Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)90 PARK AVENUE - 33RD FLOOR   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

13-5673173
B Telephone number (see instructions)

(212) 687-4470
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$271,196,291J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule).............. 667,641
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 1,499,935 1,499,935  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 13,289,697
b Gross sales price for all assets on line 6a 64,232,494
7 Capital gain net income (from Part IV, line 2)... 13,289,697
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 584,967 583,887  
12 Total. Add lines 1 through 11........ 16,042,240 15,373,519  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 958,500 125,372   833,128
14 Other employee salaries and wages...... 1,130,407 93,372   1,037,035
15 Pension plans, employee benefits....... 1,382,550 144,891   725,913
16a Legal fees (attach schedule)......... Click to see attachment 152,749 0   136,419
b Accounting fees (attach schedule)....... Click to see attachment 33,831 15,224   18,607
c Other professional fees (attach schedule).... Click to see attachment 80,781 4,096   100,080
17 Interest............... 40,332 40,332   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 280,496 3,888   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 153,081 7,654  
20 Occupancy.............. 689,369 72,246   738,478
21 Travel, conferences, and meetings....... 186,079 786   185,293
22 Printing and publications.......... 1,598 0   1,598
23 Other expenses (attach schedule)....... Click to see attachment 4,606,006 1,138,065   490,658
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 9,695,779 1,645,926   4,267,209
25 Contributions, gifts, grants paid........ 9,025,000 8,524,600
26 Total expenses and disbursements. Add lines 24 and 25 18,720,779 1,645,926   12,791,809
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -2,678,539
b Net investment income (if negative, enter -0-) 13,727,593
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 18,780,399 1,513,726 1,513,726
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet200,439
Less: allowance for doubtful accounts bullet   420,655 200,439 200,439
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........   125,990 125,990
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 0 Click to see attachment15,457,752 15,457,752
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 248,882,615 Click to see attachment253,641,797 253,641,797
14 Land, buildings, and equipment: basis bullet1,627,772
Less: accumulated depreciation (attach schedule) bullet1,597,663 183,190 Click to see attachment30,109 30,109
15 Other assets (describe bullet) Click to see attachment571,756 Click to see attachment226,478 Click to see attachment226,478
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 268,838,615 271,196,291 271,196,291
Liabilities 17 Accounts payable and accrued expenses.......... 113,489 115,854
18 Grants payable.................. 5,250,600 5,751,000
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment9,521,488 Click to see attachment12,709,464
23 Total liabilities (add lines 17 through 22).......... 14,885,577 18,576,318
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted................... 253,374,535 252,213,470
25 Temporarily restricted................ 578,503 406,503
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)...... 253,953,038 252,619,973
31 Total liabilities and net assets/fund balances (see instructions).. 268,838,615 271,196,291
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 253,953,038
2 Enter amount from Part I, line 27a..................... 2 -2,678,539
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 1,371,410
4 Add lines 1, 2, and 3.......................... 4 252,645,909
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 25,936
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 252,619,973
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a CAPITAL GAIN PASS THROUGH FROM LTD PTRSHIPS P    
b JPM MANAGED INCOME FUND P    
c SCOGGIN OVERSEAS FUND P    
d MANATUCK HILL MARINER P    
e KING STREET CAPITAL LTD P    
PERSHING SQUARE HOLDINGS LTD P    
MILLENNIUM TECH VALUE PARTNERS, LP P    
ASAP WESTWARD PARTNERS-BLOCKER CORP P    
STEEL PARTNRS HOLDING LP P    
GOLDMAN SACHS MEZZANINE PARTNERS V OFFSHORE LP P    
GOLDMAN SACHS RE MEAZZANINE PARTNERS (CORPORATE), LP P    
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 5,544,269     5,544,269
b 17,500,000   17,517,483 -17,483
c 49,343   65,090 -15,747
d 7,504,986   10,000,000 -2,495,014
e 5,000,000   2,141,151 2,858,849
22,311,409   16,402,380 5,909,029
17,363     17,363
1,119,137   1,141,106 -21,969
4,780,000   3,543,252 1,236,748
91,518     91,518
    132,335 -132,335
314,469     314,469
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       5,544,269
b       -17,483
c       -15,747
d       -2,495,014
e       2,858,849
      5,909,029
      17,363
      -21,969
      1,236,748
      91,518
      -132,335
      314,469
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 13,289,697
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 11,248,346 238,050,738 0.047252
2012 11,924,881 224,842,813 0.053037
2011 11,718,857 249,441,273 0.046980
2010 11,719,049 246,034,046 0.047632
2009 12,515,314 237,745,393 0.052642
2 Total of line 1, column (d) ...................... 2 0.247543
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.049509
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 262,407,126
5 Multiply line 4 by line 3....................... 5 12,991,514
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 137,276
7 Add lines 5 and 6......................... 7 13,128,790
8 Enter qualifying distributions from Part XII, line 4.............. 8 12,791,809
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 274,552
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 274,552
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 274,552
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 383,342
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 300,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 683,342
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 408,790
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet408,790 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.GF.ORG
    14
    The books are in care ofbulletJULIE KLEIN Telephone no.bullet (212) 687-4470
    Located atbullet90 PARK AVENUE - 33RD FLOORNEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    EDWARD HIRSCH PRESIDENT AND TRUSTEE
    40.00     		462,500 33,465 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ANDRE BERNARD V.P., AND SECRETARY
    40.00     		245,000 53,591 0
    90 PARK AVENUE
    NEW YORK,NY10016
    COLEEN P HIGGINS-JACOB V.P., C.F.O. AND TREASURER
    40.00     		251,000 54,039 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ROBERT ALLAN CARO TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOEL CONARROE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DOROTHY TAPPER GOLDMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    MICHAEL HEGARTY TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DR WILLIAM P KELLY CHAIRMAN AND TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DWIGHT E LEE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOYCE CAROL OATES TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOSEPH A RICE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    RICHARD A RIFKIND TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    STACY SCHIFF TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    CHARLES P STEVENSON JR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    WADDELL W STILLMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    PATRICK J WAIDE JR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ELLEN TAAFFE ZWILICH TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    JULIE KLEIN ASST TREASURER
    40.00     		120,000 22,105 0
    90 PARK AVENUE
    NEW YORK,NY10016
    RICHARD HATTER DIR. DEVLPMNT & PUB
    40.00     		110,000 21,398 0
    90 PARK AVENUE
    NEW YORK,NY10016
    PATRICIA O'SULLIVAN ASST SECRETARY
    40.00     		107,000 20,815 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DEREK LIM SYSTEMS ADMINISTRATO
    40.00     		88,000 32,421 0
    90 PARK AVENUE
    NEW YORK,NY10016
    BARBARA GLEASON ASST TREASURER
    40.00     		84,000 19,168 0
    90 PARK AVENUE
    NEW YORK,NY10016
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    HIGHLINE SYSTECH INC IT SERVICES CONSULTING 180,000
    2 WOOSTER STREET
    NEW YORK,NY10013
    BINGHAM MCCUTCHEN LLP LEGAL COUNSEL ON LEASE RENEWAL 141,986
    399 PARK AVENUE
    NEW YORK,NY10022
    IGNOTUM INC IT SYSTEMS DEVELOPMENT/CONSULTING 106,245
    125 KETAY DRIVE SOUTH
    EAST NORTHPORT,NY11731
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    262,682,663
    b
    Average of monthly cash balances.......................
    1b
    3,601,375
    c
    Fair market value of all other assets (see instructions)................
    1c
    119,136
    d
    Total (add lines 1a, b, and c).........................
    1d
    266,403,174
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    266,403,174
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    3,996,048
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    262,407,126
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    13,120,356
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    13,120,356
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    274,552
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
    250
    c
    Add lines 2a and 2b............................
    2c
    274,802
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    12,845,554
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    12,845,554
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    12,845,554
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    12,791,809
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    12,791,809
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    12,791,809
