Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
CARROLL PETRIE FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O PRAGER METIS675 THIRD AVE   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10017
A Employer identification number

13-3912203
B Telephone number (see instructions)

(212) 972-7555
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,090,285J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule).............. 501,525
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments 1,109 1,109  
4 Dividends and interest from securities...... 57,032 57,032  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 863,457
b Gross sales price for all assets on line 6a 3,288,199
7 Capital gain net income (from Part IV, line 2)... 1,252,787
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 15 15  
12 Total. Add lines 1 through 11........ 1,423,138 1,310,943  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 65,085 32,542   32,543
b Accounting fees (attach schedule)....... Click to see attachment 7,000 3,500   3,500
c Other professional fees (attach schedule).... Click to see attachment 402 213   214
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 493 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 6,584 3,142   3,442
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 79,564 39,397   39,699
25 Contributions, gifts, grants paid........ 970,000 970,000
26 Total expenses and disbursements. Add lines 24 and 25 1,049,564 39,397   1,009,699
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 373,574
b Net investment income (if negative, enter -0-) 1,271,546
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 409,129 250,108 250,108
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 405,930 Click to see attachment1,040,111 1,037,978
b Investments—corporate stock (attach schedule)........ 1,556,910 Click to see attachment1,436,120 1,797,433
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment17,504 Click to see attachment4,766 Click to see attachment4,766
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,389,473 2,731,105 3,090,285
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 2,389,473 2,731,105
30 Total net assets or fund balances (see instructions)...... 2,389,473 2,731,105
31 Total liabilities and net assets/fund balances (see instructions).. 2,389,473 2,731,105
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,389,473
2 Enter amount from Part I, line 27a..................... 2 373,574
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 994
4 Add lines 1, 2, and 3.......................... 4 2,764,041
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 32,936
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,731,105
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 25 SHS ANADARKO PETE CORP P 2013-07-17 2014-01-02
b 655 SHS ANADARKO PETE CORP P 2014-06-12 2014-12-05
c 119.99 SHS ANADARKO PETE CORP P 2014-06-12 2014-12-05
d 8,349.70 SHS FRANKLIN INVS SECS TOTAL RETURN P 2014-01-07 2014-10-06
e 1,470 SHS HALLIBURTON CO P 2014-06-12 2014-12-05
15 SHS. NOVO-NORDISK A S ADR P 2013-07-17 2014-01-02
25 SHS PRICE T ROWE GROUP INC P 2013-07-18 2014-01-02
200 SHS SOUTHWESTERN ENERGY CO P 2014-03-04 2014-10-27
175 SHS SOUTHWESTERN ENERGY CO P 2014-03-04 2014-10-27
