering "Yes" to 2a because the reporting deadline has not been reached and no calculations have yet been performed. This is not to suggest that a spending exception has not been met or that there is an expectation that any rebate will be due upon completion of any required calculation. For issues that have been issued longer than five years, Ascension is answering "Yes" to 2b if the issue was a current refunding issue since this is the basis of a rebate exception. Ascension is answering "Yes" to 2c and providing a computation report date for new money issues that are greater than five years old. 6. Part IV, Line 6 - This question is being answered without regard to certain yield restricted advance refunding escrows.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number
45-3358926
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A Escambia County Health Facilities Authority
 
52-1378815 296117AX2 03-13-2003 207,543,149 See Part VI X     X   X
B Health & Ed Fac Auth of MO
 
43-1178966 60635HWY1 03-13-2003 295,375,000 See Part VI X     X   X
C Indiana Health Facility Financing Authority
 
35-1611409 454798ND7 03-13-2003 498,475,000 See Part VI X     X   X
D AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 091081DF3 02-03-2005 13,712,418 See Part VI X     X   X
Indiana Health Facility Financing Authority
 
35-1611409 454798PS2 02-03-2005 480,236,983 See Part VI X     X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465E7P2 02-03-2005 161,264,563 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710VT65 11-16-2006 125,000,611 See Part VI   X   X   X
IN Health & Ed Facility Financing Authority
 
35-1611409 454795BZ7 11-16-2006 397,759,540 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399BY8 11-16-2006 99,762,733 See Part VI X     X   X
AL Spl Care Fac Fin Auth of the City of Mobile
 
63-0878048 01039VAD6 11-16-2006 105,449,341 See Part VI   X   X   X
Hlth & Ed Bd of NashvilleDavidson County
 
62-6139016 592041QZ3 03-30-2009 81,500,000 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399CK7 05-28-2009 35,000,000 See Part VI   X   X   X
IN Hlth & Ed Fac Fin Authority
 
35-1611409 454795BS3 11-16-2006 179,400,000 See Part VI X     X   X
Indiana Finance Authority
 
35-1611409 454795ET8 05-28-2009 118,690,000 See Part VI   X   X   X
Tarrant Cnty Cultural Ed Fac Fin Corp
 
04-3833551 87638TEB5 03-25-2010 64,632,770 See Part VI   X   X   X
CT Hlth & Ed Facilities Authority
 
06-0806186 20774UY58 03-25-2010 94,900,868 See Part VI   X   X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465HNC6 03-25-2010 872,106,861 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BSU7 03-25-2010 168,792,011 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAB5 03-25-2010 146,828,804 See Part VI   X   X   X
Illinois Finance Authority
 
86-1091967 45203HGM8 05-10-2012 241,884,613 See Part VI   X   X   X
MD Hlth & Higher Ed Facilities Authority
 
52-0936091 574218GR8 05-10-2012 92,002,877 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAJ8 05-10-2012 46,902,484 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BT69 05-10-2012 94,701,225 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97712DBP0 06-18-2013 570,827,513 See Part VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 139,150,000 33,380,000 228,945,000 695,000
2 Amount of bonds legally defeased . . . . . . . . . . . 180,000 180,000   2,590,000
3 Total proceeds of issue . . . . . . . . . . . . . . 212,236,716 302,747,889 509,527,682 13,728,432
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . .        
8 Credit enhancement from proceeds . . . . . . . . . . . 1,565,056 1,565,056 7,381,512  
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 30,195,905 41,386,146 74,231,795 13,728,432
11 Other spent proceeds . . . . . . . . . . . . . . 182,040,811 259,796,687 427,914,375 397,759,540
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2003 2003 2003 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . . X   X   X     X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.190 % 0.190 % 0.190 % 0.180 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet        
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.190 % 0.190 % 0.190 % 0.180 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.190 % 0.190 % 0.190 % 0.170 %
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . . X   X   X   X  
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . .
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X   X   X   X
c No rebate due? . . . . . . . . X   X   X   X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X   X     X
b Name of provider . . . . . . . . . See Part VI
 
See Part VI
 
See Part VI
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .   X   X   X    
e Was the hedge terminated? . . . . . .   X   X   X    
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . AIG
 
Morgan Stanley
 
AIG
 
See Part VI
 
c Term of GIC . . . . . . . . . . 0.900000000000 0.200000000000 0.900000000000  
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . X   X   X   X  
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Date Rebate Computation Performed Issuer Name: Escambia County Health Facilities Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Health & Ed Fac Auth of MO Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: AL Spl Care Fac Fin Auth of Birmingham Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Michigan State Hospital Finance Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: WI Health & Educational Facilities Authority Date the Rebate Computation was Performed: 05/16/2008 Issuer Name: IN Hlth & Ed Fac Fin Authority Date the Rebate Computation was Performed: 05/16/2008
Escambia County Health Facilities Authority Part I - Line (f), Description of purpose: 2003A - To finance and refinance certain improvements, additions, equipping and renovation of the Hospital, and to refund certain bonds issued November 1, 1999 Health and Educational Facilities Authority of the State of Missouri Part I - Line (f), Description of purpose: 2003C/2008C - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and commercial paper issued December 5, 2002 and to pay the premium on policies of bond insurance Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2003E/2008E - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and to pay the premium on policies of bond insurance Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2005A-1 and A-2 - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2005A - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2005 - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2006A - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-3, B-4, B-5 and B-6 - To current refund certain prior bonds issued November 1, 1999, December 4, 2001 and December 31, 2001 Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-2 - To current refund certain prior bonds issued November 1, 1999 Alabama Special Care Facilities Financing Authority of the City of Mobile Part I - Line (f), Description of purpose: 2006D - To current refund certain prior bonds issued November 1, 1999 Health and Educational Board of Metropolitan Government of Nashville and Davidson Counties Part I - Line (f), Description of purpose: 2001B-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued December 31, 2001, which bonds provided funds to finance or refinance the costs of acquiring, constructing, equipping and renovating certain health care facilities Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bonds provided funds to finance certain improvements, additions, equipping and renovation of health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-1, B-2, B-7 and B-8 - To provide reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Indiana Finance Authority Part I - Line (f), Description of purpose: 2006B-1, B-7 and B-8 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bond provided reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Tarrant County Cultural Education Facilities Finance Corporation Part I - Line (f), Description of purpose: 2010D - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members State of Connecticut Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010A - To provide funds to refund commercial paper issued January 21, 2010 and finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2010B/2010F - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members, and to refinance the indebtedness of the Senior Credit Group through the current refunding of the Refunded Bonds issued April 8, 2008; April 15, 2008; April 22, 2008; May 6, 2008 and commercial paper issued 1/21/2010 Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010E - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2010C - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Illinois Finance Authority Part I - Line (f), Description of purpose: 2012A, E-1 and E-2 - To provide funds to finance, refinance (prior debt issued 2/22/2012 and 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Illinois and Missouri Maryland Health and Higher Educational Facilities Authority Part I - Line (f), Description of purpose: 2012B - To provide funds to finance, refinance (prior debt issued 2/24/2012, 3/29/2012 and 5/3/2012) or reimburse Ascension Health Alliance for capital expenditures made by St. Agnes Healthcare, Inc. The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2012C - To provide funds to finance, refinance (prior debt issued 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by Middle Tennessee Medical Center Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2012D - To provide funds to finance, refinance (prior debt issued 4/2/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Wisconsin Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2013A and B-1 through B-5 - To provide funds for the acquisition of capital assets of Via Christi Health, Ministry Health Care and St. John Health and certain of their affiliates.
Part I: 1. A portion of the Missouri Series 2003C issuance was exchanged for 2008C bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Missouri Series 2003C and 2008C bonds. All of these bonds are characterized collectively on the schedule. 2. A portion of the Indiana Series 2003E issuance was exchanged for 2008E bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Indiana Series 2003E and 2008E bonds. All of these bonds are characterized collectively on the schedule. 3. CUSIP number for Michigan Series 2005 as originally reported on Form 8038 was incorrect (reported as "59455E7P2"). 4. Tennessee Series 2001B-1 was reissued for tax purposes as of 3/30/09 in connection with an interest rate conversion on the bonds, and for this reason must be included on Schedule K. However, reporting is not necessary on Part III of Schedule K for refunding bonds that refunded bonds issued in 2002 or earlier, which is the case in this situation. 5. Indiana Series 2006B-1, B-7 and B-8 were reissued for tax purposes as of 5/28/09 in connection with an interest rate conversion on the bonds. Indiana Series 2006B-2 remains outstanding as originally issued. 6. Indiana Series 2006B-3, B-4, B-5 and B-6 were issued on 11/16/2006 and 12/1/2006 as evidenced by the 8038; only one field is available for issue date on the Schedule so we have presented the earlier of the two dates. 7. The Indiana Health and Educational Facility Financing Authority was merged into the Indiana Finance Authority on 7/1/07. 8. CUSIP number for Michigan Series 2010B and 2010F as originally reported on Form 8038 was incorrect (no CUSIP was reported). 9. The Escambia 2003A, Missouri 2003C and Indiana 2003E/2008E Bonds, along with other, now-retired bonds from Michigan and Idaho issuers, are all part of a single issue for certain federal tax purposes. Within that issue, an election has been made to treat the Michigan bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 10. The Alabama 2005A, Indiana 2005A and Michigan 2005 Bonds are all part of a single issue for certain federal tax purposes although Ascension Health Alliance and the issuers reserve the right to make any multipurpose allocations permitted under the Treasury Regulations. 11. The Wisconsin 2006A, Indiana 2006B (all sub-series), Alabama (Birmingham) 2006C-1 and C-2 and Alabama (Mobile) 2006D Bonds are all part of a single issue for certain federal tax purposes.Within that issue, an election has been made under the Treasury Regulationsto treat the Wisconsin 2006A, Indiana 2006B-3, B-4, B-5 and B-6, Alabama (Birmingham) 2006C-2 and the Alabama (Mobile) 2006D Bonds, together, as a single issue for IRC section 141 purposes.Also, an election has been made under the Treasury Regulations to treat the Indiana 2006B-1, B-2, B-7 and B-8, and the Alabama (Birmingham) 2006C-1, together, as a single issue for IRC section 141 purposes. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 12. The Connecticut 2010A, Michigan 2010B/2010F, Tennessee 2010C, Tarrant County 2010D and Wisconsin 2010E bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat each of the foregoing as separate issues for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 13. The Illinois 2012A/2012E, Maryland 2012B, Tennessee 2012C and Wisconsin 2012D bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat the Maryland 2012B bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any additional multipurpose allocations permitted under the Treasury Regulations. 14. Ascension Health Alliance believes, and has prepared Schedule K in a manner consistent with such belief, that the Part III exclusion provided in the instructions for bonds that refund a pre-2003 bond issue applies to certain of the bonds reflected herein, though allocations under Regulations section 1.141-13(d) may not have yet been elected; this submission does not constitute an allocation election under Regulations section 1.141-13(d) for any issue or portion of an issue. 15. Schedule K, Part II, question 2, refers to the amount of bonds that have been defeased, are still outstanding and are being funded by a defeasance escrow.
Part II: 1. For purposes of Schedule K, Part II, Ascension Health Alliance is assuming that there is no "year of substantial completion" with respect to refunding bonds. 2. Differences between the issue price (Part I) and total proceeds (Part II, line 3) are due to investment earnings.
Part III: 1. With respect to the dispositions of property reported here, Ascension Health Alliance (AHA) filed a submission under the Voluntary Closing Agreement Program (VCAP) on 9/18/2012. The reason for the VCAP filing is that the remedial action described in sections 1.141-12 and 1.145-2 of the Regulations was not taken in a timely manner. Under the requested closing agreement (of which a draft has been circulated between the Internal Revenue Service, AHA, and counsel, and which AHA expects to become final in the near future), the delinquency in taking remedial action will be cured. AHA has answered question 8c based on the good-faith assumption and belief that the requested relief will be granted.
Part IV: 1. Line 21(e) of the Form 8038 was incorrectly marked "4.8472%" for the Tarrant County Series 2010D bond issue; the bonds actually constitute a variable yield issue for arbitrage purposes. 2. The hedge providers for the Missouri Series 2003C bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 23.7 years. The Morgan Stanley hedges have original terms of 6.7 and 23.6 years. 3. The hedge providers for the Indiana Series 2003E/2008E bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 33.7 years. The Morgan Stanley hedges have original terms of 23.6, 33.6 and 33.7 years. 4. GIC for Indiana Series 2006B-3, B-4, B-5 and B-6 was held at Citigroup and Morgan Stanley with a term of 0.3 and 0.2 years respectively. 5. Part IV, Line 2 - For issues that have not reached their fifth anniversary yet, Ascension is answering "Yes" to 2a because the reporting deadline has not been reached and no calculations have yet been performed. This is not to suggest that a spending exception has not been met or that there is an expectation that any rebate will be due upon completion of any required calculation. For issues that have been issued longer than five years, Ascension is answering "Yes" to 2b if the issue was a current refunding issue since this is the basis of a rebate exception. Ascension is answering "Yes" to 2c and providing a computation report date for new money issues that are greater than five years old. 6. Part IV, Line 6 - This question is being answered without regard to certain yield restricted advance refunding escrows.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number
45-3358926
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A Escambia County Health Facilities Authority
 
52-1378815 296117AX2 03-13-2003 207,543,149 See Part VI X     X   X
B Health & Ed Fac Auth of MO
 
43-1178966 60635HWY1 03-13-2003 295,375,000 See Part VI X     X   X
C Indiana Health Facility Financing Authority
 
35-1611409 454798ND7 03-13-2003 498,475,000 See Part VI X     X   X
D AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 091081DF3 02-03-2005 13,712,418 See Part VI X     X   X
Indiana Health Facility Financing Authority
 
35-1611409 454798PS2 02-03-2005 480,236,983 See Part VI X     X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465E7P2 02-03-2005 161,264,563 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710VT65 11-16-2006 125,000,611 See Part VI   X   X   X
IN Health & Ed Facility Financing Authority
 
35-1611409 454795BZ7 11-16-2006 397,759,540 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399BY8 11-16-2006 99,762,733 See Part VI X     X   X
AL Spl Care Fac Fin Auth of the City of Mobile
 
63-0878048 01039VAD6 11-16-2006 105,449,341 See Part VI   X   X   X
Hlth & Ed Bd of NashvilleDavidson County
 
62-6139016 592041QZ3 03-30-2009 81,500,000 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399CK7 05-28-2009 35,000,000 See Part VI   X   X   X
IN Hlth & Ed Fac Fin Authority
 
35-1611409 454795BS3 11-16-2006 179,400,000 See Part VI X     X   X
Indiana Finance Authority
 
35-1611409 454795ET8 05-28-2009 118,690,000 See Part VI   X   X   X
Tarrant Cnty Cultural Ed Fac Fin Corp
 
04-3833551 87638TEB5 03-25-2010 64,632,770 See Part VI   X   X   X
CT Hlth & Ed Facilities Authority
 
06-0806186 20774UY58 03-25-2010 94,900,868 See Part VI   X   X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465HNC6 03-25-2010 872,106,861 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BSU7 03-25-2010 168,792,011 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAB5 03-25-2010 146,828,804 See Part VI   X   X   X
Illinois Finance Authority
 
86-1091967 45203HGM8 05-10-2012 241,884,613 See Part VI   X   X   X
MD Hlth & Higher Ed Facilities Authority
 
52-0936091 574218GR8 05-10-2012 92,002,877 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAJ8 05-10-2012 46,902,484 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BT69 05-10-2012 94,701,225 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97712DBP0 06-18-2013 570,827,513 See Part VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 139,150,000 33,380,000 228,945,000 695,000
2 Amount of bonds legally defeased . . . . . . . . . . . 180,000 180,000   2,590,000
3 Total proceeds of issue . . . . . . . . . . . . . . 212,236,716 302,747,889 509,527,682 13,728,432
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . .        
8 Credit enhancement from proceeds . . . . . . . . . . . 1,565,056 1,565,056 7,381,512  
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 30,195,905 41,386,146 74,231,795 13,728,432
11 Other spent proceeds . . . . . . . . . . . . . . 182,040,811 259,796,687 427,914,375 397,759,540
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2003 2003 2003 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . . X   X   X     X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.190 % 0.190 % 0.190 % 0.180 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet        
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.190 % 0.190 % 0.190 % 0.180 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.190 % 0.190 % 0.190 % 0.170 %
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . . X   X   X   X  
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . .
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X   X   X   X
c No rebate due? . . . . . . . . X   X   X   X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X   X     X
b Name of provider . . . . . . . . . See Part VI
 
See Part VI
 
See Part VI
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .   X   X   X    
e Was the hedge terminated? . . . . . .   X   X   X    
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . AIG
 
