TY 2014 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2014

Open to Public Inspection

For calendar year 2014, or tax year beginning 2014, and ending , 20

Name of foundation
JAMES AND AUNE NELSON FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 5146 Room/suite

City or town, state or province, country, and ZIP or foreign postal code
GODFREY, IL62035

A Employer identification number

37-1371840

B Telephone number (see instructions)

(618) 463-0700

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$20,491,935J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach
	schedule)..............
2	Check
	Sch. B ...............
3	Interest on savings and temporary cash investments	16		16	16
4	Dividends and interest from securities......	367,270		364,371	367,270
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		349,269
b	Gross sales price for all assets on line 6a 17,726,059
7	Capital gain net income (from Part IV, line 2)...			349,269
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		40,680	40,680	40,680
12	Total. Add lines 1 through 11........	757,235		754,336	407,966
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......	5,563				5,563
15	Pension plans, employee benefits.......	425				425
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		4,016	3,000	3,000	1,016
c	Other professional fees (attach schedule)....		163,472	163,472	163,472
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		27,727	16,280	16,280	15
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......	1,292				1,292
22	Printing and publications..........
23	Other expenses (attach schedule).......		6,194			6,194
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	208,689		182,752	182,752	14,505
25	Contributions, gifts, grants paid........	673,000				673,000
26	Total expenses and disbursements. Add lines 24 and 25	881,689		182,752	182,752	687,505
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-124,454
b	Net investment income (if negative, enter -0-)			571,584
c	Adjusted net income (if negative, enter -0-)...				225,214

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2014)

Form 990-PF (2014)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........	433,029	2,838,059	2,838,059
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........	2,971	8,768	8,768
	10a	Investments—U.S. and state government obligations (attach schedule)	4,277,275	3,154,378	3,144,913
	b	Investments—corporate stock (attach schedule)........	9,926,116	6,988,873	9,835,018
	c	Investments—corporate bonds (attach schedule)........	3,162,765	2,746,641	2,741,775
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........		1,940,680	1,923,402
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	17,802,156	17,677,399	20,491,935
	17	Accounts payable and accrued expenses..........	303
	18	Grants payable..................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........	303	0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted...................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds	17,801,853	17,677,399
	30	Total net assets or fund balances (see instructions)......	17,801,853	17,677,399
	31	Total liabilities and net assets/fund balances (see instructions)..	17,802,156	17,677,399

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	17,801,853
2	Enter amount from Part I, line 27a.....................	2	-124,454
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	17,677,399
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	17,677,399

