TY 2014 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2014

Open to Public Inspection

For calendar year 2014, or tax year beginning 2014, and ending , 20

Name of foundation
THE WINTHROP ROCKEFELLER FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)225 EAST MARKHAM STREET NO 200 Room/suite

City or town, state or province, country, and ZIP or foreign postal code
LITTLE ROCK, AR72201

A Employer identification number

71-0285871

B Telephone number (see instructions)

(501) 376-6854

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$145,227,366J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach
	schedule)..............	89,000
2	Check
	Sch. B ...............
3	Interest on savings and temporary cash investments	365,665		365,665
4	Dividends and interest from securities......	2,961,562		2,961,562
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		6,163,726
b	Gross sales price for all assets on line 6a 26,441,117
7	Capital gain net income (from Part IV, line 2)...			6,163,726
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		17,586	17,586	0
12	Total. Add lines 1 through 11........	9,597,539		9,508,539	0
13	Compensation of officers, directors, trustees, etc.	640,101		77,989	0	562,111
14	Other employee salaries and wages......	352,548		0	0	352,548
15	Pension plans, employee benefits.......	290,773		13,929	0	276,844
16a	Legal fees (attach schedule).........		21,445	0	0	21,445
b	Accounting fees (attach schedule).......		58,286	13,000	0	45,286
c	Other professional fees (attach schedule)....		1,088,093	484,784	0	603,309
17	Interest...............	22,324		21,532	0	792
18	Taxes (attach schedule) (see instructions)...		247,274	89,602	0	0
19	Depreciation (attach schedule) and depletion...		53,906	0	0
20	Occupancy..............	128,649		0	0	128,649
21	Travel, conferences, and meetings.......	78,216		878	0	77,338
22	Printing and publications..........	57,462		0	0	57,462
23	Other expenses (attach schedule).......		680,114	133,002	0	461,790
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	3,719,191		834,716	0	2,587,574
25	Contributions, gifts, grants paid........	3,757,146				3,671,888
26	Total expenses and disbursements. Add lines 24 and 25	7,476,337		834,716	0	6,259,462
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	2,121,202
b	Net investment income (if negative, enter -0-)			8,673,823
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2014)

Form 990-PF (2014)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........	20,856,375	20,366,164	20,366,164
	3	Accounts receivable 253
		Less: allowance for doubtful accounts	357	253	253
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........	91,206,956	88,814,727	88,814,727
	c	Investments—corporate bonds (attach schedule)........	29,827,027	30,519,903	30,519,903
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........
	14	Land, buildings, and equipment: basis 435,575
		Less: accumulated depreciation (attach schedule) 280,336	178,743	155,239	155,239
	15	Other assets (describe )	5,052,606	5,371,080	5,371,080
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	147,122,064	145,227,366	145,227,366
	17	Accounts payable and accrued expenses..........	274,491	299,520
	18	Grants payable..................	3,116,312	3,201,590
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........	3,390,803	3,501,110
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted...................	143,731,261	141,726,256
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions)......	143,731,261	141,726,256
	31	Total liabilities and net assets/fund balances (see instructions)..	147,122,064	145,227,366

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	143,731,261
2	Enter amount from Part I, line 27a.....................	2	2,121,202
3	Other increases not included in line 2 (itemize)	3	54,443
4	Add lines 1, 2, and 3..........................	4	145,906,906
5	Decreases not included in line 2 (itemize)	5	4,180,650
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	141,726,256