Morgan Stanley
 
AIG
 
See Part VI
 
c Term of GIC . . . . . . . . . . 0.900000000000 0.200000000000 0.900000000000  
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . X   X   X   X  
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Date Rebate Computation Performed Issuer Name: Escambia County Health Facilities Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Health & Ed Fac Auth of MO Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: AL Spl Care Fac Fin Auth of Birmingham Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Michigan State Hospital Finance Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: WI Health & Educational Facilities Authority Date the Rebate Computation was Performed: 05/16/2008 Issuer Name: IN Hlth & Ed Fac Fin Authority Date the Rebate Computation was Performed: 05/16/2008
Escambia County Health Facilities Authority Part I - Line (f), Description of purpose: 2003A - To finance and refinance certain improvements, additions, equipping and renovation of the Hospital, and to refund certain bonds issued November 1, 1999 Health and Educational Facilities Authority of the State of Missouri Part I - Line (f), Description of purpose: 2003C/2008C - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and commercial paper issued December 5, 2002 and to pay the premium on policies of bond insurance Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2003E/2008E - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and to pay the premium on policies of bond insurance Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2005A-1 and A-2 - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2005A - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2005 - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2006A - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-3, B-4, B-5 and B-6 - To current refund certain prior bonds issued November 1, 1999, December 4, 2001 and December 31, 2001 Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-2 - To current refund certain prior bonds issued November 1, 1999 Alabama Special Care Facilities Financing Authority of the City of Mobile Part I - Line (f), Description of purpose: 2006D - To current refund certain prior bonds issued November 1, 1999 Health and Educational Board of Metropolitan Government of Nashville and Davidson Counties Part I - Line (f), Description of purpose: 2001B-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued December 31, 2001, which bonds provided funds to finance or refinance the costs of acquiring, constructing, equipping and renovating certain health care facilities Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bonds provided funds to finance certain improvements, additions, equipping and renovation of health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-1, B-2, B-7 and B-8 - To provide reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Indiana Finance Authority Part I - Line (f), Description of purpose: 2006B-1, B-7 and B-8 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bond provided reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Tarrant County Cultural Education Facilities Finance Corporation Part I - Line (f), Description of purpose: 2010D - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members State of Connecticut Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010A - To provide funds to refund commercial paper issued January 21, 2010 and finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2010B/2010F - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members, and to refinance the indebtedness of the Senior Credit Group through the current refunding of the Refunded Bonds issued April 8, 2008; April 15, 2008; April 22, 2008; May 6, 2008 and commercial paper issued 1/21/2010 Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010E - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2010C - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Illinois Finance Authority Part I - Line (f), Description of purpose: 2012A, E-1 and E-2 - To provide funds to finance, refinance (prior debt issued 2/22/2012 and 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Illinois and Missouri Maryland Health and Higher Educational Facilities Authority Part I - Line (f), Description of purpose: 2012B - To provide funds to finance, refinance (prior debt issued 2/24/2012, 3/29/2012 and 5/3/2012) or reimburse Ascension Health Alliance for capital expenditures made by St. Agnes Healthcare, Inc. The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2012C - To provide funds to finance, refinance (prior debt issued 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by Middle Tennessee Medical Center Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2012D - To provide funds to finance, refinance (prior debt issued 4/2/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Wisconsin Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2013A and B-1 through B-5 - To provide funds for the acquisition of capital assets of Via Christi Health, Ministry Health Care and St. John Health and certain of their affiliates.
Part I: 1. A portion of the Missouri Series 2003C issuance was exchanged for 2008C bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Missouri Series 2003C and 2008C bonds. All of these bonds are characterized collectively on the schedule. 2. A portion of the Indiana Series 2003E issuance was exchanged for 2008E bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Indiana Series 2003E and 2008E bonds. All of these bonds are characterized collectively on the schedule. 3. CUSIP number for Michigan Series 2005 as originally reported on Form 8038 was incorrect (reported as "59455E7P2"). 4. Tennessee Series 2001B-1 was reissued for tax purposes as of 3/30/09 in connection with an interest rate conversion on the bonds, and for this reason must be included on Schedule K. However, reporting is not necessary on Part III of Schedule K for refunding bonds that refunded bonds issued in 2002 or earlier, which is the case in this situation. 5. Indiana Series 2006B-1, B-7 and B-8 were reissued for tax purposes as of 5/28/09 in connection with an interest rate conversion on the bonds. Indiana Series 2006B-2 remains outstanding as originally issued. 6. Indiana Series 2006B-3, B-4, B-5 and B-6 were issued on 11/16/2006 and 12/1/2006 as evidenced by the 8038; only one field is available for issue date on the Schedule so we have presented the earlier of the two dates. 7. The Indiana Health and Educational Facility Financing Authority was merged into the Indiana Finance Authority on 7/1/07. 8. CUSIP number for Michigan Series 2010B and 2010F as originally reported on Form 8038 was incorrect (no CUSIP was reported). 9. The Escambia 2003A, Missouri 2003C and Indiana 2003E/2008E Bonds, along with other, now-retired bonds from Michigan and Idaho issuers, are all part of a single issue for certain federal tax purposes. Within that issue, an election has been made to treat the Michigan bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 10. The Alabama 2005A, Indiana 2005A and Michigan 2005 Bonds are all part of a single issue for certain federal tax purposes although Ascension Health Alliance and the issuers reserve the right to make any multipurpose allocations permitted under the Treasury Regulations. 11. The Wisconsin 2006A, Indiana 2006B (all sub-series), Alabama (Birmingham) 2006C-1 and C-2 and Alabama (Mobile) 2006D Bonds are all part of a single issue for certain federal tax purposes.Within that issue, an election has been made under the Treasury Regulationsto treat the Wisconsin 2006A, Indiana 2006B-3, B-4, B-5 and B-6, Alabama (Birmingham) 2006C-2 and the Alabama (Mobile) 2006D Bonds, together, as a single issue for IRC section 141 purposes.Also, an election has been made under the Treasury Regulations to treat the Indiana 2006B-1, B-2, B-7 and B-8, and the Alabama (Birmingham) 2006C-1, together, as a single issue for IRC section 141 purposes. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 12. The Connecticut 2010A, Michigan 2010B/2010F, Tennessee 2010C, Tarrant County 2010D and Wisconsin 2010E bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat each of the foregoing as separate issues for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 13. The Illinois 2012A/2012E, Maryland 2012B, Tennessee 2012C and Wisconsin 2012D bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat the Maryland 2012B bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any additional multipurpose allocations permitted under the Treasury Regulations. 14. Ascension Health Alliance believes, and has prepared Schedule K in a manner consistent with such belief, that the Part III exclusion provided in the instructions for bonds that refund a pre-2003 bond issue applies to certain of the bonds reflected herein, though allocations under Regulations section 1.141-13(d) may not have yet been elected; this submission does not constitute an allocation election under Regulations section 1.141-13(d) for any issue or portion of an issue. 15. Schedule K, Part II, question 2, refers to the amount of bonds that have been defeased, are still outstanding and are being funded by a defeasance escrow.
Part II: 1. For purposes of Schedule K, Part II, Ascension Health Alliance is assuming that there is no "year of substantial completion" with respect to refunding bonds. 2. Differences between the issue price (Part I) and total proceeds (Part II, line 3) are due to investment earnings.
Part III: 1. With respect to the dispositions of property reported here, Ascension Health Alliance (AHA) filed a submission under the Voluntary Closing Agreement Program (VCAP) on 9/18/2012. The reason for the VCAP filing is that the remedial action described in sections 1.141-12 and 1.145-2 of the Regulations was not taken in a timely manner. Under the requested closing agreement (of which a draft has been circulated between the Internal Revenue Service, AHA, and counsel, and which AHA expects to become final in the near future), the delinquency in taking remedial action will be cured. AHA has answered question 8c based on the good-faith assumption and belief that the requested relief will be granted.
Part IV: 1. Line 21(e) of the Form 8038 was incorrectly marked "4.8472%" for the Tarrant County Series 2010D bond issue; the bonds actually constitute a variable yield issue for arbitrage purposes. 2. The hedge providers for the Missouri Series 2003C bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 23.7 years. The Morgan Stanley hedges have original terms of 6.7 and 23.6 years. 3. The hedge providers for the Indiana Series 2003E/2008E bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 33.7 years. The Morgan Stanley hedges have original terms of 23.6, 33.6 and 33.7 years. 4. GIC for Indiana Series 2006B-3, B-4, B-5 and B-6 was held at Citigroup and Morgan Stanley with a term of 0.3 and 0.2 years respectively. 5. Part IV, Line 2 - For issues that have not reached their fifth anniversary yet, Ascension is answering "Yes" to 2a because the reporting deadline has not been reached and no calculations have yet been performed. This is not to suggest that a spending exception has not been met or that there is an expectation that any rebate will be due upon completion of any required calculation. For issues that have been issued longer than five years, Ascension is answering "Yes" to 2b if the issue was a current refunding issue since this is the basis of a rebate exception. Ascension is answering "Yes" to 2c and providing a computation report date for new money issues that are greater than five years old. 6. Part IV, Line 6 - This question is being answered without regard to certain yield restricted advance refunding escrows.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number
45-3358926
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A Escambia County Health Facilities Authority
 
52-1378815 296117AX2 03-13-2003 207,543,149 See Part VI X     X   X
B Health & Ed Fac Auth of MO
 
43-1178966 60635HWY1 03-13-2003 295,375,000 See Part VI X     X   X
C Indiana Health Facility Financing Authority
 
35-1611409 454798ND7 03-13-2003 498,475,000 See Part VI X     X   X
D AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 091081DF3 02-03-2005 13,712,418 See Part VI X     X   X
Indiana Health Facility Financing Authority
 
35-1611409 454798PS2 02-03-2005 480,236,983 See Part VI X     X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465E7P2 02-03-2005 161,264,563 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710VT65 11-16-2006 125,000,611 See Part VI   X   X   X
IN Health & Ed Facility Financing Authority
 
35-1611409 454795BZ7 11-16-2006 397,759,540 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399BY8 11-16-2006 99,762,733 See Part VI X     X   X
AL Spl Care Fac Fin Auth of the City of Mobile
 
63-0878048 01039VAD6 11-16-2006 105,449,341 See Part VI   X   X   X
Hlth & Ed Bd of NashvilleDavidson County
 
62-6139016 592041QZ3 03-30-2009 81,500,000 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399CK7 05-28-2009 35,000,000 See Part VI   X   X   X
IN Hlth & Ed Fac Fin Authority
 
35-1611409 454795BS3 11-16-2006 179,400,000 See Part VI X     X   X
Indiana Finance Authority
 
35-1611409 454795ET8 05-28-2009 118,690,000 See Part VI   X   X   X
Tarrant Cnty Cultural Ed Fac Fin Corp
 
04-3833551 87638TEB5 03-25-2010 64,632,770 See Part VI   X   X   X
CT Hlth & Ed Facilities Authority
 
06-0806186 20774UY58 03-25-2010 94,900,868 See Part VI   X   X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465HNC6 03-25-2010 872,106,861 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BSU7 03-25-2010 168,792,011 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAB5 03-25-2010 146,828,804 See Part VI   X   X   X
Illinois Finance Authority
 
86-1091967 45203HGM8 05-10-2012 241,884,613 See Part VI   X   X   X
MD Hlth & Higher Ed Facilities Authority
 
52-0936091 574218GR8 05-10-2012 92,002,877 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAJ8 05-10-2012 46,902,484 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BT69 05-10-2012 94,701,225 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97712DBP0 06-18-2013 570,827,513 See Part VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 139,150,000 33,380,000 228,945,000 695,000
2 Amount of bonds legally defeased . . . . . . . . . . . 180,000 180,000   2,590,000
3 Total proceeds of issue . . . . . . . . . . . . . . 212,236,716 302,747,889 509,527,682 13,728,432
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . .        
8 Credit enhancement from proceeds . . . . . . . . . . . 1,565,056 1,565,056 7,381,512  
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 30,195,905 41,386,146 74,231,795 13,728,432
11 Other spent proceeds . . . . . . . . . . . . . . 182,040,811 259,796,687 427,914,375 397,759,540
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2003 2003 2003 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . . X   X   X     X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.190 % 0.190 % 0.190 % 0.180 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet        
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.190 % 0.190 % 0.190 % 0.180 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.190 % 0.190 % 0.190 % 0.170 %
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . . X   X   X   X  
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . .
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X   X   X   X
c No rebate due? . . . . . . . . X   X   X   X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X   X     X
b Name of provider . . . . . . . . . See Part VI
 
See Part VI
 
See Part VI
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .   X   X   X    
e Was the hedge terminated? . . . . . .   X   X   X    
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . AIG
 
Morgan Stanley
 
AIG
 
See Part VI
 
c Term of GIC . . . . . . . . . . 0.900000000000 0.200000000000 0.900000000000  
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . X   X   X   X  
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Date Rebate Computation Performed Issuer Name: Escambia County Health Facilities Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Health & Ed Fac Auth of MO Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: AL Spl Care Fac Fin Auth of Birmingham Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Michigan State Hospital Finance Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: WI Health & Educational Facilities Authority Date the Rebate Computation was Performed: 05/16/2008 Issuer Name: IN Hlth & Ed Fac Fin Authority Date the Rebate Computation was Performed: 05/16/2008
Escambia County Health Facilities Authority Part I - Line (f), Description of purpose: 2003A - To finance and refinance certain improvements, additions, equipping and renovation of the Hospital, and to refund certain bonds issued November 1, 1999 Health and Educational Facilities Authority of the State of Missouri Part I - Line (f), Description of purpose: 2003C/2008C - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and commercial paper issued December 5, 2002 and to pay the premium on policies of bond insurance Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2003E/2008E - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and to pay the premium on policies of bond insurance Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2005A-1 and A-2 - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2005A - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2005 - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2006A - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-3, B-4, B-5 and B-6 - To current refund certain prior bonds issued November 1, 1999, December 4, 2001 and December 31, 2001 Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-2 - To current refund certain prior bonds issued November 1, 1999 Alabama Special Care Facilities Financing Authority of the City of Mobile Part I - Line (f), Description of purpose: 2006D - To current refund certain prior bonds issued November 1, 1999 Health and Educational Board of Metropolitan Government of Nashville and Davidson Counties Part I - Line (f), Description of purpose: 2001B-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued December 31, 2001, which bonds provided funds to finance or refinance the costs of acquiring, constructing, equipping and renovating certain health care facilities Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bonds provided funds to finance certain improvements, additions, equipping and renovation of health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-1, B-2, B-7 and B-8 - To provide reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Indiana Finance Authority Part I - Line (f), Description of purpose: 2006B-1, B-7 and B-8 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bond provided reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Tarrant County Cultural Education Facilities Finance Corporation Part I - Line (f), Description of purpose: 2010D - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members State of Connecticut Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010A - To provide funds to refund commercial paper issued January 21, 2010 and finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2010B/2010F - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members, and to refinance the indebtedness of the Senior Credit Group through the current refunding of the Refunded Bonds issued April 8, 2008; April 15, 2008; April 22, 2008; May 6, 2008 and commercial paper issued 1/21/2010 Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010E - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2010C - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Illinois Finance Authority Part I - Line (f), Description of purpose: 2012A, E-1 and E-2 - To provide funds to finance, refinance (prior debt issued 2/22/2012 and 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Illinois and Missouri Maryland Health and Higher Educational Facilities Authority Part I - Line (f), Description of purpose: 2012B - To provide funds to finance, refinance (prior debt issued 2/24/2012, 3/29/2012 and 5/3/2012) or reimburse Ascension Health Alliance for capital expenditures made by St. Agnes Healthcare, Inc. The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2012C - To provide funds to finance, refinance (prior debt issued 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by Middle Tennessee Medical Center Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2012D - To provide funds to finance, refinance (prior debt issued 4/2/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Wisconsin Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2013A and B-1 through B-5 - To provide funds for the acquisition of capital assets of Via Christi Health, Ministry Health Care and St. John Health and certain of their affiliates.
Part I: 1. A portion of the Missouri Series 2003C issuance was exchanged for 2008C bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Missouri Series 2003C and 2008C bonds. All of these bonds are characterized collectively on the schedule. 2. A portion of the Indiana Series 2003E issuance was exchanged for 2008E bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Indiana Series 2003E and 2008E bonds. All of these bonds are characterized collectively on the schedule. 3. CUSIP number for Michigan Series 2005 as originally reported on Form 8038 was incorrect (reported as "59455E7P2"). 4. Tennessee Series 2001B-1 was reissued for tax purposes as of 3/30/09 in connection with an interest rate conversion on the bonds, and for this reason must be included on Schedule K. However, reporting is not necessary on Part III of Schedule K for refunding bonds that refunded bonds issued in 2002 or earlier, which is the case in this situation. 5. Indiana Series 2006B-1, B-7 and B-8 were reissued for tax purposes as of 5/28/09 in connection with an interest rate conversion on the bonds. Indiana Series 2006B-2 remains outstanding as originally issued. 6. Indiana Series 2006B-3, B-4, B-5 and B-6 were issued on 11/16/2006 and 12/1/2006 as evidenced by the 8038; only one field is available for issue date on the Schedule so we have presented the earlier of the two dates. 7. The Indiana Health and Educational Facility Financing Authority was merged into the Indiana Finance Authority on 7/1/07. 8. CUSIP number for Michigan Series 2010B and 2010F as originally reported on Form 8038 was incorrect (no CUSIP was reported). 9. The Escambia 2003A, Missouri 2003C and Indiana 2003E/2008E Bonds, along with other, now-retired bonds from Michigan and Idaho issuers, are all part of a single issue for certain federal tax purposes. Within that issue, an election has been made to treat the Michigan bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 10. The Alabama 2005A, Indiana 2005A and Michigan 2005 Bonds are all part of a single issue for certain federal tax purposes although Ascension Health Alliance and the issuers reserve the right to make any multipurpose allocations permitted under the Treasury Regulations. 11. The Wisconsin 2006A, Indiana 2006B (all sub-series), Alabama (Birmingham) 2006C-1 and C-2 and Alabama (Mobile) 2006D Bonds are all part of a single issue for certain federal tax purposes.Within that issue, an election has been made under the Treasury Regulationsto treat the Wisconsin 2006A, Indiana 2006B-3, B-4, B-5 and B-6, Alabama (Birmingham) 2006C-2 and the Alabama (Mobile) 2006D Bonds, together, as a single issue for IRC section 141 purposes.Also, an election has been made under the Treasury Regulations to treat the Indiana 2006B-1, B-2, B-7 and B-8, and the Alabama (Birmingham) 2006C-1, together, as a single issue for IRC section 141 purposes. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 12. The Connecticut 2010A, Michigan 2010B/2010F, Tennessee 2010C, Tarrant County 2010D and Wisconsin 2010E bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat each of the foregoing as separate issues for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 13. The Illinois 2012A/2012E, Maryland 2012B, Tennessee 2012C and Wisconsin 2012D bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat the Maryland 2012B bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any additional multipurpose allocations permitted under the Treasury Regulations. 14. Ascension Health Alliance believes, and has prepared Schedule K in a manner consistent with such belief, that the Part III exclusion provided in the instructions for bonds that refund a pre-2003 bond issue applies to certain of the bonds reflected herein, though allocations under Regulations section 1.141-13(d) may not have yet been elected; this submission does not constitute an allocation election under Regulations section 1.141-13(d) for any issue or portion of an issue. 15. Schedule K, Part II, question 2, refers to the amount of bonds that have been defeased, are still outstanding and are being funded by a defeasance escrow.
Part II: 1. For purposes of Schedule K, Part II, Ascension Health Alliance is assuming that there is no "year of substantial completion" with respect to refunding bonds. 2. Differences between the issue price (Part I) and total proceeds (Part II, line 3) are due to investment earnings.
Part III: 1. With respect to the dispositions of property reported here, Ascension Health Alliance (AHA) filed a submission under the Voluntary Closing Agreement Program (VCAP) on 9/18/2012. The reason for the VCAP filing is that the remedial action described in sections 1.141-12 and 1.145-2 of the Regulations was not taken in a timely manner. Under the requested closing agreement (of which a draft has been circulated between the Internal Revenue Service, AHA, and counsel, and which AHA expects to become final in the near future), the delinquency in taking remedial action will be cured. AHA has answered question 8c based on the good-faith assumption and belief that the requested relief will be granted.
Part IV: 1. Line 21(e) of the Form 8038 was incorrectly marked "4.8472%" for the Tarrant County Series 2010D bond issue; the bonds actually constitute a variable yield issue for arbitrage purposes. 2. The hedge providers for the Missouri Series 2003C bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 23.7 years. The Morgan Stanley hedges have original terms of 6.7 and 23.6 years. 3. The hedge providers for the Indiana Series 2003E/2008E bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 33.7 years. The Morgan Stanley hedges have original terms of 23.6, 33.6 and 33.7 years. 4. GIC for Indiana Series 2006B-3, B-4, B-5 and B-6 was held at Citigroup and Morgan Stanley with a term of 0.3 and 0.2 years respectively. 5. Part IV, Line 2 - For issues that have not reached their fifth anniversary yet, Ascension is answering "Yes" to 2a because the reporting deadline has not been reached and no calculations have yet been performed. This is not to suggest that a spending exception has not been met or that there is an expectation that any rebate will be due upon completion of any required calculation. For issues that have been issued longer than five years, Ascension is answering "Yes" to 2b if the issue was a current refunding issue since this is the basis of a rebate exception. Ascension is answering "Yes" to 2c and providing a computation report date for new money issues that are greater than five years old. 6. Part IV, Line 6 - This question is being answered without regard to certain yield restricted advance refunding escrows.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number
45-3358926
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A Escambia County Health Facilities Authority
 
52-1378815 296117AX2 03-13-2003 207,543,149 See Part VI X     X   X
B Health & Ed Fac Auth of MO
 
43-1178966 60635HWY1 03-13-2003 295,375,000 See Part VI X     X   X
C Indiana Health Facility Financing Authority
 
35-1611409 454798ND7 03-13-2003 498,475,000 See Part VI X     X   X
D AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 091081DF3 02-03-2005 13,712,418 See Part VI X     X   X
Indiana Health Facility Financing Authority
 
35-1611409 454798PS2 02-03-2005 480,236,983 See Part VI X     X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465E7P2 02-03-2005 161,264,563 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710VT65 11-16-2006 125,000,611 See Part VI   X   X   X
IN Health & Ed Facility Financing Authority
 
35-1611409 454795BZ7 11-16-2006 397,759,540 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399BY8 11-16-2006 99,762,733 See Part VI X     X   X
AL Spl Care Fac Fin Auth of the City of Mobile
 
63-0878048 01039VAD6 11-16-2006 105,449,341 See Part VI   X   X   X
Hlth & Ed Bd of NashvilleDavidson County
 
62-6139016 592041QZ3 03-30-2009 81,500,000 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399CK7 05-28-2009 35,000,000 See Part VI   X   X   X
IN Hlth & Ed Fac Fin Authority
 
35-1611409 454795BS3 11-16-2006 179,400,000 See Part VI X     X   X
Indiana Finance Authority
 
35-1611409 454795ET8 05-28-2009 118,690,000 See Part VI   X   X   X
Tarrant Cnty Cultural Ed Fac Fin Corp
 
04-3833551 87638TEB5 03-25-2010 64,632,770 See Part VI   X   X   X
CT Hlth & Ed Facilities Authority
 
06-0806186 20774UY58 03-25-2010 94,900,868 See Part VI   X   X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465HNC6 03-25-2010 872,106,861 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BSU7 03-25-2010 168,792,011 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAB5 03-25-2010 146,828,804 See Part VI   X   X   X
Illinois Finance Authority
 
86-1091967 45203HGM8 05-10-2012 241,884,613 See Part VI   X   X   X
MD Hlth & Higher Ed Facilities Authority
 