275 SHS TRIMBLE NAVIGATION LTD P 2014-03-04 2014-12-05
20 SHS UNITED TECHNOLOGIES CORP P 2013-07-17 2014-01-02
50 SHS ALLERGAN INC COM P 2008-04-10 2014-01-02
175 SHS ALLERGAN INC COM P 2008-04-10 2014-03-24
55 SHS ALLERGAN INC COM P 2008-04-10 2014-10-03
60 SHS AMERICAN EXPRESS CO P 2009-12-24 2014-01-02
90 SHS AMERICAN EXPRESS CO P 2009-12-24 2014-03-24
125 SHS AMERICAN EXPRESS CO P 2009-12-24 2014-10-03
5,300 SHS AMERICAN EXPRESS CO P 2009-12-24 2014-12-05
15 SHS APPLE COMPUTER INC NPV P 2008-01-14 2014-01-02
45 SHS APPLE COMPUTER INC NPV P 2010-02-01 2014-03-24
20 SHS APPLE COMPUTER INC NPV P 2010-02-01 2014-09-23
50 SHS APPLE COMPUTER INC NPV P 2010-02-01 2014-10-03
115 SHS BRISTOL MYERS SQUIBB CO P 2011-05-10 2014-01-02
460 SHS BRISTOL MYERS SQUIBB CO P 2011-05-10 2014-03-24
100 SHS BRISTOL MYERS SQUIBB CO P 2011-05-10 2014-09-23
325 SHS BRISTOL MYERS SQUIBB CO P 2011-05-10 2014-10-03
45 SHS CELGENE CORP P 2010-07-28 2014-01-02
155 SHS CELGENE CORP P 2010-07-28 2014-03-24
50 SHS CHEVRONTEXACO CORP P 2011-01-11 2014-01-02
75 SHS CHEVRONTEXACO CORP P 2011-01-11 2014-03-24
50 SHS CHEVRONTEXACO CORP P 2011-01-11 2014-09-23
60 SHS COSTCO WHSL CORP NEW P 2005-12-28 2014-01-02
200 SHS COSTCO WHSL CORP NEW P 2005-12-28 2014-03-24
65 SHS COSTCO WHSL CORP NEW P 2003-01-09 2014-09-23
50 SHS CUMMINS ENGINE INC P 2010-08-25 2014-01-02
150 SHS CUMMINS ENGINE INC P 2010-08-25 2014-03-24
50 SHS CUMMINS ENGINE INC P 2010-08-25 2014-09-23
25 SHS DIAGEO PLC SPONSORED ADR NEW P 2012-08-02 2014-01-02
75 SHS DISNEY WALT CO P 2006-01-04 2014-01-02
200 SHS DISNEY WALT CO P 2006-01-04 2014-03-24
50 SHS DISNEY WALT CO P 2006-01-01 2014-10-03
85 SHS DU PONT E I DE NEMOURS & CO P 2011-02-10 2014-01-02
215 SHS DU PONT E I DE NEMOURS & CO P 2011-02-10 2014-03-04
200 SHS DU PONT E I DE NEMOURS & CO P 2008-04-28 2014-03-24
50 SHS DU PONT E I DE NEMOURS & CO P 2008-04-28 2014-09-23
150 SHS DU PONT E I DE NEMOURS & CO P 2008-04-28 2014-10-03
170 SHS EMC CORP MASS P 2005-12-29 2014-01-02
150 SHS EMC CORP MASS P 2005-12-29 2014-03-24
480 SHS EMC CORP MASS P 2005-12-29 2014-09-23
75 SHS EBAY INC P 2002-02-25 2014-01-02
225 SHS EBAY INC P 2002-02-25 2014-03-04
300 SHS EBAY INC P 2002-02-25 2014-09-23
60 SHS FREEPORT-MCMORAN COPPER & GOLD P 2011-04-26 2014-01-02
440 SHS FREEPORT-MCMORAN COPPER & GOLD P 2011-04-26 2014-03-04
1,500 SHS GENERAL ELECTRIC CO P 2009-03-18 2014-01-02
650 SHS GENERAL ELECTRIC CO P 2007-08-01 2014-12-05
50 SHS HOME DEPOT P 2009-08-04 2014-01-02
75 SHS HOME DEPOT P 2009-08-04 2014-09-23
150 INTEL CORP P 2006-01-03 2014-01-02
450 INTEL CORP P 2006-01-03 2014-09-23
25 SHS INTERNATIONAL BUSINESS MACHINE CORP P 2009-03-18 2014-01-02
100 SHS INTERNATIONAL BUSINESS MACHINE CORP P 2009-03-18 2014-09-23
75 SHS INTERNATIONAL BUSINESS MACHINE CORP P 2009-03-18 2014-11-03
300 SHS JOHNSON & JOHNSON P 2009-10-08 2014-12-05
160 SHS LOREAL CO ADR P 1992-10-09 2014-01-02
500 SHS LOREAL CO ADR P 1992-10-09 2014-03-24
50 SHS MCDONALDS CORP P 2009-11-04 2014-01-02
200 SHS MCDONALDS CORP P 2009-11-04 2014-03-04
150 SHS MCDONALDS CORP P 2009-11-04 2014-10-03
105 SHS MICROCHIP TECHNOLOGY INC P 2009-09-11 2014-01-02
95 SHS MICROCHIP TECHNOLOGY INC P 2009-09-11 2014-03-24
100 SHS MICROCHIP TECHNOLOGY INC P 2009-09-11 2014-09-23
75 SHS NIKE INC, CL B P 2008-07-08 2014-01-02