Form 990-PF (2014)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation
1 a	ADVISORY-SHORT TERM (SEE STMT 15D)	P
b	ADVISORY-LONG TERM (SEE STMT 15D)	P
c	BLACKROCK-SHORT TERM (SEE STMT 15I)	P
d	GMO-LONG TERM (SEE STMT 15J)	P
e	HERNDON-SHORT TERM (SEE STMT 15F)	P
	HERNDON-LONG TERM (SEE STMT 15F)	P
	KR CAPITAL-SHORT TERM (SEE STATEMENT 15A)	P
	KR CAPITAL-LONG TERM (SEE STATEMENT 15A)	P
	PIMCO-SHORT TERM (SEE STMT 15C)	P
	PIMCO-LONG TERM (SEE STMT 15C)	P
	RANGER-SHORT TERM (SEE STMT 15H)	P
	RANGER-LONG TERM (SEE STMT 15H)	P
	CASH ACCOUNT-SHORT TERM (SEE STMT 15G)	P
	ARTISIAN-SHORT TERM (SEE ATTACHED 15K)	P
	ARTISIAN-LONG TERM (SEE ATTACHED 15K)	P
	MFB NTGI-QM COM DAILY (SEE STMT 15E)	P
	MFB NTGI-QM COM DAILY (SEE STMT 15E)	P
	MFB NTGI-QM COM DAILY (SEE STMT 15E)	P
	MFB NTGI-QM COM DAILY (SEE STMT 15E)	P
	MFB NTGI COMMON DAILY (SEE STMT 15E)	P
	MFB NTGI COMMON DAILY (SEE STMT 15E)	P
	CBRE-SHORT TERM (SEE STMT 15B)	P
	CBRE-LONG TERM (SEE STMT 15B)	P
	P/T: MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND S/T(SEE STMT 16A)	P
	P/T: MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND L/T(SEE STMT 16A)	P
	P/T: D.S.V. II, LP (SEE STMT 16B)	P
	REGULATED FUTURES CONTRACTS	P
	CAPITAL GAINS DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	340,847	323,448	17,399
b	1,721,737	1,085,173	636,564
c	400,000	388,901	11,099
d	1,000,000	1,157,299	-157,299
e	2,344,735	2,331,907	12,828
	2,153,973	1,502,692	651,281
	567,211	496,302	70,909
	2,128,423	1,414,735	713,688
	622,806	614,634	8,172
	4,327,194	4,234,416	92,778
	1,214,869	1,306,651	-91,782
	1,896,601	1,168,648	727,953
	1,262	1,167	95
	139,224	143,435	-4,211
	285,777	288,466	-2,689
	189,885	186,401	3,484
	1,510,115	1,133,446	376,669
	50,498		50,498
	836,509		836,509
	35,179		35,179
	22,786		22,786
	1,425,371	1,420,119	5,252
	1,500,187	1,078,995	421,192
	66,735		66,735
	206,853		206,853
	1,314		1,314
		556	-556
	1,451,026		1,451,026

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			17,399
b			636,564
c			11,099
d			-157,299
e			12,828
			651,281
			70,909
			713,688
			8,172
			92,778
			-91,782
			727,953
			95
			-4,211
			-2,689
			3,484
			376,669
			50,498
			836,509
			35,179
			22,786
			5,252
			421,192
			66,735
			206,853
			1,314
			-556
			1,451,026

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	6,163,726
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2013	5,427,176	132,374,024	0.040999
2012	6,614,196	124,458,087	0.053144
2011	7,658,054	125,708,607	0.060919
2010	7,415,301	118,410,948	0.062623
2009	8,037,938	106,264,684	0.075641

2	Total of line 1, column (d) ......................	2	0.293326
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.058665
4	Enter the net value of noncharitable-use assets for 2014 from Part X, line 5.....	4	140,313,722
5	Multiply line 4 by line 3.......................	5	8,231,505
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	86,738
7	Add lines 5 and 6.........................	7	8,318,243
8	Enter qualifying distributions from Part XII, line 4..............	8	6,509,196
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2014)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	173,476
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	173,476
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	173,476
6	Credits/Payments:

a	2014 estimated tax payments and 2013 overpayment credited to 2014	6a	183,059
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	183,059
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	9,583
11	Enter the amount of line 10 to be: Credited to 2015 estimated tax9,583	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions

for definition)?.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Yes

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Form 990-PF (2014)