52-0936091 574218GR8 05-10-2012 92,002,877 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAJ8 05-10-2012 46,902,484 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BT69 05-10-2012 94,701,225 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97712DBP0 06-18-2013 570,827,513 See Part VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 139,150,000 33,380,000 228,945,000 695,000
2 Amount of bonds legally defeased . . . . . . . . . . . 180,000 180,000   2,590,000
3 Total proceeds of issue . . . . . . . . . . . . . . 212,236,716 302,747,889 509,527,682 13,728,432
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . .        
8 Credit enhancement from proceeds . . . . . . . . . . . 1,565,056 1,565,056 7,381,512  
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 30,195,905 41,386,146 74,231,795 13,728,432
11 Other spent proceeds . . . . . . . . . . . . . . 182,040,811 259,796,687 427,914,375 397,759,540
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2003 2003 2003 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . . X   X   X     X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.190 % 0.190 % 0.190 % 0.180 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet        
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.190 % 0.190 % 0.190 % 0.180 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.190 % 0.190 % 0.190 % 0.170 %
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . . X   X   X   X  
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . .
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X   X   X   X
c No rebate due? . . . . . . . . X   X   X   X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X   X     X
b Name of provider . . . . . . . . . See Part VI
 
See Part VI
 
See Part VI
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .   X   X   X    
e Was the hedge terminated? . . . . . .   X   X   X    
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . AIG
 
Morgan Stanley
 
AIG
 
See Part VI
 
c Term of GIC . . . . . . . . . . 0.900000000000 0.200000000000 0.900000000000  
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . X   X   X   X  
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Date Rebate Computation Performed Issuer Name: Escambia County Health Facilities Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Health & Ed Fac Auth of MO Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: AL Spl Care Fac Fin Auth of Birmingham Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Michigan State Hospital Finance Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: WI Health & Educational Facilities Authority Date the Rebate Computation was Performed: 05/16/2008 Issuer Name: IN Hlth & Ed Fac Fin Authority Date the Rebate Computation was Performed: 05/16/2008
Escambia County Health Facilities Authority Part I - Line (f), Description of purpose: 2003A - To finance and refinance certain improvements, additions, equipping and renovation of the Hospital, and to refund certain bonds issued November 1, 1999 Health and Educational Facilities Authority of the State of Missouri Part I - Line (f), Description of purpose: 2003C/2008C - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and commercial paper issued December 5, 2002 and to pay the premium on policies of bond insurance Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2003E/2008E - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and to pay the premium on policies of bond insurance Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2005A-1 and A-2 - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2005A - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2005 - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2006A - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-3, B-4, B-5 and B-6 - To current refund certain prior bonds issued November 1, 1999, December 4, 2001 and December 31, 2001 Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-2 - To current refund certain prior bonds issued November 1, 1999 Alabama Special Care Facilities Financing Authority of the City of Mobile Part I - Line (f), Description of purpose: 2006D - To current refund certain prior bonds issued November 1, 1999 Health and Educational Board of Metropolitan Government of Nashville and Davidson Counties Part I - Line (f), Description of purpose: 2001B-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued December 31, 2001, which bonds provided funds to finance or refinance the costs of acquiring, constructing, equipping and renovating certain health care facilities Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bonds provided funds to finance certain improvements, additions, equipping and renovation of health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-1, B-2, B-7 and B-8 - To provide reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Indiana Finance Authority Part I - Line (f), Description of purpose: 2006B-1, B-7 and B-8 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bond provided reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Tarrant County Cultural Education Facilities Finance Corporation Part I - Line (f), Description of purpose: 2010D - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members State of Connecticut Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010A - To provide funds to refund commercial paper issued January 21, 2010 and finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2010B/2010F - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members, and to refinance the indebtedness of the Senior Credit Group through the current refunding of the Refunded Bonds issued April 8, 2008; April 15, 2008; April 22, 2008; May 6, 2008 and commercial paper issued 1/21/2010 Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010E - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2010C - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Illinois Finance Authority Part I - Line (f), Description of purpose: 2012A, E-1 and E-2 - To provide funds to finance, refinance (prior debt issued 2/22/2012 and 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Illinois and Missouri Maryland Health and Higher Educational Facilities Authority Part I - Line (f), Description of purpose: 2012B - To provide funds to finance, refinance (prior debt issued 2/24/2012, 3/29/2012 and 5/3/2012) or reimburse Ascension Health Alliance for capital expenditures made by St. Agnes Healthcare, Inc. The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2012C - To provide funds to finance, refinance (prior debt issued 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by Middle Tennessee Medical Center Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2012D - To provide funds to finance, refinance (prior debt issued 4/2/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Wisconsin Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2013A and B-1 through B-5 - To provide funds for the acquisition of capital assets of Via Christi Health, Ministry Health Care and St. John Health and certain of their affiliates.
Part I: 1. A portion of the Missouri Series 2003C issuance was exchanged for 2008C bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Missouri Series 2003C and 2008C bonds. All of these bonds are characterized collectively on the schedule. 2. A portion of the Indiana Series 2003E issuance was exchanged for 2008E bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Indiana Series 2003E and 2008E bonds. All of these bonds are characterized collectively on the schedule. 3. CUSIP number for Michigan Series 2005 as originally reported on Form 8038 was incorrect (reported as "59455E7P2"). 4. Tennessee Series 2001B-1 was reissued for tax purposes as of 3/30/09 in connection with an interest rate conversion on the bonds, and for this reason must be included on Schedule K. However, reporting is not necessary on Part III of Schedule K for refunding bonds that refunded bonds issued in 2002 or earlier, which is the case in this situation. 5. Indiana Series 2006B-1, B-7 and B-8 were reissued for tax purposes as of 5/28/09 in connection with an interest rate conversion on the bonds. Indiana Series 2006B-2 remains outstanding as originally issued. 6. Indiana Series 2006B-3, B-4, B-5 and B-6 were issued on 11/16/2006 and 12/1/2006 as evidenced by the 8038; only one field is available for issue date on the Schedule so we have presented the earlier of the two dates. 7. The Indiana Health and Educational Facility Financing Authority was merged into the Indiana Finance Authority on 7/1/07. 8. CUSIP number for Michigan Series 2010B and 2010F as originally reported on Form 8038 was incorrect (no CUSIP was reported). 9. The Escambia 2003A, Missouri 2003C and Indiana 2003E/2008E Bonds, along with other, now-retired bonds from Michigan and Idaho issuers, are all part of a single issue for certain federal tax purposes. Within that issue, an election has been made to treat the Michigan bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 10. The Alabama 2005A, Indiana 2005A and Michigan 2005 Bonds are all part of a single issue for certain federal tax purposes although Ascension Health Alliance and the issuers reserve the right to make any multipurpose allocations permitted under the Treasury Regulations. 11. The Wisconsin 2006A, Indiana 2006B (all sub-series), Alabama (Birmingham) 2006C-1 and C-2 and Alabama (Mobile) 2006D Bonds are all part of a single issue for certain federal tax purposes.Within that issue, an election has been made under the Treasury Regulationsto treat the Wisconsin 2006A, Indiana 2006B-3, B-4, B-5 and B-6, Alabama (Birmingham) 2006C-2 and the Alabama (Mobile) 2006D Bonds, together, as a single issue for IRC section 141 purposes.Also, an election has been made under the Treasury Regulations to treat the Indiana 2006B-1, B-2, B-7 and B-8, and the Alabama (Birmingham) 2006C-1, together, as a single issue for IRC section 141 purposes. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 12. The Connecticut 2010A, Michigan 2010B/2010F, Tennessee 2010C, Tarrant County 2010D and Wisconsin 2010E bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat each of the foregoing as separate issues for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 13. The Illinois 2012A/2012E, Maryland 2012B, Tennessee 2012C and Wisconsin 2012D bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat the Maryland 2012B bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any additional multipurpose allocations permitted under the Treasury Regulations. 14. Ascension Health Alliance believes, and has prepared Schedule K in a manner consistent with such belief, that the Part III exclusion provided in the instructions for bonds that refund a pre-2003 bond issue applies to certain of the bonds reflected herein, though allocations under Regulations section 1.141-13(d) may not have yet been elected; this submission does not constitute an allocation election under Regulations section 1.141-13(d) for any issue or portion of an issue. 15. Schedule K, Part II, question 2, refers to the amount of bonds that have been defeased, are still outstanding and are being funded by a defeasance escrow.
Part II: 1. For purposes of Schedule K, Part II, Ascension Health Alliance is assuming that there is no "year of substantial completion" with respect to refunding bonds. 2. Differences between the issue price (Part I) and total proceeds (Part II, line 3) are due to investment earnings.
Part III: 1. With respect to the dispositions of property reported here, Ascension Health Alliance (AHA) filed a submission under the Voluntary Closing Agreement Program (VCAP) on 9/18/2012. The reason for the VCAP filing is that the remedial action described in sections 1.141-12 and 1.145-2 of the Regulations was not taken in a timely manner. Under the requested closing agreement (of which a draft has been circulated between the Internal Revenue Service, AHA, and counsel, and which AHA expects to become final in the near future), the delinquency in taking remedial action will be cured. AHA has answered question 8c based on the good-faith assumption and belief that the requested relief will be granted.
Part IV: 1. Line 21(e) of the Form 8038 was incorrectly marked "4.8472%" for the Tarrant County Series 2010D bond issue; the bonds actually constitute a variable yield issue for arbitrage purposes. 2. The hedge providers for the Missouri Series 2003C bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 23.7 years. The Morgan Stanley hedges have original terms of 6.7 and 23.6 years. 3. The hedge providers for the Indiana Series 2003E/2008E bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 33.7 years. The Morgan Stanley hedges have original terms of 23.6, 33.6 and 33.7 years. 4. GIC for Indiana Series 2006B-3, B-4, B-5 and B-6 was held at Citigroup and Morgan Stanley with a term of 0.3 and 0.2 years respectively. 5. Part IV, Line 2 - For issues that have not reached their fifth anniversary yet, Ascension is answering "Yes" to 2a because the reporting deadline has not been reached and no calculations have yet been performed. This is not to suggest that a spending exception has not been met or that there is an expectation that any rebate will be due upon completion of any required calculation. For issues that have been issued longer than five years, Ascension is answering "Yes" to 2b if the issue was a current refunding issue since this is the basis of a rebate exception. Ascension is answering "Yes" to 2c and providing a computation report date for new money issues that are greater than five years old. 6. Part IV, Line 6 - This question is being answered without regard to certain yield restricted advance refunding escrows.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number
45-3358926
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A Escambia County Health Facilities Authority
 
52-1378815 296117AX2 03-13-2003 207,543,149 See Part VI X     X   X
B Health & Ed Fac Auth of MO
 
43-1178966 60635HWY1 03-13-2003 295,375,000 See Part VI X     X   X
C Indiana Health Facility Financing Authority
 
35-1611409 454798ND7 03-13-2003 498,475,000 See Part VI X     X   X
D AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 091081DF3 02-03-2005 13,712,418 See Part VI X     X   X
Indiana Health Facility Financing Authority
 
35-1611409 454798PS2 02-03-2005 480,236,983 See Part VI X     X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465E7P2 02-03-2005 161,264,563 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710VT65 11-16-2006 125,000,611 See Part VI   X   X   X
IN Health & Ed Facility Financing Authority
 
35-1611409 454795BZ7 11-16-2006 397,759,540 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399BY8 11-16-2006 99,762,733 See Part VI X     X   X
AL Spl Care Fac Fin Auth of the City of Mobile
 
63-0878048 01039VAD6 11-16-2006 105,449,341 See Part VI   X   X   X
Hlth & Ed Bd of NashvilleDavidson County
 
62-6139016 592041QZ3 03-30-2009 81,500,000 See Part VI X     X   X
AL Spl Care Fac Fin Auth of Birmingham
 
63-0847033 010399CK7 05-28-2009 35,000,000 See Part VI   X   X   X
IN Hlth & Ed Fac Fin Authority
 
35-1611409 454795BS3 11-16-2006 179,400,000 See Part VI X     X   X
Indiana Finance Authority
 
35-1611409 454795ET8 05-28-2009 118,690,000 See Part VI   X   X   X
Tarrant Cnty Cultural Ed Fac Fin Corp
 
04-3833551 87638TEB5 03-25-2010 64,632,770 See Part VI   X   X   X
CT Hlth & Ed Facilities Authority
 
06-0806186 20774UY58 03-25-2010 94,900,868 See Part VI   X   X   X
Michigan State Hospital Finance Authority
 
38-2889417 59465HNC6 03-25-2010 872,106,861 See Part VI X     X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BSU7 03-25-2010 168,792,011 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAB5 03-25-2010 146,828,804 See Part VI   X   X   X
Illinois Finance Authority
 
86-1091967 45203HGM8 05-10-2012 241,884,613 See Part VI   X   X   X
MD Hlth & Higher Ed Facilities Authority
 
52-0936091 574218GR8 05-10-2012 92,002,877 See Part VI   X   X   X
Hlth & Ed Fac Bd of Rutherford Cnty TN
 
62-1342304 78324PAJ8 05-10-2012 46,902,484 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97710BT69 05-10-2012 94,701,225 See Part VI   X   X   X
WI Health & Educational Facilities Authority
 
39-1337855 97712DBP0 06-18-2013 570,827,513 See Part VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 139,150,000 33,380,000 228,945,000 695,000
2 Amount of bonds legally defeased . . . . . . . . . . . 180,000 180,000   2,590,000
3 Total proceeds of issue . . . . . . . . . . . . . . 212,236,716 302,747,889 509,527,682 13,728,432
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . .        
8 Credit enhancement from proceeds . . . . . . . . . . . 1,565,056 1,565,056 7,381,512  
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 30,195,905 41,386,146 74,231,795 13,728,432
11 Other spent proceeds . . . . . . . . . . . . . . 182,040,811 259,796,687 427,914,375 397,759,540
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2003 2003 2003 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . . X   X   X     X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.190 % 0.190 % 0.190 % 0.180 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet        
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.190 % 0.190 % 0.190 % 0.180 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.190 % 0.190 % 0.190 % 0.170 %
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . . X   X   X   X  
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . .
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X   X   X   X
c No rebate due? . . . . . . . . X   X   X   X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X   X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X   X     X
b Name of provider . . . . . . . . . See Part VI
 
See Part VI
 
See Part VI
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .   X   X   X    
e Was the hedge terminated? . . . . . .   X   X   X    
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . AIG
 
Morgan Stanley
 
AIG
 
See Part VI
 
c Term of GIC . . . . . . . . . . 0.900000000000 0.200000000000 0.900000000000  
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . X   X   X   X  
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Date Rebate Computation Performed Issuer Name: Escambia County Health Facilities Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Health & Ed Fac Auth of MO Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 11/15/2009 Issuer Name: AL Spl Care Fac Fin Auth of Birmingham Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Indiana Health Facility Financing Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: Michigan State Hospital Finance Authority Date the Rebate Computation was Performed: 08/03/2005 Issuer Name: WI Health & Educational Facilities Authority Date the Rebate Computation was Performed: 05/16/2008 Issuer Name: IN Hlth & Ed Fac Fin Authority Date the Rebate Computation was Performed: 05/16/2008
Escambia County Health Facilities Authority Part I - Line (f), Description of purpose: 2003A - To finance and refinance certain improvements, additions, equipping and renovation of the Hospital, and to refund certain bonds issued November 1, 1999 Health and Educational Facilities Authority of the State of Missouri Part I - Line (f), Description of purpose: 2003C/2008C - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and commercial paper issued December 5, 2002 and to pay the premium on policies of bond insurance Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2003E/2008E - To finance and refinance certain improvements, additions, equipping and renovation of hospital facilities, to refund bonds issued November 1, 1999 and to pay the premium on policies of bond insurance Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2005A-1 and A-2 - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health Facility Financing Authority Part I - Line (f), Description of purpose: 2005A - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2005 - To provide funds to refund commercial paper issued September 30, 2004 and December 16, 2004 which financed certain improvements, additions, equipping and renovation of health care facilities and to finance certain improvements, additions, equipping and renovation of health care facilities Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2006A - To provide funds to finance certain improvements, additions, equipping and renovation of certain health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-3, B-4, B-5 and B-6 - To current refund certain prior bonds issued November 1, 1999, December 4, 2001 and December 31, 2001 Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-2 - To current refund certain prior bonds issued November 1, 1999 Alabama Special Care Facilities Financing Authority of the City of Mobile Part I - Line (f), Description of purpose: 2006D - To current refund certain prior bonds issued November 1, 1999 Health and Educational Board of Metropolitan Government of Nashville and Davidson Counties Part I - Line (f), Description of purpose: 2001B-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued December 31, 2001, which bonds provided funds to finance or refinance the costs of acquiring, constructing, equipping and renovating certain health care facilities Alabama Special Care Facilities Financing Authority of Birmingham Part I - Line (f), Description of purpose: 2006C-1 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bonds provided funds to finance certain improvements, additions, equipping and renovation of health care facilities Indiana Health And Educational Facility Financing Authority Part I - Line (f), Description of purpose: 2006B-1, B-2, B-7 and B-8 - To provide reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Indiana Finance Authority Part I - Line (f), Description of purpose: 2006B-1, B-7 and B-8 - Transaction represents an amendment of terms (i.e., reissuance) of certain prior bonds issued November 16, 2006, which bond provided reimbursement for previous expenditures related to additions, equipping and renovation of certain health care facilities Tarrant County Cultural Education Facilities Finance Corporation Part I - Line (f), Description of purpose: 2010D - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members State of Connecticut Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010A - To provide funds to refund commercial paper issued January 21, 2010 and finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Michigan State Hospital Finance Authority Part I - Line (f), Description of purpose: 2010B/2010F - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members, and to refinance the indebtedness of the Senior Credit Group through the current refunding of the Refunded Bonds issued April 8, 2008; April 15, 2008; April 22, 2008; May 6, 2008 and commercial paper issued 1/21/2010 Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2010E - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2010C - To finance the costs of acquiring, constructing, improving and equipping facilities of Senior Credit Group Members Illinois Finance Authority Part I - Line (f), Description of purpose: 2012A, E-1 and E-2 - To provide funds to finance, refinance (prior debt issued 2/22/2012 and 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Illinois and Missouri Maryland Health and Higher Educational Facilities Authority Part I - Line (f), Description of purpose: 2012B - To provide funds to finance, refinance (prior debt issued 2/24/2012, 3/29/2012 and 5/3/2012) or reimburse Ascension Health Alliance for capital expenditures made by St. Agnes Healthcare, Inc. The Health and Educational Facilities Board of Rutherford County, Tennessee Part I - Line (f), Description of purpose: 2012C - To provide funds to finance, refinance (prior debt issued 3/29/2012) or reimburse Ascension Health Alliance for capital expenditures made by Middle Tennessee Medical Center Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2012D - To provide funds to finance, refinance (prior debt issued 4/2/2012) or reimburse Ascension Health Alliance for capital expenditures made by certain of its affiliates located in Wisconsin Wisconsin Health and Educational Facilities Authority Part I - Line (f), Description of purpose: 2013A and B-1 through B-5 - To provide funds for the acquisition of capital assets of Via Christi Health, Ministry Health Care and St. John Health and certain of their affiliates.
Part I: 1. A portion of the Missouri Series 2003C issuance was exchanged for 2008C bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Missouri Series 2003C and 2008C bonds. All of these bonds are characterized collectively on the schedule. 2. A portion of the Indiana Series 2003E issuance was exchanged for 2008E bonds; the transaction did not represent a tax reissuance. The amount we are showing as outstanding includes both the Indiana Series 2003E and 2008E bonds. All of these bonds are characterized collectively on the schedule. 3. CUSIP number for Michigan Series 2005 as originally reported on Form 8038 was incorrect (reported as "59455E7P2"). 4. Tennessee Series 2001B-1 was reissued for tax purposes as of 3/30/09 in connection with an interest rate conversion on the bonds, and for this reason must be included on Schedule K. However, reporting is not necessary on Part III of Schedule K for refunding bonds that refunded bonds issued in 2002 or earlier, which is the case in this situation. 5. Indiana Series 2006B-1, B-7 and B-8 were reissued for tax purposes as of 5/28/09 in connection with an interest rate conversion on the bonds. Indiana Series 2006B-2 remains outstanding as originally issued. 6. Indiana Series 2006B-3, B-4, B-5 and B-6 were issued on 11/16/2006 and 12/1/2006 as evidenced by the 8038; only one field is available for issue date on the Schedule so we have presented the earlier of the two dates. 7. The Indiana Health and Educational Facility Financing Authority was merged into the Indiana Finance Authority on 7/1/07. 8. CUSIP number for Michigan Series 2010B and 2010F as originally reported on Form 8038 was incorrect (no CUSIP was reported). 9. The Escambia 2003A, Missouri 2003C and Indiana 2003E/2008E Bonds, along with other, now-retired bonds from Michigan and Idaho issuers, are all part of a single issue for certain federal tax purposes. Within that issue, an election has been made to treat the Michigan bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 10. The Alabama 2005A, Indiana 2005A and Michigan 2005 Bonds are all part of a single issue for certain federal tax purposes although Ascension Health Alliance and the issuers reserve the right to make any multipurpose allocations permitted under the Treasury Regulations. 11. The Wisconsin 2006A, Indiana 2006B (all sub-series), Alabama (Birmingham) 2006C-1 and C-2 and Alabama (Mobile) 2006D Bonds are all part of a single issue for certain federal tax purposes.Within that issue, an election has been made under the Treasury Regulationsto treat the Wisconsin 2006A, Indiana 2006B-3, B-4, B-5 and B-6, Alabama (Birmingham) 2006C-2 and the Alabama (Mobile) 2006D Bonds, together, as a single issue for IRC section 141 purposes.Also, an election has been made under the Treasury Regulations to treat the Indiana 2006B-1, B-2, B-7 and B-8, and the Alabama (Birmingham) 2006C-1, together, as a single issue for IRC section 141 purposes. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 12. The Connecticut 2010A, Michigan 2010B/2010F, Tennessee 2010C, Tarrant County 2010D and Wisconsin 2010E bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat each of the foregoing as separate issues for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any further multipurpose allocations permitted under the Treasury Regulations. 13. The Illinois 2012A/2012E, Maryland 2012B, Tennessee 2012C and Wisconsin 2012D bonds are a single issue for certain federal tax purposes. Within that issue, elections have been made to treat the Maryland 2012B bonds as a separate issue for purposes of IRC section 141. Ascension Health Alliance and the issuers reserve the right to make any additional multipurpose allocations permitted under the Treasury Regulations. 14. Ascension Health Alliance believes, and has prepared Schedule K in a manner consistent with such belief, that the Part III exclusion provided in the instructions for bonds that refund a pre-2003 bond issue applies to certain of the bonds reflected herein, though allocations under Regulations section 1.141-13(d) may not have yet been elected; this submission does not constitute an allocation election under Regulations section 1.141-13(d) for any issue or portion of an issue. 15. Schedule K, Part II, question 2, refers to the amount of bonds that have been defeased, are still outstanding and are being funded by a defeasance escrow.
Part II: 1. For purposes of Schedule K, Part II, Ascension Health Alliance is assuming that there is no "year of substantial completion" with respect to refunding bonds. 2. Differences between the issue price (Part I) and total proceeds (Part II, line 3) are due to investment earnings.
Part III: 1. With respect to the dispositions of property reported here, Ascension Health Alliance (AHA) filed a submission under the Voluntary Closing Agreement Program (VCAP) on 9/18/2012. The reason for the VCAP filing is that the remedial action described in sections 1.141-12 and 1.145-2 of the Regulations was not taken in a timely manner. Under the requested closing agreement (of which a draft has been circulated between the Internal Revenue Service, AHA, and counsel, and which AHA expects to become final in the near future), the delinquency in taking remedial action will be cured. AHA has answered question 8c based on the good-faith assumption and belief that the requested relief will be granted.
Part IV: 1. Line 21(e) of the Form 8038 was incorrectly marked "4.8472%" for the Tarrant County Series 2010D bond issue; the bonds actually constitute a variable yield issue for arbitrage purposes. 2. The hedge providers for the Missouri Series 2003C bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 23.7 years. The Morgan Stanley hedges have original terms of 6.7 and 23.6 years. 3. The hedge providers for the Indiana Series 2003E/2008E bond issue are Citibank and Morgan Stanley. The Citibank hedges have original terms of 6.7 and 33.7 years. The Morgan Stanley hedges have original terms of 23.6, 33.6 and 33.7 years. 4. GIC for Indiana Series 2006B-3, B-4, B-5 and B-6 was held at Citigroup and Morgan Stanley with a term of 0.3 and 0.2 years respectively. 5. Part IV, Line 2 - For issues that have not reached their fifth anniversary yet, Ascension is answering "Yes" to 2a because the reporting deadline has not been reached and no calculations have yet been performed. This is not to suggest that a spending exception has not been met or that there is an expectation that any rebate will be due upon completion of any required calculation. For issues that have been issued longer than five years, Ascension is answering "Yes" to 2b if the issue was a current refunding issue since this is the basis of a rebate exception. Ascension is answering "Yes" to 2c and providing a computation report date for new money issues that are greater than five years old. 6. Part IV, Line 6 - This question is being answered without regard to certain yield restricted advance refunding escrows.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number