Form 990-PF (2014)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	175804.529-EMERGING MARKETS GROWTH F	P	2012-02-03	2014-12-23
b	50000-US TREASURY BOND 4.0% 02/15/20	P	2011-06-17	2014-12-31
c	90000-US TREASURY I/L FRN 0.125% 04/	P	2014-06-18	2014-12-15
d	800-CENOVUS ENERGY INC C	P	2014-10-16	2014-12-23
e	100-CENOVUS ENERGY INC C	P	2014-06-26	2014-12-23
	1100-BARCLAYS PLC	P	2013-10-25	2014-06-30
	100-MOSAIC CO/THE	P	2014-05-07	2014-10-28
	1100-BARCLAYS PLC	P	2013-10-25	2014-06-20
	21786.7304-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-06-17
	130-CARNIVAL CORP COMMON PAIRED STOC	P	2014-04-01	2014-07-09
	100-ROSS STORES INC	P	2013-10-07	2014-04-09
	109229.5475-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-01-27
	99435.86-FNCI 2.5 AB7084 85K MAX 11/	P	2012-11-15	2014-09-25
	46669.407-CSMC 06-C4 A3 5.467% 09-15	P	2013-04-02	2014-01-17
	40000-US TREASURY NOTE 1.25% 09-30-1	P	2014-04-15	2014-04-23
	56097.1341-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-07-25
	93.36-SHORT TERM BOND FD OR AMERICA	P	2013-11-29	2014-02-12
	150000-FNCL 4.0 TBA 11/14 11-01-44	P	2014-11-07	2014-11-07
	10-GENPACT LTD	P	2012-01-24	2014-10-21
	59732.5116-FNA 13-M4 ASQ2 (MF) 1.451	P	2013-03-13	2014-07-25
	100-GENPACT LTD	P	2011-06-17	2014-03-13
	15000-US TREASURY NOTE 2.25% 03-31-2	P	2014-04-08	2014-11-07
	20000-JP MORGAN CHASE SR UNSEC 3.625	P	2014-09-29	2014-12-05
	15000-PETROBRAS SR UNSEC	P	2014-12-16	2014-12-17
	100-NUCOR CORP	P	2011-06-17	2014-06-30
	73-L'AIR LIQUIDE (L)	P	2011-06-17	2014-02-17
	80-BRISTOL-MYERS SQUIBB CO	P	2012-04-17	2014-04-01
	50-WHITBREAD PLC	P	2011-10-28	2014-04-14
	100-TE CONNECTIVITY LTD US	P	2011-06-17	2014-09-24
	80-HALLIBURTON CO	P	2011-12-19	2014-06-27
	200-TE CONNECTIVITY LTD US	P	2011-06-17	2014-02-12
	30-SAMSUNG ELEC GDS N/V PF	P	2011-06-17	2014-02-13
	150-UNION PACIFIC CORP	P	2011-06-17	2014-01-06
	7100-HOME RETAIL GROUP	P		2014-12-24
	15000-WELLS FARGO CO SUB 4.1% 06-03-	P		2014-09-22
	640-ENSCO PLC-CL A	P		2014-10-16
	100-ENSCO PLC-CL A	P		2014-10-15
	23-SYNGENTA AG	P		2014-07-14
	100-SEATTLE GENETICS INC	P		2014-03-28
	300-BRISTOL-MYERS SQUIBB CO	P		2014-03-31
	290-GILEAD SCIENCES INC	P		2014-03-31
	1850-ENI SPA REG	P	2014-06-27	2014-12-29
	400-SUMITOMO MITSUI FINANCIAL GROUP	P	2013-10-25	2014-10-17
	200-COBALT INTERNATIONAL ENERGY	P	2012-03-02	2014-04-16
	35-SYNGENTA AG	P	2013-07-11	2014-02-13
	100-ALLEGHENY TECHNOLOGIES INC	P	2011-08-31	2014-07-30
	300-CENOVUS ENERGY INC C	P	2014-10-16	2014-12-23
	100-INFOSYS TECHNOLOGIES ADR	P	2014-01-24	2014-07-17
	1000-BARCLAYS PLC	P	2013-10-25	2014-06-20
	49551.3549-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-12-26
	99.9997-CDK GLOBAL INC	P	2013-08-13	2014-10-15
	45000-US TREASURY NOTE 2.5% 05-15-24	P	2014-08-26	2014-09-04
	98068.4788-FNCI 2.5 AB7084 85K MAX 1	P	2012-11-15	2014-10-27
	173469.7994-FNCI 3.0 AL2908 08-01-27	P	2013-12-12	2014-02-07
	48731.0547-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-07-14
	125000-FNCL 4.5 TBA 08/14 08-01-44	P	2014-07-08	2014-07-24
	52534.8468-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-09-25
	70.313-SHORT TERM BOND FD OR AMERICA	P	2014-05-30	2014-07-23
	125000-FNCL 4.5 TBA 06/14 06-01-44	P	2014-06-06	2014-06-06
	49826.5239-FGLMC 3.0 G08534 06-01-43	P	2013-12-12	2014-02-18
	10000-GOLDMAN SACHS GROUP INC SR UNS	P	2014-02-24	2014-10-20
	5000-ABBVIE INC	P	2013-08-15	2014-07-18
	10000-US TREASURY NOTE 2.50% 08/15/2	P	2013-12-16	2014-06-04
	51164-FGLMC 3.0 G08534 06-01-43	P	2013-12-12	2014-03-12
	15000-CORPORATE OFFICE PROP LP SR UN	P	2013-09-09	2014-01-15
	1000-DBS GROUP HOLDINGS LTD	P	2012-09-28	2014-02-13
	100-TIFFANY & CO NEW	P	2011-06-17	2014-01-21
	120-KONINKLIJKE DSM NV	P	2012-10-19	2014-03-14
	300-ORACLE CORP	P	2011-06-17	2014-02-12
	100-GOLDMAN SACHS GROUP INC	P	2011-06-17	2014-02-12
	160-NOVARTIS AG NAMEN	P	2011-06-17	2014-02-13
	200-DANAHER CORP	P	2011-06-17	2014-02-12
	200-NIKE INC CL B	P	2011-08-03	2014-05-08
	530-NOVO NORDISK A/S CL B	P	2011-06-17	2014-02-13
	800-IRONWOOD PHARMACEUTICALS INC CL	P		2014-02-12
	125000-FNCL 4.5 TBA 07/14 07-01-44	P		2014-07-08
	970-MOSAIC CO/THE	P		2014-10-28
	400-STANDARD CHARTERED	P		2014-10-21
	15000-AVALONBAY COMMUNITES INC SR UN	P		2014-09-29
	100-SEATTLE GENETICS INC	P		2014-04-01
	2200-HSBC HOLDINGS PLC UKP	P		2014-09-04
	800-BEAM INC	P		2014-01-14
	200000-US TREASURY NOTES 4.5% 05/15/	P	2011-06-17	2014-12-31
	90000-US TREASURY NOTES 4.5% 05/15/1	P	2011-06-17	2014-10-02
	3000-SUMITOMO MITSUI TRUST HOLDIN	P	2013-04-25	2014-04-23
	230-ALLEGHENY TECHNOLOGIES INC	P	2011-08-30	2014-08-21
	593-COCA-COLA AMATIL LTD	P	2013-11-06	2014-03-12
	20000-MEDCO HEALTH SOLUTIONS SR UNSE	P	2012-09-04	2014-02-24
	800-WYNN MACAU LTD	P	2014-05-13	2014-09-29
	3737.158-SHORT TERM BOND FD OR AMERI	P	2011-06-16	2014-11-20
	9-SYNGENTA AG	P	2013-07-10	2014-04-01
	100-EATON CORP PLC	P	2014-01-10	2014-04-17
	106402.2988-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-03-25
	115000-US TREASURY NOTE 1.5% 07/31/1	P	2013-12-16	2014-02-13
	101727.0575-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-07-25
	46136.2416-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-06-17
	56342.097-FNCL 5.0 AI8229 MHA 08/01/	P	2011-08-12	2014-04-25
	52367.5647-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-11-25
	73.165-SHORT TERM BOND FD OR AMERICA	P	2014-06-30	2014-07-23
	35000-FNCL 4.5 TBA 07/14 07-01-44	P	2014-07-09	2014-07-09
	50000-US TREASURY NOTE 0.5% 06-15-16	P	2014-10-02	2014-12-12
	10000-GOLDMAN SACHS GROUP INC SR UNS	P	2014-02-24	2014-10-20
	50000-FHMS K705 A2 (MF) 2.303% 09/25	P	2012-04-11	2014-05-07
	200-GENPACT LTD	P	2011-06-17	2014-03-14
	20000-GOLDMAN SACHS GROUP SR UNSEC 2	P	2013-07-30	2014-02-24
	125000-FNCL 4.5 TBA 06/14 06-01-44	P	2014-05-07	2014-06-06
	100-NUCOR CORP	P	2011-06-17	2014-06-27
	150000-FNCL 4.0 TBA 10/14 10-01-44	P	2014-08-21	2014-10-07
	95-L'AIR LIQUIDE (L)	P	2011-06-17	2014-02-13
	171481.437-FNCI 3.0 AL2908 08-01-27	P	2013-12-12	2014-02-25
	200-SCHWAB CHARLES NEW	P	2011-06-17	2014-08-25
	93-BMW AG	P	2011-08-15	2014-04-01
	400-MICROSOFT CORP	P	2010-11-23	2014-02-12
	605-ORACLE CORP	P	2011-06-17	2014-04-01
	75-VISA INC CL A	P	2011-06-17	2014-02-12
	295000-US TREASURY NOTE 1.5% 07/31/1	P		2014-09-26
	100000-US TREASURY NOTE 2.5% 05-15-2	P		2014-10-02
	400-COACH INC	P		2014-05-07
	361-SEADRILL LTD	P		2014-09-23
	63-KONINKLIJKE DSM NV	P		2014-03-20
	1000-DBS GROUP HOLDINGS LTD	P		2014-03-28
	170-TIFFANY & CO NEW	P		2014-06-26
	1310-HALLIBURTON CO	P		2014-04-01
	479-BHP BILLITON LTD (AUD)	P	2011-06-17	2014-12-17
	5248.879-EMERGING MARKETS GROWTH FUN	P	2012-12-21	2014-12-23
	200-ALLEGHENY TECHNOLOGIES INC	P	2011-08-31	2014-07-31
	16047.653-SHORT TERM BOND FD OR AMER	P	2011-06-16	2014-02-12
	170-MOSAIC CO/THE	P	2014-05-08	2014-08-26
	300-CENOVUS ENERGY INC C	P	2014-10-16	2014-12-23
	21-SYNGENTA AG	P	2013-07-10	2014-03-31
	50-RIO TINTO PLC REG	P	2014-01-14	2014-12-24
	35000-JP MORGAN CHASE DR UNSEC 2.2%	P	2014-10-15	2014-12-02
	44817.491-MSC 05-HQ7 A4 5.374094% 11	P	2011-09-21	2014-10-14
	50-IRONWOOD PHARMACEUTICALS INC CL A	P	2013-05-20	2014-03-28
	102536.54-FNCI 2.5 AB7084 85K MAX 11	P	2012-11-15	2014-06-25
	97261.3288-FNCI 2.5 AB7084 85K MAX 1	P	2012-11-15	2014-11-25
	162.353-SHORT TERM BOND FD OR AMERIC	P	2012-07-31	2014-02-12
	106.071-SHORT TERM BOND FD OR AMERIC	P	2013-02-28	2014-02-12
	25000-FNCL 4.0 TBA 07/14 07-01-44	P	2014-07-08	2014-07-08
	87.886-SHORT TERM BOND FD OR AMERICA	P	2014-08-29	2014-11-20
	0.245-MEGGITT PLC	P	2013-07-11	2014-05-22
	100-TREND MICRO INC	P	2011-06-17	2014-03-28
	20000-BNP PARIBAS FRN SR UNSEC (L 59	P	2013-12-05	2014-03-10
	35000-US TREASURY NOTE 2.75% 02-15-2	P	2014-02-12	2014-02-13
	125000-FNCL 4.0 TBA 08/14 08-01-44	P	2014-07-07	2014-07-28
	35000-US TREASURY NOTE 2.75% 11-15-2	P	2014-01-15	2014-02-13
	15000-GENERAL ELEC CAP CORP UNSEC 3.	P	2013-08-15	2014-03-06
	100000-FNCL 3.5 TBA 07/14 07-01-44	P	2014-04-15	2014-05-07
	100-SEATTLE GENETICS INC	P	2011-06-17	2014-12-19
	100-SEATTLE GENETICS INC	P	2011-07-12	2014-12-11
	200-TARGET CORP	P	2011-06-17	2014-02-12
	100-JPMORGAN CHASE & CO	P	1997-12-17	2014-01-09
	100-HALLIBURTON CO	P	2011-12-19	2014-06-26
	200-NORFOLK SOUTHERN CORP	P	2011-06-17	2014-05-09
	60-BLACKROCK INC	P	2012-03-01	2014-02-12
	55-APPLE INC	P	2011-06-17	2014-03-27
	309-TOTAL SA (FR)	P		2014-12-24
	40000-US TREASURY NOTE 2.75% 11-15-2	P		2014-01-13
	918-STANDARD CHARTERED	P		2014-11-25
	200-STANDARD CHARTERED	P		2014-10-13
	700-GENPACT LTD	P		2014-03-13
	2800-HSBC HOLDINGS PLC UKP	P		2014-08-19
	60-BLACKROCK INC	P		2014-04-23
	405-GILEAD SCIENCES INC	P		2014-10-06
	100000-FHLMC 4.75% 01-19-16	P	2011-06-17	2014-12-31
	600-RIO TINTO PLC REG	P	2014-01-13	2014-12-24
	3000-SUMITOMO MITSUI TRUST HOLDIN	P	2013-04-25	2014-04-22
	130-MOSAIC CO/THE	P	2013-07-11	2014-10-28
	100-CENOVUS ENERGY INC C	P	2014-08-06	2014-12-23
	126-SEADRILL LTD	P	2011-06-17	2014-09-26
	25000-WELLS FARGO CO SR UNSEC 3.3% 0	P	2014-09-02	2014-09-16
	300-CARNIVAL CORP COMMON PAIRED STOC	P	2014-04-01	2014-07-08
	300000-US TREASURY N/B 1.00% 10/31/1	P	2014-11-03	2014-12-17
	50000-FNCL 3.0 TBA 04/14 04-01-44	P	2014-03-12	2014-04-01
	53-DANONE	P	2011-06-17	2014-03-31
	250000-US TREASURY NOTE 1.5% 10-31-1	P	2014-10-29	2014-10-30
	49601.2743-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-02-14
	100000-US TREASURY NOTE 0.375% 10-31	P	2014-11-19	2014-01-17
	115.53-SHORT TERM BOND FD OR AMERICA	P	2013-03-28	2014-02-12
	125000-FNCL 4.5 TBA 08/14 08-01-44	P	2014-07-24	2014-07-24
	97.279-SHORT TERM BOND FD OR AMERICA	P	2014-02-28	2014-11-20
	25239.6849-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-01-17
	247000-FNCI 3.0 TBA 02/14 02-01-29	P	2014-01-15	2014-01-15
	5000-BURLINGTON NORTHERN SANTA FE SR	P	2014-03-04	2014-04-09
	5000-ABBVIE INC	P	2013-08-15	2014-07-21
	30000-BANK OF AMERICA CORP SR 2.6% 0	P	2013-10-17	2014-08-13
	125000-FNCL 4.5 TBA 09/14 09-01-44	P	2014-07-24	2014-08-21
	50000-FNCL 3.0 TBA 05/14 05-01-44	P	2014-04-01	2014-04-15
	24-SYNGENTA AG	P	2011-06-17	2014-07-15
	100-SEATTLE GENETICS INC	P	2011-06-17	2014-12-22
	50000-US TREASURY NOTE 2.50% 08/15/2	P	2013-12-16	2014-05-22
	190000-US TREASURY I/L FRN 0.625% 01	P	2014-05-22	2014-07-22
	170-SCHLUMBERGER LTD	P	2011-06-17	2014-04-02
	100-HALLIBURTON CO	P	2011-12-19	2014-06-26
	175-JACK HENRY & ASSOC INC	P	2011-06-17	2014-02-12
	400-NIELSEN NV US	P	2011-06-17	2014-02-12
	295-HOME DEPOT INC	P	2011-09-20	2014-05-20
	1200-WYNN MACAU LTD	P		2014-09-18
	15000-AIG GROUP SR UNSEC 4.125% 02-1	P		2014-03-19
	335-COBALT INTERNATIONAL ENERGY	P		2014-12-23
	135-ENSCO PLC-CL A	P		2014-04-01
	1000-DBS GROUP HOLDINGS LTD	P		2014-03-27
	400-NEWELL RUBBERMAID INC	P		2014-02-12
	335-HALLIBURTON CO	P		2014-09-19
	800-GILEAD SCIENCES INC	P		2014-01-08
	20660.502-EMERGING MARKETS GROWTH FU	P	2012-08-24	2014-12-23
	400-CENOVUS ENERGY INC C	P	2014-07-10	2014-12-23
	3000-SUMITOMO MITSUI TRUST HOLDIN	P	2013-04-25	2014-12-01
	20000-US TREASURY BOND 4.0% 02/15/20	P	2011-10-14	2014-06-04
	100-ALLEGHENY TECHNOLOGIES INC	P	2011-08-31	2014-07-29
	858.462-EMERGING MARKETS GROWTH FUND	P	2012-12-21	2014-12-23
	56609.9586-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-01-27
	43355.4666-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-07-17
	400-WYNN MACAU LTD	P	2014-05-13	2014-10-09
	13000-JP MORGAN CHASE SR UNSEC 1.625	P	2013-05-08	2014-09-29
	115000-FNMA 0.5% 03-28-16/14	P	2013-04-05	2014-03-28
	95958.2925-FNCI 2.5 AB7084 85K MAX 1	P	2012-11-15	2014-12-26
	108467.4613-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-02-25
	49434.9524-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-03-14
	46278.2973-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-05-16
	124.178-SHORT TERM BOND FD OR AMERIC	P	2013-05-31	2014-02-12
	0.978-CAIXABANK SA	P	2014-04-08	2014-10-21
	65977-SHORT TERM BOND FD OR AMERICA	P	2014-10-31	2014-11-20
	100000-US TREASURY NOTE 1.625% 06-30	P	2014-07-22	2014-08-26
	25000-SIMON PROPERTY GROUP	P	2011-06-28	2014-02-12
	49664.6165-FGLMC 3.0 G08534 06-01-43	P	2013-12-12	2014-04-07
	20000-CITIGROUP INC SR UNSEC 2.5% 09	P	2013-09-19	2014-04-08
	20000-RIO TINTO FINANCE SR UNSEC 2.2	P	2013-06-14	2014-06-24
	100-ROSS STORES INC	P	2013-09-13	2014-10-10
	855-DBS GROUP HOLDINGS LTD	P	2012-09-28	2014-02-13
	65-SEATTLE GENETICS INC	P	2011-07-12	2014-04-23
	200-SCHLUMBERGER LTD	P	2011-06-17	2014-02-12
	100-AIR PRODUCTS & CHEMICALS INC	P	2011-06-17	2014-02-12
	300-TARGET CORP	P	2011-06-17	2014-05-22
	100-SIGNET JEWELERS LTD	P	2011-10-07	2014-02-06
	200-JPMORGAN CHASE & CO	P	1997-12-17	2014-02-12
	595-SCHWAB CHARLES NEW	P	2011-06-17	2014-08-26
	20-GOOGLE INC CL A	P	2011-06-17	2014-02-12
	400-ORACLE CORP JAPAN	P		2014-12-24
	125000-FNCL 4.0 TBA 07/14 07-01-44	P		2014-07-07
	1245-STANDARD CHARTERED	P		2014-03-31
	8000-LI & FUNG LTD	P		2014-12-23
	200-NEW YORK TIMES CO CL A	P		2014-05-20
	90-GEMALTO NV	P		2014-02-13
	300-BEAM INC	P		2014-01-14
	1250-SEATTLE GENETICS INC	P		2014-02-12
	7358.263-EMERGING MARKETS GROWTH FUN	P	2013-01-11	2014-12-23
	110000-US TREASURY NOTE 2.375% 05-31	P	2012-09-21	2014-02-13
	300-CENOVUS ENERGY INC C	P	2014-03-31	2014-12-23
	110000-US TREASURY BOND 4.0% 02/15/2	P	2013-09-18	2014-02-12
	160-INFOSYS TECHNOLOGIES ADR	P	2014-01-24	2014-07-18
	1100-BARCLAYS PLC	P	2013-10-25	2014-07-02
	1200-BARCLAYS PLC	P	2011-06-17	2014-07-16
	52612.038-FNCL 5.0 AI8229 MHA 08/01/	P	2011-08-12	2014-08-25
	40000-VERIZON COMMUNICATIONS SR UNSE	P	2014-10-22	2014-11-21
	116.825-STANDARD CHARTERED	P	2014-05-14	2014-10-01
	15-JABIL CIRCUIT INC	P	2012-02-10	2014-04-01
	33.3332-CDK GLOBAL INC	P	2013-09-06	2014-10-15
	7-DANONE	P	2011-06-17	2014-02-13
	142.759-SHORT TERM BOND FD OR AMERIC	P	2012-09-28	2014-02-12
	56442.2094-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-03-25
	0.825-STANDARD CHARTERED	P	2011-06-17	2014-05-28
	0.666-CDK GLOBAL INC	P	2013-08-12	2014-10-01
	0.529-CAIXABANK SA	P	2014-04-08	2014-07-17
	7000-WELLS FARGO CO SUB 4.1% 06-03-2	P	2014-05-27	2014-09-22
	25000-FNCL 4.0 TBA 07/14 07-01-44	P	2014-06-03	2014-07-08
	30000-US TREASURY I/L FRN 0.375% 07-	P	2013-09-19	2014-02-06
	25-KONINKLIJKE DSM NV	P	2012-10-22	2014-03-21
	14-SYNGENTA AG	P	2011-06-17	2014-07-18
	200-BG GROUP PLC	P	2013-01-18	2014-01-03
	100000-US TREASURY NOTE 2.25% 03-31-	P	2014-09-26	2014-11-03
	165-BNP PARIBAS	P	2011-06-17	2014-02-13
	68-EATON CORP PLC	P	2012-12-03	2014-04-22
	200-NUCOR CORP	P	2011-06-17	2014-02-12
	165-NESTLE SA REG	P	2011-06-17	2014-05-13
	100-ALLERGAN INC	P	2011-06-17	2014-03-27
	200-TE CONNECTIVITY LTD US	P	2011-06-17	2014-09-24
	200-SOFTBANK CORP	P	2011-06-17	2014-02-13
	350-HOME DEPOT INC	P	2011-09-20	2014-03-28
	37-SYNGENTA AG	P		2014-03-31
	145000-US TREASURY NOTE 0.375% 03-15	P		2014-02-13
	500-COACH INC	P		2014-05-08
	240-DANONE	P		2014-03-31
	230-ROSS STORES INC	P		2014-10-10
	100-SIGNET JEWELERS LTD	P		2014-02-04
	500-CME CROUP INC	P		2014-08-28
	635-BHP BILLITON LTD (AUD)	P	2014-01-02	2014-12-17
	200-RIO TINTO PLC REG	P	2011-06-17	2014-12-24
	200-CENOVUS ENERGY INC C	P	2014-06-27	2014-12-23
	1200-WYNN MACAU LTD	P	2014-04-01	2014-09-25
	1200-WYNN MACAU LTD	P	2014-05-13	2014-10-03
	153-COCA-COLA AMATIL LTD	P	2013-01-14	2014-03-12
	800-WYNN MACAU LTD	P	2014-05-13	2014-10-06
	153-DANONE	P	2013-04-02	2014-02-13
	30000-COCA-COLA CO SR UNSEC 2.45% 11	P	2013-10-29	2014-01-29
	100-DREAMWORKS ANIMATION SKG INC	P	2014-08-21	2014-10-16
	100-ROSS STORES INC	P	2013-09-19	2014-04-10
	33.3333-CDK GLOBAL INC	P	2013-09-06	2014-10-15
	100-TREND MICRO INC	P	2011-06-17	2014-03-31
	141.871-SHORT TERM BOND FD OR AMERIC	P	2012-08-31	2014-02-12
	56179.2456-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-06-25
	24044.8852-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-05-16
	21744.7197-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-11-18
