Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
AUFZIEN FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)350 PASSAIC AVENUE   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FAIRFIELD, NJ07004
A Employer identification number

22-2838652
B Telephone number (see instructions)

(973) 575-5132
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,684,533J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule).............. 559,620
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 127,445 127,445  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 381,300
b Gross sales price for all assets on line 6a 4,017,518
7 Capital gain net income (from Part IV, line 2)... 381,300
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 16,757 16,757  
12 Total. Add lines 1 through 11........ 1,085,122 525,502  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest............... 3,182 3,182   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,777 2,777   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 96,400 96,400   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 102,359 102,359   0
25 Contributions, gifts, grants paid........ 478,100 478,100
26 Total expenses and disbursements. Add lines 24 and 25 580,459 102,359   478,100
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 504,663
b Net investment income (if negative, enter -0-) 423,143
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 70,142 302,275 302,275
2 Savings and temporary cash investments.......... 576,289 291,571 291,571
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........      
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 4,148,237 Click to see attachment5,277,390 6,090,687
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment13,745 Click to see attachment0 Click to see attachment0
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,808,413 5,871,236 6,684,533
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 4,808,413 5,871,236
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see instructions)...... 4,808,413 5,871,236
31 Total liabilities and net assets/fund balances (see instructions).. 4,808,413 5,871,236
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,808,413
2 Enter amount from Part I, line 27a..................... 2 504,663
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 575,455
4 Add lines 1, 2, and 3.......................... 4 5,888,531
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 17,295
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 5,871,236
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 92 SHS FIRST TRUST EPR/NAREIT DEVEL MKTS REAL ESTATE INDEX FD P 2014-09-03 2014-10-13
b 169 SHS INDEXIQ EFT TR IQ HEDGE MULTI-STRATEGY TRACKER P 2014-09-03 2014-10-13
c 152 SHS INDEXIQ TR IQ HEDGE MICRO TRACKER P 2014-09-03 2014-10-13
d 209 SHS INDEXIQ ETF TR IQ ARB GLOBAL NATL RES P 2014-09-03 2014-10-13
e 256 SHS ISHARES MSCI FRONTIER 100 FD P 2013-06-16 2014-07-16
219 SHS ISHARES MSCI FRONTIER 100 FD P 2014-07-15 2014-09-03
45 SHS ISHARES MSCI FRONTIER 100 FD P 2013-06-03 2014-09-03
39 SHS ISHARES CORE S&P MID CAP P 2014-09-03 2014-10-13
28 SHS ISHARES CORE S&P SMALL CAP P 2014-09-03 2014-10-13
101 SHS ISHARES CORE S&P 500 P 2014-09-03 2014-10-13
164 SHS ISHARES CORE US TREASURY BD P 2014-09-03 2014-10-13
166 SHS ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BD P 2014-07-16 2014-02-11
27 SHS ISHARES JP MORGAN USD EMERGING MARKETS BD P 2014-09-03 2014-10-13
165 SHS ISHARES MSCI EAFE GROWTH P 2012-07-03 2014-03-13
376 SHS ISHARES MSCI EAFE SMLL CAP P 2013-09-13 2014-09-03
332 SHS ISHARES MSCI EAFE VALUE P 2013-01-11 2014-07-16
132 SHS ISHARES MSCI EAFE VALUE P 2013-10-23 2014-09-03
46 SHS ISHARES MSCI EAFE VALUE P 2013-01-11 2014-09-03
732 SHS I SHARES MSCI EMU P 2013-10-18 2014-08-13
302 SHS ISHARES NORTH AMERICAN NATURAL RESOURCES P 2014-04-21 2014-09-03
155 SHS ISHARES RUSSELL MID CAP VALUE P 2013-07-02 2014-03-27
111 SHS ISHARES RUSSELL 1000 GROWTH P 2014-07-15 2014-09-03
9 SHS ISHARES RUSSELL 1000 VALUE P 2013-07-16 2014-07-16
97 SHS ISHARES RUSSELL 1000 VALUE P 2013-01-11 2014-07-16
108 SHS ISHARES RUSSELL 1000 VALUE P 2013-07-16 2014-09-03
392 SHS ISHARES SILVER SHARES P 2014-01-01 2014-04-02
497 SHS ISHARES US PREFERRED STOCK P 2013-10-23 2014-09-03
367 SHS MARKET VECTORS ETF TRUST GOLD MINERS P 2014-01-01 2014-04-21
203 SHS SPDR BARCLAYS CONVERTIBLE SECURITIES P 2014-05-28 2014-09-03
622 SHS SPDR BARCLAYS SHORT TERM HIGH YIELD BD P 2013-10-23 2014-09-03
51 SHS SPDR BARCLAYS INTL TREASURY BD P 2014-09-03 2014-10-13
74 SHS SPDR BARCLAYS HIGH YIELD BD P 2014-09-03 2014-10-13