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 12,845,554
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009.......  
    b From 2010.......  
    c From 2011.......  
    d From 2012....... 90,062
    e From 2013.......  
    fTotal of lines 3a through e......... 90,062
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 12,791,809
    a Applied to 2013, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 12,791,809
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2014. 53,745 53,745
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 36,317
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		36,317
    10 Analysis of line 9:
    a Excess from 2010....  
    b Excess from 2011....  
    c Excess from 2012.... 36,317
    d Excess from 2013....  
    e Excess from 2014....  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JOHN SIMON GUGGENHEIM MEMORIAL FDTN
    90 PARK AVENUE
    NEW YORK,NY10016
    (212) 687-4470
    bThe form in which applications should be submitted and information and materials they should include:
    THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.
    cAny submission deadlines:
    SEPTEMBER 15
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    INDIVIDUALS IN THE U.S.A. AND CANADA
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    LOUISE E BELCOURT
    315 BERRY STREET APT 6 N
    BROOKLYN,NY11249     		NONE NONE FINE ARTS 20,000
    TOM CIPULLO
    47-20 11TH STREET
    LONG ISLAND CITY,NY11101     		NONE NONE MUSIC COMPOSITION 25,000
    JAMES N DRUCKMAN
    601 UNIVERSITY PLACE
    EVANSTON,IL60208     		NONE NONE POLICY CHALLENGES: ENERGY POLICY AND PUBLIC OPINION 40,000
    KRISTEN R GHODSEE
    7100 COLLEGE STATION
    BRUNSWICK,ME04011     		NONE NONE STATE SOCIALIST WOMEN'S ORGANIZATIONS RECONSIDERED THE COMMITTEE OF THE BULGARIAN WOMEN'S MOVEMENT 45,000
    ANDREA K HENDERSON
    11 FROST STREET
    IRVINE,CA92617     		NONE NONE ALGEBRAIC ART 40,000
    DAGMAR HERZOG
    450 SERRA MALL BUILDING 200
    STANFORD,CA943052024     		NONE NONE THE MAKING OF FRONTIERS: SPAIN AND PORTUGAL IN EUROPE AND THE AMERICAS (16TH-19TH CENTURIES) 40,000
    ROBERT S LEVINE
    3219 TAWES HALL
    COLLEGE PARK,MD20742     		NONE NONE THE LIVES OF FREDERICK DOUGLASS 20,000
    JIM MOORE
    MS-A1730
    SAINT PAUL,MN55104     		NONE NONE POETRY 21,000
    DAVID A ROSENBAUM
    931 MCKEE STREET
    STATE COLLEGE,PA16803     		NONE NONE PROTO-MOVEMENTS IN COGNITION AND ACTION 20,000
    LISA SALTZMAN
    101 NORTH MERION AVENUE
    BRYN MAWR,PA19010     		NONE NONE DIVERSITY ON THE FEDERAL BENCH: ASSESSING THE EFFECT OF GENDER, RACE AND RELIGION ON JUDGING 22,500
    BETH A SIMMONS
    1737 CAMBRIDGE STREET 2ND FLOOR
    CAMBRIDGE,MA02420     		NONE NONE COOPERATIVE EXCHANGES IN CONFRONTING TRANSNATIONAL CRIME: TRUST RELATIONSHIPS IN TRANSNATIONAL CRIMINAL JUSTICE 20,000
    KATE SOPER
    414 WEST 121ST STREET 66
    NEW YORK,NY10027     		NONE NONE MUSIC COMPOSITION 45,000
    JOHN WRAY
    491 4TH ST
    BROOKLYN,NY11215     		NONE NONE FICTION 30,000
    KIM ABELES
    821 TRACTION AVENUE STUDIO 110
    LOS ANGELES,CA90013     		NONE NONE FINE ARTS 25,000
    LUCIANA ACHUGAR
    41 WITHERS STREET 3R
    BROOKLYN,NY11211     		NONE NONE CHOREOGRAPHY 26,000
    KIM ADAMS
    54 BOSTON AVENUE 4
    TORONTO,ONTARIOM4M 2T9
    CA     		NONE NONE FINE ARTS 30,000
    KATI AGCS
    290 HUNTINGTON AVENUE
    BOSTON,MA02115     		NONE NONE MUSIC COMPOSITION 24,000
    DIANA ALLAN
    218 HARVARD STREET APT 1
    CAMBRIDGE,MA02139     		NONE NONE FILM-VIDEO 25,000
    SIEMON ALLEN
    222 WEST BROAD STREET
    RICHMOND,VA23220     		NONE NONE FINE ARTS 50,000
    LOUIS S ASEKOFF
    40 NEVIS ROAD
    TIVOLI,NY12583     		NONE NONE POETRY 25,000
    LEIGH BEHNKE
    543 BROADWAY
    NEW YORK,NY10013     		NONE NONE FINE ARTS 25,000
    JAMES BEVER
    1001 E 3RD ST
    BLOOMINGTON,IN474057005     		NONE NONE PLANT-SOIL FEEDBACK AS DRIVERS OF PLANT COMMUNITY DYNAMICS 40,000
    PHILIP BOEHM
    7141 STANFORD AVENUE
    ST LOUIS,MO63130     		NONE NONE TRANSLATION OF TEXTS BY HERTA M??LLER 35,000
    PHILIPPE BOURGOIS
    1633 SOUTH 13TH STREET
    PHILADELPHIA,PA19148     		NONE NONE ETHNOGRAPHY OF A DRUG-SALES BLOCK IN THE U.S. INNER CITY 20,000
    YOMI BRAESTER
    4219 BAKER AVENUE NW
    SEATTLE,WA98107     		NONE NONE FILM, NATIONAL HISTORY, AND GLOBAL CONSCIOUSNESS IN THE PEOPLE'S REPUBLIC OF CHINA 30,000
    BENJAMIN BROENING
    410 NORTH 24TH STREET
    RICHMOND,VA23223     		NONE NONE MUSIC COMPOSITION 48,000
    BRIAN BROOKS
    313 WEST 54TH STREET 1FE
    NEW YORK,NY10019     		NONE NONE CHOREOGRAPHY 52,000
    NATHAN BROWN
    1957 E ST NW
    WASHINGTON,DC20052     		NONE NONE ARGUING ISLAM AND THE REBIRTH OF ARAB POLITICS 40,000
    D GRAHAM BURNETT
    223 WEST 135TH STREET APT 5
    NEW YORK,NY10030     		NONE NONE MINDING THE EYE 40,000
    HUI CAO
    15 PROSPECT STREET RM 309
    NEW HAVEN,CT06520     		NONE NONE BIOLOGICALLY INSPIRED PHOTONICS 20,000
    PETER G CLOTE
    173 WABAN HILL ROAD NORTH
    CHESTNUT HILL,MA02467     		NONE NONE RNA: SYNTHETIC BIOLOGY AND THERMODYNAMICS-BASED ALGORITHMS 20,000
    CORA COHEN
    4705 CENTER BLVD 509
    LONG ISLAND CITY,NY11109     		NONE NONE FINE ARTS 27,500
    JEAN-LOUIS COHEN
    1 E 78TH STREET
    NEW YORK,NY10075     		NONE NONE AMERICANISM IN RUSSIAN ARCHITECTURE AND CITY PLANNING 40,000
    JENNIFER COLE
    1309 EAST 50TH STREET
    CHICAGO,IL60615     		NONE NONE MALAGASY MARRIAGE MIGRANTS IN FRANCE AND THE MAKING OF A HYBRID TRANSNATIONAL CULTURE 23,000
    JON COLEMAN
    52744 WESTGATE DRIVE
    SOUTH BEND,IN46635     		NONE NONE MOVEMENT IN PREINDUSTRIAL AMERICA 24,000
    SCOTT CONARROE
    518-11TH AVENUE
    KEREMEOS,BRITISH COLUMBIAV0X 1N3
    CA     		NONE NONE PHOTOGRAPHY 20,000
    ERIN COURTNEY
    369 1ST STREET
    BROOKLYN,NY11215     		NONE NONE PLAYWRITING 48,000
    BRIAN R CRANE
    336 PHYSICAL SCIENCES BUILDING
    ITHACA,NY14853     		NONE NONE BIOPHYSICAL STUDIES OF PROTEIN ASSEMBLIES THAT MEDIATE SIGNAL TRANSDUCTION 20,000
    CATHY CRANE
    161 6TH AVENUE 2R
    BROOKLYN,NY11217     		NONE NONE FILM-VIDEO 25,000
    BRYAN J CUEVAS
    641 UNIVERSITY WAY
    TALLAHASSEE,FL323061520     		NONE NONE THE LIFE OF RA LOTSAWA, TIBETS NOTORIOUS MASTER OF BUDDHIST SORCERY 24,000
    TOM DANIEL
    24 KINCAID HALL
    SEATTLE,WA981951800     		NONE NONE CONTROL AND DYNAMICS OF MOVEMENT IN BIOLOGY 20,000
    KATE DANIELS
    1404 BEECHWOOD AVENUE
    NASHVILLE,TN37212     		NONE NONE POETRY 15,000
    ERIK DEMAINE
    32 VASSAR STREET
    CAMBRIDGE,MA02139     		NONE NONE ORIGAMI FROM WOOD, PLASTIC, METAL, AND GLASS 25,000
    KIRAN DESAI
    10 PARSONAGE STREET
    COLD SPRING,NY10516     		NONE NONE FICTION 25,000
    KATHLEEN DONOHUE
    5218 TWIN PINES LANE
    DURHAM,NC27705     		NONE NONE HOW GENETIC PATHWAYS INFLUENCE ORGANISMAL RESPONSES TO CLIMATE CHANGE 20,000
    FAYE DRISCOLL
    71 4TH AVENUE
    BROOKLYN,NY11217     		NONE NONE CHOREOGRAPHY 27,000
    AARON EINBOND
    822 WEST 187TH STREET APT 8B
    NEW YORK,NY10033     		NONE NONE MUSIC COMPOSITION 25,000
    LEE EPSTEIN
    1221 OCEAN AVENUE 907
    SANTA MONICA,CA90401     		NONE NONE DIVERSITY ON THE FEDERAL BENCH: ASSESSING THE EFFECT OF GENDER, RACE, AND RELIGION ON JUDGING 10,000
    GARY W EVANS
    DEPARTMENT OF DESIGN AND ENVIRONMEN
    AL ANALYSIS
    ITHACA,NY14853     		NONE NONE POVERTY AND CHILD DEVELOPMENT 20,000
    STUART FIRESTEIN
    1011 FAIRCHILD MC2438
    NEW YORK,NY10027     		NONE NONE HOW SCIENCE ADVANCES THROUGH FAILURE 21,000
    KATE FODOR
    53 MAPLE STREET FIRST FLOOR
    MILLBURN,NJ07041     		NONE NONE PLAYWRITING 12,000
    JOSHUA FOER
    754 ORANGE STREET 4
    NEW HAVEN,CT06511     		NONE NONE THE LAST HUNTER-GATHERERS AND THE MAKING OF MODERN HUMANS 26,000
    JEROLD C FRAKES
    465 NORWOOD AVENUE
    BUFFALO,NY14222     		NONE NONE CULTURAL REVOLUTION IN ASHKENAZ AND THE EMERGENCE OF EARLY YIDDISH LITERATURE 22,500
    MAX PAUL FRIEDEMAN
    4400 MASSACHUSETTS NW
    WASHINGTON,DC20016     		NONE NONE THE LATIN AMERICAN DIPLOMATIC TRADITION AND LIMITS OF PRINCIPLE 46,000
    ANDREW FRISARDI
    VIA FONTANTA VECCHIA A
      CASTAGLIONE IN FO  
    IT     		NONE NONE A TRANSLATION AND ANNOTATED EDITON OF DANTE'S CONVIVIO 27,500
    ROBERT D FULK
    1020 EAST KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE NONE A COMPARATIVE GRAMMAR OF THE EARLY GERMANIC LANGUAGES 20,000
    JULIANA COCO FUSCO
    54 MONROE STREET
    BROOKLYN,NY11238     		NONE NONE FILM-VIDEO 55,000
    CHARLES GAINES
    24700 MCBEAN PKWY
    VALENCIA,CA91355     		NONE NONE FINE ARTS 23,500
    LYNN GARAFOLA
    3009 BROADWAY
    NEW YORK,NY10027     		NONE NONE BRONISLAVA NIJINSKA: A CHOREOGRAPHER'S JOURNEY 20,000
    ROSS GAY
    17 4TH ST
    FRENCHTOWN,NJ08825     		NONE NONE POETRY 18,000
    BRUCE GILDEN
    25 MERCER STREET
    NEW YORK,NY10013     		NONE NONE PHOTOGRAPHY 26,000
    KATHY GOODELL
    1 HAWK DRIVE
    NEW PALTZ,NY12561     		NONE NONE FINE ARTS 24,000
    RICHARD GROSSMAN
    15 HAMLIN ROAD
    NEWTON CENTRE,MA024591001     		NONE NONE THE EVOLUTION OF BANKING REGULATION 33,000
    SONALI GULATI
    325 N HARRISON STREET
    RICHMOND,VA23284     		NONE NONE FILM-VIDEO 25,000
    DAVID L HABERMAN
    1033 EAST 3RD STREET
    BLOOMINGTON,IN47405     		NONE NONE WORSHIP OF MOUNT GOVARDHAN: MAKING THE IMPOSSIBLE POSSIBLE 26,000
    MAGGIE HADLEIGH-WEST
    1001 NORTH SALCEDO STREET
    NEW ORLEANS,LA70119     		NONE NONE FILM-VIDEO 25,000
    J C HALLMAN
    43-10 CRESCENT ST 437
    LONG ISLAND CITY,NY11101     		NONE NONE THE LAST MONARCH 27,500
    BARBARA HAMMER
    463 WEST STREET A926
    NEW YORK,NY10014     		NONE NONE FILM-VIDEO 30,000
    SHARON HARPER
    24 QUINCY STREET
    CAMBRIDGE,MA02138     		NONE NONE PHOTOGRAPHY 23,000
    BILL HAYES
    14 HORATIO STREET 11-C
    NEW YORK,NY10014     		NONE NONE A HISTORY OF EXERCISE 30,000
    GUY HEDREEN
    15 LAWRENCE HALL DRIVE SUITE 1
    WILLIAMSTOWN,MA01267     		NONE NONE THE IAMBIC ARTIST IN GREEK ART, LYRIC POETRY, AND HOMERIC EPIC 24,000
    SUSANNAH HESCHEL
    6036 THORNTON HALL
    HANOVER,NH03755     		NONE NONE THE FASCINATION WITH ISLAM IN MODERN JEWISH THOUGHT 21,000