90 SHS NIKE INC, CL B P 2009-07-08 2014-03-24
100 SHS NIKE INC, CL B P 2008-07-08 2014-09-23
300 SHS PETROCHINA CO LTD SPONS ADR P 2009-03-18 2014-01-02
75 SHS PROCTOR & GAMBLE CO P 2009-09-28 2014-01-02
325 SHS PROCTOR & GAMBLE CO P 2009-09-28 2014-03-04
1,950 SHS PROCTOR & GAMBLE CO P 2009-09-28 2014-12-05
60 SHS QUALCOM INC P 2009-09-17 2014-01-02
40 SHS QUALCOM INC P 2009-09-17 2014-03-24
100 SHS QUALCOM INC P 2009-09-17 2014-10-03
60 SHS ROYAL DUTCH SHELL PLC - ADR B P 2011-01-12 2014-01-02
240 SHS ROYAL DUTCH SHELL PLC - ADR B P 2011-01-12 2014-08-23
200 SHS ROYAL DUTCH SHELL PLC - ADR B P 2011-01-12 2014-10-03
50 SHS SCHLUMBERGER LTD P 2006-10-12 2014-01-02
100 SHS SCHLUMBERGER LTD P 2006-10-12 2014-09-23
225 SHS TAIWAN SEMICONDUCTOR MFG CO SPON ADR P 2006-06-21 2014-01-02
1,775 SHS TAIWAN SEMICONDUCTOR MFG CO SPON ADR P 2006-06-21 2014-03-14
600 SHS TERADATA CORP P 2010-12-20 2014-01-02
40 SHS UNION PAC CORP P 2011-04-28 2014-01-02
85 SHS UNION PAC CORP P 2011-04-28 2014-03-24
100 SHS UNION PAC CORP P 2011-04-28 2014-09-23
100 SHS UNION PAC CORP P 2011-04-28 2014-10-03
50 SHS UNITED PARCEL SVC INC CL B P 2010-06-21 2014-01-02
50 SHS UNITED PARCEL SVC INC CL B P 2010-06-21 2014-03-24
100 SHS UNITED PARCEL SVC INC CL B P 2010-06-21 2014-09-23
50,000 UNITED STATES TREASURY NTS INFLATION LINK DTD 7/15/2005 P 2009-03-20 2014-01-06
50,000 UNITED STATES TREASURY NOTE DTD 2/28/2009 P 2010-01-21 2014-01-06
285,000 UNITED STATES TREASURY NOTE INDEX LINKED 4/15/2011 P 2011-04-21 2014-01-06
40O SHS VARIAN MED SYS INC P 2011-05-04 2014-01-02
85 SHS VERIZON COMMUNICATIONS P 2003-01-28 2014-01-02
200 SHS VERIZON COMMUNICATIONS P 2005-12-28 2014-03-24
2,600 SHS WELLS FARGO & CO NEW P 2010-07-06 2014-12-05
105 SHS WHOLE FOODS MKT INC P 2009-12-08 2014-01-02
400 SHS WHOLE FOOD MKT INC P 2009-12-08 2014-03-24
25 SHS LOUIS VUITTON MOET HENNESSEY (FRF) P 2010-06-10 2014-01-02
75 SHS LOUIS VUITTON MOET HENNESSEY (FRF) P 2010-06-10 2014-03-04
100 SHS LOUIS VUITTON MOET HENNESSEY (FRF) P 2010-06-10 2014-09-24
50 SHS COMPAGNIE FINANCIERE RICHEMONT SA (CHF) P 2012-03-13 2014-01-03
150 SHS COMPAGNIE FINANCIERE RICHEMONT SA (CHF) P 2012-03-13 2014-03-04
200 SHS COMPAGNIE FINANCIERE RICHEMONT SA (CHF) P 2012-03-13 2014-10-03
25 SHS ROCHE HOLDING AG BASEL P 2006-08-18 2014-01-03
65 SHS ROCHE HOLDING AG BASEL P 2006-08-18 2014-03-24
150 SHS AUSTRALIA & NEW ZEALAND BKG GRP P 2010-12-21 2014-01-03
1,150 SHS AUSTRALIA & NEW ZEALAND BKG GRP P 2010-12-21 2014-03-05
775 SHS AIA GROUP LTD (HKD) P 2011-10-13 2014-01-03
6,225 SHS AIA GROUP LTD (HKD) P 2011-10-13 2014-09-24
9,000 SHS BOC HONG KONG HOLDINGS LTD P 2010-04-13 2014-01-03
1,430 SHS STARHUB LTD P 2010-04-22 2014-01-03
6,070 SHS STARHUB LTD P 2010-04-22 2014-03-05
5,500 SHS STARHUB LTD P 2010-04-22 2014-03-25
6,448 SHS BP PRUDHOE BAY ROYALTY TRUST D 2003-06-02 2014-12-10
119.99 ANADARKO PETE CORP P 2014-06-12 2014-12-05
1,200 SHS FORD MOTOR CO P 2011-02-07 2014-02-06
1,500 SHS PFIZER INC P 2013-05-07 2014-05-08
1,500 SHS PFIZER INC P 2013-05-07 2014-05-19
CAPITAL GAINS DISTRIBUTIONS P 2013-01-01 2014-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,969   2,221 -252
b 51,861   70,584 -18,723
c 9,501   9,501 0
d 85,000   82,495 2,505
e 59,797   99,309 -39,512
2,771   2,461 310