251 SHS SPDR DOW JONES INTL REAL ESTATE P 2012-09-11 2014-02-04
222 SHS SPDR DOW JONES INTL REAL ESTATE P 2012-02-03 2014-02-04
46 SHS SPDR GOLD TR P 2014-02-04 2014-09-03
461 SHS VANGUEARD FTSE DEVELOPED MARKETS P 2014-09-03 2014-10-13
121 SHS VANGUARD FTSE EMERGING MARKETS P 2014-09-03 2014-10-13
145 SHS WISDOMTREE TR MANAGED FUTURES STRATEGY FD P 2014-09-03 2014-10-13
19 SHS AMAZON.COM INC P 2014-04-07 2014-12-18
70 SHS AMERICAN INTL GROUP INC P 2013-05-03 2014-01-06
146 SHS DUNKIN BRANDS GROUP INC P 2014-07-30 2014-12-22
71 SHS EBAY INC P 2013-10-18 2014-09-30
557 SHS GENERAL MOTORS CO P 2013-11-13 2014-09-08
40 SHS HUNT J B TRANS SVCS INC P 2014-03-18 2014-06-24
312 SHS IAC INTERACTIVECORP P 2014-06-20 2014-12-19
431 SHS JPMORGAN CHASE & CO P 2013-10-04 2014-05-07
69 SHS KANSAS CITY STHN P 2014-02-25 2014-10-28
1,266 SHS LAREDO PETROLEUM INC P 2014-07-07 2014-12-09
37 SHS MONSANTO CO P 2014-08-08 2014-04-03
32 SHS PIONEER NAT RES CO P 2014-01-30 2014-06-27
298 SHS QEP RES INC P 2014-10-03 2014-12-18
31 SHS RANGE RESOURCES CORP P 2013-07-26 2014-02-04
58 SHS RANGE RESOURCES CORP P 2013-10-30 2014-09-24
68.25 SHS TRIBUNE PUBG CO P 2014-09-09 2014-08-14
24 SHS UNION PACIIC CORP P 2013-06-03 2014-05-19
50 SHS UNITED RENTALS INC P 2013-06-17 2014-05-03
51 SHS AMAZON.COM INC P 2012-10-26 2014-12-18
255 SHS AMERICAN INTL GROUP INC P 2012-08-20 2014-01-06
69 SHS AMERICAN TOWER CORP REIT P 2009-05-05 2014-10-13
412 SHS BLACKROCK INC P 2010-11-04 2014-12-11
199 SHS BOEING COMPANY P 2012-07-09 2014-10-28
97 SHS BORGWARNER INC P 2012-05-17 2014-10-13
77 SHS CALPINE CORP P 2013-04-11 2014-10-13
808 SHS DENBURY RESOURCES INC P 2012-09-21 2014-02-18
456 EBAY INC P 2011-09-06 2014-09-30
72 SHS ENBRIDGE ENERGY PARTNERS LP P 2012-05-10 2014-10-13
315 SHS EXPRESS SCRIPTS HLDG CO P 2013-11-06 2014-07-24
157 SHS HUNT J B TRANS SVCS INC P 2010-10-07 2014-06-24
58 SHS IHS INC CL A P 2013-05-29 2014-07-01
141 SHS INTUIT P 2013-09-27 2014-10-27
104 SHS MARKWEST ENERGY PARTNERS LP P 2012-05-09 2014-10-13
143 SHS MONSANTO CO P 2011-06-17 2014-04-03
109 SHS PIONEER NAT RES CO P 2013-02-14 2014-06-27
460 SHS QEP RES INC P 2013-04-11 2014-12-18
151 SHS RANGE RESOURCES CORP P 2013-07-26 2014-09-24
207 SHS TEEKAY CORP P 2010-09-23 2014-02-13
101 SHS UNION PACIFIC CORP P 2012-02-01 2014-05-19
108 SHS ABAXIS INC P 2013-12-30 2014-08-11
13 SHS ATHENAHEALTH INC P 2013-12-30 2014-03-25
10 SHS BEACON ROOFING SUPPLY INC P 2013-12-30 2014-08-26
168 SHS BIO REFERENCE LAB INC P 2013-12-30 2014-05-12
94 SHS CABOT MICROELECTRONICS CORP P 2013-12-30 2014-12-05
15 SHS CEPHEID INC P 2013-12-30 2014-08-26
5 SHS CYSCO SYSTEMS INC P 2013-12-30 2014-08-26
62 SHS CONCUR TECHNOLOGIES INC P 2013-12-30 2014-11-07
21 SHS ECOLAB INC P 2013-12-30 2014-07-28
5 SHS GENTEX CORP P 2013-12-30 2014-08-26
10 SHS GRAND CANYON EDUCATION INC P 2013-12-30 2014-08-26
5 SHS HEALTH CARE SVCS GROUP INC P 2014-07-28 2014-08-26
15 SHS LINEAR TECHNOLOGY CORP P 2013-12-30 2014-08-26
15 SHS LKQ CORP P 2013-12-30 2014-08-26
5 SHS MDU RESOURCES GROUP INC P 2013-12-30 2014-08-26
55 SHS MEDNAX INC P 2013-12-30 2014-12-02
5 SHS MICROSOFT CORP P 2013-12-30 2014-08-26
10 SHS NATL INSTRUMENTS CORP P 2013-12-30 2014-08-26
15 SHS RICHIE BROS AUCTIONEERS INC P 2013-12-30 2014-08-26
78 SHS ROCKWOOD HOLDINGS INC P 2013-12-30 2014-11-07
5 SHS ROLLINS INC P 2013-12-30 2014-08-26
410 SHS STAPLES INC P 2013-12-30 2014-07-28
68 SHS TARGET CORP P 2013-12-30 2014-12-05
70 SHS TECHNE CORP MINN P 2013-12-30 2014-01-13
879 SHS AT&T INC P 2014-01-07 2014-03-11
5,786 SHS AVISORSHARES TRUST ETF RANGER EQUITY BEAR P 2013-12-13 2014-03-10
716 SHS CEDAR FAIR L P P 2013-12-11 2014-03-10
891 SHS CONOCOHILLIPS P 2014-03-11 2014-07-30
650 SHS ENERPLUS CORP P 2013-07-02 2014-07-02
502 SHS ENTERGY CORP P 2014-01-07 2014-07-03
2,953 SHS POWERSHARES ETF PORTFOLIO P 2013-05-07 2014-02-03
3,122 SHS PROSHARES SHORT DOW 30 P 2014-10-15 2014-12-03
9,228 SHS PROSHARES SHORT S&P 500 P 2014-01-07 2014-07-30
15,313 SHS PROSHS SHORT RUSSELL 2000 SHORT P 2014-07-30 2014-12-29
9 PUTS SPDR S&P 500 ETF TR $170 P 2013-10-15 2014-06-20
99 SHS SIX FLAGS ENTERTAINMENT P 2014-10-03 2014-11-13
624 SHS VENTAS INC P 2014-01-07 2014-11-13
2,389 SHS VODAFONE GROUP P 2014-07-30 2014-10-15
9,179 SHS ALPS TRUST P 2012-02-06 2014-10-15
2,773 SHS ENERPLUS CORP P 2013-07-02 2014-10-03
599 SHS GENERAL ELETRIC COMPANY P 2011-12-01 2014-01-07
1,244 SHS GLAXOSMITHKLINE P 2013-03-26 2014-10-03
2,729 SHS INTEL CORP P 2012-10-19 2014-07-30
1,808 SHS PAYCHEX INC P 2012-01-11 2014-01-07
3,248 SHS POWERSHARES ETF PORTFOLIO P 2013-01-04 2014-02-03
1,560 SHS PPL CORPORATION P 2012-07-11 2014-05-15
400 SHS ABBVIE INC P 2013-11-20 2014-02-21