    JOHN HIBBING
    3501 DUDLEY STREET
    LINCOLN,NE68503     		NONE NONE BIOLOGY AND POLITICAL PARTICIPATION 20,000
    JENNIFER HOMANS
    37 WASHINGTON SQUARE WEST APT 7CD
    NEW YORK,NY10011     		NONE NONE GEORGE BALANCHINE: A HISTORY 25,000
    MAJOR JACKSON
    38 ELSOM PARKWAY
    SOUTH BURLINGTON,VT05403     		NONE NONE POETRY 24,000
    JOEL JANOWITZ
    158 VASSAL LANE
    CAMBRIDGE,MA02138     		NONE NONE FINE ARTS 25,000
    MAYA JASANOFF
    27 MAPLE AVE UNIT 2
    CAMBRIDGE,MA02139     		NONE NONE THE WORLDS OF JOSEPH CONRAD 40,000
    ADAM JOHNSON
    390 FREDERICK ST
    SAN FRANCISCO,CA94117     		NONE NONE FICTION 24,000
    BILL JOHNSTON
    1020 EAST KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE NONE A NEW TRANSLATION OF ADAM MICKIEWICZ'S PAN TADEUSZ 24,000
    TROY JOLLIMORE
    704 ARBUTUS AVENUE
    CHICO,CA95926     		NONE NONE POETRY 24,000
    KIMSOOJA
    2219 41ST AVENUE SUITE 501
    LONG ISLAND CITY,NY11101     		NONE NONE FILM-VIDEO 55,000
    ROBERT KLITZMAN
    410 CENTRAL PARK WEST APT 16F
    NEW YORK,NY10025     		NONE NONE ETHICAL, LEGAL, AND SOCIAL IMPLICATIONS OF ASSISTED REPRODUCTIVE TECHNOLOGY 20,000
    AMER KOBASLIJA
    530 EAST 20TH STREET
    NEW YORK,NY10009     		NONE NONE FINE ARTS 20,000
    MICHAEL KOLSTER
    41 LONGFELLOW AVENUE
    BRUNSWICK,ME04011     		NONE NONE PHOTOGRAPHY 48,000
    HARRIET KORMAN
    11-15 46 ROAD 3B
    LONG ISLAND CITY,NY11101     		NONE NONE FINE ARTS 15,000
    SAMUEL KOU
    9 CARROLL CIRCLE
    WESTON,MA02493     		NONE NONE STATISTICAL INFERENCE OF DYNAMIC SYSTEMS VIA THE GAUSSIAN EMULATOR 2,000
    JUDITH F KROLL
    931 MCKEE STREET
    STATE COLLEGE,PA16803     		NONE NONE BILINGUAL MINDS AND BRAINS 20,000
    NORA KRUG
    208 LEFFERTS AVENUE
    BROOKLYN,NY11225     		NONE NONE FINE ARTS 24,000
    RACHEL KUSHNER
    519 SOUTH PLAIN STREET
    ITHACA,NY14850     		NONE NONE FICTION 52,000
    JANE LANDERS
    2301 VANDERBILT PLACE
    NASHVILLE,TN372351802     		NONE NONE AFRICAN KINGDOMS, BLACK REPUBLICS, AND FREE BLACK TOWNS ACROSS THE IBERIAN ATLANTIC 40,000
    DEANA LAWSON
    505 MADISON STREET
    BROOKLYN,NY11221     		NONE NONE PHOTOGRAPHY 24,000
    BENJAMIN LERNER
    182 SAINT MARKS AVENUE
    BROOKLYN,NY11238     		NONE NONE POETRY 25,000
    MICHAEL LESY
    10 MOUNTAIN VIEW CIRCLE
    AMHERST,MA01002     		NONE NONE LOOKING BACKWARDS/STEREO-GRAPHIC IMAGES OF THE WORLD AT THE DAWN OF THE TWENTIETH CENTRUY 22,000
    ZHONGJIE LIN
    9201 UNIVERSITY CITY BLVD
    CHARLOTTE,NC28223     		NONE NONE CHINA'S EMERGING NEW-TOWN MOVEMENT 24,000
    MARIE LOSIER
    22 EAST 60TH STREET
    NEW YORK,NY10022     		NONE NONE FILM-VIDEO 32,000
    JULIA REINHARD LUPTON
    28 VIRGIL COURT
    IRVINE,CA92617     		NONE NONE HABITATION, HOSPITALITY, AND DESIGN OF DWELLINGS IN SHAKESPEARE'S PLAYS 20,000
    DEBORAH LUSTER
    736 FRENCHMEN STREET
    NEW ORLEANS,LA70116     		NONE NONE PHOTOGRAPHY 27,500
    JEFF MALMBERG
    3865 BRUNSWICK AVENUE
    LOS ANGELES,CA90039     		NONE NONE FILM-VIDEO 15,000
    JON MARANS
    666 NINTH AVENUE 5N
    NEW YORK,NY10036     		NONE NONE PLAYWRITING 27,500
    BEN MARCUS
    601 WEST 115TH STREET 32
    NEW YORK,NY10022     		NONE NONE FICTION 24,000
    CLEOPATRA MATHIS
    PO BOX 217
    POST MILLS,VT05058     		NONE NONE POETRY 28,000
    PATRICIA MCANANY
    CAMPUS BOX 3115
    CHAPEL HILL,NC275993115     		NONE NONE HERITAGE WITHOUT IRONY: TRANSCULTURAL DIALOGUE AT A BUSY INTERSECTION 42,000
    DAVID MCDONALD
    4828 HOLLOW CORNER ROAD 290
    CULVER CITY,CA90230     		NONE NONE FINE ARTS 25,000
    DAVID MEANS
    317 FRONT STREET
    UPPER NYACK,NY10960     		NONE NONE FICTION 25,000
    ALEXANDER MERKURJEV
    3257 SOUTH BARRINGTON AVENUE
    LOS ANGELES,CA90066     		NONE NONE COMPLEXITY OF HOMOGENEOUS SPACES 40,000
    ROBIN MILLER
    94 AVALON ROAD
    WABAN,MA02468     		NONE NONE DOSTOEVSKY, TOLSTOY, AND THE SMALL OF THIS WORLD 20,000
    ELIJAH MILLGRAM
    4221 MARQUIS WAY
    SALT LAKE CITY,UT84124     		NONE NONE JOHN STUART MILL AND THE MEANING OF LIFE 24,000
    CARMAN MOORE
    152 COLUMBUS AVENUE APT 4R
    NEW YORK,NY10023     		NONE NONE MUSIC COMPOSITION 26,000
    PAUL MORAVEC
    7 DAIRY DRIVE
    GLEN COVE,NY11542     		NONE NONE MUSIC COMPOSITION 45,000
    SYLVIA NASAR
    81 PAULDING AVENUE
    TARRYTOWN,NY10591     		NONE NONE THE STORY OF SOVIET COLLABORATORS, SPIES, AND AGENTS OF INFLUENCE IN THE FINAL YEAR OF WORLD WAR II 31,600
    KEVIN OHI
    140 COMMONWEALTH AVENUE
    CHESTNUT HILL,MA02467     		NONE NONE QUEER LITERARY TRANSMISSION 24,000
    IAN OLDS
    441 CLERMONT AVENUE 2
    BROOKLYN,NY11238     		NONE NONE FILM-VIDEO 27,500
    PATTI OLEON
    76 DAWNVIEW WAY
    SAN FRANCISCO,CA94131     		NONE NONE FINE ARTS 29,000
    WILLIAM OUTCAULT
    97 PRESIDENT STREET
    BROOKLYN,NY11231     		NONE NONE FINE ARTS 30,000
    DAVID PARKER
    131 PERRY STREET 1A
    NEW YORK,NY10014     		NONE NONE CHOREOGRAPHY 26,000
    LAURA PARNES
    374 BEDFORD AVENUE
    BROOKLYN,NY11249     		NONE NONE FILM-VIDEO 25,000
    CHRISTIAN PATTERSON
    201 CLINTON AVENUE APT 7D
    BROOKLYN,NY11205     		NONE NONE PHOTOGRAPHY 20,000
    CATHERINE PEICHEL
    1100 FAIRVIEW AVENUE NORTH MS
    C2-023
    SEATTLE,WA98109     		NONE NONE CONNECTING GENOTYPE, PHENOTYPE, AND FITNESS 20,000
    INDIRA PETERSON
    50 COLLEGE STREET
    SOUTH HADLEY,MA01075     		NONE NONE DRAMA, THE COURT, AND THE PUBLIC IN EARLY MODERN SOUTH INDIA 42,000
    ANN PIBAL
    129 HAWKS AVE
    NORTH BENNINGTON,VT05257     		NONE NONE FINE ARTS 25,000
    JEAN-MICHEL PILC
    PO BOX 24561
    BROOKLYN,NY11202     		NONE NONE MUSIC COMPOSITION 25,000
    CLAIRE PORTER
    872 GARRISON AVENUE
    TEANECK,NJ07666     		NONE NONE CHOREOGRAPHY 26,000
    NARONG PRANGCHAROEN
    4908 BROOKSIDE BOULEVARD APT 16
    KANSAS CITY,MO64112     		NONE NONE MUSIC COMPOSITION 26,000
    LEAH PRICE
    27 MAPLE AVENUE 1
    CAMBRIDGE,MA02139     		NONE NONE BOOK FETISH: HOW RETHINKING THE PRINTED PAST CAN TRANSFORM OUR DIGITAL FUTURE 21,000
    CHARAN RANGANATH
    1544 NEWTON COURT
    DAVIS,CA95618     		NONE NONE BRAIN SYSTEMS THAT ENABLE MEMORY-GUIDED BEHAVIOR 20,000
    LEONARDO RASTELLI
    433 WEST 34TH STREET APT 7K
    NEW YORK,NY10001     		NONE NONE THE SUPERCONFORMAL BOOTSTRAP PROGRAM 20,000
    RICHARD L ROBERTS
    3031 ROSS ROAD
    PALO ALTO,CA94303     		NONE NONE MARRIAGES AND HOUSEHOLDS IN AFRICAN HISTORY 28,000
    CARLIN ROMANO
    301 SAINT MARKS STREET
    PHILADELPHIA,PA19104     		NONE NONE IS THERE AN ASIAN PHILOSOPHY? 30,000
    HARRY ROSEMAN
    177 EAST DORSEY LANE
    POUGHKEEPSIE,NY12601     		NONE NONE FINE ARTS 22,000
    MATHEW ROSENBLUM
    606 SOUTH DALLAS AVENUE
    PITTSBURGH,PA15217     		NONE NONE MUSIC COMPOSITION 24,000
    SOPHIA ROSENFELD
    1111 HAZEL STREET
    CHARLOTTESVILLE,VA22902     		NONE NONE THE CHOICES WE MAKE: THE ROOTS OF FREEDOM 24,000
    SUSAN ROTROFF
    6112 KINGSBURY AVENUE
    SAINT LOUIS,MO63112     		NONE NONE THE INTRODUCTION OF THE RED-FIGURE STYLE AND THE CERAMIC CHRONOLOGY OF LATE ARCHAICATHENS (CA 530-480 BC) 20,000
    PHILLIP ROUND
    DEPARTMENT OF ENGLISH
    IOWA CITY,IA52242     		NONE NONE THE COLLABORATIVE PRACTICE OF EARLY NATIVE LITERATURE 24,000
    IRA SACHS
    1 FIFTH AVENUE 6D
    NEW YORK,NY10003     		NONE NONE FILM-VIDEO 25,000
    LEIGH SCHMIDT
    6414 FORSYTH BOULEVARD
    ST LOUIS,MO63105     		NONE NONE PUBLIC ATHEISM: AN AMERICAN HISTORY 20,000
    GARY SCHNEIDER
    PO BOX 33
    BROOKHAVEN,NY11719     		NONE NONE PHOTOGRAPHY 24,000
    DAVID SCOTT
    405 HILGARD AVENUE
    LOS ANGELES,CA90095     		NONE NONE ART AND AUTHENTICITY 40,000
    DANIEL SHARFSTEIN
    2513 BARTON AVENUE
    NASHVILLE,TN37212     		NONE NONE THUNDER IN THE MOUNTAINS: THE CLASH OF TWO AMERICAN LEGENDS: OLIVER OTIS HOWARD AND CHIEF JOSEPH OF THE NEZ PERCE 20,000
    RAHIM SHAYEGAN
    3310 SHELBY DRIVE
    LOS ANGELES,CA90034     		NONE NONE NEW HISTORY OF THE SASANIAN EMPIRE 24,000
    SHEILA SILVER
    93 MALLORY ROAD BOX 292
    SPENCERTOWN,NY12165     		NONE NONE MUSIC COMPOSITION 22,500
    MIKE SINCLAIR
    3335 BALTIMORE AVENUE
    KANSAS CITY,MO64111     		NONE NONE PHOTOGRAPHY 25,000
    ELENA SISTO
    333 EAST 14TH STREET APT3K
    NEW YORK,NY10003     		NONE NONE FINE ARTS 25,000
    GREG SMITH
    2 3RD PLACE
    BROOKLYN,NY11231     		NONE NONE FILM-VIDEO 30,000
    DEAN SNYDER
    274 COLE AVENUE
    PROVIDENCE,RI02906     		NONE NONE FINE ARTS 24,000
    CHRIS SOLLARS
    667 SHOTWELL STREET
    SAN FRANCISCO,CA94110     		NONE NONE FINE ARTS 30,000
    ALEC SOTH
    856 RAYMOND AVENUE
    SAINT PAUL,MN55114     		NONE NONE PHOTOGRAPHY 55,000
    VALERIO SPADA
    16 MANHATTAN AVENUE 1C
    NEW YORK,NY11206     		NONE NONE PHOTOGRAPHY 20,000
    JACQUELINE STEVENS
    601 UNIVERSITY PLACE
    EVANSTON,IL60208     		NONE NONE 200 PERCENT AMERICAN 46,000
    KRISTEN STILT
    375 EAST CHICAGO AVENUE
    CHICAGO,IL60611     		NONE NONE CONSTITUTIONAL ISLAM: GENEALOGIES, TRANSMISSIONS, AND MEANINGS 20,000
    KAREN SULLIVAN
    CAMPUS ROAD
    ANNANDALEONHUDSON,NY12504     		NONE NONE THE DANGER OF ROMANCE 23,500
    TERESE SVOBODA
    56 LUDLOW STREET 2
    NEW YORK,NY10002     		NONE NONE FICTION 25,000
    ANN TAVES
    1250 FERRELO ROAD
    SANTA BARBARA,CA93103     		NONE NONE REVELATORY EVENTS: EXTRA-ORDINARY EXPERIENCES AND NEW VISIONARY MOVEMENTS 45,000
    NORA TAYLOR
    540 WEST ALDINE AVENUE UNIT A
    CHICAGO,IL60657     		NONE NONE THE MEMORY OF PERFORMANCE 23,000
    LESLIE THORNTON
    316 DEAN STREET
    BROOKLYN,NY11217     		NONE NONE FILM-VIDEO 8,000
    THOMAS TRAVISANO
    PO BOX 4020
    ONEONTA,NY13820     		NONE NONE A NEW CRITICAL BIOGRAPHY OF ELIZABETH BISHOP 27,000
    MARC VAN DE MIEROOP
    424 FAYERWEATHER HALL
    NEW YORK,NY10027     		NONE NONE MSTERS OF TRUTH IN ANCIENT BABYLONIA 5,000
    MARY JO VATH
    231 EAST 7TH STREET
    NEW YORK,NY10009     		NONE NONE FINE ARTS 24,000
    RICHARD VON GLAHN
    940 SOUTH OGDEN DRIVE
    LOS ANGELES,CA90036     		NONE NONE THE ECONOMIC HISTORY OF CHINA FROM ANTIQUITY TO THE NINETEENTH CENTURY 20,000
    ANNE WALDMAN
    236 WEST 27TH STREET SUITE 1302