45-3358926
Return Reference Explanation
Form 990, Part VI, Section A, line 6 Ascension Health Alliance (Ascension) is sponsored by Ascension Health Ministries, a Public Juridic Person ("PJP"), which is subject to those rights and obligations which pertain to Public Juridic Persons in the Catholic Church. The Participating Entities of Ascension Health Ministries are the Daughters of Charity of St. Vincent de Paul in the United States, Province of St. Louise, the Congregation of St. Joseph, the Congregation of the Sisters of St. Joseph of Carondelet, the Congregation of Alexian Brothers of the Immaculate Conception Province - American Province, and the Sisters of the Sorrowful Mother of the Third Order of St. Francis of Assisi - US/Caribbean Province.
Form 990, Part VI, Section A, line 7a Board members shall be appointed, upon the recommendation of the Board of Directors, by Ascension Health Ministries (i.e., the PJP members).
Form 990, Part VI, Section A, line 7b All decisions that have a material impact to Ascension Health Alliance's financial information or corporation as a whole are reserved to its members, the PJP members who represent the Canonical sponsor, Ascension Health Ministries. The following powers are reserved to Ascension Health Ministries: new organizations & major transactions; governing documents; appointments/removals; evaluation; debt limits; strategic & financial plans; assets; system policies & procedures.
Form 990, Part VI, Section B, line 11 Management, including certain officers, works diligently to complete the Form 990 and attached schedules in a thorough manner. Prior to filing the return, all Board Members are provided the Form 990 and management team members are available to answer any Board Member's questions.
Form 990, Part VI, Section B, line 12c The organization regularly and consistently monitors and enforces compliance with the conflict of interest policy in that any director, principal officer, or member of a committee with governing board delegated powers, who has a direct or indirect financial interest, must disclose the existence of the financial interest and be given the opportunity to disclose all material facts to the directors and members of the committees with governing board delegated powers considering the proposed transaction or arrangement. The remaining individuals on the governing board or committee will decide if conflicts of interest exist. Each director, principal officer and member of a committee with governing board delegated powers annually signs a statement which affirms such person has received a copy of the conflict of interest policy, has read and understands the policy, has agreed to comply with the policy, and understands that the organization is charitable and in order to maintain its federal tax exemption it must engage primarily in activities which accomplish its tax-exempt purpose. In addition, the General Counsel reviews all Conflict of Interest disclosures and makes an annual report to the Board on such disclosures.
Form 990, Part VI, Section B, line 15 In determining compensation of the organization's CEO, the process included a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision. The Compensation Committee of the Board engaged an independent compensation consultant to advise the Committee with respect to the compensation of the CEO. Then the Compensation Committee reviewed and approved the compensation. In the review of the compensation, the CEO was compared to individuals in other comparable organizations that hold the same title. During the review and approval of the compensation, documentation of the decision was recorded in the minutes. The individual was not present when his compensation was decided. In determining the compensation of the other officer of the organization, the process included a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision. The Compensation Committee of the Board engaged an independent compensation consultant to advise the Committee with respect to the officer and received a reasonableness with respect with that compensation. Then the Compensation Committee reviewed and approved the compensation. In the review of the compensation, the other officers of the organization were compared to individuals in other comparable organizations that hold the same title. During the review and approval of the compensation, documentation of the decision was recorded in the minutes.
Form 990, Part VI, Section C, line 19 The organization will provide any documents open to public inspection upon request.
Form 990, Part XI, line 9: Net Asset Transfers from Affiliates 277,473,503. Pension Liability 11,099. Other Adjustments from Affiliates -25,928,679.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet
Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
Ascension Health Alliance
 
Employer identification number

45-3358926
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) Ascension Health Ventures LLC
4600 Edmundson Road
St Louis,MO63134
31-1793943
Healthcare MO 8,560,913 15,290,971 Ascension Health Alliance
 
(2) Ascension Health Leadership Academy LLC
101 South Hanley Suite 450
St Louis,MO63105
45-4157453
Healthcare MO 0 0 Ascension Health Alliance
 
(3) AH Holdings LLC
5451 Lakeview Parkway South Drive
Indianapolis,IN46268
27-0464821
Healthcare IN 0 0 Ascension Health Alliance
 
(4) Ascension Health Resource and Supply Management Group LLC
101 South Hanley Ste 450
St Louis,MO63105
27-3859055
Healthcare MO 87,642,945 15,826,624 Ascension Health Alliance
 
(5) AHV Holding Company LLC
11775 Borman Dr Suite 310
St Louis,MO63146
45-4486150
Healthcare MO 6,468,505 4,113,254 Ascension Health Alliance
 
(6) Ascension Health Ventures II LLC
11775 Borman Drive
St Louis,MO62146
26-0624407
Healthcare MO 1,938,450 5,263,854 AHV Holding Company LLC
 
(7) Ascension Health Ventures III LLC
11775 Borman Dr Suite 310
St Louis,MO63146
45-4485999
Healthcare MO 4,487,735 609,870 AHV Holding Company LLC
 
(8) MedXcel LLC
5451 Lakeview Parkway S Drive
Indianapolis,IN46268
45-4807500
Healthcare IN 0 0 AH Holdings LLC
 
(9) AH Orion LLC
4600 Edmundson Road
St Louis,MO63134
32-0292619
Healthcare MO 0 0 AH Holdings LLC
 
(10) Axess Ultrasound LLC
5451 Lakeview Parkway S Drive
Indianapolis,IN46268
26-2953976
Healthcare IN -954,210 5,073,728 MedXcel LLC
 
(11) TriMedx LLC
5451 Lakeview Parkway S Drive
Indianapolis,IN46268
35-2081152
Healthcare IN 233,341,175 111,459,517 MedXcel LLC
 
(12) eProtex LLC
5451 Lakeview Parkway S Drive
Indianapolis,IN46268
27-0148607
Healthcare IN 0 0 MedXcel LLC
 
(13) TriMedx International LLC
5451 Lakeview Parkway S Drive
Indianapolis,IN46268
45-5434912
Healthcare IN 0 0 MedXcel LLC
 
(14) TriMedx Data Consulting LLC
5451 Lakeview Parkway S Drive
Indianapolis,IN46268
Inactive IN 0 0 TriMedx LLC
 
(15) TriMedx India LLC
5451 Lakeview Parkway S Drive
Indianapolis,IN46268
45-4993750
Healthcare IN 0 0 TriMedx International LLC
 
Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1) Ascension Health

PO Box 45998

St Louis,MO631455998
31-1662309
National Health System MO Section 501(c)(3) Schedule A, Line 11a Ascension Health Alliance
 
 
No
(2) Catholic Healthcare Investment Management Company

PO Box 45998

St Louis,MO631455998
27-3174701
Supporting Organization MO Section 501(c)(3) Schedule A, Line 11a Ascension Health Alliance
 
Yes
 
(3) Ascension Health - IS Inc

PO Box 45998

St Louis,MO631455998
65-1257719
Supporting Organization MO Section 501(c)(3) Schedule A, Line 11a Ascension Health Alliance
 
Yes
 
(4) Ascension Health Global Mission

101 South Hanley Suite 450

St Louis,MO63105
65-1205990
Supporting Organization MO Section 501(c)(3) Schedule A, Line 11a Ascension Health Alliance
 
Yes
 
(5) AHA Professional And General Liability Self Insurance Trust

4600 Edmundson Rd

St Louis,MO63134
36-7046706
Supporting Organization MO Section 501(c)(3) Schedule A, Line 11a Ascension Health
 
Yes
 
(6) Ascension Health Welfare Benefits Trust

PO Box 46944

St Louis,MO63146
43-1601369
Trust MO Section 501(c)(9) N/A Ascension Health
 
Yes
 
(7) The TriMedx Foundation

5451 Lakeview Parkway S Drive

Indianapolis,IN46268
20-1643383
Supporting Organization IN Section 501(c)(3) Schedule A, Line 7 MedXcel LLC
 
Yes
 
(8) St Mary's Healthcare

427 Guy Park Avenue

Amsterdam,NY12010
14-1347719
Hospital NY Section 501(c)(3) Schedule A, Line 3 Ascension Health
 
Yes
 
(9) Medical Services Enhancement Inc

427 Guy Park Avenue

Amsterdam,NY12010
14-1776546
Medical Office Building NY Section 501(c)(25) N/A St Mary's Healthcare
 
Yes
 
(10) The Foundation of St Mary's Healthcare

427 Guy Park Avenue

Amsterdam,NY12010
13-3254655
Supporting Organization NY Section 501(c)(3) Schedule A, Line 11c N/A
Yes
 
(11) Seton Healthcare Family

1345 Philomena Street

Austin,TX78723
45-4364243
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 11a Ascension Health
 
Yes
 
(12) Seton Family of Hospitals

1345 Philomena Street

Austin,TX78723
74-1109643
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 3 Seton Healthcare Family
 
Yes
 
(13) Austin Childrens Chest Associates II

1345 Philomena Street

Austin,TX78723
26-0163261
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Clinical Enterprise Corporation
 
Yes
 
(14) Blue Lady Minerals Inc

1345 Philomena Street

Austin,TX78723
74-2971975
Own Oil and Mineral Rights, Real Estate TX Section 501(c)(3) Schedule A, Line 11c Seton Fund of the Daughters of Charity of St Vincent de Paul
 
Yes
 
(15) CMC Foundation of Central Texas

1345 Philomena Street

Austin,TX78723
20-0468031
Fundraising TX Section 501(c)(3) Schedule A, Line 11a Seton Healthcare Family
 
Yes
 
(16) SetonUT Southwestern University Physicians Group

1345 Philomena Street

Austin,TX78723
74-2869762
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Family of Hospitals
 
Yes
 
(17) Institute of Reconstructive Plastic Surgery of Central Texas

1345 Philomena Street

Austin,TX78723
26-2908163
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Clinical Enterprise Corporation
 
Yes
 
(18) Pediatric Critical Care Associates

1345 Philomena Street

Austin,TX78723
42-1670843
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Clinical Enterprise Corporation
 
Yes
 
(19) Seton Family of Pediatric Surgeons

1345 Philomena Street

Austin,TX78723
27-1311790
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Clinical Enterprise Corporation
 
Yes
 
(20) Seton Hays Foundation

1345 Philomena Street

Austin,TX78723
26-2842608
Fundraising TX Section 501(c)(3) Schedule A, Line 11a Seton Healthcare Family
 
Yes
 
(21) St Agnes Healthcare Inc

900 S Caton Avenue

Baltimore,MD21229
52-0591657
Hospital MD Section 501(c)(3) Schedule A, Line 3 Ascension Health
 
Yes
 
(22) Seton Medical Group

1345 Philomena Street

Austin,TX78723
74-2861106
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Clinical Enterprise Corporation
 
Yes
 
(23) Seton Williamson Foundation

1345 Philomena Street

Austin,TX78723
20-5330986
Fundraising TX Section 501(c)(3) Schedule A, Line 11a Seton Healthcare Family
 
Yes
 
(24) The Seton Cove Inc

1345 Philomena Street

Austin,TX78723
74-2727509
Spirituality Center TX Section 501(c)(3) Schedule A, Line 11a Seton Healthcare Family
 
Yes
 
(25) Seton Fund of the Daughters of Charity of St Vincent de Paul Inc

1345 Philomena Street

Austin,TX78723
74-2212968
Fundraising TX Section 501(c)(3) Schedule A, Line 11a Seton Healthcare Family
 
Yes
 
(26) Tri-County Clinical

1345 Philomena Street

Austin,TX78723
26-4562712
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Clinical Enterprise Corporation
 
Yes
 
(27) Seton Family of Physicians (fka Tri-County Practice Association)

1345 Philomena Street

Austin,TX78723
26-4562522
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Clinical Enterprise Corporation
 
Yes
 
(28) Specially for Children- Children's Hospital

1345 Philomena Street

Austin,TX78723
74-2800601
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Clinical Enterprise Corporation
 
Yes
 
(29) Twenty-Six Doors Inc

1345 Philomena Street

Austin,TX78723
74-2855201
To Hold Title to Real Property TX Section 501(c)(25) N/A Seton Fund of the Daughters of Charity of St Vincent de Paul
 
Yes
 
(30) Fickett Health Legacy Inc

1345 Philomena Street

Austin,TX78723
27-2843709
To Hold and Collect Income from Real Property TX Section 501(c)(25) N/A Twenty-Six Doors Inc
 
Yes
 
(31) Pediatric Surgical Subspecialists

1345 Philomena Street

Austin,TX78723
20-8957311
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Clinical Enterprise Corporation
 
Yes
 
(32) Adult Inpatient Medical Services

1345 Philomena Street

Austin,TX78723
45-2498998
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Family of Hospitals
 
Yes
 
(33) Seton ENT

1345 Philomena Street

Austin,TX78723
27-3220659
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Clinical Enterprise Corporation
 
Yes
 
(34) Children's Bone Joint & Spine Center

1345 Philomena Street

Austin,TX78723
45-2499113
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 9 Seton Clinical Enterprise Corporation
 
Yes
 
(35) Healthcare Collaborative

1345 Philomena Street

Austin,TX78723
27-3220767
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 11a Seton Clinical Enterprise Corporation
 
Yes
 
(36) Seton Clinical Enterprise Corporation

1345 Philomena Street

Austin,TX78723
45-4360468
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 11a Seton Healthcare Family
 
Yes
 
(37) Seton Insurance Services Corporation

1345 Philomena Street

Austin,TX78723
45-4364813
Delivery of Health Care Services TX Section 501(c)(3) Schedule A, Line 11a Seton Healthcare Family
 
Yes
 
(38) Seton Medical Group

900 Caton Avenue

Baltimore,MD21229
39-0264992
Provide Health Care Services to the Community MD Section 501(c)(3) Schedule A, Line 3 St Agnes Hospital
 
Yes
 
(39) St Agnes Foundation

900 Caton Avenue

Baltimore,MD21229
52-1415083
Provide funding to the hospital and community MD Section 501(c)(3) Schedule A, Line 11a St Agnes Hospital
 
Yes
 
(40) St Agnes Auxiliary

900 Caton Avenue

Baltimore,MD21229
52-0643673
Fundraising MD Section 501(c)(3) Schedule A, Line 9 St Agnes Hospital
 
Yes
 
(41) Lourdes Realty Corporation

169 Riverside Drive

Binghamton,NY13905
22-2873637
Rental of Health Care Facilities NY Section 501(c)(2) N/A Our Lady of Lourdes Memorial Hospital Inc
 
Yes
 
(42) Our Lady of Lourdes Memorial Hospital Inc

169 Riverside Drive

Binghamton,NY13905
15-0532221
Hospital NY Section 501(c)(3) Schedule A, Line 3 Ascension Health
 
Yes
 
(43) St Vincent's Health System

810 St Vincents Drive

Birmingham,AL35205
63-0931008
Health System Parent MO Section 501(c)(3) Schedule A, Line 11c Ascension Health
 
Yes
 
(44) St Vincent's Birmingham

810 St Vincents Drive

Birmingham,AL35205
63-0288864
Hospital AL Section 501(c)(3) Schedule A, Line 3 St Vincent's Health System
 
Yes
 
(45) St Vincent's Blount

150 Gilbreath Drive

Oneonta,AL35121
63-0909073
Hospital AL Section 501(c)(3) Schedule A, Line 3 St Vincent's Health System
 