300 SHS AETNA INC P 2013-12-27 2014-02-21
300 SHS AGLILENT TECHNOLOGIES INC P 2014-05-30 2014-08-15
100 SHS AMERIPRISE FINL INC P 2014-09-11 2014-12-19
100 SHS AMGEN INC P 2013-09-26 2014-05-22
200 SHS AMPHENOL CORP CL A P 2014-05-21 2014-07-18
400 SHS AMPHENOL CORP CL A P 2014-08-12 2014-11-21
200 SHS ASHLAND INC P 2014-03-28 2014-05-16
200 SHS ASHLAND INC P 2014-08-15 2014-11-21
400 SHS AUTONATION INC P 2013-10-23 2014-03-21
300 SHS BEAM INC P 2013-09-26 2014-02-03
200 SHS BOSTON PROPERTIES INC P 2013-07-24 2014-03-21
200 SHS BROWN-FORMAN CORP CL B P 2014-02-12 2014-03-21
3 CALLS CALL A P 2014-09-03 2014-10-13
2 CALLS ACN P 2014-10-31 2014-12-08
2 CALLS ACN P 2013-10-21 2014-01-03
2 CALLS ACN P 2014-01-03 2014-02-07
2 CALLS ACN P 2014-02-07 2014-05-19
2 CALLS ACN P 2014-06-04 2014-08-18
2 CALLS ACN P 2014-08-29 2014-10-20
1 CALL AMGN P 2013-11-18 2014-01-21
1 CALL AMGN P 2014-01-21 2014-04-11
1 CALL AMGN P 2014-04-11 2014-05-22
1 CALL AMP P 2014-09-11 2014-10-08
4 CALLS AN P 2013-12-23 2014-01-21
2 CALLS APH P 2014-08-12 2014-10-09
2 CALLS ASH P 2014-08-15 2014-10-08
3 CALLS CSC P 2014-03-27 2014-05-07
3 CALLS CSC P 2014-06-05 2014-09-22
3 CALLS DFS P 2014-09-26 2014-11-24
3 CALLS DLPH P 2014-05-28 2014-07-21
3 CALLS DLPH P 2014-07-21 2014-09-22
3 CALLS EL P 2013-12-27 2014-02-24
3 CALLS EL P 2014-04-02 2014-05-13
2 CALLS EMN P 2014-03-21 2014-06-23
2 CALLS EMN P 2014-06-23 2014-08-04
2 CALLS ETN P 2014-07-08 2014-08-18
2 CALLS ETN P 2014-09-24 2014-10-07
4 CALLS FAST P 2013-12-23 2014-01-24
3 CALLS FAST P 2014-06-13 2014-07-21
3 CALLS FAST P 2014-08-26 2014-10-20
1 CALL HAR P 2014-07-22 2014-08-13
1 CALL HAR P 2014-08-13 2014-10-02
1 CALL HAR P 2014-10-02 2014-11-21
2 CALLS HON P 2014-03-21 2014-06-18
2 CALLS HUM P 2013-12-30 2014-02-24
2 CALLS HIM P 2014-02-26 2014-04-14
2 CALLS IFF P 2014-05-22 2014-08-18
2 CALLS IFF P 2014-08-26 2014-10-20
2 CALLS IFF P 2014-10-21 2014-12-18
3 CALLS INTU P 2014-09-04 2014-10-17
4 CALLS IP P 2014-02-21 2014-04-21
1 CALL KSU P 2013-12-30 2014-01-24
1 CALL KSU P 2014-03-04 2014-04-02
1 CALL KSU P 2014-04-02 2014-06-23
1 CALL KSU P 2014-06-24 2014-07-11
1 CALL KSU P 2014-07-11 2014-08-18
1 CALL KSU P 2014-08-28 2014-09-17
1 CALL KSU P 2014-09-17 2014-12-22
4 CALLS LNC P 2014-07-08 2014-08-06
2 CALLS LYB P 2014-10-01 2014-12-22
3 CALLS M P 2014-06-09 2014-08-18
1 CALL MCK P 2014-02-12 2014-02-27
1 CALL MCK P 2014-02-27 2014-04-16
1 CALL MON P 2014-03-06 2014-04-11
2 CALLS MPC P 2014-02-20 2014-02-27
2 CALLS MPC P 2014-02-27 2014-04-11
2 CALLS MPC P 2014-04-11 2014-06-25
3 CALLS MSI P 2014-01-17 2014-04-21
3 CALLS MSI P 2014-05-05 2014-06-23
3 CALLS MSI P 2014-06-23 2014-08-18
2 CALLS PM P 2013-11-15 2014-01-21
2 CALLS PM P 2014-04-04 2014-06-20
2 CALLS PM P 2014-06-20 2014-09-22
2 CALLS PNC P 2014-05-27 2014-07-21
4 CALLS RAI P 2013-12-27 2014-02-24
3 CALLS ROST P 2013-12-26 2014-01-28
3 CALLS SBUX P 2014-03-20 2014-05-19
3 CALLS SBUX P 2014-05-27 2014-08-18
3 CALLS SBUX P 2014-08-18 2014-10-07
3 CALLS SBUX P 2014-10-07 2014-12-18
2 CALLS SJM P 2013-10-24 2014-01-21
2 CALLS SNDK P 2014-08-28 2014-10-13
5 CALLS SWY P 2013-12-10 2014-01-21
3 CALLS VAL P 2014-02-28 2014-04-17
2 CALLS VIAB P 2013-12-23 2014-01-24
2 CALLS VIAB P 2014-03-28 2014-05-19
2 CALLS VIAB P 2014-07-22 2014-08-18
2 CALLS VIAB P 2014-08-29 2014-09-23
3 CALLS VLO P 2014-06-23 2014-06-25
3 CALLS VLO P 2014-06-26 2014-09-22
2 CALLS WDC P 2014-09-08 2014-09-17
5 CALLS WY P 2014-01-17 2014-04-21
5 CALLS WY P 2014-06-24 2014-08-01
300 SHS COMPUTER SCIENCES CORP P 2013-10-29 2014-03-19
300 SHS COMPUTER SCIENCES CORP P 2014-03-27 2014-12-19
300 SHS CROWN CASTLE INTL COTRP P 2014-12-03 2014-12-17
300 SHS DELPHI AUTOMOTIVE P 2013-11-25 2014-02-12
300 SHS DELPHI AUTOMOTIVE P 2014-05-28 2014-09-26
300 SHS DISCOVER FINANCIAL SERVICES P 2014-05-02 2014-07-18
300 SHS DISCOVER FINANCIAL SERVICES P 2014-09-23 2014-12-19
200 SHS EASTMAN CHEMICAL CO P 2013-10-04 2014-03-11
200 SHS EASTMAN CHEMICAL CO P 2014-03-21 2014-08-04
200 SHS EATON CORP P 2014-07-08 2014-10-15
300 SHS ESTEE LAUDER COMPANIES INC P 2013-12-27 2014-07-18
400 SHS FASTENAL P 2013-11-07 2014-05-16
300 SHS FASTENAL P 2014-06-13 2014-10-12
200 SHS HAIN CELESTIAL GROUP INC P 2014-10-15 2014-11-21
300 SHS HARLEY DAVIDSON INC P 2014-03-21 2014-05-16
100 SHS HARMAN INTL INDUSTRIES INC P 2014-05-07 2014-07-18
500 SHS HEWLETT PACKARD CO P 2014-08-13 2014-09-05
300 SHS HOME DEPOT INC P 2014-05-29 2014-08-15
200 SHS HOME DEPOT INC P 2014-10-15 2014-11-21
200 SHS HONEYWELL INTL INC P 2014-03-21 2014-09-19
200 SHS HONEYWELL INTL INC P 2014-10-01 2014-11-17
200 SHS HUMANA INC P 2013-12-30 2014-05-16