2,083   1,961 122
6,192   8,206 -2,014
5,454   7,180 -1,726
7,708   10,623 -2,915
2,257   2,015 242
5,542   2,914 2,628
21,671   10,197 11,474
9,790   3,205 6,585
5,441   2,496 2,945
8,141   3,744 4,397
10,848   5,200 5,648
490,731   233,541 257,190
8,334   2,916 5,418
24,125   8,747 15,378
2,051   555 1,496
4,973   1,388 3,585
6,070   3,301 2,769
23,495   13,205 10,290
5,136   2,871 2,265
16,413   9,330 7,083
7,612   2,408 5,204
22,101   8,296 13,805
6,225   4,592 1,633
8,694   6,889 1,805
6,155   4,592 1,563
7,124   2,987 4,137
22,580   8,652 13,928
8,143   1,970 6,173
7,038   3,697 3,341
21,318   11,091 10,227
6,749   3,697 3,052
3,282   2,649 633
5,712   1,827 3,885
15,924   4,871 11,053
4,388   942 3,446
5,461   4,591 870
14,367   10,643 3,724
13,217   9,833 3,384
3,558   2,458 1,100
10,598   7,374 3,224
4,252   2,336 1,916
4,149   2,061 2,088
14,389   6,595 7,794
4,103   991 3,112
13,260   2,973 10,287
15,830   3,964 11,866
2,262   3,352 -1,090
14,560   24,581 -10,021
41,825   27,200 14,625
16,940   25,303 -8,363
4,107   1,321 2,786
6,889   1,981 4,908
3,840   3,762 78
15,545   11,286 4,259
4,675   2,297 2,378
19,188   9,189 9,999
12,328   6,891 5,437
32,208   17,979 14,229
5,496   520 4,976
15,864   1,625 14,239
4,837   3,021 1,816
19,002   12,084 6,918
14,200   9,063 5,137
4,649   2,477 2,172
4,477   2,207 2,270
4,766   2,252 2,514
5,884   2,137 3,747
6,749   2,564 4,185
8,003   2,849 5,154
32,597   23,493 9,104
6,088   4,389 1,699
25,399   19,019 6,380
174,181   60,941 113,240
4,424   2,705 1,719
3,096   1,804 1,292
7,404   4,509 2,895
4,490   4,067 423
19,421   16,270 3,151
15,325   13,558 1,767
4,479   2,888 1,591
10,241   5,776 4,465
3,882   1,959 1,923
32,078   15,457 16,621
27,145   25,882 1,263
6,762   4,113 2,649
15,856   8,739 7,117
10,815   5,141 5,674
10,750   5,141 5,609
5,236   3,103 2,133
4,849   3,103 1,746
9,744   6,206 3,538
63,279   57,252 6,027
52,338   49,455 2,883
309,976   299,080 10,896
31,045   28,088 2,957
4,167   2,773 1,394
9,309   5,549 3,760
142,983   69,690 73,293
6,039   1,348 4,691
21,501   5,137 16,364
4,505   2,699 1,806
13,672   8,096 5,576
16,830   10,795 6,035
4,887   3,231 1,656
14,894   9,692 5,202
16,293   12,923 3,370
6,911   4,521 2,390
19,091   11,756 7,335
4,292   3,493 799
33,295   26,777 6,518
3,909   2,496 1,413
33,334   20,049 13,285
28,431   22,160 6,271
4,812   2,473 2,339
19,637   10,496 9,141
17,665   9,510 8,155
459,984   112,195 347,789
      0
17,693   19,481 -1,788
43,589   43,424 165
44,270   43,424 846
3,429     3,429
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -252
b       -18,723
c       0
d       2,505
e       -39,512
      310
      122
      -2,014
      -1,726
      -2,915
      242
      2,628
      11,474
      6,585
      2,945
      4,397
      5,648
      257,190
      5,418
      15,378
      1,496
      3,585
      2,769
      10,290
      2,265
      7,083
      5,204
      13,805
      1,633
      1,805
      1,563
      4,137
      13,928
      6,173
      3,341
      10,227
      3,052
      633
      3,885
      11,053
      3,446
      870
      3,724
      3,384
      1,100
      3,224
      1,916
      2,088
      7,794
      3,112
      10,287
      11,866
      -1,090
      -10,021
      14,625
      -8,363
      2,786
      4,908