    NEW YORK,NY10001     		NONE NONE POETRY 24,000
    BRETT WALKER
    311 S 4TH AVE
    BOZEMAN,MT59715     		NONE NONE ASBESTOS AND THE UNMAKING OF THE MODERN WORLD 24,000
    SUSAN WANKLYN
    139 SKILLMAN AVENUE 3A
    BROOKLYN,NY11211     		NONE NONE FINE ARTS 24,000
    ROBERT WELLER
    232 BAY STATE ROAD 105
    BOSTON,MA02215     		NONE NONE RELIGIOUS PLURALISM IN CHINA 21,000
    COLSON WHITEHEAD
    359 WEST 11TH STREET
    NYC,NY10014     		NONE NONE FICTION 10,000
    ANN ZABLUDOFF
    3925 NORTH PLACITA HONDONADA
    TUCSON,AZ85750     		NONE NONE DISCOVERING THE FIRST GALAXIES WITH A NEW KIND OF GRAVITATIONAL LENS TELESCOPE 24,000
    DONGPING ZHONG
    1200 MCCLEARY COURT
    COLUMBUS,OH43235     		NONE NONE BIOLOGICAL DYNAMICS IMAGING IN SPACE AND TIME BY FOUR-DIMENSIONAL ELECTRON MICROSCOPY 40,000
    LYNN ALDRICH
    3781 EL LADO DRIVE
    GLENDALE,CA91208     		NONE NONE FINE ARTS 28,000
    NEZAR ALSAYYAD
    390 WURSTER HALL
    BERKELEY,CA94720     		NONE NONE NILE: URBAN HISTORIES ON THE BANKS OF A RIVER 27,000
    CHLOE ARIDJIS
    26 GRANTBRIDGE STREET
    LONDON   N1 8JN
    UK     		NONE NONE FICTION 26,000
    MARK ARONOFF
    22 SEASIDE DRIVE
    PORT JEFFERSON,NY11777     		NONE NONE SYNONYMY AND COMPETITION IN LANGUAGE 22,500
    RANIA ATTIEH
    33 SAINT NICHOLAS AVENUE
    BROOKLYN,NY11237     		NONE NONE FILM-VIDEO 40,000
    MOWRY BADEN
    5450 W SAANICH RD
    VICTORIA,BRITISH COLUMBIAV9E IJ9
    CA     		NONE NONE FINE ARTS 27,500
    ANNIE BAKER
    369 1ST ST
    BROOKLYN,NY11215     		NONE NONE PLAYWRITING 30,000
    DEBORAH BAKER
    236 CARLTON AVENUE
    BELLAIRE,NY11205     		NONE NONE THE LAST ENGLISHMAN 30,000
    IVY BALDWIN
    191 WILLOUGHBY STREET APT 16D
    BROOKLYN,NY11201     		NONE NONE CHOREOGRAPHY 30,000
    JAMIE BAUM
    400 WEST 43RD STREET 18A
    NEW YORK,NY10036     		NONE NONE MUSIC COMPOSITION 25,000
    ASEF BAYAT
    702 SOUTH WRIGHT STREET
    URBANA,IL61801     		NONE NONE ARAB REVOLUTIONS AND THE GRASSROOTS 49,000
    SUSAN BEE
    290 PRESIDENT STREET GROUND FLOOR
    BROOKLYN,NY11231     		NONE NONE FINE ARTS 27,500
    JUDITH BELZER
    1128 SHATTUCK AVENUE
    BERKELEY,CA94707     		NONE NONE FINE ARTS 25,000
    ELLEN BERKENBLIT
    277 PARK AVE
    BROOKLYN,NY11238     		NONE NONE FINE ARTS 30,000
    SUSAN BERNOFSKY
    535 WEST 110TH STREET 11E
    NEW YORK,NY10025     		NONE NONE TRANSLATION OF TWO BOOKS BY ROBERT WALSER 24,000
    HOLLY BREWER
    3806 CALVERTON DRIVE
    UNIVERSITY PARK,MD20782     		NONE NONE INHERITABLE BLOOD: SLAVERY AND SOVEREIGNTY IN EARLY AMERICA AND THE BRITISH EMPIRE 25,000
    KATHY BUTTERLY
    405 E 13TH STREET 2
    NEW YORK,NY10009     		NONE NONE FINE ARTS 27,500
    CHRISTOPHER CASTELLANI
    162 BOYLSTON STREET 5TH FLOOR
    BOSTON,MA02116     		NONE NONE FICTION 26,500
    KENNETH CATANIA
    2403 BARTON AVENUE
    NASHVILLE,TN37212     		NONE NONE THE NEUROSCIENCE OF PREDATOR-PREY INTERACTIONS 24,000
    XAVIER CHA
    328 HART STREET APT 2
    BROOKLYN,NY11206     		NONE NONE FINE ARTS 30,000
    MYRIAM J A CHANCY
    7791 FANCYCAB COURT
    CINCINNATI,OH45231     		NONE NONE AUTOCHTOHONOMIES: TRANSANTIONALISM, TESTIMONY AND TRANSMISSION WITH THE AFRICAN DIASPORA 24,000
    PATTY CHANG
    173 SAVIN HILL AVENUE 1
    BOSTON,MA02125     		NONE NONE FINE ARTS 30,000
    WILLIAM CHITTICK
    7 FOWLER LANE
    MOUNT SINAI,NY11766     		NONE NONE A MULTIFACETED THEOLOGY OF LOVE: AHMAD SAM'ANI ON THE NINETY-NINE NAMES OF GOD 24,000
    RACHEL COHEN
    80 CHILTON STREET
    CAMBRIDGE,MA02138     		NONE NONE TIME IN PIECES: PAINTING MODERN LIFE 29,000
    ANDREW COLE
    19 MURRAY PLACE
    PRINCETON,NJ08540     		NONE NONE THE RENAISSANCE OF LATE MEDIEVAL ENGLAND 24,500
    SARAH COLE
    602 PHILOSOPHY HALL
    NEW YORK,NY10027     		NONE NONE THE WELLS ERA 24,000
    GENE COLEMAN
    404 LINCOLN AVENUE
    COLLINGSWOOD,NJ08108     		NONE NONE MUSIC COMPOSITION 27,500
    PIER LUIGI CONSAGRA
    542 BROADWAY
    NEW YORK,NY10012     		NONE NONE FINE ARTS 30,000
    ANNA CONWAY
    44-19 SKILLMAN AVENUE
    SUNNYSIDE,NY11104     		NONE NONE FINE ARTS 55,000
    HEATHER COURTNEY
    1914 EAST 10TH ST
    AUSTIN,TX78702     		NONE NONE FILM-VIDEO 35,000
    DONALD CRAFTON
    17590 GREEN OAKS COURT
    GRANGER,IN46530     		NONE NONE DISNEY AND CALIFORNIA VERNACULAR MODERNISM 23,500
    THOMAS CROW
    23 CROMWELL PLACE
    OLD SAYBROOK,CT06475     		NONE NONE THE ART OF RESTORATION EUROPE, 1814-1820 22,500
    WILL CRUTCHFIELD
    820 WEST END AVENUE 9F
    NEW YORK,NY10025     		NONE NONE OPERATIC PERFORMANCE PRACTICE 55,000
    DORIT CYPIS
    8417 WARING AVENUE
    LOS ANGELES,CA90069     		NONE NONE FINE ARTS 20,000
    JACOB DALTON
    GROUP IN BUDDHIST STUDIES
    BERKELEY,CA94720     		NONE NONE THE SPREAD OF THE LOCAL: RITUAL MANUALS AND THE RISE OF TANTRA 45,000
    NANCY DAVIDSON
    137 DUANE ST 4B
    NEW YORK,NY10013     		NONE NONE FINE ARTS 26,000
    ROBERT DAWSON
    870 NOE ST
    SAN FRANCISCO,CA94114     		NONE NONE PHOTOGRAPHY 27,500
    DANIEL DIERMEIER
    2001 SHERIDAN ROAD
    EVANSTON,IL60208     		NONE NONE FORMAL BEHAVIORALISM 45,000
    CHRIS DOYLE
    238 S 3RD ST
    BROOKLYN,NY11211     		NONE NONE FILM-VIDEO 25,000
    GREG DRASLER
    137 DUANE STREET 4W
    NEW YORK,NY10013     		NONE NONE FINE ARTS 30,000
    DENISE DUHAMEL
    2201 S OCEAN DRIVE
    HOLLYWOOD,FL33019     		NONE NONE POETRY 25,000
    ANVER EMON
    78 QUEENS PARK
    TORONTO,ONTARIOM5S 2C5
    CA     		NONE NONE SHARIA AND THE RULE OF LAW 48,000
    JONATHAN FENG
    4129 FREDERICK REINES HALL
    IRVINE,CA92697     		NONE NONE PARTICLE PHYSICS AND COSMOLOGY IN THE LHC ERA 48,000
    JOYCE FLUECKIGER
    1658 TIMBERLAND ROAD NE
    ATLANTA,GA30345     		NONE NONE MATERIAL ACTS: AGENCY OF MATERIALITY IN INDIA 24,500
    EMILY FRAGOS
    425 EAST 79TH STREET
    NEW YORK,NY10075     		NONE NONE POETRY 32,500
    JASON FULFORD
    147 SCHOOL STREET
    SCRANTON,PA18508     		NONE NONE PHOTOGRAPHY 30,000
    RANDALL FULLER
    1543 S GARY PLACE
    TULSA,OK74104     		NONE NONE WHEN DARWIN CAME TO AMERICA 24,500
    PHYLLIS GALEMBO
    125 WEST 16TH STREET APT 140
    NEW YORK,NY10011     		NONE NONE PHOTOGRAPHY 50,000
    ANN GOLD
    7 TW ALEXANDER DRIVE
    RESEARCH TRIANGLE PARK,NC27517     		NONE NONE SHIPTOWN: NORTH INDIAN LIVES BETWEEN RURAL AND URBAN 24,000
    MIRIAM GOLDEN
    3262 BUNCHE HALL
    LOS ANGELES,CA90025     		NONE NONE BAD GOVERNMENT 23,500
    JACK GOLDSTONE
    3401 FAIRFAX DR
    ARLINGTON,VA22201     		NONE NONE TEN BILLION: THE CHALLENGES OF GLOBAL POPULATION CHANGE 20,000
    JOSEPH P GONE
    403 WEST MADISON STREET
    ANN ARBOR,MI48103     		NONE NONE RETHINKING AMERICAN INDIAN MENTAL HEALTH 24,000
    EMILY FOX GORDON
    2425 DRYDEN ROAD
    HOUSTON,TX77030     		NONE NONE THE VIEW FROM NOW 27,500
    PHYLLIS GREEN
    1218 CHELSEA AVE
    SANTA MONICA,CA90404     		NONE NONE FINE ARTS 30,000
    LILLIAN GUERRA
    2427 NW 29TH PLACE
    GAINESVILLE,FL32605     		NONE NONE MAKING REVOLUTIONARY CUBA, 1946-1959 24,000
    GREGORY HALPERN
    209 VASSAR STREET
    ROCHESTER,NY14607     		NONE NONE PHOTOGRAPHY 25,000
    THOR HANSON
    351 FALSE BAY DRIVE
    FRIDAY HARBOR,WA98250     		NONE NONE THE TRIUMPH OF SEEDS 32,500
    JOY HARJO
    PO BOX 9308
    TULSA,OK74157     		NONE NONE SONGLINE OF JUSTICE 26,500
    MATTHEW HARRIS
    300 LONGWOOD AVE
    BOSTON,MA02115     		NONE NONE PHYLOMAPPING-EXPANDING OUR MEANS TO UNDERSTAND NATURE'S EXPERIMENTS 24,000
    DAVID HASKELL
    31 HAWKINS LANE
    SEWANEE,TN37375     		NONE NONE SONGS OF TREES 24,500
    SHARON HAYES
    102 ASHMONT STREET
    PORTLAND,ME04103     		NONE NONE FILM-VIDEO 30,000
    ROBERT HITE
    112-114 MAIN STREET
    ESOPUS,NY12429     		NONE NONE FINE ARTS 25,000
    JOHN HOLT
    254 MAINE STREET
    BRUNSWICK,ME04011     		NONE NONE MILITANT MONKS AND MUSLIM MINORITIES: BUDDHIST/MUSLIM TENSIONS IN SRI LANKA AND MYANMAR (BURMA) 23,500
    JIAXING HUANG
    1744 CENTRAL AVENUE
    WILMETTE,IL60091     		NONE NONE ULTRAFINE PARTICLES WITH VERY WEAK VAN DER WAALS INTERACTION 24,000
    YUNTE HUANG
    1066 MIRAMONTE DRIVE 11
    SANTA BARBARA,CA93109     		NONE NONE THE SIAMESE TWINS 25,000
    KARL JACOBY
    1180 AMSTERDAM AVENUE
    NEW YORK,NY10027     		NONE NONE A LIFE ON THE LINE: A TRICKSTER'S TALE FROM THE U.S.-MEXICO BORDERLANDS 23,500
    JAMIE JAMES
    90 PARK AVENUE
    NEW YORK,NY10016     		NONE NONE THE GLAMOUR OF STRANGENESS 30,000
    RAY JAYAWARDHANA
    63 WALKER AVENUE
    TORONTO,ONTARIOM4V 1G3
    CA     		NONE NONE OUR COSMIC SELVES 47,000
    JAMES JOHNSON
    226 BAY STATE ROAD
    BOSTON,MA02215     		NONE NONE MASKS AND MODERN CONSCIOUSNESS 24,000
    JESSE JONES
    1841 WOODVALLEY DRIVE
    COLUMBIA,SC29212     		NONE NONE MUSIC COMPOSITION 25,000
    FADY JOUDAH
    548 S 2ND STREET
    BELLAIRE,TX77401     		NONE NONE POETRY 26,000
    ARTHUR KAMPELA
    2960 BROADWAY
    NEW YORK,NY10027     		NONE NONE MUSIC COMPOSITION 50,000
    SARAH KAY
    100 BLEECKER STREET APT 16E
    NEW YORK,NY10012     		NONE NONE ANIMAL SKINS AND HUMAN SELVES IN MEDIEVAL LATIN AND FRENCH BESTIARIES 22,500
    ROBIN KELLEY
    BOX 951473
    LOS ANGELES,CA90095     		NONE NONE THE EDUCATION OF MS. GRACE HALSELL: AN INTIMATE HISTORY OF THE AMERICAN CENTURY 20,000
    MARK KENDALL
    208 LLANFAIR ROAD
    ARDMORE,PA19003     		NONE NONE FILM-VIDEO 30,000
    BRENDA KENNEALLY
    271 STUYVESANT AVENUE
    BROOKLYN,NY11221     		NONE NONE PHOTOGRAPHY 30,000
    JUN KORENAGA
    78 PLEASANT DRIVE
    BETHANY,CT06524     		NONE NONE SEEKING NEW CONSTRAINTS ON THE CHEMICAL STATE OF EARTH'S MANTLE 24,000
    MIKEL KUEHN
    3008 MOORE MUSICAL ARTS CENTER
    BOWLING GREEN,OH43403     		NONE NONE MUSIC COMPOSITION 30,000
    HARI KUNZRU
    187 ST JAMES PLACE APT 2
    BROOKLYN,NY11238     		NONE NONE FICTION 25,000
    WILLIAM LAMSON
    251 PACIFIC STREET
    BROOKLYN,NY11201     		NONE NONE FINE ARTS 27,500
    JONATHAN LEVIN
    579 SERRA MALL
    STANFORD,CA94305     		NONE NONE CAN HEALTHCARE COMPETITION WORK? 45,000
    MEIRA LEVINSON
    6 APPIAN WAY
    CAMBRIDGE,MA02138     		NONE NONE DILEMMAS OF EDUCATIONAL JUSTICE 24,000
    DORON LEVY