	0.048-CAIXABANK SA	P	2014-04-08	2014-12-30
	100000-FNCL 3.5 TBA 05/14 05-01-44	P	2014-04-15	2014-04-15
	400-GENPACT LTD	P	2012-02-06	2014-10-17
	125000-US TREASURY NOTE 0.5% 06-15-1	P	2014-10-02	2014-10-29
	100000-US TREASURY NOTE 1.625% 06-30	P	2014-07-22	2014-11-03
	150000-FNCL 4.0 TBA 09/14 09-01-44	P	2014-07-28	2014-08-21
	10000-DOW CHEMICAL SR UNSEC 4.125% 1	P	2011-11-04	2014-06-24
	81-KONINKLIJKE DSM NV	P	2012-10-19	2014-03-17
	35-HALLIBURTON CO	P	2011-12-19	2014-06-27
	50000-US TREASURY NOTE 2.75% 11-15-2	P	2014-01-15	2014-05-22
	100-SEATTLE GENETICS INC	P	2011-06-23	2014-04-08
	200-SEATTLE GENETICS INC	P	2011-06-17	2014-12-18
	100-SIGNET JEWELERS LTD	P	2011-10-12	2014-01-31
	200-TE CONNECTIVITY LTD US	P	2011-06-17	2014-09-24
	200-GILEAD SCIENCES INC	P	2012-09-21	2014-01-07
	100-BLACKROCK INC	P	2012-05-23	2014-06-26
	400-COACH INC	P		2014-02-12
	10000-TRANSOCEAN INC SR UNSEC 3.80%	P		2014-04-07
	700-JABIL CIRCUIT INC	P		2014-03-31
	90-IRONWOOD PHARMACEUTICALS INC CL A	P		2014-04-04
	147879.2158-FNCL 3.5 AB5665 HLTV 07-	P		2014-01-27
	100-SIGNET JEWELERS LTD	P		2014-02-03
	200-GILEAD SCIENCES INC	P		2014-03-27
	525-CENOVUS ENERGY INC C	P	2011-06-17	2014-12-23
	100000-US TREASURY NOTE 2.375% 05-31	P	2013-01-31	2014-04-15
	277-SEADRILL LTD	P	2011-06-17	2014-10-07
	500-STANDARD CHARTERED	P	2013-05-22	2014-02-13
	2600-BARCLAYS PLC	P	2011-06-17	2014-07-03
	100-INFOSYS TECHNOLOGIES ADR	P	2014-01-23	2014-07-17
	100-STANDARD CHARTERED	P	2011-08-31	2014-10-22
	10000-KINDER MORGAN ENGY SR UNSEC 3.	P	2013-01-31	2014-08-26
	8-SYNGENTA AG	P	2013-06-10	2014-04-03
	145-DBS GROUP HOLDINGS LTD	P	2013-05-22	2014-12-15
	46717.1477-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-08-14
	700-BROADCOM CORP	P	2011-06-17	2014-02-12
	100000-US TREASURY NOTE 0.5% 06-15-1	P	2014-10-30	2014-11-17
	49297.6817-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-04-14
	52446.8007-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-10-27
	59857.9242-FNA 13-M4 ASQ2 (MF) 1.451	P	2013-03-13	2014-05-27
	21735.5982-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-12-17
	10000-ANHEUSER-BUSCH INVEB FRN 07/14	P	2011-07-07	2014-07-14
	123000-FNCI 2.5 TBA 01/13 01-01-28	P	2014-01-08	2014-01-08
	25000-SIMON PROPERTY GROUP	P	2014-02-12	2014-09-29
	5000-TRANSOCEAN INC SR UNSEC 3.80% 1	P	2013-08-21	2014-07-06
	20000-BHP BILLITON FIN SR UNSEC 1.62	P	2012-02-21	2014-06-24
	55000-US TREASURY I/L FRN 0.625% 01-	P	2014-01-23	2014-02-06
	150000-FNCL 4.0 TBA 12/11 12-01-44	P	2014-11-07	2014-12-08
	79-KONINKLIJKE DSM NV	P	2012-10-22	2014-03-21
	100-TIFFANY & CO NEW	P	2011-06-17	2014-01-22
	140-EXPRESS SCRIPTS HOLDING CO	P	2013-02-07	2014-05-08
	195-NESTLE SA REG	P	2011-06-17	2014-02-13
	1000-DBS GROUP HOLDINGS LTD	P	2012-09-06	2014-08-25
	160-BMW AG	P	2011-06-17	2014-02-13
	25-APPLE INC	P	2011-06-17	2014-02-12
	300-HALLIBURTON CO	P	2013-07-01	2014-08-25
	100-KEYENCE CORP	P	2011-06-17	2014-04-24
	150-ROSS STORES INC	P		2014-02-12
	250000-US TREASURY NOTE 0.375% 03-15	P		2014-06-18
	563-BNP PARIBAS	P		2014-11-27
	100-IRONWOOD PHARMACEUTICALS INC CL	P		2014-03-31
	100-SEATTLE GENETICS INC	P		2014-04-21
	100-SIGNET JEWELERS LTD	P		2014-02-05
	500-BRISTOL-MYERS SQUIBB CO	P		2014-01-07
	95000-US TREASURY BOND 4.625% 2/15/2	P	2011-06-17	2014-12-31
	300-CENOVUS ENERGY INC C	P	2014-07-11	2014-12-23
	400-SUMITOMO MITSUI FINANCIAL GROUP	P	2013-03-26	2014-10-17
	80-SIEMENS AG NAMEN	P	2014-07-02	2014-12-29
	200-STANDARD CHARTERED	P	2011-06-17	2014-03-31
	70-ALLEGHENY TECHNOLOGIES INC	P	2011-08-30	2014-08-08
	100-STANDARD CHARTERED	P	2011-08-31	2014-10-23
	225000-US TREASURY NOTE 1.5% 05-31-1	P	2014-06-18	2014-07-03
	100000-US TREASURY NOTE 2.25% 11-15-	P	2014-11-17	2014-11-19
	60000-US TREASURY NOTE 1.25% 09-30-1	P	2014-04-15	2014-06-18
	24541.9223-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-04-14
	33.3333-CDK GLOBAL INC	P	2013-08-14	2014-10-15
	2000-JP MORGAN CHASE SR UNSEC 1.625%	P	2013-05-08	2014-09-29
	48931.5815-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-06-16
	46614.3038-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-02-18
	24530.1813-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-04-14
	123000-FNCI 2.5 TBA 01/13 01-01-28	P	2014-01-09	2014-01-09
	59799.255-FNA 13-M4 ASQ2 (MF) 1.4512	P	2013-03-13	2014-06-25
	25000-FNCL 4.0 TBA 08/14 08-01-44	P	2014-07-08	2014-07-28
	7-PERNOD RICARD SA	P	2012-01-10	2014-01-13
	300-IMPERIAL TOBACCO PLC	P	2013-02-11	2014-02-13
	15000-WELLS FARGO CO HLD FRN SR UNSE	P	2011-09-07	2014-01-13
	400-GENPACT LTD	P	2011-06-17	2014-03-14
	60-SEATTLE GENETICS INC	P	2011-06-17	2014-12-26
	85-TIFFANY & CO NEW	P	2011-06-17	2014-01-23
	100-SEATTLE GENETICS INC	P	2011-06-17	2014-12-19
	230-SCHNEIDER ELECTRIC SA	P	2011-06-17	2014-02-13
	170-ASML HOLDING NV	P	2013-02-11	2014-02-13
	650-PROGRESSIVE CORP OHIO	P	2011-06-17	2014-05-09
	100-SIGNET JEWELERS LTD	P	2011-10-07	2014-02-07
	100-BOEING CO	P	2012-02-02	2014-02-12
	200-GILEAD SCIENCES INC	P	2012-09-21	2014-01-06
	500-SOFTBANK CORP	P	2011-06-17	2014-03-31
	1200-WYNN MACAU LTD	P		2014-09-26
	40000-GENERAL ELEC CORP SR UNSEC 3.3	P		2014-04-08
	315-COBALT INTERNATIONAL ENERGY	P		2014-04-17
	100-IRONWOOD PHARMACEUTICALS INC CL	P		2014-04-01
	400-DIAGEO PLC	P		2014-02-13
	100-SIGNET JEWELERS LTD	P		2014-02-03
	215-CIE FINANCIERE RICHEMON REG	P		2014-02-13
	1414-COCA-COLA AMATIL LTD	P	2012-12-07	2014-03-12
	375-CENOVUS ENERGY INC C	P	2014-04-01	2014-12-23
	247000-FNCI 3.0 AL2908 08-01-27	P	2013-12-12	2014-01-15
	135000-US TREASURY I/L FRN 0.125% 04	P	2012-01-06	2014-03-18
	800-WYNN MACAU LTD	P	2014-04-01	2014-09-23
	300-SUMITOMO MITSUI FINANCIAL GROUP	P	2013-04-04	2014-10-17
	25000-GENERAL ELECTRIC CO 5.25% 12/0	P	2012-03-29	2014-03-06
	400-TREND MICRO INC	P	2011-06-17	2014-02-13
	15000-US TREASURY BOND 4.0% 02/15/20	P	2013-09-18	2014-02-04
	50-IRONWOOD PHARMACEUTICALS INC CL A	P	2013-02-20	2014-03-28
	15000-DEVON ENERGY CORP SR UNSEC 3.2	P	2012-05-24	2014-04-10
	32.6673-CDK GLOBAL INC	P	2013-08-12	2014-10-15
	49069.2697-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-05-14
	100000-US TREASURY NOTE 0.5% 06-15-1	P	2014-10-30	2014-11-21
	43303.0885-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-08-15
	21777.8043-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-07-17
	247000-FNCI 3.0 TBA 02/14 02-01-29	P	2014-01-23	2014-01-23
	0.333-SUN HUNG KAI PROPERTIES WT EXP	P	2011-06-17	2014-04-29
	180-HSBC HOLDINGS PLC UKP	P	2011-06-17	2014-04-01
	55000-FNLMC 1.75% 05/30/19	P	2012-04-12	2014-05-07
	125000-US TREASURY NOTE 2.5% 05-15-2	P	2014-06-18	2014-04-02
	5000-CORPORATE OFFICE PROP LP SR UNS	P	2013-09-09	2014-05-09
	125000-FNCL 4.0 TBA 06/14 06-01-44	P	2014-05-07	2014-06-03
	150000-FNCL 4.0 TBA 11/14 11-01-44	P	2014-10-07	2014-11-07
	170-CARNIVAL CORP COMMON PAIRED STOC	P	2011-08-25	2014-07-09
	100000-US TREASURY NOTE 2.5% 05-15-2	P	2014-09-26	2014-11-03
	65-HALLIBURTON CO	P	2013-07-01	2014-06-27
	15-BLACKROCK INC	P	2012-05-23	2014-06-27
	90000-US TREASURY NOTE 1.875% 08/31/	P	2011-06-17	2014-01-09
	150-UNITED TECHNOLOGIES CORP	P	2011-06-17	2014-02-12
	195-AIR PRODUCTS & CHEMICALS INC	P	2011-06-17	2014-03-31
	500-BRISTOL-MYERS SQUIBB CO	P	2013-02-08	2014-02-12
	540-COMCAST CORP CL A (NEW)	P	2000-11-15	2014-02-12
	2300-BARCLAYS PLC	P		2014-02-13
	500-BG GROUP PLC	P		2014-01-02
	600-JABIL CIRCUIT INC	P		2014-02-12
	8000-GLOBAL BRANDS GROUPING HOLDING	P		2014-10-16
	100-TIFFANY & CO NEW	P		2014-03-28
	100-GILEAD SCIENCES INC	P		2014-03-27
	800-SEATTLE GENETICS INC	P		2014-12-16
	11203.554-EMERGING MARKETS GROWTH FU	P	2013-12-27	2014-12-23
	200-SUMITOMO MITSUI FINANCIAL GROUP	P	2014-01-24	2014-10-17
	400-STANDARD CHARTERED	P	2013-02-07	2014-02-13
	65000-US TREASURY I/L FRN 1.375% 02-	P	2014-10-30	2014-11-17
	800-WYNN MACAU LTD	P	2014-04-01	2014-09-19
	60000-FNA 13-M4 ASQ2 (MF) 1.45128% 0	P	2013-03-13	2014-07-24
	25000-NOVARTIS CAPITAL CORP SR UNSEC	P	2011-06-28	2014-02-18
	25000-US TREASURY BOND 4.0% 02/15/20	P	2013-09-18	2014-01-10
	15-PERNOD RICARD SA	P	2013-03-25	2014-01-13
	38.3332-CDK GLOBAL INC	P	2014-03-27	2014-10-15
	104909.9513-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-04-25
	24068.6009-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-04-17
	46482.2464-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-09-15
	23-EATON CORP PLC	P	2014-01-13	2014-04-21
	43153.6549-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-10-20
	21769.7044-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-08-15
	50000-FNCL 3.0 TBA 05/14 05-01-44	P	2014-04-15	2014-04-15
	0.814-DANONE	P	2011-06-17	2014-06-13
	35000-FNCL 4.5 TBA 07/14 07-01-44	P	2014-06-06	2014-07-09
	70-ROSS STORES INC	P	2013-09-20	2014-08-22
	49473.8791-FGLMC 3.0 G08534 06-01-43	P	2013-12-12	2014-04-15
	10-SYNGENTA AG	P	2011-06-17	2014-07-17
	30000-US TREASURY NOTE 2.75% 02-15-2	P	2014-02-12	2014-06-04
	122576.8457-FNMA POOL AU6677 2.50%	P	2013-09-11	2014-01-27
	1650-BARCLAYS PLC	P	2013-10-02	2014-07-16
	100-SEATTLE GENETICS INC	P	2011-06-17	2014-12-18
	75000-US TREASURY NOTE 2.75% 02-15-2	P	2014-02-12	2014-05-22
	100000-US TREASURY BOND 3.125% 08-15	P	2014-10-09	2014-10-17
	100-NIKE INC CL B	P	2011-08-03	2014-05-08
	100-ALLERGAN INC	P	2011-06-17	2014-02-12
	225-NOBLE ENERGY INC	P	2011-06-17	2014-02-12
	100-SMC CORP	P	2011-06-17	2014-02-13
	400-SOFTBANK CORP	P	2011-06-17	2014-01-06
	29-SYNGENTA AG	P		2014-04-02
	2358-COCA-COLA AMATIL LTD	P		2014-08-28
	245-COACH INC	P		2014-04-02
	200-GENPACT LTD	P		2014-10-16
	305-SES FDR CL A (PARIS)	P		2014-02-13
	195-ASSA ABLOY AB A	P		2014-02-13
	300-WHITBREAD PLC	P		2014-04-09
	500-SUMITOMO MITSUI FINANCIAL GROUP	P	2013-07-25	2014-10-17
	30000-CANADIAN NATIONAL RAILWAY 4.95	P	2011-06-28	2014-01-15
	2800-BARCLAYS PLC	P	2013-10-25	2014-07-01
	2700-BARCLAYS PLC	P	2013-10-25	2014-06-25
	20000-US TREASURY I/L FRN 0.125% 01-	P	2013-06-06	2014-10-30
	44-PERNOD RICARD SA	P	2013-02-12	2014-01-13
	800-WYNN MACAU LTD	P	2014-05-13	2014-10-07
	24-PERNOD RICARD SA	P	2013-03-22	2014-01-13
	41450.4572-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-12-17
	10000-JP MORGAN CHASE SR UNSEC 1.625	P	2013-05-08	2014-09-29
	25000-PROLOGIS INC SR UNSEC 3.35% 02	P	2013-10-24	2014-03-18
	103893.6925-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-05-27
	46440.455-CSMC 06-C4 A3 5.467% 09-15	P	2013-04-02	2014-03-17
	46337.5239-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-04-17
	43100.2605-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-11-18
	21761.6826-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-09-17
	100000-FNCL 3.5 TBA 07/14 07-01-44	P	2014-07-01	2014-07-01
	0.288-IRON MOUNTAIN INC	P	2012-11-21	2014-11-14
	83-SUN HUNG KAI PROPERTIES WT EXP 04	P	2011-06-17	2014-05-02
	65000-US TREASURY NOTE 1.875% 08/31/	P	2014-03-18	2014-05-28
	25000-WILLIAMS PARTNERS LP UNSEC 4.5	P	2013-11-12	2014-01-07
	125000-FNCL 4.5 TBA 12/14 12-01-44	P	2014-10-24	2014-11-13
	32-L'AIR LIQUIDE (L)	P	2011-06-17	2014-02-17
	200000-US TREASURY NOTE 0.375% 03-15	P	2013-07-16	2014-07-22
	75-PERNOD RICARD SA	P	2012-01-10	2014-01-13
	2000-HSBC HOLDINGS PLC UKP	P	2011-06-17	2014-02-13
	200-NORDSTROM INC	P	2012-01-24	2014-02-12
	600-HALLIBURTON CO	P	2011-06-17	2014-01-06
	100-NIKE INC CL B	P	2011-08-03	2014-08-09
	165-NORFOLK SOUTHERN CORP	P	2011-06-17	2014-05-12
	130-MONSANTO CO NEW COM	P	2011-06-17	2014-02-12
	160-BAYER AG	P	2011-06-17	2014-02-13
	400-GILEAD SCIENCES INC	P	2012-02-16	2014-02-12
	240-DREAMWORKS ANIMATION SKG INC	P		2014-10-16
	145000-US TREASURY BOND 4.0% 02/15/2	P		2014-09-23
	572-SEADRILL LTD	P		2014-09-23
	260-IRONWOOD PHARMACEUTICALS INC CL	P		2014-10-20
	100-TIFFANY & CO NEW	P		2014-03-31
	280-SCHNEIDER ELECTRIC SA	P		2014-03-31
	100-BLACKROCK INC	P		2014-04-21
	400-SUMITOMO MITSUI FINANCIAL GROUP	P	2013-10-15	2014-10-17
	400-RIO TINTO PLC REG	P	2013-10-25	2014-12-24
	110000-US TREASURY NOTE 1.25% 02/15/	P	2011-06-17	2014-02-18
	183.175-STANDARD CHARTERED	P	2011-06-17	2014-10-01
	100-CENOVUS ENERGY INC C	P	2014-04-01	2014-12-23
	6549.829-SHORT TERM BOND FD OR AMERI	P	2011-06-16	2014-07-23
	1100-BARCLAYS PLC	P	2013-10-25	2014-06-23
	11-SYNGENTA AG	P	2013-07-10	2014-04-01
	125000-FNCL 4.5 TBA 10/13 10-01-44	P	2014-08-21	2014-09-16
	47584.4955-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-08-14
	5000-US TREASURY BOND 4.0% 02/15/201	P	2013-09-18	2014-02-11
	44342.6331-MSC 05-HQ7 A4 5.374094% 1	P	2011-09-21	2014-11-14
	176.741-SHORT TERM BOND FD OR AMERIC	P	2011-09-01	2014-02-12
	43212.1931-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2014-09-17
	56523.4578-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-02-25
	21752.6358-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2014-10-20
	150000-FNCL 4.0 TBA 09/14 09-01-44	P	2014-08-28	2014-08-25
	100000-FNCL 3.5 TBA 06/14 06-01-44	P	2014-04-15	2014-04-15
	13000-NATIONAL RURAL UTIL SR SEC 1ST	P	2012-01-26	2014-10-16
	90-GENPACT LTD	P	2011-06-17	2014-03-17
	400-WYNN MACAU LTD	P	2013-07-02	2014-10-09
	25000-GENERAL ELEC CAP CORP SR UNSEC	P	2014-01-08	2014-03-18
	45-KONINKLIJKE DSM NV	P	2012-10-19	2014-03-18
	35-TIFFANY & CO NEW	P	2012-01-20	2014-04-01
	29-SYNGENTA AG	P	2011-06-17	2014-07-16
	125000-FNCL 4.5 TBA 11/14 11-01-44	P	2014-09-16	2014-10-24
	77-EATON CORP PLC	P	2012-12-03	2014-04-21
	100-TE CONNECTIVITY LTD US	P	2011-06-17	2014-09-25
	100-WHITBREAD PLC	P	2013-04-04	2014-04-10
	475-TARGET CORP	P	2011-06-17	2014-05-23
	200-KLA-TENCOR CORP	P	2011-08-23	2014-02-12
	250-WHITBREAD PLC	P	2011-10-28	2014-01-10
	400-CENOVUS ENERGY INC C	P		2014-12-16
	177-EATON CORP PLC	P		2014-04-17
	945-BHP BILLITON LTD (AUD)	P		2014-12-24
	300-ENSCO PLC-CL A	P		2014-03-31
	600-IRONWOOD PHARMACEUTICALS INC CL	P		2014-10-16
	300-VERISIGN INC	P		2014-02-12
	250-EXPRESS SCRIPTS HOLDING CO	P		2014-02-12
	300-TIFFANY & CO NEW	P		2014-06-25
	700-STANDARD CHARTERED	P	2011-08-31	2014-11-24
	52000-BANK OF CHINA LTD H	P	2011-06-17	2014-01-07
	200-CENOVUS ENERGY INC C	P	2014-08-05	2014-12-23
	55000-US TREASURY BOND 4.0% 02/15/20	P	2013-10-16	2014-06-04
	30000-US TREASURY BOND 4.0% 02/15/20	P	2013-09-18	2014-06-04
	20000-PETROBRAS SR UNSEC	P	2013-05-13	2014-04-24
	1200-BARCLAYS PLC	P	2011-06-17	2014-07-02
	15000-GENERAL ELEC CAP CORP UNSEC 3.	P	2013-02-12	2014-03-06
	67-DANONE	P	2011-06-17	2014-04-01
	10-CENOVUS ENERGY INC C	P	2014-06-30	2014-12-23
	100288.4225-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2014-08-25
	200-TREND MICRO INC	P	2011-06-17	2014-04-01
	191.391-SHORT TERM BOND FD OR AMERIC	P	2011-08-01	2014-02-12
	124.439-SHORT TERM BOND FD OR AMERIC	P	2013-04-30	2014-02-12
	56260.5129-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2014-05-27
	91.172-SHORT TERM BOND FD OR AMERICA	P	2013-10-31	2014-02-12
	150000-FNCL 4.0 TBA 10/14 10-01-44	P	2014-10-07	2014-10-07
	150000-FNCL 4.0 TBA 08/14 08-01-44	P	2014-07-28	2014-07-28
	10000-US TREASURY NOTE 0.375% 03-15-	P	2013-07-16	2014-10-29
	125652-FNMA POOL AU6677 2.50% 09/01	P	2013-09-11	2014-01-08
	6-SYNGENTA AG	P	2011-06-17	2014-07-21
	15000-ABBVIE INC	P	2013-08-15	2014-07-18
	15000-TIME WARNER INC SR UNSEC 4.05%	P	2013-12-11	2014-07-17
	55000-US TREASURY NOTE 2.5% 05-15-24	P	2014-09-26	2014-11-21
	100-SEATTLE GENETICS INC	P	2011-06-17	2014-12-17
	200-HALLIBURTON CO	P	2011-06-17	2014-02-12
	300-TEXAS INSTRUMENTS INC	P	2013-07-11	2014-02-12
	185-TIFFANY & CO NEW	P	2011-06-17	2014-02-12
	100-WHITBREAD PLC	P	2013-04-04	2014-04-10
	140-SCRIPPS NETWORKS INTERACTIVE CL	P	2011-06-17	2014-02-12
	460-TEXAS INSTRUMENTS INC	P	2013-03-15	2014-04-01
	225-ALLERGAN INC	P	2011-06-17	2014-03-28
	695-ELRINGKLINGER AG	P		2014-12-29
	145000-US TREASURY NOTE 1.875% 08/31	P		2014-10-09
	1973-FIRST QUANTUM MINERALS LTD C	P		2014-12-23
	355-COACH INC	P		2014-05-09
	400-GENPACT LTD	P		2014-10-20
	100-SEATTLE GENETICS INC	P		2014-03-27
	137-BMW AG	P		2014-03-31
	640-SAMPO OYJ A SHS	P		2014-02-13