      78
      4,259
      2,378
      9,999
      5,437
      14,229
      4,976
      14,239
      1,816
      6,918
      5,137
      2,172
      2,270
      2,514
      3,747
      4,185
      5,154
      9,104
      1,699
      6,380
      113,240
      1,719
      1,292
      2,895
      423
      3,151
      1,767
      1,591
      4,465
      1,923
      16,621
      1,263
      2,649
      7,117
      5,674
      5,609
      2,133
      1,746
      3,538
      6,027
      2,883
      10,896
      2,957
      1,394
      3,760
      73,293
      4,691
      16,364
      1,806
      5,576
      6,035
      1,656
      5,202
      3,370
      2,390
      7,335
      799
      6,518
      1,413
      13,285
      6,271
      2,339
      9,141
      8,155
      347,789
      0
      -1,788
      165
      846
      3,429
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,252,787
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 1,413,566 3,378,333 0.418421
2012 2,018,794 3,254,773 0.620256
2011 1,533,670 3,121,339 0.491350
2010 1,069,888 2,970,761 0.360139
2009 96,022 2,352,580 0.040816
2 Total of line 1, column (d) ...................... 2 1.930982
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.386196
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 1,602,943
5 Multiply line 4 by line 3....................... 5 619,050
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 12,715
7 Add lines 5 and 6......................... 7 631,765
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,009,699
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 12,715
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 12,715
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 12,715
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 17,480
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 17,480
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,765
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet4,765 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY, DE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletJAY B GOLDBERG CPA Telephone no.bullet (212) 972-7555
    Located atbulletC/O PRAGER 675 THIRD AVE 3RD FLNEW YORKNY ZIP+4bullet10017
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
    Yes
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JAY B GOLDBERG PRESIDENT & DIRECTOR
    5.00     		0 0 0
    C/O PRAGER METIS 675 THIRD AVE 3RD
    FL
    NEW YORK,NY10017
    WILLIAM D ZABEL SECRETARY & DIRECTOR
    5.00     		0 0 0
    C/O PRAGER METIS 675 THIRD AVE 3RD
    FL
    NEW YORK,NY10017
    THEODORA PORTAGO DIRECTOR
    5.00     		0 0 0
    C/O PRAGER METIS 675 THIRD AVE 3RD
    FL
    NEW YORK,NY10017
    CAROLINA PORTAGO DIRECTOR
    5.00     		0 0 0
    C/O PRAGER METIS 675 THIRD AVE 3RD
    FL
    NEW YORK,NY10017
    CAMILLE MANNING DIRECTOR
    5.00     		0 0 0
    C/O PRAGER METIS 675 THIRD AVE 3RD
    FL
    NEW YORK,NY10017
    DAVID J STOLL DIRECTOR
    5.00     		0 0 0
    C/O PRAGER METIS 675 THIRD AVE 3RD
    FL
    NEW YORK,NY10017
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    SCHULTE ROTH & ZABEL LLP LEGAL 65,085
    919 THIRD AVENUE
    NEW YORK,NY10022
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,465,654
    b
    Average of monthly cash balances.......................