    9000 FALLS CHAPEL WAY
    POTOMAC,MD20854     		NONE NONE THE DYNAMICS OF DRUG RESISTANCE IN CANCER 26,000
    KENT LIGHTFOOT
    75 ALTA ROAD
    STANFORD,CA94305     		NONE NONE RETHINKING COMPLEX HUNTER-GATHERERS IN CALIFORNIA 24,000
    DIANA LIVERMAN
    PO BOX 210076
    TUCSON,AZ85721     		NONE NONE CLIMATE AND POVERTY IN THE AMERICAS 27,000
    JOSHUA MARSTON
    291 STERLING PLACE
    BROOKLYN,NY11238     		NONE NONE FILM-VIDEO 27,500
    CARLA MAZZIO
    1151 OXFORD RD
    SAN MARINO,CA91108     		NONE NONE THE TROUBLE WITH NUMBERS: THE DRAMA OF MATHEMATICS IN THE AGE OF SHAKESPEARE 16,000
    CECILIA MENJIVAR
    721 EAST LOYOLA DRIVE
    TEMPE,AZ85282     		NONE NONE LIVING WITH THE LAW IN ARIZONA: IMMIGRANTS EVERYDAY ENCOUNTERS WITH AND THROUGH LAW 24,000
    ANDREA MILLER
    520 CLINTON AVENUE
    BROOKLYN,NY11238     		NONE NONE CHOREOGRAPHY 55,000
    TRACY MILLER
    407 GREENWOOD AVE
    BROOKLYN,NY11218     		NONE NONE FINE ARTS 27,500
    RASHAUN MITCHELL
    47 DIKEMAN STREET
    BROOKLYN,NY11231     		NONE NONE CHOREOGRAPHY 25,000
    ANGE MLINKO
    4008 TURLINGTON HALL
    GAINESVILLE,FL32611     		NONE NONE POETRY 35,000
    NAEEM MOHAIEMEN
    701 HANCOCK STREET APT 2
    BROOKLYN,NY11233     		NONE NONE FILM-VIDEO 30,000
    SCOTT MONROE
    118 HAGGAR HALL
    NOTRE DAME,IN46556     		NONE NONE DISCOVERING PREDICTORS OF RECURRENT DEPRESSION: FROM NUMBERS TO NARRATIVES AND BACK AGAIN 23,500
    YOUNG MIN MOON
    100 FEARING STREET
    AMHERST,MA01002     		NONE NONE FINE ARTS 26,000
    ANDREW MOORE
    153 WEST 27TH STREET SUITE 402
    NEW YORK,NY10001     		NONE NONE PHOTOGRAPHY 26,000
    DEAN MOSS
    528 HANCOCK STREET
    BROOKLYN,NY11233     		NONE NONE CHOREOGRAPHY 35,000
    TERENCE NANCE
    627 HANCOCK STREET
    BROOKLYN,NY11233     		NONE NONE FILM-VIDEO 30,000
    PATRICK NICKELL
    1854 MONTIFLORA AVENUE
    LOS ANGELES,CA90041     		NONE NONE FINE ARTS 52,000
    LORI NIX
    75 OCEAN AVE APT 6D
    BROOKLYN,NY11225     		NONE NONE PHOTOGRAPHY 25,000
    CARRIE NOLAND
    21 HARVEY COURT
    IRVINE,CA92617     		NONE NONE AFTER THE ARBITRARY: MERCE CUNNINGHAM, CHANCE OPERATIONS, AND THE HUMAN SITUATION ON STAGE 48,000
    MICHAEL NYLAN
    2539 HILGARD AVENUE
    BERKELEY,CA94709     		NONE NONE TRANSLATING THE CHINESE DOCUMENTS CLASSIC 5,000
    MEGHAN O'ROURKE
    58 W 10TH ST
    NEW YORK,NY10011     		NONE NONE WHAT'S WRONG WITH ME: THE UNCERTAINTIES OF CHRONIC ILLNESS 25,000
    AUDE OLIVA
    44 PORTER STREET UNIT 3
    SOMERVILLE,MA02143     		NONE NONE PREDICTING MEMORY 24,000
    SUSAN ORLEAN
    3624 BUENA PARK DRIVE
    STUDIO CITY,CA91604     		NONE NONE THE LIBRARY BOOK 25,000
    JULIE ORRINGER
    421 3RD ST 2
    BROOKLYN,NY11215     		NONE NONE FICTION 25,000
    JOHN PALMER
    4024 NW 59TH AVENUE
    GAINESVILLE,FL32653     		NONE NONE PLATO'S PYTHAGOREAN THEORY OF VALUE 24,500
    L A PAUL
    515 HILLSBOROUGH STREET UNIT 113
    CHAPEL HILL,NC27514     		NONE NONE TRANSFORMATIVE EXPERIENCE AND DECISION MAKING 24,000
    NILES PIERCE
    2044 FLETCHER AVENUE
    SOUTH PASADENA,CA91030     		NONE NONE MOLECULAR INSTRUMENTS 22,500
    MATTHEW PILLSBURY
    102 GATES AVENUE 2
    BROOKLYN,NY11238     		NONE NONE PHOTOGRAPHY 35,000
    CATHERINE PRENDERGAST
    605 WEST PENNSYLVANIA AVENUE
    URBANA,IL61801     		NONE NONE WRITER, PAINTER, BANKER, THIEF: THE AMERICAN ARTS COLONY IN THE PUBLIC ACCOUNT 24,000
    HAMID RAHMANIAN
    39 REMSEN STREET 2A
    BROOKLYN,NY11201     		NONE NONE FILM-VIDEO 30,000
    RAYNA RAPP
    25 WAVERLY PLACE
    NEW YORK,NY10003     		NONE NONE A CHILD SURROUNDS THIS BRAIN: HOW NEUROSCIENTISTS, FAMILIES, AND YOUNG ADULT ACTIVISTS THINK ABOUT DISABIITY AND NEURODIVERSITY 24,000
    MARY REID KELLEY
    125 GRASSY RIDGE ROAD
    OLIVEBRIDGE,NY12461     		NONE NONE FILM-VIDEO 25,000
    PAISLEY REKDAL
    621 E 11TH STREET
    SALT LAKE CITY,UT84103     		NONE NONE POETRY 25,000
    AUSTIN ROORDA
    840 SEAVIEW DRIVE
    EL CERRITO,CA94530     		NONE NONE ADVANCED ADAPTIVE OPTICS TO STUDY VISION 25,000
    ELENA RUEHR
    79 LANCASTER TERRACE
    BROOKLINE,MA02446     		NONE NONE MUSIC COMPOSITION 50,000
    MARK RUWEDEL
    395 EAST 4TH STREET UNIT 26
    LONG BEACH,CA90802     		NONE NONE PHOTOGRAPHY 25,000
    LYNNE SACHS
    273 CARROLL ST
    BROOKLYN,NY11231     		NONE NONE FILM-VIDEO 30,000
    DAVID SANDLIN
    58 EAST FIRST STREET APT 5-C
    NEW YORK,NY10003     		NONE NONE FINE ARTS 27,000
    ELLIOTT SHARP
    473 FDR DRIVE
    NEW YORK,NY10001     		NONE NONE MUSIC COMPOSITION 35,000
    JUDITH SIMONIAN
    231 EAST 5TH STREET APT 5
    NEW YORK,NY10003     		NONE NONE FINE ARTS 27,500
    JEFFREY SKINNER
    7107 RIVER ROAD
    PROSPECT,KY40059     		NONE NONE POETRY 5,000
    HELMUT SMITH
    2201 WEST END AVE
    NASHVILLE,TN37235     		NONE NONE THE GERMAN NATION BEFORE, DURING, AND AFTER NATIONALISM, 1500-2000 24,000
    PATRICIA SMITH
    6 KILLINGTON DRIVE
    HOWELL,NJ07731     		NONE NONE POETRY 25,000
    STACEY STEERS
    517 PINE STREET
    BOULDER,CO80302     		NONE NONE FILM-VIDEO 25,000
    RACHEL SUSSMAN
    940 LORIMER STREET 4B
    BROOKLYN,NY11222     		NONE NONE PHOTOGRAPHY 45,000
    VICTORIA SWEET
    1947 ALAMEDA DE LAS PULGAS
    REDWOOD CITY,CA94061     		NONE NONE SLOW MEDICINE, FAST MEDICINE: HEALING, CURING AND CARING IN AN AGE OF TECHNOLOGY 10,000
    NATHAN SWENSON
    9249 HYACINTH WAY
    BRIGHTON,MI48116     		NONE NONE THE EVOLUTIONARY IMPRINT ON PLANT COMMUNITY ASSEMBLY: AN INVESTIGATION OF THE NEW ZEALAND WOODY PLANT FLORA 50,000
    EMILY TALEN
    PO BOX 875302
    TEMPE,AZ85287     		NONE NONE NEIGHBORHOOD: THE MEASURE AND MEANING OF AN URBAN IDEAL 30,000
    STEPHEN TAYLOR
    1308 SOUTH RACE STREET
    URBANA,IL61801     		NONE NONE MUSIC COMPOSITION 15,000
    EMILY THOMPSON
    38 HAWTHORNE AVENUE
    PRINCETON,NJ08540     		NONE NONE SOUND EFFECTS: TECHNICIANS AND THE TALKIES IN THE AMERICAN FILM INDUSTRY, 1925-1933 23,500
    PETER TSE
    MOORE HALL HB 6207
    HANOVER,NH03755     		NONE NONE A THEORY OF THE FRONTO-PARIETAL BRAIN NETWORK: WHAT MAKES THE HUMAN MIND HUMAN 24,000
    GARY URTON
    91 HUNTERS RIDGE ROAD
    CONCORD,MA01742     		NONE NONE ANDEAN KNOTTED-CORD RECORDS: ANALYSIS AND WRITE-UP OF TWO DECADES OF RESEARCH ON PRE-INKA, INKA AND COLONIAL KHIPUS 23,000
    FRED VALENTINE
    464 SENECA AVE
    RIDGEWOOD,NY11385     		NONE NONE FINE ARTS 27,500
    ASHVIN VISHWANATH
    366 LECONTE HALL
    BERKELEY,CA94720     		NONE NONE PHYSICAL REALIZATION OF EXOTIC STATES OF MATTER 36,000
    LU WANG
    5321 SOUTH CORNELL AVENUE APT 3F
    CHICAGO,IL60615     		NONE NONE MUSIC COMPOSITION 25,000
    CLAIRE WATKINS
    814 SAINT PAUL STREET
    LEWISBURG,PA17837     		NONE NONE FICTION 24,000
    KATE WEARE
    203 34TH STREET 1
    BROOKLYN,NY11232     		NONE NONE CHOREOGRAPHY 27,500
    DEKE WEAVER
    1110 WEST DANIEL STREET
    CHAMPAIGN,IL61821     		NONE NONE PLAYWRITING 25,000
    MARJORIE WELISH
    225 W 10TH STREET 2C
    NEW YORK,NY10014     		NONE NONE POETRY 25,000
    MARCO WILLIAMS
    2 WASHINGTON SQUARE VILLAGE APT 4K
    NEW YORK,NY10012     		NONE NONE FILM-VIDEO 25,000
    Total .................................bullet 3a 8,524,600
    bApproved for future payment
    TOMOKO MASUZAWA
    3995 PENBERTON DRIVE
    ANN ARBOR,MI48105     		NONE NONE PROMISE OF THE SECULAR: WILLIAM ROBERTSON SMITH AND THE HISTORICAL CONSTITUTION OF BIBLICAL STUDIES 33,000
    MARGARET MITCHELL
    UN-CHICAGO DIVINITY SCHOOL SWIFT
    HALL 1025 E 58TH ST
    CHICAGO,IL60637     		NONE NONE PREACHING PAUL IN THE LATE ANTIQUE CITY 32,000
    JOHN-PHILIP D'AGATA
    648 GOVERNOR STREET
    IOWA CITY,IA52240     		NONE NONE THREE LONG ESSAYS 40,000
    DEBORAH VALENZE
    1 SHADY HILL SQUARE
    CAMBRIDGE,MA02138     		NONE NONE THOMAS TRYON AND HIS WORLD 35,000
    TONIO ANDRADE
    204 BOWDEN HALL
    ATLANTA,GA30322     		NONE NONE THE GUNPOWDER AGE: A GLOBAL HISTORY, 1300-1800 45,000
    SHEPERD S DOELEMAN
    46 SPRAGUE STREET
    MALDEN,MA02148     		NONE NONE BUILDING AN EVENT HORIZON TELESCOPE 43,000
    MARGOT E FASSLER
    17644 WAXWING LANE
    SOUTH BEND,IN46635     		NONE NONE HILDEGARD'S SCIVIAS: ART, MUSIC, AND DRAMA IN A LITURGICAL COMMENTARY 40,000
    DAVID J HANCOCK
    226 BUENA VISTA AVENUE
    ANN ARBOR,MI48103     		NONE NONE THE COSMOPOLITE: WILLIAM PETTY-FITZMAURICE, 2ND EARL OF SHELBURNE, AND THE END OF ENLIGHTENMENT 40,000
    LUCIANA ACHUGAR
    41 WITHERS STREET 3R
    BROOKLYN,NY11211     		NONE NONE CHOREOGRAPHY 26,000
    PHILIP BOHLMAN
    1010 EAST 59TH STREET
    CHICAGO,IL60637     		NONE NONE MUSIC AFTER NATIONALISM 42,000
    PHILIPPE BOURGOIS
    1633 SOUTH 13TH STREET
    PHILADELPHIA,PA19148     		NONE NONE ETHNOGRAPHY OF A DRUG-SALES BLOCK IN THE U.S. INNER CITY 20,000
    YOMI BRAESTER
    4219 BAKER AVENUE NW
    SEATTLE,WA98107     		NONE NONE FILM, NATIONAL HISTORY, AND GLOBAL CONSCIOUSNESS IN THE PEOPLE'S REPUBLIC OF CHINA 18,000
    BRIAN R CRANE
    336 PHYSICAL SCIENCES BUILDING
    ITHACA,NY14853     		NONE NONE BIOPHYSICAL STUDIES OF PROTEIN ASSEMBLIES THAT MEDIATE SIGNAL TRANSDUCTION 20,000
    TOM DANIEL
    24 KINCAID HALL
    SEATTLE,WA98195     		NONE NONE CONTROL AND DYNAMICS OF MOVEMENT IN BIOLOGY 20,000
    FAYE DRISCOLL
    71 4TH AVENUE
    BROOKLYN,NY11217     		NONE NONE CHOREOGRAPHY 25,000
    AARON EINBOND
    822 WEST 187TH STREET APT 8B
    NEW YORK,NY10033     		NONE NONE MUSIC COMPOSITION 25,000
    JEROLD C FRAKES
    465 NORWOOD AVENUE
    BUFFALO,NY14222     		NONE NONE CULTURAL REVOLUTION IN ASHKENAZ AND THE EMERGENCE OF EARLY YIDDISH LITERATURE 22,500
    DAVID L HABERMAN
    1033 EAST 3RD STREET
    BLOOMINGTON,IN47405     		NONE NONE WORSHIP OF MOUNT GOVARDHAN: MAKING THE IMPOSSIBLE POSSIBLE 20,000
    SHARON HARPER
    24 QUINCY STREET
    CAMBRIDGE,MA02138     		NONE NONE PHOTOGRAPHY 23,000
    SUSANNAH HESCHEL
    6036 THORNTON HALL
    HANOVER,NH03755     		NONE NONE THE FASCINATION WITH ISLAM IN MODERN JEWISH THOUGHT 21,000
    BENJAMIN LERNER
    182 SAINT MARKS AVENUE
    BROOKLYN,NY11238     		NONE NONE POETRY 25,000
    ELAINE TYLER MAY
    88 ARTHUR AVENUE SE