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	1,258,760	1,475,000	-216,240
b	50,248	55,385	-5,137
c	96,860	99,471	-2,611
d	16,818	18,734	-1,916
e	2,102	3,204	-1,102
	4,043	4,825	-782
	4,313	4,875	-562
	4,422	4,825	-403
	2,258	2,515	-257
	4,790	4,972	-182
	7,144	7,252	-108
	1,385	1,455	-70
	853	895	-42
	158	178	-20
	40,600	40,610	-10
	82	89	-7
	933	934	-1
	159,527	159,527
	160	152	8
	67		67
	1,700	1,559	141
	15,220	14,988	232
	20,316	19,873	443
	14,018	13,406	612
	4,896	3,952	944
	9,980	8,716	1,264
	4,140	2,665	1,475
	3,271	1,387	1,884
	5,964	3,401	2,563
	5,540	2,501	3,039
	11,397	6,803	4,594
	13,902	8,100	5,802
	24,887	14,950	9,937
	22,787	24,991	-2,204
	15,044	15,048	-4
	24,440	35,867	-11,427
	3,814	5,852	-2,038
	8,424	7,933	491
	4,604	1,994	2,610
	15,560	10,031	5,529
	20,457	7,364	13,093
	32,860	50,479	-17,619
	14,424	19,556	-5,132
	3,627	6,076	-2,449
	12,737	14,539	-1,802
	3,935	4,991	-1,056
	6,307	7,069	-762
	5,427	5,984	-557
	3,999	4,386	-387
	2,816	3,068	-252
	2,549	2,719	-170
	45,374	45,482	-108
	1,367	1,436	-69
	1,659	1,700	-41
	201	221	-20
	134,639	134,648	-9
	77	84	-7
	704	705	-1
	134,971	134,971
	173	164	9
	10,122	10,047	75
	4,858	4,709	149
	9,979	9,721	258
	47,708	47,261	447
	15,439	14,817	622
	12,720	11,768	952
	8,652	7,353	1,299
	7,739	6,261	1,478
	11,383	9,476	1,907
	16,359	13,793	2,566
	13,157	9,762	3,395
	15,072	10,412	4,660
	14,602	8,692	5,910
	22,758	12,577	10,181
	10,718	12,863	-2,145
	134,927	134,805	122
	44,988	52,424	-7,436
	7,039	8,981	-1,942
	15,594	14,990	604
	4,679	1,987	2,692
	23,617	18,083	5,534
	66,597	43,252	23,345
	217,163	229,587	-12,424
	98,476	103,314	-4,838
	12,545	14,960	-2,415
	9,573	11,339	-1,766
	5,934	6,918	-984
	21,238	21,989	-751
	2,583	3,129	-546
	37,372	37,745	-373
	3,404	3,648	-244
	7,407	7,576	-169
	2,065	2,168	-103
	117,807	117,875	-68
	809	850	-41
	142	160	-18
	100	109	-9
	79	86	-7
	732	733	-1
	37,767	37,767
	50,103	50,092	11
	10,122	10,047	75
	51,172	51,021	151
	3,385	3,118	267
	20,521	20,050	471
	135,044	134,414	630
	4,925	3,952	973
	159,094	157,781	1,313
	12,845	11,342	1,503
	1,988		1,988
	5,780	3,213	2,567
	11,799	8,040	3,759
	15,002	10,160	4,842
	25,162	19,110	6,052
	16,755	5,651	11,104
	300,288	302,017	-1,729
	100,777	100,556	221
	16,796	23,860	-7,064
	10,195	12,051	-1,856
	4,051	3,278	773
	14,343	11,497	2,846
	16,949	9,360	7,589
	77,548	49,022	28,526
	10,816	21,511	-10,695
	37,582	42,044	-4,462
	7,578	9,982	-2,404
	160,316	162,081	-1,765
	7,331	8,308	-977
	6,307	7,056	-749
	7,971	8,511	-540
	2,239	2,602	-363
	34,687	34,926	-239
	1,665	1,833	-168
	599	696	-97
	1,357	1,425	-68
	807	848	-41
	1,622	1,640	-18
	1,060	1,068	-8
	26,393	26,398	-5
	879	880	-1
	2	2
	3,118	3,106	12
	20,077	20,000	77
	35,016	34,863	153
	131,855	131,523	332
	35,107	34,601	506
	14,565	13,904	661
	101,672	100,688	984
	3,265	1,945	1,320
	3,513	1,985	1,528
	11,368	9,368	2,000
	5,867	3,278	2,589
	6,947	3,127	3,820
	19,065	14,166	4,899
	18,147	11,858	6,289
	29,563	17,985	11,578
	16,392	17,971	-1,579
	39,664	39,439	225
	13,491	20,415	-6,924
	3,534	4,959	-1,425
	11,925	10,923	1,002
	30,068	26,968	3,100
	18,486	10,537	7,949
	42,499	10,224	32,275
	104,657	113,807	-9,150
	26,863	31,310	-4,447
	12,588	14,960	-2,372
	5,606	7,346	-1,740
	2,102	3,066	-964
	3,376	4,117	-741
	24,434	24,933	-499
	11,131	11,474	-343
	302,565	302,802	-237
	48,117	48,281	-164
	3,769	3,862	-93
	249,130	249,197	-67
	399	439	-40
	99,683	99,700	-17
	1,154	1,162	-8
	134,634	134,639	-5
	973	974	-1
	3	3
	252,731	252,712	19
	5,068	4,984	84
	4,867	4,709	158
	30,328	29,995	333
	134,849	134,336	513
	48,641	47,977	664
	8,775	7,782	993
	3,264	1,944	1,320
	50,144	48,593	1,551
	200,774	198,753	2,021
	16,623	14,004	2,619
	6,959	3,127	3,832
	9,980	5,078	4,902
	18,188	11,782	6,406
	22,951	10,259	12,692
	3,852	5,384	-1,532
	15,289	15,057	232
	3,022	9,930	-6,908
	7,058	7,937	-879
	12,766	11,670	1,096
	12,304	8,855	3,449
	22,273	14,041	8,232
	58,922	23,261	35,661
	147,929	156,400	-8,471
	8,409	12,706	-4,297
	12,595	14,960	-2,365
	20,544	22,225	-1,681
	4,039	4,991	-952
	6,147	6,876	-729
	5,574	6,072	-498
	2,781	3,122	-341
	1,332	1,564	-232
	12,828	12,979	-151
	115,000	115,092	-92
	1,303	1,368	-65
	762	800	-38
	166	183	-17
	59	67	-8
	1,241	1,244	-3
	5	6	-1
	660	660
	99,832	99,805	27
	27,708	27,613	95
	162		162
	20,248	19,912	336
	20,340	19,817	523
	7,705	7,000	705
	11,057	10,062	995
	2,612	1,290	1,322
	18,028	16,476	1,552
	11,176	9,143	2,033
	16,783	14,052	2,731
	7,791	3,844	3,947
	11,467	6,556	4,911
	17,198	9,559	7,639
	23,672	9,983	13,689
	16,433	17,823	-1,390
	131,899	131,653	246
	26,098	31,720	-5,622
	9,231	9,827	-596
	2,971	1,564	1,407
	10,502	6,875	3,627
	24,986	16,413	8,573
	64,318	25,562	38,756
	52,685	61,000	-8,315
	115,096	119,359	-4,263
	6,307	8,650	-2,343
	114,228	115,861	-1,633
	8,625	9,574	-949
	4,099	4,825	-726
	4,413	4,908	-495
	3,485	3,797	-312
	39,506	39,736	-230
	2,159	2,302	-143
	270	362	-92
	850	912	-62
	481	510	-29
	1,426	1,442	-16
	81	89	-8
	18	21	-3
	17	18	-1
	3	3
	7,022	6,993	29
	26,398	26,297	101
	29,848	29,685	163
	1,632	1,295	337
	5,068	4,540	528
	4,250	3,526	724
	101,476	100,473	1,003
	13,270	11,946	1,324
	5,033	3,475	1,558
	10,010	7,904	2,106
	12,915	10,183	2,732
	12,082	8,107	3,975
	11,922	6,803	5,119
	15,077	7,297	7,780
	27,537	12,235	15,302
	14,055	15,264	-1,209
	145,034	144,756	278
	21,122	25,652	-4,530
	17,042	17,490	-448
	17,739	16,243	1,496
	7,594	3,944	3,650
	38,314	29,377	8,937
	14,338	21,523	-7,185
	8,954	13,205	-4,251
	4,205	6,432	-2,227
	3,770	5,321	-1,551
	3,756	4,693	-937
	1,531	2,255	-724
	2,638	3,129	-491
	10,519	10,828	-309
	29,747	29,958	-211
	2,050	2,181	-131
	7,146	7,237	-91
	850	911	-61
	3,079	3,106	-27
	1,417	1,433	-16
	81	89	-8
	24	26	-2
	8	9	-1