Page 5

Part VII-A

Statements Regarding Activities (continued)

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

WWW.WRFOUNDATION.ORG/WWW.GUIDESTAR.ORG

The books are in care of bullet

ANDREA M DOBSON Telephone no. bullet

(501) 376-6854

Located at bullet

225 EAST MARKHAM STREET STE 200LITTLE ROCKAR ZIP+4 bullet

72201

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet

Form 990-PF (2014)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2014?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2014, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2014?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?........................YesNo

If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2014.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? (see instructions)..................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.......................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2014)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
SHERECE WEST-SCANTLEBURY	PRESIDENT & CEO 50.00	267,018	38,756	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	PRESIDENT & CEO 50.00	267,018	38,756	0
ANDREA DOBSON	COFO 50.00	205,150	40,215	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	COFO 50.00	205,150	40,215	0
JERRY ADAMS	DIRECTOR 2.36	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 2.36	0	0	0
RENE BRYCE-LAPORTE	DIRECTOR 3.28	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 3.28	0	0	0
VICKI SAVIERS	DIRECTOR 2.42	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 2.42	0	0	0
LISENNE ROCKEFELLER	DIRECTOR 1.68	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 1.68	0	0	0
DAVID RAINEY	DIRECTOR 2.95	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 2.95	0	0	0
DIANA GONZALES WORTHEN	DIRECTOR 2.17	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 2.17	0	0	0
ANDRE GUERRERO	DIRECTOR 1.81	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 1.81	0	0	0
YVETTE MURPHY-ERBY	DIRECTOR 2.90	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 2.90	0	0	0
TOYCE NEWTON	CHAIR 5.79	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	CHAIR 5.79	0	0	0
PLEDGER E MONK III	DIRECTOR 3.45	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 3.45	0	0	0
PHILLIP N BALDWIN	VICE CHAIR 3.42	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	VICE CHAIR 3.42	0	0	0
REGAN GRUBER MOFFITT	BOARD SECRETARY 50.00	119,860	22,206	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	BOARD SECRETARY 50.00	119,860	22,206	0
SUSAN HARRIMAN	DIRECTOR 2.10	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 2.10	0	0	0
XOCHITL DELGADO-SOLORZANO	BOARD LIAISON 40.00	48,073	11,017	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	BOARD LIAISON 40.00	48,073	11,017	0
FREDDIE BLACK	DIRECTOR 3.00	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 3.00	0	0	0
HELEN DORADO ALESSI	DIRECTOR 1.85	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 1.85	0	0	0
CALVIN WHITE	DIRECTOR 2.06	0	0	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	DIRECTOR 2.06	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
CORY ANDERSON	VICE-PRESIDENT 50.00	157,645	20,435	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	VICE-PRESIDENT 50.00	157,645	20,435	0
ANDREW FORD	INTERIM SENIOR ASSOC 40.00	67,048	10,439	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	INTERIM SENIOR ASSOC 40.00	67,048	10,439	0
MICHAEL CASTENS	GRANT AND OPERATIONS 40.00	55,737	10,683	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	GRANT AND OPERATIONS 40.00	55,737	10,683	0
RUSSELL CAREY	PROGRAM ASSOCIATE 40.00	50,117	10,109	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	PROGRAM ASSOCIATE 40.00	50,117	10,109	0
TAKEMA BRADBERRY	ASSISTANT 40.00	15,565	2,000	0
225 EAST MARKHAM STREET STE 200 LITTLE ROCK,AR72201	ASSISTANT 40.00	15,565	2,000	0
Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
BOSTON CONSULTING GROUP INC	EDUCATION CONSULTING	250,000
ONE BEACON STREET 10TH FLOOR BOSTON,MA02108	EDUCATION CONSULTING	250,000
KR CAPITAL ADVISORS INC	INVESTMENT MANAGEMENT	111,782
750 LEXINGTON AVENUE SUITE 2402 NEW YORK,NY10022	INVESTMENT MANAGEMENT	111,782
THE NORTHERN TRUST COMPANY	INVESTMENT CUSTODY/ MANAGEMENT SERVICES	109,679
50 SOUTH LASALLE ST CHICAGO,IL60603	INVESTMENT CUSTODY/ MANAGEMENT SERVICES	109,679
HEWITT ENNISKNUPP INC AN AON COMPANY	INVESTMENT OVERSIGHT AND ADVISING	105,343
39584 TREASURY CENTER CHICAGO,IL60694	INVESTMENT OVERSIGHT AND ADVISING	105,343
CBRE CLARION SECURITIES	INVESTMENT MANAGEMENT	51,624
201 KING OF PRUSSIA ROAD SUITE 600 RADNOR,PA19087	INVESTMENT MANAGEMENT	51,624