    MINNEAPOLIS,MN55414     		NONE NONE THE AMERICAN QUEST FOR SECURITY, 1960 TO THE PRESENT 40,000
    JOANNA PICCIOTTO
    5333 THOMAS AVENUE
    OAKLAND,CA94618     		NONE NONE THE PHYSICO-THEOLOGICAL VISION 48,000
    LEIGH SCHMIDT
    6414 FORSYTH BOULEVARD
    ST LOUIS,MO63105     		NONE NONE PUBLIC ATHEISM: AN AMERICAN HISTORY 20,000
    NORA TAYLOR
    540 WEST ALDINE AVENUE UNIT A
    CHICAGO,IL60657     		NONE NONE THE MEMORY OF PERFORMANCE 23,000
    JOSHUA WEINER
    2808 CATHEDRAL AVE NW
    WASHINGTON,DC20008     		NONE NONE POETRY 50,000
    LYNN ALDRICH
    3781 EL LADO DRIVE
    GLENDALE,CA91208     		NONE NONE FINE ARTS 27,000
    NEZAR ALSAYYAD
    390 WURSTER HALL
    BERKELEY,CA94720     		NONE NONE NILE: URBAN HISTORIES ON THE BANKS OF A RIVER 20,000
    CHLOE ARIDJIS
    26 GRANTBRIDGE STREET
    LONDON   N1 8JN
    UK     		NONE NONE FICTION 26,000
    MARK ARONOFF
    22 SEASIDE DRIVE
    PORT JEFFERSON,NY11777     		NONE NONE SYNONYMY AND COMPETITION IN LANGUAGE 22,500
    RANIA ATTIEH
    33 SAINT NICHOLAS AVENUE
    BROOKLYN,NY11237     		NONE NONE FILM-VIDEO 25,000
    MOWRY BADEN
    5450 W SAANICH RD
    VICTORIA,BRITISH COLUMBIAV9E IJ9
    CA     		NONE NONE FINE ARTS 27,500
    ANNIE BAKER
    369 1ST ST
    BROOKLYN,NY11215     		NONE NONE PLAYWRITING 25,000
    DEBORAH BAKER
    236 CARLTON AVENUE
    BROOKLYN,NY11205     		NONE NONE THE LAST ENGLISHMAN 35,000
    IVY BALDWIN
    191 WILLOUGHBY STREET APT 16D
    BROOKLYN,NY11201     		NONE NONE CHOREOGRAPHY 25,000
    JAMIE BAUM
    400 WEST 43RD STREET 18A
    NEW YORK,NY10036     		NONE NONE MUSIC COMPOSITION 25,000
    ANTHONY BEBBINGTON
    950 MAIN STREET
    WORCESTER,MA01610     		NONE NONE NATURAL RESOURCE EXTRACTION IN LATIN AMERICA: TRANSFORMING THE HUMAN-ENVIRONMENT, CHALLENGING SOCIAL SCIENCE 48,000
    SUSAN BEE
    290 PRESIDENT STREET GROUND FLOOR
    BROOKLYN,NY11231     		NONE NONE FINE ARTS 27,500
    JUDITH BELZER
    1128 SHATTUCK AVENUE
    BERKELEY,CA94707     		NONE NONE FINE ARTS 30,000
    ELLEN BERKENBLIT
    277 PARK AVE
    BROOKLYN,NY11238     		NONE NONE FINE ARTS 25,000
    SUSAN BERNOFSKY
    535 WEST 110TH STREET 11E
    NEW YORK,NY10025     		NONE NONE TRANSLATION OF TWO BOOKS BY ROBERT WALSER 24,000
    ANN BLAIR
    1737 CAMBRIDGE STREET
    CAMBRIDGE,MA02138     		NONE NONE HIDDEN HANDS: AMANUENSES AND AUTHORSHIP IN EARLY MODERN EUROPE 48,000
    HOLLY BREWER
    3806 CALVERTON DRIVE
    UNIVERSITY PARK,MD20782     		NONE NONE INHERITABLE BLOOD: SLAVERY AND SOVEREIGNTY IN EARLY AMERICA AND THE BRITISH EMPIRE 25,000
    KATHY BUTTERLY
    405 E 13TH STREET 2
    NEW YORK,NY10009     		NONE NONE FINE ARTS 27,500
    CHRISTOPHER CASTELLANI
    162 BOYLSTON STREET 5TH FLOOR
    BOSTON,MA02116     		NONE NONE FICTION 26,500
    KENNETH CATANIA
    2403 BARTON AVENUE
    NASHVILLE,TN37212     		NONE NONE THE NEUROSCIENCE OF PREDATOR-PREY INTERACTIONS 24,000
    XAVIER CHA
    328 HART STREET APT 2
    BROOKLYN,NY11206     		NONE NONE FINE ARTS 25,000
    MYRIAM J A CHANCY
    7791 FANCYCAB COURT
    CINCINNATI,OH45231     		NONE NONE AUTOCHTHONOMIES: TRANSNATIONALISM, TESTIMONY, & TRANSMISSION WITHIN THEAFRICAN DIASPORA 24,000
    PATTY CHANG
    173 SAVIN HILL AVENUE 1
    BOSTON,MA02125     		NONE NONE FINE ARTS 25,000
    MUNG CHIANG
    330 STONE CLIFF ROAD
    PRINCETON,NJ08540     		NONE NONE INFORMATION ENGINEERING FOR EFFECTIVE LEARNING AT MASSIVE SCALE 45,000
    WILLIAM CHITTICK
    7 FOWLER LANE
    MOUNT SINAI,NY11766     		NONE NONE A MULTIFACETED THEOLOGY OF LOVE: AHMAD SAM'ANI ON THE NINETY-NINE NAMES OF GOD 24,000
    DEBORAH COEN
    560 RIVERSIDE DRIVE APT 3J
    NEW YORK,NY10027     		NONE NONE CLIMATES OF EMPIRE: SCIENCE AND THE SPATIAL IMAGINATION IN NINETEENTH-CENTURY 49,000
    RACHEL COHEN
    80 CHILTON STREET
    CAMBRIDGE,MA02138     		NONE NONE TIME IN PIECES: PAINTING MODERN LIFE 24,000
    ANDREW COLE
    19 MURRAY PLACE
    PRINCETON,NJ08540     		NONE NONE THE RENAISSANCE OF LATE MEDIEVAL ENGLAND 24,500
    SARAH COLE
    602 PHILOSOPHY HALL
    NEW YORK,NY10027     		NONE NONE THE WELLS ERA 24,000
    GENE COLEMAN
    404 LINCOLN AVENUE
    COLLINGSWOOD,NJ08108     		NONE NONE MUSIC COMPOSITION 27,500
    STEVE COLEMAN
    19 SOUTH WEST ST
    ALLENTOWN,PA18102     		NONE NONE MUSIC COMPOSITION 60,000
    PIER LUIGI CONSAGRA
    542 BROADWAY
    NEW YORK,NY10012     		NONE NONE FINE ARTS 25,000
    HEATHER COURTNEY
    1914 EAST 10TH ST
    AUSTIN,TX78702     		NONE NONE FILM-VIDEO 30,000
    DONALD CRAFTON
    17590 GREEN OAKS COURT
    GRANGER,IN46530     		NONE NONE DISNEY AND CALIFORNIA VERNACULAR MODERNISM 23,500
    THOMAS CROW
    23 CROMWELL PLACE
    OLD SAYBROOK,CT06475     		NONE NONE THE ART OF RESTORATION EUROPE 1814-1820 22,500
    DORIT CYPIS
    8417 WARING AVENUE
    LOS ANGELES,CA90069     		NONE NONE FINE ARTS 35,000
    NANCY DAVIDSON
    137 DUANE ST 4B
    NEW YORK,NY10013     		NONE NONE FINE ARTS 26,000
    ROBERT DAWSON
    870 NOE ST
    SAN FRANCISCO,CA94114     		NONE NONE PHOTOGRAPHY 27,500
    CHRIS DOYLE
    238 S 3RD ST
    BROOKLYN,NY11211     		NONE NONE FILM-VIDEO 30,000
    GREG DRASLER
    137 DUANE STREET 4W
    NEW YORK,NY10013     		NONE NONE FINE ARTS 25,000
    DENISE DUHAMEL
    2201 S OCEAN DRIVE
    HOLLYWOOD,FL33019     		NONE NONE POETRY 25,000
    ARIENNE DWYER
    1415 JAYHAWK BOULEVARD
    LAWRENCE,KS66045     		NONE NONE LANGUAGE CONVERGENCE IN INNER ASIA 49,000
    DAVID ENGERMAN
    17 RIDGE ROAD
    BELMONT,MA02478     		NONE NONE PLANNING FOR PLENTY: THE ECONOMIC COLD WAR IN INDIA 48,000
    JOYCE FLUECKIGER
    1658 TIMBERLAND ROAD NE
    ATLANTA,GA30345     		NONE NONE MATERIAL ACTS: AGENCY OF MATERIALITY IN INDIA 24,500
    DEVIN FORE
    221 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE NONE ALL THE GRAPHS: SOVIET FACTOGRAPHY AND THE EMERGENCE OF AVANT-GARDE DOCUMENTARY 48,000
    EMILY FRAGOS
    425 EAST 79TH STREET
    NEW YORK,NY10075     		NONE NONE POETRY 32,500
    LATOYA FRAZIER
    2901 S MICHIGAN AVENUE
    CHICAGO,IL60616     		NONE NONE PHOTOGRAPHY 55,000
    JASON FULFORD
    147 SCHOOL STREET
    SCRANTON,PA18508     		  NONE PHOTOGRAPHY 25,000
    RANDALL FULLER
    1543 S GARY PLACE
    TULSA,OK74104     		NONE NONE WHEN DARWIN CAME TO AMERICA 24,500
    ANN GOLD
    7 TW ALEXANDER DRIVE
    RESEARCH TRIANGLE PARK,NC27517     		NONE NONE SHIPTOWN: NORTH INDIAN LIVES BETWEEN RURAL AND URBAN 24,000
    MIRIAM GOLDEN
    3262 BUNCHE HALL
    LOS ANGELES,CA90025     		NONE NONE BAD GOVERNMENT 23,500
    JACK GOLDSTONE
    3401 FAIRFAX DR
    ARLINGTON,VA22201     		NONE NONE TEN BILLION: THE CHALLENGES OF GLOBAL POPULATION CHANGE 25,000
    JOSEPH P GONE
    403 WEST MADISON STREET
    ANN ARBOR,MI48103     		NONE NONE RETHINKING AMERICAN INDIAN MENTAL HEALTH 24,000
    EMILY FOX GORDON
    2425 DRYDEN ROAD
    HOUSTON,TX77030     		NONE NONE THE VIEW FROM NOW 27,500
    PHYLLIS GREEN
    1218 CHELSEA AVE
    SANTA MONICA,CA90404     		NONE NONE FINE ARTS 25,000
    LILLIAN GUERRA
    2427 NW 29TH PLACE
    GAINESVILLE,FL32605     		NONE NONE MARKING REVOLUTIONARY CUBA 1946-1959 25,000
    GREGORY HALPERN
    209 VASSAR STREET
    ROCHESTER,NY14607     		NONE NONE PHOTOGRAPHY 25,000
    THOR HANSON
    351 FALSE BAY DRIVE
    FRIDAY HARBOR,WA98250     		NONE NONE THE TRIUMPH OF SEEDS 32,500
    JOY HARJO
    PO BOX 9308
    TULSA,OK74157     		NONE NONE SONGLINE OF JUSTICE 26,500
    MATTHEW HARRIS
    300 LONGWOOD AVE
    BOSTON,MA02115     		NONE NONE PHYLOMAPPING-EXPANDING OUR MEANS TO UNDERSTAND NATURE'S EXPERIMENTS 24,000
    DAVID HASKELL
    31 HAWKINS LANE
    SEWANEE,TN37375     		NONE NONE SONG OF TREES 24,500
    SHARON HAYES
    102 ASHMONT STREET
    PORTLAND,ME04103     		NONE NONE FILM-VIDEO 20,000
    ROBERT HITE
    112-114 MAIN STREET
    ESOPUS,NY12429     		NONE NONE FINE ARTS 30,000
    JOHN HOLT
    254 MAINE STREET
    BRUNSWICK,ME04011     		NONE NONE MILITANT MONKS AND MUSLIM MINORITIES: BUDDHIST/MUSLIM TENSIONS IN SRI LANKA AND MYANMAR (BURMA) 23,500
    JIAXING HUANG
    1744 CENTRAL AVENUE
    WILMETTE,IL60091     		NONE NONE ULTRAFINE PARTICLES WITH VERY WEAK VAN DER WAALS INTERACTION 24,000
    YUNTE HUANG
    1066 MIRAMONTE DRIVE 11
    SANTA BARBARA,CA93109     		NONE NONE THE SIAMESE TWINS 25,000
    SHANNON JACKSON
    3057 HILLEGASS AVENUE
    BERKELEY,CA94705     		NONE NONE THE WAY WE PERFORM NOW 46,000
    KARL JACOBY
    1180 AMSTERDAM AVENUE
    NEW YORK,NY10027     		NONE NONE A LIFE ON THE LINE: A TRICKSTER'S TALE FROM THE U.S.-MEXICO BORDERLANDS 23,500
    HENRY GROVER JAMES III
    JALAN ANYELIR 11 BTN GREEN VALLEY
    SENGGIGI,LOMBAK BARAT  
    ID     		NONE NONE THE GLAMOUR OF STRANGENESS 25,000
    ERIC JENNINGS
    117 BROWNING AVENUE
    TORONTO,CANADAM4K 1W4
    CA     		NONE NONE EXILE AND ENCOUNTER IN MARTINIQUE, 1940-1945 48,000
    JAMES JOHNSON
    226 BAY STATE ROAD
    BOSTON,MA02215     		NONE NONE MASKS AND MODERN CONSCIOUSNESS 24,000
    JESSE JONES
    1841 WOODVALLEY DRIVE
    COLUMBIA,SC29212     		NONE NONE MUSIC COMPOSITION 25,000
    FADY JOUDAH
    548 S 2ND STREET
    BELLAIRE,TX77401     		NONE NONE POETRY 26,000
    ARTHUR KAMPELA
    2960 BROADWAY
    NEW YORK,NY10027     		NONE NONE MUSIC COMPOSITION 5,000
    SARAH KAY
    100 BLEECKER STREET APT 16E
    NEW YORK,NY10012     		NONE NONE ANIMAL SKINS AND HUMAN SELVES IN MEDIEVAL LATIN AND FRENCH BESTIARIES 22,500
    KIRAN KEDLAYA
    8950 COSTA VERDE BOULEVARD APT 4409
    SAN DIEGO,CA92122     		NONE NONE COMPUTATIONAL ASPECTS OF THE LANGLANDS PROGRAM 48,000
    ROBIN KELLEY
    BOX 951473
    LOS ANGELES,CA90095     		NONE NONE THE EDUCATION OF MS. GRACE HALSELL: AN INTIMATE HISTORY OF THE AMERICAN CENTURY 25,000
    MARK KENDALL
    208 LLANFAIR ROAD
    ARDMORE,PA19003     		NONE NONE FILM-VIDEO 25,000
    BRENDA KENNEALLY
    271 STUYVESANT AVENUE
    BROOKLYN,NY11221     		NONE NONE PHOTOGRAPHY 25,000
    EVA KITTAY
    152 HOMESTEAD TRAIL
    WHITE LAKE,NY12786     		NONE NONE DISABLED MINDS AND THINGS THAT MATTER 45,000
    JUN KORENAGA
    78 PLEASANT DRIVE
    BETHANY,CT06524     		NONE NONE SEEKING NEW CONSTRAINTS ON THE CHEMICAL STATE OF EARTH'S MANTLE 24,000
    MIKEL KUEHN
    3008 MOORE MUSICAL ARTS CENTER