Yes
 
(46) St Vincent's East

50 Medical Park East Drive

Birmingham,AL35235
63-0578923
Hospital AL Section 501(c)(3) Schedule A, Line 3 St Vincent's Health System
 
Yes
 
(47) American Sports Medicine Institute

2660 10th Avenue South No 505

Birmingham,AL35205
63-0952490
Sports Medicine AL Section 501(c)(3) Schedule A, Line 7 St Vincent's Birmingham
 
Yes
 
(48) Universal Health Services

810 St Vincents Drive

Birmingham,AL35205
63-0932323
Physician Group AL Section 501(c)(3) Schedule A, Line 11b St Vincent's Health System
 
Yes
 
(49) St Vincent's Foundation of Alabama Inc

810 St Vincents Drive

Birmingham,AL35205
63-0868068
Fundraising AL Section 501(c)(3) Schedule A, Line 7 St Vincent's Health System
 
Yes
 
(50) Seton Property Corporation of North Alabama

810 St Vincents Drive

Birmingham,AL35205
23-7326976
Real Estate AL Section 501(c)(2) N/A St Vincent's Health System
 
Yes
 
(51) St Vincent's Health Services Corp

2800 Main Street

Bridgeport,CT06606
22-2558134
System Parent CT Section 501(c)(3) Schedule A, Line 11a Ascension Health
 
Yes
 
(52) St Vincent's Special Needs Center

95 Merritt Boulevard

Trumbull,CT06611
06-0702617
Programs for Special Needs Individuals CT Section 501(c)(3) Schedule A, Line 9 St Vincent's Health Services Corp
 
Yes
 
(53) St Vincent's Development Inc

95 Merritt Boulevard

Trumbull,CT06611
22-2554128
Real Estate Holdings CT Section 501(c)(25) N/A St Vincent's Health Services Corp
 
Yes
 
(54) St Vincent's Medical Center

2800 Main Street

Bridgeport,CT06606
06-0646886
Hospital CT Section 501(c)(3) Schedule A, Line 3 St Vincent's Health Services Corp
 
Yes
 
(55) St Vincent's Medical Center Foundation Inc

2800 Main Street

Bridgeport,CT06606
22-2558132
Fundraising CT Section 501(c)(3) Schedule A, Line 7 St Vincent's Health Services Corp
 
Yes
 
(56) St Vincent's College

2800 Main Street

Bridgeport,CT06606
06-1331677
College of Health Sciences CT Section 501(c)(3) Schedule A, Line 2 St Vincent's Medical Center
 
Yes
 
(57) St Vincent's Multispecialty Group Inc

2800 Main Street

Bridgeport,CT06606
80-0458769
Physician Practices CT Section 501(c)(3) Schedule A, Line 11a St Vincent's Medical Center
 
Yes
 
(58) St John Health

28000 Dequindre

Warren,MI48092
38-2244034
Parent MI Section 501(c)(3) Schedule A, Line 11c Ascension Health
 
Yes
 
(59) Brighton Hospital

12851 Grand River

Brighton,MI48116
38-1576680
Hospital MI Section 501(c)(3) Schedule A, Line 3 St John Health
 
Yes
 
(60) Eastwood Community Clinics

28000 Dequindre Road

Warren,MI48092
38-1958763
Health Care MI Section 501(c)(3) Schedule A, Line 9 St John Health
 
Yes
 
(61) Father Murray Nursing Center

28000 Dequindre Road

Warren,MI48092
38-2601348
Health Care MI Section 501(c)(3) Schedule A, Line 9 St John Health
 
Yes
 
(62) Medical Resources Group

43800 Garfield

Clinton Township,MI48038
38-3494637
Health Care MI Section 501(c)(3) Schedule A, Line 9 St John Health
 
Yes
 
(63) Providence Health Foundation

22101 Moross

Detroit,MI48236
38-3526629
Fundraising MI Section 501(c)(3) Schedule A, Line 11c St John Health
 
Yes
 
(64) Providence Hospital

16001 West Nine Mile Road

Southfield,MI48037
38-1358212
Hospital MI Section 501(c)(3) Schedule A, Line 3 St John Health
 
Yes
 
(65) Seton Health Corp of SE Michigan

16001 West Nine Mile Road

Southfield,MI48037
38-2820107
Health Care MI Section 501(c)(3) Schedule A, Line 11c St John Health
 
Yes
 
(66) St John Community Health Investment Corp

28000 Dequindre Road

Warren,MI48092
38-2262856
Health Care MI Section 501(c)(3) Schedule A, Line 3 St John Health
 
Yes
 
(67) Reverence Home Health & Hospice

5445 Ali Drive

Grand Blanc,MI48439
38-3408684
Health Care MI Section 501(c)(3) Schedule A, Line 7 St John Health
 
Yes
 
(68) St John Hospital & Medical Center

28000 Dequindre Road

Warren,MI48092
38-1359063
Health Care MI Section 501(c)(3) Schedule A, Line 3 St John Health
 
Yes
 
(69) St John Hospital Foundation

22101 Moross Rd Mack Office Buldg S

Detroit,MI48236
20-2961579
Fundraising MI Section 501(c)(3) Schedule A, Line 7 St John Health
 
Yes
 
(70) St John River District Hospital

4100 River Road

East China,MI48054
38-3160564
Hospital MI Section 501(c)(3) Schedule A, Line 3 St John Health
 
Yes
 
(71) St John Senior Community

28000 Dequindre Road

Warren,MI48092
38-2631907
Health Care MI Section 501(c)(3) Schedule A, Line 9 St John Health
 
Yes
 
(72) St John Macomb-Oakland Hospital

28000 Dequindre Road

Warren,MI48092
38-3322109
Hospital MI Section 501(c)(3) Schedule A, Line 3 St John Health
 
Yes
 
(73) Genesys Health System

One Genesys Parkway

Grand Blanc,MI484398065
38-3339703
Health System Parent MI Section 501(c)(3) Schedule A, Line 11c Ascension Health
 
Yes
 
(74) Genesys Ambulatory Health Services

5455 Ali Dr Dept 200

Grand Blanc,MI484395193
38-2371754
Hlth Srvcs/Staffing/Prop Mgmnt MI Section 501(c)(3) Schedule A, Line 11b Genesys Health System
 
Yes
 
(75) Genesys Convalescent Center

8481 Holly Road

Grand Blanc,MI484391812
38-2317364
Convalescent Center MI Section 501(c)(3) Schedule A, Line 3 Genesys Ambulatory Health Services
 
Yes
 
(76) Genesys Health Foundation

One Genesys Parkway

Grand Blanc,MI484398065
38-3591148
Foundation MI Section 501(c)(3) Schedule A, Line 11b Genesys Health System
 
Yes
 
(77) Genesys Home Health & Hospice

5445 Ali Dr Dept 500 600

Grand Blanc,MI484395195
38-2177968
Hospice MI Section 501(c)(3) Schedule A, Line 11b Genesys Ambulatory Health Services
 
Yes
 
(78) Genesys Regional Medical Center

One Genesys Parkway

Grand Blanc,MI484398065
38-2377821
Hospital MI Section 501(c)(3) Schedule A, Line 3 Genesys Health System
 
Yes
 
(79) Center for Gerontology

5455 Ali Drive Dept 200

Grand Blanc,MI484395195
38-2514708
Adult Day Care MI Section 501(c)(3) Schedule A, Line 11b Genesys Ambulatory Health Services
 
Yes
 
(80) Health Source Group

5445 Ali Dr Dept 200

Grand Blanc,MI484395195
38-2427678
Prg Related Investments MI Section 501(c)(3) Schedule A, Line 11b Genesys Health System
 
Yes
 
(81) Genesys Volunteers

One Genesys Parkway

Grand Blanc,MI484398065
38-1472646
GRMC Support MI Section 501(c)(3) Schedule A, Line 11a Genesys Health System
 
Yes
 
(82) Central Indiana Health System Cardiac Services Inc

2001 W 86th Street

Indianapolis,IN46260
35-1869951
Freestanding outpatient center IN Section 501(c)(3) Schedule A, Line 11c StVincent Hospital & Health Care Center Inc
 
Yes
 
(83) Rehabilitation Hospital of Indiana Inc

4141 Shore Drive

Indianapolis,IN46254
35-1786005
Rehabilitation hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(84) SVH Real Estate Inc

10330 N Meridian Street Ste 430N

Indianapolis,IN46290
20-5002285
Real estate holding company IN Section 501(c)(3) Schedule A, Line 11a StVincent Health Inc
 
Yes
 
(85) StJoseph Hospital & Health Center Inc

1907 W Sycamore Street

Kokomo,IN46901
35-0992717
Hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(86) StJoseph Foundation of Kokomo Indiana Inc

1907 W Sycamore Street

Kokomo,IN46901
23-7313206
Supporting organization IN Section 501(c)(3) Schedule A, Line 11a StJoseph Hospital & Health Center Inc
 
Yes
 
(87) StVincent Anderson Regional Hospital Inc

2015 Jackson Street

Anderson,IN46016
46-0877261
Hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(88) StVincent Anderson Regional Hospital Foundation Inc

2015 Jackson Street

Anderson,IN46016
35-2053693
Supporting organization IN Section 501(c)(3) Schedule A, Line 11a StVincent Anderson Regional Hospital Inc
 
Yes
 
(89) StVincent Carmel Hospital Inc

13500 N Meridian Street

Carmel,IN46032
74-3107055
Hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(90) StVincent Clay Hospital Inc

1206 E National Avenue

Brazil,IN47834
35-2112529
Critical access hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(91) StVincent Dunn Hospital Inc

1600 23rd Street

Bedford,IN47421
27-2192831
Critical access hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(92) StVincent Fishers Hospital Inc

13861 Olio Road

Fishers,IN46037
45-4243702
Hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(93) StVincent Frankfort Hospital Inc

1300 S Jackson

Frankfort,IN46041
35-2099320
Critical access hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(94) StVincent Frankfort Hospital Foundation Inc

1300 S Jackson

Frankfort,IN46041
35-1531734
Supporting organization IN Section 501(c)(3) Schedule A, Line 11a StVincent Frankfort Hospital Inc
 
Yes
 
(95) StVincent Health Inc

10330 N Meridian Street Ste 430N

Indianapolis,IN46290
35-2052591
Parent company IN Section 501(c)(3) Schedule A, Line 11c Ascension Health
 
Yes
 
(96) StVincent Health Wellness and Preventive Care Institute Inc

8333 Naab Road Ste 301

Indianapolis,IN46260
46-1227327
Health and wellness services IN Section 501(c)(3) Schedule A, Line 9 StVincent Health Inc
 
Yes
 
(97) StVincent Hospital and Health Care Center Inc

2001 W 86th Street

Indianapolis,IN46260
35-0869066
Hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(98) StVincent Hospital Foundation Inc

10330 N Meridian Street Ste 430N

Indianapolis,IN46290
35-6088862
Supporting organization IN Section 501(c)(3) Schedule A, Line 11a StVincent Hospital & Health Care Center Inc
 
Yes
 
(99) StVincent Jennings Hospital Inc

301 Henry Street

North Vernon,IN47265
35-1841606
Critical access hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(100) StVincent Madison County Health System Inc

1331 South A Street

Elwood,IN46036
35-0876389
Hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(101) StVincent Medical Group Inc

8425 Harcourt Road

Indianapolis,IN46260
27-2039417
Physician professional services IN Section 501(c)(3) Schedule A, Line 9 StVincent Health Inc
 
Yes
 
(102) StVincent Mercy Hospital Foundation Inc

1331 South A Street

Elwood,IN46036
31-1066871
Supporting organization IN Section 501(c)(3) Schedule A, Line 11a StVincent Madison County Health System Inc
 
Yes
 
(103) StVincent New Hope Inc

8450 N Payne Road

Indianapolis,IN46260
35-1733591
Intermediate care facility IN Section 501(c)(3) Schedule A, Line 9 StVincent Health Inc
 
Yes
 
(104) StVincent Randolph Hospital Inc

473 Greenville Avenue

Winchester,IN47394
35-2103153
Critical access hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(105) StVincent Randolph Hospital Foundation Inc

473 Greenville Avenue

Winchester,IN47394
35-2133006
Supporting organization IN Section 501(c)(3) Schedule A, Line 11a StVincent Randolph Hospital Inc
 
Yes
 
(106) StVincent Salem Hospital Inc

911 N Shelby Street

Salem,IN47167
27-0847538
Critical access hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(107) StVincent Seton Specialty Hospital Inc

8050 Township Line Road

Indianapolis,IN46260
35-1712001
Long term care hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(108) StVincent Williamsport Hospital Inc

412 N Monroe Street

Williamsport,IN47993
35-0784551
Critical access hospital IN Section 501(c)(3) Schedule A, Line 3 StVincent Health Inc
 
Yes
 
(109) StVincent Williamsport Hospital Foundation Inc

412 N Monroe Street

Williamsport,IN47993
74-3130159
Supporting organization IN Section 501(c)(3) Schedule A, Line 11a StVincent Williamsport Hospital Inc
 
Yes
 
(110) SVSM Inc

2001 W 86th Street

Indianapolis,IN46260
81-0607827
Holding company IN Section 501(c)(3) Schedule A, Line 11a StVincent Health Inc
 
Yes
 
(111) St Mary's At Home Inc

3700 Washington Avenue

Evansville,IN47750
35-1899560
DME/Home care IN Section 501(c)(3) Schedule A, Line 11a St Mary's Health Services Inc
 
Yes
 
(112) St Mary's Building Corporation

3700 Washington Avenue

Evansville,IN47750
23-7248362
Real estate holding company IN Section 501(c)(2) N/A St Mary's Health Services Inc
 
Yes
 
(113) St Mary's Warrick Emergency Medical Services Inc

3700 Washington Avenue

Evansville,IN47750
20-5342518
Ambulance services IN Section 501(c)(4) N/A St Mary's Health Services Inc
 
Yes
 
(114) St Mary's Health Inc

3700 Washington Avenue

Evansville,IN47750
35-2057801
Health ministry parent IN Section 501(c)(3) Schedule A, Line 11c StVincent Health Inc
 
Yes
 
(115) St Mary's Physician Network LLC

3700 Washington Avenue

Evansville,IN47750
20-5023387
Physician professional services IN Section 501(c)(3) Schedule A, Line 9 St Mary's Health Inc
 
Yes
 
(116) St Mary's Health Services Inc

3700 Washington Avenue

Evansville,IN47750
35-1679526
Investment services IN Section 501(c)(3) Schedule A, Line 11c St Mary's Health Inc
 
Yes
 
(117) St Mary's CARE Partners Inc

3700 Washington Avenue

Evansville,IN47750
35-1899562
Tax-exempt affiliate reimbursements IN Section 501(c)(3) Schedule A, Line 11a St Mary's Health Inc
 
Yes
 
(118) St Mary's Medical Center Foundation of Evansville Inc

3700 Washington Avenue

Evansville,IN47750
23-7045370
Supporting organization IN Section 501(c)(3) Schedule A, Line 11a St Mary's Medical Center of Evansville Inc
 
Yes
 
(119) St Mary's Medical Center of Evansville Inc

3700 Washington Avenue

Evansville,IN47750
35-0869065
Hospital IN Section 501(c)(3) Schedule A, Line 3 St Mary's Health Services Inc
 
Yes
 
(120) St Mary's Warrick Hospital Foundation Inc

1116 Millis Avenue

Boonville,IN47601
35-1961890
Supporting organization IN Section 501(c)(3) Schedule A, Line 11a St Mary's Warrick Hospital Inc
 
Yes
 
(121) St Mary's Warrick Hospital Inc

1116 Millis Avenue

Boonville,IN47601
35-1343019
Hospital IN Section 501(c)(3) Schedule A, Line 3 St Mary's Health Services Inc
 
Yes
 
(122) St Mary's Ohio Valley Heartcare LLC

901 St Marys Drive

Evansville,IN47714
27-3474697
Cardiology services IN Section 501(c)(3) Schedule A, Line 11a St Mary's Health Inc
 
Yes
 
(123) St Mary's Medical Group LLC

3700 Washington Avenue

Evansville,IN47750
26-1356310
Physician professional services IN Section 501(c)(3) Schedule A, Line 9 St Mary's Health Inc
 
Yes
 
(124) Primary Physician Network LLC

3700 Washington Avenue

Evansville,IN47750
20-8775914
Physician professional services IN Section 501(c)(3) Schedule A, Line 9 St Mary's Health Inc
 
Yes
 
(125) St Vincent's Health System Inc

4205 Belfort Road Suite 4030

Jacksonville,FL32216
59-3650609
Parent Entity FL Section 501(c)(3) Schedule A, Line 11b Ascension Health
 
Yes
 
(126) St Vincent's Medical Center Inc

4205 Belfort Road Suite 4030

Jacksonville,FL32216
59-0624449
Hospital FL Section 501(c)(3) Schedule A, Line 3 St Vincent's Health System Inc
 
Yes
 
(127) St Luke's-St Vincent's Healthcare

4205 Belfort Road Suite 4030

Jacksonville,FL32216
26-0479484
Hospital FL Section 501(c)(3) Schedule A, Line 3 St Vincent's Health System Inc
 
Yes
 
(128) St Vincent's Ambulatory Care Inc

4205 Belfort Road Suite 4030

Jacksonville,FL32216
59-2292041
Physician Practice FL Section 501(c)(3) Schedule A, Line 9 St Vincent's Health System Inc
 
Yes
 
(129) St Vincent's Foundation Inc

4205 Belfort Road Suite 4030

Jacksonville,FL32216
59-2219923
Fund Raising FL Section 501(c)(3) Schedule A, Line 7 St Vincent's Health System Inc
 
Yes
 
(130) St Catherine's Laboure Manor Inc

4205 Belfort Road Suite 4030

Jacksonville,FL32216
59-1878316
Nursing Home FL Section 501(c)(3) Schedule A, Line 3 St Vincent's Health System Inc
 
Yes
 
(131) St Vincent's Medical Center Clay County Inc

1580 Branan Field Road

Middleburg,FL32068
46-1523194
Hospital FL Section 501(c)(3) Schedule A, Line 3 St Vincent's Health System Inc
 
Yes
 
(132) Borgess Health Alliance Inc

1521 Gull Road

Kalamazoo,MI49048
38-2335286
Health System Parent MI Section 501(c)(3) Schedule A, Line 11c Ascension Health
 
Yes
 
(133) Borgess Medical Center

1521 Gull Road

Kalamazoo,MI49048
38-1360526
Healthcare Services MI Section 501(c)(3) Schedule A, Line 3 Borgess Health Alliance Inc
 
Yes
 
(134) Borgess Ambulatory Care Corporation

1521 Gull Road

Kalamazoo,MI49048
38-2468823
Holding Company MI Section 501(c)(3) Schedule A, Line 3 Borgess Health Alliance Inc
 
Yes
 
(135) Borgess Foundation

1521 Gull Road

Kalamazoo,MI49048
23-7222558
Fundraising MI Section 501(c)(3) Schedule A, Line 11c Borgess Health Alliance Inc
 
Yes
 
(136) Borgess Nursing Home

3057 Gull Road

Kalamazoo,MI490481281
38-2555589
Residential Care MI Section 501(c)(3) Schedule A, Line 3 Borgess Health Alliance Inc
 
Yes
 
(137) Lee Memorial Hospital Corporation

420 West High Street

Dowagiac,MI49047
38-1490190
Healthcare Services MI Section 501(c)(3) Schedule A, Line 3 Borgess Health Alliance Inc
 
Yes
 
(138) Lee Memorial Foundation

420 West High Street

Dowagiac,MI49047
38-2860459
Fundraising MI Section 501(c)(3) Schedule A, Line 11c Borgess Health Alliance Inc
 
Yes
 
(139) ProMed Healthcare

1521 Gull Road

Kalamazoo,MI49048
38-3193801
Healthcare Services MI Section 501(c)(3) Schedule A, Line 9 Borgess Health Alliance Inc
 
Yes
 
(140) Visiting Nurses Home Care DBA Borgess VNA Home Care

348 North Burdick

Kalamazoo,MI49007
38-2717691
Home Healthcare Services MI Section 501(c)(3) Schedule A, Line 9 Borgess Health Alliance Inc
 