100 SHS HUMANA INC P 2014-08-27 2014-11-21
400 SHS INTL PAPER CO P 2013-05-21 2014-01-17
400 SHS INTL PAPER CO P 2014-02-21 2014-07-02
300 SHS INTUIT INC P 2014-09-04 2014-11-21
400 SHS LINCOLN NATL CORP P 2014-07-08 2014-11-21
200 SHS LYONDELLBASELL INDUSTRIES N V CL A P 2013-10-31 2014-01-17
200 SHS LYONDELLBASELL INDUSTRIES N V CL A P 2014-01-23 2014-04-17
300 SHS MACYS INC P 2014-06-09 2014-11-21
200 SHS MARATHON PETE CORP P 2014-02-20 2014-07-02
100 SHS MCKESSON CORP P 2014-02-12 2014-05-16
100 SHS MCKESSON CORP P 2014-06-17 2014-08-15
100 SHS MCKESSON CORP P 2014-08-27 2014-11-21
400 SHS MICROSOFT CORP P 2014-10-30 2014-11-17
100 SHS MONSANTO CO P 2014-03-06 2014-06-30
300 SHS MOTOROLA SOLUTIONS INC P 2014-01-17 2014-09-03
200 SHS PNC FINANCIAL SVCS GROUP INC P 2013-12-30 2014-02-21
200 SHS PNC FINANCIAL SVCS GROUP INC P 2014-02-28 2014-05-16
200 SHS PNC FINANCIAL SVCS GROUP INC P 2014-05-27 2014-09-19
200 SHS PNC FINANCIAL SVCS GROUP INC P 2014-10-14 2014-11-21
400 SHS REYNOLDS AMERICAN INC P 2013-12-27 2014-05-16
300 SHS REYNOLDS AMERICAN INC P 2014-08-14 2014-11-21
300 SHS ROSS STORES INC P 2013-12-26 2014-01-28
500 SHS SAFEWAY INC P 2013-12-10 2014-03-18
200 SHS SMUCKER J M COMPANY P 2013-10-24 2014-02-12
300 SHS TESORO CORP P 2014-08-15 2014-11-21
300 SHS TIME WARNER INC P 2014-11-05 2014-12-19
500 SHS U S SILICA HOLDINGS LLC P 2014-02-28 2014-04-17
200 SHS UNITED TECHNOLOGIES CORP P 2014-03-21 2014-05-13
200 SHS UNITEDHEALTH GROUP INC P 2013-11-14 2014-01-17
200 SHS UNITEDHEALTH GROUP INC P 2014-05-01 2014-06-11
100 SHS UNITEDHEALTH GROUP INC P 2014-05-01 2014-06-20
200 SHS UNITEDHEALTH GROUP INC P 2014-09-15 2014-12-02
300 SHS VALERO ENERGY CORP P 2014-06-23 2014-10-28
300 SHS VALSPAR CORP P 2014-02-28 2014-07-18
.647 SHS VERITIV CORP P 2014-02-21 2014-07-09
7 SHS VERITIV CORP P 2014-02-21 2014-08-07
200 SHS VIACOM INC CL B P 2013-10-18 2014-03-21
200 SHS VIACOM INC CL B P 2014-07-22 2014-09-23
200 SHS WESTERN DIGITAL CORP P 2014-02-20 2014-04-17
200 SHS WESTERN DIGITAL CORP P 2014-06-04 2014-07-18
200 SHS WESTERN DIGITAL CORP P 2014-09-08 2014-09-17
500 SHS WYERHAEUSER CO P 2014-01-17 2014-08-01
500 SHS WILLIAMS COMPANIES INC P 2013-05-10 2014-02-21
4 CALLS LNC P 2014-08-06 2014-10-08
200 SHS VIACOM INC CL B P 2014-03-28 2014-07-18
63 SHS INVESCO LTD P 2013-12-05 2014-10-13
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 3,770   4,101 -331
b 4,877   5,097 -220
c 3,981   4,084 -103
d 5,592   6,149 -557
e 9,990   8,184 1,806
8,442   8,522 -80
1,735   1,438 297
5,019   5,634 -615
2,802   3,115 -313
19,097   20,440 -1,343
4,120   4,079 41
19,806   19,238 568
3,058   3,101 -43
11,419   8,993 2,426
19,525   18,721 804
18,661   16,688 1,973
7,596   7,484 112
2,647   2,312 335
29,812   27,446 2,366
14,900   13,909 991
10,467   9,024 1,443
10,245   10,095 150
917   781 136
9,881   7,295 2,586
11,114   9,374 1,740
7,552   8,407 -855
19,768   18,890 878
8,511   9,461 -950
10,305   10,041 264
18,990   19,210 -220
2,958   3,038 -80
2,914   3,048 -134
9,876   9,909 -33
8,735   7,936 799
5,677   5,569 108
17,280   19,399 -2,119
5,026   5,593 -567
6,246   6,154 92
5,643   6,080 -437
3,588   3,115 473
6,297   6,317 -20
4,007   3,717 290
18,829   20,787 -1,958
3,048   2,819 229
19,183   21,417 -2,234
23,489   22,974 515
10,674   8,353 2,321
11,111   34,188 -23,077
4,333   3,612 721
7,233   5,547 1,686
5,879   9,018 -3,139
2,734   2,499 235
3,999   4,487 -488
1,328   1,291 37
4,693   3,707 986
3,811   2,490 1,321
16,339   12,635 3,704
13,069   8,470 4,599
6,716   2,103 4,613
4,271   2,029 2,242
25,615   14,531 11,084
5,752   3,603 2,149
1,624   1,636 -12
13,235   13,396 -161
24,780   17,995 6,785
2,498   2,135 363
21,892   17,692 4,200
11,965   7,221 4,744
7,925   6,078 1,847
11,818   9,380 2,438
7,317   5,730 1,587
16,410   10,955 5,455
22,685   14,021 8,664
9,074   14,000 -4,926
10,411   12,173 -1,762
11,293   5,605 5,688
18,165   11,829 6,336
4,870   4,315 555
2,180   1,743 437
287   407 -120
4,234   4,294 -60
4,355   4,282 73
580   700 -120
124   111 13
7,950   6,293 1,657
2,322   2,187 135
148   164 -16
432   435 -3
138   134 4
676   683 -7
419   485 -66
156   152 4
3,586   2,917 669
225   186 39
331   315 16
360   345 15
6,138   5,613 525
149   152 -3
4,474   6,544 -2,070
4,990   4,237 753
6,613   6,602 11
28,333   30,738 -2,405
73,300   77,946 -4,646
37,452   34,600 2,852
75,315   59,865 15,450
16,371   9,523 6,848
38,776   30,774 8,002
73,472   74,583 -1,111
72,642   82,458 -9,816
214,260   237,965 -23,705
233,511   255,124 -21,613
    9,258 -9,258
4,000   3,451 549
43,084   36,862 6,222
69,820   80,953 -11,133
163,912   136,837 27,075
50,077   40,627 9,450