    BOWLING GREEN,OH43403     		NONE NONE MUSIC COMPOSITION 20,000
    HARI KUNZRU
    187 ST JAMES PLACE APT 2
    BROOKLYN,NY11238     		NONE NONE FICTION 28,000
    WILLIAM LAMSON
    251 PACIFIC STREET
    BROOKLYN,NY11201     		NONE NONE FINE ARTS 27,500
    JILL LEPORE
    35 QUINCY STREET
    CAMBRIDGE,MA02138     		NONE NONE DICKENS IN AMERICA 47,000
    MEIRA LEVINSON
    6 APPIAN WAY
    CAMBRIDGE,MA02138     		NONE NONE DILEMMAS OF EDUCATIONAL JUSTICE 24,000
    DORON LEVY
    9000 FALLS CHAPEL WAY
    POTOMAC,MD20854     		NONE NONE THE DYNAMICS OF DRUG RESISTANCE IN CANCER 22,000
    KENT LIGHTFOOT
    75 ALTA ROAD
    STANFORD,CA94305     		NONE NONE RETHINKING COMPLEX HUNTER-GATHERERS IN CALIFORNIA 24,000
    DIANA LIVERMAN
    PO BOX 210076
    TUCSON,AZ85721     		NONE NONE CLIMATE AND POVERTY IN THE AMERICAS 20,000
    JOSHUA MARSTON
    291 STERLING PLACE
    BROOKLYN,NY11238     		NONE NONE FILM-VIDEO 27,500
    ADRIAN MATEJKA
    1020 E KIRKWOOD AVE
    BLOOMINGTON,IN47405     		NONE NONE POETRY 53,000
    D T MAX
    128 CHESTNUT STREET
    MONTCLAIR,NJ07042     		NONE NONE THE MOST CONSPICUOUS PERSON ON THE PLANET 55,000
    CARLA MAZZIO
    1151 OXFORD RD
    SAN MARINO,CA91108     		NONE NONE THE TROUBLE WITH NUMBERS: THE DRAMA OF MATHEMATICS IN THE AGE OF SHAKESPEARE 33,000
    CECILIA MENJIVAR
    721 EAST LOYOLA DRIVE
    TEMPE,AZ85282     		NONE NONE LIVING WITH THE LAW IN ARIZONA: IMMIGRANTS' EVERYDAY ENCOUNTERS WITH AND THROUGH LAW 24,000
    TRACY MILLER
    407 GREENWOOD AVE
    BROOKLYN,NY11218     		NONE NONE FINE ARTS 27,500
    RASHAUN MITCHELL
    47 DIKEMAN STREET
    BROOKLYN,NY11231     		NONE NONE CHOREOGRAPHY 25,000
    ANGE MLINKO
    4008 TURLINGTON HALL
    GAINESVILLE,FL32611     		NONE NONE POETRY 15,000
    NAEEM MOHAIEMEN
    701 HANCOCK STREET APT 2
    BROOKLYN,NY11233     		NONE NONE FILM-VIDEO 25,000
    SCOTT MONROE
    118 HAGGAR HALL
    NOTRE DAME,IN46556     		NONE NONE DISCOVERING PREDICTORS OF RECURRENT DEPRESSION: FROM NUMBERS TO NARRATIVES 23,500
    YOUNG MIN MOON
    100 FEARING STREET
    AMHERST,MA01002     		NONE NONE FINE ARTS 26,000
    ANDREW MOORE
    153 WEST 27TH STREET SUITE 402
    NEW YORK,NY10001     		NONE NONE PHOTOGRAPHY 26,000
    DEAN MOSS
    528 HANCOCK STREET
    BROOKLYN,NY11233     		NONE NONE CHOREOGRAPHY 20,000
    TERENCE NANCE
    627 HANCOCK STREET
    BROOKLYN,NY11233     		NONE NONE FILM-VIDEO 25,000
    ERIC NATHAN
    5 EDGEWOOD AVENUE
    LARCHMONT,NY10538     		NONE NONE MUSIC COMPOSITION 55,000
    LORI NIX
    75 OCEAN AVE APT 6D
    BROOKLYN,NY11225     		NONE NONE PHOTOGRAPHY 30,000
    MICHAEL NYLAN
    2539 HILGARD AVENUE
    BERKELEY,CA94709     		NONE NONE TRANSLATING THE CHINESE DOCUMENTS CLASSIC 43,000
    MEGHAN O'ROURKE
    58 W 10TH ST
    NEW YORK,NY10011     		NONE NONE WHAT'S WRONG WITH ME: THE UNCERTAINTIES OF CHRONIC ILLNESS 25,000
    AUDE OLIVA
    44 PORTER STREET UNIT 3
    SOMERVILLE,MA02143     		NONE NONE PREDICTING MEMORY 24,000
    SUSAN ORLEAN
    3624 BUENA PARK DRIVE
    STUDIO CITY,CA91604     		NONE NONE THE LIBRARY BOOK 25,000
    JULIE ORRINGER
    421 3RD ST 2
    BROOKLYN,NY11215     		NONE NONE FICTION 25,000
    SERGUEI OUSHAKINE
    20 SOUTH HILL ROAD
    HOPEWELL,NJ08525     		NONE NONE DISOWNED HISTORY: SOVIET PASTS IN THE AFTERLIVES OF EMPIRE 48,000
    JOHN PALMER
    4024 NW 59TH AVENUE
    GAINESVILLE,FL32653     		NONE NONE PLATO'S PYTHAGOREAN THEORY OF VALUE 24,500
    L A PAUL
    515 HILLSBOROUGH STREET UNIT 113
    CHAPEL HILL,NC27514     		NONE NONE TRANSFORMATIVE EXPERIENCE AND DECISION MAKING 24,000
    MONIKA PIAZZESI
    24898 OLIVE TREE LANE
    LOS ALTOS,CA94024     		NONE NONE BANKS' RISK EXPOSURES 45,000
    NILES PIERCE
    2044 FLETCHER AVENUE
    SOUTH PASADENA,CA91030     		NONE NONE MOLECULAR INSTRUMENTS 22,500
    MATTHEW PILLSBURY
    102 GATES AVENUE 2
    BROOKLYN,NY11238     		NONE NONE PHOTOGRAPHY 20,000
    STEVEN PINCUS
    190 EVERIT STREET
    NEW HAVEN,CT06511     		NONE NONE ORIGINS OF THE BRITISH EMPIRE 45,000
    CATHERINE PRENDERGAST
    605 WEST PENNSYLVANIA AVENUE
    URBANA,IL61801     		NONE NONE WRITER, PAINTER, BANKER, THIEF: THE AMERICAN ARTS COLONY IN THE PUBLIC ACCOUNT 24,000
    HAMID RAHMANIAN
    39 REMSEN STREET 2A
    BROOKLYN,NY11201     		NONE NONE FILM-VIDEO 25,000
    RAYNA RAPP
    25 WAVERLY PLACE
    NEW YORK,NY10003     		NONE NONE A CHILD SURROUNDS THIS BRAIN: HOW NEUROSCIENTISTS, FAMILIES, AND YOUNG ADULT ACTIVISTS THINK ABOUT DISABILITY AND NEURODIVERSITY 24,000
    VICTORIA REDEL
    90 RIVERSIDE DRIVE
    NEW YORK,NY10024     		NONE NONE FICTION 50,000
    MARY REID KELLEY
    125 GRASSY RIDGE ROAD
    OLIVEBRIDGE,NY12461     		NONE NONE FILM-VIDEO 30,000
    PAISLEY REKDAL
    621 E 11TH STREET
    SALT LAKE CITY,UT84103     		NONE NONE POETRY 25,000
    PETER ROCK
    3635 SE NEHALEM ST
    PORTLAND,OR97202     		NONE NONE FICTION 50,000
    AUSTIN ROORDA
    840 SEAVIEW DRIVE
    EL CERRITO,CA94530     		NONE NONE ADVANCED ADAPTIVE OPTICS TO STUDY VISION 20,000
    LAINIE ROSS
    5490 SOUTH SHORE DRIVE APT 3S
    CHICAGO,IL60615     		NONE NONE FROM PEAPODS TO WHOLE GENOMES: INCIDENTAL FINDINGS AND UNINTENDED CONSEQUENCES IN A POST-MENDELIAN WORLD 45,000
    MARINA RUSTOW
    2106 CATHARINE STREET
    PHILADELPHIA,PA19146     		NONE NONE JEWS AND ISLAMIC EMPIRE: A STUDY IN MEDIEVAL MIDDLE EASTERN GOVERNMENTALITY 49,000
    MARK RUWEDEL
    395 EAST 4TH STREET UNIT 26
    LONG BEACH,CA90802     		NONE NONE PHOTOGRAPHY 25,000
    LYNNE SACHS
    273 CARROLL ST
    BROOKLYN,NY11231     		NONE NONE FILM-VIDEO 25,000
    DAVID SANDLIN
    58 EAST FIRST STREET APT 5-C
    NEW YORK,NY10003     		NONE NONE FINE ARTS 28,000
    HAUN SAUSSY
    1010 EAST 59TH STREET
    CHICAGO,IL60637     		NONE NONE TRANSLATION AS CITATION, OR ZHUANGZI INSIDE OUT 45,000
    ELLIOTT SHARP
    473 FDR DRIVE
    NEW YORK,NY10001     		NONE NONE MUSIC COMPOSITION 30,000
    SUSAN SIDLAUSKAS
    221 NORTH SECOND AVENUE
    HIGHLAND PARK,NJ08904     		NONE NONE SKINS: THE METAMORPHOSES OF JOHN SINGER SARGENT 48,000
    JUDITH SIMONIAN
    231 EAST 5TH STREET APT 5
    NEW YORK,NY10003     		NONE NONE FINE ARTS 27,500
    JEFFREY SKINNER
    7107 RIVER ROAD
    PROSPECT,KY40059     		NONE NONE POETRY 45,000
    HELMUT SMITH
    2201 WEST END AVE
    NASHVILLE,TN37235     		NONE NONE THE GERMAN NATION BEFORE, DURING AND AFTER NATIONALISM 1500-2000 24,000
    PATRICIA SMITH
    6 KILLINGTON DRIVE
    HOWELL,NJ07731     		NONE NONE POETRY 25,000
    STACEY STEERS
    517 PINE STREET
    BOULDER,CO80302     		NONE NONE FILM-VIDEO 30,000
    DANIEL STEIN
    120 WEST 15TH STREET APT 2A
    NEW YORK,NY10011     		NONE NONE DISORDERED SYSTEMS, NONEQUILIBRIUM DYNAMICS, AND STOCHASTIC PROCESSES 45,000
    RACHEL SUSSMAN
    940 LORIMER STREET 4B
    BROOKLYN,NY11222     		NONE NONE PHOTOGRAPHY 20,000
    VICTORIA SWEET
    1947 ALAMEDA DE LAS PULGAS
    REDWOOD CITY,CA94061     		NONE NONE SLOW MEDICINE, FAST MEDICINE: HEALING, CURING AND CARING IN AN AGE OF TECHNOLOGY 38,000
    STEPHANIE SYJUCO
    345 KROEBER HALL 3750
    BERKELEY,CA94720     		NONE NONE FINE ARTS 50,000
    MARY SZYBIST
    0615 SW PALATINE HILL RD
    PORTLAND,OR97219     		NONE NONE POETRY 50,000
    EMILY TALEN
    PO BOX 875302
    TEMPE,AZ85287     		NONE NONE NEIGHBORHOOD: THE MEASURE AND MEANING OF AN URBAN IDEAL 18,000
    STEPHEN TAYLOR
    1308 SOUTH RACE STREET
    URBANA,IL61801     		NONE NONE MUSIC COMPOSITION 35,000
    EMILY THOMPSON
    38 HAWTHORNE AVENUE
    PRINCETON,NJ08540     		NONE NONE SOUND EFFECTS: TECHNICIANS AND THE TALKIES IN THE AMERICAN FILM INDUSTRY, 1925-1933 23,500
    JOSEPH THORNTON
    745 CENTRAL STREET
    EVANSTON,IL60201     		NONE NONE THE FUNCTIONAL SYNTHESIS IN MOLECULAR BIOLOGY AND EVOLUTION 50,000
    PETER TSE
    MOORE HALL HB 6207
    HANOVER,NH03755     		NONE NONE A THEORY OF THE FRONTO-PARIETAL BRAIN NETWORK: WHAT MAKES THE HUMAN MIND HUMAN 24,000
    GARY URTON
    91 HUNTERS RIDGE ROAD
    CONCORD,MA01742     		NONE NONE ANDEAN KNOTTED-CORD RECORDS: ANALYSIS AND WRITE-UP OF TWO DECADES OF RESEARCH ON PRE-INKA, INKA AND COLONIAL KHIPUS 24,000
    FRED VALENTINE
    464 SENECA AVE
    RIDGEWOOD,NY11385     		NONE NONE FINE ARTS 27,500
    SYLVAIN VEILLEUX
    STADIUM DRIVE
    COLLEGE PARK,MD20742     		NONE NONE MINIATURIZATION: THE NEXT WAVE IN ASTRONOMICAL INSTRUMENTATION 48,000
    ASHVIN VISHWANATH
    366 LECONTE HALL
    BERKELEY,CA94720     		NONE NONE PHYSICAL REALIZATION OF EXOTIC STATES OF MATTER 12,000
    LU WANG
    5321 SOUTH CORNELL AVENUE APT 3F
    CHICAGO,IL60615     		NONE NONE MUSIC COMPOSITION 40,000
    CLAIRE WATKINS
    814 SAINT PAUL STREET
    LEWISBURG,PA17837     		NONE NONE FICTION 24,000
    JOHN WATKINS
    207 CHURCH ST SE
    MINNEAPOLIS,MN55455     		NONE NONE PREMODERN MARRIAGE DIPLOMACY: A CULTURAL HISTORY 48,000
    KATE WEARE
    203 34TH STREET 1
    BROOKLYN,NY11232     		NONE NONE CHOREOGRAPHY 27,500
    DEKE WEAVER
    1110 WEST DANIEL STREET
    CHAMPAIGN,IL61821     		NONE NONE PLAYWRITING 25,000
    LOIS WEAVER
    25 E 3RD STREET
    NEW YORK,NY10003     		NONE NONE PLAYWRITING 52,000
    MARJORIE WELISH
    225 W 10TH STREET 2C
    NEW YORK,NY10014     		NONE NONE POETRY 25,000
    BONNA WESCOAT
    1394 CORNELL ROAD
    ATLANTA,GA30306     		NONE NONE INSULA SACRA: SAMOTHRACE AND THE SANCTUARY OF THE GREAT GODS 48,000
    ALEXANDRA WETTLAUFER
    1410 ETHRIDGE AVENUE
    AUSTIN,TX78703     		NONE NONE READING GEORGE: SAND, ELIOT, AND THE NOVEL IN FRANCE AND BRITAIN, 1830-1900 49,000
    MARCO WILLIAMS
    2 WASHINGTON SQUARE VILLAGE APT 4K
    NEW YORK,NY10012     		NONE NONE FILM-VIDEO 25,000
    Total .................................bullet 3b 5,751,000
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 1,499,935  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income..... 900000 1,080 14 583,887  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 13,289,697  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 1,080 15,373,519 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    1315,374,599
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2014
    Name of the organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
     