Yes
 
(141) Carondelet Health

1000 Carondelet Drive

Kansas City,MO641144673
43-1276738
System parent MO Section 501(c)(9) Schedule A, Line 11c Ascension Health
 
Yes
 
(142) Carondelet Health Corp & Affil Emp Health & Dental Care

1000 Carondelet Drive

Kansas City,MO641144673
43-1116849
VEBA MO Section 501(c)(3) N/A Carondelet Health
 
Yes
 
(143) Carondelet Home Care Services Inc

11050 Roe Suite 120

Overland Park,MO66211
43-1379352
Home Health Care Services MO Section 501(c)(3) Schedule A, Line 3 Carondelet Health
 
Yes
 
(144) Carondelet Cardiology Services Inc

1000 Carondelet Drive

Kansas City,MO641144673
27-1322670
Health Care MO Section 501(c)(3) Schedule A, Line 9 Carondelet Health
 
Yes
 
(145) St Joseph Medical Center

1000 Carondelet Drive

Kansas City,MO641144673
44-0546292
Health Care MO Section 501(c)(3) Schedule A, Line 3 Carondelet Health
 
Yes
 
(146) St Mary's Medical Center

201 West RD Mize Rd

Blue Springs,MO64014
43-1284526
Healthcare MO Section 501(c)(3) Schedule A, Line 3 Carondelet Health
 
Yes
 
(147) St Mary's Medical Center Foundation

1000 Carondelet Drive

Kansas City,MO641144673
43-1918107
Fundraising MO Section 501(c)(3) Schedule A, Line 11c Carondelet Health
 
Yes
 
(148) St Joseph Medical Center Foundation

1000 Carondelet Drive

Kansas City,MO641144673
43-1388461
Fundraising MO Section 501(c)(3) Schedule A, Line 11c Carondelet Health
 
Yes
 
(149) St Joseph Regional Medical Center Foundation Inc

415 Sixth Street

Lewiston,ID83501
51-0168321
Fundraising ID Section 501(c)(3) Schedule A, Line 11a St Joseph Regional Medical Center
 
Yes
 
(150) St Joseph Regional Medical Center

415 Sixth Street

Lewiston,ID83501
82-0204264
Hospital ID Section 501(c)(3) Schedule A, Line 3 Ascension Health
 
Yes
 
(151) Providence Health System (fka Seton Health Corporation of South Alabama)

6801 Airport Blvd

Mobile,AL36608
63-0934712
Support Providence Hospital AL Section 501(c)(3) Schedule A, Line 11c Ascension Health
 
Yes
 
(152) Providence Hospital

6801 Airport Blvd

Mobile,AL36608
63-0288861
Hospital AL Section 501(c)(3) Schedule A, Line 3 Ascension Health
 
Yes
 
(153) Seton Medical Management Inc

6801 Airport Blvd

Mobile,AL36608
63-0937704
Support Providence Hospital AL Section 501(c)(3) Schedule A, Line 11b Providence Health System
 
Yes
 
(154) Providence Foundation

6801 Airport Blvd

Mobile,AL36608
63-0915493
Support Providence Hospital AL Section 501(c)(3) Schedule A, Line 11c Providence Health System
 
Yes
 
(155) Providence Healthcare Services

6801 Airport Blvd

Mobile,AL36608
63-0937705
Support Providence Hospital AL Section 501(c)(3) Schedule A, Line 11c Providence Health System
 
Yes
 
(156) Providence Building Corporation

6801 Airport Blvd

Mobile,AL36608
63-0914564
Support Providence Hospital AL Section 501(c)(2) N/A Providence Health System
 
Yes
 
(157) Alabama Providence Healthcare Services

6801 Airport Blvd

Mobile,AL36608
46-2847744
Support Providence Hospital AL Section 501(c)(3) Schedule A, Line 11c Providence Health System
 
Yes
 
(158) Saint Thomas West Hospital

4220 Harding Road

Nashville,TN37205
62-0347580
Hospital TN Section 501(c)(3) Schedule A, Line 3 Saint Thomas Health
 
Yes
 
(159) Saint Thomas Network

4220 Harding Road

Nashville,TN37205
62-1284994
Health Investment Entity TN Section 501(c)(3) Schedule A, Line 9 Saint Thomas Health
 
Yes
 
(160) Saint Thomas Health Foundations

PO Box 380

Nashville,TN37202
58-1663055
Operates Foundation TN Section 501(c)(3) Schedule A, Line 7 Saint Thomas Network
 
Yes
 
(161) Covenant Care Inc

102 Woodmont Blvd Suite 800

Nashville,TN37205
62-1695737
Inactive TN Section 501(c)(3) Schedule A, Line 11a Saint Thomas Network
 
Yes
 
(162) Saint Thomas Rutherford Hospital

1700 Medical Center Parkway

Murfreesboro,TN37219
62-0475842
Hospital TN Section 501(c)(3) Schedule A, Line 3 Saint Thomas Health
 
Yes
 
(163) Saint Thomas Rutherford Foundation fka Middle Tennessee Medical Center Fo

1700 Medical Center Parkway

Murfreesboro,TN37219
62-1167917
Foundation TN Section 501(c)(3) Schedule A, Line 11a Saint Thomas Rutherford Hospital
 
Yes
 
(164) Saint Thomas Midtown Hospital

4220 Harding Road

Nashville,TN37205
62-1869474
Acute Care Hospital TN Section 501(c)(3) Schedule A, Line 3 Saint Thomas Health
 
Yes
 
(165) Baptist Hospital Foundation of Nashville Inc

2000 Church Street

Nashville,TN37236
58-1861378
Inactive TN Section 501(c)(3) Schedule A, Line 11a Saint Thomas Midtown Hospital
 
Yes
 
(166) Baptist Health Care Affiliates Inc

2000 Church Street

Nashville,TN37236
58-1509251
Community Health Promotion TN Section 501(c)(3) Schedule A, Line 11a Saint Thomas Network
 
Yes
 
(167) Baptist Health Care Group

2000 Church Street

Nashville,TN37236
62-1529858
Healthcare Provider TN Section 501(c)(3) Schedule A, Line 3 Saint Thomas Network
 
Yes
 
(168) Saint Thomas Hickman Hospital

135 East Swan Street

Centerville,TN37033
58-1737573
Hospital TN Section 501(c)(3) Schedule A, Line 3 Baptist Healthcare Affiliates Inc
 
Yes
 
(169) Saint Thomas Home Care

135 East Swan Street

Centerville,TN37033
62-1836937
Home Health Care TN Section 501(c)(3) Schedule A, Line 9 Saint Thomas Hickman Hospital
 
Yes
 
(170) Mount St Mary's Hospital of Niagara Falls

5300 Military Road

Lewiston,NY140921997
16-1523353
Hospital NY Section 501(c)(3) Schedule A, Line 3 Ascension Health
 
Yes
 
(171) Mount St Mary's Hospital Child Care Center

5310 Military Road

Lewiston,NY140921997
16-1523352
Child Care Center NY Section 501(c)(3) Schedile A, Line 9 Mount St Mary's Hospital of Niagara Falls
 
Yes
 
(172) Our Lady of Peace Inc

5285 Lewiston Road

Lewiston,NY140921997
16-1608735
Nursing Home NY Section 501(c)(3) Schedule A, Line 3 Mount St Mary's Hospital of Niagara Falls
 
Yes
 
(173) Mount St Mary's Hospital Foundation

5300 Military Road

Lewiston,NY140921997
16-1360884
Foundation NY Section 501(c)(3) Schedule A, Line 11a Mount St Mary's Hospital of Niagara Falls
 
Yes
 
(174) Lourdes Foundation

520 North 4th Avenue

Pasco,WA99301
91-1528577
Fundraising WA Section 501(c)(3) Schedule A, Line 11a Our Lady of Lourdes Hospital at Pasco
 
Yes
 
(175) Sacred Heart Health System Inc

5151 N 9th Avenue

Pensacola,FL32504
59-0634434
Hospital - Healthcare FL Section 501(c)(3) Schedule A, Line 3 Ascension Health
 
Yes
 
(176) Haven of Our lady of Peace Inc

5151 N 9th Ave

Pensacola,FL32504
59-3620346
Nursing Home FL Section 501(c)(3) Schedule A, Line 9 Sacred Heart Health System
 
Yes
 
(177) Sacred Heart Foundation Inc

5151 N 9th Ave

Pensacola,FL32504
59-2436597
Foundation FL Section 501(c)(3) Scheudle A, Line 7 Sacred Heart Health System
 
Yes
 
(178) Sacred Heart Health Ventures Inc

5151 N 9th Ave

Pensacola,FL32504
57-1183283
Serve as controlling entity of subsidiary organizations. FL Section 501(c)(3) Schedule A, Line 11a Sacred Heart Health System
 
Yes
 
(179) St Mary's of Michigan Medical Center

800 South Washington Avenue

Saginaw,MI48601
38-0997730
Hospital MI Section 501(c)(3) Schedule A, Line 3 Ascension Health
 
Yes
 
(180) St Mary's Health

800 South Washington Avenue

Saginaw,MI48601
38-3477017
Local Health System Parent MI Section 501(c)(3) Schedule A, Line 11a St Mary's of Michigan Medical Center
 
Yes
 
(181) Standish Community Hospital

805 West Cedar Street

Standish,MI48658
38-1671120
Hospital MI Section 501(c)(3) Schedule A, Line 3 St Mary's Health
 
Yes
 
(182) St Mary's of Michigan Foundation

800 South Washington Avenue

Saginaw,MI48601
38-2246366
Fundraising MI Section 501(c)(3) Schedule A, Line 11c St Mary's of Michigan Medical Center
 
Yes
 
(183) Field Neurosciences Institute

800 South Washington Avenue

Saginaw,MI48601
38-2790703
Medical Research Organization MI Section 501(c)(3) Schedule A, Line 9 St Mary's of Michigan Medical Center
 
Yes
 
(184) St Joseph Health System Inc

200 Hemlock Road

Tawas City,MI48763
38-1443395
Hospital MI Section 501(c)(3) Schedule A, Line 3 Ascension Health
 
Yes
 
(185) St Joseph Health System Foundation

200 Hemlock Road

Tawas City,MI48763
01-0790428
Fundraising MI Section 501(c)(3) Schedule A, Line 11a St Joseph Health System Inc
 
Yes
 
(186) St John Health System Inc

1923 South Utica Avenue

Tulsa,OK74104
73-1215174
System Parent OK Section 501(c)(3) Schedule A, Line 11a Ascension Health
 
Yes
 
(187) Craig County Medical Services Corp

1923 South Utica Avenue

Tulsa,OK74104
73-1487478
Health Care OK Section 501(c)(3) Schedule A, Line 9 St John Health System Inc
 
Yes
 
(188) St John Sapulpa Inc

1923 South Utica Avenue

Tulsa,OK74104
73-0662663
Health Care OK Section 501(c)(3) Schedule A, Line 3 St John Health System Inc
 
Yes
 
(189) Jane Phillips Nowata Hospital Inc

237 South Locust

Nowata,OK74048
73-1440267
Health Care OK Section 501(c)(3) Schedule A, Line 3 Jane Phillips Memorial Medical Center
 
Yes
 
(190) Jane Phillips Memorial Medical Center

3500 E Frank Phillips Blvd

Bartlesville,OK74006
73-0606129
Health Care OK Section 501(c)(3) Schedule A, Line 3 St John Health System Inc
 
Yes
 
(191) Jane Phillips Health Care Foundation

3500 E Frank Phillips Blvd

Bartlesville,OK74006
73-1250611
Rural Health Clinics OK Section 501(c)(3) Schedule A, Line 3 Jane Phillips Memorial Medical Center
 
Yes
 
(192) Bartlett Homes Inc

1008 E Cleveland

Sapulpa,OK74066
73-1301822
HUD Housing OK Section 501(c)(3) Schedule A, Line 7 St John Sapulpa Inc
 
Yes
 
(193) Bethel Manor Inc

619 S Division

Sapulpa,OK74066
73-1216617
HUD Housing OK Section 501(c)(3) Schedule A, Line 7 St John Sapulpa Inc
 
Yes
 
(194) St John Building Corporation

1923 South Utica Avenue

Tulsa,OK74104
61-1659782
Real Estate OK Section 501(c)(3) N/A St John Health System Inc
 
Yes
 
(195) St John Health System Foundation Inc

1923 South Utica Avenue

Tulsa,OK74104
73-1133139
Health Care OK Section 501(c)(3) Schedule A, Line 7 St John Health System Inc
 
Yes
 
(196) St John Medical Center Inc

1923 South Utica Avenue

Tulsa,OK74104
73-0579286
Health Care OK Section 501(c)(3) Schedule A, Line 3 St John Health System Inc
 
Yes
 
(197) St John Management Services Inc

1923 South Utica Avenue

Tulsa,OK74104
20-3742040
Health Care OK Section 501(c)(3) Schedule A, Line 7 St John Health System Inc
 
Yes
 
(198) St John Villas Inc

1923 South Utica Avenue

Tulsa,OK74104
73-1077367
Nursing Home OK Section 501(c)(3) Schedule A, Line 9 St John Health System Inc
 
Yes
 
(199) Owasso Medical Facility Inc

1923 South Utica Avenue

Tulsa,OK74104
20-3700131
Health Care OK Section 501(c)(3) Schedule A, Line 3 St John Health System Inc
 
Yes
 
(200) St John Broken Arrow Inc

1923 South Utica Avenue

Tulsa,OK74104
38-3833117
Health Care OK Section 501(c)(3) Schedule A, Line 3 St John Health System Inc
 
Yes
 
(201) St John Auxiliary

1923 South Utica Avenue

Tulsa,OK74104
73-0999759
Health Care OK Section 501(c)(3) Schedule A, Line 9 St John Health System Inc
 
Yes
 
(202) St Teresa of Avila Villas Inc

6859 South Canton Avenue

Tulsa,OK74136
20-4791422
HUD Housing OK Section 501(c)(3) Schedule A, Line 7 St John Villas Inc
 
Yes
 
(203) Holy Cross Hospital Inc

1171 W Target Range Rd

Nogales,AZ85621
86-0575938
Hospital AZ Section 501(c)(3) Schedule A, Line 3 Carondelet Health Network
 
Yes
 
(204) Carondelet Health Network

2202 N Forbes Blvd

Tucson,AZ85716
86-0455920
Hospital AZ Section 501(c)(3) Schedule A, Line 3 Carondelet Health Network
 
Yes
 
(205) Carondelet Foundation Inc

2202 N Forbes Blvd

Tucson,AZ85716
86-0749574
Hospital AZ Section 501(c)(3) Schedule A, Line 11a Carondelet Health Network
 
Yes
 
(206) Chalon Living Inc

8553 E San Alberto Drive

Scottsdale,AZ85258
86-0805615
Low Income Housing AZ Section 501(c)(3) Schedule A, Line 7 Holy Cross Hospital Inc
 
Yes
 
(207) Sothwest Catholic Health Network

4350 E Cotton Center Blvd Bldg D

Phoenix,AZ85040
86-0527381
Insurance AZ Section 501(c)(3) Schedule A, Line 11a CHN & Dignity Health
 
Yes
 
(208) The Centurions

PO Box 45998

St Louis,MO63145
85-4088322
Foundation AZ Section 501(c)(3) Schedule A, Line 11a Carondelet Foundation Inc
 
Yes
 
(209) Providence Hospital

1150 Varnum Street NE

Washington,DC20017
53-0196636
Hospital DC Section 501(c)(3) Schedule A, Line 3 Ascension Health
 
Yes
 
(210) Providence Health Services Inc

1150 Varnum Street NE

Washington,DC20017
52-1275587
Physician Practices DC Section 501(c)(3) Schedule A, Line 11a Providence Hospital
 
Yes
 
(211) Providence Health Foundation Inc

1150 Varnum Street NE

Washington,DC20017
52-1275583
Fundraising Organization DC Section 501(c)(3) Schedule A, Line 11a Providence Hospital
 
Yes
 
(212) Alexian Brothers Bonaventure House

825 Wellington Avenue

Chicago,IL60657
36-3527899
Housing and supportive care services for persons with HIV/AIDS IL Section 501(c)(3) Schedule A, Line 9 Alexian Brothers Health System
 
Yes
 
(213) Alexian Brothers Specialty Group

3040 W Salt Creek Lane

Arlington Heights,IL60005
80-0710751
Specialty physician practice group IL Section 501(c)(3) Schedule A, Line 3 Alexian Brothers Health System
 
Yes
 
(214) Alexian Brothers of San Jose Inc

3040 W Salt Creek Lane

Arlington Heights,IL60005
94-1530037
Acute care hospital (sold in 1998) TX Section 501(c)(3) Schedule A, Line 11c Alexian Brothers Health System
 
Yes
 
(215) Alexian Brothers Senior Ministries

3040 W Salt Creek Lane

Arlington Heights,IL60005
36-4484290
Supports the provision of healthcare services for related corporations IL Section 501(c)(3) Schedule A, Line 11c Alexian Brothers Health System
 
Yes
 
(216) Alexian Brothers Services Inc

3040 W Salt Creek Lane

Arlington Heights,IL60005
43-1295333
HUD housing MO Section 501(c)(3) Schedule A, Line 9 Alexian Brothers Health System
 
Yes
 
(217) Alexian Brothers Hospital Network

3040 W Salt Creek Lane

Arlington Heights,IL60005
36-3276552
Supports the provision of healthcare services for related corporations IL Section 501(c)(3) Schedule A, Line 11c Alexian Brothers Health System
 
Yes
 
(218) Alexian Village of Milwaukee Inc

9301 N 76th Street

Milwaukee,WI53223
39-1351584
Continuing care retirement community WI Section 501(c)(3) Schedule A, Line 9 Alexian Brothers Health System
 
Yes
 
(219) Alexian Brothers Community Services

425 Cumberland Street Suite 110

Chattanooga,TN37404
36-4344423
Provides comprehensive & coordinated community based services IL Section 501(c)(3) Schedule A, Line 9 Alexian Brothers Health System
 
Yes
 
(220) Alexian Brothers Senior Neighbors

250 East 10th Street

Chattanooga,TN37402
62-0646376
Supports the provision of community services for senior citizens TN Section 501(c)(3) Schedule A, Line 7 Alexian Brothers Health System
 
Yes
 
(221) Alexian Village of Tennessee

437 Alexian Way

Signal Mountain,TN37377
62-1136742
Continuing care retirement community TN Section 501(c)(3) Schedule A, Line 9 Alexian Brothers Health System
 
Yes
 
(222) Alexian Elderly Services Inc

3040 W Salt Creek Lane

Arlington Heights,IL60005
39-2039667
Community outreach WI Section 501(c)(3) Schedule A, Line 9 Alexian Brothers Health System
 
Yes
 
(223) Alexian Brothers Lansdowne Village

4624 Lansdowne

St Louis,MO63116
43-1470362
Skilled nursing facility MO Section 501(c)(3) Schedule A, Line 9 Alexian Brothers Health System
 
Yes
 
(224) Alexian Brothers Sherbrooke Village

4005 Ripa Avenue

St Louis,MO63125
43-1592502
Skilled nursing facility MO Section 501(c)(3) Schedule A, Line 9 Alexian Brothers Health System
 
Yes
 
(225) Savelli Properties Inc

3040 W Salt Creek Lane

Arlington Heights,IL60005
36-3308965
Owns or leases properties where healthcare services are delivered IL Section 501(c)(2) N/A Alexian Brothers Health System
 
Yes
 
(226) Alexian Brothers Center for Mental Health

3436 N Kennicott Avenue

Arlington Heights,IL60004
36-3045007
Outpatient community mental health services IL Section 501(c)(3) Schedule A, Line 9 Alexian Brothers Health System
 
Yes
 
(227) Alexian Brothers Behavioral Health Hospital

1650 Moon Lake Blvd

Hoffman Estates,IL60194
36-4251848
Behavioral health hospital IL Section 501(c)(3) Schedule A, Line 3 Alexian Brothers Health System
 
Yes
 
(228) St Alexius Medical Center

1555 Barrington Road

Hoffman Estates,IL60194
36-4251846
Acute care hospital IL Section 501(c)(3) Schedule A, Line 3 Alexian Brothers Health System
 