	101,367	101,336	31
	6,335	6,228	107
	125,400	125,230	170
	100,179	99,805	374
	158,314	157,781	533
	10,702	9,960	742
	5,266	4,226	1,040
	2,424	1,094	1,330
	51,080	49,430	1,650
	4,143	1,985	2,158
	6,646	3,895	2,751
	7,967	3,990	3,977
	11,928	6,803	5,125
	14,559	6,767	7,792
	31,484	16,000	15,484
	18,790	19,966	-1,176
	9,586	9,276	310
	12,567	16,933	-4,366
	1,029	1,259	-230
	1,527		1,527
	7,613	3,960	3,653
	14,264	5,136	9,128
	11,037	17,864	-6,827
	104,148	107,383	-3,235
	6,864	9,050	-2,186
	10,757	12,259	-1,502
	9,761	10,635	-874
	5,388	6,105	-717
	1,758	2,242	-484
	10,148	10,457	-309
	3,017	3,228	-211
	1,875	2,003	-128
	867	955	-88
	21,583	21,641	-58
	100,250	100,274	-24
	137	151	-14
	88	96	-8
	142	144	-2
	9	10	-1
	10,000	10,000
	121,655	121,616	39
	25,075	24,963	112
	4,787	4,614	173
	20,322	19,946	376
	55,280	54,746	534
	159,773	159,023	750
	5,135	4,093	1,042
	8,683	7,353	1,330
	9,375	7,690	1,685
	14,319	12,035	2,284
	14,254	11,470	2,784
	18,576	14,462	4,114
	13,418	8,175	5,243
	20,554	12,753	7,801
	42,087	24,117	17,970
	10,341	11,409	-1,068
	249,921	249,440	481
	35,822	40,149	-4,327
	1,233	1,450	-217
	3,952	1,985	1,967
	7,610	3,894	3,716
	26,480	16,986	9,494
	102,807	109,592	-6,785
	6,307	9,455	-3,148
	14,424	16,535	-2,111
	9,157	10,561	-1,404
	4,168	5,037	-869
	2,764	3,451	-687
	1,762	2,242	-480
	222,433	222,737	-304
	99,168	99,379	-211
	60,787	60,914	-127
	698	777	-79
	850	906	-56
	1,973	1,997	-24
	138	152	-14
	55	62	-7
	12	13	-1
	121,664	121,664
	59	59
	26,365	26,320	45
	773	661	112
	11,129	10,952	177
	15,006	14,621	385
	6,773	6,235	538
	1,920	1,166	754
	7,302	6,250	1,052
	3,289	1,945	1,344
	19,701	17,984	1,717
	15,084	12,778	2,306
	15,911	13,075	2,836
	7,959	3,844	4,115
	12,826	7,532	5,294
	14,684	6,767	7,917
	37,555	18,242	19,313
	3,876	4,902	-1,026
	40,515	39,629	886
	5,708	9,490	-3,782
	1,274	1,446	-172
	12,267	10,296	1,971
	7,782	3,983	3,799
	21,359	11,717	9,642
	14,150	20,690	-6,540
	7,883	10,859	-2,976
	175,795	177,834	-2,039
	147,307	148,650	-1,343
	2,692	3,547	-855
	10,818	11,486	-668
	28,466	28,937	-471
	12,121	12,423	-302
	15,592	15,799	-207
	599	726	-127
	14,962	15,041	-79
	833	887	-54
	228	252	-24
	100,261	100,274	-13
	52	59	-7
	9	10	-1
	253,522	253,522