    Employer identification number

    13-5673173
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 2
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    JOSEPH RICE  
    15 ROSE LANE
     
    CHAPPAQUA, NY10514

    		$50,174


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    WW NORTON COMPANY INC ROBERT ADAMS  
    500 FIFTH AVE
     
    NEW YORK, NY10010

    		$19,345


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    THE AARON COPLAND FUND FOR MUSIC  
    254 WEST 31ST STREET 15TH FLOOR
     
    NEW YORK, NY10001

    		$20,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    THE WINSTON FOUNDATION  
    1285 AVENUE OF THE AMERICAS
     
    NEW YORK, NY10019

    		$50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    DOROTHY TAPPER GOLDMAN  
    1070 PARK AVENUE
     
    NEW YORK, NY10128

    		$50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    RICHARD AND NATALIE JACOFF FOUNDATI  
    7 TIMES SQUARE 46TH FLOOR
     
    NEW YORK, NY10036

    		$5,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
     
     

    SAM GILLIAM  
    1900 QUINCY STREET NW
     
    WASHINGTON, DC20011

    		$5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
     
     

    MICHAEL HEGARTY  
    177 OLD BRIARCLIFF ROAD
     
    BRIARCLIFF MANOR, NY10510

    		$15,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
     
     

    ALAR TOOMRE  
    55 HILLSDALE AVENUE
     
    WEST NEWTOWN, MA02465

    		$5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
     
     

    ROGER D ABRAHAMS  
    653 ROBIN DRIVE
     
    SANTA CLARA, CA95050

    		$5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
     
     

    WILLIAM KELLY  
    365 FIFTH AVENUE
     
    NEW YORK, NY10016

    		$5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
     
     

    BILL MORRISON  
    400 EAST 10TH STREET
     
    NEW YORK, NY10009

    		$5,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    13
     
     

    JAMES DANIEL COLLINS  
    C/O JSG FOUDATION 90 PARK AVENUE
     
    NEW YORK, NY10016

    		$5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    14
     
     

    ROBERT MARVIN EPSTEIN  
    1929 BLUE RIDGE ROAD
     
    CHARLOTTESVILLE, VA22903

    		$10,511


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    15
     
     

    CLARA M LOVETT  
    4550 NORTH PARK AVENUE
     
    CHEVY CHASE, MD02815

    		$250,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    16
     
     

    KENNETH DAVID KOPPLE  
    720 GLENGARY ROAD
     
    PHILADELPHIA, PA19118

    		$39,081


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 3
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 SECURITIES - PUBLICLY TRADED $ 50,174 2014-12-24
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    14
    		 SECURITIES - PUBLICLY TRADED $ 10,511 2014-10-10
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    15
    		 SECURITIES - PUBLICLY TRADED $ 250,000 2014-02-20
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 4
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
    that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2014 AccountingFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT & TAXES 33,831 15,224   18,607

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2014 DepreciationSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMPUTER EQUIPMENT 2005-01-01 205,213 205,213 SL 3.000000000000 0 0    
    OFFICE EQUIPMENT 2005-01-01 39,513 39,513 SL 5.000000000000 0 0    
    LEASEHOLD IMPROVEMENTS 2008-07-01 506,057 422,762 SL 7.000000000000 72,294 0    
    OFFICE FURNITURE 2008-07-01 66,817 56,594 SL 5.000000000000 9,545 0    
    WEBSITE DEVELOPMENT 2008-07-01 810,172 720,500 SL 3.000000000000 71,242 0    

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Name of Stock End of Year Book Value End of Year Fair Market Value
    PERSHING SQUARE HOLDINGS-COMPANY STOCK 15,457,752 15,457,752

    TY 2014 InvestmentsOtherSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SHORT-TERM INVESTMENTS FMV 122,959 122,959
    CASH AWAITING INVESTMENT FMV 20,000,000 20,000,000
    DAVIDSON KEMPNER DISTRESSED OPP INT'L, LTD. FMV 20,398,025 20,398,025
    GOLDMAN SACHS MEZZANINE 2006 FMV 227,067 227,067
    GS INTRASTRUCTURE PARTNERS I FMV 2,876,969 2,876,969
    HHR ATLAS FUND FMV 20,887,352 20,887,352
    KING STREET CAPITAL, LTD. FMV 16,736,443 16,736,443
    ODYSSEY INVESTMENT PARTNERS FUND III FMV 998,710 998,710
    OWL CREEK OVERSEAS FUND FMV 23,176,862 23,176,862
    PARA INTERNATIONAL FUND, LTD. FMV 13,959,037 13,959,037
    ROCKEFELLER ACCESS FUND 06-I, LLC FMV 2,797,234 2,797,234
    BOSTWICK COMPOUND OFFSHORE, LTD. FMV 21,759,463 21,759,463
    SCOGGIN OVERSEAS FUND, LTD. FMV 22,810 22,810
    GS VINTAGE FUND V OFFSHORE FMV 1,582,640 1,582,640
    AMERICAN SECURITIES PARTNERS V FMV 2,497,751 2,497,751
    ODYSSEY INVESTMENT PARTNERS FUND IV FMV 2,945,531 2,945,531
    SPH PARTNERS FMV 1,544,088 1,544,088
    PAULSON RE RECOVERY, LP FMV 3,710,658 3,710,658
    VIKING LONG FUND III, LTD. FMV 16,528,829 16,528,829
    PAULSON ENHANCED, LTD. FMV 20,161,289 20,161,289
    SPDR S & P ETF TRUST FMV 20,583,187 20,583,187
    LITESPEED OFFSHORE FUND, LTD FMV 9,509,577 9,509,577
    AMERICAN SECURITIES PARTNERS III FMV 512,134 512,134
    MFS NEW DISCOVERY FUND FMV 6,889,003 6,889,003
    MANAGED INCOME FUND FMV 4,178,343 4,178,343
    COATUE LONG ONLY OFFSHORE FUND FMV 5,484,528 5,484,528
    SEMINOLE OFFSHORE FUND FMV 7,894,091 7,894,091
    VENBIO SELECT FUND. LTD. FMV 5,657,217 5,657,217

    TY 2014 LandEtcSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    COMPUTER EQUIPMENT 205,213 205,213 0  
    OFFICE EQUIPMENT 39,513 39,513 0  
    LEASEHOLD IMPROVEMENTS 506,057 495,056 11,001  
    OFFICE FURNITURE 66,817 66,139 678  
    WEBSITE DEVELOPMENT 810,172 791,742 18,430  


    TY 2014 LegalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 152,749 0   136,419


    TY 2014 OtherAssetsSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INVESTMENT INCOME RECEIVABLE 191 119,136 119,136
    PREPAID PENSION ASSETS 571,565    
    PREPAID FEDERAL EXCISE TAXES   107,342 107,342


    TY 2014 OtherDecreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Amount
       


    TY 2014 OtherExpensesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OFFICE EQUIPMENT 355,368 17,768   340,857
    TELEPHONE 14,831 1,554   13,277
    POSTAGE, STATIONARY, & SUPPLIES 41,658 2,083   39,575
    INSURANCE 31,568 3,308   28,260
    MISCELLANEOUS 79,507 0   61,313
    ANNUITY PAYMENTS 2,185 0   2,185
    OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S 765,946 765,946   0
    PENSION AND POSTRETIREMENT BENEFIT CHANGES OTHER THAN PERIODIC BENEFIT COSTS 3,314,943 347,406   5,191


    TY 2014 OtherIncomeSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME FROM LIMITED PARTNERSHIPS 583,887 583,887 583,887
    UNRELATED BUSINESS INCOME FROM LIMITED PARTNERSHIPS 1,080 0 1,080


    TY 2014 OtherIncreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Amount
       
       


    TY 2014 OtherLiabilitiesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAX LIABILITY 1,372,212 1,398,148
    POSTRETIREMENT BENEFIT LIABILITY 7,982,236 10,222,606
    DEFERRED LEASE INCENTIVE 79,745 19,936
    DUE TO BROKER 1,995 0
    FEDERAL EXCISE TAX LIABILITY 85,300 0
    PENSION ACCOUNT LIABILITY 0 1,068,774


    TY 2014 OtherProfessionalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT CUSTODY FEES 670 670   0
    ACTUARY FEES 32,689 3,426   32,658
    OTHER FEES 47,422 0   67,422


    TY 2014 TaxesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 276,358 0   0
    NYS UNRELATED BUSINESS INCOME TAX 250 0   0
    FOREIGN TAX EXPENSE 3,888 3,888   0