16,357   9,550 6,807
52,387   52,468 -81
91,509   57,807 33,702
81,622   57,196 24,426
80,937   81,300 -363
52,595   44,819 7,776
20,000   18,756 1,244
21,000   20,020 980
17,250   16,517 733
12,500   12,276 224
11,527   11,323 204
19,000   18,512 488
20,000   19,462 538
20,000   19,050 950
21,000   20,563 437
20,000   19,048 952
20,250   18,737 1,513
22,000   21,358 642
16,000   15,546 454
423   123 300
358   732 -374
250   794 -544
545   293 252
267     267
367     367
240     240
285     285
255   5 250
377   169 208
259   20 239
428     428
467   133 334
629   34 595
398   174 224
657     657
451     451
512     512
442     442
704     704
447   1,150 -703
390     390
440   20 420
341     341
240   80 160
404   120 284
367     367
247     247
410   13 397
323   14 309
138   51 87
434   26 408
588     588
620   28 592
414     414
457     457
395   450 -55
663   30 633
504     504
310   17 293
191   303 -112
298     298
183   353 -170
231     231
131   442 -311
381     381
    106 -106
491     491
500     500
440   269 171
444   5 439
250   20 230
513   200 313
414   27 387
533   70 463
561     561
449     449
509     509
230     230
227   1,296 -1,069
276     276
341     341
443     443
633   29 604
780     780
353     353
551   117 434
372   573 -201
521     521
690   16 674
451     451
623   42 581
398   96 302
476     476
380     380
243   38 205
434   75 359
426     426
542   220 322
375     375
350   100 250
18,000   15,634 2,366
18,000   17,638 362
22,562   23,960 -1,398
18,000   16,734 1,266
19,190   20,876 -1,686
17,250   16,549 701
19,500   19,033 467
16,000   15,628 372
15,883   17,224 -1,341
11,676   15,483 -3,807
22,500   21,905 595
19,200   18,424 776
12,967   14,939 -1,972
20,000   18,914 1,086
21,000   20,065 935
11,000   10,242 758
18,000   17,164 836
24,000   23,375 625
18,000   17,071 929
19,000   18,192 808
18,500   17,965 535
22,000   19,862 2,138
13,000   12,315 685
19,200   18,797 403
19,906   19,453 453
24,750   24,030 720
21,000   20,230 770
15,450   14,778 672
16,000   15,138 862
18,000   17,324 676
15,941   17,722 -1,781
17,500   17,238 262
18,500   17,883 617
19,500   18,645 855
18,400   17,952 448
11,500   11,050 450
17,637   19,893 -2,256
15,500   15,131 369
16,500   16,026 474
17,000   16,638 362
16,500   15,890 610
20,000   19,432 568
18,000   16,924 1,076
20,342   22,363 -2,021
17,000   16,262 738
18,743   21,741 -2,998
20,250   18,166 2,084
23,249   22,457 792
17,000   15,947 1,053
23,000   22,455 545
14,500   13,890 610
15,000   14,625 375
7,500   7,313 187
17,500   16,719 781
14,790   17,191 -2,401
22,500   21,878 622
22   24 -2
269   256 13
17,000   16,398 602
15,517   17,465 -1,948
17,500   16,499 1,001
18,000   17,346 654
19,320   19,965 -645
15,636   15,548 88
18,500   17,854 646
614   176 438
17,000   16,511 489
2,307   2,168 139
207,327     207,327
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -331
b       -220
c       -103
d       -557
e       1,806
      -80
      297
      -615
      -313
      -1,343
      41
      568
      -43
      2,426
      804
      1,973
      112
      335
      2,366
      991
      1,443
      150
      136
      2,586
      1,740
      -855
      878
      -950
      264
      -220
      -80
      -134
      -33
      799
      108
      -2,119
      -567
      92
      -437
      473
      -20
      290
      -1,958
      229
      -2,234
      515
      2,321
      -23,077
      721
      1,686
      -3,139
      235
      -488
      37
      986
      1,321
      3,704
      4,599
      4,613
      2,242
      11,084
      2,149
      -12
      -161
      6,785
      363
      4,200
      4,744
      1,847
      2,438
      1,587
      5,455
      8,664
      -4,926
      -1,762
      5,688
      6,336
      555
      437
      -120
      -60
      73
      -120
      13
      1,657
      135
      -16
      -3
      4
      -7
      -66
      4
      669
      39
      16
      15
      525
      -3
      -2,070
      753
      11
      -2,405
      -4,646
      2,852
      15,450
      6,848
      8,002
      -1,111
      -9,816
      -23,705
      -21,613
      -9,258
      549
      6,222
      -11,133
      27,075
      9,450
      6,807
      -81
      33,702
      24,426
      -363
      7,776
      1,244
      980
      733
      224
      204
      488
      538
      950
      437
      952
      1,513
      642
      454
      300
      -374
      -544
      252
      267
      367
      240
      285
      250
      208
      239
      428
      334
      595
      224
      657
      451
      512
      442
      704
      -703
      390
      420