	1,820	1,771	49
	55,104	54,990	114
	123,740	123,560	180
	5,333	4,939	394
	131,929	131,387	542
	159,457	158,625	832
	6,264	5,168	1,096
	101,308	99,926	1,382
	4,502	2,763	1,739
	4,751	2,400	2,351
	92,193	89,339	2,854
	16,871	12,717	4,154
	23,201	17,828	5,373
	26,475	18,508	7,967
	29,772	10,381	19,391
	9,947	10,694	-747
	10,705	8,792	1,913
	11,145	14,720	-3,575
	1,775	1,873	-98
	8,499	6,336	2,163
	7,159	2,741	4,418
	25,625	15,866	9,759
	80,217	86,491	-6,274
	7,212	10,070	-2,858
	8,606	10,560	-1,954
	72,550	73,873	-1,323
	2,702	3,547	-845
	59,733	60,397	-664
	25,760	26,218	-458
	26,039	26,332	-293
	1,657	1,859	-202
	977	1,095	-118
	1,492	1,567	-75
	462	514	-52
	235	259	-24
	1,702	1,715	-13
	59	66	-7
	8	9	-1
	48,660	48,660
	60	60
	37,767	37,713	54
	5,142	5,025	117
	191		191
	3,642	3,243	399
	30,429	29,883	546
	847		847
	6,068	4,940	1,128
	3,348	1,948	1,400
	76,447	74,707	1,740
	103,347	100,986	2,361
	7,306	4,346	2,960
	12,274	8,107	4,167
	14,950	9,461	5,489
	24,806	16,616	8,190
	34,111	14,594	19,517
	10,979	11,714	-735
	19,863	34,497	-14,634
	12,288	15,225	-2,937
	3,177	3,114	63
	10,560	8,309	2,251
	10,154	5,447	4,707
	20,707	9,454	11,253
	18,030	24,256	-6,226
	30,000	32,843	-2,843
	10,338	12,281	-1,943
	10,553	11,843	-1,290
	20,183	20,992	-809
	4,862	5,454	-592
	2,676	3,129	-453
	2,652	2,944	-292
	1,650	1,852	-202
	9,868	9,984	-116
	24,922	24,996	-74
	1,016	1,067	-51
	174	195	-21
	103	116	-13
	53	60	-7
	8	9	-1
	102,500	102,500
	11	9	2
	55		55
	67,084	66,953	131
	25,054	24,849	205
	135,518	135,117	401
	4,377	3,821	556
	200,015	199,164	851
	8,287	7,084	1,203
	21,084	19,680	1,404
	11,646	9,905	1,741
	30,218	27,799	2,419
	7,316	4,346	2,970
	15,914	11,687	4,227
	14,259	8,637	5,622
	21,597	13,048	8,549
	32,719	10,996	21,723
	4,911	5,293	-382
	147,259	160,954	-13,695
	16,075	18,879	-2,804
	3,406	3,339	67
	8,598	6,194	2,404
	24,865	20,145	4,720
	30,606	18,911	11,695
	14,424	20,003	-5,579
	17,908	20,738	-2,830
	110,000	111,938	-1,938
	3,386	4,613	-1,227
	2,102	2,887	-785
	65,564	66,153	-589
	4,381	4,825	-444
	4,178	4,458	-280
	134,302	134,492	-190
	1,147	1,262	-115
	5,194	5,266	-72
	475	523	-48
	1,766	1,787	-21
	91	102	-11
	87	94	-7
	9	10	-1
	158,730	158,730
	101,039	101,031	8
	13,018	12,959	59
	1,536	1,403	133
	1,332	1,127	205
	25,364	24,953	411
	2,913	2,349	564
	3,044	2,166	878
	10,607	9,403	1,204
	135,391	133,984	1,407
	5,698	3,935	1,763
	5,857	3,401	2,456
	6,923	3,907	3,016
	26,489	22,249	4,240
	12,728	7,064	5,664
	15,955	6,934	9,021
	6,819	12,976	-6,157
	13,100	13,312	-212
	22,194	34,876	-12,682
	15,831	18,221	-2,390
	7,928	7,859	69
	16,225	13,634	2,591
	18,967	13,925	5,042
	29,972	17,695	12,277
	10,358	15,697	-5,339
	22,843	25,526	-2,683
	4,205	6,133	-1,928
	56,495	57,716	-1,221
	30,816	31,599	-783
	19,287	19,870	-583
	4,472	4,908	-436
	14,565	14,839	-274
	4,696	4,883	-187
	210	324	-114
	1,439	1,511	-72
	6,167	6,211	-44
	1,912	1,933	-21
	1,243	1,253	-10
	82	89	-7
	911	912	-1
	159,176	159,176
	158,229	158,221	8
	10,020	9,958	62
	121,207	121,071	136
	2,174	1,946	228
	14,545	14,126	419
	15,535	14,955	580
	55,876	54,959	917
	3,212	1,948	1,264
	10,676	9,266	1,410
	13,002	11,149	1,853
	16,113	13,603	2,510
	6,927	3,907	3,020
	10,870	6,597	4,273
	21,808	16,118	5,690
	27,354	18,241	9,113
	24,165	27,957	-3,792
	149,061	149,143	-82
	27,266	38,975	-11,709
	14,938	16,978	-2,040
	6,345	6,179	166
	4,597	2,000	2,597
	17,293	11,782	5,511
	32,102	19,205	12,897