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1	SEE STATEMENT 18	421,130
2	SEE STATEMENT 18	207,117
3	SEE STATEMENT 18	161,500
4	SEE STATEMENT 18	87,046

Form 990-PF (2014)

Page 8

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1	INCREASED INVESTMENT IN SOUTHERN BANCORP	249,734
2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

249,734

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

138,182,163

Average of monthly cash balances.......................

4,268,316

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

142,450,479

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

142,450,479

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

2,136,757

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

140,313,722

Minimum investment return. Enter 5% of line 5..................

7,015,686

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

7,015,686

Tax on investment income for 2014 from Part VI, line 5......

173,476

Income tax for 2014. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

173,476

Distributable amount before adjustments. Subtract line 2c from line 1............

6,842,210

Recoveries of amounts treated as qualifying distributions................

65,244

Add lines 3 and 4............................

6,907,454

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

6,907,454

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

6,259,462

Program-related investments—total from Part IX-B..................

249,734

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

6,509,196

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

6,509,196

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2014)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2013	(c) 2013	(d) 2014
1 Distributable amount for 2014 from Part XI, line 7					6,907,454
2 Undistributed income, if any, as of the end of 2014:
a Enter amount for 2013 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2014:
a From 2009.......	2,272,839
b From 2010.......	1,380,544
c From 2011.......	1,391,133
d From 2012.......	420,036
e From 2013.......
fTotal of lines 3a through e.........		5,464,552
4Qualifying distributions for 2014 from Part
XII, line 4: $ 6,509,196
a Applied to 2013, but not more than line 2a					0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2014 distributable amount.....					6,509,196
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2014.		398,258			398,258
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		5,066,294
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2013. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2014. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2015 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		89,000
8Excess distributions carryover from 2009 not applied on line 5 or line 7 (see instructions) ...		1,785,581
9Excess distributions carryover to 2015. Subtract lines 7 and 8 from line 6a ......		3,191,713
10 Analysis of line 9:
a Excess from 2010....	1,380,544
b Excess from 2011....	1,391,133
c Excess from 2012....	420,036
d Excess from 2013....
e Excess from 2014....

Form 990-PF (2014)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2014, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2014	(b) 2013	(c) 2012	(d) 2011	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

ONLINE AT WWWWRFOUNDATIONORG
225 EAST MARKHAM STREET SUITE 200
LITTLE ROCK,AR72201
(501) 376-6854

bThe form in which applications should be submitted and information and materials they should include:

SEE STATEMENT 19

cAny submission deadlines:

SEE STATEMENT 19

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

SEE STATEMENT 19

Form 990-PF (2014)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
SEE STATEMENT 20 VARIOUS LITTLE ROCK,AR72201			SEE STATEMENT 20	3,670,689
YOUNG ADULT OPPORTUNITY CENTER 1200 BISHIP WARREN DRIVE LITTLE ROCK,AR72204		PC	TO PROVIDE COMPUTERS AND OTHER TECHNOLOGICAL EQUIPMENT	1,199
Total ................................. 3a				3,671,888

bApproved for future payment
SEE STATEMENT 20 VARIOUS LITTLE ROCK,AR72201	SEE STATEMENT 20	2,299,210
Total ................................. 3b		2,299,210

Form 990-PF (2014)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............			14	365,665
4 Dividends and interest from securities....			14	2,961,562
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....			14	17,586
8 Gain or (loss) from sales of assets other than inventory .............			18	6,163,726
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		9,508,539	0

13Total. Add line 12, columns (b), (d), and (e)..................