      341
      160
      284
      367
      247
      397
      309
      87
      408
      588
      592
      414
      457
      -55
      633
      504
      293
      -112
      298
      -170
      231
      -311
      381
      -106
      491
      500
      171
      439
      230
      313
      387
      463
      561
      449
      509
      230
      -1,069
      276
      341
      443
      604
      780
      353
      434
      -201
      521
      674
      451
      581
      302
      476
      380
      205
      359
      426
      322
      375
      250
      2,366
      362
      -1,398
      1,266
      -1,686
      701
      467
      372
      -1,341
      -3,807
      595
      776
      -1,972
      1,086
      935
      758
      836
      625
      929
      808
      535
      2,138
      685
      403
      453
      720
      770
      672
      862
      676
      -1,781
      262
      617
      855
      448
      450
      -2,256
      369
      474
      362
      610
      568
      1,076
      -2,021
      738
      -2,998
      2,084
      792
      1,053
      545
      610
      375
      187
      781
      -2,401
      622
      -2
      13
      602
      -1,948
      1,001
      654
      -645
      88
      646
      438
      489
      139
      207,327
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 381,300
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 374,350 5,634,687 0.066437
2012 438,242 5,384,002 0.081397
2011 387,258 5,456,438 0.070973
2010 433,709 5,498,577 0.078877
2009 510,474 5,257,633 0.097092
2 Total of line 1, column (d) ...................... 2 0.394776
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.078955
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 6,392,111
5 Multiply line 4 by line 3....................... 5 504,689
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 4,231
7 Add lines 5 and 6......................... 7 508,920
8 Enter qualifying distributions from Part XII, line 4.............. 8 478,100
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 8,463
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 8,463
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 8,463
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 9,240
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 9,240
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 777
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet777 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletALAN AUFZIEN Telephone no.bullet (973) 575-5132
    Located atbullet350 PASSAIC AVENUEFAIRFIELDNJ ZIP+4bullet07004
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ALAN AUFZIEN DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    NORMA AUFZIEN DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    JONATHAN AUFZIEN DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    LESLIE LEVINE DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    MEREDITH BAUER DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    LISA AUFZIEN DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    5,803,562
    b
    Average of monthly cash balances.......................
    1b
    685,891
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,489,453
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    6,489,453
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    97,342
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,392,111
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    319,606
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    319,606
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    8,463
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    8,463
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    311,143
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    311,143
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    311,143
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    478,100
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    478,100
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    478,100
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 311,143
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 247,662
    b From 2010....... 164,362
    c From 2011....... 115,500
    d From 2012....... 171,038
    e From 2013....... 101,852
    fTotal of lines 3a through e......... 800,414
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 478,100
    a Applied to 2013, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 311,143
    e Remaining amount distributed out of corpus 166,957