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-216,240
b			-5,137
c			-2,611
d			-1,916
e			-1,102
			-782
			-562
			-403
			-257
			-182
			-108
			-70
			-42
			-20
			-10
			-7
			-1

			8
			67
			141
			232
			443
			612
			944
			1,264
			1,475
			1,884
			2,563
			3,039
			4,594
			5,802
			9,937
			-2,204
			-4
			-11,427
			-2,038
			491
			2,610
			5,529
			13,093
			-17,619
			-5,132
			-2,449
			-1,802
			-1,056
			-762
			-557
			-387
			-252
			-170
			-108
			-69
			-41
			-20
			-9
			-7
			-1

			9
			75
			149
			258
			447
			622
			952
			1,299
			1,478
			1,907
			2,566
			3,395
			4,660
			5,910
			10,181
			-2,145
			122
			-7,436
			-1,942
			604
			2,692
			5,534
			23,345
			-12,424
			-4,838
			-2,415
			-1,766
			-984
			-751
			-546
			-373
			-244
			-169
			-103
			-68
			-41
			-18
			-9
			-7
			-1

			11
			75
			151
			267
			471
			630
			973
			1,313
			1,503
			1,988
			2,567
			3,759
			4,842
			6,052
			11,104
			-1,729
			221
			-7,064
			-1,856
			773
			2,846
			7,589
			28,526
			-10,695
			-4,462
			-2,404
			-1,765
			-977
			-749
			-540
			-363
			-239
			-168
			-97
			-68
			-41
			-18
			-8
			-5
			-1

			12
			77
			153
			332
			506
			661
			984
			1,320
			1,528
			2,000
			2,589
			3,820
			4,899
			6,289
			11,578
			-1,579
			225
			-6,924
			-1,425
			1,002
			3,100
			7,949
			32,275
			-9,150
			-4,447
			-2,372
			-1,740
			-964
			-741
			-499
			-343
			-237
			-164
			-93
			-67
			-40
			-17
			-8
			-5
			-1

			19
			84
			158
			333
			513
			664
			993
			1,320
			1,551
			2,021
			2,619
			3,832
			4,902
			6,406
			12,692
			-1,532
			232
			-6,908
			-879
			1,096
			3,449
			8,232
			35,661
			-8,471
			-4,297
			-2,365
			-1,681
			-952
			-729
			-498
			-341
			-232
			-151
			-92
			-65
			-38
			-17
			-8
			-3
			-1

			27
			95
			162
			336
			523
			705
			995
			1,322
			1,552
			2,033
			2,731
			3,947
			4,911
			7,639
			13,689
			-1,390
			246
			-5,622
			-596
			1,407
			3,627
			8,573
			38,756
			-8,315
			-4,263
			-2,343
			-1,633
			-949
			-726
			-495
			-312
			-230
			-143
			-92
			-62
			-29
			-16
			-8
			-3
			-1

			29
			101
			163
			337
			528
			724
			1,003
			1,324
			1,558
			2,106
			2,732
			3,975
			5,119
			7,780
			15,302
			-1,209
			278
			-4,530
			-448
			1,496
			3,650
			8,937
			-7,185
			-4,251
			-2,227
			-1,551
			-937
			-724
			-491
			-309
			-211
			-131
			-91
			-61
			-27
			-16
			-8
			-2
			-1

			31
			107
			170
			374
			533
			742
			1,040
			1,330
			1,650
			2,158
			2,751
			3,977
			5,125
			7,792
			15,484
			-1,176
			310
			-4,366
			-230
			1,527
			3,653
			9,128
			-6,827
			-3,235
			-2,186
			-1,502
			-874
			-717
			-484
			-309
			-211
			-128
			-88
			-58
			-24
			-14
			-8
			-2
			-1