    1b
    161,699
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,627,353
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,627,353
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    24,410
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,602,943
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    80,147
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    80,147
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    12,715
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    12,715
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    67,432
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    67,432
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    67,432
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,009,699
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,009,699
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    12,715
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    996,984
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 67,432
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009.......  
    b From 2010....... 937,086
    c From 2011....... 1,400,989
    d From 2012....... 1,877,347
    e From 2013....... 1,259,629
    fTotal of lines 3a through e......... 5,475,051
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 1,009,699
    a Applied to 2013, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 67,432
    e Remaining amount distributed out of corpus 942,267
    5 Excess distributions carryover applied to 2014. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 6,417,318
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		6,417,318
    10 Analysis of line 9:
    a Excess from 2010.... 937,086
    b Excess from 2011.... 1,400,989
    c Excess from 2012.... 1,877,347
    d Excess from 2013.... 1,259,629
    e Excess from 2014.... 942,267
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADOPT-A-DOG INC
    23 COX AVENUE
    ARMONK,NY10504     		NONE PUBLIC CHARITY GENERAL SUPPORT 55,000
    LUPUS RESEARCH INSTITUTE
    330 SEVENTH AVENUE
    NEW YORK,NY10001     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,000
    PARRISH ART MUSEUM
    279 MONTAUK HIGHWAY
    WATERMILL,NY11976     		NONE PUBLIC CHARITY MATCHING GRANT PROGRAM 25,000
    SJOGREN'S SYNDROME FOUNDATION
    6707 DEMOCRACY BLVD SUITE 325
    BETHESDA,MD20817     		NONE PUBLIC CHARITY THE CARROLL PETRIE FOUNDATION SJOGREN'S SYNDROME AWARENESS AMBASSADOR PROGRAM 130,000
    THE AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS
    424 E 92ND STREET
    NEW YORK,NY10128     		NONE PUBLIC CHARITY DOG RESCUE PROJECT 300,000
    WORLDWIDE CHILDREN'S FOUNDATION OF NEW YORK
    568 BROADWAY
    NEW YORK,NY10012     		NONE PUBLIC CHARITY GENERAL SUPPORT 50,000
    HUMAN RIGHTS FIRST
    75 BROAD STREET 31ST FLOOR
    NEW YORK,NY10004     		NONE PUBLIC CHARITY GENERAL SUPPORT 45,000
    ST LUKE'S ROOSEVELT HOSPITAL FOR DEV DEPARTMENT
    770 LEXINGTON AVENUE 8TH FL
    NEW YORK,NY10065     		NONE PUBLIC CHARITY SMOKING CESSATION PROGRAM 20,000
    FOUNDATION FOR THE PRESERVATION OF THE MAHAYANA TRADITION INC
    1632 SE 11TH AVENUE
    PORTLAND,OR972144702     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,000