    5 Excess distributions carryover applied to 2014. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 967,371
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		247,662
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		719,709
    10 Analysis of line 9:
    a Excess from 2010.... 164,362
    b Excess from 2011.... 115,500
    c Excess from 2012.... 171,038
    d Excess from 2013.... 101,852
    e Excess from 2014.... 166,957
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALAN AUFZIEN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ALAN AUFZIEN
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    (973) 575-5132
    bThe form in which applications should be submitted and information and materials they should include:
    LETTER
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN FRIENDS OF TEL AVIV UNIVERSITY
    360 LEXINGTON AVENUE
    NEW YORK,NY10017     		  EXEMPT DONATION 45,800
    AMERICAN JEWISH COMMITTEE
    165 EAST 56TH STREET
    NEW YORK,NY10222     		  EXEMPT DONATION 5,000
    ANTI DEFAMATION LEAGUE
    605 THIRD AVENUE
    NEW YORK,NY10158     		  EXEMPT DONATION 5,500
    BOYS TOWN JERUSALEM FOUNDAITON OF AMERICA INC
    91 FIFTH AVENUE
    NEW YORK,NY10003     		  EXEMPT DONATION 500
    CITY HARVEST
    575 EIGHTH AVENUE
    NEW YORK,NY10018     		  EXEMPT DONATION 2,000
    CJLPRINCETON HILLEL
    70 WASHINGTON ROAD
    PRINCETON,NJ08540     		  EXEMPT DONATIONDONATION 500
    JEWISH FAMILY SERVICES OF CLIFTON-PASSIAC
    925 ALLWOOD RD 2ND FL
    CLIFTON,NJ07012     		  EXEMPT DONATION 5,000
    JEWISH NATIONAL FUND
    42 EAST 69TH STREET
    NEW YORK,NY10021     		  EXEMPT DONATION 4,000
    NEW JERSEY SEEDS
    THE PEDDIE SCHOOL PO BOX 31
    HIGHSTOWN,NJ08520     		  EXEMPT DONATION 15,000
    NY TIMES NEEDIEST CASES
    4 CHASE METROTECH CENTER
    BROOKLYN,NY11245     		  EXEMPT DONATION 200
    PAPERMILL PLAYHOUSE
    22 BROOKSIDE DR
    MILLBURN,NJ07041     		  EXEMPT DONATION 1,200
    PINE CREST SCHOOL
    1501 NE 62ND STREET
    FORT LAUDERDALE,FL33334     		  EXEMPT DONATION 500
    PRINCETON UNIVERSITY
    PO BOX 5357
    PRINCETON,NJ08543     		  EXEMPT DONATION 2,500
    SYMPHONY SPACE
    2537 BROADWAY
    NEW YORK,NY10025     		  EXEMPT DONATION 56,000
    THE INVESTIGATIVE PROJECT ON TERRORISM
    5614 CONNECTICUT AVE NW NO341
    WASHINGTON,DC20015     		  EXEMPT DONATION 5,000
    THE RAMAZ SCHOOL
    114 EAST 85TH STREET
    NEW YORK,NY10028     		  EXEMPT DONATION 850
    THE WASHINGTON INSTITUTE
    5101 WISCONSIN AVE NW 100
    WASHINGTON,DC20036     		  EXEMPT DONATION 220,000
    THE WASHINGTON INSTITUTE FOR NEAR EAST POLICY
    1828 L STREET
    WASHINGTON,DC20036     		  EXEMPT DONATION 2,500
    UJA FEDERATION NYC
    130 EAST 59TH ST
    NEW YORK,NY10022     		  EXEMPT DONATION 5,000
    UNIVERSITY OF PENNSYLVANIA
    433 FRANKLIN BUILDING
    PHILADELPHIA,PA19104     		  EXEMPT DONATION 12,500
    VASSAR COLLEGE
    BOX 14
    POUGHKEEPSIE,NY12601     		  EXEMPT DONATION 50,000
    AMERICAN FRIENDS OF JAFFA INSTITUTE
    C/O DR E HARTMAN 171-06 76TH AVE
    FLUSHING,NY11366     		  EXEMPT DONATION 5,500
    HADASSAH - THE TOKEN
    50 WEST 58TH STREET
    NEW YORK,NY10102     		  EXEMPT DONATION 150
    LAMP FOR HAITI FOUNDATION
    PO BOX 39703
    PHILADELPHIA,PA19106     		  EXEMPT DONATION 1,200
    LUBAVITCH HOUSE
    UNIVERSITY OF PA 4032-34 SPRUCE ST
    PHILADELPHIA,PA19104     		  EXEMPT DONATION 6,000
    NEW YORK CITY CENTER
    130 WEST 56TH STREET
    NEW YORK,NY10024     		  EXEMPT DONATION 200
    PEF ISRAEL ENDOWNMENT FUND
    15TH 630 THIRD AVENUE
    NEW YORK,NY10017     		  EXEMPT DONATION 2,500
    THE JEWISH MUSEUM
    1109 5TH AVENUE
    NEW YORK,NY10128     		  EXEMPT DONATION 500
    TORAH ACADEMY OF BOCA RATON
    3881 NW 3RD AVENUE
    BOCA RATON,FL33431     		  EXEMPT DONATION 2,000
    YES SOLUTIONS INC
    549 WEST 123RD STREET
    NEW YORK,NY10027     		  EXEMPT DONATION 5,000
    CONGREGATION SHEARITH ISRAEL
    8 WEST 70TH STREET
    NEW YORK,NY10023     		  EXEMPT DONATION 3,000
    JAFCO CHILDREN'S FOUNDATION
    4200 N UNIVERSITY DRIVE
    SUNRISE,FL33351     		  EXEMPT DONATION 12,500
    Total .................................bullet 3a 478,100
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 127,445  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 16,757  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    14 381,300  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 525,502 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13525,502
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2014
    Name of the organization
    AUFZIEN FOUNDATION INC
     