139,508,539

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2014)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2014)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2014

Name of the organization

THE WINTHROP ROCKEFELLER FOUNDATION

Employer identification number

71-0285871

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or
property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Page 2

Name of organization THE WINTHROP ROCKEFELLER FOUNDATION

Part I	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	TRUST UW WINTHROP ROCKEFELLER 2230 COTTONDALE LANE SUITE 6 LITTLE ROCK, AR72202	$89,000	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Page 3

Name of organization THE WINTHROP ROCKEFELLER FOUNDATION

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Page 4

Name of organization
THE WINTHROP ROCKEFELLER FOUNDATION

Employer identification number

71-0285871

Part III

Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet

$
Use duplicate copies of Part III if additional space is needed.

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Additional Data

Software ID:
Software Version:

- TIN:

TY 2014 AccountingFeesSchedule

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Category	Amount	Net Investment Income	Disbursements for Charitable Purposes
JPMS COX - AUDIT AND TAX PREPARATION SERVICES	49,312	13,000	36,312
LOVE AND ASSOCIATES - QUARTERLY INTERNAL AUDIT REVIEWS	2,418	0	2,418
GUENTHER ACCOUNTING SOLUTIONS - PAYROLL PROCESSING AND TIMEKEEPING SERVICES	4,800	0	4,800
COMPLETE PAYROLL SERVICES - PAYROLL PROCESSING AND TIMEKEEPING SERVICES	1,756	0	1,756

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2014 ExpenditureResponsibilityStmt

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Grantee's Name	Grantee's Address	Grant Date	Grant Amount	Grant Purpose	Amount Expended By Grantee	Any Diversion By Grantee?	Dates of Reports By Grantee	Date of Verification	Results of Verification
	1672 E JOYCE BOULEVARD SUITE 1 FAYETTEVILLE,AR72703	2013-09-30	10,000	SEE STATEMENT 22	10,000
	3 INNWOOD CIRCLE SUITE 200 LITTLE ROCK,AR72211	2005-09-30	18,000	SEE STATEMENT 22	18,000

- TIN:

TY 2014 InvestmentsCorpBondsSchedule

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Name of Bond	End of Year Book Value	End of Year Fair Market Value
NTGI BOND FUND - SEE STATEMENT 21	12,433,158	12,433,158
PIMCO FIXED INCOME FUND - SEE STATEMENT 21	6,686,073	6,686,073
CCM FIXED INCOME FUND - SEE STATEMENT 21	11,400,672	11,400,672

- TIN:

TY 2014 InvestmentsCorpStockSchedule

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ARTISAN - SEE STATMENT 21	14,810,128	14,810,128
KR CAPITAL - SEE STATEMENT 21	11,677,248	11,677,248
GMO INT'L FUND - SEE STATEMENT 21	14,315,340	14,315,340
CBRE CLARION REITS - SEE STATEMENT 21	6,877,632	6,877,632
ADVISORY RESEARCH EQUITIES - SEE STATEMENT 21	3,824,897	3,824,897
HERNDON CAPITAL EQUITIES - SEE STATEMENT 21	7,428,227	7,428,227
BLACKROCK EQUITY - SEE STATEMENT 21	13,982,197	13,982,197
RANGER EQUITIES - SEE STATEMENT 21	4,182,493	4,182,493
RUSSELL 1000 GROWTH EQUITIES	11,716,565	11,716,565