    O P C C (FORMERLY OCEAN PARK COMMUNITY CENTER)
    1453 16TH STREET
    SANTA MONICA,CA90404     		NONE PUBLIC CHARITY GENERAL SUPPORT 25,000
    REGION 15 CHILDREN'S ADVOCACY CENTER INC
    12211 RULLMAN DRIVE
    DILLSBORO,IN470188929     		NONE PUBLIC CHARITY GENERAL SUPPORT 5,000
    SANTA FE PREPARATORY SCHOOL
    1101 CAMINO DE LA CRUZ BIANCA
    SANTA FE,NM87505     		NONE PUBLIC CHARITY GENERAL SUPPORT 5,000
    THE HORSE SHELTER
    1012 MARQUEZ PLACE STE 201B
    SANTA FE,NM87505     		NONE PUBLIC CHARITY GENERAL SUPPORT 5,000
    SANTA FE YOUTH SYMPHONY ASSOC INC
    1000 CORDOVA PLACE 190
    SANTA FE,NM87505     		NONE PUBLIC CHARITY GENERAL SUPPORT 5,000
    CENTRAL PARK CONSERVANCY
    14 EAST 60TH STREET
    NEW YORK,NY10022     		NONE PUBLIC CHARITY ADOPT A BENCH PROGRAM 75,000
    FARM SANCTUARY INC
    PO BOX 150
    WATKINS GLEN,NY14891     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,000
    ESPANOLA VALLEY HUMANE SOCIETY
    108 HAMM PARKWAY
    ESPANOLA,NM87532     		NONE PUBLIC CHARITY ANIMAL CARE (FOOD, SHELTER, MEDICAL CARE - NOT TO EUTHANIZE) 10,000
    SANTA FE ANIMAL SHELTER
    100 CAJA DEL RIO ROAD
    SANTA FE,NM87507     		NONE PUBLIC CHARITY ANIMAL CARE (FOOD, SHELTER, MEDICAL CARE - NOT TO EUTHANIZE) 10,000
    BRIDGING THE WORLDS
    PO BOX 9109
    SANTA FE,NM87504     		NONE PUBLIC CHARITY ANIMAL CARE (FOOD, SHELTER, MEDICAL CARE - NOT TO EUTHANIZE) 10,000
    THE HEART & SOUL ANIMAL SANCTUARY
    369 MONTEZUMA AVENUE 130
    SANTA FE,NM87501     		NONE PUBLIC CHARITY ANIMAL CARE (FOOD, SHELTER, MEDICAL CARE - NOT TO EUTHANIZE) 10,000
    THE ANIMAL MEDICAL CENTER
    510 EAST 62ND STREET
    NEW YORK,NY10065     		NONE PUBLIC CHARITY GENERAL SUPPORT 25,000
    CENTER FOR CONTEMPORARY ARTS SANTA FE
    1050 OLD PECOS TRAIL
    SANTA FE,NM87505     		NONE PUBLIC CHARITY GENERAL SUPPORT 25,000
    THE TOBY PROJECT
    220 WEST 72ND STREET
    NEW YORK,NY10023     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,000
    CARNEGIE HILL NEIGHBORS
    170 EAST 91ST STREET
    NEW YORK,NY10128     		NONE PUBLIC CHARITY LANDMARKS PRESERVATION 25,000
    SANTA FE TEEN ARTS CENTER
    1615 PASEO DE PERALTA
    SANTA FE,NM87501     		NONE PUBLIC CHARITY GLOBAL WARMING EXPRESS PROJECT 10,000
    WASHINGTON REGIONAL ASSOCIATION OF GRANTMAKERS
    1400 16TH STREET NW SUITE 740
    WAHINGTON,DC20036     		NONE PUBLIC CHARITY ORGANIC VOICES JUST LABEL IT PROJECT 50,000
    BOWERY ARTS & SCIENCE LTD
    310 BOWERY 3A
    NEW YORK,NY10012     		NONE PUBLIC CHARITY U.S. DEPARTMENT OF ARTS & CULTURE PROJECT 5,000
    NEW MEXICO DANCE COALITION - POMEGRANATE STUDIO
    PO BOX 284
    SANTA FE,NM87504     		NONE PUBLIC CHARITY POMEGRANATE SEEDS PROGRAM 5,000
    Total .................................bullet 3a 970,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 1,109  
    4 Dividends and interest from securities....     14 57,032  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 15  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 863,457  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 921,613 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13921,613
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2014
    Name of the organization
    CARROLL PETRIE FOUNDATION
     