    Employer identification number

    22-2838652
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 2
    Name of organization
    AUFZIEN FOUNDATION INC
          		Employer identification number

    22-2838652
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ALAN AUFZIEN  
    350 PASSAIC AVENUE
     
    FAIRFILED, NJ07004

    		$150,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    MICHELLE AUFZIEN  
    140 WEST END AVENUE APT 5C
     
    NEW YORK, NY10023

    		$409,520


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 3
    Name of organization
    AUFZIEN FOUNDATION INC
          		Employer identification number

    22-2838652
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    2
    		 3,000 SHARES SIGMA-ALDRICH CORP $ 409,520 2014-12-05
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 4
    Name of organization
    AUFZIEN FOUNDATION INC
          		Employer identification number

    22-2838652
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
    that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2014 InvestmentsOtherSchedule2
    Name:
    AUFZIEN FOUNDATION INC
    EIN: 22-2838652
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    STOCKS AND BONDS AT COST 3,085,500 3,413,255
    CMS STRUCTURED PRODUCTS FUND AT COST 334,758 334,758
    CMS PRIVATE REIT FUND AT COST 276,841 276,841
    MUUS INDEPENDENCE FUND AT COST 0 0
    MAGNITUDE INTERNATIONAL AT COST 285,793 285,793
    WYNNEFIELD SMALL CAP OFFSHORE AT COST 227,577 227,577
    ALLEN KONRAD MERIDIAN INVESTORS LLC AT COST 39,525 39,525
    GOLUB CAPITAL PARTNERS V LP AT COST 141,549 141,549
    WHITEBOX MULTI STRATEGY FUND AT COST 422,898 910,240
    GEMS FUND LP AT COST 146,248 146,248
    GOLUB CAPITAL PARTNERS VII LP AT COST 130,475 130,475
    GOLUB CAPITAL PARTNERS VIII LP AT COST 89,523 89,523
    GOLUB CAPITAL PARTNERS 9 LP AT COST 65,000 65,000
    1,659 SHS GOLUB CAPITAL BDC INC AT COST 31,703 29,903

    TY 2014 OtherAssetsSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN: 22-2838652
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    RECEIVABLE - CMS PRIVATE REIT LP 13,745 0 0


    TY 2014 OtherDecreasesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN: 22-2838652
    Description Amount
       


    TY 2014 OtherExpensesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN: 22-2838652
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 59,404 59,404   0
    OTHER INVESTMENT EXPENSES 29,329 29,329   0
    PROFESSIONAL FEES 7,642 7,642   0
    LICENSES AND FEES 25 25   0


    TY 2014 OtherIncomeSchedule2
    Name:
    AUFZIEN FOUNDATION INC
    EIN: 22-2838652
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    MUUS INDEPENDENCE FUND -83 -83 -83
    GOLUB CAPITAL PARTNERS V LP 2,961 2,961 2,961
    MERIDIAN REDEVELOPMENT VALUE FUND 1 -2,654 -2,654 -2,654
    GEMS FUND LP 7,983 7,983 7,983
    GOLUB CAPITAL PARTNERS VII LP 2,814 2,814 2,814
    GOLUB CAPITAL PARTNERS VIII LP 1,421 1,421 1,421
    RBC #300-00838 79 79 79
    UBS #61938 3,629 3,629 3,629
    RBC #309-58541 268 268 268
    OTHER INCOME 339 339 339


    TY 2014 OtherIncreasesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN: 22-2838652
    Description Amount
       
       
       


    TY 2014 SubstantialContributorsSch
    Name:
    AUFZIEN FOUNDATION INC
    EIN: 22-2838652
    Name Address
    ALAN AUFZIEN 350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    MICHELLE AUFZIEN 140 WEST END AVENUE APT 5C
    NEW YORK,NY10023
    MERIDITH A BAUER 3 BLACKBERRY LANE
    FAIRFIELD,NJ07004


    TY 2014 TaxesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN: 22-2838652
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 2,777 2,777   0