Yes
 
(229) Alexian Brothers Ambulatory Group

3040 W Salt Creek Lane

Arlington Heights,IL60005
36-4336931
Physician services IL Section 501(c)(3) Schedule A, Line 3 Alexian Brothers Health System
 
Yes
 
(230) Alexian Brothers Medical Center

800 Biesterfield Road

Elk Grove Village,IL60007
36-2596381
Acute care hospital TX Section 501(c)(3) Schedule A, Line 3 Alexian Brothers Health System
 
Yes
 
(231) Alexian Brothers Health System

3040 W Salt Creek Lane

Arlington Heights,IL60005
36-3260495
Supports provision of healthcare services for related corporation IL Section 501(c)(3) Schedule A, Line 11c Alexian Brothers Health System
 
Yes
 
(232) Ministry Health Care Inc

10925 W Lake Park Dr Ste 100

Milwaukee,WI53224
39-1490371
Parent Corporation WI Section 501(c)(3) Schedule A, Line 11b Ascension Health
 
Yes
 
(233) Affinity Health System

1570 Midway Place

Menasha,WI54952
39-1568866
Support Related Healthcare Organziations IL Section 501(c)(3) Schedule A, Line 11b Ministry Health Care Inc
 
Yes
 
(234) Agape Community Center of Milwaukee Inc

6100 North 42nd Street

Milwaukee,WI532093560
39-1461846
Community Center WI Section 501(c)(3) Schedule A, Line 7 Ministry Health Care Inc
 
Yes
 
(235) Calumet Medical Center Inc

614 Memorial Drive

Chilton,WI53014
39-0905385
Hospital WI Section 501(c)(3) Schedule A, Line 3 Affinity Health System
 
Yes
 
(236) Catalpa Health Inc

N4642 County N

Appleton,WI54914
45-4681563
Mental Health Facility WI Section 501(c)(3) Schedule A, Line 3 St Elizabeth Hospital Inc
 
Yes
 
(237) Saint Michael's Foundation of Stevens Point Inc

900 Illinois Avenue

Stevens Point,WI54481
39-1657410
Charitable Foundation WI Section 501(c)(3) Schedule A, Line 11a Saint Michael's Hospital of Stevens Point Inc
 
Yes
 
(238) Door County Memorial Hospital

323 South 18th Avenue

Sturgeon Bay,WI54235
39-0806324
Hospital WI Section 501(c)(3) Schedule A, Line 3 Ministry Health Care Inc
 
Yes
 
(239) Dr Kate Newcomb Convalescent Center Inc

PO Box 829

Woodruff,WI54568
39-1357365
LTC Facility WI Section 501(c)(3) Schedule A, Line 9 Howard Young Health Care Inc
 
Yes
 
(240) Eagle River Memorial Hospital Incorporated

201 Hospital Road

Eagle River,WI54521
39-0985690
Hospital WI Section 501(c)(3) Schedule A, Line 3 The Howard Young Medical Center Inc
 
Yes
 
(241) Foundation of Saint Clare's Hospital of Weston Inc

3400 Ministry Parkway

Weston,WI54476
75-3193633
Charitable Foundation WI Section 501(c)(3) Schedule A, Line 11a Ministry Health Care Inc
 
Yes
 
(242) Foundation of Saint Joseph's Hospital of Marshfield Inc

611 Saint Joseph Avenue

Marshfield,WI54449
39-1684957
Charitable Foundation WI Section 501(c)(3) Schedule A, Line 11a Saint Joseph's Hospital of Marshfield Inc
 
Yes
 
(243) Good Samaritan Health Center of Merrill Wisconsin Inc

601 South Center Avenue

Merrill,WI54452
39-0808503
Hospital WI Section 501(c)(3) Schedule A, Line 3 Ministry Health Care Inc
 
Yes
 
(244) Good Samaritan Health Center Foundation of Merrill Wisconsin Inc

601 South Center Avenue

Merrill,WI54452
39-1627755
Charitable Foundation WI Section 501(c)(3) Schedule A, Line 11a Good Samaritan Health Center of Merrill Wisconsin Inc
 
Yes
 
(245) Howard Young Foundation Inc

240 Maple Street

Woodruff,WI54568
39-1521169
Charitable Foundation WI Section 501(c)(3) Schedule A, Line 7 Howard Young Health Care Inc
 
Yes
 
(246) Howard Young Health Care Inc

240 Maple Street

Woodruff,WI54568
39-1499115
Home Office WI Section 501(c)(3) Schedule A, Line 11b Ministry Health Care Inc
 
Yes
 
(247) The Howard Young Medical Center Inc

240 Maple Street

Woodruff,WI54568
39-0873606
Hospital WI Section 501(c)(3) Schedule A, Line 3 Howard Young Health Care Inc
 
Yes
 
(248) Mercy Health Foundation Inc

PO Box 3370

Oshkosh,WI54903
23-7140261
Charitable Foundation WI Section 501(c)(3) Schedule A, Line 9 Affinity Health System
 
Yes
 
(249) Mercy Medical Center of Oshkosh Inc

500 S Oakwood Road

Oshkosh,WI54904
39-0806268
Hospital WI Section 501(c)(3) Schedule A, Line 3 Ministry Health Care Inc
 
Yes
 
(250) Ministry Home Care Inc

611 St Joseph Avenue 4S

Marshfield,WI54449
39-1936201
Home Care/Hospice WI Section 501(c)(3) Schedule A, Line 9 Ministry Health Care Inc
 
Yes
 
(251) Ministry Medical Group Inc

824 Illinois Avenue

Stevens Point,WI54481
39-1965593
Clinics WI Section 501(c)(3) Schedule A, Line 11c Ministry Health Care Inc
 
Yes
 
(252) Ministry Weight Management Inc

2251 North Shore Drive

Rhinelander,WI54501
39-1829015
Health Services WI Section 501(c)(3) Schedule A, Line 3 Sacred Heart-St Mary's Hospitals Inc
 
Yes
 
(253) Network Health System Inc

1570 Appleton Rd

Menasha,WI54952
39-1127163
Clinical Healthcare Services WI Section 501(c)(3) Schedule A, Line 3 Affinity Health System
 
Yes
 
(254) Our Lady of Victory Hospital Inc

1120 Pine Street

Stanley,WI54768
39-0807065
Hospital WI Section 501(c)(3) Schedule A, Line 3 Ministry Health Care Inc
 
Yes
 
(255) Sacred Heart-St Mary's Hospitals Inc

PO Box 347

Stevens Point,WI54481
39-1390638
Hospital WI Section 501(c)(3) Schedule A, Line 3 Ministry Health Care Inc
 
Yes
 
(256) Saint Clare's Hospital of Weston Inc

3400 Ministry Parkway

Weston,WI54476
72-1531917
Hospital WI Section 501(c)(3) Schedule A, Line 3 Ministry Health Care Inc
 
Yes
 
(257) Saint Elizabeth's Hospital of Wabasha Inc

1200 Grant Blvd West

Wabasha,MN55981
41-0693877
Hospital MN Section 501(c)(3) Schedule A, Line 3 Ministry Health Care Inc
 
Yes
 
(258) St Elizabeth Hospital Foundation Inc

1506 S Oneida Street

Appleton,WI54915
39-1256677
Charitable Foundation WI Section 501(c)(3) Schedule A, Line 7 Affinity Health System
 
Yes
 
(259) St Elizabeth Hospital Inc

1506 S Oneida Street

Appleton,WI54915
39-0816818
Hospital WI Section 501(c)(3) Schedule A, Line 3 Ministry Health Care Inc
 
Yes
 
(260) Saint Joseph's Hospital of Marshfield Inc

611 Saint Joseph Avenue

Marshfield,WI54449
39-0847631
Hospital WI Section 501(c)(3) Schedule A, Line 3 Ministry Health Care Inc
 
Yes
 
(261) Saint Michael's Hospital of Stevens Point Inc

900 Illinois Avenue

Stevens Point,WI54481
39-0808443
Hospital WI Section 501(c)(3) Schedule A, Line 3 Ministry Health Care Inc
 
Yes
 
(262) Columbia St Mary's Inc

4425 North Port Washington Road

Milwaukee,WI53212
39-1834639
Health System WI Section 501(C)(3) Schedule A, Line 11 N/A
Yes
 
(263) Columbia College Of Nursing

4425 North Port Washington Road

Milwaukee,WI53212
39-1596986
College WI Section 501(C)(3) Schedule A, Line 2 Columbia St Mary's Hospital Milwaukee Inc
 
Yes
 
(264) Sacred Heart Rehabilitation Institute

4425 North Port Washington Road

Milwaukee,WI53212
39-0902199
Rehab Facility WI Section 501(C)(3) Schedule A, Line 3 Columbia St Mary's Hospital Milwaukee Inc
 
Yes
 
(265) Seton Children's School

4425 North Port Washington Road

Milwaukee,WI53212
39-1391245
School WI Section 501(C)(3) Schedule A, Line 9 Columbia St Mary's Hospital Milwaukee Inc
 
Yes
 
(266) Columbia St Mary's Hospital Milwaukee

4425 North Port Washington Road

Milwaukee,WI53212
39-0806315
Hospital WI Section 501(C)(3) Schedule A, Line 3 Columbia St Mary's Inc
 
Yes
 
(267) St Mary's Hospital Ozaukee

4425 North Port Washington Road

Milwaukee,WI53212
39-0807063
Hospital WI Section 501(C)(3) Schedule A, Line 3 Columbia St Mary's Inc
 
Yes
 
(268) Horizon Home Care & Hospice Inc

8949 N Deerbrook Trl

Milwaukee,WI53223
39-1171298
Home Care/Hospice WI Section 501(C)(3) Schedule A, Line 3 Columbia St Mary's Inc
 
Yes
 
(269) Columbia Health System

4425 North Port Washington Road

Milwaukee,WI53212
39-1494977
Health System WI Section 501(C)(3) Schedule A, Line 11 N/A
Yes
 
(270) Columbia St Mary's Foundation Inc

4426 North Port Washington Road

Milwaukee,WI53213
39-1494981
Foundation WI Section 501(C)(3) Schedule A, Line 7 N/A
Yes
 
(271) Via Christi Health Inc

8200 E Thorn Drive Suite 300

Wichita,KS67226
48-1172107
Health System Parent KS Section 501(c)(3) Schedule A, Line 11c Ascension Health
 
 
No
(272) Via Christi Villages Inc

2622 W Central Suite 100

Wichita,KS67203
48-0559086
Management Company KS Section 501(c)(3) Schedule A, Line 11c Via Christi Health Inc
 
 
No
(273) Cornerstone Assisted Living Inc

2622 W Central Suite 100

Wichita,KS67203
48-1241079
Retirement Home KS Section 501(c)(3) Schedule A, Line 9 Via Christi Villages Inc
 
Yes
 
(274) Via Christi Village Hays Inc

2225 Canterbury Drive

Hays,KS67601
20-2828680
Retirement Home KS Section 501(c)(3) Schedule A, Line 9 Via Christi Villages Inc
 
Yes
 
(275) Via Christi Care at Home Inc

2622 W Central Suite 100

Wichita,KS67203
27-1889960
Health Agency KS Section 501(c)(3) Schedule A, Line 9 Via Christi Villages Inc
 
Yes
 
(276) Via Christi Healthcare Outreach Program for Elders Inc

2622 W Central Suite 101

Wichita,KS67203
48-1236589
PACE Community Program KS Section 501(c)(3) Schedule A, Line 9 Via Christi Villages Inc
 
Yes
 
(277) Via Christi Village Georgetown Inc

1655 S Georgetown

Wichita,KS67218
48-1129325
Retirement Home KS Section 501(c)(3) Schedule A, Line 9 Via Christi Villages Inc
 
Yes
 
(278) Via Christi Village Manhattan Inc

2800 Willow Grove Road

Manhattan,KS66502
48-1078862
Retirement Home KS Section 501(c)(3) Schedule A, Line 9 Via Christi Villages Inc
 
Yes
 
(279) Via Christi Village McLean Inc

777 N McLean Blvd

Wichita,KS67203
48-1247723
Retirement Home KS Section 501(c)(3) Schedule A, Line 9 Via Christi Villages Inc
 
Yes
 
(280) Via Christi Village Pittsburg Inc

1502 E Centennial Drive

Pittsburg,KS66762
74-3070971
Retirement Home KS Section 501(c)(3) Schedule A, Line 9 Via Christi Villages Inc
 
Yes
 
(281) Via Christi Village Ponca City Inc

1601 Academy Road

Ponca City,OK74604
73-1153337
Retirement Home OK Section 501(c)(3) Schedule A, Line 9 Via Christi Villages Inc
 
Yes
 
(282) Via Christi Hospital Pittsburg Inc

1 Mt Carmel Way

Pittsburg,KS66762
48-0543778
Hospital KS Section 501(c)(3) Schedule A, Line 3 Via Christi Health Inc
 
 
No
(283) Mount Carmel Foundation Inc

1 Mt Carmel Way

Pittsburg,KS66762
48-0961283
Foundation KS Section 501(c)(3) Schedule A, Line 11a Via Christi Hospital Pittsburg Inc
 
 
No
(284) Via Christi Health Alliance in Accountable Care Inc

8200 E Thorn Drive Suite 300

Wichita,KS67226
46-2872857
ACO KS     Via Christi Health Inc
 
 
No
(285) Via Christi Hospital Wichita St Teresa Inc

14800 W St Teresa

Wichita,KS67235
27-1965272
Hospital KS Section 501(c)(3) Schedule A, Line 3 Via Christi Health Inc
 
 
No
(286) Via Christi Hospitals Wichita Inc

929 N Saint Francis

Wichita,KS67214
48-1172106
Hospital KS Section 501(c)(3) Schedule A, Line 3 Via Christi Health Inc
 
 
No
(287) Gerard House Inc

3144 N Hood

Wichita,KS67204
48-1049532
Hospital Support KS Section 501(c)(3) Schedule A, Line 9 Via Christi Hospitals Wichita Inc
 
 
No
(288) Via Christi Rehabilitation Hospital Inc

1151 N Rock Road

Wichita,KS67206
48-1158274
Rehabilitation Hospital KS Section 501(c)(3) Schedule A, Line 3 Via Christi Hospitals Wichita Inc
 
 
No
(289) Via Christi Property Services Inc

8200 E Thorn Drive Suite 300

Wichita,KS67226
48-0948571
Property Management KS Section 501(c)(4) N/A Via Christi Hospitals Wichita Inc
 
 
No
(290) Via Christi Health Partners Inc

8200 E Thorn Drive Suite 300

Wichita,KS67226
48-0958974
Management Company KS Section 501(c)(3) Schedule A, Line 9 Via Christi Health Inc
 
 
No
(291) Mercy Regional Health Center Inc

1823 College Avenue

Manhattan,KS66502
48-1186704
Hospital KS Section 501(c)(3) Schedule A, Line 3 Via Christi Health Inc
 
 
No
(292) Mercy Community Health Foundation Inc

PO Box 13

Manhattan,KS66502
48-1152279
Foundation KS Section 501(c)(3) Schedule A, Line 9 Mercy Regional Health Center Inc
 
 
No
(293) Wamego Hospital Association Inc

711 Genn Drive

Wamego,KS66547
72-1526400
Hospital KS Section 501(c)(3) Schedule A, Line 3 Mercy Regional Health Center Inc
 
 
No
(294) Mercy Regional Home Medical Services LLC

2439 Claflin Road

Manhattan,KS66502
43-2024491
Medical Equipment KS Section 501(c)(3) Schedule A, Line 9 Mercy Regional Health Center Inc
 
 
No
(295) Salina Regional Home Medical Services LLC

520 South Santa Fe Ave

Salina,KS67401
43-1948057
Medical Equipment KS Section 501(c)(3) Schedule A, Line 9 Salina Regional Health Center Inc
 
 
No
(296) Providence Health Services of Waco

6901 Medical Parkway

Waco,TX76712
74-1109636
Hospital TX Section 501(c)(3) Schedule A, Line 3 Ascension Health
 
 
No
(297) Providence Foundation Inc

6901 Medical Parkway

Waco,TX76712
74-2683112
Support Charitable Purpose of PHSW TX Section 501(c)(3) Schedule A, Line 11a Providence Health Services of Waco
 
 
No
(298) Providence Health Alliance

6901 Medical Parkway

Waco,TX76712
74-2696970
Physician Practices TX Section 501(c)(3) Schedule A, Line 3 Providence Health Services of Waco
 