			39
			112
			173
			376
			534
			750
			1,042
			1,330
			1,685
			2,284
			2,784
			4,114
			5,243
			7,801
			17,970
			-1,068
			481
			-4,327
			-217
			1,967
			3,716
			9,494
			-6,785
			-3,148
			-2,111
			-1,404
			-869
			-687
			-480
			-304
			-211
			-127
			-79
			-56
			-24
			-14
			-7
			-1


			45
			112
			177
			385
			538
			754
			1,052
			1,344
			1,717
			2,306
			2,836
			4,115
			5,294
			7,917
			19,313
			-1,026
			886
			-3,782
			-172
			1,971
			3,799
			9,642
			-6,540
			-2,976
			-2,039
			-1,343
			-855
			-668
			-471
			-302
			-207
			-127
			-79
			-54
			-24
			-13
			-7
			-1


			49
			114
			180
			394
			542
			832
			1,096
			1,382
			1,739
			2,351
			2,854
			4,154
			5,373
			7,967
			19,391
			-747
			1,913
			-3,575
			-98
			2,163
			4,418
			9,759
			-6,274
			-2,858
			-1,954
			-1,323
			-845
			-664
			-458
			-293
			-202
			-118
			-75
			-52
			-24
			-13
			-7
			-1


			54
			117
			191
			399
			546
			847
			1,128
			1,400
			1,740
			2,361
			2,960
			4,167
			5,489
			8,190
			19,517
			-735
			-14,634
			-2,937
			63
			2,251
			4,707
			11,253
			-6,226
			-2,843
			-1,943
			-1,290
			-809
			-592
			-453
			-292
			-202
			-116
			-74
			-51
			-21
			-13
			-7
			-1

			2
			55
			131
			205
			401
			556
			851
			1,203
			1,404
			1,741
			2,419
			2,970
			4,227
			5,622
			8,549
			21,723
			-382
			-13,695
			-2,804
			67
			2,404
			4,720
			11,695
			-5,579
			-2,830
			-1,938
			-1,227
			-785
			-589
			-444
			-280
			-190
			-115
			-72
			-48
			-21
			-11
			-7
			-1

			8
			59
			133
			205
			411
			564
			878
			1,204
			1,407
			1,763
			2,456
			3,016
			4,240
			5,664
			9,021
			-6,157
			-212
			-12,682
			-2,390
			69
			2,591
			5,042
			12,277
			-5,339
			-2,683
			-1,928
			-1,221
			-783
			-583
			-436
			-274
			-187
			-114
			-72
			-44
			-21
			-10
			-7
			-1

			8
			62
			136
			228
			419
			580
			917
			1,264
			1,410
			1,853
			2,510
			3,020
			4,273
			5,690
			9,113
			-3,792
			-82
			-11,709
			-2,040
			166
			2,597
			5,511
			12,897

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	349,269
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3	-92,948

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2013	694,500	19,531,149	0.035559
2012	672,670	18,446,982	0.036465
2011	1,496,112	18,711,157	0.079958
2010	928,569	18,248,693	0.050884
2009	1,403,265	17,416,011	0.080573

2	Total of line 1, column (d) ......................	2	0.283439
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.056688
4	Enter the net value of noncharitable-use assets for 2014 from Part X, line 5.....	4	20,403,436
5	Multiply line 4 by line 3.......................	5	1,156,630
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	5,716
7	Add lines 5 and 6.........................	7	1,162,346
8	Enter qualifying distributions from Part XII, line 4..............	8	687,505
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2014)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	11,432
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3	11,432
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	11,432
6	Credits/Payments:

a	2014 estimated tax payments and 2013 overpayment credited to 2014	6a	18,800
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	18,800
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	7,368
11	Enter the amount of line 10 to be: Credited to 2015 estimated tax7,368	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions

for definition)?.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Form 990-PF (2014)

Page 5

Part VII-A

Statements Regarding Activities (continued)

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

LOIS MANDRELL Telephone no. bullet

(618) 463-0700

Located at bullet

PO BOX 5146GODFREYIL ZIP+4 bullet

62035

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet

Form 990-PF (2014)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2014?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2014, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2014?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?........................YesNo

If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2014.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? (see instructions)..................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.......................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2014)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
JEFF WEBER	PRESIDENT 2.00	0	0	0
69 DANFORTH ROAD ALTON,IL62002	PRESIDENT 2.00	0	0	0
MIKE FITZGERALD	VICE PRESIDE 2.00	0	0	0
322 STATE STREET ALTON,IL62002	VICE PRESIDE 2.00	0	0	0
ROBERT MCCLELLAN	TREASURER 2.00	0	0	0
7645 SHERRY CREEK ROAD WORDEN,IL62097	TREASURER 2.00	0	0	0
LAURA ASHER	SECRETARY 2.00	0	0	0
1406 LIBERTY STREET ALTON,IL62002	SECRETARY 2.00	0	0	0
ANITA COOPER	DIRECTOR 0.50	0	0	0
4012 STONELEDGE DRIVE GODFREY,IL62035	DIRECTOR 0.50	0	0	0
KAREN ECKERT	DIRECTOR 0.50	0	0	0
1348 RUSTICVIEW DRIVE BALLWIN,MO63011	DIRECTOR 0.50	0	0	0
JOHN WILLIAMS	DIRECTOR 0.50	0	0	0
304 E EXCHANGE STREET JERSEYVILLE,IL62052	DIRECTOR 0.50	0	0	0
FELICIA BREEN	DIRECTOR 0.50	0	0	0
2040 ALBY STREET ALTON,IL62002	DIRECTOR 0.50	0	0	0
TINA MURPHY	DIRECTOR 0.50	0	0	0
44 FAIRMOUNT DRIVE ALTON,IL62002	DIRECTOR 0.50	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
CAPITAL GROUP COMPANIES	INVESTMENTS	163,472
6455 IRVINE CENTER DR IRVINE,CA92618	INVESTMENTS	163,472

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2014)

Page 8

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1	N/A
2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

20,126,249

Average of monthly cash balances.......................

587,899

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

20,714,148

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

20,714,148

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

310,712

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

20,403,436

Minimum investment return. Enter 5% of line 5..................

1,020,172

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

1,020,172

Tax on investment income for 2014 from Part VI, line 5......

11,432

Income tax for 2014. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

11,432

Distributable amount before adjustments. Subtract line 2c from line 1............

1,008,740

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,008,740

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

1,008,740

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

687,505

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

687,505

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

687,505

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2014)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(d) 2014
1 Distributable amount for 2014 from Part XI, line 7			1,008,740
2 Undistributed income, if any, as of the end of 2014:
a Enter amount for 2013 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2014:
a From 2009.......	544,422
b From 2010.......	26,282
c From 2011.......	606,330
d From 2012.......
e From 2013.......
fTotal of lines 3a through e.........		1,177,034
4Qualifying distributions for 2014 from Part
XII, line 4: $ 687,505
a Applied to 2013, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2014 distributable amount.....			687,505
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2014.		321,235	321,235
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		855,799
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2013. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2014. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2015 ..........			0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8Excess distributions carryover from 2009 not applied on line 5 or line 7 (see instructions) ...		223,187
9Excess distributions carryover to 2015. Subtract lines 7 and 8 from line 6a ......		632,612
10 Analysis of line 9:
a Excess from 2010....	26,282
b Excess from 2011....	606,330
c Excess from 2012....
d Excess from 2013....
e Excess from 2014....

Form 990-PF (2014)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2014, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2014	(b) 2013	(c) 2012	(d) 2011	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2014)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
GREAT RIVERS LAND TRUST PO BOX 821 ALTON,IL62002	N/A		PIASA HARBOR ACQUISITION	100,000
GREAT RIVERS LAND TRUST PO BOX 821 ALTON,IL62002	N/A		STEWARDSHIP ENDOWMENT	40,000
GREAT RIVERS LAND TRUST PO BOX 821 ALTON,IL62002	N/A		GENERAL OPERATIONS	10,000
SIERRA CLUB FOUNDATION 85 SECOND STREET STE 750 SAN FRANCISCO,CA94105	N/A		GENERAL OPERATIONS	120,000
THE NATRUE INSTITUTE 2213 S LEVIS LANE GODFREY,IL62035	N/A		GENERAL OPERATIONS	368,000
THE NATURE INSTITUTE 2213 S LEVIS LANE GODFREY,IL62035	N/A		TALAHIE LODGE KITCHEN PROJECT	5,000
THE NATURE INSTITUTE 2213 S LEVIS LANE GODFREY,IL62035	N/A		CABIN RESTORATION PROJECT	5,000
THE NATURE INSTITUTE 2213 E LEVIS LANE GODFREY,IL62035	N/A		STONE WALL REPAIR PROJECT	5,000
COMMUNITY CULTIVATORS PO BOX 25 ELSAH,IL62028			GENERAL OPERATIONS	5,000
WATERSHED NATURE CENTER 1591 TOWER AVE EDWARDSVILLE,IL62025	N/A		GENERAL OPERATIONS	5,000
FRIENDS OF PERE MARQUETTE 13112 VISITOR CENTER LANE GRAFTON,IL62037	N/A		GENERAL OPERATIONS	5,000
SIUE FOUNDATION CAMPUS BOX 1082 EDWARDSVILLE,IL62052	N/A		SIUE GARDENS' BRIDGE PROJECT	5,000
Total ................................. 3a				673,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2014)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............			14	16
4 Dividends and interest from securities....			14	367,270
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory .............			18	349,269
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: aCAPITAL GROUP ALTERNATIVE			14	14,531
bCAPITAL GROUP ALTERNATIVE			18	26,149
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				757,235

13Total. Add line 12, columns (b), (d), and (e)..................

13757,235

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2014)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2014)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
CORPORATE BONDS	1,120,269	1,134,567
MUTUAL FUNDS	1,626,372	1,607,208

Name of Stock	End of Year Book Value	End of Year Fair Market Value
COMMON STOCK	6,988,873	9,835,018
MUTUAL FUNDS

Description	Revenue and Expenses per Books	Disbursements for Charitable Purposes
EXPENSES
BANK CHARGES	87	87
COMPUTER EXPENSES	755	755
DONATIONS	200	200
INSURANCE	4,200	4,200
MISCELLANEOUS	21	21
OFFICE SUPPLIES	578	578
POSTAGE	114	114
TRAVEL REIMBURSEMENT	239	239

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
CAPITAL GROUP ALTERNATIVE	14,531		14,531
CAPITAL GROUP ALTERNATIVE	26,149		26,149

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
LICENSES	15			15
FEDERAL EXCISE TAX	11,432
FOREIGN TAX	16,280	16,280	16,280