    Employer identification number

    13-3912203
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 2
    Name of organization
    CARROLL PETRIE FOUNDATION
          		Employer identification number

    13-3912203
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    CARROLL PETRIE  
    C/O PRAGER 675 3RD AVE 3FL
     
    NEW YORK, NY10017

    		$501,525


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 3
    Name of organization
    CARROLL PETRIE FOUNDATION
          		Employer identification number

    13-3912203
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 6,448 SHS BP PRUDHOE BAY $ 501,525 2014-12-05
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 4
    Name of organization
    CARROLL PETRIE FOUNDATION
          		Employer identification number

    13-3912203
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
    that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2014 AccountingFeesSchedule
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 7,000 3,500   3,500

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2014 ExpenditureResponsibilityStmt
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
     
          		PO BOX 1873 MURRAY HILL STATION
    NEW YORK,NY10156     		2013-12-18 50,000 GENERAL TAX-EXEMPT CHARITABLE PURPOSES 50,000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED INTERIM REPORT RECEIVED APRIL 14, 2014, FINAL RECEIVED FEBRUARY 20, 2015.   WE HAVE NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE GRANTEE'S GRANT REPORT; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Name of Stock End of Year Book Value End of Year Fair Market Value
    FIDUCIARY TRUST - EQUITIES 1,436,120 1,797,433

    TY 2014 InvestmentsGovtObligationsSch
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    US Government Securities - End of Year Book Value:

    1,040,111
    US Government Securities - End of Year Fair Market Value:

    1,037,978
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2014 LegalFeesSchedule
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 65,085 32,542   32,543


    TY 2014 OtherAssetsSchedule
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PREPAID INCOME TAXES 17,504 4,766 4,766


    TY 2014 OtherDecreasesSchedule
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Description Amount
       


    TY 2014 OtherExpensesSchedule
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 6,284 3,142   3,142
    FILING FEE - DELAWARE 25 0   25
    FILING FEE - NEW YORK 275 0   275


    TY 2014 OtherIncomeSchedule2
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    MCKESSON SETTLEMENT 15 15 15


    TY 2014 OtherIncreasesSchedule
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Description Amount
       


    TY 2014 OtherProfessionalFeesSchedule
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FILING SERVICES 402 213   214


    TY 2014 SubstantialContributorsSch
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Name Address
    CARROLL PETRIE C/O PRAGER 675 THIRD AVE 3FL
    NEW YORK,NY10017


    TY 2014 TaxesSchedule
    Name:
    CARROLL PETRIE FOUNDATION
    EIN: 13-3912203
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX 493 0   0