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) CHV II LLC

101 South Hanley Rd Ste 200
Clayton,MO63105
36-0534243
Investing MO N/A
                 
(2) CHV III LLC

101 South Hanley Rd Ste 200
Clayton,MO63105
45-4486925
Investing MO N/A
                 
(3) Ascension Alpha Fund LLC

101 South Hanley Rd Ste 200
St Louis,MO63105
90-0786464
Investing DE N/A
                 
(4) Lourdes Health Support LLC

333 Butternut Drive Suite 100
Dewitt,NY13214
16-1611707
Medical Equipment Provider NY N/A
                 
(5) St Vincent Outpatient Surgery Services LLC

810 St Vincents Drive
Birmingham,AL35205
20-0708162
Outpatient Surgery AL N/A
                 
(6) St Vincent's Sleep Disorder Center LLC

810 St Vincents Drive
Birmingham,AL35202
63-1282288
Sleep Disorder Center AL N/A
                 
(7) Center for Gastrointestinal Health at Health Park LLC

307 E Court St
Flint,MI48502
02-0743433
Healthcare MI N/A
                 
(8) Lapeer County Surgery Center

1546 Callis Road
Lapper,MI48446
20-2918877
Healthcare MI N/A
                 
(9) Breast MRI Leasing Company LLC

10330 N Meridian St Ste 430N
Indianapolis,IN46290
42-6662493
Sale and rental services IN N/A
                 
(10) Carmel Ambulatory Surgery Center LLC

13421 Old Meridian St Ste 150
Carmel,IN46032
32-0014795
Ambulatory surgery center IN N/A
                 
(11) Cooperative Managed Care Services LLC

9045 River Road Ste 250
Indianapolis,IN46240
35-1999227
Case management IN N/A
                 
(12) Advent Partners LP

28000 Dequindre
Warren,MI48092
38-3494197
Investment MI N/A
                 
(13) Open MRI of Michigan

28000 Dequindre
Warren,MI48092
38-3544539
Medical Services MI N/A
                 
(14) South Kansas City Surgical Center LLC

10730 Nall Ste 100
Overland Park,KS66211
20-2181884
Health Care KS N/A
                 
(15) Endoscopy Center LLC

13421 Old Meridian St Ste 150
Carmel,IN46032
32-0029881
Endoscopy center IN N/A
                 
(16) Hancock Physician Network LLC

801 N State Street
Greenfield,IN46140
35-2051598
Primary care physician practices IN N/A
                 
(17) HCH SVH Cath Lab Services LLC

1000 N 16th Street
New Castle,IN47362
45-2087950
Cath lab services IN N/A
                 
(18) Meridian Heights Associates LLC

6100 W 96th Street Ste 250
Indianapolis,IN46278
26-4020296
Real estate holding IN N/A
                 
(19) Naab Road Surgery Center LLC

8260 Naab Road Ste 100
Indianapolis,IN46260
35-1991390
Ambulatory surgery center IN N/A
                 
(20) Neuro Oncology Equipment LLC

10330 N Meridian St Ste 430N
Indianapolis,IN46290
74-3103803
Sale and rental services IN N/A
                 
(21) StVincent HealthUSP LLC

15305 Dallas Pkwy Ste 1600
Addison,TX75001
20-3749962
Ambulatory surgery center IN N/A
                 
(22) StVincent Heart Center of Indiana LLC

10580 N Meridian Street
Indianapolis,IN46290
36-4492612
Heart hospital IN N/A
                 
(23) Women's Physician Surgery Center LLC

8081 Township Line Road
Indianapolis,IN46260
35-2086841
Ambulatory surgery center IN N/A
                 
(24) Ambulatory Care Center LLC

1125 Professional Blvd
Evansville,IN47714
35-2006018
OP Surgery IN N/A
                 
(25) Seton Health Services LLC

3700 Washington Avenue
Evansville,IN47750
27-0451316
Equipment rental IN N/A
                 
(26) St Mary's Peripheral Vascular Services Management Co LLC

3700 Washington Avenue
Evansville,IN47750
20-5062635
Management services IN N/A
                 
(27) South Coast Real Estate Venture LLC

5907 Highway 90
Moss Point,MS39563
45-5599047
Own Real Estate for Physician Office Building MS N/A
                 
(28) Baptist Womens Health Center LLC

1900 Church Street Suite 300
Nashville,TN37203
62-1772195
Owns and Operates Specialty Hospital TN N/A
                 
(29) Middle Tennessee Ambulatory Surgery Center LP

500 N Highland Ave
Murfreesboro,TN37130
Operates Outpatient Surgery Center TN N/A
                 
(30) STHS Sleep Center LLC

102 Woodmont Suite 800
Nashville,TN37205
20-3664894
Operates a Sleep Center TN N/A
                 
(31) Baptist Surgery Center LP

1900 Church Street Suite 300
Nashville,TN37203
Operates Outpatient Surgery Center TN N/A
                 
(32) Middle Tennesse Imaging LLC

400 N Highland Avenue
Murfreesboro,TN37219
01-0570490
Diagnostic Imaging Center TN N/A
                 
(33) RADS of America

PO Box 249
Goodlettsville,TN37070
Ambulatory Surgery Center TN N/A
                 
(34) Murfreesboro Diagnostic Imaging LLC

400 N Highland Avenue
Murfreesboro,TN37219
20-0291952
Diagnostic Imaging Center TN N/A
                 
(35) Interventional Rehabilitation Center LLC

1549 Airport Blvd Suite 420
Pensacola,FL32503
59-3673361
Medical Services FL N/A
                 
(36) PET LLC

5149 North 9th Ave Suite 124
Pensacola,FL32504
59-3788701
Medical Services FL N/A
                 
(37) Endoscopy Group LLC

4810 North Davis HWY
Pensacola,FL32503
59-3519881
Medical Services FL N/A
                 
(38) Gulf Region Radiation Oncology MSO LLC

5147 N 9th Ave
Pensacola,FL32504
26-1353083
Medical Management Services FL N/A
                 
(39) Towne Centre Surgery Center LLC

4599 Towne Centre
Saginaw,MI48604
20-4943843
Outpatient Services MI N/A
                 
(40) Platnum Fitness & Rehab Center LLC

4804 South 109th East Avenue
Tulsa,OK74146
20-1879493
Health Club OK N/A
                 
(41) Memorial Surgery Center LLC

8131 South Memorial Avenue
Tulsa,OK74133
20-1167151
Operate ASC OK N/A
                 
(42) Broken Arrow Development LLC

1924 South Utica Avenue
Tulsa,OK74104
26-0748994
Medical Services OK N/A
                 
(43) UticaUSP Tulsa LLC

15305 Dallas Pkwy Ste 1600 LB 28
Addison,TX75001
27-0408231
Medical Services TX N/A
                 
(44) JPHC LLC

3500 SE Frank Phillips Blvd
Bartlesville,OK74006
61-1498699
Medical Services OK N/A
                 
(45) Alexian Rehabilitation Services LLC

935 Beisner Road
Elk Grove Village,IL60007
30-0221481
Rehabilitation hospital IL N/A
                 
(46) Illinois NeuroMeg Center LLC

3040 W Salt Creek Lane
Arlington Heights,IL60005
87-0783164
Provision of NeuroMeg services IL N/A
                 
(47) Elk Grove MOB Limited Partnership

3040 W Salt Creek Lane
Arlington Heights,IL60005
36-3853289
Medical office building IL N/A
                 
(48) Bonaventure Medical Foundation LLC

3040 W Salt Creek Lane
Arlington Heights,IL60005
36-3978153
Manages managed care contracts DE N/A
                 
(49) Neurosciences Equipment LLC

3040 W Salt Creek Lane
Arlington Heights,IL60005
86-1115516
Ownership of Gamma Knife IL N/A
                 
(50) St Alexius Center for Sleep Health LLC

1300 S Main Street
Lombard,IL60148
20-5876371
Operation of sleep lab IL N/A
                 
(51) Twin Med LLP

PO Box 8005
Menasha,WI54952
39-1180341
Rental Property WI N/A
                 
(52) Ambulatory Surgery Center LP

8200 E Thorn Drive Suite 300
Wichita,KS67226
48-1114690
Surgery Center KS N/A
                 
(53) AMS Diagnostics LLC

8200 E Thorn Drive Suite 300
Wichita,KS67226
48-1223653
Radiology Services KS N/A
                 
(54) Kansas Surgery and Recovery Center LLC

2770 North Webb Road
Wichita,KS67226
48-1148580
Surgery Center KS N/A
                 
(55) MR Imaging Center LLC

8200 E Thorn Drive Suite 300
Wichita,KS67226
48-1000538
Imaging Center KS N/A
                 
(56) St Joseph MRI LLC

8200 E Thorn Drive Suite 300
Wichita,KS67226
48-1007220
Imaging Center KS N/A
                 
(57) Mercy Imaging LLC

1823 College Avenue
Manhattan,KS66502
48-1251984
Radiology Services KS N/A
                 
(58) Affiliated Medical Services Laboratory Inc

2916 E Central
Wichita,KS67214
48-1239522
Medical Laboratory KS N/A
                 
(59) Integrated Healthcare Systems Inc

3311 East Murdock
Wichita,KS67208
48-0941549
Clinic Services KS N/A
                 
(60) VCH Iowa PC Trust

8200 E Thorn Drive Suite 300
Wichita,KS67226
27-6937322
Beneficiary Trust IA N/A
                 
(61) VCH Iowa PC

8200 E Thorn Drive Suite 300
Wichita,KS67226
27-3983977
Professional Association IA N/A
                 
(62) Via Christi Clinic PA

3311 East Murdock
Wichita,KS67208
48-0993446
Professional Association KS N/A
                 
(63) Via Christi Clinic Services Inc

8200 E Thorn Drive Suite 300
Wichita,KS67226
27-3984287
Clinic Services KS N/A
                 
(64) Sunflower Assurance Ltd

PO Box 1085
Grand Cayman   KY1-1102
CJ
98-0223159
Insurance Company CJ N/A
                 
(65)  

 
 
    N/A
                 
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) Clinical Holdings Corp

101 South Hanley Rd Ste 200
Clayton,MO63105
45-3802297
Holding Company MO N/A
C         No
(2) Ascension Health Master Pension Trust

11775 Borman Drive Ste 200
St Louis,MO63146
36-6891022
Trust MO N/A
T         No
(3) Ascension Health Worker's Compensation Self-Insurance Trust

11775 Borman Drive Ste 200
St Louis,MO63146
Trust MO N/A
T         No
(4) Ascension Health Insurance Limited

PO Box 1159
Grand Cayman BWI    
CJ
Insurance CJ N/A
C         No
(5) Ascension Health Risk Purchasing Group

101 South Hanley Rd Ste 450
St Louis,MO63105
27-4176480
Supporting Organization MO N/A
C         No
(6) Travel Services Corporation

PO Box 45998
St Louis,MO631455998
26-3764978
Travel Services MO N/A
C         No
(7) AH Incubations Accelerator Inc

101 South Hanley Rd Ste 450
St Louis,MO63105
45-5078523
Medical Service MO N/A
C         No
(8) TriMedx Inc

5451 Lakeview Parkway South Dr
Indianapolis,IN46268
46-0563336
Medical Equipment IN N/A
C         No
(9) TriMedx India Pvt Ltd

5451 Lakeview Parkway South Dr
Indianapolis,IN46268
Trust IN N/A
T         No
(10) Smart Health Inc

101 South Hanley Rd Ste 200
Clayton,MO63105
45-4413419
Medical Service MO N/A
C         No
(11) Health City Cayman Islands Ltd

1283 Sea View Rd PO Box 10590
Grand Cayman BWI    
CJ
Hospitals CJ N/A
C         No
(12) Seton Physician Hospital Network

1345 Philomena Street
Austin,TX78723
74-2643825
Health Services TX N/A
C         No
(13) Advantage Healthco Inc

1345 Philomena Street
Austin,TX78723
74-2698151
Health Services TX N/A
C         No
(14) Seton Health Plan Inc

1345 Philomena Street
Austin,TX78723
74-2725348
HMO TX N/A
C         No
(15) The Topfer Building Condominium Association

1345 Philomena Street
Austin,TX78723
74-3007869
Commercial Building Association TX N/A
C         No
(16) Seton MSO Inc

1345 Philomena Street
Austin,TX78723
74-2870455
Health Services TX N/A
C         No
(17) Seton Accountable Care Organization Inc (fka Seton Health Alliance)

1345 Philomena Street
Austin,TX78723
74-2677756
Health Services TX N/A
C         No
(18) Seton Health Alliance (fka Primaria Health)

1345 Philomena Street
Austin,TX78723
45-4360468
Delivery of Health Care Services TX N/A
C         No
(19) Seton Family of Pediatricians

1345 Philomena Street
Austin,TX78723
27-1311909
Delivery of Health Care Services TX N/A
C         No
(20) St Agnes Health Ventures Inc

900 Caton Avenue
Baltimore,MD21229
52-1733632
Holding Company MD N/A
C         No
(21) Corbett Corporation

169 Riverside Drive
Binghamton,NY13905
16-1268267
Property Management NY N/A
C         No
(22) Vincentian Ventures of North Alabama Inc

810 St Vincents Drive
Birmingham,AL35205
63-0965456
Misc Healthcare Services AL N/A
C         No
(23) Ascension Ventures Corporation

810 St Vincents Drive
Birmingham,AL35205
63-1217059
Misc Healthcare Services AL N/A
C         No
(24) Eastside Ventures Inc

810 St Vincents Drive
Birmingham,AL35205
63-0846221
Misc Healthcare Services AL N/A
C         No
(25) Vincentures Inc

95 Merritt Boulevard
Trumbull,CT06611
06-1211417
Inactive CT N/A
C         No
(26) Advent Inc

28000 Dequindre
Warren,MI48092
38-2971743
Investment MI N/A
C         No
(27) Affiliated Health Services Inc

28000 Dequindre
Warren,MI48092
38-2292922
Maintain Rental Space & Provide Medical Mgmt. MI N/A
C         No
(28) Genesys Health Enterprises

1000 Health Park Blvd
Grand Blanc,MI48439
38-2536250
Medical Equipment MI N/A
C         No
(29) Genesys Practice Partners

5445 Ali Drive Dept 200
Grand Blanc,MI48439
03-0516871
Employed Phy Practice MI N/A
C         No
(30) Beecher Ballenger Services

One Genesys Parkway
Grand Blanc,MI484398065
38-2497922
Holding Company MI N/A
C         No
(31) St Mary's Medical Group Inc

3700 Washington Avenue
Evansville,IN47750
35-2076827
Investment IN N/A
C         No
(32) Consolidated Pharmacy Services Inc

4205 Belfort Road Suite 4030
Jacksonville,FL32216
59-3398033
Retail Pharmacy & Patient Transport FL N/A
C         No
(33) Advanced Patient Transportation Inc

4205 Belfort Road Suite 4030
Jacksonville,FL32216
59-3381444
Transport Services FL N/A
C         No
(34) Seton Pharmacies

4205 Belfort Road Suite 4030
Jacksonville,FL32216
59-3001427
Retail Pharmacy FL N/A
C         No
(35) First Coast Primary Care

4205 Belfort Road Suite 4030
Jacksonville,FL32216
20-5746243
Primary Care FL N/A
C         No
(36) Family Medicine Condominium Association Inc

1 Shircliff Way
Jacksonville,FL32204
26-1983355
Condominium Association FL N/A
C         No
(37) St Vincent's Physician Enterprise Inc

4205 Belfort Road Suite 4030
Jacksonville,FL32216
27-1927603
Primary Care FL N/A
C         No
(38) Textile Systems Inc

817 Walbridge
Kalamazoo,MI49007
38-2705047
Laundry Services MI N/A
C         No
(39) Indian Creek Center Inc

1000 Carondelet Drive
Kansas City,MO641144673
48-0956627
Management MO N/A
C         No
(40) Carondelet Management Company Inc

11050 Roe Suite 110
Overland Park,KS66211
43-1352545
Health Management KS N/A
C         No
(41) Carondelet Pharmacy

1000 Carondelet Drive
Kansas City,MO641144673
43-1699329
Pharmacy MO N/A
C         No
(42) Carondelet Primary Care Network Inc

1000 Carondelet Drive
Kansas City,MO641144673
43-1596702
Health Care MO N/A
C         No
(43) Saint Joseph Ambulatory Surgical Center LLC

1000 Carondelet Drive
Kansas City,MO641144673
25-1905706
Health Care MO N/A
C         No
(44) Carondelet Occupational Health Wellness & Edu Serv Inc

1000 Carondelet Drive
Kansas City,MO641144673
86-1144194
Health Care MO N/A
C         No
(45) Carondelet Physician Services

1000 Carondelet Drive
Kansas City,MO64114
56-2661265
Health Care MO N/A
C         No
(46) Carondelet Medical Enterprises

1000 Carondelet Drive
Kansas City,MO641144673
56-2661165
Office Admin. Services MO N/A
C         No
(47) Providence Park Inc

PO Box 850429
Mobile,AL36685
63-0886846
Real Estate AL N/A
C         No
(48) Anesthesia Solutions of Mobile Inc

6701 Airport Blvd Suite D-430B
Mobile,AL36608
82-0547505
Anesthesia Services AL N/A
C         No
(49) Mississippi Providence Healthcare Services Inc

6801 Airport Blvd
Mobile,AL36608
46-1130426
Anesthesia Services AL N/A
C         No
(50) Sova Inc

102 Woodmont Boulevard Suite 700
Nashville,TN37205
26-1319638
Health Services TN N/A
C         No
(51) Baptist Health Care Ventures Inc

2000 Church Street
Nashville,TN37236
62-0469214
Holding Company TN N/A
C         No
(52) MissionPoint Health Partners

102 Woodmont Boulevard Suite 700
Nashville,TN37205
45-2958482
Accountable Care Organization TN N/A
C         No
(53) Physicians of Pasco Condominiums Assoc

520 North 4th Avenue
Pasco,WA99301
45-3691641
Property Management WA N/A
C         No
(54) Gulf Coast Diversified Inc

5154 N 9th Ave
Pensacola,FL32507
59-2432798
Investment FL N/A
C         No
(55) Gulf Region Radiation Oncology Centers Inc

8333 North Davis Hwy
Pensacola,FL32514
26-0623827
Medical Management Services FL N/A
C         No
(56) St Mary's of Michigan Specialists

800 South Washington Avenue
Saginaw,MI48601
20-5959777
Physician Practices MI N/A
C         No
(57) St Joseph Health Enterprises

200 Hemlock Road
Tawas City,MI48764
38-2686747
Other Medical MI N/A
C         No
(58) Utica Services Inc

1923 South Utica Avenue
Tulsa,OK74104
73-1057650
Medical Services OK N/A
C         No
(59) Regional Medical Laboratories Inc

1923 South Utica Avenue
Tulsa,OK74104
73-1131608
Medical Services OK N/A
C         No
(60) Physician Support Services Inc

1923 South Utica Avenue
Tulsa,OK74104
73-1437252
Medical Services OK N/A
C         No
(61) OMNI Medical Group Inc

1923 South Utica Avenue
Tulsa,OK74104
73-1335536
Medical Services OK N/A
C         No
(62) Outbound Medical Network Inc

1923 South Utica Avenue
Tulsa,OK74104
73-1255463
Medical Services OK N/A
C         No
(63) St John Urgent Care Clinic Inc

1923 South Utica Avenue
Tulsa,OK74104
20-4990275
Medical Services OK N/A
C         No
(64) St John Anesthesia Services Inc

1923 South Utica Avenue
Tulsa,OK74104
20-3690446
Medical Services OK N/A
C         No
(65) St John Physicians Inc

1923 South Utica Avenue
Tulsa,OK74104
73-1321032
Medical Services OK N/A
C         No
(66) Ceres Medical Practice Inc

3400 E Frank Phillips Blvd
Bartlesville,OK74006
73-1522656
Medical Services OK N/A
C         No
(67) Doctors Building of Bartlesville

3500 State Street
Bartlesville,OK74006
73-0759185
Building Rental OK N/A
C         No
(68) Gemini Medical Group Inc

3400 E Frank Phillips Blvd
Bartlesville,OK74006
73-1503529
Medical Services OK N/A
C         No
(69) Gemini After Hours Clinic Inc

3400 E Frank Phillips Blvd
Bartlesville,OK74006
30-0375407
Medical Services OK N/A
C         No
(70) Jane Phillips Specialty Physicians Inc

3400 E Frank Phillips Blvd
Bartlesville,OK74006
01-0879962
Medical Services OK N/A
C         No
(71) Professional Credit Recovery

4100 SE Adams Blvd
Bartlesville,OK74006
73-1057187
Collections Services OK N/A
C         No
(72) Synergy Hospitalist Grp Inc

3400 E Frank Phillips Blvd
Bartlesville,OK74006
30-0375404
Medical Services OK N/A
C         No
(73) Professional Medical Insurance Risk Retention Group Inc

201 Merchant Street Suite 2400
Honolulu,HI96813
73-1525831
Insurance HI N/A
C         No
(74) Jane Phillips Support Services Inc

3400 E Frank Phillips Blvd
Bartlesville,OK74006
75-1530296
Holding Company OK N/A
C         No
(75) Carondelet Medical Group PC

2202 N Forbes Blvd
Tucson,AZ85745
86-0836126
Medical Group AZ N/A
C         No
(76) Carondelet Specialist Group Inc

2202 N Forbes Blvd
Tucson,AZ85745
28-1558773
Physician Practice AZ N/A
C         No
(77) Resource Pharmacies Inc

1150 Varnum Street NE
Washington,DC20017
52-1410076
Retail Pharmacy DC N/A
C         No
(78) Thelen Corporation

3040 W Salt Creek Lane
Arlington Heights,IL60005
36-3266316
Owns/leases property; joint venture partner IL N/A
C         No
(79) Alexian Brothers Health Providers Association Inc

3040 W Salt Creek Lane
Arlington Heights,IL60005
36-3853286
Messenger model IPA IL N/A
C         No
(80) Alexian Brothers Corpus Christi Housing Project LLC

3040 W Salt Creek Lane
Arlington Heights,IL60005
94-3465394
Tax credit financed housing IL N/A
C         No
(81) Alexian Village of Elk Grove

3040 W Salt Creek Lane
Arlington Heights,IL60005
35-2211303
Tax credit financed housing IL N/A
C         No
(82) Network Health Plan Inc

1570 Midway Place
Menasha,WI54952
39-1442058
Insurance WI N/A
C         No
(83) Affiliated Medical Services Laboratory Inc

2916 E Central
Wichita,KS67214
48-1239522
Medical Laboratory KS N/A
C         No
(84) Integrated Healthcare Systems Inc

3311 East Murdock
Wichita,KS67208
48-0941549
Clinic Services KS N/A
C         No
(85) VCH Iowa PC Trust

8200 E Thorn Drive Suite 300
Wichita,KS67226
27-6937322
Beneficiary Trust IA N/A
T         No
(86) VCH Iowa PC

8200 E Thorn Drive Suite 300
Wichita,KS67226
27-3983977
Professional Association IA N/A
C         No
(87) Via Christi Clinic PA

3311 East Murdock
Wichita,KS67208
48-0993446
Professional Association KS N/A
C         No
(88) Via Christi Clinic Services Inc

8200 E Thorn Drive Suite 300
Wichita,KS67226
27-3984287
Clinic Services KS N/A
C         No
(89) Sunflower Assurance Ltd

PO Box 1085
Grand Cayman   KY1-1102
CJ
98-0223159
Insurance Company CJ N/A
C         No
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) Ascension Health

S 277,473,503 Actual Amount Transferred
(2) Ascension Health

S 609,745,227 Actual Amount Transferred
(3) Catholic Healthcare Investment Management Company

S 6,209,914 Net Asset Transfer
(4) Catholic Healthcare Investment Management Company

M 6,126,533 Fee Agreement
(5) Ascension Health Alliance Professional & General Liab Self-Insurance Trust

Q 4,373,916 Services Fees

Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Schedule R (Form 990) 2013
Additional Data


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