- TIN:

TY 2014 LegalFeesSchedule

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
WRIGHT, LINDSEY, & JENNINGS - GENERAL BUSINESS COUNSEL	21,445	0	0	21,445

- TIN:

TY 2014 OtherAssetsSchedule

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
PROGRAM RELATED INVESTMENTS	4,892,168	5,076,658	5,076,658
ACCRUED INTEREST RECEIVABLE	138,188	272,172	272,172
WRCT IN LIEU OF GRANT RECEIVABLE	22,250	22,250	22,250

- TIN:

TY 2014 OtherDecreasesSchedule

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Description	Amount

- TIN:

TY 2014 OtherExpensesSchedule

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
INSURANCE	16,290	0	16,290
POSTAGE	1,344	0	1,344
DUES & SUBSCRIPTIONS	61,393	0	61,393
OFFICE EXPENSES	201,218	0	201,218
PROGRAM EXPENSES	203,206	0	203,206
ACCRUAL TO CASH CONVERSION	0	0	-79,704
PASSTHROUGH PORTFOLIO DEDUCTIONS	15,740	10,122	0
CONVENTIONS AND MEETINGS	14,968	0	14,968
PROFESSIONAL DEVELOPMENT	11,689	0	11,689
PASSTHROUGH LOSSES - FUND FOR ARKANSAS FUTURE	22,056	22,056	0
COMMITTEE SUPPORT - TRUSTEE	4,274	0	4,274
BANK CHARGES	78	0	78
BOARD APPRECIATION	250	0	250
TRUSTEE OPERATIONS EXPENSE	23,264	0	23,264
COMPUTER TRAINING	3,520	0	3,520
PASSTHROUGH LOSSES - DIAMOND STATE VENTURES II	53,602	53,602	0
PASSTHROUGH LOSSES - DIAMOND STATE VENTURES III	47,222	47,222	0

- TIN:

TY 2014 OtherIncomeSchedule2

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Description	Revenue And Expenses Per Books	Net Investment Income
NT BOND FUND TRUST MISCELLANEOUS INVESTMENT INCOME	9,084	9,084
MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND, LP	7,786	7,786
BLACKROCK	716	716

- TIN:

TY 2014 OtherIncreasesSchedule

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Description	Amount

- TIN:

TY 2014 OtherProfessionalFeesSchedule

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Category	Amount	Net Investment Income	Disbursements for Charitable Purposes
INVESTMENT OVERSIGHT	95,735	95,735	0
MANAGEMENT FEES - REITS	51,624	51,624	0
INVESTMENT MGMT FEES - KR CAPITAL	111,782	111,782	0
INVESTMENT MGMT FEES - NORTHERN TRUST	202	202	0
INVESTMENT MGMT FEES - ADVISORY RESEARCH	45,890	45,890	0
CUSTODIAL BANK FEES	94,940	94,940	0
ADVISORY FEES - KR CAPITAL	142	142	0
TRUSTEE FEES- NT BOND INDEX FUND	4,296	4,296	0
PROGRAM EVALUATION	1,875	0	1,875
CONSULTING FEES	48,359	0	48,359
CONSULTING FEES - PROGRAM	138,106	0	138,106
COMMUNICATIONS SUPPORT - PROGRAM	51,700	0	51,700
INVESTMENT MGMT FEES - HERNDON	40,445	40,445	0
INVESTMENT MGMT FEES - RANGER	38,683	38,683	0
AR GLR & OTL	113,269	0	113,269
PROFESSIONAL FEES-BOND INDEX	1,045	1,045	0
FORWARD ARKANSAS INITIATIVE	250,000	0	250,000

- TIN:

TY 2014 TaxesSchedule

Name:

THE WINTHROP ROCKEFELLER FOUNDATION

EIN: 71-0285871

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FEDERAL EXCISE TAX	157,672	0	0	0
FOREIGN TAXES	89,602	89,602	0	0